(a)

 

(b)

 

(c)

 

(d)

 

(e)

Identity of Issue,

Borrower, Lessor or

Description of Investment including Maturity Date, Rate of

Similar Party

Interest, Collateral, Par or Maturity Value

Cost

Current Value

Common Stock:

*

Dillard’s, Inc.

Common Stock, par value $.01

**

$

2,742,549,187

Mutual Funds:

American Funds

American Funds EuroPacific Growth Fund R6

**

26,976,504

Dodge & Cox

Dodge & Cox Income X

**

85,442,739

American Funds

American Funds Washington Mutual Investors R6 Fund

**

76,506,116

DFA

DFA US Small Cap Value Portfolio Inst Fund

**

20,072,332

JP Morgan

JP Morgan Mid Cap Equity R6 Fund

**

42,709,216

T. Rowe Price

T. Rowe Price Integrated US Small Cap Growth Equity Fund I

**

14,365,792

DFA

DFA World ex U.S. Core Equity Index Inst Fund

**

23,095,015

Total mutual funds

289,167,714

Collective Trust Funds:

Harbor Funds

Harbor Capital Appreciation CIT Class 4

**

92,763,091

State Street

State Street Russell Small/Mid Cap Index SL Class II

**

17,518,037

State Street

State Street Global All Cap Equity ex-US Index SL Class II

**

41,269,500

State Street

State Street U.S. Bond Index SL Class XIV

**

43,845,707

State Street

State Street S&P 500 Index SL Class II

**

168,810,711

State Street

State Street U.S. Inflation Protected Bond Index SL Class II

**

30,819,682

SEI Trust Company

Galliard Stable Return Fund X

**

177,136,062

Total collective trust funds

572,162,790

*

Notes receivable from participants

Loans to participants with interest rates ranging from 4.25% to 9.5% maturing through November 2035

—

7,382,583

Total Assets Held for Investment

$

3,611,262,274