Exhibit 99.03 Schedule 1

 

Loan ID Customer Loan ID Seller Loan ID Note Date Original Loan Amount Last Name Property State Occupancy Purpose Originator QM Status TPR QM Status Exception ID Exception Number Exception Date Exception Type Exception Subcategory Exception Exception Remedy Rebuttal TPR Response Compensating Factors Status Update Date Finding Status Initial Exception Grade Final Exception Grade Initial Loan Grade Final Loan Grade
4000096565 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 21:40 Cleared 1 1 1 1
4000096565 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 21:41 Cleared 1 1 1 1
4000096565 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 21:41 Cleared 1 1 1 1
4000099205 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Please provide final HUD 



  FINAL SS -

Final Settlement Statement was provided.  Condition resolved. - xxxxxx

Final HUD-1 Document is not missing or estimated only. - xxxxxx

FINAL SS - xxxxxx

  xxxxxx 18:59 Resolved 3 1 3 1
4000099205 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:08 Cleared 1 1 3 1
4000099205 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 17:29 Cleared 1 1 3 1
4000099773 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the property tax information for xxxxxx and xxxxxx. 



  Property profile is in the file shows the total tax amount. - xxxxxx

Property Profile Reports for xxxxxx and xxxxxx are in file. Condition resolved. - xxxxxx
Property profile is in the file shows the total tax amount. - xxxxxx
  xxxxxx 19:27 Resolved 3 1 3 1
4000099773 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 17:45 Cleared 1 1 3 1
4000099773 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 23:01 Cleared 1 1 3 1
4000099776 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 18:02 Cleared 1 1 1 1
4000099776 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 18:02 Cleared 1 1 1 1
4000099780 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing The loan file is missing the gap credit 10 days prior to closing. 



  Since it’s DSCR, the debt does not matter. GAP report not required.  Please waive. - xxxxxx

DSCR loan, gap report not required.  - xxxxxx

Since it’s DSCR, the debt does not matter. GAP report not required.  Please waive. - xxxxxx

  xxxxxx 18:49 Void 4   4 2
4000099780 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Eligibility - Investor Experience The borrower(s) investor experience does not meet guideline requirements. Per the underwriter guidelines, first time investors must own their own primary; however, the borrower is living rent free. The Loan file contains an exception for (FIRST TIME INVESTOR, DSCR < 1, LIVING RENT FREE). The Compensating factors are: FICO score above minimum by 20 points or higher, DTI below max by 5% or greater, PITIA reserves above minimum by 6 months or higher, reduction in housing payment by 10% or greater, Conservative use of non-housing debt, Residual Income, 0 X 30 X 24-month housing history, 5 years minimum in subject property, Jxxxxxx stability of 5 years or more, Minimal payment shock, Stable ancillary income sources for borrower not being used for qualifying. 



 

The borrower(s) investor experience does not meet guideline requirements. Per the underwriter guidelines, first time investors must own their own primary; however, the borrower is living rent free. The Loan file contains an exception for (FIRST TIME INVESTOR, DSCR < 1, LIVING RENT FREE).  - xxxxxx

The Compensating factors are: FICO score above minimum by 20 points or higher, DTI below max by 5% or greater, PITIA reserves above minimum by 6 months or higher, reduction in housing payment by 10% or greater, Conservative use of non-housing debt, Residual Income, 0 X 30 X 24-month housing history, 5 years minimum in subject property, Jxxxxxx stability of 5 years or more, Minimal payment shock, Stable ancillary income sources for borrower not being used for qualifying. xxxxxx 17:14 Waived 2 2 4 2
4000099780 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 22:16 Cleared 1 1 4 2
4000099875 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s).

  Title supp - xxxxxx

Letter from Title company was provided stating: The above numbered report (including any supplements or amendments thereto) is hereby modified and or supplemented to
reflect the following additional items relating to the issuance of an American Land Title Association Loan Form Policy. Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Title supp - xxxxxx
  xxxxxx 15:22 Resolved 3 1 3 1
4000099875 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance The Final 1003 is Incomplete The final 1003 is incomplete. B2 final application reflects borrower will occupy subject however the transaction occupancy is investment. 



  URLA - xxxxxx

Received 1003 - xxxxxx

URLA - xxxxxx

  xxxxxx 18:19 Resolved 3 1 3 1
4000099875 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 02:58 Cleared 1 1 3 1
4000100755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance 1-4 Family Rider is Missing The file is missing the 1-4 Family Rider.

  PUD rider attached - xxxxxx

The 1-4 Family Rider is Present - xxxxxx

Assignment of leases attached to mortgage - xxxxxx

PUD rider attached - xxxxxx

  xxxxxx 19:06 Resolved 3 1 3 1
4000100755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance PUD Rider is Missing PUD Rider is missing. PUD rider provided. 



  PUD rider attached - xxxxxx

The PUD Rider is Present or is not applicable (Property Type is PUD) - xxxxxx

Recieved rider - xxxxxx

PUD rider attached - xxxxxx

  xxxxxx 19:06 Resolved 3 1 3 1
4000100755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary. Missing Loan Approval



  Lender approval attached - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

The seller provided a loan approval  - xxxxxx

Condition voided, DSCR loan not subject to compliance, guidelines do not have a maximum late charge. - xxxxxx

Lender approval attached - xxxxxx

  xxxxxx 17:07 Resolved 3 1 3 1
4000100755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 21:49 Cleared 1 1 3 1
4000101004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:08 Cleared 1 1 1 1
4000101004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 16:08 Cleared 1 1 1 1
4000101004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 16:19 Cleared 1 1 1 1
4000101745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Eligibility - Investor Experience The borrower(s) investor experience does not meet guideline requirements. Borrower is a 1st time Investor and our DSCR % is less than 1%, which is what is required for a 1st time investor per guidelines. Borrower has owned his primary for 14 years.

This should be a Grade 2. A formal exception is in the file.



 

  - xxxxxx

1. FICO is way higher than the minimum.
2. LTV is less than Maximum.
3. Borrower has double the required reserves.
xxxxxx 00:47 Waived 2 2 2 2
4000101745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:20 Cleared 1 1 2 2
4000101745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 16:20 Cleared 1 1 2 2
4000102125 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 19:38 Cleared 1 1 1 1
4000102125 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:39 Cleared 1 1 1 1
4000102125 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 19:48 Cleared 1 1 1 1
4000102795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Asset Qualification Does Not Meet Guideline Requirements Asset Qualification does not meet guideline requirements. The loan file is missing the reserves/assets. 



  Please see attached, borrower has enough funds to close.  - xxxxxx

xxxxxx Print-out was provided showing balance.  Condition resolved. - xxxxxx
Asset Qualification Meets Guideline Requirements - xxxxxx
Please see attached, borrower has enough funds to close.  - xxxxxx
  xxxxxx 15:55 Resolved 3 1 3 1
4000102795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. The loan file is missing the reserves/assets. 

  Please see attached, borrower has enough fund.  - xxxxxx

xxxxxx Print-out was provided showing balance. Condition resolved. - xxxxxx

Please see attached, borrower has enough fund.  - xxxxxx

  xxxxxx 15:57 Resolved 3 1 3 1
4000102795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Assets - Insufficient Cash to Close or Reserves Liquid Funds Post-Close of '$xxxxxx', are less than $xxxxxx. The loan file is missing the reserves/assets. 

  Please see attached, borrower has enough funds  - xxxxxx

. - xxxxxx

xxxxxx Print-out was provided showing balance. Condition resolved. - xxxxxx

Please see attached, borrower has enough funds  - xxxxxx

  xxxxxx 15:56 Resolved 3 1 3 1
4000102795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 00:00 Cleared 1 1 3 1
4000102795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Credit Audited Reserves are less than Guideline Required Reserves (Number of Months) Audited reserves months are less than the guideline required reserve months. Audited reserves of 0 months are less than the guideline required reserve 3 months.



  Please attached, borrower has reserves.  - xxxxxx

xxxxxx Print-out was provided showing balance. Condition resolved. - xxxxxx

Please attached, borrower has reserves.  - xxxxxx

  xxxxxx 15:56 Resolved 3 1 3 1
4000102795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 19:00 Cleared 1 1 3 1
4000102946 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Asset 4 Does Not Meet Guideline Requirements Asset does not meet G/L Requirements. The loan file is missing the 1031 Exchange Final Settlement Statement with the final disbursement amount. 



  see attached  - xxxxxx

1031 Settlement Statement provided.  Condition resolved. - xxxxxx

Asset 4 Meets Guideline Requirements Or Not Applicable - xxxxxx

see attached  - xxxxxx

  xxxxxx 14:15 Resolved 3 1 3 1
4000102946 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 18:52 Cleared 1 1 3 1
4000102946 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Field Review Supports Value within 10% A Retro-Field Review was performed. The original appraised value is supported with a variance within 10%.

 

    xxxxxx 18:52 Cleared 1 1 3 1
4000102946 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:17 Cleared 1 1 3 1
4000103260 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Lender to provide the fully executed final CD, HUD or settlement statement. 



  FINAL SS - xxxxxx

Final Settlement Statement provided.  Condition resolved. - xxxxxx

Final HUD-1 Document is not missing or estimated only. - xxxxxx

FINAL SS - xxxxxx

  xxxxxx 21:38 Resolved 3 1 3 2
4000103260 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Property Issue - Neighborhood Location The subject appraisal verified a neigxxxxxxorhood location not allowed per guidelines. The appraisal in the loan file indicates that the subject property is located in a rural area. According to program guidelines, properties in rural locations are not eligible.



  Please see attached exception approval  - xxxxxx

 LOE  - xxxxxx

Document Uploaded. Exception provided for:  Exception approved in DSCR with rural property. FT Investor 2with DSCR<1.0 (must be .75 or better). No additional exceptions and loan subject to final review - xxxxxx
Condition upheld.  Provide fully executed approved exception.   - xxxxxx
Please see attached exception approval  - xxxxxx
Loan was underwritten to xxxxxx DSCR Plus Guidelines. Rural properties are not allowed.  Provide xxxxxx exception. - xxxxxx
LOE  - xxxxxx
Comp factors: LTV <65%, Credit score >805, Reserves >40 months xxxxxx 20:04 Waived 3 2 3 2
4000103260 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit General and Limited: Certificate of Good Standing Doc is Incomplete The General and Limited: Certificate of Good Standing in file is incomplete. The Certificate of Good Standing is in the loan file, but is not dated. Per guidelines, it must be dated within 30 days of closing. Please provide the updated Certificate of Good Standing.
 



  xxxxxx - xxxxxx

 As per our underwriter xxxxxx dated xxxxxx shows the business is active. - xxxxxx

 As per our underwriter Please note that the xxxxxx is valid for 90 days - xxxxxx

Current Certificate of Good Standing provided.  Condition resolved. - xxxxxx
xxxxxx - xxxxxx
Condition upheld.  Provide the one from xxxxxx.  The one in file is from xxxxxx. - xxxxxx
As per our underwriter xxxxxx dated xxxxxx shows the business is active. - xxxxxx
Condition upheld.  The Certificate of Good Standing is from xxxxxx. - xxxxxx
As per our underwriter Please note that the xxxxxx is valid for 90 days - xxxxxx
  xxxxxx 20:08 Resolved 3 1 3 2
4000103260 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 17:42 Cleared 1 1 3 2
4000103429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 18:19 Cleared 1 1 3 1
4000103429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 18:19 Cleared 1 1 3 1
4000103429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. CU score 4.3



  Attached - xxxxxx

CDA supporting value was provided.  Condition resolved. - xxxxxx

Attached - xxxxxx

  xxxxxx 00:30 Resolved 3 1 3 1
4000103517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Asset 1 Expired Asset expired. The bank statements provided from xxxxxx are from xxxxxx, making the statements expired. 



  Lender Cert - xxxxxx

 Assets expired 2/28, but loan closed on 2/20. Assets were not expired when loan closed. - xxxxxx

System error.  Asset Docs are not expired. - xxxxxx

Lender Cert - xxxxxx

Condition upheld.  xxxxxx statement is dated xxxxxx.  122 days old. - xxxxxx

Assets expired 2/28, but loan closed on 2/20. Assets were not expired when loan closed. - xxxxxx

  xxxxxx 15:12 Void 3   3 1
4000103517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:27 Cleared 1 1 3 1
4000103517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:27 Cleared 1 1 3 1
4000103539 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a xxxxxx CDA with a Low Risk score and value of $xxxxxx, which is a 3.2% variance from the appraised value.   

 

    xxxxxx 02:12 Cleared 1 1 1 1
4000103539 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 02:08 Cleared 1 1 1 1
4000103539 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 23:00 Cleared 1 1 1 1
4000103846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Lender to provide the final title policy with the correct loan amount of $ xxxxxx.

  Title - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx.00+0+0 - xxxxxx
Title - xxxxxx
  xxxxxx 20:45 Resolved 3 1 3 2
4000103846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 15:39 Cleared 1 1 3 2
4000103846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance Lender Credits That Cannot Decrease Test (50001262) The baseline amount of non-specific (lump sum) lender credits and specific lender credits disclosed is ($xxxxxx). The Last CD shows a total lender credit amount of ($xxxxxx). The following fees "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3)(i) and comments 19(e)(3)(i)-5 and -6; 12 CFR 1026.19(f)(2)(v); 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). The Lender Credit was removed without a valid change in circumstance.

  Here is the tracking to show delivery - xxxxxx

 See attached LOE, PCCD and account history  - xxxxxx

 Good afternoon, is a PR acceptable or if a check is required for refund to borrower - xxxxxx

 Attaching tracking and COC - xxxxxx

Received PCCD, LOE, proof of principal reduction for $xxxxxx and tracking of borrowers receipt.   - xxxxxx
Here is the tracking to show delivery - xxxxxx
Please provide copy of the mailing label as proof the curative package was sent to the borrower - xxxxxx
See attached LOE, PCCD and account history  - xxxxxx
Principal Reduction is acceptable. Please provide all relevent documentation, PCCD showing PR, LOE, internal documentation of the reduction and proof of mailing to the borrower - xxxxxx
Good afternoon, is a PR acceptable or if a check is required for refund to borrower - xxxxxx
Received duplicate copy of CD issued xxxxxx  This finding is for the removal of the $xxxxxx lender credit from the final CD.  Provide CIC for the removal of this fee or cure in the amount of $xxxxxx - xxxxxx
Attaching tracking and COC - xxxxxx
  xxxxxx 15:54 Cured 3 2 3 2
4000103846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance Lender Credits That Cannot Decrease Test (Fees-Limited) The baseline amount of non-specific (lump sum) lender credits and specific lender credits is ($xxxxxx). The actual total fee amount shows a credit amount of ($xxxxxx). The following actual fees submitted as "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure. (12 CFR 1026.19e)(3) and comments 19(e)(3)-5 and -6; 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)).
  This is the PCCD and tracking, please let us know what else is needed to clear this. - xxxxxx

Received curative package: PCCD, LOE, proof of delivery and internal principal reduction to the borrowers account - xxxxxx

This is the PCCD and tracking, please let us know what else is needed to clear this. - xxxxxx

  xxxxxx 15:55 Cured 1 2 3 2
4000103860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 18:17 Cleared 1 1 1 1
4000103860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:42 Cleared 1 1 1 1
4000103860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:42 Cleared 1 1 1 1
4000103882 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 YTD Profit & Loss Missing Borrower 1 YTD Profit & Loss missing. There is a profit and loss statement in the loan documents but the borrower did not sign it. This is required per guidelines.



  p&L - xxxxxx

Signed P&L was provided. Condition resolved. - xxxxxx

p&L - xxxxxx

  xxxxxx 20:12 Resolved 3 1 3 1
4000103882 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 19:58 Cleared 1 1 3 1
4000103882 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 12:55 Cleared 1 1 3 1
4000103945 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 06:37 Cleared 1 1 1 1
4000103945 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 06:37 Cleared 1 1 1 1
4000103945 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:01 Cleared 1 1 1 1
4000104426 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 05:02 Cleared 1 1 3 1
4000104426 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 05:02 Cleared 1 1 3 1
4000104426 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance Federal - Right of Rescission (Loan Disbursement Violation) (TILA) The loan disbursement date (xxxxxx) is earlier than, or the same day as, the calculated "Right to Cancel Expire Date" (xxxxxx). Under Regulation Z, funds may not be disbursed to the borrower until after the expiration of the rescission period. (Reg Z, 12 CFR 1026.23(c) and Official Staff Commentary) ROR in file is signed by the borrowers on xxxxxx with an expiration date of xxxxxx. Per Final CD dated xxxxxx, the Disbursement date is xxxxxx. Disbursement date is before the end of the statutory recission period.



  PCCD - xxxxxx

Received PCCD correcting the disbursement date - xxxxxx

Resolved - xxxxxx

PCCD - xxxxxx

  xxxxxx 15:59 Resolved 3 1 3 1
4000104485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 17:50 Cleared 1 1 1 1
4000104485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:50 Cleared 1 1 1 1
4000104485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:50 Cleared 1 1 1 1
4000104631 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 22:48 Cleared 1 1 1 1
4000104631 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 22:48 Cleared 1 1 1 1
4000104631 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 15:47 Cleared 1 1 1 1
4000104662 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 19:30 Cleared 1 1 1 1
4000104662 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 19:30 Cleared 1 1 1 1
4000104662 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:31 Cleared 1 1 1 1
4000104668 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 22:35 Cleared 1 1 1 1
4000104668 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 16:55 Cleared 1 1 1 1
4000104668 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 19:40 Cleared 1 1 1 1
4000104750 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 02:18 Cleared 1 1 1 1
4000104750 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:49 Cleared 1 1 1 1
4000104750 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 12:21 Cleared 1 1 1 1
4000104785 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. Missing rent loss insurance on the policy.



  Rent loss email from insurance agent. - xxxxxx

Explanation provided by HOI Agent for Rent Loss.  Condition resolved. - xxxxxx

Hazard Insurance Policy is fully present - xxxxxx

Rent loss email from insurance agent. - xxxxxx

  xxxxxx 17:49 Resolved 3 1 3 1
4000104785 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:59 Cleared 1 1 3 1
4000104785 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:59 Cleared 1 1 3 1
4000104929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:22 Cleared 1 1 3 1
4000104929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 17:23 Cleared 1 1 3 1
4000104929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Eligibility - Borrower Identity The loan file reflected potential identity issues. The identification (driver's license, passport, Patriot Act Form, etc.) for either borrower could not be found in the loan documents.



  Attached - xxxxxx

USA PATRIOT ACT INFORMATION FORM for both Borrowers were provided.  Condition resolved. - xxxxxx

Attached - xxxxxx

  xxxxxx 19:50 Resolved 3 1 3 1
4000105222 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. Lender to provide the most recent bank statements that the borrowers used for the EMD of
 $xxxxxx. Only asset statement in the file is a xxxxxx saving account from xxxxxx. Per the 1003 missing the xxxxxx statements for accounts xxxxxx & xxxxxx. 

  xxxxxx statements - xxxxxx

Asset Statement provided.  Condition resolved. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
xxxxxx statements - xxxxxx
  xxxxxx 21:58 Resolved 3 1 3 1
4000105222 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Assets - Insufficient Cash to Close or Reserves Liquid Funds Post-Close of '$xxxxxx', are less than $xxxxxx. Lender to provide the most recent bank statements that the borrowers used for the EMD of
 $xxxxxx. Only asset statement in the file is a xxxxxx saving account fromxxxxxx. Per the 1003 missing the xxxxxx statements for accounts xxxxxx & xxxxxx. 

 

Liquid Funds Post-Close are greater than or equal to $xxxxxx. - xxxxxx
  xxxxxx 21:57 Resolved 3 1 3 1
4000105222 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 21:02 Cleared 1 1 3 1
4000105222 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 21:02 Cleared 1 1 3 1
4000105222 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Audited Reserves are less than Guideline Required Reserves (Number of Months) Audited reserves months are less than the guideline required reserve months.

  xxxxxx reserves  - xxxxxx

Audited Reserves of  month(s) are greater than or equal to Guideline Required Reserves of  month(s) - xxxxxx

xxxxxx reserves  - xxxxxx

  xxxxxx 21:57 Resolved 3 1 3 1
4000105318 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:33 Cleared 1 1 3 1
4000105318 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains CU with score of 1.0 and CDA Low Risk with 0.00% variance from the appraisal value of $xxxxxx and meets the lender's third-party valuation requirements. 

 

    xxxxxx 16:34 Cleared 1 1 3 1
4000105318 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. Total Cash reserves of '$xxxxxx' are less than $xxxxxx.  The most recent 1-month savings account statement with xxxxxx acct ending #xxxxxx and IRA with  xxxxxx acct ending #xxxxxx is required to verify assets required to close. The statement provided is through xxxxxx and the subject loan closed on xxxxxx.

  xxxxxx statements for xxxxxx #xxxxxx and xxxxxx #xxxxxx - xxxxxx
Updated Statements provided.  Condition resolved. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
xxxxxx statements for xxxxxx #xxxxxx and xxxxxx #xxxxxx - xxxxxx
  xxxxxx 20:45 Resolved 3 1 3 1
4000105318 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Assets - Insufficient Cash to Close or Reserves Liquid Funds Post-Close of '$xxxxxx', are less than $xxxxxx.. The Borrower's total verified assets are insufficient for cash to close or reserves. The most recent 1-month savings account statement with xxxxxx acct ending #xxxxxx and IRA with  xxxxxx acct ending #xxxxxx is required to verify assets required to close. The statement provided is through xxxxxx and the subject loan closed on xxxxxx. 
  xxxxxx and xxxxxx - xxxxxx
Updated Statements provided.  Condition resolved. - xxxxxx
Liquid Funds Post-Close are greater than or equal to $xxxxxx. - xxxxxx
Liquid Funds Post-Close are greater than or equal to $xxxxxx. Borrower(s) total verified assets are insufficient for cash to close or reserves. - xxxxxx
xxxxxx and xxxxxx - xxxxxx
  xxxxxx 20:45 Resolved 3 1 3 1
4000105318 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Audited Reserves are less than Guideline Required Reserves (Number of Months) Audited reserves months are less than the guideline required reserve months.

  xxxxxx #1188 - xxxxxx

Updated Statements provided.  Condition resolved. - xxxxxx

Audited Reserves of  month(s) are greater than or equal to Guideline Required Reserves of  month(s) - xxxxxx

xxxxxx #1188 - xxxxxx

  xxxxxx 20:46 Resolved 3 1 3 1
4000105873 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 W2/1099 Less Than 24 Months Provided Borrower 1 W2/1099 less than 24 months provided. Lender to provide the W -2 for 2023 for xxxxxx for borrower 1 

  2023 W2 - xxxxxx

2023 W2 provided.  Condition resolved. - xxxxxx

Borrower 1 W2/1099 Less Than 24 or More Months Provided Condition Resolved - xxxxxx

2023 W2 - xxxxxx

  xxxxxx 17:04 Resolved 3 1 3 1
4000105873 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:30 Cleared 1 1 3 1
4000105873 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 16:30 Cleared 1 1 3 1
4000105873 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Borrower 2 Executed 4506-T Missing Borrower 2 Executed 4506-T missing from the file.

  4505C - xxxxxx

4506 for B2 was provided.  Condition resolved. - xxxxxx

Borrower 2 Executed 4506-T Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx

4505C - xxxxxx

  xxxxxx 17:04 Resolved 3 1 3 1
4000105930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 19:02 Cleared 1 1 1 1
4000105930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 19:02 Cleared 1 1 1 1
4000105930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 17:47 Cleared 1 1 1 1
4000106022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Compliance Closing Detail Statement Indicator is Missing The Closing Detail Statement Indicator is missing.

  Final settlement statement - xxxxxx

Final Settlement Statement provided.  Condition resolved. - xxxxxx

The Closing Detail Statement Indicator is not missing. - xxxxxx

Final settlement statement - xxxxxx

  xxxxxx 15:23 Resolved 4 1 4 1
4000106022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. Missing final HUD-1; therefore, audit is unable to verify the 3 months PITIA reserve requirement was met. 

 

Settlement Statement received, Borrower received $xxxxxx at closing.  Condition resolved. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
  xxxxxx 15:25 Resolved 3 1 4 1
4000106022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Property Missing Doc - Second Appraisal Missing The loan file did not contain the subject second appraisal as required. The loan file contains the original appraisal dated xxxxxx with an appraised value of $xxxxxx which exceeded 120 days from the Note date.  The loan file contains the required Appraisal Update dated xxxxxx which verifies the value has declined.  The appraiser researched the market from the effective date of original date on inspection to effective recertification date and found approximately 6 closed sales ranging from $xxxxxx to $xxxxxxwith 1 current listing at $xxxxxx However, the lender did not xxxxxxtain a new appraisal. 

  recert of value - xxxxxx

Original appraisals are valid for one hundred twenty (120) days from the note date. Any appraisal dated greater than one hundred twenty (120) days will require a recertification of value completed by the original licensed appraiser and is good for an additional one hundred twenty (120) days. - xxxxxx

recert of value - xxxxxx

  xxxxxx 19:54 Resolved 3 1 4 1
4000106022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 01:07 Cleared 1 1 4 1
4000106022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Credit Audited Reserves are less than Guideline Required Reserves (Number of Months) Audited reserves months are less than the guideline required reserve months.

 

Settlement Statement received, Borrower received $xxxxxx at closing.  Condition resolved. - xxxxxx
Audited Reserves of  month(s) are greater than or equal to Guideline Required Reserves of  month(s) - xxxxxx
  xxxxxx 15:25 Resolved 3 1 4 1
4000106022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Missing secondary valuation  Condition upheld.  File is missing the 3rd party valuation product.





  RDA - xxxxxx

 RECERT OF VALUE - xxxxxx

CDA supporting value provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

RDA - xxxxxx

RECERT OF VALUE - xxxxxx

  xxxxxx 17:35 Resolved 4 1 4 1
4000106157 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Subject Property Address on Note does not match Insured Property Address Subject property on Note does not match insured property address. The subject property address on the Note (xxxxxx) is inconsistent with the Appraisal, Title, and County Records (xxxxxx). This clerical error misidentifies the security for the loan.

  please see docs attached to other condition - xxxxxx

Fully executed Scrivener’s Affidavit was provided. Condition resolved. - xxxxxx

please see docs attached to other condition - xxxxxx

  xxxxxx 20:57 Resolved 3 1 4 1
4000106157 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 00:23 Cleared 1 1 4 1
4000106157 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance Final CD: Property address is missing or inaccurate The Final Closing Disclosure contains a typographical error in the subject property address ("xxxxxx" instead of "xxxxxx"), creating a data integrity conflict with the Title Commitment.
  see attached update CD  - xxxxxx

Updated CD provided, condition resolved.  - xxxxxx

see attached update CD  - xxxxxx

  xxxxxx 17:04 Resolved 1 1 4 1
4000106157 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Other Credit Finding The subject property address on the Note and Deed of Trust (xxxxxx) is inconsistent with the Appraisal, Title, and County Records (xxxxxx). This clerical error misidentifies the security for the loan.  Provide an executed Note Allonge and evidence of a recorded Scrivener’s Affidavit (or Corrective Deed of Trust) to reconcile the address discrepancy.
  please see attached  - xxxxxx

Fully executed Scrivener’s Affidavit was provided.  Condition resolved. - xxxxxx

please see attached  - xxxxxx

  xxxxxx 20:51 Resolved 4 1 4 1
4000106333 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:10 Cleared 1 1 1 1
4000106333 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 19:10 Cleared 1 1 1 1
4000106333 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 20:43 Cleared 1 1 1 1
4000106401 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. Need VOE for borrower 



  xxxxxx VVOE - xxxxxx
Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx
VVOE provided.  Condition resolved. - xxxxxx
xxxxxx VVOE - xxxxxx
  xxxxxx 15:13 Resolved 3 1 3 1
4000106401 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 21:59 Cleared 1 1 3 1
4000106401 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 19:53 Cleared 1 1 3 1
4000106484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:14 Cleared 1 1 3 1
4000106484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:15 Cleared 1 1 3 1
4000106484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Missing Lease Agreement Lender to provide the current fully executed lease agreements for the subject property. UW conditioned for the lease agreements before could be drawn per the loan approval datedxxxxxx

  Lease Agreement included in closed loan package refer to pgs 498 - 538  - xxxxxx

Lease Agreements matching the Operating Income Statement with Appraisal were located in the loan file.   - xxxxxx

Lease Agreement included in closed loan package refer to pgs 498 - 538  - xxxxxx

  xxxxxx 18:00 Resolved 3 1 3 1
4000106484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal - Comparable property has gross adjustments exceeding 25%/Unacceptable The appraiser used one or more comparable properties with gross adjustments over 25%, exceeding typical guidelines, which was considered unacceptable and effected the final value. Per the loan approval datedxxxxxxhe UW requested the appraiser provide additional comps since comps 2 & 3 have gross adjustments over 35%. 



  Revised Appraisal - xxxxxx

Revised Appraisal provided. Condition resolved. - xxxxxx

Revised Appraisal - xxxxxx

  xxxxxx 22:25 Resolved 3 1 3 1
4000106523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance Closing Detail Statement Indicator is Missing The Closing Detail Statement Indicator is missing Provide the final Closure Disclosure for Borrower. Loan file only contains Seller's Statement. 



  FINAL SS - xxxxxx

Final Settlement Statement provided.  Condition resolved. - xxxxxx

The Closing Detail Statement Indicator is not missing. - xxxxxx

FINAL SS - xxxxxx

  xxxxxx 19:39 Resolved 4 1 4 1
4000106523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 20:13 Cleared 1 1 4 1
4000106523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:13 Cleared 1 1 4 1
4000106523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:14 Cleared 1 1 4 1
4000106629 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit HO6 Insurance Policy Effective Date is after the Note Date HO-6 insurance policy effective date is after the Note date. The subject closed on xxxxxx; however, the HOI policy is effective on xxxxxx. 



  Lender Cert - xxxxxx

Note Date is xxxxxx.  Disbursement Date is xxxxxx, and HO-6 Effective Date is xxxxxx.  Condition resolved. - xxxxxx

Lender Cert - xxxxxx

  xxxxxx 20:02 Resolved 3 1 3 1
4000106629 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:39 Cleared 1 1 3 1
4000106629 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the rent schedule for the subject property of $xxxxxx, and xxxxxx is missing the tax cert and xxxxxx is missing the mortgage statement and the tax certificate. 

  REO Documentation - xxxxxx

All REO documents were provided.  Condition resolved. - xxxxxx

REO Documentation - xxxxxx

  xxxxxx 18:14 Resolved 3 1 3 1
4000106629 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Business Purpose/Occupancy Affidavit is missing. Document Uploaded. Condition upheld.  Provide the executed copy of the attached Business Purpose Affidavit.   Condition upheld. xxxxxx requires the attached form







  Business purpose - xxxxxx

 Please advise what is missing or incorrect about the document uploaded - xxxxxx

 Occupancy Affidavit - xxxxxx

Business Purpose Affidavit provided.  Condition resolved. - xxxxxx

Business purpose - xxxxxx

Please advise what is missing or incorrect about the document uploaded - xxxxxx

Occupancy Affidavit - xxxxxx

  xxxxxx 14:17 Resolved 3 1 3 1
4000106827 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Audited DTI Exceeds Guideline DTI Audited DTI exceeds guideline DTI. Audited DTI is over 45% due to conflicting loan programs in the file. UW approval states it's an Expanded Prime Plus program which the DTI can be up to 50%. Lock confirmation is under the Sharp A- program with a max DTI of 45%. if it is Sharp A- , a lender exception for the DTI will need to be provided or use of additional income that was not used in the initial UW of the loan which will help getting the DTI under 45%. Subject property is being purchased as an investment property. 



  Please clarify we show loan was locked and approved as Expanded prime plus which allows for higher DTI  - xxxxxx

Condition voided.  Wrong lock was used. - xxxxxx

Audited DTI of 47.93% is less than or equal to Guideline DTI of 50% - xxxxxx

Please clarify we show loan was locked and approved as Expanded prime plus which allows for higher DTI  - xxxxxx

  xxxxxx 19:39 Resolved 3 1 3 1
4000106827 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:30 Cleared 1 1 3 1
4000106827 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 23:43 Cleared 1 1 3 1
4000106856 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 18:45 Cleared 1 1 1 1
4000106856 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 18:46 Cleared 1 1 1 1
4000106856 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 18:46 Cleared 1 1 1 1
4000106886 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 21:32 Cleared 1 1 1 1
4000106886 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 21:32 Cleared 1 1 1 1
4000106886 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 21:33 Cleared 1 1 1 1
4000106893 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Flood Certificate Missing Missing flood certificate.

  Flood Cert - xxxxxx

Flood Cert provided.  Condition resolved. - xxxxxx

Flood Certificate is fully present - xxxxxx

Flood Cert - xxxxxx

  xxxxxx 19:08 Resolved 4 1 4 1
4000106893 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:02 Cleared 1 1 4 1
4000106893 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 16:43 Cleared 1 1 4 1
4000106934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506 T for the borrower 



  4506C - xxxxxx

4506 provided.  Condition resolved - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506C - xxxxxx

  xxxxxx 22:05 Resolved 3 1 4 2
4000106934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Credit Borrower 1 Credit Report is Missing Borrower 1 credit report is missing. Lender to provide the initial credit report pulled on xxxxxx


  Credit report  - xxxxxx

Credit Report provided.  Condition resolved. - xxxxxx

Borrower 1 Credit Report is not missing. - xxxxxx

Credit report  - xxxxxx

  xxxxxx 22:09 Resolved 4 1 4 2
4000106934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Credit Hazard Insurance Coverage Amount is less than Required Coverage Amount Coverage Amount - Hazard insurance amount is less than required coverage amount.

  RCE was provided  - xxxxxx

Condition set in error. RCE was in file and HOI Policy has sufficient coverage with Replacement Cost.  - xxxxxx
Coverage Amount - Hazard Insurance of $xxxxxx is equal to or greater than Required Coverage Amount of $xxxxxx - xxxxxx
RCE was provided  - xxxxxx
  xxxxxx 22:21 Resolved 3 1 4 2
4000106934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 14:46 Cleared 1 1 4 2
4000106934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Compliance New York - Subprime Home Loan (First Lien)(02/10) This is a New York "subprime home loan." The loan's current APR (8.28%) exceeds the New York Subprime Home Loan threshold of (7.9%) by (0.38). The threshold is determined by adding 1.75 points to the comparable Freddie Mac PMMS rate. (NY Bank 6-m(1)(c)) .



  This is Subprime loan. What is being asked? - xxxxxx

Acknowledged condition.  - xxxxxx

NY Subprime Loan compliant. - xxxxxx

Loan identified as subprime in the loan file and Mortgage. - xxxxxx

This is Subprime loan. What is being asked? - xxxxxx

  xxxxxx 15:08 Acknowledged 3 2 4 2
4000106956 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 15:47 Cleared 1 1 1 1
4000106956 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 15:47 Cleared 1 1 1 1
4000106956 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 20:15 Cleared 1 1 1 1
4000107016 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 04:45 Cleared 1 1 3 1
4000107016 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 04:46 Cleared 1 1 3 1
4000107016 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - Second Appraisal Missing The loan file did not contain the subject second appraisal as required.

  We do not required 2nd appraisal for this loan. UCDP shows score is 1.9 - xxxxxx

CU with a score of 1.9 was provided. Condition resolved. - xxxxxx

We do not required 2nd appraisal for this loan. UCDP shows score is 1.9 - xxxxxx

  xxxxxx 20:50 Resolved 3 1 3 1
4000107019 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:26 Cleared 1 1 3 2
4000107019 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

  FN UCDP shows score 1.6 - xxxxxx

CDA supporting value was provided.  Condition resolved. - xxxxxx

FN UCDP shows score 1.6 - xxxxxx

  xxxxxx 20:01 Resolved 3 1 3 2
4000107019 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Incomplete The policy verifying other property insurance is not complete. Loss of use Coverage D is insufficient 



 

Document Uploaded. OK waiving is this is for a non subject property - xxxxxx

  xxxxxx 17:00 Waived 3 2 3 2
4000107122 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 2 xx/xx/xxxx Credit Audited DTI Exceeds Guideline DTI Audited DTI exceeds guideline DTI. The loan was submitted with the borrower using a type of bridge loan with no monthly payment to avoid using their primary residence payment to qualify for the loan. This loan product requires that all outstanding loans payments to be included in the total DTI. There was no loan payment on the note for the new loan with xxxxxx so a loan payment was calculated with a term of 30 years and using the same interest rate as the note which was 9.75%. With a loan amount of $xxxxxx the payment is $xxxxxx and included the payment for the first mortgage of $xxxxxx. This caused the original DTI of 40.47% to go to 71% which does not meet the guidelines.

  Departure property appraised value $xxxxxx based on exterior appraisal provided, per xxxxxx Guidelines we do not have to hit the borrower with the payment on the departure residence if the borrower states they will list the subject within 90 days of closing and there is at least 20% equity in the property, current loan balance is $xxxxxx with a bridge loan of max $xxxxxx total loans $xxxxxx LTV 79.99% - xxxxxx
Per Guidelines, Departing residence payment (1st & 2nd liens) were excluded from DTI based on Borrower has 20% equity in the property and 12 months reserves.   - xxxxxx
Audited DTI of 49.55% is less than or equal to Guideline DTI of 55% - xxxxxx
Departure property appraised value $xxxxxx based on exterior appraisal provided, per xxxxxx Guidelines we do not have to hit the borrower with the payment on the departure residence if the borrower states they will list the subject within 90 days of closing and there is at least 20% equity in the property, current loan balance is $xxxxxx with a bridge loan of max $xxxxxx total loans $xxxxxx LTV 79.99% - xxxxxx
  xxxxxx 16:14 Resolved 3 1 3 1
4000107122 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 2 xx/xx/xxxx Compliance Insufficient Change of Circumstance (50001252) The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Appraisal Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)). Need evidence of change of circumstance letter or a copy of a refundable check in the amount of $xxxxxx for 0% tolerance fees.

A 2nd Appraisal fee was added to the LE dated xxxxxx. COC in file (page 341) dated xxxxxx does not indicate the reason the 2nd appraisal was needed.
 

  COC LE - xxxxxx

Received acceptable CIC for the additional fee - xxxxxx

 - xxxxxx

COC LE - xxxxxx

  xxxxxx 16:01 Resolved 3 1 3 1
4000107437 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary.

  Final approval attached  - xxxxxx

xxxxxx  EXECUTIVE SUMMARY was provided.  Condition cleared. - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

Final approval attached  - xxxxxx

  xxxxxx 00:05 Resolved 3 1 3 1
4000107437 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock.

  Document Uploaded.  - xxxxxx

 Please note that this loan is locked in xxxxxx. We do not submit rate lock confirmation as this loan is locked on xxxxxx  - xxxxxx

The seller provided the rate lock - xxxxxx

Document Uploaded.  - xxxxxx

Please note that this loan is locked in xxxxxx. We do not submit rate lock confirmation as this loan is locked on xxxxxx  - xxxxxx

  xxxxxx 14:36 Resolved 3 1 3 1
4000107437 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:16 Cleared 1 1 3 1
4000107437 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 02:52 Cleared 1 1 3 1
4000107469 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 19:15 Cleared 1 1 1 1
4000107469 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 19:16 Cleared 1 1 1 1
4000107469 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:16 Cleared 1 1 1 1
4000107573 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing.

  xxxxxx guides do not call for a separate guarantor agreement. These guides have been reviewed and accepted by xxxxxx, Per xxxxxx guides, all borrowers must sign the Deed of Trust/Mortgage as individuals and as authorized signors of the LLC/Corp. The member(s) of the LLC also signs a borrower(s) establishing the guarantor aspect of the borrower. To execute a separate agreement would be redundant. Please escalate to xxxxxx for review.  - xxxxxx

Condition set in error.  Borrower signed as himself and as a Member of the LLC.   - xxxxxx

The Personal Loan Guaranty is not missing. - xxxxxx

xxxxxx guides do not call for a separate guarantor agreement. These guides have been reviewed and accepted by xxxxxx, Per xxxxxx guides, all borrowers must sign the Deed of Trust/Mortgage as individuals and as authorized signors of the LLC/Corp. The member(s) of the LLC also signs a borrower(s) establishing the guarantor aspect of the borrower. To execute a separate agreement would be redundant. Please escalate to xxxxxx for review.  - xxxxxx

  xxxxxx 14:35 Resolved 4 1 4 1
4000107573 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 01:46 Cleared 1 1 4 1
4000107573 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 01:47 Cleared 1 1 4 1
4000107692 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 16:40 Cleared 1 1 1 1
4000107692 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 16:40 Cleared 1 1 1 1
4000107692 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:40 Cleared 1 1 1 1
4000107729 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Final 4506 signed at closing



  per our UW:

This is WVOE program & 4506-T is not required. - xxxxxx

Not required on WVOE program.  Condition voided. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

per our UW:

This is WVOE program & 4506-T is not required. - xxxxxx

  xxxxxx 17:00 Void 3   3 1
4000107729 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 20:10 Cleared 1 1 3 1
4000107729 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:58 Cleared 1 1 3 1
4000107729 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Compliance TX 50(a)(6) Notice of Extension of Credit / 12 Day Letter Missing TX 50(a)(6) Notice of Extension of Credit / 12 Day Letter Missing Notice Concerning Extensions of Credit has not been executed at least 12 days before closing



  attached - xxxxxx

 attached - xxxxxx

Received 12 day letter for non-borrowing spouse - xxxxxx

attached - xxxxxx

Received 12 day letter received by borrower, however non-borrowing spouse is also required to receive this notice at least 12 days prior to closing.  Provide evidence Na Wang received the notice - xxxxxx

attached - xxxxxx

  xxxxxx 16:25 Resolved 3 1 3 1
4000107729 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Compliance Other Compliance Finding No evidence provided indicating Final CD was issued (1) business day prior to closing

  initial cd - xxxxxx

Initial CD was in the file, final CD not required to be issued 1 day prior to closing.  - xxxxxx

initial cd - xxxxxx

  xxxxxx 21:02 Void 3   3 1
4000107729 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Credit State Testing - Texas A6 Cash Out Fair Market Value The TX Affidavit of Fair Market Value of Homestead Property is missing and/or does not meet all required criteria. The Acknowledgement of Fair Market Value located in the file was not executed by the lender

  ATTACHED - xxxxxx

Received disclosure - xxxxxx

ATTACHED - xxxxxx

  xxxxxx 13:42 Resolved 3 1 3 1
4000107752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Credit Property Title Issue Property title issue. 1. Verify that all 2025-2026 property taxes and existing first mortgage lien from xxxxxx were satisfied and recorded as released.

2. Provide sufficient documentation (Letter of Administration/Court Order) proving xxxxxx legal authority to transfer title from the Estate of xxxxxx.

3. Confirm all standard exceptions were accepted or explicitly removed via specific endorsements/affidavits (e.g., boundary lines/survey matters).

4. Confirmation that a "gap search" was performed covering the period between the initial title search effective date and the final recording date to ensure no intervening liens were missed. Condition upheld.  Provide evidence lien on Title was paid in full and subject mortgage is in 1st lien position.  Final CD does not show a mortgage pay-off on Seller's side.


  Attached seller CD shows payoff to xxxxxx - xxxxxx

 1. Attached

2. Requested

3. What can we provide for this? Title signed the closing instructions which state standard exceptions and endorsements.

4. Why is this needed? The loan closed well before the prelim would be considered expired. This isn't something we've been asking for on other xxxxxx loans. - xxxxxx

Evidence paid in full was provided.  Condition resolved. - xxxxxx

Property Title Issue Resolved - xxxxxx

Attached seller CD shows payoff to xxxxxx - xxxxxx

1. Attached

2. Requested

3. What can we provide for this? Title signed the closing instructions which state standard exceptions and endorsements.

4. Why is this needed? The loan closed well before the prelim would be considered expired. This isn't something we've been asking for on other xxxxxx loans. - xxxxxx

  xxxxxx 13:53 Resolved 3 1 3 1
4000107752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 06:38 Cleared 1 1 3 1
4000107755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Lender to provide a credit supplement or a VOM for the subject property to verify no late payments in the last 24 months. 



  Please see attached Credit Supp - xxxxxx

Credit supplement provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

Please see attached Credit Supp - xxxxxx

  xxxxxx 23:41 Resolved 3 1 3 1
4000107755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:35 Cleared 1 1 3 1
4000107755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:35 Cleared 1 1 3 1
4000107863 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 20:41 Cleared 1 1 1 1
4000107863 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 20:41 Cleared 1 1 1 1
4000107863 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:41 Cleared 1 1 1 1
4000107930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Credit Report is Missing Borrower 1 credit report is missing. Provide the full copy of the Credit Report. 



  Credit Report - xxxxxx

Credit Report provided.  Condition resolved. - xxxxxx

Borrower 1 Credit Report is not missing. - xxxxxx

Credit Report - xxxxxx

  xxxxxx 20:38 Resolved 4 1 4 1
4000107930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 03:52 Cleared 1 1 4 1
4000107930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 17:50 Cleared 1 1 4 1
4000107930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing Condition upheld.  Guidelines require it, and the DRIVE has it. 



  Dataverify - xxxxxx

 Why is a gap credit report needed? - xxxxxx

Undisclosed Monitoring on Fraud report datedxxxxxx. Condition resolved. - xxxxxx

Borrower 1 Gap Credit Report is not missing. - xxxxxx

Dataverify - xxxxxx

Why is a gap credit report needed? - xxxxxx

  xxxxxx 20:39 Resolved 4 1 4 1
4000107979 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 23:16 Cleared 1 1 3 1
4000107979 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 23:16 Cleared 1 1 3 1
4000107979 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit AUS (Manual) - Missing A Manual Underwrite was required, but not in evidence in the file. Lender to provide most recent DU xxxxxx with Approve / Eligible results

  AUS - xxxxxx

AUS provided.  Condition resolved - xxxxxx

AUS - xxxxxx

  xxxxxx 14:12 Resolved 2 1 3 1
4000107979 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal - Miscellaneous The subject appraisal reflected issues. There is inconsistent information between the appraisals. Lender to explain why there are two appraisals in file, from the same appraiser with different values and why they are using the appraisal with the higher value?

  Document Uploaded.  - xxxxxx
 LOE - xxxxxx
 As per our underwriter Per the revised appraisal report, the appraised value has been updated to $xxxxxx, as the enclosed patio is permitted.
 - xxxxxx
Lender explanation on value variance is acceptable, condition resolved.  - xxxxxx
Document Uploaded.  - xxxxxx
LOE - xxxxxx
Please provide modified appraisal for review. - xxxxxx
As per our underwriter Per the revised appraisal report, the appraised value has been updated to $xxxxxx, as the enclosed patio is permitted.
 - xxxxxx
  xxxxxx 16:20 Resolved 3 1 3 1
4000108077 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing. Provide the Personal Loan Guaranty.



  Personal Loan Guaranty - xxxxxx

Personal Loan Guaranty was provided.  Condition resolved. - xxxxxx

The Personal Loan Guaranty is not missing. - xxxxxx

Personal Loan Guaranty - xxxxxx

  xxxxxx 21:08 Resolved 4 1 4 1
4000108077 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 04:24 Cleared 1 1 4 1
4000108077 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal.

  Appraisal - xxxxxx

Complete Appraisal provided. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

Appraisal - xxxxxx

  xxxxxx 18:44 Resolved 4 1 4 1
4000108264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 00:00 Cleared 1 1 1 1
4000108264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 00:01 Cleared 1 1 1 1
4000108264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 00:00 Cleared 1 1 1 1
4000108324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506-T for both borrowers. 



  transaction was qualified under P&L program, which does not require 4506-C's. - xxxxxx

B1 is not employed. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

transaction was qualified under P&L program, which does not require 4506-C's. - xxxxxx

  xxxxxx 20:33 Void 3   3 1
4000108324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Credit Borrower 2 Executed 4506-T Missing Borrower 2 Executed 4506-T missing from the file. Lender to provide the fully executed 4506-T for both borrowers. 



  transaction was qualified under P&L program, which does not require 4506-C's. - xxxxxx

Not required on a P&L Program - xxxxxx

Borrower 2 Executed 4506-T Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx

transaction was qualified under P&L program, which does not require 4506-C's. - xxxxxx

  xxxxxx 20:34 Void 3   3 1
4000108324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 16:21 Cleared 1 1 3 1
4000108324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:22 Cleared 1 1 3 1
4000108348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 1 Lease Agreements Missing Borrower 1 Lease Agreements missing from the file. Duplicate



  We are only using rental income forxxxxxx and xxxxxx so we used tax returns for those calculations as it was rented for more than 365 days.  - xxxxxx
Borrower 1 Lease Agreements Provided - xxxxxx

There is no lease.  Full PITIA in DTI. - xxxxxx

We are only using rental income forxxxxxx and xxxxxx so we used tax returns for those calculations as it was rented for more than 365 days.  - xxxxxx

  xxxxxx 17:10 Resolved 3 1 3 1
4000108348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Borrower 2 Lease Agreements Missing Borrower 2 Lease Agreements missing. Lender to provide fully executed current lease agreements for all investment properties for both borrowers per the final 1003 - Undislosed property and mortgage are verified through the credit report and fraud report - xxxxxx owned sincexxxxxx Condition upheld.  Provide the MLS for the cited property to confirm  PITIA.


  Attached  - xxxxxx

 We are not using rental income for xxxxxx and are hitting them with the entire payment so shouldn’t need a lease agreement.  - xxxxxx

Borrower 2 Lease Agreements Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx
There is no lease.  Full PITIA in DTI. - xxxxxx
Borrower 2 Lease Agreements Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx
Attached  - xxxxxx
Condition upheld. Provide the MLS for the cited property to confirm PITIA. - xxxxxx
We are not using rental income for xxxxxx and are hitting them with the entire payment so shouldn’t need a lease agreement.  - xxxxxx
  xxxxxx 17:10 Resolved 3 1 3 1
4000108348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 18:19 Cleared 1 1 3 1
4000108348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Credit Documentation - Undisclosed Liabilities An undisclosed liability was found on the updated credit report that was not located on the original credit report. Credit report dated xxxxxx shows an undisclosed mortgage (xxxxxx balance $xxxxxx) belonging to the co-borrower that was not disclosed on the 1003.  Fraud Report also shows that the co-borrower has owned this property since 2010. Lender to verify occupancy of said property and verify if rental income is being collected. The PITIA will need to be calculated into the DTI as well.  Condition upheld.  Provide the MLS for the cited property to confirm  PITIA.


  The xxxxxx mortgage is on the credit report and on the 1003. It’s the mortgage that’s attached toxxxxxx.  - xxxxxx
 Can you please confirm what is needed to clear this condition?  - xxxxxx
MLS provided. - xxxxxx
The xxxxxx mortgage is on the credit report and on the 1003. It’s the mortgage that’s attached to xxxxxx.  - xxxxxx
Condition upheld. Provide the MLS for the cited property to confirm PITIA. - xxxxxx
Can you please confirm what is needed to clear this condition?  - xxxxxx
  xxxxxx 15:38 Resolved 3 1 3 1
4000108348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:46 Cleared 1 1 3 1
4000108587 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 20:51 Cleared 1 1 1 1
4000108587 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:51 Cleared 1 1 1 1
4000108587 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:51 Cleared 1 1 1 1
4000108766 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 00:25 Cleared 1 1 1 1
4000108766 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 00:25 Cleared 1 1 1 1
4000108766 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:26 Cleared 1 1 1 1
4000108805 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:16 Cleared 1 1 3 2
4000108805 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Corporation/LLC: EIN Doc is Missing The loan file does not contain the Coporation/LLC: EIN documentation. Please provide proof of the EIN for xxxxxx

  ein - xxxxxx

 ein - xxxxxx

Corporation/LLC: EIN documentation provided. Condition resolved. - xxxxxx

ein - xxxxxx

Condition upheld. Provide evidence of the EIN from the IRS.  - xxxxxx

ein - xxxxxx

  xxxxxx 16:34 Resolved 3 1 3 2
4000108805 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Income - Rental Property Rental income is not properly documented and/or supported. The loan was approved using the higher amount reflected on the new lease ($xxxxxx) instead of the market rent of $xxxxxx. Per guidelines, if the executed lease agreement reflects a higher monthly rent than the Appraisal, it may be used in the calculation with sufficient evidence of receipt. Three (3) most recent, consecutive months should be provided. The new lease was provided, but the three (3) most recent, consecutive months rent has not. An email referencing a formal exception is located in the loan file, but the formal exception is missing. 

  exception - xxxxxx

Approved Exception provided for:  To use 120% of rent schedule on recently executed lease agreement with proof of deposit and 1st months rent.   - xxxxxx

exception - xxxxxx

0 X 30 24 month housing history
750 FICO
6 months reserves.
xxxxxx 17:01 Waived 3 2 3 2
4000108805 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 00:28 Cleared 1 1 3 2
4000108835 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Provide the Purchase Contract. 



  Purchase contract attached - xxxxxx

Contract provided.  Condition resolved. - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

Purchase contract attached - xxxxxx

  xxxxxx 14:42 Resolved 3 1 3 1
4000108835 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 15:21 Cleared 1 1 3 1
4000108835 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 16:05 Cleared 1 1 3 1
4000108836 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance TRID: Missing Final Closing Disclosure The loan file does not contain the Final Closing Disclosure. The Final Closing Disclosure or Final Settlement statement is missing from the loan file. 



 

ESCROW SETTLEMENT STATEMENT - xxxxxx

Received final Settlement Statement - xxxxxx



ESCROW SETTLEMENT STATEMENT - xxxxxx

  xxxxxx 13:28 Resolved 4 1 4 1
4000108836 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:11 Cleared 1 1 4 1
4000108836 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 00:11 Cleared 1 1 4 1
4000108841 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Please provide a fully executed HUD-1 or Final ALTA Settlement Statement reflecting the final loan amount, payoff of any existing liens, and a detailed itemization of all borrower debits and credits. The transaction must meet rate-and-term eligibility requirements, and any cash to the borrower must not exceed the allowable incidental funds in accordance with program guidelines.



  FINAL SS

 - xxxxxx

Final HUD-1 Document is not missing or estimated only. - xxxxxx

Final HUD-1 provided. Condition resolved. - xxxxxx

FINAL SS

 - xxxxxx

  xxxxxx 16:01 Resolved 3 1 3 1
4000108841 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 23:55 Cleared 1 1 3 1
4000108841 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 23:55 Cleared 1 1 3 1
4000108843 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Closing Detail Statement Indicator is Missing The Closing Detail Statement Indicator is missing

  ESCROW SETTLEMENT STATEMENT - xxxxxx

The Closing Detail Statement Indicator is not missing. - xxxxxx

ESCROW SETTLEMENT STATEMENT - xxxxxx

  xxxxxx 15:11 Resolved 4 1 4 1
4000108843 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 00:22 Cleared 1 1 4 1
4000108843 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:22 Cleared 1 1 4 1
4000108891 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit Title Document Missing Title document is missing. Title document could not be found in the loan documents.



  title commitment - xxxxxx

Title document is fully present - xxxxxx

Title commitment was provided. Condition resolved. - xxxxxx

title commitment - xxxxxx

  xxxxxx 23:17 Resolved 3 1 3 1
4000108891 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Credit Asset 5 Missing Asset documentation is missing from the file. The xxxxxx statements for the savings account could not be found in the loan documents. The balance per the application for this account is $xxxxxx. If the xxxxxx savings account balance is verified, there is a shortage of $xxxxxx, which still needs to be verified. It appears that some of the retirement accounts will be used to cover the closing costs. Per guidelines, the FNMA requirements are used for liquidation. If the combined value of the retirement asset is at least 20% greater than the closing costs, no liquidation documentation is required. It appears that the retirement accounts do not fall within this guideline. Liquidation of some of the funds to cover the closing costs will need to be provided along with the statements for the xxxxxx savings account.

  Proceeds from HELOC. 1008 & 1003 - xxxxxx

Asset 5 Provided Or Not Applicable - xxxxxx

Proceeds from HELOC. 1008 & 1003 - xxxxxx

  xxxxxx 16:23 Resolved 3 1 3 1
4000108891 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx.
  New HELOC proceeds were provided.  Condition resolved. - xxxxxx

 1008&1003 Heloc proceeds - xxxxxx

New HELOC proceeds were provided.  Condition resolved. - xxxxxx

Total Cash reserves are greater than $xxxxxx. - xxxxxx

1008&1003 Heloc proceeds - xxxxxx

  xxxxxx 16:23 Resolved 3 1 3 1
4000108891 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Credit Audited DTI Exceeds Guideline DTI Audited DTI exceeds guideline DTI. The property at xxxxxx was shown as will be sold, however, there was a new loan against the property to assist with closing costs. This made two loans for the property. Documentation could not be found to support that the property was sold. It appears that the two loan payments were not included in the DTI. Additional income or verification of the sale of the property would need to be provided to lower the DTI to support guideline requirements.  Audited DTI 61.33% exceeds guideline DTI 55%. Condition upheld.  HUD in file to show a new loan against xxxxxx for $xxxxxx. This property was listed to be sold.  Please explain as this debt was not included in DTI. After Investor review Condition Stands. Borrower took out a second lien HELOC on the departing residence to purchase the subject property prior to closing. Audited DTI 61.33% exceeds guideline DTI 55%.




  Departing residence guideline - xxxxxx
 appraisal 23 xxxxxx, LOI - xxxxxx
Per Guidelines, Departing residence was excluded from DTI.  Borrower has 31% equity in property, and 12 months reserves were verified.   - xxxxxx
Audited DTI of 38.98% is less than or equal to Guideline DTI of 55% - xxxxxx
Departing residence guideline - xxxxxx
appraisal xxxxxx, LOI - xxxxxx
  xxxxxx 16:29 Resolved 3 1 3 1
4000108891 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. A third party fraud report could not be found in the loan documents.



  fraud report - xxxxxx

Fraud report was provided. Condition resolved. - xxxxxx

fraud report - xxxxxx

  xxxxxx 23:15 Resolved 3 1 3 1
4000108891 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 14:02 Cleared 1 1 3 1
4000108987 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Loan Purpose is Purchase but Purchase Contract Doc is Missing



  P and S - xxxxxx

Contract provided.   - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

P and S - xxxxxx

  xxxxxx 20:18 Resolved 3 1 3 1
4000108987 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 15:15 Cleared 1 1 3 1
4000108987 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Subject property appraisal is not on an as-is basis (Primary Value) Primary value subject property appraisal is not on an as-is basis.

  Completion report - xxxxxx

Completion Report provided.  Condition resolved. - xxxxxx

Primary Value Subject Property Appraisal is completed on an As-Is Basis or Not Applicable - xxxxxx

Completion report - xxxxxx

  xxxxxx 20:17 Resolved 3 1 3 1
4000108987 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 22:53 Cleared 1 1 3 1
4000109054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 23:35 Cleared 1 1 3 1
4000109054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 23:35 Cleared 1 1 3 1
4000109054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - Second Appraisal Missing The loan file did not contain the subject second appraisal as required. Missing secondary valuation product to support origination value. 

  Please see attached for CU score re-review and clear loan for purchase. Thank you - xxxxxx

 CU Score is 1, please see attached for condition review. Thank you - xxxxxx

Secondary valuation provided. Condition resolved. - xxxxxx

Please see attached for CU score re-review and clear loan for purchase. Thank you - xxxxxx

Condition upheld. Could not locate CU in file. Provide CU with risk score 1. - xxxxxx

CU Score is 1, please see attached for condition review. Thank you - xxxxxx

  xxxxxx 18:22 Resolved 3 1 3 1
4000109098 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 12:38 Cleared 1 1 3 1
4000109098 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Final CD: Closing Date is missing or inaccurate Lender to provide fully executed final CD's for all the investment properties the borrower is refinancing with the lender. Page 16 of the AUS for the loan numbers associated with the new loans. 

  FINAL cd FOR ALL THE INVESTMENT PROPERTIES - xxxxxx

 

CLOSING DISCLOSURE - xxxxxx

All Final CD's were provided.  Condition resolved. - xxxxxx

FINAL cd FOR ALL THE INVESTMENT PROPERTIES - xxxxxx

Condition upheld.  Provide the fully executed Final CD.  - xxxxxx



CLOSING DISCLOSURE - xxxxxx

  xxxxxx 15:45 Resolved 3 1 3 1
4000109098 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 23:50 Cleared 1 1 3 1
4000109238 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 19:19 Cleared 1 1 1 1
4000109238 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 19:19 Cleared 1 1 1 1
4000109238 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:19 Cleared 1 1 1 1
4000109302 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 18:48 Cleared 1 1 1 1
4000109302 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:23 Cleared 1 1 1 1
4000109305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Title Document Missing Title document is missing. Provide required title documentation.
 



  Attached for condition review, Thank you.  - xxxxxx

Title provided. Condition resolved. - xxxxxx

Title document is fully present - xxxxxx

Attached for condition review, Thank you.  - xxxxxx

  xxxxxx 14:32 Resolved 3 1 3 1
4000109305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Evidence of Property Tax Missing Missing evidence of property tax. Provide tax certificate. 



  The property tax is not available. This is a new conversion.  The tax information was provided by the attorney.  Please re-review and clear loan for purchase. Thank you.  - xxxxxx

Tax Cert provided.  Condition resolved. - xxxxxx

Evidence of property tax is present - xxxxxx

The property tax is not available. This is a new conversion.  The tax information was provided by the attorney.  Please re-review and clear loan for purchase. Thank you.  - xxxxxx

  xxxxxx 14:33 Resolved 3 1 3 1
4000109305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 04:20 Cleared 1 1 3 1
4000109305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 04:20 Cleared 1 1 3 1
4000109310 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 22:52 Cleared 1 1 3 1
4000109310 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement



  lock - xxxxxx

 LOCK IN AGREEMENT - xxxxxx

Investor lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

lock - xxxxxx

Condition upheld.  Provided Investor lock between FCM and xxxxxx. - xxxxxx

LOCK IN AGREEMENT - xxxxxx

  xxxxxx 13:10 Resolved 3 1 3 1
4000109310 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 22:51 Cleared 1 1 3 1
4000109312 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:05 Cleared 1 1 1 1
4000109312 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 16:05 Cleared 1 1 1 1
4000109312 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:06 Cleared 1 1 1 1
4000109335 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance The Note is Missing The Note is missing. Lender to provide the fully executed note datedxxxxxx.



  Note - xxxxxx

The Note has been provided. - xxxxxx

Note - xxxxxx

  xxxxxx 21:55 Resolved 4 1 4 1
4000109335 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 13:32 Cleared 1 1 4 1
4000109335 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 13:32 Cleared 1 1 4 1
4000109410 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Purchase Contract - Addendum Missing The Purchase Contract Addendum is missing. Missing addendum to contract for seller credit reflected on Closing Disclosure in the amount $xxxxxx. 

  LOX - Seller credit - xxxxxx

Seller credit was located in the Contract.  Condition resolved. - xxxxxx

LOX - Seller credit - xxxxxx

  xxxxxx 15:16 Resolved 2 1 3 1
4000109410 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). Missing Condo Questionnaire. 



  Questionnaire, Declaration, Budget, Building permit - xxxxxx

Condo Questionnaire, Declaration, Budget, and Building permit were provided.  Condition resolved.   - xxxxxx

Questionnaire, Declaration, Budget, Building permit - xxxxxx

  xxxxxx 15:17 Resolved 3 1 3 1
4000109410 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 23:48 Cleared 1 1 3 1
4000109410 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:15 Cleared 1 1 3 1
4000109416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines. invalid finding



 

    xxxxxx 19:24 Cleared 1 1 3 1
4000109416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 19:24 Cleared 1 1 3 1
4000109416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 20:30 Cleared 1 1 3 1
4000109427 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 01:47 Cleared 1 1 1 1
4000109427 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 01:47 Cleared 1 1 1 1
4000109427 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 01:47 Cleared 1 1 1 1
4000109429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 16:48 Cleared 1 1 1 1
4000109429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:48 Cleared 1 1 1 1
4000109429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:48 Cleared 1 1 1 1
4000109453 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Fraud Report Shows Uncleared Alerts Fraud Report shows uncleared alerts. The Drive Scoring Results Data Integrity Risk Evaluation Report dated xxxxxx shows several uncleared alerts on page 2 of the report. 



  The final DataVerify Report was run after the loan closed and was registered with MERS.  Per xxxxxx process we do not clear Low alerts when they don't affect loan qualification.  If the MERS section was reviewed it would have been clear the alert was a false positive and a passing score was xxxxxxtained without it being cleared.  However, to expedite this review I have updated the DataVerify report but going forward please note that xxxxxx does not clear Low alerts if they don't affect the loan qualification. - xxxxxx

 Final Fraud Report provided - xxxxxx

Fraud report provided. Condition resolved. - xxxxxx

The final DataVerify Report was run after the loan closed and was registered with MERS.  Per xxxxxx process we do not clear Low alerts when they don't affect loan qualification.  If the MERS section was reviewed it would have been clear the alert was a false positive and a passing score was xxxxxxtained without it being cleared.  However, to expedite this review I have updated the DataVerify report but going forward please note that xxxxxx does not clear Low alerts if they don't affect the loan qualification. - xxxxxx

Condition upheld.  Fraud Report provided, was not cleared and or documented satisfactory.  Undisclosed Properties and Derogatory Credit Events are outside of guidelines. - xxxxxx

Final Fraud Report provided - xxxxxx

  xxxxxx 14:05 Resolved 3 1 3 1
4000109453 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 23:46 Cleared 1 1 3 1
4000109453 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 23:47 Cleared 1 1 3 1
4000109459 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 05:13 Cleared 1 1 1 1
4000109459 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 05:13 Cleared 1 1 1 1
4000109459 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 14:30 Cleared 1 1 1 1
4000109484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Credit Documentation - Mortgage History The loan file did not contain sufficient mortgage payment history. The loan file is missing a 12-month mortgage payment history for the borrower's primary residence located at xxxxxx verifying no late payments as required per the lender's guidelines. The loan file contains the borrowers' credit report dated xxxxxx verifying the mortgage with xxxxxx account ending #xxxxxx with a monthly payment of $xxxxxx through xxxxxx. Proof of payment is required for the xxxxxx and xxxxxx payments and verification the mortgage is current at time of closing. 

  the last 3 months of mortgage statements on the borrower's primary residence attached. - xxxxxx
Evidence of payment made provided.  Condition resolved. - xxxxxx

the last 3 months of mortgage statements on the borrower's primary residence attached. - xxxxxx

  xxxxxx 15:09 Resolved 3 1 3 1
4000109484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Satisfactory Chain of Title not Provided Unsatisfactory chain of title provided. The title commitment effective xxxxxx does not contain the required 24-month chain of title. 



  Chain of title for the subject property attached - xxxxxx

SiteX Report for the subject property was provided.  Condition resolved. - xxxxxx

Satisfactory Chain of Title has been provided - xxxxxx

Chain of title for the subject property attached - xxxxxx

  xxxxxx 20:23 Resolved 3 1 3 1
4000109484 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a xxxxxx CDA with a Low Risk score and 0.00% variance to the $xxxxxx appraisal value which meets the lender's guidelines. 

 

    xxxxxx 01:47 Cleared 1 1 3 1
4000109541 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:41 Cleared 1 1 1 1
4000109541 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 00:40 Cleared 1 1 1 1
4000109541 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 00:40 Cleared 1 1 1 1
4000109553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 03:28 Cleared 1 1 1 1
4000109553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 03:29 Cleared 1 1 1 1
4000109553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 15:18 Cleared 1 1 1 1
4000109569 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing.

  The note on page 243-246 was signed by the borrower as an individual and the sole member of xxxxxx.  Since the borrower signed as himself a personal guaranty is not required.  Please cancel - xxxxxx
The Personal Loan Guaranty is not missing. - xxxxxx

Borrower signed as an Individual and as a Member.  Condition voided.  - xxxxxx

The note on page 243-246 was signed by the borrower as an individual and the sole member of xxxxxx.  Since the borrower signed as himself a personal guaranty is not required.  Please cancel - xxxxxx

  xxxxxx 15:42 Resolved 4 1 4 1
4000109569 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 15:39 Cleared 1 1 4 1
4000109569 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 15:40 Cleared 1 1 4 1
4000109589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Provide evidence of xxxxxx  Rate Lock. 

  lock confirm - xxxxxx

Investor lock provided.   - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

lock confirm - xxxxxx

  xxxxxx 16:39 Resolved 3 1 3 1
4000109589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 03:55 Cleared 1 1 3 1
4000109589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 03:56 Cleared 1 1 3 1
4000109612 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 02:01 Cleared 1 1 1 1
4000109612 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 02:02 Cleared 1 1 1 1
4000109612 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

  xxxxxx 01:59 Cleared 1 1 1 1
4000109614 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:06 Cleared 1 1 1 1
4000109614 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 22:06 Cleared 1 1 1 1
4000109614 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:06 Cleared 1 1 1 1
4000109644 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506-T for both borrowers. 



  4506 - xxxxxx

3 year 4506 provided.  Condition resolved.  - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506 - xxxxxx

  xxxxxx 20:13 Resolved 3 1 3 1
4000109644 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Borrower 2 Executed 4506-T Missing Borrower 2 Executed 4506-T missing from the file. Lender to provide the fully executed 4506-T for both borrowers. 



  4506 - xxxxxx

3 year 4506 provided.  Condition resolved.  - xxxxxx

Borrower 2 Executed 4506-T Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx

4506 - xxxxxx

  xxxxxx 20:12 Resolved 3 1 3 1
4000109644 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 16:24 Cleared 1 1 3 1
4000109644 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

No compliance testing was performed. - xxxxxx

  xxxxxx 16:26 Cleared 1 1 3 1
4000109683 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 14:59 Cleared 1 1 3 1
4000109683 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 14:59 Cleared 1 1 3 1
4000109683 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Corporation/LLC: Operating Agreement Doc is Missing The loan file does not contain the Corporation/LLC: Operating Agreement. Please provide documentation to show the ownership percentage the borrower has in xxxxxx

  This loan is not vested in an LLC.  Please review the prelim title commitment on page 856 of the loan file.  Line 4 states:  "The Title is, at the Commitment Date, vested in: xxxxxx and xxxxxx."  Additionally the note on pages 613-616 were signed by individuals and the Deed of Trust parties are xxxxxx and not an LLC (see page 521).  An operating agreement is not requried and proof of the borrower's ownership percentage for the business has been proven with the Articles of Organization on page 206 along with the 2021 K-1 previously provided.  - xxxxxx
 The 2021 schedule K-1 for xxxxxx show xxxxxx as 100% owner of the corporation. - xxxxxx
 On page 204 is the business narrative that discloses the borrower is 100% owner of xxxxxx.  On page 206 are the Articles of Organization showing xxxxxx as the only Incorporator making him the 100% owner of the business.  Documents are already in your file please cancel. - xxxxxx
Loan did not close in an LLC, no LLC funds are being used to close, and K-1 in file shows ownership.   - xxxxxx
This loan is not vested in an LLC.  Please review the prelim title commitment on page 856 of the loan file.  Line 4 states:  "The Title is, at the Commitment Date, vested in: xxxxxx and xxxxxx."  Additionally the note on pages 613-616 were signed by individuals and the Deed of Trust parties are xxxxxx and not an LLC (see page 521).  An operating agreement is not requried and proof of the borrower's ownership percentage for the business has been proven with the Articles of Organization on page 206 along with the 2021 K-1 previously provided.  - xxxxxx
Condition upheld.  The provided 2021 K-1 was not in the loan file and it is supported with the complete signed current Tax Return. Guidelines state the Operating Agreement is a required document for loan vesting in an LLC. - xxxxxx
The 2021 schedule K-1 for xxxxxx show xxxxxx as 100% owner of the corporation. - xxxxxx
Condition upheld. Provide Operating Agreement per Guidelines. - xxxxxx
On page 204 is the business narrative that discloses the borrower is 100% owner of xxxxxx.  On page 206 are the Articles of Organization showing xxxxxx as the only Incorporator making him the 100% owner of the business.  Documents are already in your file please cancel. - xxxxxx
  xxxxxx 14:39 Void 3   3 1
4000109752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 01:18 Cleared 1 1 1 1
4000109752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 01:19 Cleared 1 1 1 1
4000109752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 14:33 Cleared 1 1 1 1
4000109761 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Borrower does not meet minimum required two open tradelines. A formal investor exception approved located in the file



 

  Comp factors include strong fico 769, borrower has investor experience, DSCR score high over 1.5 and 0x12x48 months. xxxxxx 01:43 Waived 2 2 2 2
4000109761 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 01:46 Cleared 1 1 2 2
4000109761 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 01:45 Cleared 1 1 2 2
4000109761 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 01:44 Cleared 1 1 2 2
4000109763 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:41 Cleared 1 1 1 1
4000109763 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 16:41 Cleared 1 1 1 1
4000109763 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 16:43 Cleared 1 1 1 1
4000109806 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:31 Cleared 1 1 1 1
4000109806 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 20:31 Cleared 1 1 1 1
4000109806 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 20:32 Cleared 1 1 1 1
4000109897 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 01:50 Cleared 1 1 1 1
4000109897 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 01:51 Cleared 1 1 1 1
4000109897 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 01:51 Cleared 1 1 1 1
4000109906 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 15:05 Cleared 1 1 3 1
4000109906 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 15:06 Cleared 1 1 3 1
4000109906 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Incomplete The policy verifying other property insurance is not complete. Lender to provide Homeowner's Insurance Policy with Rent Loss coverage for the subject property of no less than 6 months PITIA. Only page 5 of 11 was provided.



  hoi - xxxxxx

HOI with evidence of rent loss provided.  Condition resolved. - xxxxxx

hoi - xxxxxx

  xxxxxx 19:11 Resolved 3 1 3 1
4000109919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Eligibility - Investor Experience The borrower(s) investor experience does not meet guideline requirements. Borrower qualified as a First Time Investor.  First Time Investors are allowed provided that the DSCR is >1.0, the Credit score is >700 and there are no
exceptions on the file.



  Can you please let me know what is needed to clear this condition?  - xxxxxx

xxxxxx/xxxxxx Blanket exception to allow for First Time Investors are provided that the DSCR is >1.0, and the Credit score is >700
 - xxxxxx
xxxxxx/xxxxxx Blanket exception to allow for First Time Investors are provided that the DSCR is >1.0, and the Credit score is >700 - xxxxxx
Can you please let me know what is needed to clear this condition?  - xxxxxx
xxxxxx/xxxxxx Blanket exception to allow for First Time Investors are provided that the DSCR is >1.0, and the Credit score is >700  - xxxxxx
DSCR is >1.0 and Credit score >700. xxxxxx 19:09 Waived 1 2 4 2
4000109919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 19:28 Cleared 1 1 4 2
4000109919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 19:28 Cleared 1 1 4 2
4000109919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Please provide the third party valuation product



  attached appraisal and SSR. Low SSR scores qualify as the secondary valuation product. - xxxxxx

LCA and CU were provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

attached appraisal and SSR. Low SSR scores qualify as the secondary valuation product. - xxxxxx

  xxxxxx 19:01 Resolved 4 1 4 2
4000109942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. The borrower has lived at the current primary residence located at xxxxxx for 2 months (per the corresponding Final Closing Disclosure), and reports no housing expense for the prior 2 years and 2 months for the former primary residence address of xxxxxx (per the loan application dated xxxxxx

This does not meet xxxxxx's requirement for a complete 12‑month primary housing payment history (per Section 6.4: Housing Payment History guidelines). If the prior residence was owned free and clear, the file should include a 12-month payment history for taxes, insurance, and HOA (if applicable) showing on‑time payments.

 

  See attached  - xxxxxx

MLS and all closing docs were provided.  Condition resolved. - xxxxxx

Housing history meets guideline requirements. - xxxxxx

See attached  - xxxxxx

  xxxxxx 17:13 Resolved 3 1 3 1
4000109942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

Compliance findings do exist. xxxxxx 17:37 Void 1   3 1
4000109942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 17:36 Cleared 1 1 3 1
4000109942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance Note Address Does Not Match Deed of Trust Address Note address does not match Deed of Trust address. Lender to provide corrected Note and Deed of Trust with correct address xxxxxx
 

  Please refer to page 3 of the DEED is the subject address and matches the NOTE. - xxxxxx

in error.  Property address is correct on both documents - xxxxxx

Please refer to page 3 of the DEED is the subject address and matches the NOTE. - xxxxxx

  xxxxxx 15:17 Void 3   3 1
4000109998 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:31 Cleared 1 1 3 1
4000109998 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide xxxxxxF lock confirmation missing from the loan file



  seller rate lock  - xxxxxx

 RATE LOCK CONFIRMATION - xxxxxx

 ratelockconfirmation  - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Investor lock confirmation provided.  Condition resolved. - xxxxxx

seller rate lock  - xxxxxx

CONDITION UPHELD.  PROVIDE THE LOCK CONFIRMATION BETWEEN xxxxxx AND xxxxxx. - xxxxxx

RATE LOCK CONFIRMATION - xxxxxx

Condition upheld. Provide Investor Lock.  - xxxxxx

ratelockconfirmation  - xxxxxx

  xxxxxx 19:08 Resolved 3 1 3 1
4000110016 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Subordination Agreement is Missing Missing Subordination Agreement. Lender to provide a Subordination Agreement or a release of lien for the HELOC on title in the amount of $ xxxxxx dated xxxxxxer the title commitment 

  HELOC INFO - xxxxxx

Set in error. PIF and Closed Letter was located file - xxxxxx

Subordination Agreement is Present - xxxxxx

Set in error.  PIF and Closed Letter was located file. - xxxxxx

Subordination Agreement is Present - xxxxxx

HELOC INFO - xxxxxx

  xxxxxx 17:29 Void 3   3 1
4000110016 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 16:36 Cleared 1 1 3 1
4000110016 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 16:36 Cleared 1 1 3 1
4000110042 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 02:02 Cleared 1 1 3 1
4000110042 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. The appraisal shows Owner Occupied, but the subject transaction is for a refinance of an investment property. Please provide and explanation from the appraiser or the updated appraisal.



  APPRAISAL  - xxxxxx

 APPRAISAL  - xxxxxx

Appraisal showing tenant occupied provided, condition resolved.  - xxxxxx

APPRAISAL  - xxxxxx

Condition upheld.  Same Appraisal was provided again that shows the subject is Owner Occupied. - xxxxxx

APPRAISAL  - xxxxxx

  xxxxxx 17:25 Resolved 3 1 3 1
4000110042 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing Doc - Escrow Waiver Missing Escrow Waiver is missing. Please provide the signed escrow waiver



 

SIGNED ESCROW WAIVER. - xxxxxx

Received waiver - xxxxxx



SIGNED ESCROW WAIVER. - xxxxxx

  xxxxxx 14:47 Resolved 3 1 3 1
4000110063 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 23:13 Cleared 1 1 1 1
4000110063 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 23:13 Cleared 1 1 1 1
4000110063 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 23:14 Cleared 1 1 1 1
4000110067 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506-T of r the borrower. 



  This is a WVOE program, the 4506T should not be required. Is it possible to waive this condition? - xxxxxx

4506 not required on WVOE program - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

This is a WVOE program, the 4506T should not be required. Is it possible to waive this condition? - xxxxxx

  xxxxxx 21:57 Void 3   3 1
4000110067 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 19:39 Cleared 1 1 3 1
4000110067 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 12:15 Cleared 1 1 3 1
4000110090 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:19 Cleared 1 1 3 1
4000110090 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 16:10 Cleared 1 1 3 1
4000110090 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing Lease Agreement Per the appraisal, the subject property is on a mxxxxxxnth lease. The lease agreement is missing from the loan file. 

  Yes its $3600 total - xxxxxx

 Attached  - xxxxxx

Lease Agreements were provided. The house is $xxxxxx and the detached ADU is $xxxxxx.  Using the lesser Market Rent of $xxxxxx.  Condition resolved. - xxxxxx
Yes its $xxxxxx total - xxxxxx
Condition upheld.  1007 in file states Month to Month rent is $xxxxxx, and Market Rent is $xxxxxx.  Per 1008 the DSCR was calculated off Market rent of $xxxxxx.  Lease provided states a month to month rental amount of $xxxxxx.  Per Guidelines: Gross Income will be calculated using the lower of the A) executed lease agreement or B) market rent from applicable Appraisal. In this case it would be $xxxxxx.  Is there a separate Lease Agreement for the ADU? If so, please provide.  Using the $xxxxxx monthly rent, the DSCR is less than 1.00% - xxxxxx
Attached  - xxxxxx
  xxxxxx 17:01 Resolved 3 1 3 1
4000110170 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Income - Social Security/Pension Social security and/or pension benefits were considered as effective income but sufficient supporting documentation was not found in the file. Social Security and/or pension benefits were used as effective income. However, the supporting documentation in xxxxxx’s file must be updated for 2025 to confirm the income remains current, valid, and in good standing.



  Please 11-19 current deposit of SSI income from xxxxxx - xxxxxx

Condition set in error.  File contains bank statements showing SSI deposit, and SSI letter.  Condition voided.  - xxxxxx
Please 11-19 current deposit of SSI income from xxxxxx - xxxxxx
  xxxxxx 19:30 Void 3   3 1
4000110170 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 16:42 Cleared 1 1 3 1
4000110170 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 16:42 Cleared 1 1 3 1
4000110177 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 20:34 Cleared 1 1 1 1
4000110177 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 22:27 Cleared 1 1 1 1
4000110177 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 23:03 Cleared 1 1 1 1
4000110430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

  xxxxxx 02:21 Cleared 1 1 3 1
4000110430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Compliance Disclosure - ARM Disclosure/Late The ARM Disclosure was not provided within 3 days of application date.

  ARM Disclosure - xxxxxx

ARM Disclosure Provided Within 3 Days of Application Date or Not Applicable (Occupancy is Primary Residence and Note Type is ARM) - xxxxxx

Receivede-signed  ARM Disclosure - xxxxxx

ARM Disclosure - xxxxxx

  xxxxxx 15:13 Resolved 3 1 3 1
4000110430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Compliance Missing Doc - CHARM Booklet/Missing CHARM Booklet is missing.

  CHARM - xxxxxx

CHARM Booklet is Present or Not Applicable - xxxxxx

Received charm booklet - xxxxxx

CHARM - xxxxxx

  xxxxxx 15:13 Resolved 3 1 3 1
4000110430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: Recording Service Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)).

  COC CD - xxxxxx

Received CIC - xxxxxx

 - xxxxxx

COC CD - xxxxxx

  xxxxxx 15:20 Resolved 3 1 3 1
4000110430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Compliance Insufficient Change of Circumstance (50001252) The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Recording Service Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)).

  COC CD - xxxxxx

Received CIC - xxxxxx

 - xxxxxx

COC CD - xxxxxx

  xxxxxx 15:20 Resolved 3 1 3 1
4000110430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines.
 - xxxxxx

  xxxxxx 02:21 Cleared 1 1 3 1
4000110439 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:31 Cleared 1 1 1 1
4000110439 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 17:31 Cleared 1 1 1 1
4000110439 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:31 Cleared 1 1 1 1
4000110444 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Lender to provide the final title policy with the updated loan amount of $ xxxxxx

  title - xxxxxx

Final Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
title - xxxxxx
  xxxxxx 14:35 Resolved 3 1 3 1
4000110444 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 15:07 Cleared 1 1 3 1
4000110444 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 15:07 Cleared 1 1 3 1
4000110445 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:43 Cleared 1 1 1 1
4000110445 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:44 Cleared 1 1 1 1
4000110445 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 17:44 Cleared 1 1 1 1
4000110449 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 00:29 Cleared 1 1 4 1
4000110449 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 00:30 Cleared 1 1 4 1
4000110449 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Missing evidence of secondary valuation



  Low SSR scores. Qualify as the secondary valuation  - xxxxxx

CU score of 1 was provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

Low SSR scores. Qualify as the secondary valuation  - xxxxxx

  xxxxxx 17:58 Resolved 4 1 4 1
4000110458 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 01:47 Cleared 1 1 4 1
4000110458 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines.
 - xxxxxx

  xxxxxx 01:46 Cleared 1 1 4 1
4000110458 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure. Initial CD and subsequent CDs prior to Final CD are missing from the file.



  Initial CD - xxxxxx

Received inital CD - xxxxxx

Initial CD - xxxxxx

  xxxxxx 15:50 Resolved 4 1 4 1
4000110507 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:56 Cleared 1 1 1 1
4000110507 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 14:53 Cleared 1 1 1 1
4000110546 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 08:40 Cleared 1 1 1 1
4000110546 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 08:41 Cleared 1 1 1 1
4000110546 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 17:21 Cleared 1 1 1 1
4000110576 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Fraud Report Shows Uncleared Alerts Fraud Report shows uncleared alerts. Lender to provide updated Fraud report with cleared alerts.  The various high severity alerts on the LoanSafe Fraud Manager were left uncleared.  Condition upheld. Original Fraud Report provided with HIGH Alerts not cleared. 





  See attached cleared fraud report  - xxxxxx

 See attached Fraud report.  - xxxxxx

Fraud Report and LOE were provided.  Condition resolved. - xxxxxx

All Fraud Report Alerts have been cleared or None Exist - xxxxxx

See attached cleared fraud report  - xxxxxx

Condition upheld. Original Fraud Report provided with HIGH Alerts not cleared. - xxxxxx

See attached Fraud report.  - xxxxxx

  xxxxxx 14:42 Resolved 3 1 3 1
4000110576 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 01:58 Cleared 1 1 3 1
4000110576 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 02:02 Cleared 1 1 3 1
4000110589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Loan file is missing VOR per lender guidelines must verify 12 months rental history.



  See attached transaction summary to show the rent withdrawals.   - xxxxxx

VOM and evidence of payment provided.  Condition resolved. - xxxxxx

See attached transaction summary to show the rent withdrawals.   - xxxxxx

  xxxxxx 21:25 Resolved 3 1 3 1
4000110589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 18:38 Cleared 1 1 3 1
4000110589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 20:42 Cleared 1 1 3 1
4000110589 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide most recent Rate Lock Agreement and xxxxxxF lock confirmation. Condition upheld.  Provide the Lock Confirmation for the subject loan between xxxxxx and xxxxxx. 





  LOCK CONFIRMATION  - xxxxxx

 See attached rate lock CD  - xxxxxx

Investor  Lock Confirmation provided.  Condition resolved. - xxxxxx

LOCK CONFIRMATION  - xxxxxx

Condition upheld. Provide the Lock Confirmation for the subject loan between xxxxxx and xxxxxx.
 - xxxxxx

See attached rate lock CD  - xxxxxx

  xxxxxx 17:58 Resolved 3 1 3 1
4000110594 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing. Lender to provide the fully executed personal loan guaranty.



  Personal Guaranty attached - xxxxxx

Loan Guaranty provided.  Condition resolved. - xxxxxx

The Personal Loan Guaranty is not missing. - xxxxxx

Personal Guaranty attached - xxxxxx

  xxxxxx 15:42 Resolved 4 1 4 1
4000110594 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:15 Cleared 1 1 4 1
4000110594 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:15 Cleared 1 1 4 1
4000110594 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. Per guidelines a Borrowing Resolution and Incumbency Certificate evidencing LLC’s approval and authorization of the underlying mortgage transaction is required. This document is missing from the loan file. 



  LLC's approval and authorization for transaction attached - xxxxxx

Document provided.  Condition resolved. - xxxxxx

LLC's approval and authorization for transaction attached - xxxxxx

  xxxxxx 14:37 Resolved 3 1 4 1
4000110647 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 15:42 Cleared 1 1 1 1
4000110647 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 15:42 Cleared 1 1 1 1
4000110647 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 15:42 Cleared 1 1 1 1
4000110658 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 20:50 Cleared 1 1 3 1
4000110658 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance TRID: CD not delivered at least 3 days prior to consummation No evidence non-borrowing title holder xxxxxx was provided a copy of the CD at least 3 days prior to closing Received duplicate copy of the final CD. This finding is for evidence the non-borrowing title holder received a copy of the initial CD. All parties with a right to rescind must receive the CD at least 3 days prior to consumation. Provide evidence a copy of the CD was sent to xxxxxx.
 Received duplicate copy of the final CD. This finding is for evidence the non-borrowing title holder received a copy of the initial CD. All parties with a right to rescind must receive the CD at least 3 days prior to consumation. Provide evidence a copy of the CD was sent to xxxxxx.


  Received duplicate copy of the final CD. This finding is for evidence the non-borrowing title holder received a copy of the initial CD. All parties with a right to rescind must receive the CD at least 3 days prior to consumation. Provide evidence a copy of the CD was sent to xxxxxx. - xxxxxx

 

signed ICD  - xxxxxx

   - xxxxxx

 Document Uploaded.  - xxxxxx

Received ICD e-signed by the non-borrowing spouse - xxxxxx

signed ICD  - xxxxxx

Received duplicate copy of the final CD. This finding is for evidence the non-borrowing title holder received a copy of the initial CD. All parties with a right to rescind must receive the CD at least 3 days prior to consumation. Provide evidence a copy of the CD was sent to xxxxxx. - xxxxxx

  - xxxxxx

Received duplicate copy of the final CD.  This finding is for evidence the non-borrowing title holder received a copy of the initial CD.  All parties with a right to rescind must receive the CD at least 3 days prior to consumation.  Provide evidence a copy of the CD was sent to xxxxxx. - xxxxxx

Document Uploaded.  - xxxxxx

  xxxxxx 14:31 Resolved 3 1 3 1
4000110658 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:33 Cleared 1 1 3 1
4000110658 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 22:33 Cleared 1 1 3 1
4000110682 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Credit Borrower 1 Personal Tax Returns Less Than 24 Months Provided Borrower 1 personal tax returns less than 24 months provided. 1 Year Personal Tax Returns are acceptable per AUS guidelines. 



  can you please confirm what do we need to provide here to clear condition ? - xxxxxx

Condition set in error.  Should have been rescinded.   - xxxxxx

can you please confirm what do we need to provide here to clear condition ? - xxxxxx

  xxxxxx 20:43 Void 3   3 1
4000110682 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 20:59 Cleared 1 1 3 1
4000110698 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the HOI for XXXX XXXXX XXXX XXX. 



  HOA/PITI - xxxxxx

REO Docs provided.  Condition resolved. - xxxxxx

HOA/PITI - xxxxxx

  xxxxxx 20:40 Resolved 3 1 3 1
4000110698 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 21:56 Cleared 1 1 3 1
4000110698 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:36 Cleared 1 1 3 1
4000110700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 17:36 Cleared 1 1 1 1
4000110700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:36 Cleared 1 1 1 1
4000110700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 16:07 Cleared 1 1 1 1
4000110772 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Lender to provide the final title policy with the loan amount updated to $ xxxxxx

  Attached  - xxxxxx

Updated Title Policy provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Attached  - xxxxxx
  xxxxxx 21:07 Resolved 3 1 3 1
4000110772 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit HO6 Master Insurance Policy is Missing Missing Condo / PUD project master insurance policy. Please provide the master condo policy



  Attached  - xxxxxx

Master Policy provided.  Condition resolved. - xxxxxx

HO-6 Master Insurance Policy is fully present - xxxxxx

Attached  - xxxxxx

  xxxxxx 21:06 Resolved 3 1 3 1
4000110772 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:00 Cleared 1 1 3 1
4000110772 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). Please provide the condo questionnaire for the subject property



  This was Fannie Mae Approved, I have attached the documents we have. - xxxxxx

Condition set in error:   Per DU, loan received a PIW, AVM was in file, and DU states:  Based on data provided to DU, the existing loan is Fannie Mae owned. The project eligibility review is waived, though the lender must confirm the requirements specified in section B4-2.1-02, Waiver of Project Review of the Selling Guide are met - xxxxxx

This was Fannie Mae Approved, I have attached the documents we have. - xxxxxx

  xxxxxx 21:15 Void 3   3 1
4000110772 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Please provide a valid third party valuation product



  Attached  - xxxxxx

PIW per DU and AVM was in file. - xxxxxx

Attached  - xxxxxx

  xxxxxx 21:02 Void 1   3 1
4000110814 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Purchase Contract - Addendum Missing The Purchase Contract Addendum is missing. Missing addendum to Purchase Contract reflecting seller credit in the amount of $xxxxxx signed by all parties. 

  SELLER CREDIT - xxxxxx

 As per our underwriter even if the seller credit is $2,500, it does not exceed our max allowed amount. - xxxxxx

Executed escrow instructions provided.  Condition resolved. - xxxxxx
SELLER CREDIT - xxxxxx
Condition upheld.  Provide Contract Addendum. - xxxxxx
As per our underwriter even if the seller credit is $xxxxxx, it does not exceed our max allowed amount. - xxxxxx
  xxxxxx 18:30 Resolved 2 1 3 1
4000110814 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Condo - HOA Dues The file does not contain documentation supporting the HOA/Condo dues. Missing HOA dues, if applicable, for Primary Residence. 



  As per our underwriter there are no HOA dues on the primary residence, as the prop type is an SFR. - xxxxxx

 HOA DUES - xxxxxx

Evidence provided to show, no HOA on primary. - xxxxxx

As per our underwriter there are no HOA dues on the primary residence, as the prop type is an SFR. - xxxxxx

HOA DUES - xxxxxx

  xxxxxx 21:20 Resolved 3 1 3 1
4000110814 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 17:15 Cleared 1 1 3 1
4000110814 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:16 Cleared 1 1 3 1
4000110921 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.839' is less than the minimum required DSCR of'1'. The Calculated DSCR of 0.839 is less than the minimum required DSCR of 1.0 for a first-time investor. The loan file contains a lender approved exception with compensating factors. 



 

The Calculated DSCR of '0.839' is less than the minimum required DSCR of'1'. The Calculated DSCR of 0.839 is less than the minimum required DSCR of 1.0 for a first-time investor. The loan file contains a lender approved exception with compensating factors. - xxxxxx

FICO score of 782 is 82 points higher than the minimum required per guidelines. The verified PITIA reserves of 16.16 months are 13.16 months higher than the required per the guidelines.  xxxxxx 22:10 Waived 2 2 3 2
4000110921 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and a xxxxxx CDA with a Low Risk Score and a CDA Value of $xxxxxx with a 0.00% variance to the appraisal value which meets the lender's guidelines. 

 

    xxxxxx 15:25 Cleared 1 1 3 2
4000110921 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 15:25 Cleared 1 1 3 2
4000110921 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Borrower - Residency Alien Documentation The borrower indicates Resident Alien status, however, the file contains no evidence documenting status as legally. The borrower is a permanent resident alien per the final loan application. The loan file contains the borrower's xxxxxx driver's license. The lender's guidelines require acceptable evidence of lawful permanent residency to be  documented and meet one of the following criteria:  I-151 – Permanent Resident Card (Green Card) that does not have an expiration date, I-551 – Permanent Resident Card (Green Card) issued for 10 years that has not expired, I-551 – Conditional Permanent Resident Card (Green Card) issued for two (2) years that has an expiration date, if it is accompanied by a copy of USCIS form I-751 requesting removal of the conditions, or an un-expired Foreign Passport with an un-expired stamp reading as follows: “Processed for I-551 Temporary Evidence of Lawful Admission for Permanent Residence. Valid untixxxxxx. Employment Authorized.”  

  Perm res card attached - xxxxxx

Perm Resident Card provided.  Condition resolved. - xxxxxx

Perm res card attached - xxxxxx

  xxxxxx 21:36 Resolved 2 1 3 2
4000110921 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. The lender's guidelines require rent loss coverage equal to 3 months PITIA reserves, or $xxxxxx, for the subject property. The loan file contains the hazard policy stating coverage for rental loss is included, but the amount of coverage is not disclosed on the policy. 

  xxxxxx Guides do not require- see attached.

loan is to be reviewed according to attached guide - xxxxxx

upon re-review condition has been resolved - xxxxxx

Rent Loss insurance is not required Per Guidelines - xxxxxx

Condition upheld.  HOI Policy in file states Rent Loss Coverage is included.  What is the Amount? - xxxxxx

xxxxxx Guides do not require- see attached.

loan is to be reviewed according to attached guide - xxxxxx

  xxxxxx 19:41 Resolved 3 1 3 2
4000111014 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The mortgage statement for the property located at xxxxxx was not found in the loan documents, and verification of whether the property located at xxxxxx is subject to a homeowners association (HOA) is also missing from the file. If the loan for xxxxxx is not escrowed, please provide the hazard and HOA statements.

  REO Docs - xxxxxx

REO Docs provided. Condition resolved. - xxxxxx

REO Docs - xxxxxx

  xxxxxx 18:45 Resolved 3 1 4 1
4000111014 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 19:16 Cleared 1 1 4 1
4000111014 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 19:16 Cleared 1 1 4 1
4000111014 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Other Credit Finding Per the credit report, the xxxxxx account #xxxxxx had an $xxxxxx balance and was paid off prior to closing. Verification of the funds to pay off the lien was not found in the loan documents to determine if additional debt. 
  new HELOC - xxxxxx

Evidence of HELOC closure and the New HELOC were located in file per Credit Supp. - xxxxxx

new HELOC - xxxxxx

  xxxxxx 18:22 Void 4   4 1
4000111014 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Credit Profile - Mortgage Payment History A mortgage payment history reflected at least one 30-day late in the last 12 months, which exceeds guidelines. Two mortgages were paid at closing that opened in xxxxxx. (xxxxxx). No Payment history or terms of the mortgages to determine if payments were due could be found in the loan documents. Please provide the mortgage statements and payment history for these mortgages.

  LOX - xxxxxx

LOX provided. Condition resolved. - xxxxxx

LOX - xxxxxx

  xxxxxx 14:27 Resolved 3 1 4 1
4000111021 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 21:00 Cleared 1 1 3 1
4000111021 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. The appraisal reflects the occupancy as owner occupied, but the subject transaction is a refinance of an investment property.



  our underwriter would like to confirm - xxxxxx

Seller provided corrected appraisal - xxxxxx

our underwriter would like to confirm - xxxxxx

  xxxxxx 20:30 Resolved 3 1 3 1
4000111021 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Please provide the final signed settlement statement/HUD.



  FINAL SS - xxxxxx

Final Certified Settlement Statement provided.  Condition resolved. - xxxxxx

Final HUD-1 Document is not missing or estimated only. - xxxxxx

FINAL SS - xxxxxx

  xxxxxx 18:39 Resolved 3 1 3 1
4000111050 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Title Document is Partially Present Title document is incomplete or only partially present.  File is missing either a Quick EQ/Property Report or the RELP, MRELP, Transaction Cert, or E&O Policy.  Please supply both required Title documents. The title commitment does not show the full unit # for the condo as shown on all source and property tax documents for the subject of G7.



  Updated Title - xxxxxx

Updated Title provided. Condition resolved. - xxxxxx

Title document has been provided. - xxxxxx

Updated Title - xxxxxx

  xxxxxx 16:08 Resolved 3 1 3 1
4000111050 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit HO6 Insurance Policy Effective Date is after the Note Date HO-6 insurance policy effective date is after the Note date. Provide the completed HO6 policy for the subject as the binder provided has no Policy #, duration period, receipt confirming its paid (POC) and is not signed by the agent binding its effect. The effective date of the non-binding policy isxxxxxxith a loan disbursement date ofxxxxxxThe Master Policy covers this period however the final policy is still required.



  H06 - xxxxxx

Updated HOI Policy provided. Condition resolved. - xxxxxx

HO-6 Insurance Policy Effective Date oxxxxxx26 is prior to or equal to the Note Date oxxxxxx26 Or HO-6 Insurance Policy Effective Date Is Not Provided - xxxxxx

H06 - xxxxxx

  xxxxxx 16:22 Resolved 3 1 3 1
4000111050 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

  Fraud Report - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

Fraud Report - xxxxxx

  xxxxxx 16:24 Resolved 3 1 3 1
4000111050 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Liabilities - Not Verified The application lists debts that were not verified on the credit report and not independently verified. Per the AUS in the file, there is an additional expense of $xxxxxx for the subject property. Please provide documentation to support the additional expense.

  That represent the special assessments for the subject property. Its on the appraisal as well as the contract of sale.  - xxxxxx

Condition resolved.  HOA in file. - xxxxxx

That represent the special assessments for the subject property. Its on the appraisal as well as the contract of sale.  - xxxxxx

  xxxxxx 16:09 Resolved 3 1 3 1
4000111142 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. The total assets in file is $xxxxxx. The required reserves are $xxxxxx. After applying the cash to borrower of xxxxxx, the borrower is short on reserves -$xxxxxx. Please provide additional assets statements to show that the borrower has sufficient assets.

  The borrower didn't use any funds for closing funds but used for reserves only. The borrower has sufficient funds for reserves.
The cash back to borrower is allowed as the amount is lesser of $5,000 or 2% of the new loan amount.
Thank you.


• Total assets verified: $xxxxxx
• Reserves required is $xxxxxx ** Subject 9 mos by qualifying rate is $xxxxxx ($xxxxxx) + xxxxxx 2 mos is $ xxxxxx  ($xxxxxx) +xxxxxx 2 mos is $xxxxxx  ($xxxxxx)
 - xxxxxx
Condition voided.  Set in error. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
The borrower didn't use any funds for closing funds but used for reserves only. The borrower has sufficient funds for reserves.
The cash back to borrower is allowed as the amount is lesser of $5,000 or 2% of the new loan amount.
Thank you.


• Total assets verified: $xxxxxx
• Reserves required is $xxxxxx ** Subject 9 mos by qualifying rate is $xxxxxx ($xxxxxx) + xxxxxx 2 mos is $ xxxxxx  ($xxxxxx) +xxxxxx 2 mos is $xxxxxx  ($xxxxxx)
 - xxxxxx
  xxxxxx 21:03 Void 3   3 1
4000111142 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 14:07 Cleared 1 1 3 1
4000111142 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 14:07 Cleared 1 1 3 1
4000111171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 13:08 Cleared 1 1 1 1
4000111171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 13:08 Cleared 1 1 1 1
4000111171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 13:07 Cleared 1 1 1 1
4000111175 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 14:11 Cleared 1 1 1 1
4000111175 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 14:11 Cleared 1 1 1 1
4000111175 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 14:17 Cleared 1 1 1 1
4000111181 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 23:41 Cleared 1 1 1 1
4000111181 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 23:42 Cleared 1 1 1 1
4000111181 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 23:42 Cleared 1 1 1 1
4000111274 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx lock agreement is missing from the loan file. 



  Lock confirmation - xxxxxx

Lock provided.  Condition resolved.   - xxxxxx

Lock confirmation - xxxxxx

  xxxxxx 21:43 Resolved 3 1 3 1
4000111274 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit Income - Rental Property Rental income is not properly documented and/or supported. Rental income used for xxxxxx was $xxxxxx. The lease agreement provided reflects a monthly rental income of $xxxxxx. Please provide documentation of the rental income of $xxxxxx along with proof of receipt of the rental income. 

  The co-borrower purchased this property with another party, therefore rental income is applied based off the lease at 50% ownership (lease amount is $xxxxxx - applied $xxxxxx). Proof of rent received and borrowers are 50% of the LLC attached. - xxxxxx
Explanation and evidence provided.  Condition resolved. - xxxxxx
The co-borrower purchased this property with another party, therefore rental income is applied based off the lease at 50% ownership (lease amount is $xxxxxx - applied $xxxxxx). Proof of rent received and borrowers are 50% of the LLC attached. - xxxxxx
  xxxxxx 23:08 Resolved 3 1 3 1
4000111274 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 21:18 Cleared 1 1 3 1
4000111352 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.

 

    xxxxxx 23:46 Cleared 1 1 1 1
4000111352 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 23:47 Cleared 1 1 1 1
4000111352 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 18:08 Cleared 1 1 1 1
4000111352 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 18:08 Cleared 1 1 1 1
4000111361 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Master Policy Expiration Date is Prior To the Transaction Date Master Policy expiration date is prior to the transaction date. Master Policy provided expires prior to closing date. Please provide updated Masters Policy



  Current master policy - xxxxxx

Updated HOI provided.   - xxxxxx
Master Policy Expiration Date oxxxxxx  is Equal to or After the Transaction Date xxxxxx Or Master Policy Expiration Date Is Not Provided - xxxxxx
Current master policy - xxxxxx
  xxxxxx 13:52 Resolved 3 1 4 1
4000111361 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Missing Doc - Documentation Missing The loan file does not contain all required valuation documents. Lender to provide HOI, HOA etc for the following REO propertyxxxxxx to properly assess Net Rent.

  xxxxxx Docs - xxxxxx
PITIA docs were provided for xxxxxx. Condition resolved.  - xxxxxx
xxxxxx Docs - xxxxxx
  xxxxxx 21:38 Resolved 4 1 4 1
4000111361 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:37 Cleared 1 1 4 1
4000111469 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 18:51 Cleared 1 1 1 1
4000111469 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 18:52 Cleared 1 1 1 1
4000111469 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 18:52 Cleared 1 1 1 1
4000111516 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance The Deed of Trust is Missing The Deed of Trust is missing.

  mtg and warranty deed - xxxxxx

DOT provided.  Condition resolved. - xxxxxx

The Deed of Trust has been provided. - xxxxxx

mtg and warranty deed - xxxxxx

  xxxxxx 21:35 Resolved 4 1 4 1
4000111516 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 22:22 Cleared 1 1 4 1
4000111516 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 22:21 Cleared 1 1 4 1
4000111650 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

  see attached  - xxxxxx

Fraud Report provided.   - xxxxxx

Third party fraud report is provided - xxxxxx

see attached  - xxxxxx

  xxxxxx 13:46 Resolved 3 1 3 1
4000111650 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 21:50 Cleared 1 1 3 1
4000111650 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 21:50 Cleared 1 1 3 1
4000111661 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 22:22 Cleared 1 1 3 1
4000111661 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 22:23 Cleared 1 1 3 1
4000111661 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Unable to validate REO propertyxxxxxx  $xxxxxx listed HOA on final 1003. (escrow included in payment)

  xxxxxx- xxxxxx
Docs provided. Condition resolved. - xxxxxx
xxxxxx - xxxxxx
  xxxxxx 16:46 Resolved 3 1 3 1
4000111780 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1.0, LCA with risk score of 4.0 and xxxxxx CDA with Moderate Risk and CDA Value to Appraisal value with 0.00% variance which meets the lender's guidelines. 



 

    xxxxxx 03:30 Cleared 1 1 3 1
4000111780 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx Bay Rate Lock Agreement



  Lock - xxxxxx

Investor lock provided.  - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Lock - xxxxxx

  xxxxxx 16:04 Resolved 3 1 3 1
4000111780 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 03:30 Cleared 1 1 3 1
4000111843 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 14:41 Cleared 1 1 1 1
4000111843 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 14:42 Cleared 1 1 1 1
4000111843 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 14:42 Cleared 1 1 1 1
4000111861 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a xxxxxx CDA with a Low Risk score and CDA value to appraisal value with % tolerance which meets the lender's guidelines. 



 

    xxxxxx 22:05 Cleared 1 1 1 1
4000111861 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 22:05 Cleared 1 1 1 1
4000111861 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 22:05 Cleared 1 1 1 1
4000111870 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Missing Verification of Mortgage for Primary Residence. Per Final Application there is a lien with xxxxxx. 



  attached - xxxxxx

 attached - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx
Rent Free Letter provided. Condition resolved. - xxxxxx
attached - xxxxxx
Condition upheld.  A new 1003 was provided removing the Borrowers Primary Residence (xxxxxx) from the REO and the the new 1003 states the Borrower has no housing expense at xxxxxx.  Provide Rent Free Letter or Evidence Borrower sold property. - xxxxxx
attached - xxxxxx
  xxxxxx 16:18 Resolved 3 1 3 1
4000111870 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary.

  attached - xxxxxx

Final Loan Commitment was provided.   - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

attached - xxxxxx

  xxxxxx 13:52 Resolved 3 1 3 1
4000111870 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 16:33 Cleared 1 1 3 1
4000111870 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 16:33 Cleared 1 1 3 1
4000111999 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 17:05 Cleared 1 1 1 1
4000111999 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 05:47 Cleared 1 1 1 1
4000111999 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 05:47 Cleared 1 1 1 1
4000112004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 21:27 Cleared 1 1 3 1
4000112004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 21:26 Cleared 1 1 3 1
4000112004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. xxxxxxF Lock Confirmation indicates the Loan Product was xxxxxx , however, this product does not conform to Investment properties, and the max cash out is $750,000.00.  

  memo - xxxxxx

The loan is conforming to Fannie Mae Seller Guides which allows for a cash-out amount over $750,000. This is evidenced
by the DU AUS showing an Approve/Eligible Recommendation. - xxxxxx
memo - xxxxxx
  xxxxxx 17:55 Resolved 3 1 3 1
4000112004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Cash Out Does Not Meet Guideline Requirements Cash out does not meet guideline requirements. Borrower received $xxxxxx at closing. Max cash out allowed per guidelines is $750,000.00

  memo - xxxxxx

The loan is conforming to Fannie Mae Seller Guides which allows for a cash-out amount over $750,000. This is evidenced
by the DU AUS showing an Approve/Eligible Recommendation. - xxxxxx

memo - xxxxxx

  xxxxxx 17:56 Resolved 3 1 3 1
4000112089 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Incomplete The policy verifying other property insurance is not complete. The loan file contains the Hazard Ins; however, the policy didnt contain the Rent loss coverage. 



 

Not required on full document. - xxxxxx

  xxxxxx 22:14 Void 3   3 1
4000112089 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 19:39 Cleared 1 1 3 1
4000112089 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:39 Cleared 1 1 3 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 7 xx/xx/xxxx Credit Income - General The loan file reflected additional income issues. Lender to provide the business narrative completed by the borrower, A CPA letter verifying the ownership of the business. Lender to also provide the business entity filing with the State of NJ to verify business is still in existence and in good standing with the state. 



  The business narrative can be found in the initial upload page 999. The business license, verification of business existence and CPA letter can be found on pages 985-989. Please review the initial upload and waive the condition. - xxxxxx

Business Narrative was located in file. - xxxxxx

The business narrative can be found in the initial upload page 999. The business license, verification of business existence and CPA letter can be found on pages 985-989. Please review the initial upload and waive the condition. - xxxxxx

  xxxxxx 18:11 Resolved 3 1 4 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 7 xx/xx/xxxx Credit Borrower 1 CPA Letter Missing Borrower 1 CPA letter missing from the file. Lender to provide a CPA letter to verify the business existence as well as ownership percentage of the borrower. 



  The CPA letter can be found on page 987 of the initial upload - xxxxxx

CPA Letter located in file. - xxxxxx

Borrower 1 CPA letter provided - xxxxxx

The CPA letter can be found on page 987 of the initial upload - xxxxxx

  xxxxxx 15:58 Resolved 3 1 4 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 7 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. Lender to provide a VOE within 10 days of closing to verify the business.



  The VOE was in the initial upload,  page 975. For self-employment the VOE needs to be within 30 days from the note date, not 10. Please review the initial upload and waive the condition.  - xxxxxx

Existence of Business search was located. - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

The VOE was in the initial upload,  page 975. For self-employment the VOE needs to be within 30 days from the note date, not 10. Please review the initial upload and waive the condition.  - xxxxxx

  xxxxxx 15:58 Resolved 3 1 4 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 7 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Lender to provide the fully executed purchase contract, only the addendums are in the loan file. 



  The fully executed purchase contract was provided in the initial upload, pages 47-60. Please review the upload and waive/remove the condition. Thank You - xxxxxx

Complete purchase contract was located in the file. - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

The fully executed purchase contract was provided in the initial upload, pages 47-60. Please review the upload and waive/remove the condition. Thank You - xxxxxx

  xxxxxx 18:22 Resolved 3 1 4 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 7 xx/xx/xxxx Property Appraisal - Incomplete The appraisal provided was incomplete. The Auditor was unable to review the entire appraisal report. Lender to provide the complete appraisal report including all subject & comp photos. 



  See the attached appraisal - xxxxxx

Complete Appraisal was provided.   - xxxxxx

See the attached appraisal - xxxxxx

  xxxxxx 18:24 Resolved 3 1 4 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 7 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 18:12 Cleared 1 1 4 1
4000112119 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 7 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal.

 

VOIDED. SET IN ERROR - xxxxxx

Appraisal is Present or is Waived - xxxxxx

  xxxxxx 18:23 Void 4   4 1
4000112130 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). The preliminary title policy in the loan file is missing the title coverage equal to the loan amount $xxxxxx 

  See attached  - xxxxxx

 See attached  - xxxxxx

 escrow instructions regarding title coverage. - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
See attached  - xxxxxx
Condition upheld.  No Title Policy or CPL showing proposed insured amount has been provided.  - xxxxxx
See attached  - xxxxxx
Condition upheld.  Provided Title showing Proposed Insured amount or CPL showing the same. - xxxxxx
escrow instructions regarding title coverage. - xxxxxx
  xxxxxx 18:51 Resolved 3 1 3 1
4000112130 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and a xxxxxx CDA with Low Risk score and CDA to appraisal variance of 0.00% which meets the lender's guidelines. 



 

    xxxxxx 19:36 Cleared 1 1 3 1
4000112130 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 19:36 Cleared 1 1 3 1
4000112158 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 23:15 Cleared 1 1 1 1
4000112158 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 23:15 Cleared 1 1 1 1
4000112158 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Compliance AbilityToRepay: QMPointsAndFees NonQM The loan fees ($xxxxxx) exceed the (QM) (Note Amount >=$xxxxxx) fee limit, which is 3% of the Total Loan Amount ($xxxxxx), the difference is ($xxxxxx). (12 CFR 1026.43(e)(3).

  per our lock manager discount points are bona fide. Par rate is 6.75% vs. APOR 6.06%

 - xxxxxx

Bona fide discount points excluded.  Finding resolved - xxxxxx

Resolved - xxxxxx

per our lock manager discount points are bona fide. Par rate is 6.75% vs. APOR 6.06%

 - xxxxxx

  xxxxxx 14:40 Resolved 1 1 1 1
4000112158 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

    xxxxxx 15:25 Cleared 1 1 1 1
4000112219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 18:59 Cleared 1 1 1 1
4000112219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 18:58 Cleared 1 1 1 1
4000112219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 18:58 Cleared 1 1 1 1
4000112269 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file.

  4506 - xxxxxx

4506 provided. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506 - xxxxxx

  xxxxxx 22:51 Resolved 3 1 3 1
4000112269 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk scores of 2.5 or less which meets the lender's guidelines. 



 

    xxxxxx 15:03 Cleared 1 1 3 1
4000112269 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 18:27 Cleared 1 1 3 1
4000112307 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 00:01 Cleared 1 1 3 1
4000112307 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Missing HOA/Condo Certification The loan file contains the order form for the Lender Questionnaire Package; however, the final report is not provided in the loan file. The lender's guidelines require a Condo Questionnaire with supporting documentation for an Established Attached Condo Project.  

  Can you please provide clarification on the condo questionnaire? I don’t find that requirement in your guidelines. Our warranty form in the file indicates our receipt & acceptance of the condo documentation which includes the questionnaire. - xxxxxx

Established Condo, Warranty in file.  - xxxxxx

Can you please provide clarification on the condo questionnaire? I don’t find that requirement in your guidelines. Our warranty form in the file indicates our receipt & acceptance of the condo documentation which includes the questionnaire. - xxxxxx

  xxxxxx 15:47 Resolved 3 1 3 1
4000112307 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit Assets - LOE Missing The loan file does not contain all required asset documentation. The required letter of explanation was not provided in the loan file. Missing a letter of explanation for the 2 large deposits into the borrower's xxxxxx account #xxxxxx: $xxxxxx wired on xxxxxx and $xxxxxx on xxxxxx.  The loan file contains a letter of explanation from the borrower stating "this was my first payout for the sale of xxxxxx (20% ownership)" via email dated xxxxxx; however, the amount of the deposit was not stated on the letter and the Contract provided in the loan file detailing the sale of the business does not list scheduled or structured payouts.  The loan file contains a Promissory Note in the amount of $xxxxxx dated xxxxxx verifying monthly installments to be paid to the borrower in the amount of $xxxxxx beginning xxxxxx; however, the Note is not executed and the subject loan closed on xxxxxx prior to the first scheduled payment. 

  Attached LOE - xxxxxx

LOE provided.  Condition resolved. - xxxxxx

Attached LOE - xxxxxx

  xxxxxx 15:49 Resolved 3 1 3 1
4000112311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines. DSCR / Business Purpose loans are exempt from Reg Z and Reg X. Open





 

The loan meets all applicable credit guidelines. - xxxxxx

The loan meets all applicable credit guidelines. - xxxxxx

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 22:53 Cleared 1 1 1 1
4000112311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 22:54 Cleared 1 1 1 1
4000112311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X. DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

resolved finding - xxxxxx

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 22:51 Resolved 1 1 1 1
4000112331 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 23:05 Cleared 1 1 3 1
4000112331 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

  xxxxxx 23:04 Cleared 1 1 3 1
4000112331 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Corporation/LLC: Operating Agreement Doc is Missing The loan file does not contain the Corporation/LLC: Operating Agreement. Business assets were included in the loan approval. While documentation for xxxxxx. and xxxxxx identifies the borrower as a registered agent, evidence of the borrower’s ownership percentage in each entity is not included in the file. Please provide the operating agreements for xxxxxx. and xxxxxx to document ownership interest.

  income docs - xxxxxx

K-1 provided with the Tax Returns shows Borrower owns 50% of business.  Income was calculated at 50%, and assets in this Business account were credited at 50%.  Condition resolved. - xxxxxx

income docs - xxxxxx

  xxxxxx 15:02 Resolved 3 1 3 1
4000112334 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk score of 2.5 and CDA with Moderate Risk and CDA to Appraisal Value with 0.00% variance which meets the lender's guidelines.   



 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk score of 2.5 and CDA with Moderate Risk and CDA to Appraisal Value with 0.00% variance which meets the lender's guidelines.
 - xxxxxx

  xxxxxx 22:53 Cleared 1 1 3 1
4000112334 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Compliance Lender Credits That Cannot Decrease Test (50001262) The baseline amount of non-specific (lump sum) lender credits and specific lender credits disclosed is ($xxxxxx). The Last CD shows a total lender credit amount of ($xxxxxx). The following fees "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3)(i) and comments 19(e)(3)(i)-5 and -6; 12 CFR 1026.19(f)(2)(v); 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). Lender credit decreased from $xxxxxx to $xxxxxx on the final CD

  See attached. - xxxxxx

Received CIC and CD for decreased credit - xxxxxx

Resolved - xxxxxx

See attached. - xxxxxx

  xxxxxx 14:57 Resolved 3 1 3 1
4000112334 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Compliance Lender Credits That Cannot Decrease Test (Fees-Limited) The baseline amount of non-specific (lump sum) lender credits and specific lender credits is ($xxxxxx). The actual total fee amount shows a credit amount of ($xxxxxx). The following actual fees submitted as "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure. (12 CFR 1026.19e)(3) and comments 19(e)(3)-5 and -6; 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). Duplicate finding

 

Received CIC and CD for decreased credit - xxxxxx

Resolved - xxxxxx

  xxxxxx 14:58 Resolved 1 1 3 1
4000112334 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines.
 - xxxxxx

  xxxxxx 22:53 Cleared 1 1 3 1
4000112356 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 2 - Missing or incomplete income documentation for 1 or 2 Year Full Doc Loan is a 1YR Full Doc or 2YR Full Doc.  Missing minimum years W2s, tax returns, or 1099s and/or 1 month paystubs for Borrower 2. Verified Doc Type is '2YR Full Doc' but provided income documentation for Borrower 2 Personal Tax Returns, Business Tax Returns, or W2/1099 is not '2 YRS', or insufficient verified Paystubs were provided. Loan is a 1YR Full Doc or 2YR Full Doc.  Missing minimum years W2s, tax returns, or 1099s and/or 1 month paystubs for Borrower 2. Verified Doc Type is '2YR Full Doc' but provided income documentation for Borrower 2 Personal Tax Returns, Business Tax Returns, or W2/1099 is not '2 YRS', or insufficient verified Paystubs were provided.





  W2S, PAYSTUBS AND VOE SHOWS 2 YEARS 2024-2025 - xxxxxx

 ALL INCOME DOCS FROM FILE - xxxxxx

Co-borrower not employed, all required income was provided. - xxxxxx

Verified Doc Type is '2YR Full Doc' but provided income documentation for Borrower 2 Personal Tax Returns, Business Tax Returns, or W2/1099 is not '2 YRS', or insufficient verified Paystubs were provided. - xxxxxx

W2S, PAYSTUBS AND VOE SHOWS 2 YEARS 2024-2025 - xxxxxx

Verified Doc Type is '2YR Full Doc' but provided income documentation for Borrower 2 Personal Tax Returns, Business Tax Returns, or W2/1099 is not '2 YRS', or insufficient verified Paystubs were provided. B2 not employed - xxxxxx

ALL INCOME DOCS FROM FILE - xxxxxx

  xxxxxx 17:09 Resolved 3 1 3 1
4000112356 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 21:31 Cleared 1 1 3 1
4000112356 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 21:32 Cleared 1 1 3 1
4000112429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 15:47 Cleared 1 1 3 1
4000112429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement
 



  We don't ever have xxxxxx  locks in our files we always have the attached lock in our.  - xxxxxx
Investor lock provided. - xxxxxx
Evidence of Rate Lock Provided - xxxxxx
We don't ever have xxxxxx  locks in our files we always have the attached lock in our.  - xxxxxx
  xxxxxx 21:24 Resolved 3 1 3 1
4000112429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

    xxxxxx 15:46 Cleared 1 1 3 1
4000112470 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

 

    xxxxxx 00:41 Cleared 1 1 1 1
4000112470 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

    xxxxxx 00:42 Cleared 1 1 1 1
4000112470 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.
 

 

    xxxxxx 00:41 Cleared 1 1 1 1
4000112509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

 

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

  xxxxxx 18:18 Cleared 1 1 1 1
4000112509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 18:18 Cleared 1 1 1 1
4000112509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

 

The loan meets all applicable compliance guidelines. - xxxxxx

  xxxxxx 18:19 Cleared 1 1 1 1
4000112510 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing Prepayment Rider Missing page 1 of the prepayment rider or addendum

  rider - xxxxxx

PPA provided.  Condition resolved. - xxxxxx

rider - xxxxxx

  xxxxxx 16:10 Resolved 3 1 4 1
4000112510 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

 

The loan meets all applicable credit guidelines. - xxxxxx

  xxxxxx 22:32 Cleared 1 1 4 1
4000112510 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal.

  Appraisal - xxxxxx

Appraisal provided. Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

Appraisal - xxxxxx

  xxxxxx 15:43 Resolved 4 1 4 1
4000112534 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 7 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. Provide the Third-Party Fraud Report/OFAC verification for Borrower.



FRAUD REPORT  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 14:50 Resolved 3 1 4 1
4000112622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 5 xx/xx/xxxx Credit Asset 3 Does Not Meet Guideline Requirements Asset does not meet G/L Requirements. The xxxxxx statement ending in xxxxxx is 112 days old. Per guidelines, asset statements must be dated no more than ninety (90) days before the note date. Please provide the updated asset statement. 

Attached - xxxxxx

Updated Statement provided.  Condition resolved. - xxxxxx

Asset Record 3 Meets G/L Requirements Or Not Applicable - xxxxxx

Attached - xxxxxx

xxxxxx 15:15 Resolved 3 1 4 1
4000112622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 13:20 Cleared 1 1 4 1
4000112622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 5 xx/xx/xxxx Credit Asset 1 Does Not Meet Guideline Requirements Asset does not meet G/L Requirements. The xxxxxx statement ending in xxxxxx is 93 days old. Per guidelines, asset statements must be dated no more than ninety (90) days before the note date. Please provide the updated asset statement. 

Attached  - xxxxxx

Updated Statement provided.  Condition resolved. - xxxxxx

Asset Record 1 Meets G/L Requirements - xxxxxx

Attached  - xxxxxx

xxxxxx 15:16 Resolved 3 1 4 1
4000112622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 5 xx/xx/xxxx Property Missing Appraisal The loan file does not contain the appraisal.

Attached - xxxxxx

Per LP, Loan received collateral representation and AVM was located in the loan file. - xxxxxx

Attached - xxxxxx

xxxxxx 15:15 Void 4 4 1
4000112622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 5 xx/xx/xxxx Compliance Other Compliance Finding

Loan meets all applicable compliance testing requirements.  - xxxxxx

xxxxxx 17:31 Cleared 3 1 4 1
4000112635 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:49 Cleared 1 1 3 1
4000112635 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a xxxxxx CDA with Moderate Risk score and CDA Value of $xxxxxx and CDA to Appraisal Value within -2.3% which meets the lender's guidelines. 



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a xxxxxx CDA with Moderate Risk score and CDA Value of $xxxxxx and CDA to Appraisal Value within -2.3% which meets the lender's guidelines. - xxxxxx
xxxxxx 17:49 Cleared 1 1 3 1
4000112635 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Verification Documenation - VOR Missing The loan file did not contain a Verifiction of Rent as required. Missing 12-month housing history for the borrower's primary residence at xxxxxx documented through the closing date. Per the loan application, the borrower has rented at this location for 5 years with monthly rent of $xxxxxx a month. 

VOR - xxxxxx

VOR was provided. Condition resolved.  - xxxxxx

VOR - xxxxxx

xxxxxx 14:39 Resolved 3 1 3 1
4000112653 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:00 Cleared 1 1 1 1
4000112653 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:00 Cleared 1 1 1 1
4000112653 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:00 Cleared 1 1 1 1
4000112710 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:08 Cleared 1 1 1 1
4000112710 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:08 Cleared 1 1 1 1
4000112710 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:09 Cleared 1 1 1 1
4000112727 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X.
 - xxxxxx

xxxxxx 18:09 Cleared 1 1 3 1
4000112727 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Copy located in file is incomplete



Attached - xxxxxx

Executed copy was provided.  Condition resolved. - xxxxxx

Attached - xxxxxx

xxxxxx 21:31 Resolved 3 1 3 1
4000112727 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 18:08 Cleared 1 1 3 1
4000112732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Flood Certificate Missing Missing flood certificate. Lender to provide the flood certification for the subject property to verify it not in a flood zone. 



Flood cert uploaded.   - xxxxxx

Flood Cert provided. - xxxxxx

Flood Certificate is fully present - xxxxxx

Flood cert uploaded.   - xxxxxx

xxxxxx 14:33 Resolved 4 1 4 1
4000112732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit All Interested Parties Not Checked with Exclusionary Lists All interested parties not checked with exclusionary lists. Lender to provide the complete cleared fraud report including the OFAC with all interested parties in the loan transaction. 



Participant search uploaded - xxxxxx

Fraud Report provided. - xxxxxx

All Interested Parties Checked against Exclusionary Lists - xxxxxx

Participant search uploaded - xxxxxx

xxxxxx 14:04 Resolved 3 1 4 1
4000112732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Third Party Fraud Report Partially Provided Third party fraud report partially provided. Lender to provide the complete cleared fraud report including the OFAC with all interested parties in the loan transaction. 



Fraud report uploaded - xxxxxx

CDA supporting value was provided. Condition resolved. - xxxxxx

Third Party Fraud Report is fully present - xxxxxx

Fraud report uploaded - xxxxxx

xxxxxx 14:05 Resolved 3 1 4 1
4000112732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 14:33 Cleared 1 1 4 1
4000112732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Lender to provide 3rd Party Valuation Product missing from the loan file.



CDA value $xxxxxx.  Appraised value $xxxxxx. - xxxxxx
CDA supporting value was provided. Condition resolved. - xxxxxx
CDA supporting value was provided. Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraised value $xxxxxx0. - xxxxxx
xxxxxx 14:05 Resolved 4 1 4 1
4000112732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Credit Flood Insurance Policy Missing Missing flood insurance policy.

Master policy with flood insurance uploaded - xxxxxx

Master Flood Policy provided. Condition resolved. - xxxxxx

Flood Insurance Policy is fully present - xxxxxx

Master policy with flood insurance uploaded - xxxxxx

xxxxxx 14:37 Resolved 3 1 4 1
4000112751 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Missing 3rd party valuation product





COLLATERAL DESKTOP ANALYSIS - xxxxxx

 We just want to clarify what we need to provide it's like a desk review report or avm?Please confirm - xxxxxx

 APPRAISAL - xxxxxx

CDA supporting value has been provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx



COLLATERAL DESKTOP ANALYSIS - xxxxxx

Condition upheld. Provide missing 3rd party valuation product, CU, AVM, BPO, CDA etc. - xxxxxx

We just want to clarify what we need to provide it's like a desk review report or avm?Please confirm - xxxxxx

PLEASE READ!!! loan file is Missing 3rd party valuation product - xxxxxx

APPRAISAL - xxxxxx

xxxxxx 21:15 Resolved 4 1 4 1
4000112751 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 13:08 Cleared 1 1 4 1
4000112751 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 13:42 Cleared 1 1 4 1
4000112754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:58 Cleared 1 1 3 1
4000112754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:57 Cleared 1 1 3 1
4000112754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Cash Out Does Not Meet Guideline Requirements Cash out does not meet guideline requirements. The borrower acquired the propertyxxxxxxer the fraud report. Per guidelines, Borrower must have owned the subject property 12+ months. Please provide documentation to support the borrower meeting the seasoning requirements.



   The subject was quit claimed from the borrower’s business xxxxxx. to their individual names onxxxxxxut they have owned it in the name of the business since xxxxxx xxxxxx - xxxxxx
Title shows transfer from Borrower's LLC to Borrower's.  In file.  - xxxxxx
   The subject was quit claimed from the borrower’s business xxxxxx. to their individual names on it they have owned it in the name of the business since xxxxxx - xxxxxx
xxxxxx 19:56 Void 3 3 1
4000112823 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Compliance The Final 1003 is Missing The final 1003 is missing. The final 1003 could not be found in the loan documents.



URLA - xxxxxx

Final 1003 provided.  Condition resolved. - xxxxxx

The final 1003 has been provided. - xxxxxx

URLA - xxxxxx

xxxxxx 19:48 Resolved 3 1 3 1
4000112823 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:36 Cleared 1 1 3 1
4000112823 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:37 Cleared 1 1 3 1
4000112831 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:41 Cleared 1 1 1 1
4000112831 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 04:41 Cleared 1 1 1 1
4000112831 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 04:42 Cleared 1 1 1 1
4000112858 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Lender to provide the final title policy that includes the updated loan amount of $ xxxxxx

TITLE  - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
TITLE  - xxxxxx
xxxxxx 21:26 Resolved 3 1 3 1
4000112858 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:52 Cleared 1 1 3 1
4000112858 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:53 Cleared 1 1 3 1
4000112860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. File does not contain business narrative as required by guidelines.





Upon additional review, the company does construction therefore the narrative is not required.  - xxxxxx

xxxxxx 18:51 Resolved 3 1 4 1
4000112860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:47 Cleared 1 1 4 1
4000112860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure. The Initial Closing Disclosure is missing, upon receipt additional findings may be added. 



ICD - xxxxxx

Receieved ICD - xxxxxx

ICD - xxxxxx

xxxxxx 14:32 Resolved 4 1 4 1
4000112860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide most recent xxxxxxF lock confirmation missing from the loan file.



Lock confirmation - xxxxxx

Investor Rate Lock provided.  Condition resolved. - xxxxxx

Lock confirmation - xxxxxx

xxxxxx 19:57 Resolved 3 1 4 1
4000112860 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Compliance AbilityToRepay: QMPointsAndFees xxxxxx program loan points are under 5%. not 3%.  Please see passed mavent report - xxxxxx

Finding set in error - xxxxxx
xxxxxx program loan points are under 5%. not 3%.  Please see passed mavent report - xxxxxx
The loan fees ($xxxxxx) exceed the (QM) (Note Amount >=$xxxxxx) fee limit, which is 3% of the Total Loan Amount ($xxxxxx), the difference is ($xxxxxx). (12 CFR 1026.43(e)(3). - xxxxxx
xxxxxx 17:36 Void 1 4 1
4000112865 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:48 Cleared 1 1 1 1
4000112865 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:48 Cleared 1 1 1 1
4000112865 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 00:47 Cleared 1 1 1 1
4000112928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Subject loan is in Flood Zone and Notice of Special Flood Hazard Disclosure Not Completed Subject property is in flood zone but Notice of Special Flood Hazard Disclosure was not provided. Please provide the Notice of Special Flood Hazard Disclosure.



flood discs - xxxxxx

Notice of Special Flood Hazard Disclosure has been provided.  - xxxxxx

flood discs - xxxxxx

xxxxxx 19:18 Resolved 1 1 3 1
4000112928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a score of 1.4 and LCA with score of 1 which meets the lender's guidelines. 





xxxxxx 23:15 Cleared 1 1 3 1
4000112928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:15 Cleared 1 1 3 1
4000112928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Credit Documentation - Mortgage History The loan file did not contain sufficient mortgage payment history. Missing proof the borrower's primary mortgage payment due xxxxxx with xxxxxx account ending #xxxxxx was paid. The credit report dated xxxxxx verifies payments through xxxxxx. The loan file contains a mortgage statement dated xxxxxx verifying the xxxxxx payment was paid on xxxxxx and the mortgage is due for the xxxxxx payment. The subject loan closed on xxxxxx; therefore, proof of the xxxxxx payment is required. Per the final 1003, the borrowr has owned the primary residence for 3 years, but only 1 month of mortgage history is reflected on the credit report. Please provide 12 month housing history.

proof xxxxxx pymt made - xxxxxx
Loan opened xxxxxx, first payment xxxxxx xxxxxx and we have proof of payments since. Condition resolved.  - xxxxxx
Condition upheld.  Provide credit supplement or VOM showing pay history from xxxxxx on Primary. - xxxxxx
proof xxxxxx pymt made - xxxxxx
xxxxxx 21:44 Resolved 3 1 3 1
4000112929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: Doc Tax Stamps/Transfer Taxes – City/County, Points - Loan Discount Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)). Transfer taxes increased from $750 to $800 on the xxxxxx LE without a CIC



Change circumstance for LExxxxxx please review and clear condition.  - xxxxxx

Received CIC for increased fees - xxxxxx

Resolved - xxxxxx

Change circumstance for LExxxxxx please review and clear condition.  - xxxxxx

xxxxxx 13:37 Resolved 3 1 4 1
4000112929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Compliance Missing Tangible Net Benefit Disclosure Please provide the Tangible Net Benefit.

NTB - xxxxxx

 This is not a high-cost loan and not a flip loan. The NTB form is not needed. Please re-review and clear condition and loan for purchase. Thank you - xxxxxx

Received TNB worksheet - xxxxxx

NTB - xxxxxx

GA TNB is required if refinancing an existing loan within 60 months of its original date.  Prior loan is seasoned <60 months. - xxxxxx

This is not a high-cost loan and not a flip loan. The NTB form is not needed. Please re-review and clear condition and loan for purchase. Thank you - xxxxxx

xxxxxx 16:12 Resolved 3 1 4 1
4000112929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Third party review product missing from the loan file.





LCA with acceptable score in file, condition resolved. - xxxxxx

xxxxxx 16:49 Resolved 4 1 4 1
4000112929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:33 Cleared 1 1 4 1
4000112929 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Credit Missing or incomplete income documentation for 1 or 2 Year Full Doc Verified Doc Type is '2YR Full Doc' but provided income documentation for Borrower 1 Personal Tax Returns, Business Tax Returns, or W2/1099 is not '2 YRS', or insufficient verified Paystubs were provided. Loan is a 1YR Full Doc or 2YR Full Doc.  Missing minimum years W2s, tax returns, or 1099s and/or 1 month paystubs. Verified Doc Type is '2YR Full Doc' but provided income documentation for Borrower 1 Personal Tax Returns, Business Tax Returns, or W2/1099 is not '2 YRS', or insufficient verified Paystubs were provided. Loan is a 1YR Full Doc or 2YR Full Doc.  Missing minimum years W2s, tax returns, or 1099s and/or 1 month paystubs.



per UW: The subject loan is a WVOE program & income docs are not required. Please waive and clear condition. thank you - xxxxxx

Condition set in error. WVOE in file - xxxxxx

per UW: The subject loan is a WVOE program & income docs are not required. Please waive and clear condition. thank you - xxxxxx

xxxxxx 13:37 Void 3 4 1
4000112959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Compliance Collateral Protection Notice is Missing Collateral Protection notice is missing. The Maryland MARYLAND RIGHT TO CHOOSE INSURANCE PROVIDER DISCLOSURE is missing from the file.   



CPL - xxxxxx

Closing Protestion letter provided and paid for on the FCD - xxxxxx

CPL - xxxxxx

xxxxxx 17:21 Resolved 3 1 3 1
4000112959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Compliance Missing Attorney Preference Letter Right To Choose Attorney or Attorney Preference not in file. The Maryland RIGHT TO CHOOSE ATTORNEY OR TITLE INSURANCE COMPANY disclosure is not in the file. 



Affiliated Business Arrangement would satisfy for "right to choose"  which does include language that the borrower is free to shop for settlement services. - xxxxxx

Received ABA disclosure which includes required attorney/ title insurance provider verbiage.   - xxxxxx

Affiliated Business Arrangement would satisfy for "right to choose"  which does include language that the borrower is free to shop for settlement services. - xxxxxx

xxxxxx 17:24 Resolved 3 1 3 1
4000112959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



Loan meets applicable appraisal guidelines. - xxxxxx

xxxxxx 15:49 Cleared 1 1 3 1
4000112959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:48 Cleared 1 1 3 1
4000112974 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing.

guaranty - xxxxxx

Personal Loan Guaranty was provided.  Condition resolved.  - xxxxxx

The Personal Loan Guaranty is not missing. - xxxxxx

guaranty - xxxxxx

xxxxxx 14:17 Resolved 4 1 4 1
4000112974 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Income - LOE Missing The loan file did not contain a letter of explanation as required. A Letter of Explanation (LOE) by the Borrower / Guarantor is required to detail relevant real estate experience.



lox - xxxxxx

LOE provided. Borrower explains this property represents his first real estate investment. Per Guidelines: First Time Investors are allowed provided that the DSCR is >1.0, the Credit Score is >700 and there are no exceptions on the file.  Borrower has 772 FICO, DSCR is 1.25, and no exceptions on loan.  Condition resolved.
 - xxxxxx

lox - xxxxxx

xxxxxx 20:33 Resolved 3 1 4 1
4000112974 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Missing letter of explanation The borrowing entity's name is xxxxxx.  Entity vesting requirements mandate that entities must be formed for the purpose of Ownership and Management of Real Estate. Please clarify/explain xxxxxx's purpose. 
lox - xxxxxx

LOE provided. - xxxxxx

lox - xxxxxx

xxxxxx 14:10 Resolved 3 1 4 1
4000112974 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:24 Cleared 1 1 4 1
4000112974 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:25 Cleared 1 1 4 1
4000112974 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Credit Citizenship Documentation Not Provided Borrower 1 xxxxxxzenship Documentation is missing from the file. Please provide a copy of the front and back of the borrower's current unexpired passport. 



xxxxxxzens - xxxxxx

Provided and resolved. - xxxxxx

xxxxxxzens - xxxxxx

xxxxxx 14:12 Resolved 3 1 4 1
4000112976 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected.

See attached. - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

Purchase Contract provided. Condition resolved. - xxxxxx

See attached. - xxxxxx

xxxxxx 15:03 Resolved 3 1 3 1
4000112976 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 01:20 Cleared 1 1 3 1
4000112976 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 01:20 Cleared 1 1 3 1
4000112981 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:47 Cleared 1 1 1 1
4000112981 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:48 Cleared 1 1 1 1
4000112981 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:48 Cleared 1 1 1 1
4000112984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Property Subject property appraisal is not on an as-is basis (Primary Value) Primary value subject property appraisal is not on an as-is basis.

see attached - xxxxxx

Completion cert provided.  Condition resolved. - xxxxxx

Primary Value Subject Property Appraisal is completed on an As-Is Basis or Not Applicable - xxxxxx

see attached - xxxxxx

Lender to provide 1004D missing from the loan file. xxxxxx 19:45 Resolved 3 1 3 2
4000112984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:13 Cleared 1 1 3 2
4000112984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Compliance New York - Subprime Home Loan (First Lien)(02/10) This is a New York "subprime home loan." The loan's current APR (9.196%) exceeds the New York Subprime Home Loan threshold of (7.84%) by (1.356). The threshold is determined by adding 1.75 points to the comparable Freddie Mac PMMS rate. (NY Bank 6-m(1)(c)) .



mortgage is stamped subprime and subprime disclosures were provided to the borrower. Nothing else should be needed to clear this item.  - xxxxxx

Acknowledged condition - xxxxxx

Updated to Acknowledged, Compliant NY Subprime Loan.
 - xxxxxx

Confirmed loan is subprime.  Disclosures in the file.  - xxxxxx

mortgage is stamped subprime and subprime disclosures were provided to the borrower. Nothing else should be needed to clear this item.  - xxxxxx

xxxxxx 15:09 Acknowledged 3 2 3 2
4000112984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Compliance Federal - General Qualified Mortgage Price-Based Limit (First Lien) The loan's (9.196%) APR equals or exceeds the General Qualified Mortgage Loan Price-Based threshold of (8.39%), which is the comparable average prime offer rate of (6.14%) plus 2.25. The System used the following date to perform the APOR index lookup (xxxxxx). The system added 2.25 to the comparable APOR because the ($xxxxxx) note amount equals or exceeds ($xxxxxx). The system used an interest rate of (xxxxxx%) in the APR calculation. If the interest rate may change within the first five years after the first regular periodic payment, the system uses the highest interest rate that may apply during that five-year period as the interest rate for the full term of the loan. (12 CFR 1026.43(e)(2)(vi)(A)) .

mortgage is stamped subprime and subprime disclosures were provided to the borrower. Nothing else should be needed to clear this item.  - xxxxxx

Confimred loan is subprime Disclosures in the file - - xxxxxx

mortgage is stamped subprime and subprime disclosures were provided to the borrower. Nothing else should be needed to clear this item.  - xxxxxx

xxxxxx 17:01 Resolved 3 1 3 2
4000112984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:13 Cleared 1 1 3 2
4000113015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:31 Cleared 1 1 1 1
4000113015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 16:30 Cleared 1 1 1 1
4000113015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:29 Cleared 1 1 1 1
4000113018 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:51 Cleared 1 1 3 1
4000113018 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:52 Cleared 1 1 3 1
4000113018 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx Bay rate lock agreement



Attached - xxxxxx

Lock provided. Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Attached - xxxxxx

xxxxxx 17:49 Resolved 3 1 3 1
4000113031 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). The preliminary title policy and closing protection letter in file reflects coverage amount of $xxxxxx, but the loan amount is $xxxxxx. Please provide the final title policy reflecting sufficient coverage.

Attached - xxxxxx

Policy coverage amount shows sufficient, condition resolved.  - xxxxxx

Attached - xxxxxx

xxxxxx 17:38 Resolved 3 1 3 1
4000113031 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Hazard Insurance Coverage is less than all Subject Lien(s) Hazard Insurance Coverage Amount of $xxxxxx is less than Total Amount of Subject Lien(s) of $xxxxxx Lender to provide a replacement cost estimator to verify adequate dwelling coverage for the subject property.

Attached  - xxxxxx
 the 25% is extended coverage. 25% of the $xxxxxx is $xxxxxx. So the $xxxxxx plus the $xxxxxx is $xxxxxx. Which is more than the RCE $xxxxxx - xxxxxx
 The hazard insurance coverage meets investor requirements. The Replacement Cost Estimator reflects a replacement cost of $xxxxxx. The policy provides $xxxxxx in dwelling coverage with an additional 25% extended replacement cost, totaling $xxxxxx in available coverage, which exceeds the estimated replacement cost. Therefore, coverage is sufficient - xxxxxx
 Attached RCE - xxxxxx
Explanation of HOI Policy provided.  Condition resolved. - xxxxxx
Attached  - xxxxxx
the 25% is extended coverage. 25% of the $xxxxxx is $xxxxxx. So the $xxxxxx plus the $xxxxxx is $xxxxxx. Which is more than the RCE $xxxxxx - xxxxxx
Condition upheld.  The HOI Policy states: SPECIFIED ADDITIONAL AMOUNT OF INSURANCE 25%.  It does not specify what the that amount is, nor does it say replacement cost.  Provide the policy that states the specific words you cite. - xxxxxx
The hazard insurance coverage meets investor requirements. The Replacement Cost Estimator reflects a replacement cost of $xxxxxx. The policy provides $xxxxxx in dwelling coverage with an additional 25% extended replacement cost, totaling $xxxxxx in available coverage, which exceeds the estimated replacement cost. Therefore, coverage is sufficient - xxxxxx
Condition upheld.  HOI Coverage still does not meet the RCE provided. - xxxxxx
Attached RCE - xxxxxx
xxxxxx 03:38 Resolved 3 1 3 1
4000113031 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:01 Cleared 1 1 3 1
4000113031 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:02 Cleared 1 1 3 1
4000113031 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Property Title Issue Property title issue. The subject property is currently vested in xxxxxx. Documentation showing the ownership interest the borrowers have in this company is missing from the loan file.

Attached  - xxxxxx

LLC articles provided, condition resolved.  - xxxxxx

Attached  - xxxxxx

xxxxxx 17:37 Resolved 3 1 3 1
4000113068 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:50 Cleared 1 1 1 1
4000113068 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines - xxxxxx

xxxxxx 22:49 Cleared 1 1 1 1
4000113068 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 22:49 Cleared 1 1 1 1
4000113083 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:40 Cleared 1 1 1 1
4000113083 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:40 Cleared 1 1 1 1
4000113083 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:41 Cleared 1 1 1 1
4000113096 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Borrower 1 Award Letter Missing Borrower 1 Award Letter missing from the file. Lender to provide the VA disability award letter for the borrower for 2024-2025



Attached - xxxxxx

AUS Approved, Bank Statements in file showing VA and Military benefits deposits.  - xxxxxx

Borrower 1 Award Letter Provided - xxxxxx

Attached - xxxxxx

xxxxxx 19:44 Void 3 3 1
4000113096 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Borrower 1 Separation Agreement Missing Borrower 1 Separation Agreement missing. Lender to provide the VA disability separation letter for the disability/ pension income



Attached  - xxxxxx

Condition set in error. - xxxxxx

Borrower 1 Separation Agreement Provided - xxxxxx

Attached  - xxxxxx

xxxxxx 19:44 Void 3 3 1
4000113096 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Borrower 1 W2/1099 Missing Borrower 1 W2/1099 missing. Lender to provide the1099's for 2023-2024 (2025 if available prior to closing) for the VA benefits the borrower receives. 

Attached - xxxxxx

AUS Approved, Bank Statements in file showing VA and Military benefits deposits.  - xxxxxx

Borrower 1 W2/1099 provided - xxxxxx

Attached - xxxxxx

xxxxxx 19:45 Void 3 3 1
4000113096 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Credit Purchase is not considered to be an Arm's Length Transaction Non-arm's length transactions not allowed for program. Per the appraisal, the borrower purchased the subject property from a friend before it went on the MLS. per the xxxxxxF seller guidelines V 8.7 section 6.2 non arm's length's transaction are ineligible transaction type. Lender will need to provide an exception from xxxxxxF for the loan.  



This is not a Non QM loan. It is locked under Agency Investor Plus 30 yr Fixed guidelines. Minimal overlays exist on this product of which I see no reference to non arms length transaction or mandatory 2 years tax returns.  If following agency rules, non-arms length transactions & 1 year tax return for rental income are permitted. - xxxxxx

AUS (DU) Approved.  Per FNMA Seller Guide: Non-arm's length transactions are purchase transactions in which there is a relationship or business affiliation between the seller and the buyer of the property. Fannie Mae allows non-arm’s length transactions for the purchase of existing properties unless specifically forbidden for the particular scenario, such as delayed financing.  Subject is not delayed financing.  Subject is a purchase of an existing home between the Borrower and a friend prior being listed on MLS.  - xxxxxx

This is not a Non QM loan. It is locked under Agency Investor Plus 30 yr Fixed guidelines. Minimal overlays exist on this product of which I see no reference to non arms length transaction or mandatory 2 years tax returns.  If following agency rules, non-arms length transactions & 1 year tax return for rental income are permitted. - xxxxxx

xxxxxx 19:49 Resolved 3 1 3 1
4000113096 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:15 Cleared 1 1 3 1
4000113096 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:15 Cleared 1 1 3 1
4000113123 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The loan file contains a CU and LCA with risk score > 2.5 and another 3rd party valuation is required with a value within 10% of the appraisal value. 



CDA - xxxxxx

3rd party valuation provided. Condition resolved. - xxxxxx

CDA - xxxxxx

xxxxxx 14:51 Resolved 3 1 3 1
4000113123 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:51 Cleared 1 1 3 1
4000113123 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:52 Cleared 1 1 3 1
4000113132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Property Property Issue - Neighborhood Location The subject appraisal verified a neigxxxxxxorhood location not allowed per guidelines. Approved Exception for acreage over 20 in file P 675.  The subject property is zoned rural on xxxxxx acres and is ineligible per guides as it exceeds the maximum allowed of 20 Acres. (per county tenancy documents the property is xxxxxx Acres).



PER EXCEPTION: MAX DTI ___40%, MAX LTV __65%, MIN FICO __765, pricing adjustment per exception verified xxxxxx 03:07 Waived 2 2 3 2
4000113132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Credit Income and Employment Do Not Meet Guidelines Income and employment do not meet guidelines. Lender to provide exception for utilization of xxxxxx assets for asset depletion, the funds do not meet the requirement for the 120 days seasoning, only 60 days verified in file.  Also, this account is under both borrower's names.  Per guidelines, other sources on non-employment income may be considered on a xxxxxxse basis and will require investor exception approval, subject to loan level price adjustments.  None was found in the file.

Exception for SSI and retirement pension and xxxxxx xxxxxx statement  - xxxxxx
xxxxxx xxxxxx - xxxxxx
Exception provided for:  Allow additional income of SSI and Pension in asset-based program.  - xxxxxx
Exception for SSI and retirement pension and xxxxxx xxxxxx statement  - xxxxxx
xxxxxx xxxxxx - xxxxxx
LTV <65%, DTI < 40%, Credit score >765, Reserves > 70 months. xxxxxx 16:19 Waived 3 2 3 2
4000113132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties.  The property tax bill with the borrower's information for the vacant land with address xxxxxx,, is not provided supporting the monthly taxes of  $xxxxxx

tax for xxxxxx - xxxxxx

Tax Info provided.  Condition resolved. - xxxxxx
tax for xxxxxx - xxxxxx
xxxxxx 22:43 Resolved 3 1 3 2
4000113132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:46 Cleared 1 1 3 2
4000113189 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:34 Cleared 1 1 1 1
4000113189 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:33 Cleared 1 1 1 1
4000113189 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:33 Cleared 1 1 1 1
4000113194 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:36 Cleared 1 1 1 1
4000113194 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:36 Cleared 1 1 1 1
4000113194 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:36 Cleared 1 1 1 1
4000113195 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure. The executed Final CD reflects consumer debts paid off. Please provide the Initial Closing Disclosure issued for additional Compliance testing.



initial cd - xxxxxx

Received ICD - xxxxxx

initial cd - xxxxxx

xxxxxx 17:46 Resolved 4 1 4 1
4000113195 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance NJ Fee Not Allowed- Notice of Settlement Fee (Fee ID: 998) This fee is not on the list of fees that are not allowed as per NJ.  - xxxxxx

This fee is not on the list of fees that are not allowed as per NJ.
 - xxxxxx

This fee is not on the list of fees that are not allowed as per NJ.  - xxxxxx

Section 3:1-16.2 of the New Jersey Mortgage Loans, Fees, xxxxxxligations Provisions (N.J.A.C. 3:1-16.2) does not allow Notice of Settlement Fee (Fee ID: 998) to be charged to the Borrower in NJ. - xxxxxx

xxxxxx 18:01 Void 1 4 1
4000113195 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance NJ Fee Not Allowed- Transaction Management Fee (Fee ID: 998) This fee is not on the list of fees that are not allowed as per NJ.  - xxxxxx

This fee is not on the list of fees that are not allowed as per NJ. - xxxxxx

This fee is not on the list of fees that are not allowed as per NJ.  - xxxxxx

Section 3:1-16.2 of the New Jersey Mortgage Loans, Fees, xxxxxxligations Provisions (N.J.A.C. 3:1-16.2) does not allow Transaction Management Fee (Fee ID: 998) to be charged to the Borrower in NJ. - xxxxxx

xxxxxx 18:02 Void 1 4 1
4000113195 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance NJ Fee Not Allowed- Open Water (Fee ID: 998) This fee is not on the list of fees that are not allowed as per NJ.  - xxxxxx

Section 3:1-16.2 of the New Jersey Mortgage Loans, Fees, xxxxxxligations Provisions (N.J.A.C. 3:1-16.2) does not allow Open Water (Fee ID: 998) to be charged to the Borrower in NJ.
 - xxxxxx

This fee is not on the list of fees that are not allowed as per NJ.  - xxxxxx

Section 3:1-16.2 of the New Jersey Mortgage Loans, Fees, xxxxxxligations Provisions (N.J.A.C. 3:1-16.2) does not allow Open Water (Fee ID: 998) to be charged to the Borrower in NJ. - xxxxxx

xxxxxx 18:00 Void 1 4 1
4000113211 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and a CDA with a Low Risk and CDA to appraisal value with 0.00% variance which meets the lender's guideline requirements.  





The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and a CDA with a Low Risk and CDA to appraisal value with 0.00% variance which meets the lender's guideline requirements. - xxxxxx

xxxxxx 00:08 Cleared 1 1 3 1
4000113211 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:08 Cleared 1 1 3 1
4000113211 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. Missing evidence the fraud alert on the credit report dated xxxxxx was cleared.  The fraud alert was effective for 1 year beginning xxxxxx and the subject loan closed on xxxxxx. 



Fraud alert questionnaire - xxxxxx

Fraud Alert Questionnaire was provided.  Condition resolved. - xxxxxx

Fraud alert questionnaire - xxxxxx

xxxxxx 15:35 Resolved 3 1 3 1
4000113265 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Credit Documentation - Undisclosed Liabilities An undisclosed liability was found on the updated credit report that was not located on the original credit report.

12 Months statements, and 1003 - xxxxxx

 Per the UW:  We have only one credit report in the file. What is the investor asking us? Did they pull a new report?  I will need to see what they are seeing before I can address it. - Please clarify. - xxxxxx

Condition set in error.  DSCR Loan.  There is no DTI.   - xxxxxx
12 Months statements, and 1003 - xxxxxx
Document Uploaded. Condition upheld.  Please provide:  Lender to provide a complete schedule of REO including all mortgage debt owed. Letter from the borrower in the file states that he owns 4 properties free and clear. There are several mortgages on the credit report that correspond with the mortgage amounts on the property reports. One mortgage on credit was taken out in 2007 with a balance of $ xxxxxx per the supplement datedxxxxxx - xxxxxx
Per the UW:  We have only one credit report in the file. What is the investor asking us? Did they pull a new report?  I will need to see what they are seeing before I can address it. - Please clarify. - xxxxxx
Lender to provide a complete schedule of REO including all mortgage debt owed. Letter from the borrower in the file states that he owns 4 properties free and clear. There are several mortgages on the credit report that correspond with the mortgage amounts on the property reports. One mortgage on credit was taken out in 2007 with a balance of $ xxxxxx per the supplement datedxxxxxx xxxxxx 16:48 Void 3 3 1
4000113265 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:38 Cleared 1 1 3 1
4000113265 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:39 Cleared 1 1 3 1
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 10 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: Loan Origination Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)).

The COC record supporting the increase in origination fees is missing from the file - xxxxxx
 
xxxxxx Cure Pkg - xxxxxx
 Revised CD - xxxxxx
Received curative package: PCCD, LOE, copy of refund check and proof of mailng
 - xxxxxx
xxxxxx Cure Pkg - xxxxxx
Received PCCD providing a $600 lender credit.  Will need the following to cure:  copy of refund check, LOE to the borrower explaining the reason for the refund and proof the cure package was mailed to the borrower.  - xxxxxx
Revised CD - xxxxxx
xxxxxx 16:34 Cured 3 2 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 10 xx/xx/xxxx Credit Asset 5 Missing Asset documentation is missing from the file. The loan was approved with assets from xxxxxx checking account ending in XXXX with a balance of $xxxxxx. This statement is missing from the loan file. 

xxxxxx $47,105 - xxxxxx

xxxxxx Statement provided.  Condition resolved. - xxxxxx
Asset 5 Provided Or Not Applicable - xxxxxx
xxxxxx $xxxxxx - xxxxxx
xxxxxx 20:20 Resolved 3 1 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 10 xx/xx/xxxx Credit Asset 6 Missing Asset documentation is missing from the file. The loan was approved with assets from a secured loan for $xxxxxx. This documentation is missing from the loan file. Please provide documentation along with monthly payment for the new debt and proof of the transfer of those funds. 

CD - xxxxxx

CD from Ref provided.  - xxxxxx

Asset 6 Provided Or Not Applicable - xxxxxx

CD - xxxxxx

xxxxxx 20:21 Resolved 3 1 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 10 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Rental income from the departing residence was used in the approval. Per guidelines, departing residence positive rental income cannot be used to qualify. There is an exception in the loan file, but the approval was subject to a letter of explanation from the borrowers stating they have recently moved and will soon place a tenant in the property and that the subject property is the primary residence and will be moving forward. This letter of explanation is located in the loan file, but the exception is cut off. Please provide the approved exception with legible comments along with the income calculator, and final 1008 showing the rental income. 



exception - xxxxxx

Exception provided for:  Exception approved in Expanded Prime+ to allow market rents for departing residence offset. Conditioned for LOE from borrower stating that they have recently moved from xxxxxx and are soon to be placing a tenant in that property and that xxxxxx is their primary residence and will be moving forward. No additional exceptions and loan subject to final review. LOE from Borrower is located in the loan file.  - xxxxxx
exception - xxxxxx
Comp factors: LTV <50% on R&T refi Reserves >12 months credit score >710 Residual income must meet or exceed.  xxxxxx 20:38 Waived 3 2 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 10 xx/xx/xxxx Credit Program Parameters - Property Type The subject loan does not meet program parameters for property type. Please provide the colored copy of the appraisal



colored appraisal - xxxxxx

Full color appraisal provided. - xxxxxx

colored appraisal - xxxxxx

xxxxxx 19:41 Resolved 3 1 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 10 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The following liabilities have been excluded from the DTI: xxxxxx- xxxxxx/month; xxxxxx - xxxxxx/month; and xxxxxx-$xxxxxx. Please provide documentation to support the ommission of these debts

CD - xxxxxx

CD from Simultaneous refinance provided.  Condition resolved. - xxxxxx

CD - xxxxxx

xxxxxx 20:05 Resolved 3 1 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 10 xx/xx/xxxx Compliance NJ Fee Not Allowed- Underwriting Fee (Fee ID: 8) We are not charging an Underwriter Fee - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

We are not charging an Underwriter Fee - xxxxxx

xxxxxx 15:27 Void 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 8 of 10 xx/xx/xxxx Compliance NJ Fee Not Allowed- Appraisal Reinspection (Fee ID: 998) Allowed on Non QM Primary Residence.  - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

Allowed on Non QM Primary Residence.  - xxxxxx

xxxxxx 15:26 Void 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 9 of 10 xx/xx/xxxx Compliance NJ Fee Not Allowed- Tax Transcript (Fee ID: 998) allowed on non qm primary residence - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

allowed on non qm primary residence - xxxxxx

xxxxxx 15:27 Void 3 2
4000113293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 10 of 10 xx/xx/xxxx Compliance NJ Fee Not Allowed- Appraisal Desk Review Fee (Fee ID: 135) allowed on qm primary residence - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

Allowed on Non QM Primary Residence. - xxxxxx

allowed on qm primary residence - xxxxxx

xxxxxx 15:27 Void 3 2
4000113317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Property Property is Lease Hold Property rights are leasehold. Lender to provide the ground lease for the subject property to verify the length of the lease. 



Attached - xxxxxx

 This is a leasehold. If we provide a new Aus and appraisal will xxxxxx accept if leaseholds are ineligible? I reviewed the xxxxxx Bay Investor PLUS guidelines and cannot locate where it says leaseholds are ineligible.  Is this something you recently updated? - xxxxxx

 Attached - xxxxxx

Updated Appraisal and AUS were provided. Condition resolved. - xxxxxx

Attached - xxxxxx

Provide a corrected Appraisal and AUS showing subject as Leasehold. - xxxxxx

This is a leasehold. If we provide a new Aus and appraisal will xxxxxx accept if leaseholds are ineligible? I reviewed the xxxxxx Bay Investor PLUS guidelines and cannot locate where it says leaseholds are ineligible.  Is this something you recently updated? - xxxxxx

Condition upheld.  Leasehold properties are ineligible per xxxxxx Agency Guidelines.  Appraiser states Fee Simple, Title states Leasehold, Condo Questionnaire states Ground Lease, AUS (DU) does not state the property is Leasehold. It appears the property is leasehold.  Provide corrected Appraisal, and updated AUS (DU) with property as Leasehold.  An exception from xxxxxx may be required. - xxxxxx

Attached - xxxxxx

xxxxxx 17:24 Resolved 1 1 4 1
4000113317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 22:50 Cleared 1 1 4 1
4000113317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). Please provide the condo questionnaire for the subject property



Condo questionnaire is datedxxxxxxPlease review again.  - xxxxxx

 Attached - xxxxxx

 The appraisal notes the stuff for the condo in total. The condo association completed this for the subject phase, not the entire condo - xxxxxx

 Attached  - xxxxxx

Corrected Condo Questionnaire was provided.  Condition resolved. - xxxxxx
Condo questionnaire is datedxxxxxxPlease review again.  - xxxxxx
Condo questionnaire is signed and datedxxxxxx, please provide updated questionnaire. - xxxxxx
Attached - xxxxxx
Condition upheld.  Provide an updated Condo Questionnaire dated this year 2026. - xxxxxx
The appraisal notes the stuff for the condo in total. The condo association completed this for the subject phase, not the entire condo - xxxxxx
Condition upheld.  Provide corrected documents (Condo Questionnaire, Appraisal) Questionnaire states 40 units, Appraisal states xxxxxx, year built xxxxxx vs xxxxxx, Primary occupancy owner vs second.  Condo questionnaire is datedxxxxxx  - xxxxxx
Attached  - xxxxxx
xxxxxx 16:24 Resolved 3 1 4 1
4000113317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Please provide the appraisal for the subject property



Attached  - xxxxxx

Appraisal is Present or is Waived - xxxxxx

Appraisal provided, condition resolved. - xxxxxx

Attached  - xxxxxx

xxxxxx 16:23 Resolved 4 1 4 1
4000113325 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:15 Cleared 1 1 1 1
4000113325 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:16 Cleared 1 1 1 1
4000113325 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:16 Cleared 1 1 1 1
4000113329 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Paystubs Less Than 1 Month Provided Borrower 1 Paystubs: Less than 1 month provided in the file. The loan file contains the Borrower's paystub covering xxxxxx to xxxxxx, or 2 weeks, when YTD paystub covering 1-month was required by the lender's guidelines. 



LOE uw response - xxxxxx

Previous year W2 in file.  Condition voided. - xxxxxx

LOE uw response - xxxxxx

xxxxxx 21:22 Void 3 3 1
4000113329 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and LCA with risk score of 2.5 which meets the lender's requirements of one with risk score of 2.5 or less. 





The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and LCA with risk score of 2.5 which meets the lender's requirements of one with risk score of 2.5 or less. - xxxxxx

xxxxxx 16:25 Cleared 1 1 3 1
4000113329 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:25 Cleared 1 1 3 1
4000113341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:31 Cleared 1 1 3 1
4000113341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:31 Cleared 1 1 3 1
4000113341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide xxxxxx lock confirmation missing from the loan file.

lock confirmation  - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

lock confirmation  - xxxxxx

xxxxxx 21:30 Resolved 3 1 3 1
4000113350 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit HO6 Insurance Policy Effective Date is after the Note Date HO-6 insurance policy effective date is after the Note date. Per the final CD loan did not disburse untilxxxxxxTherefore, the policy dates are valid 



As per our Funding Manager this is a CA FILE and we go by funded date - xxxxxx

 loe funder rebuttal  - xxxxxx

 can you please confirm exactly what document need to provide - xxxxxx

Note date:xxxxxx, Closing Date:xxxxxx, Disbursement Datexxxxxx HOI Policy isxxxxxx toxxxxxx.  Condition resolved. - xxxxxx

As per our Funding Manager this is a CA FILE and we go by funded date - xxxxxx

Condition upheld.  Per the Final CD in file datedxxxxxx: Closing Date isxxxxxx, Disbursement Date isxxxxxx, prepaid Interest is fromxxxxxx -xxxxxx. - xxxxxx

loe funder rebuttal  - xxxxxx

can you please confirm exactly what document need to provide - xxxxxx

xxxxxx 21:51 Resolved 3 1 3 1
4000113350 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Other Property Insurance Policy Effective Date is after the Note Date Property insurance policy effective date is after the Note Date. Per the final CD loan did not disburse untilxxxxxxTherefore, the policy dates are valid 



As per our Funding Manager this is a CA FILE and we go by funded date - xxxxxx

 rebuttal - xxxxxx

 can you please confirm exactly what document need to provide - xxxxxx

Note date:xxxxxx, Closing Date:xxxxxx, Disbursement Datexxxxxx HOI Policy isxxxxxx toxxxxxx.  Condition resolved. - xxxxxx

As per our Funding Manager this is a CA FILE and we go by funded date - xxxxxx

Condition upheld.  Per the Final CD in file datedxxxxxx: Closing Date isxxxxxx, Disbursement Date isxxxxxx, prepaid Interest is fromxxxxxx -xxxxxx. - xxxxxx

rebuttal - xxxxxx

can you please confirm exactly what document need to provide - xxxxxx

xxxxxx 21:53 Resolved 3 1 3 1
4000113350 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:08 Cleared 1 1 3 1
4000113350 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:08 Cleared 1 1 3 1
4000113379 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:56 Cleared 1 1 1 1
4000113379 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:57 Cleared 1 1 1 1
4000113379 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:58 Cleared 1 1 1 1
4000113406 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:55 Cleared 1 1 1 1
4000113406 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:55 Cleared 1 1 1 1
4000113419 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Provide all pages of fully executed contract to this transaction.



See attached Contract  - xxxxxx

Sales Contract provided.  Condition resolved. - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

See attached Contract  - xxxxxx

xxxxxx 19:25 Resolved 3 1 4 1
4000113419 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit OFAC Check Not Completed and/or Cleared OFAC check not completed and/or cleared. Evidence that all transaction parties were screened and cleared against the SDN (Specially Designated Nationals) list.



See attached Fraud Report  - xxxxxx

OFAC Check Completed and Cleared - xxxxxx

See attached Fraud Report  - xxxxxx

xxxxxx 19:31 Resolved 3 1 4 1
4000113419 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. Missing third party fraud report showing no red flags for identity theft, undisclosed liabilities, or occupancy fraud.



See attached Fraud Report.  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

See attached Fraud Report.  - xxxxxx

xxxxxx 19:30 Resolved 3 1 4 1
4000113419 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Credit Other Credit Finding The file is missing the xxxxxxF Lock Confirmation required to validate program eligibility and pricing for this transaction. 

See attached  - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:32 Resolved 4 1 4 1
4000113419 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:44 Cleared 1 1 4 1
4000113419 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The LCA report in the file did not return a score, missing a secondary valuation product to support the origination value.



See attached desk review  - xxxxxx

CDA supporting value was provided. Condition resolved. - xxxxxx

See attached desk review  - xxxxxx

xxxxxx 19:20 Resolved 3 1 4 1
4000113420 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:28 Cleared 1 1 1 1
4000113420 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:29 Cleared 1 1 1 1
4000113420 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:29 Cleared 1 1 1 1
4000113451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Fraud Report Shows Uncleared Alerts Fraud Report shows uncleared alerts. The FraudGuard report dated xxxxxxhows several uncleared variances on pages 2 & 3. Please provide the updated report showing the high alerts cleared along with documentation used to clear those alerts



fraudguard - xxxxxx

Cleared Fraud Report provided. Condition resolved. - xxxxxx

All Fraud Report Alerts have been cleared or None Exist - xxxxxx

fraudguard - xxxxxx

xxxxxx 18:31 Resolved 3 1 3 1
4000113451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:58 Cleared 1 1 3 1
4000113451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:59 Cleared 1 1 3 1
4000113451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Cash Out Does Not Meet Guideline Requirements Cash out does not meet guideline requirements. Per guidelines, At least one borrower must have been on title for at least for six months prior to the disbursement date of the new loan on a cashout refinance. The borrower purchased the property xxxxxx, which is only 5 months. 





DELAYED FINANCING - xxxxxx

Subject Transaction is delayed financing.  Condition resolved. - xxxxxx

Cash Out Meets Guideline Requirements - xxxxxx



DELAYED FINANCING - xxxxxx

xxxxxx 18:39 Resolved 3 1 3 1
4000113496 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:16 Cleared 1 1 1 1
4000113496 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:15 Cleared 1 1 1 1
4000113496 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:15 Cleared 1 1 1 1
4000113500 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:22 Cleared 1 1 1 1
4000113500 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Field Review Supports Value within 10% A Retro-Field Review was performed. The original appraised value is supported with a variance within 10%.



A Retro-Field Review was performed. The original appraised value is supported with a variance within 10%. - xxxxxx

xxxxxx 21:23 Cleared 1 1 1 1
4000113500 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:22 Cleared 1 1 1 1
4000113511 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Audited CLTV Exceeds Guideline CLTV Audited CLTV exceeds guideline CLTV. Max LTV for DSCR >=0.75 on a Rate/Term Refi per the APM DSCR Matrix is 70% vs. the actual LTV of 72.46%.

duplicate





Audited CLTV of 72.46% is less than or equal to Guideline CLTV of 75% - xxxxxx

xxxxxx 17:32 Resolved 1 1 3 1
4000113511 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Audited HCLTV Exceeds Guideline HCLTV Audited HLTV exceeds guideline HCLTV. Max LTV for DSCR >=0.75 on a Rate/Term Refi per the APM DSCR Matrix is 70% vs. the actual LTV of 72.46%.

duplicate





Audited HLTV of 72.46% is less than or equal to Guideline HCLTV of 75% - xxxxxx

xxxxxx 17:32 Resolved 1 1 3 1
4000113511 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Audited LTV Exceeds Guideline LTV Audited LTV exceeds guideline LTV. Per guidelines, the maximum allowable LTV for a Rate/Term Refinance with a DSCR ≥ 0.75 is 70%. The subject loan reflects an LTV of 72.46%, which exceeds the permitted threshold.





Audited LTV of 72.46% is less than or equal to Guideline LTV of 75% - xxxxxx

xxxxxx 17:32 Resolved 3 1 3 1
4000113511 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:35 Cleared 1 1 3 1
4000113511 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:34 Cleared 1 1 3 1
4000113517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:25 Cleared 1 1 1 1
4000113517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:24 Cleared 1 1 1 1
4000113517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:24 Cleared 1 1 1 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 7 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



Set in error.
 - xxxxxx

The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:58 Void 1 4 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

Please advise what is needed to clear this condition, since condition does state satisfied. Thank y ou - xxxxxx

Condition set in error. - xxxxxx

Please advise what is needed to clear this condition, since condition does state satisfied. Thank y ou - xxxxxx

xxxxxx 14:37 Void 1 4 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 7 xx/xx/xxxx Compliance Right to Rescind - ROR - Non-Borrower/Missing Non-borrower title holder did not receive Right of Rescission form.

ROR  - xxxxxx

Receive RTC for both borrower and non-borrower - xxxxxx

ROR  - xxxxxx

xxxxxx 15:47 Resolved 3 1 4 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 7 xx/xx/xxxx Compliance Missing Doc - ROR/Missing Right of Rescission is missing. The Right of Recission is missing for both Hanh and Danny.



ROR - xxxxxx

Receive RTC for both borrower and non-borrower - xxxxxx

ROR - xxxxxx

xxxxxx 15:47 Resolved 4 1 4 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 7 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: Points - Loan Discount Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)). The discount points increased without a valid change in circumstance present. 



COC LE 1/28: The point amount increase is due to the loan amount increase.  - xxxxxx

Received CIC for increased fee - xxxxxx

 - xxxxxx

COC LE 1/28: The point amount increase is due to the loan amount increase.  - xxxxxx

xxxxxx 15:52 Resolved 3 1 4 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 7 xx/xx/xxxx Compliance Insufficient Change of Circumstance (50001252) The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Points - Loan Discount Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)).

LE COC provided with previous condition: The point amount increase is due to the loan amount increase - xxxxxx

Received CIC for increased fee - xxxxxx

 - xxxxxx

LE COC provided with previous condition: The point amount increase is due to the loan amount increase - xxxxxx

xxxxxx 15:53 Resolved 3 1 4 1
4000113519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 7 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Per the HOA statement, there is a mortgage with xxxxxx  associated with the property located atxxxxxx. Please provide the mortgage statement for this property

xxxxxx mortgage was paid off in 03/2017. Please see attached full recon & credit report showing paid & closed - xxxxxx

Evidence of pay-off was provided. - xxxxxx

xxxxxx mortgage was paid off in 03/2017. Please see attached full recon & credit report showing paid & closed - xxxxxx

xxxxxx 14:07 Resolved 3 1 4 1
4000113564 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Compliance NJ Fee Not Allowed- Transaction Management (Fee ID: 998) Section 3:1-16.2 of the New Jersey Mortgage Loans, Fees, xxxxxxligations Provisions (N.J.A.C. 3:1-16.2) does not allow Transaction Management (Fee ID: 998) to be charged to the Borrower in NJ. .



See attached UPS, refund, and PCCD  - xxxxxx

See attached UPS, refund, and PCCD  - xxxxxx

xxxxxx 16:36 Resolved 3 1 3 1
4000113564 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance NJ Fee Not Allowed- Appraisal Desk Review Fee (Fee ID: 135) Section 3:1-16.2 of the New Jersey Mortgage Loans, Fees, xxxxxxligations Provisions (N.J.A.C. 3:1-16.2) does not allow Appraisal Desk Review Fee (Fee ID: 135) to be charged to the Borrower in NJ.

See attached UPS, check, and PCCD sent to borrower - xxxxxx

See attached UPS, check, and PCCD sent to borrower - xxxxxx

xxxxxx 16:37 Resolved 3 1 3 1
4000113564 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 02:40 Cleared 1 1 3 1
4000113564 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 02:40 Cleared 1 1 3 1
4000113582 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:04 Cleared 1 1 3 1
4000113582 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:04 Cleared 1 1 3 1
4000113582 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. I was unable to locate proof of the rate lock. 



LOCK - xxxxxx

 Lock - xxxxxx

Document Uploaded. Rate Lock Provided - xxxxxx

LOCK - xxxxxx

Condition upheld.  Provide Investor Lock.  Lock between Lower and xxxxxx.  - xxxxxx

Lock - xxxxxx

xxxxxx 17:40 Cleared 3 1 3 1
4000113606 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:20 Cleared 1 1 3 1
4000113606 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Corporation/LLC: Operating Agreement Doc is Missing The loan file does not contain the Corporation/LLC: Operating Agreement. The loans was approved using assets from xxxxxx andxxxxxx. Documentation showing the borrower's ownership percentage in these businesses is missing from the loan file. 

See attached from CPA  - xxxxxx

CPA letter provided. Condition resolved. - xxxxxx

See attached from CPA  - xxxxxx

xxxxxx 16:36 Resolved 3 1 3 1
4000113606 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock.

Our locks are always provided . - xxxxxx

Rate Lock provided. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Our locks are always provided . - xxxxxx

xxxxxx 17:00 Resolved 3 1 3 1
4000113609 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:41 Cleared 1 1 3 1
4000113609 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 22:42 Cleared 1 1 3 1
4000113609 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit Audited LTV Exceeds Guideline LTV Audited LTV exceeds guideline LTV. The subject property is being purchased as a second home and is in a rural location. Per guidelines, rural properties are allowed with a maximum LTV of 70% for second homes. 





Audited LTV of 80% is less than or equal to Guideline LTV of 80%, updated guidelines provided, no longer an adjustment for rural properties. - xxxxxx

xxxxxx 14:22 Resolved 3 1 3 1
4000113626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:09 Cleared 1 1 3 1
4000113626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Missing Business Purpose Affidavit



The borrower is currently out of the country. We would like to confirm if this affidavit can be signed via DocuSign and notarized remotely.Please advise - xxxxxx

Full compliance testing was completed, no adverse results noted, condition resolved.  - xxxxxx

Disclosure was required to be signed prior to closing, condition remains.  - xxxxxx

The borrower is currently out of the country. We would like to confirm if this affidavit can be signed via DocuSign and notarized remotely.Please advise - xxxxxx

xxxxxx 18:34 Resolved 3 1 3 1
4000113626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



Compliance tested. - xxxxxx

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:34 Void 1 3 1
4000113626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



No compliance findings noted. - xxxxxx

No compliance findings noted.  - xxxxxx

xxxxxx 18:35 Cleared 1 1 3 1
4000113667 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:33 Cleared 1 1 3 1
4000113667 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 14:33 Cleared 1 1 3 1
4000113667 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Missing Homeowner's Association Questionnaire HOA questionnaire provided is not on xxxxxx Bay Financial form as referenced in the guidelines. 



FNMA questionnaire is acceptable, condition resolved.  - xxxxxx

xxxxxx 20:41 Resolved 3 1 3 1
4000113678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506-T for both borrowers 



4506 - xxxxxx

4506 provided.  Condition resolved. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506 - xxxxxx

xxxxxx 20:41 Resolved 3 1 3 1
4000113678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:15 Cleared 1 1 3 1
4000113678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:15 Cleared 1 1 3 1
4000113687 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Moderate Risk and CDA to Appraisal value of $xxxxxx with a 0.00% variance which meets the lender's guidelines. 



xxxxxx 17:43 Cleared 1 1 3 2
4000113687 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:43 Cleared 1 1 3 2
4000113687 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Income - Guideline Requirements The income documents provided in the loan file did not meet guidelines. The borrower is a first-time investor. The loan file contains 2 months proof of rent for the subject property when 3 months are required in order to use the actual rent ($xxxxxx) vs the market rent ($xxxxxx) when calculating the DSCR.  

Two months of rent is accepted. Please see email chain.  - xxxxxx

Investor accepts executed lease and one month rent/security deposit. Condition resolved.  - xxxxxx

Two months of rent is accepted. Please see email chain.  - xxxxxx

xxxxxx 17:51 Resolved 3 1 3 2
4000113687 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Eligibility - Investor Experience The borrower(s) investor experience does not meet guideline requirements. Blanket exception waiver for investor property first time buyer.





a FICO greater than 700 and there is no other exceptions in the file xxxxxx 17:41 Waived 2 2 3 2
4000113691 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. A 12 month housing history is required. The verification of mortgage for the property at xxxxxx has been completed by a private party. Per guidelines, private party VORs / VOMs may be considered on a xxxxxxse basis and will require an investor exception approval. A formal exception is located in the loan file. 



Strong FICO. Low LTV xxxxxx 23:52 Waived 2 2 3 2
4000113691 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Corporation/LLC: EIN Doc is Missing The loan file does not contain the Coporation/LLC: EIN documentation. Per the Note, the loan is vested in xxxxxx.  Per the letter in file, the borrowers do not have an EIN for the business. Per guidelines, Tax Identification Number is required. Escalated to Investor, Pending response.  Condition on hold.


EIN does not exist. See attached explanation and CPA letter. - xxxxxx

Document Uploaded.  - xxxxxx

Document Uploaded.  - xxxxxx

Investor states using SSN is acceptable.   - xxxxxx

EIN does not exist. See attached explanation and CPA letter. - xxxxxx

xxxxxx 17:16 Resolved 3 1 3 2
4000113691 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:11 Cleared 1 1 3 2
4000113691 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx rate lock agreement is missing from the loan file.



Document Uploaded.  - xxxxxx

 xxxxxx rate lock - xxxxxx

Investor lock provided from xxxxxx.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Document Uploaded.  - xxxxxx

xxxxxx rate lock - xxxxxx

xxxxxx 17:34 Resolved 3 1 3 2
4000113691 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Verification Documentation - VOM Missing/Incomplete The mortgage history in the loan file was incomplete or missing. The loan file did not contain a Verifiction of Mortgage as required.

Please confirm what this condition is asking for. Do we need a VOM for all investment properties owned by the borrower? - xxxxxx

Please confirm what this condition is asking for. Do we need a VOM for all investment properties owned by the borrower? - xxxxxx

The mortgage history in the loan file was incomplete or missing. The loan file did not contain a Verifiction of Mortgage as required. Investor Approved Exception provided for: The guidelines state a private VOM requires an exception. The borrower owns several investment
properties and one is a private note. - xxxxxx

Exception approved for Private VOM on non subject REO. No other exceptions allowed-loan subject to
final approval. Comp factors include Strong fico, Low LTV
xxxxxx 13:34 Waived 2 2 3 2
4000113700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.638' is less than the minimum required DSCR of'1'. The borrower is a new investor. Per guidelines, for new investors the DSCR must be at least 1.00. The Projected Revenue per xxxxxx calculation: ($xxxxxx) ÷ 12 = xxxxxx. The PITI $xxxxxx, resulting in a calculated DSCR of 0.64. Per guidelines, xxxxxx rental projections must be dated within 90 days of the note date. The xxxxxx report provided in the loan file is not dated; therefore, compliance with the 90-day requirement cannot be verified. Pending Approved Exception.


why are you guys not excepting the approved exception from xxxxxx we provided? - xxxxxx

 no prxxxxxxlem opening - its just a regular PDF - xxxxxx

 see xxxxxx transaction history used for rent and dscr calc

 - xxxxxx

Approved exception provided for: allow a DSCR + to use xxxxxx in place of 1007.   - xxxxxx
The Calculated DSCR is equal to or greater than the minimum required DSCR, or Not Applicable - xxxxxx
why are you guys not excepting the approved exception from xxxxxx we provided? - xxxxxx
Provide the DSCR calculation.  Auditor calculates as follows: P&I xxxxxx, Taxes xxxxxx, HOI xxxxxx total xxxxxx. Gross Rent $xxxxxx. xxxxxx / xxxxxx = 0.987.   - xxxxxx
no prxxxxxxlem opening - its just a regular PDF - xxxxxx
Condition upheld. Doc provided will not open.  - xxxxxx
see xxxxxx transaction history used for rent and dscr calc
 - xxxxxx
Credit Score >735, DSCR >1.0, Reserves >145 months.
xxxxxx 14:40 Waived 3 2 3 2
4000113700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit All Interested Parties Not Checked with Exclusionary Lists All interested parties not checked with exclusionary lists. The underwriter was not checked with exclusionary lists. Also, documentation to clear high alerts on the fraud report is missing from the loan file.



fraud - xxxxxx

Fraud Report provided.   - xxxxxx

All Interested Parties Checked against Exclusionary Lists - xxxxxx

fraud - xxxxxx

xxxxxx 17:31 Resolved 3 1 3 2
4000113700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Program Parameters - Property Type The subject loan does not meet program parameters for property type. The subject property has a log cabin aesthetic. Per guidelines, these style homes are accepted on a xxxxxxse basis and will require an investor exception approval. The formal exception is missing from the loan file. 



why are you guys not excepting the approved exception from xxxxxx we provided? - xxxxxx

 Condition upheld.  Exception provided is allowing to use xxxxxx.  Provide the xxxxxx.  - xxxxxx

 approved exception - xxxxxx

 Exception Approved - xxxxxx

 FYI - UW working on this exception - will upload when available - xxxxxx

Subject does not have a "Log Cabin Aesthetic" It is wood siding. However an Approved exception is in file to allow a DSCR + to use xxxxxx in place of 1007.   - xxxxxx
why are you guys not excepting the approved exception from xxxxxx we provided? - xxxxxx
Exception provided, however DSCR calc does not meet the 1.0 required.  Provide DSCR Calc.  Auditor calculates as follows: P&I  xxxxxx, Taxes xxxxxx, HOI xxxxxx total $xxxxxx. Gross Rent $xxxxxx. xxxxxx /xxxxxx = 0.987. - xxxxxx
Condition upheld. Exception provided is allowing to use xxxxxx. Provide the xxxxxx - xxxxxx
Condition upheld.  Exception provided is allowing to use xxxxxx.  Provide the xxxxxx.  - xxxxxx
approved exception - xxxxxx
Condition upheld.  Please provide approved exception.
 - xxxxxx
Exception Approved - xxxxxx
Upheld. Waiting for exception. - xxxxxx
FYI - UW working on this exception - will upload when available - xxxxxx
Credit Score >735, DSCR >1.0, Reserves >145 months. xxxxxx 14:36 Waived 3 2 3 2
4000113700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:36 Cleared 1 1 3 2
4000113700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:35 Cleared 1 1 3 2
4000113700 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Credit Income - Comparable Rent Schedule Form 1007 Missing The loan file did not contain the comparable rent schedule form 1007 as required. Please provide the 1007 for the subject property Pending Approved Exception.





why are you guys not excepting the approved exception from xxxxxx we provided? - xxxxxx

 here it is again - its just a PDF - xxxxxx

 see xxxxxx transaction history used for rent and dscr calc

 - xxxxxx

Approved exception provided for: allow a DSCR + to use xxxxxx in place of 1007.   - xxxxxx
why are you guys not excepting the approved exception from xxxxxx we provided? - xxxxxx
Exception provided, however DSCR calc does not meet the 1.0 required.  Provide DSCR Calc.  Auditor calculates as follows: P&I xxxxxx, Taxes xxxxxx, HOI xxxxxx total $xxxxxx. Gross Rent $xxxxxx. xxxxxx / xxxxxx = 0.987. - xxxxxx
here it is again - its just a PDF - xxxxxx
Condition upheld. Doc provided will not open.  - xxxxxx
see xxxxxx transaction history used for rent and dscr calc
 - xxxxxx
Credit Score >735, DSCR >1.0, Reserves >145 months. xxxxxx 14:49 Waived 3 2 3 2
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 7 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 22:56 Cleared 1 1 3 1
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:56 Cleared 1 1 3 1
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 7 xx/xx/xxxx Compliance Washington - Fees Allowed (Lender)(01/10) The Washington Consumer Loan Act prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (RCW 31.04.105(2); WAC 208-620-555; WAC 208-620-560(6)) Processing Fee $825, Tax Service Fee $74, Underwriting Fee $900



PCCD - xxxxxx

. - xxxxxx

Received PCCD correcting the fees - xxxxxx

Received PCCD correcting the fees - xxxxxx

PCCD - xxxxxx

xxxxxx 19:03 Resolved 3 1 3 1
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 7 xx/xx/xxxx Compliance Federal - Maximum Late Fee (01/14) You submitted a late fee amount of ($xxxxxx) and a (5.0%) Late Fee Percent. In connection with a Federal High-Cost Mortgage any late payment charge must be specifically permitted by the terms of the loan contract or open-end credit agreement and may not exceed 4% of the amount of the payment past due. No such charge may be imposed more than once for a single late payment. (12 CFR 1026.34(a)(8)(i)) Discount Points Excluded is not calculating correctly.



. - xxxxxx

 - xxxxxx

. - xxxxxx

Voided finding, fired in error. - xxxxxx

. - xxxxxx

xxxxxx 19:03 Void 1 1 3 1
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 7 xx/xx/xxxx Compliance AbilityToRepay: QMPointsAndFees The loan fees ($xxxxxx) exceed the (QM) (Note Amount >=$xxxxxx) fee limit, which is 3% of the Total Loan Amount ($xxxxxx, the difference is ($xxxxxx). (12 CFR 1026.43(e)(3). Loan is Non-QM.



The loan fees ($xxxxxx) exceed the (QM) (Note Amount >=$xxxxxx) fee limit, which is 3% of the Total Loan Amount ($xxxxxx, the difference is ($xxxxxx). (12 CFR 1026.43(e)(3). - xxxxxx
Voided finding, fired in error. - xxxxxx
xxxxxx 19:03 Void 1 1 3 1
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 7 xx/xx/xxxx Compliance Federal - Section 32 Disclosure Required (High Cost) This is a Federal High Cost Loan. Since the loan file does not contain a Section 32 Sign Date, the System assumes the creditor did not furnish the Federal High Cost Section 32 disclosures at least 3 business days prior to consummation, in violation of Reg Z. (12 CFR 1026.31(c) and 1026.32(c)) Discount Points Excluded is not calculating correctly.





. - xxxxxx

 - xxxxxx

. - xxxxxx

Voided finding, fired in error. - xxxxxx

. - xxxxxx

xxxxxx 19:03 Void 1 1 3 1
4000113717 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 7 xx/xx/xxxx Compliance HighCost: APR/FEES The loan fees ($xxxxxx) exceed the (FED2014) (Note Amount >=$xxxxxx) fee limit, which is 5% of the Total Loan Amount ($xxxxxx), the difference is ($xxxxxx). (12 CFR 1026.32). Discount Points Excluded is not calculating correctly. Undiscounted rate was not located in the file, and unable to determine if any of the discount points were bona fide and therefore should be excluded from the high cost testing.  Please provide undiscounted rate and/or confirmation of bona fide points.  Undiscounted rate was not located in the file, and unable to determine if any of the discount points were bona fide and therefore should be excluded from the high cost testing. Please provide undiscounted rate and/or confirmation of bona fide points.



undiscounted rate - xxxxxx

Received undiscouted rate which confirms 2 discount points are bona fide and should be excluded from HC testing.  Up to 2 bona fide discount points may be excluded if the interest rate from which the mortgage's interest rate will be discounted does not exceed the APOR + 1.  Undiscounted rate of 6.5% does not exceed APOR rate of 6.14 + 1 = 7.14%.  Our compliance report is failing to exclude these points.  Confirmed loan is not High Cost.  finding resolved.  - xxxxxx

undiscounted rate - xxxxxx

xxxxxx 16:49 Resolved 1 1 3 1
4000113726 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:44 Cleared 1 1 1 1
4000113726 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:44 Cleared 1 1 1 1
4000113726 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:43 Cleared 1 1 1 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 7 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. The 4506-C could not be found in the loan documents.



4506 - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

Borrower 1 Executed 4506-T Provided. Condition resolved. - xxxxxx

4506 - xxxxxx

xxxxxx 22:20 Resolved 3 1 4 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 7 xx/xx/xxxx Credit Borrower 2 Executed 4506-T Missing Borrower 2 Executed 4506-T missing from the file. The 4506-C could not be found in the loan documents.



4506 - xxxxxx

Borrower 2 Executed 4506-T Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx

Borrower 2 Executed 4506-T Provided. Condition resolved. - xxxxxx

4506 - xxxxxx

xxxxxx 22:20 Resolved 3 1 4 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 7 xx/xx/xxxx Credit Flood Certificate Missing Missing flood certificate. The flood cert for the subject property is located in the loan file, but the Life of Loan Certification was not. 



FLOOD CERT - xxxxxx

Flood cert provided. Condition resolved. - xxxxxx

Flood Certificate is fully present - xxxxxx

FLOOD CERT - xxxxxx

xxxxxx 16:13 Resolved 4 1 4 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 7 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Validation confirming whether the following properties are subject to an HOA was not found in the loan documentation: xxxxxx, xxxxxx, and xxxxxx. Additionally, the property located at xxxxxx was recently refinanced. Please provide the first payment letter or other supporting documentation to verify the monthly payment amount of $xxxxxx.

Attached are the copies of the Note, hazard insurance, and tax bill for xxxxxx and xxxxxx. These properties do not have an HOA. - xxxxxx
All REO documents were provided.  Condition resolved. - xxxxxx
Attached are the copies of the Note, hazard insurance, and tax bill for xxxxxx and xxxxxx. These properties do not have an HOA. - xxxxxx
xxxxxx 18:22 Resolved 3 1 4 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:09 Cleared 1 1 4 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 7 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Missing The policy verifying other property insurance is missing from the loan file. The insurance for xxxxxx could not be found in the loan documents.



xxxxxx_HAZARD INSURANCE - xxxxxx
HOI for REO provided.  Condition resolved. - xxxxxx
xxxxxx_HAZARD INSURANCE - xxxxxx
xxxxxx 18:30 Resolved 3 1 4 1
4000113728 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 7 of 7 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:09 Cleared 1 1 4 1
4000113741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:03 Cleared 1 1 3 1
4000113741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:03 Cleared 1 1 3 1
4000113741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Corporation/LLC: Certificate of Good Standing Doc is Missing The loan file does not contain the Corporation/LLC: Certificate of Good Standing. Please provide the Certificate of Good Standing forxxxxxx that is dated within 30 days of closing.

Per our underwriter the xxxxxx is valid for 90 days.  - xxxxxx

 OPERATING AGREEMENT LLC - xxxxxx

Condition resolved. - xxxxxx

Per our underwriter the xxxxxx is valid for 90 days.  - xxxxxx

Condition upheld.  Per Guidelines:  Certificate of Good Standing – Must be dated within 30 days of closing - xxxxxx

OPERATING AGREEMENT LLC - xxxxxx

xxxxxx 17:32 Resolved 3 1 3 1
4000113741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Please provide the final settlement statement for the subject property



Final ss signed - xxxxxx

 FINAL SS - xxxxxx

 GFE - xxxxxx

Final Settlement Statement provided.  Condition resolved. - xxxxxx

Final HUD-1 Document is not missing or estimated only. - xxxxxx

Final ss signed - xxxxxx

Condition upheld.  Provide the executed copy of the Final Settlement Statement. - xxxxxx

FINAL SS - xxxxxx

Condition upheld.  Provide the Final Signed HUD-1, Settlement Statement, or CD.  - xxxxxx

GFE - xxxxxx

xxxxxx 21:06 Resolved 3 1 3 1
4000113752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1 and LCA with risk score of 2.5 which meets the lender's guidelines. 





The loan file contains a CU with risk score of 1 and LCA with risk score of 2.5 which meets the lender's guidelines. - xxxxxx

xxxxxx 18:33 Cleared 1 1 3 1
4000113752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Credit Purchase Contract - Addendum Missing The Purchase Contract Addendum is missing. Missing addendum extending the closing date from xxxxxx to the date of the Note on xxxxxx (120 days from the execution date of the sales contract is xxxxxx + 120 days = xxxxxx). 



memo - xxxxxx

Condition set in error.  NY property language states within 120 days. - xxxxxx

memo - xxxxxx

xxxxxx 20:39 Void 2 3 1
4000113752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. Missing the final hazard insurance policy. The loan file contains the insurance binder but is missing the final policy. 



dec page - xxxxxx

HOI Policy provided.  Condition resolved. - xxxxxx

Hazard Insurance Policy is fully present - xxxxxx

dec page - xxxxxx

xxxxxx 20:36 Resolved 3 1 3 1
4000113752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:33 Cleared 1 1 3 1
4000113752 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Credit Asset 3 Less Than 2 Months Verified Asset has less than 2 months verified in file.

memo - xxxxxx

Condition set in error. - xxxxxx

memo - xxxxxx

xxxxxx 21:04 Void 3 3 1
4000113754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:05 Cleared 1 1 1 1
4000113754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:05 Cleared 1 1 1 1
4000113756 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:28 Cleared 1 1 1 1
4000113756 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:29 Cleared 1 1 1 1
4000113756 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:29 Cleared 1 1 1 1
4000113762 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 03:39 Cleared 1 1 3 1
4000113762 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Validation is needed to confirm whether the properties located at xxxxxx, xxxxxxe, and xxxxxx are subject to an HOA. Additionally, supporting documentation is required to verify all expenses associated with the property located at xxxxxx, including taxes and/or HOA dues. The application reflects total expenses of $xxxxxx; however, only the insurance documentation is currently included in the loan file.

confirmation regarding hoa fee and taxes - xxxxxx

REO Docs provided.  Condition resolved. - xxxxxx

confirmation regarding hoa fee and taxes - xxxxxx

xxxxxx 18:06 Resolved 3 1 3 1
4000113762 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing Doc - Escrow Waiver Missing Escrow Waiver is missing.

n/a - xxxxxx

Page 4 FCD. - xxxxxx

n/a - xxxxxx

xxxxxx 14:56 Resolved 3 1 3 1
4000113819 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

Fraud report - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

Fraud report - xxxxxx

xxxxxx 13:18 Resolved 3 1 3 1
4000113819 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:52 Cleared 1 1 3 1
4000113819 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:10 Cleared 1 1 3 1
4000113819 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Assets - Miscellaneous The loan file does not contain all required asset documentation. Per the DU, the loan was approved using the xxxxxx verification report with reference number xxxxxx and datedxxxxxx. This documentation is missing from the loan file. 

VOA - xxxxxx

AccountChek was provided.  Condition resolved. - xxxxxx

VOA - xxxxxx

xxxxxx 18:21 Resolved 3 1 3 1
4000113819 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Asset 3 Less Than 2 Months Verified Asset has less than 2 months verified in file. The AUS reflects an approved value of $xxxxxx for the xxxxxx account ending in xxxxxx. This statement is dated xxxxxx. The updated statement in file reflects a value of $xxxxxx. 

Updated DU - xxxxxx

AccountChek provided.  Condition resolved. - xxxxxx

Updated DU - xxxxxx

xxxxxx 18:17 Resolved 3 1 3 1
4000113824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 02:44 Cleared 1 1 3 1
4000113824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 02:44 Cleared 1 1 3 1
4000113824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 02:44 Cleared 1 1 3 1
4000113824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. Total Cash reserves of '$xxxxxx are less than $xxxxxx.

As per our underwriter Final funds $xxxxxx + reserves needed $xxxxxx = $xxxxxx total asset needed
Our asset in file are enough to cover funds + reserves = $xxxxxx total asset in file

xxxxxx#xxxxxx current balancexxxxxx LESS $xxxxxx LARGE DEP FOR xxxxxx#xxxxxx  ($xxxxxx DEPOSIT ONxxxxxx$xxxxxx ON 12/30; $$xxxxxx ON 11/13; $xxxxxx ON 11/17; $xxxxxx ON 12/1; $xxxxxx ON 12/11; $xxxxxx ON 12/15) = xxxxxx - xxxxxx
Condition set in error.  Condition resolved. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
As per our underwriter Final funds $xxxxxx + reserves needed $xxxxxx = $xxxxxx total asset needed
Our asset in file are enough to cover funds + reserves = $xxxxxx total asset in file

xxxxxx#xxxxxx current balancexxxxxx LESS $xxxxxx LARGE DEP FOR xxxxxx#xxxxxx  ($xxxxxx DEPOSIT ONxxxxxx$xxxxxx ON 12/30; $$xxxxxx ON 11/13; $xxxxxx ON 11/17; $xxxxxx ON 12/1; $xxxxxx ON 12/11; $xxxxxx ON 12/15) = xxxxxx - xxxxxx
xxxxxx 19:58 Resolved 3 1 3 1
4000113827 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:07 Cleared 1 1 1 1
4000113827 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:07 Cleared 1 1 1 1
4000113827 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:08 Cleared 1 1 1 1
4000113859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Purchase is not considered to be an Arm's Length Transaction Non-arm's length transactions not allowed for program. Per the lender guidelines, Non-Arm's Length transaction is allowed. 





Set in error. - xxxxxx

xxxxxx 18:52 Void 3 3 2
4000113859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. Per the lender guidelines, Housing history evidenced by twelve (12) months proof of payment via cancelled checks, bank debits or
institutional VOR and may be considered on a xxxxxxse basis and will require an investor exception approval, subject to an LLPA. The loan file contained a private VOR and the subject is an Arm's length transaction.



we have exception approval  - xxxxxx

Exception provided for:  Exception approved in Expanded Prime+ for rent paid in cash. Will need a private party VOR. No additional exceptions and loan subject to final review.  - xxxxxx

we have exception approval  - xxxxxx

Comp factors: Credit score >775DTI <40%, Reserves>10 months
xxxxxx 18:51 Waived 3 2 3 2
4000113859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:37 Cleared 1 1 3 2
4000113859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 23:36 Cleared 1 1 3 2
4000113861 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Missing evidence of xxxxxx / xxxxxx   Rate Lock. 

Lock - xxxxxx

Investor Rate Lock provided. Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Lock - xxxxxx

xxxxxx 14:58 Resolved 3 1 3 1
4000113861 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:29 Cleared 1 1 3 1
4000113861 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Per guidelines, a Twelve (12) months housing history is required for all occupancy types. The verification of mortgage for the primary residence for the last 12 months is missing from the loan file.



Hello, The present home address was xxxxx and a new mortgage was taken out recently. First payment with xxxxxx was due xxxxxx- No history available.  Taxes and insurance were paid timely unit the refi cash-out in xxxxxxof xxxxxx. Please see docs attached  - xxxxxx
Condition set in error.  Primary was F&C and was refinanced onxxxxxx.  1st payment is not due untilxxxxxx.   - xxxxxx
Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx
Hello, The present home address was F&C and a new mortgage was taken out recently. First payment with xxxxxx was due xxxxxx- No history available.  Taxes and insurance were paid timely unit the refi cash-out in xxxxxx of xxxxxx. Please see docs attached  - xxxxxx
xxxxxx 14:55 Void 3 3 1
4000113982 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:18 Cleared 1 1 1 1
4000113982 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:19 Cleared 1 1 1 1
4000113982 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:19 Cleared 1 1 1 1
4000113983 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:27 Cleared 1 1 1 1
4000113983 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:27 Cleared 1 1 1 1
4000113983 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:27 Cleared 1 1 1 1
4000113994 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. The loan file contains the hazard policyI; however, the policy did not contain rent loss coverage. 



We aren't using any rents to qualify so rent loss shouldn't be needed on the policy.Please revisit this. - xxxxxx

Agency Guidelines do not state Rent Loss is required.  Also no rental income is being given for the subject property.   Condition voided.  - xxxxxx

Condition set in error.  Voided. - xxxxxx

We aren't using any rents to qualify so rent loss shouldn't be needed on the policy.Please revisit this. - xxxxxx

xxxxxx 15:31 Void 3 3 1
4000113994 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Asset 1 Missing Asset documentation is missing from the file. Per the AUS the Asset verification information was received for the borrower(s) from xxxxx with a reference number of xxxxxx. This documentation is missing from the loan file to show assets from Chase account ending in xxxxxx with a balance of $xxxxxx.

See attached  - xxxxxx

VOD provided.  Condition resolved. - xxxxxx

Asset 1 Provided - xxxxxx

See attached  - xxxxxx

xxxxxx 15:23 Resolved 3 1 3 1
4000113994 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Asset 2 Missing Asset documentation is missing from the file. Per the AUS the Asset verification information was received for the borrower(s) from AccountChek by IR with a reference number ofxxxxx. This documentation is missing from the loan file to show assets from xxxxxx account ending in xxxxxx with a balance of $xxxxxx.

See attached  - xxxxxx

VOD provided.  Condition resolved. - xxxxxx

Asset 2 Provided Or Not Applicable - xxxxxx

See attached  - xxxxxx

xxxxxx 15:22 Resolved 3 1 3 1
4000113994 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:17 Cleared 1 1 3 1
4000113994 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

AVM - xxxxxx

Desk review provided, condition resolved.  - xxxxxx

AVM - xxxxxx

xxxxxx 17:30 Resolved 3 1 3 1
4000114004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:12 Cleared 1 1 1 1
4000114004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:10 Cleared 1 1 1 1
4000114004 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:10 Cleared 1 1 1 1
4000114008 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing. Please provide the personal guaranty for xxxxxx

Business Purpose & Occupancy Affidavit  - xxxxxx

The Personal Loan Guaranty is not missing. - xxxxxx

Provided. Condition resolved. - xxxxxx

Business Purpose & Occupancy Affidavit  - xxxxxx

xxxxxx 20:15 Resolved 4 1 4 1
4000114008 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary. The 1008 is missing from file



1008 - xxxxxx

1008 provided.  Condition resolved. - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

1008 - xxxxxx

xxxxxx 19:22 Resolved 3 1 4 1
4000114008 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Corporation/LLC: Certificate of Good Standing Doc is Missing The loan file does not contain the Corporation/LLC: Certificate of Good Standing. The Certificate of Good Standing provided is dated xxxxxx, but the Note date is xxxxxx. Per guidelines, the Certificate of Good Standing must be dated within 30 days of closing. Please provide the certificate that is dated within 30 days of closing.



Certificate of good standing  - xxxxxx

Certificate of Good Standing was provided.  Condition resolved. - xxxxxx

Certificate of good standing  - xxxxxx

xxxxxx 19:30 Resolved 3 1 4 1
4000114008 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Credit Corporation/LLC: Operating Agreement Doc is Incomplete The Corporation/LLC: Operating Agreement in file is incomplete. The signature page of the Operating Agreement for JD Property Solutions is missing from the loan file. 



signed Operating agreement  - xxxxxx

 Rebuttal LOX  - xxxxxx

OA Received.  Condition resolved. - xxxxxx

signed Operating agreement  - xxxxxx

Condition upheld.  Executed Operating Agreement is required.   - xxxxxx

Rebuttal LOX  - xxxxxx

xxxxxx 14:53 Resolved 3 1 4 1
4000114008 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx Rate Lock agreement



Rate Lock  - xxxxxx

Document Uploaded. Investor rate lock provided, condition resolved.  - xxxxxx

Condition upheld.  Provided Lock between Lower, LLC and xxxxxx. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Rate Lock  - xxxxxx

xxxxxx 20:38 Resolved 3 1 4 1
4000114008 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:25 Cleared 1 1 4 1
4000114034 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:46 Cleared 1 1 1 1
4000114034 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:46 Cleared 1 1 1 1
4000114034 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:45 Cleared 1 1 1 1
4000114038 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:53 Cleared 1 1 4 1
4000114038 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock.

lock

 - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Received rate lock - xxxxxx

lock

 - xxxxxx

xxxxxx 13:49 Resolved 3 1 4 1
4000114038 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance TRID: Missing Loan Estimate The initial loan estimate is missing, upon receipt additional findings may be added. 

le ini - xxxxxx

Received initial LE - xxxxxx

le ini - xxxxxx

xxxxxx 13:56 Resolved 4 1 4 1
4000114038 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing Toolkit Disclosure/Booklet Home Loan Toolkit is missing from file.

HLT - xxxxxx

Received copy of booklet - xxxxxx

HLT - xxxxxx

xxxxxx 17:01 Resolved 2 1 4 1
4000114066 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx  lock agreement

Lock  - xxxxxx

 See attached  - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx
Evidence of Rate Lock Provided - xxxxxx
Lock  - xxxxxx
Provide the Investor Lock Confirmation between xxxxxx and xxxxxx.xxxxxx. - xxxxxx
See attached  - xxxxxx
xxxxxx 18:02 Resolved 3 1 3 1
4000114066 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:54 Cleared 1 1 3 1
4000114066 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:53 Cleared 1 1 3 1
4000114126 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:53 Cleared 1 1 4 1
4000114126 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The promissory Note and settlement statement has been received for xxxxxx that was purchasedxxxxxx, but documentation supporting the payment of $xxxxxxx is missing from the loan file. Please provide the payment letter and proof of HOA dues.  

There is no Hoa dues - xxxxxx

REO Docs provided.  Condition resolved. - xxxxxx

There is no Hoa dues - xxxxxx

xxxxxx 17:04 Resolved 3 1 4 1
4000114126 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Other Credit Finding The appraisal identifies the property as owner-occupied; however, the subject transaction is a refinance of an investment property. Please provide an updated appraisal reflecting the property as tenant-occupied.

Attached - xxxxxx

Corrected Appraisal provided.  Condition resolved. - xxxxxx

Attached - xxxxxx

xxxxxx 16:59 Resolved 4 1 4 1
4000114126 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:54 Cleared 1 1 4 1
4000114129 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Incomplete The policy verifying other property insurance is not complete. The hazard insurance policy in the file does not list the lender as Mortgagee with the standard ISAOA (Interest of the Servicer and Assignee as their Interests May Appear) clause



HOI with MTG clause - xxxxxx

Corrected HOI Policy provided.  Condition resolved.   - xxxxxx

HOI with MTG clause - xxxxxx

xxxxxx 17:41 Resolved 3 1 3 1
4000114129 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:28 Cleared 1 1 3 1
4000114129 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:28 Cleared 1 1 3 1
4000114141 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement



Rate lock - xxxxxx

Investor Rate Lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Rate lock - xxxxxx

xxxxxx 15:53 Resolved 3 1 3 1
4000114141 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit Assets - Earnest Money Deposit The earnest money deposit was not properly documented and/or sourced. Please provide documentation of $xxxxxx that was wired to closing.

EMD is $xxxxxx and is sourced. Closing funds are not required to be sourced. - xxxxxx
Condition upheld.  EMD is verified with copy of check and and Account Statement. - xxxxxx
EMD is $xxxxxx and is sourced. Closing funds are not required to be sourced. - xxxxxx
xxxxxx 16:10 Resolved 3 1 3 1
4000114141 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:28 Cleared 1 1 3 1
4000114141 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Credit Cash reserves less than required by guidelines Provide the source wire of the $xxxxxx funds to close on the PCCD.
Wire receipt attached. - xxxxxx
 You have the gift letters and you have the VOA showing the gift funds deposited in the borrower's account. The borrower has enough funds to close, the wire receipt to Title is not required per the AUS. Is this an investor overlay?  - xxxxxx
 There are $xxxxxx gift funds that were sent directly to the borrower. They show deposited in xxxxxx acct xxxxxx on xxxxxx. What else needs to be provided? - xxxxxx
Wire for $xxxxxx funds t o close was provided.  The account used #xxxxxx has been verified in file.  Condition resolved. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
Wire receipt attached. - xxxxxx
Condition upheld. The wired funds from Borrower to Title need to be sourced and documented.  Provide the wire receipt or an approved exception from xxxxxx through the Portal. - xxxxxx
You have the gift letters and you have the VOA showing the gift funds deposited in the borrower's account. The borrower has enough funds to close, the wire receipt to Title is not required per the AUS. Is this an investor overlay?  - xxxxxx
Condition upheld.  The PCCD shows Borrower's Cash to Close is $xxxxxx. It also shows an Adjustment from Title of Funds to close of $xxxxxx. Show evidence of this transfer to title.  - xxxxxx
There are $xxxxxx gift funds that were sent directly to the borrower. They show deposited in xxxxxx acct xxxxxx on xxxxxx. What else needs to be provided? - xxxxxx
xxxxxx 20:13 Resolved 3 1 3 1
4000114150 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:16 Cleared 1 1 1 1
4000114150 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:16 Cleared 1 1 1 1
4000114150 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:16 Cleared 1 1 1 1
4000114165 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Provide documentation supporting evidence of $xxxxxx payment used for Primary Residence:xxxxxx expenses to qualify. 

 PITIA forxxxxxx is as follows: HELOC payment $xxxxxx (1% of balance $xxxxxx) HOA $xxxxxx/annually Taxes $xxxxxx/annually Hazard $xxxxxx/annually=$xxxxxx - xxxxxx
REO Docs provided.  Condition resolved. - xxxxxx
  PITIA forxxxxxx is as follows: HELOC payment $xxxxxx (1% of balance $xxxxxx) HOA $xxxxxx/annually Taxes $xxxxxx/annually Hazard $xxxxxx/annually=$xxxxxx - xxxxxx
xxxxxx 16:25 Resolved 3 1 3 1
4000114165 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:36 Cleared 1 1 3 1
4000114165 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:36 Cleared 1 1 3 1
4000114264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Condo - HOA Dues The file does not contain documentation supporting the HOA/Condo dues. Please provide a Condominium Dues Statement or official third‑party documentation from the Condo Association confirming the monthly dues of $xxxxxx for the subject property located atxxxxxx, as reflected on DU and the Uniform Residential Loan Application. 

Attached - xxxxxx

Evidence of HOA provided. - xxxxxx

Attached - xxxxxx

xxxxxx 03:32 Resolved 3 1 4 1
4000114264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance Missing Attorney Preference Letter Right To Choose Attorney or Attorney Preference not in file.

Attached  - xxxxxx

Executed Attorney Preference Letter provided; finding resolved - xxxxxx

Attached  - xxxxxx

xxxxxx 16:54 Resolved 3 1 4 1
4000114264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Missing secondary valuation



Non Agency  investor/2nd homes are ineligible for Appraisal Waiver. Agency investor or 2nd homes are eligible for the Waiver. - xxxxxx

 Attached - xxxxxx

Appraisal is Present or is Waived - xxxxxx

Agency loan allows for PIW, PIW value supported with BPO. - xxxxxx

Document Uploaded. Condition upheld.  Please see the attached document named 4000114264 xxxxxx will not take allow an Appraisal Waiver on an Investor/2nd Home.  Provide an Approved Exception on a Full Appraisal and CDA. - xxxxxx

Non Agency  investor/2nd homes are ineligible for Appraisal Waiver. Agency investor or 2nd homes are eligible for the Waiver. - xxxxxx

Condition upheld.  Provide 1073 Appraisal.  Guidelines do not allow for an Appraisal Waiver on Investor/2nd homes. - xxxxxx

Attached - xxxxxx

xxxxxx 19:52 Resolved 4 1 4 1
4000114264 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Provide 3rd party valuation (AVM) from approved vendor per guidelines.



BPO in file, value at origination is supported. - xxxxxx

xxxxxx 19:57 Resolved 3 1 4 1
4000114287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Moderate Risk and a CDA Value with 0.00% variance to the appraisal value of xxxxxx which meets the lender's guidelines.  



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 12:31 Cleared 1 1 3 1
4000114287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Borrower 1 Tax Returns Not Signed Borrower 1 tax returns not signed. The borrower's tax returns are no signed. The loan file contains the required 2023/2024 1040 and 1120-S tax returns; however, the lender guidelines require signed tax returns. 



signed tax returns - xxxxxx

Signed returns provided.  Condition resolved. - xxxxxx

Borrower 1 tax returns are signed - xxxxxx

signed tax returns - xxxxxx

xxxxxx 13:25 Resolved 3 1 3 1
4000114287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose.

Business Purpose provided.  Condition resolved. - xxxxxx

 Business Purpose Form - xxxxxx

Business Purpose provided.  Condition resolved. - xxxxxx

Business Purpose Form - xxxxxx

xxxxxx 13:27 Resolved 3 1 3 1
4000114287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 12:32 Cleared 1 1 3 1
4000114293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.
 



xxxxxx 18:06 Cleared 1 1 1 1
4000114293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 



xxxxxx 18:07 Cleared 1 1 1 1
4000114293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.
 



xxxxxx 18:08 Cleared 1 1 1 1
4000114321 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:24 Cleared 1 1 3 1
4000114321 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:25 Cleared 1 1 3 1
4000114321 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance The Final 1003 is Missing The final 1003 is missing. Please provide the final 1003 dated xxxxxx.



please see below:
Our e-sign window on closing packages opens up 3 days prior to closing to allow the borrower to sign early. It appears there was a change on the CD and instead of sending another CD to e-sign we sent it to title for the borrower to ink sign at closing.  As you can see in our package several documents were esigned with the earlier date which included our URLA. The URLA you have received is our final. Please escalate for review thank you   - xxxxxx
 the final urla that you have dated 3/1 is the final cd. The borrowers met timing and were allowed to sign electronically  early with other documents as well - xxxxxx
Per Seller, Final URLA dated 3/1 is the final, condition resolved - xxxxxx

please see below:

Our e-sign window on closing packages opens up 3 days prior to closing to allow the borrower to sign early. It appears there was a change on the CD and instead of sending another CD to e-sign we sent it to title for the borrower to ink sign at closing.  As you can see in our package several documents were esigned with the earlier date which included our URLA. The URLA you have received is our final. Please escalate for review thank you   - xxxxxx

Condition upheld.  Closing Date isxxxxxx.  Note, DOT, Final CD are signed and dated by the Borrower onxxxxxx.  Provided the Final 1003 (URLA) signed at closing by the Borrower. - xxxxxx

the final urla that you have dated 3/1 is the final cd. The borrowers met timing and were allowed to sign electronically  early with other documents as well - xxxxxx

xxxxxx 14:41 Resolved 3 1 3 1
4000114322 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance Policy is Missing Missing hazard insurance policy. Missing hazard insurance policy with Delos Space Corporation as per the final CD with annual premium of $xxxxxx with sufficient coverage as required per the lender's guidelines. 

See attached  - xxxxxx

HOI Policy provided.  Condition resolved. - xxxxxx

Hazard Insurance Policy was provided. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:32 Resolved 3 1 3 1
4000114322 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains an appraisal with a value of $xxxxxx and a 2nd appraisal with a value of $xxxxxx which meets the lender's guidelines.  Desk review and other review products are not required for loans with two (2) appraisals.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains an appraisal with a value of $xxxxxx and a 2nd appraisal with a value of $xxxxxx which meets the lender's guidelines. - xxxxxx
xxxxxx 18:42 Cleared 1 1 3 1
4000114322 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:42 Cleared 1 1 3 1
4000114325 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:54 Cleared 1 1 3 1
4000114325 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:54 Cleared 1 1 3 1
4000114325 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Housing history is required for the borrower’s primary residence, as well as for the subject property in the case of a refinance transaction. Could not locate documentation meeting housing payment history for subject APM $xxxxxx

See attached  - xxxxxx

Provided and resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

See attached  - xxxxxx

xxxxxx 20:00 Resolved 3 1 3 1
4000114328 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.959' is less than the minimum required DSCR of'1'. The Subject Property Unit 1 Rent of $xxxxxx and Unit 2 Rent of $xxxxxx per Lease Agreements results in total monthly rents of $xxxxxx/xxxxxx Subject Property PITIAS = DSCR of 0.96X. 

Escalated to xxxxxxF - xxxxxx

 See attached  - xxxxxx

DSCR is within guidelines. Condition resolved per xxxxxx. - xxxxxx

The Calculated DSCR is equal to or greater than the minimum required DSCR, or Not Applicable - xxxxxx

Escalated to xxxxxxF - xxxxxx

See attached  - xxxxxx

xxxxxx 14:40 Resolved 3 1 3 1
4000114328 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:52 Cleared 1 1 3 1
4000114328 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:51 Cleared 1 1 3 1
4000114381 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:24 Cleared 1 1 1 1
4000114381 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:24 Cleared 1 1 1 1
4000114381 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:23 Cleared 1 1 1 1
4000114415 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:23 Cleared 1 1 1 1
4000114415 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 21:24 Cleared 1 1 1 1
4000114415 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:24 Cleared 1 1 1 1
4000114432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Provide evidence of PITI payments for properties with new loans:
xxxxxxx and xxxxxx
Provide documentation of hazard insurance and property taxes for the following properties.
xxxxxx, xxxxxx and xxxxxx.
The hazard insurance and property taxes from Schedule E does not match what is reflected on the 1003 that was used to qualify. 

Documents regarding other property - xxxxxx

REO 1st payment letters, HOI, HOA, an Taxes were provided.  Condition resolved.  - xxxxxx

Documents regarding other property - xxxxxx

xxxxxx 21:22 Resolved 3 1 3 1
4000114432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Liabilities - Excluded Debts There was no explanation or support for the omission of one or more debts from the initial application. Provide documentation supporting evidence of omission ofxxxxxx Acct#xxxxxx. 

Payoff - xxxxxx

CD from REO property refinance was provided to show account paid.  Condition resolved. - xxxxxx

Payoff - xxxxxx

xxxxxx 21:19 Resolved 3 1 3 1
4000114432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Missing The policy verifying other property insurance is missing from the loan file. Provide evidence of required Rent Loss coverage for the subject property. 





Not required on a full document file. - xxxxxx

xxxxxx 22:19 Void 3 3 1
4000114432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:47 Cleared 1 1 3 1
4000114432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

CDA - xxxxxx

 3rd Party LOE - xxxxxx

CDA supporting value was provided.  Condition resolved. - xxxxxx

CDA - xxxxxx

Condition upheld.  Guidelines require a third party valuation to support the value of the subject property.  Appraisal is in the file, however the CDA is missing. - xxxxxx

3rd Party LOE - xxxxxx

xxxxxx 15:54 Resolved 3 1 3 1
4000114451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:20 Cleared 1 1 1 1
4000114451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:21 Cleared 1 1 1 1
4000114451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:21 Cleared 1 1 1 1
4000114493 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.
 



xxxxxx 22:30 Cleared 1 1 1 1
4000114493 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:31 Cleared 1 1 1 1
4000114493 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.


xxxxxx 22:31 Cleared 1 1 1 1
4000114494 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Loan is closing in a Limited Liability Company. The Business Purpose Affidavit in the file reflects the borrower as xxxxxx. The Business Purpose Affidavit should properly display xxxxxx as the borrower.

BPA - xxxxxx

BPA in file was found.  Condition resolved. - xxxxxx

BPA - xxxxxx

xxxxxx 14:28 Resolved 3 1 3 1
4000114494 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:57 Cleared 1 1 3 1
4000114494 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:57 Cleared 1 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 7 xx/xx/xxxx Credit Borrower 1 Business Tax Returns Less Than 24 Months Provided Borrower 1 business tax returns less than 24 months provided in the file. Per AUS, only 1 year is required but per lock 2 years are required. Please provide the complete 2023 1065.



We have an question on the request for 24 month business and personal, this locked under the Non-Agency Investor/2nd home, when we lock this program our only option is for “Full Doc” (it does not distinguish between 12 and 24 months and it our understanding we would then follow AUS for document requirements and is this case we are only required to provide 12 months. Please clarify  - xxxxxx

This was set in error, resolved. - xxxxxx

AUS Approved 1 year income.  Condition voided. - xxxxxx

We have an question on the request for 24 month business and personal, this locked under the Non-Agency Investor/2nd home, when we lock this program our only option is for “Full Doc” (it does not distinguish between 12 and 24 months and it our understanding we would then follow AUS for document requirements and is this case we are only required to provide 12 months. Please clarify  - xxxxxx

xxxxxx 19:56 Resolved 3 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 7 xx/xx/xxxx Credit Borrower 1 Personal Tax Returns Less Than 24 Months Provided Borrower 1 personal tax returns less than 24 months provided. Per AUS, only 1 year is required but per lock 2 years are required. Please provide the 2023 tax returns



We have an question on the request for 24 month business and personal, this locked under the Non-Agency Investor/2nd home, when we lock this program our only option is for “Full Doc” (it does not distinguish between 12 and 24 months and it our understanding we would then follow AUS for document requirements and is this case we are only required to provide 12 months. Please clarify  - xxxxxx

This was set in error, resolved. - xxxxxx

AUS Approved 1 year income.  Condition voided. - xxxxxx

We have an question on the request for 24 month business and personal, this locked under the Non-Agency Investor/2nd home, when we lock this program our only option is for “Full Doc” (it does not distinguish between 12 and 24 months and it our understanding we would then follow AUS for document requirements and is this case we are only required to provide 12 months. Please clarify  - xxxxxx

xxxxxx 19:56 Resolved 3 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 7 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. Please provide the verbal verification of employment dated within 10 days of closing for xxxxxx

see active per the Florida Bar - xxxxxx

VVOE provided.  Condition resolved. - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

see active per the Florida Bar - xxxxxx

xxxxxx 16:01 Resolved 3 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 7 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Please provide documentation supporting the HOA for the property located atxxxxxx for $xxxxxx/month.

see page 14 of contract showing HOA - xxxxxx

HOA located in Contract.  Condition resolved. - xxxxxx

see page 14 of contract showing HOA - xxxxxx

xxxxxx 15:48 Resolved 3 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 7 xx/xx/xxxx Compliance Assignment of Rents Doc is Missing The loan file does not contain the Assignment of Rents. Per the Mortgage, the Assignment of Rents rider is required. 



We wanted to please request further clarification on the request of the Assignment of Rents rider to mortgage. I could not find any info in the guide detailing  this requirement, also this is a 2nd home. - xxxxxx

This was set in error, resolved. - xxxxxx

This was set in error, voided.  - xxxxxx

We wanted to please request further clarification on the request of the Assignment of Rents rider to mortgage. I could not find any info in the guide detailing  this requirement, also this is a 2nd home. - xxxxxx

xxxxxx 19:55 Resolved 3 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 6 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:26 Cleared 1 1 3 1
4000114506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 7 of 7 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 23:26 Cleared 1 1 3 1
4000114523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:38 Cleared 1 1 3 1
4000114523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:37 Cleared 1 1 3 1
4000114523 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement



lock confirmation - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

lock confirmation - xxxxxx

xxxxxx 21:36 Resolved 3 1 3 1
4000114529 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 W2/1099 Less Than 24 Months Provided Borrower 1 W2/1099 less than 24 months provided. Borrower included a 24 month WVOE in the file 



Borrower has been with current employer for over 24 months. Please specify what we need to provide to clear this condition. - xxxxxx

Condition set in error.   - xxxxxx

Borrower has been with current employer for over 24 months. Please specify what we need to provide to clear this condition. - xxxxxx

xxxxxx 15:37 Void 3 3 1
4000114529 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



Credit condition did fire, set on error. - xxxxxx

The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 16:47 Void 1 3 1
4000114529 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:47 Cleared 1 1 3 1
4000114529 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:46 Cleared 1 1 3 1
4000114545 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:37 Cleared 1 1 1 1
4000114545 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:37 Cleared 1 1 1 1
4000114545 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 23:38 Cleared 1 1 1 1
4000114548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:20 Cleared 1 1 3 1
4000114548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:20 Cleared 1 1 3 1
4000114548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Hazard Insurance Policy is Missing Missing hazard insurance policy. Please provide the hazard policy for xxxxxx

Hazardxxxxxx. updated LPA and 1003 - xxxxxx
HOI Provided.  Condition resolved. - xxxxxx
Hazard xxxxxx. updated LPA and 1003 - xxxxxx
xxxxxx 16:33 Resolved 3 1 3 1
4000114548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Please provide the mortgage statement for the primary residence second with xxxxxx for $xxxxxx/month.

 primary residence second with xxxxxx for $xxxxxx/month. - xxxxxx
MLS for primary 2nd mortgage was provided.  Condition resolved. - xxxxxx
 primary residence second with xxxxxx for $xxxxxx/month. - xxxxxx
xxxxxx 18:41 Resolved 3 1 3 1
4000114548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Compliance Missing Initial Escrow Disclosure Initial Escrow Account Disclosure is missing. DSCR - not required. 



Please note this loan did not close with escrows, therefore no escrow disclosure would be provided - xxxxxx

No escrows - xxxxxx

Please note this loan did not close with escrows, therefore no escrow disclosure would be provided - xxxxxx

xxxxxx 17:08 Resolved 2 1 3 1
4000114555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:18 Cleared 1 1 3 1
4000114555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:19 Cleared 1 1 3 1
4000114555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. A third party fraud report was not found in the loan documents.



See attached  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

See attached  - xxxxxx

xxxxxx 15:34 Resolved 3 1 3 1
4000114556 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Subject loan is in Flood Zone and Notice of Special Flood Hazard Disclosure Not Completed Subject property is in flood zone but Notice of Special Flood Hazard Disclosure was not provided. Lender to provide the dated and fully executed Notice of Special Flood hazards. 



Attached  - xxxxxx

Disclosure provided.  Condition resolved. - xxxxxx

Validation Resolved - xxxxxx

Attached  - xxxxxx

xxxxxx 21:05 Resolved 1 1 1 1
4000114556 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:02 Cleared 1 1 1 1
4000114556 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 00:02 Cleared 1 1 1 1
4000114588 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Credit Report is Missing Borrower 1 credit report is missing. Lender to provide the most recent credit report including any mortgages for the borrower 



xxxxxx Credit report - xxxxxx
Borrower 1 Credit Report is not missing. - xxxxxx
CR Provided. Condition resolved. - xxxxxx
CR Provided.  Condition resolved. - xxxxxx
xxxxxx Credit report - xxxxxx
xxxxxx 21:58 Resolved 4 1 4 1
4000114588 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 21:35 Cleared 1 1 4 1
4000114588 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



Loan meets applicable appraisal guidelines. - xxxxxx

xxxxxx 21:34 Cleared 1 1 4 1
4000114588 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Credit Borrower 1 Credit Report is Incomplete Missing credit report.



Borrower 1 Credit Report is not partially present. - xxxxxx

Duplicate finding. - xxxxxx

xxxxxx 21:58 Resolved 3 1 4 1
4000114600 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Appraisal - Other There are additional appraisal findings. xxxxxx is requesting an Investor Exception for a property with Unpermitted Space.

Post close reserves - 9 mos= over the min required
FICO Score = 751
LV below max allowed
Borrower is a Perm Resident, and property is located in CA = unpermitted space is very common





Exception approved - subject to the final review, no Addi'l conditions allowed. comp factors include: +5% LTV, fico 751, strong residual xxxxxx 04:24 Waived 2 2 3 2
4000114600 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing Doc - ARM Disclosure/Missing The ARM Disclosure is missing from the file. The ARM Disclosure is missing



arm disc - xxxxxx

Received disclosure - xxxxxx

ARM Disclosure is Present or Not Applicable - xxxxxx

arm disc - xxxxxx

xxxxxx 13:58 Resolved 3 1 3 2
4000114600 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:07 Cleared 1 1 3 2
4000114605 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:28 Cleared 1 1 3 1
4000114605 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Income - Rental Property Rental income is not properly documented and/or supported. Lender to provide a comprehensive schedule of REO. Lender to provide the underwriters rental income/ loss worksheet as well.  There is one property is listed on the worksheet in the file, but there are 4 other properties the borrowers are taking a hit on per the AUS in file. 



As per underwriter Only one rental property has been used to qualify for rental income, as the other property is not reflected on the tax transcript, and the remaining property is owned by the business.

 - xxxxxx

Loan underwritten as agency loan, the full PITIA of the REO was included in the DTI minus the rental which has an offset. Condition resolved.  - xxxxxx

Condition upheld.  If Borrower does not own properties listed on the 1003 (URLA) provide a corrected one.  The AUS (DU) states there are 4 financed properties, if this is not correct, provide an updated one. - xxxxxx

As per underwriter Only one rental property has been used to qualify for rental income, as the other property is not reflected on the tax transcript, and the remaining property is owned by the business.

 - xxxxxx

xxxxxx 17:18 Resolved 3 1 3 1
4000114605 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The loan file is missing the xxxxxx Bay Rate Lock. 



seller rLC - xxxxxx

Investor Rate Lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

seller rLC - xxxxxx

xxxxxx 20:24 Resolved 3 1 3 1
4000114624 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:01 Cleared 1 1 1 1
4000114624 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:01 Cleared 1 1 1 1
4000114624 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:01 Cleared 1 1 1 1
4000114634 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:02 Cleared 1 1 1 1
4000114634 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:03 Cleared 1 1 1 1
4000114634 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:03 Cleared 1 1 1 1
4000114641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Audited DTI Exceeds Guideline DTI Audited DTI exceeds guideline DTI. Per the application, the borrower xxxxxxtained new loans on the properties located at xxxxxx andxxxxxx. When using the payment amounts and additional tax and insurance information from the application the DTI increased above the guidelines required DTI (from 43.51% to 53%, max 50%). Documentation could not be found in the loan documents to support the new loans, if the current loans on the properties were paid off, taxes and insurance were included in the monthly payments and if the new loans are paid by the business. 

see attached - xxxxxx

REO was recalculated. Condition resolved. - xxxxxx

Audited DTI of 43.65% is less than or equal to Guideline DTI of 50% - xxxxxx

see attached - xxxxxx

xxxxxx 14:06 Resolved 3 1 4 1
4000114641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Validation if there is a HOA on the property located at xxxxxx could not be found in the loan documents.

see attached - xxxxxx

Evidence of HOA has been provided.  Condition resolved. - xxxxxx

see attached - xxxxxx

xxxxxx 14:06 Resolved 3 1 4 1
4000114641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:13 Cleared 1 1 4 1
4000114641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal is Missing The secondary valuation product to support origination value is missing, please provide the secondary valuation. The file is missing the appraisal. The file is missing the secondary valuation The file is missing the appraisal. The file is missing the appraisal. The file is missing the secondary valuation







CDA - xxxxxx

 Appraisal - xxxxxx

CDA supporting value provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

CDA - xxxxxx

Condition upheld.  The Original Appraisal (1025) has been received.  The loan file is missing the 3rd party valuation as required per guidelines. - xxxxxx

Appraisal - xxxxxx

xxxxxx 20:06 Resolved 4 1 4 1
4000114652 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:54 Cleared 1 1 4 1
4000114652 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:54 Cleared 1 1 4 1
4000114652 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. The loan file is missing the primary appraisal. 



Appraisal - xxxxxx

Appraisal provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

Appraisal - xxxxxx

xxxxxx 15:04 Resolved 4 1 4 1
4000114712 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:16 Cleared 1 1 3 1
4000114712 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance The Final 1003 is Missing The final 1003 is missing. The loan file is missing the Final Signed 1003. 



Borrower signed with Hybrid eclosing snap docs - xxxxxx

Electronically signed Final URLA provided; finding resolved - xxxxxx

Borrower signed with Hybrid eclosing snap docs - xxxxxx

xxxxxx 17:36 Resolved 3 1 3 1
4000114712 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



Loan meets applicable appraisal guidelines.
 - xxxxxx

xxxxxx 22:17 Cleared 1 1 3 1
4000114731 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. File is missing occupancy affidavit.



See attached  - xxxxxx

Cert provided.   Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 18:56 Resolved 3 1 3 1
4000114731 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement



Lock - xxxxxx

Investor lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Lock - xxxxxx

xxxxxx 15:26 Resolved 3 1 3 1
4000114731 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:13 Cleared 1 1 3 1
4000114732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the HOA statement for xxxxxx.

NO HOA - xxxxxx

No HOA - xxxxxx

NO HOA - xxxxxx

xxxxxx 17:49 Resolved 3 1 3 1
4000114732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:52 Cleared 1 1 3 1
4000114732 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 23:52 Cleared 1 1 3 1
4000114745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Fraud Report Shows Uncleared Alerts Fraud Report shows uncleared alerts. There are several uncleared alerts on pages 2-3 of the First American Fraud Guard Report dated xxxxxx



As per our underwriter ,Please see attached property search. Both addresses in Fraud Guard alert do not have results. 
As for occupancy alert, the loan #xxxxxx is the seller's loan with xxxxxx in 2024. Attached is the property profile and history.
 - xxxxxx
 
FRAUDGUARD - xxxxxx
 FNMA EARLY CHECKS - xxxxxx
Cleared Fraud Report provided.  Condition resolved. - xxxxxx
All Fraud Report Alerts have been cleared or None Exist - xxxxxx
As per our underwriter ,Please see attached property search. Both addresses in Fraud Guard alert do not have results. 
As for occupancy alert, the loan #xxxxxx is the seller's loan with xxxxxx in 2024. Attached is the property profile and history.
 - xxxxxx
Condition upheld.  Provided Fraud Alert still has uncleared alerts. - xxxxxx

FRAUDGUARD - xxxxxx
Condition upheld.  Early Check does not clear Fraud Alerts.  Please provide evidence the following were investigated and cleared:

1. SUBJECT PROPERTY ADDRESS ALERT-The SUBJECT PROPERTY ADDRESS matches the Subject Property Address of OTHER LOAN(S) in YOUR COMPANY inventory. (Subject transaction is a Purchase)

2. POSSIBLE DEROGATORY ACTIVITY - Borrower's Address History from SSN Trace identifies properties from a Derogatory Source. Properties identified:xxxxx (Property not disclosed)

3. POTENTIAL UNDISCLOSED LIABILITY OR PROPERTY xxxxxx (Property not disclosed) - xxxxxx
FNMA EARLY CHECKS - xxxxxx
xxxxxx 17:35 Resolved 3 1 3 1
4000114745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit AUS - Findings Missing The loan file did not contain the AUS findings as required. An updated DU is needed per MSG ID 3933 in DU, which notes that although the loan casefile is eligible for value acceptance or value acceptance + property data, there is a discrepancy between the property value of $xxxxxx and the sales price of $xxxxxx in DU. To proceed with a value acceptance or value acceptance + property data offer, update these amounts to ensure the property value reflects the sales price and resubmit the loan casefile to DU. 

DU - xxxxxx

Corrected AUS provided.  Condition resolved. - xxxxxx

DU - xxxxxx

xxxxxx 18:14 Resolved 3 1 3 1
4000114745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 23:04 Cleared 1 1 3 1
4000114745 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide AVM missing from the loan file.



APPRAISAL  - xxxxxx

AVM provided, value for PIW value is supported. - xxxxxx

Condition upheld.  Per xxxxxx Agency Guidelines: Loans qualifying as a Non-Agency Investor/2nd Home will be ineligible for Appraisal Waiver.  Provide approved exception from xxxxxx. - xxxxxx

APPRAISAL  - xxxxxx

xxxxxx 12:43 Resolved 3 1 3 1
4000114753 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:01 Cleared 1 1 1 1
4000114753 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:02 Cleared 1 1 1 1
4000114753 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 15:03 Cleared 1 1 1 1
4000114795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Moderate Risk and a CDA Value of $xxxxxx and CDA Value to Appraisal Value of 0.0% which meets the lender's guidelines.
 



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Moderate Risk and a CDA Value of $xxxxxx and CDA Value to Appraisal Value of 0.0% which meets the lender's guidelines. - xxxxxx
xxxxxx 17:11 Cleared 1 1 3 2
4000114795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance Insufficient Tolerance Cure A Lender Credit for Excess Charges of ($xxxxxx), Principal Reduction for Excess Charges of ($xxxxxx), and general or specific lender credit increases of ($xxxxxx) were applied to the total fee variance of ($xxxxxx) between the baseline disclosure and the actual fee amounts. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance. Duplicate finding - See related open finding



Received CIC and FCD to resolve finding - xxxxxx

Resolved - xxxxxx

xxxxxx 13:14 Resolved 1 1 3 2
4000114795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance Insufficient Tolerance Cure (50001028) A Lender Credit for Excess Charges of ($xxxxxx), Principal Reduction for Excess Charges of ($xxxxxx), and general or specific lender credit increases of ($xxxxxx) were applied to the total fee variance of ($xxxxxx) between the baseline disclosure and the last Closing Disclosure. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance. Appraisal fee, Appraisal reinspeciton fee and credit report fee were added without a CIC

Attached is the 1/28 COC LE where the appraisal reinspection fee was added
Also attached is the final CD that shows the $xxxxxx cure for the appraisal fee ($xxxxxx) and credit report fee ($xxxxxx)
 - xxxxxx
Received CIC and FCD to reolve fidnig - xxxxxx
Resolved - xxxxxx
Attached is the 1/28 COC LE where the appraisal reinspection fee was added
Also attached is the final CD that shows the $xxxxxx cure for the appraisal fee ($xxxxxx) and credit report fee ($xxxxxx)
 - xxxxxx
xxxxxx 13:15 Resolved 3 1 3 2
4000114795 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. The loan file includes a private VOR indicating the borrower made housing payments via cash or xxxxxx. Per lender guidelines, housing history must be supported by twelve (12) months of payment documentation, such as canceled checks, bank debits, or an institutional VOR. Private party VORs may be considered on a xxxxxxse basis with an investor exception. The lender approved an exception to allow the private VOR reflecting cash payments.



Self-employed 7 years. Residual of $xxxxxx per month. xxxxxx 04:27 Waived 2 2 3 2
4000114883 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. Lender to provide third party fraud report. It is to include a clear OFAC for all interested parties in the loan transaction



fraud docs - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

fraud docs - xxxxxx

xxxxxx 19:14 Resolved 3 1 3 1
4000114883 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Please provide the third party valuation product



ucdp - xxxxxx

LCA score of 1.  Condition resolved. - xxxxxx

ucdp - xxxxxx

xxxxxx 19:13 Resolved 3 1 3 1
4000114883 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 02:22 Cleared 1 1 3 1
4000114907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit Income and Employment Do Not Meet Guidelines Income and employment do not meet guidelines. The loan was qualified using asset depletion. Per guidelines, 120 days seasoning on the accounts used for qualifying and only 90 days was found in the loan documents for all accounts.   Also, two of the accounts did not provide transactions for each account (#xxxxxx and #PLAN 401K account). Only 60 months was used in the calculation, but guidelines require 84 month amortization which decreases the income from $xxxxxx to $xxxxxx.
 

exception approved - xxxxxx

 Please escalate the below:

Even if we use the 84 months and the income you have noted below in the condition, the DTI would be 45.12% and would still be below the guidelines. Please escalate and advise thank you   - xxxxxx

Exception approved for 90 days seasoning on asset vs 120 days on asset depletion program with -.250 LPA and with noted  - xxxxxx

exception approved - xxxxxx

Condition upheld.  Please submit through the online exception portal and then provide Approved Exception in response to this condition.  - xxxxxx

Please escalate the below:

Even if we use the 84 months and the income you have noted below in the condition, the DTI would be 45.12% and would still be below the guidelines. Please escalate and advise thank you   - xxxxxx

comp factors= EP Primary purchase transaction w/36% down payment, 798 FlCO & 400 months reserves. No other exceptions allowed and subject to final review.
xxxxxx 13:53 Waived 3 2 4 2
4000114907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:23 Cleared 1 1 4 2
4000114907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Compliance TRID: Missing Final Closing Disclosure The loan file does not contain the Final Closing Disclosure. A seller Settlement Final statement dated xxxxxx was provided, however, a Closing Disclosure dated xxxxxx was not provided. 



cd dated the 26th is the final. the borrowers met timing and were allowed to sign early - xxxxxx

Received final CD - xxxxxx

cd dated the 26th is the final. the borrowers met timing and were allowed to sign early - xxxxxx

xxxxxx 15:49 Resolved 4 1 4 2
4000114907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. The borrower is currently renting from the private party per the verification of rent provided. Per guidelines, Private Party VORs may be considered on a xxxxxxse basis and will require an investor exception approval. The formal exception is missing from the loan file.



verification - xxxxxx

Housing history meets guideline requirements. - xxxxxx

verification - xxxxxx

xxxxxx 20:54 Resolved 3 1 4 2
4000114907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Credit Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is incomplete Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is incomplete. Per guidelines, a 12 month housing history is required. Housing historycan be evidenced by twelve (12) months of proof of payment via cancelled checks, bank debits or institutional VOR. The borrower has been renting the residence at xxxxxx since xxxxxx xxxxxx. Only 1 month of proof of receipt is located in the loan file. 

proof rent - xxxxxx
Bank Statements showing Rent payments were provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not partially present. - xxxxxx

proof rent - xxxxxx

xxxxxx 20:56 Resolved 3 1 4 2
4000114907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Compliance AbilityToRepay: QMPointsAndFees compliance - xxxxxx

Confirmed loan passed QM testing - xxxxxx
compliance - xxxxxx
The loan fees ($xxxxxx) exceed the (QM) (Note Amount >=$xxxxxx) fee limit, which is 3% of the Total Loan Amount ($xxxxxx), the difference is ($xxxxxx). (12 CFR 1026.43(e)(3). - xxxxxx
xxxxxx 15:32 Resolved 1 1 4 2
4000114928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx are less than $xxxxxx. The loan file is missing the most recent 30 days of bank statements required to verify assets .

UW's response, PCCD Bank statements and EMD - xxxxxx

Total Cash reserves are greater than $xxxxxx. - xxxxxx
UW's response, xxxxxx Bank statements and EMD - xxxxxx
xxxxxx 20:47 Resolved 3 1 3 1
4000114928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:17 Cleared 1 1 3 1
4000114928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Gift Letter - Missing A required gift letter was missing from the file and/or the donor funds were not verified. lender to gift letters and proof of receipt of $xxxxxx and $xxxxxx

Gift Letter - xxxxxx

Gift letters provided, conditions resolved.  - xxxxxx

Gift Letter - xxxxxx

xxxxxx 20:54 Resolved 3 1 3 1
4000114928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:46 Cleared 1 1 3 1
4000114952 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase ATR Risk: Lender did not document all ATR UW Factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:23 Cleared 1 1 1 1
4000114952 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase ATR Risk: Lender did not document all ATR UW Factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:23 Cleared 1 1 1 1
4000114952 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase ATR Risk: Lender did not document all ATR UW Factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:00 Cleared 1 1 1 1
4000114959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the Closing Disclosure for the refinance with xxxxxx  for the subject property located at xxxxxx to support the principal and interest payment of $xxxxxx per month and to document the payoff of the mortgage with xxxxxx (loan ending in xxxxxx). Additionally, the 2025–2026 property tax bill and the hazard insurance policy are also missing from the file.

CD, INSURANCE - xxxxxx

Final CD and insurance was provided.  Condition resolved. - xxxxxx

CD, INSURANCE - xxxxxx

xxxxxx 14:52 Resolved 3 1 3 1
4000114959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:32 Cleared 1 1 3 1
4000114959 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:33 Cleared 1 1 3 1
4000115002 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Delinquent Credit History Does Not Meet Guideline Requirements Delinquent Credit History does not meet guideline requirements. The mortgage statement on the primary residence with xxxxxx datedxxxxxx shows a modification is in effect with a contractual date for next payment to be paid startingxxxxxx - guides require 4+ years since the last housing event and it appears this is not met. There is no letter of explanation regarding. The statement also shows a current late payment and the terms of the modification as follows: The deferred amount is due on your last mortgage payment date or earlier if you sell your home, refinance, or otherwise pay off your loan. Per the mortgage statement the deferred P&I is $xxxxxx with a contractual due date ofxxxxxxEscrowed payment is ~ $xxxxxx/mo. this would support more than 3 payments not made. The credit report supplement states NO LOAN MODIFICATION MADE ON THE ACCOUNT - in contradiction of the mortgage statement. The Fraud Report supports a modification on the primary residence.

Please escalate this to management.  There is no exception needed –  no one actually come out of a modification- its modified – meaning changed- he has been 0*30 for last 36 months and it meets all  guidlines.  - xxxxxx
 It’s 4 years out we should not need one  - xxxxxx
 enclosed - xxxxxx
 We had a supplement- they did research and they could not find a mod  - xxxxxx
Loan reviewed by xxxxxx, and okay to clear.  Condition resolved. - xxxxxx

Please escalate this to management.  There is no exception needed –  no one actually come out of a modification- its modified – meaning changed- he has been 0*30 for last 36 months and it meets all  guidlines.  - xxxxxx

Condition upheld. Is Borrower still in forbearance?  Current MLS shows deferred interest and principal, or provide an approved exception from xxxxxx/xxxxxx. - xxxxxx

It’s 4 years out we should not need one  - xxxxxx

Condition upheld.  Now that the Forbearance Plan has been acknowledged, provided evidence the Borrower is out of it as current MLS shows deferred interest and principal, or provide an approved exception from xxxxxx/xxxxxx. - xxxxxx

enclosed - xxxxxx

Condition upheld.  Per Drive Report in file a MOD occurred onxxxxxx.   - xxxxxx

We had a supplement- they did research and they could not find a mod  - xxxxxx

xxxxxx 20:40 Resolved 3 1 3 1
4000115002 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Missing the HOA statement for the primary residence or a letter stating there is no HOA.



HOA - xxxxxx

LOE provided stating no HOA. - xxxxxx

HOA - xxxxxx

xxxxxx 17:54 Resolved 3 1 3 1
4000115002 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:34 Cleared 1 1 3 1
4000115002 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:33 Cleared 1 1 3 1
4000115010 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance The Final 1003 is Incomplete The final 1003 is incomplete. The Final Application indicates that the borrower intends to occupy the property as a primary residence. Since the transaction is for an investment property purchase, a corrected Final Application reflecting the appropriate occupancy type is required.



1003 Corrected  - xxxxxx

Corrected 1003 provided. Condition resolved. - xxxxxx

1003 Corrected  - xxxxxx

xxxxxx 17:07 Resolved 3 1 3 1
4000115010 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:34 Cleared 1 1 3 1
4000115010 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:34 Cleared 1 1 3 1
4000115028 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Commitment amount $xxxxxx versus loan amount of $xxxxxx. Please provide the updated commitment showing sufficient coverage

Title - xxxxxx

Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Title - xxxxxx
xxxxxx 18:21 Resolved 3 1 3 1
4000115028 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:39 Cleared 1 1 3 1
4000115028 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:40 Cleared 1 1 3 1
4000115043 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:13 Cleared 1 1 1 1
4000115043 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:13 Cleared 1 1 1 1
4000115043 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:13 Cleared 1 1 1 1
4000115054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 03:51 Cleared 1 1 1 1
4000115054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 03:52 Cleared 1 1 1 1
4000115054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 03:52 Cleared 1 1 1 1
4000115057 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing disbursement date on final HUD-1 The HUD datedxxxxxxs missing the disbursement date. 

See attached - xxxxxx

Received disbursement date - xxxxxx

See attached - xxxxxx

xxxxxx 15:19 Resolved 1 1 1 1
4000115057 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:40 Cleared 1 1 1 1
4000115057 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:41 Cleared 1 1 1 1
4000115058 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Asset Qualification Does Not Meet Guideline Requirements Asset Qualification does not meet guideline requirements. The gift fund checks totaling $xxxxxx($xxxxxxx and $xxxxxx) included in the loan file indicate in the memo line that the funds are a loan. Per guidelines, gift funds must not represent a loan or require repayment. Please provide clarification and/or acceptable documentation to support that the funds are a true gift.

LOE - xxxxxx

 LOE - xxxxxx

Asset Qualification Meets Guideline Requirements - xxxxxx
LOE provided.  Condition resolved. - xxxxxx
LOE - xxxxxx
The attached LOE states the funds are for the purchase of a property located at xxxxxx.  That is not the subject property.  Did the Borrower purchase another property that was not disclosed? - xxxxxx
LOE - xxxxxx
xxxxxx 19:22 Resolved 3 1 3 1
4000115058 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Purchase Contract - Addendum Missing The Purchase Contract Addendum is missing. Missing sales contract addendum for $xxxxxx seller credit

Agreement - xxxxxx

Contract addendum provided.  Condition resolved. - xxxxxx

Agreement - xxxxxx

xxxxxx 18:07 Resolved 3 1 3 1
4000115058 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:52 Cleared 1 1 3 1
4000115058 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:53 Cleared 1 1 3 1
4000115058 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Credit Gift Letter - Missing A required gift letter was missing from the file and/or the donor funds were not verified. The gift letter in the file does not list the subject property address or the borrower's name. Please provide the updated gift letter.



Gift Letter - xxxxxx

 Gift Letter - xxxxxx

Gift Letter provided.  Condition resolved. - xxxxxx
Gift Letter - xxxxxx
Condition upheld.  The provided gift letter states this is for the purchase of a property located at xxxxxx. Did the Borrower purchase another property that was not disclosed? - xxxxxx
Gift Letter - xxxxxx
xxxxxx 18:39 Resolved 3 1 3 1
4000115058 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Credit Assets - Earnest Money Deposit The earnest money deposit was not properly documented and/or sourced. The EMD of $xxxxxx was not fully verified.  Final CD shows a Deposit of $xxxxxx, EMD check in file is for $xxxxxx
EMD - xxxxxx

EMD verified.  Condition resolved. - xxxxxx

EMD - xxxxxx

xxxxxx 19:22 Resolved 3 1 3 1
4000115061 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Title Insurance missing sufficient coverage amount. 



See attached  - xxxxxx

Updated Title Policy provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
See attached  - xxxxxx
xxxxxx 17:10 Resolved 3 1 3 1
4000115061 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:10 Cleared 1 1 3 1
4000115061 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 00:10 Cleared 1 1 3 1
4000115085 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:49 Cleared 1 1 1 1
4000115085 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:49 Cleared 1 1 1 1
4000115085 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:49 Cleared 1 1 1 1
4000115136 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:15 Cleared 1 1 3 1
4000115136 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:15 Cleared 1 1 3 1
4000115136 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance Insufficient Change of Circumstance (50001252) The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Appraisal Desk Review Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)). The appraisal Desk Review was added to the Loan Estimate onxxxxxx without a valid change in circumstance present. 



Finding is valid, no COC record present for the added Appraisal Desk Review Fee reflected on the revised LE issuedxxxxxx xxxxxx

 

COC LE - xxxxxx

Received CIC and LE for added fee - xxxxxx

COC LE - xxxxxx

xxxxxx 15:32 Resolved 3 1 3 1
4000115136 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx rate lock agreement is missing from the loan file.



Lock confirmation - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Lock confirmation - xxxxxx

xxxxxx 22:52 Resolved 3 1 3 1
4000115142 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:54 Cleared 1 1 3 2
4000115142 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:54 Cleared 1 1 3 2
4000115142 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. The borower has been at the primary address for 1 year, but only 11 months of payment history for xxxxxx is showing on the credit report. Per guidelines, a 12 month housing history is required.

Approved exception - xxxxxx
Exception provided for:  Short 12months housing history. - xxxxxx

Approved exception - xxxxxx

LTV 50%, DSCR >1.10, Reserves >20 months, Credit score >790 xxxxxx 22:40 Waived 3 2 3 2
4000115167 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 05:01 Cleared 1 1 3 1
4000115167 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:34 Cleared 1 1 3 1
4000115167 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Condition upheld.  CDA provided does not support origination value within 10%. 



Field Review - xxxxxx
 CDA value $xxxxxx.  Appraisal value $1,100,000. - xxxxxx
Field Review supporting value was provided.  Condition resolved. - xxxxxx
Field Review - xxxxxx
CDA value $xxxxxx.  Appraisal value $1,100,000. - xxxxxx
xxxxxx 18:31 Resolved 3 1 3 1
4000115167 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Property Value - AVM/BPO/Desk Review did not support Value within -10% The 3rd party review product did not support the value within a -10% variance.

Field Review - xxxxxx

Field Review supporting value was provided.  Condition resolved. - xxxxxx

Field Review - xxxxxx

xxxxxx 18:31 Resolved 3 1 3 1
4000115167 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Max cash out for LTV over 60% is $xxxxxx, borrower received $xxxxxx cash at closing.
Outdated appraisal had typo.  See latest version - xxxxxx
 LTV is 60.  xxxxxx / xxxxxx = 60% - xxxxxx
Corrected Appraisal provided.  LTV is 60%. - xxxxxx
Outdated appraisal had typo.  See latest version - xxxxxx
Condition upheld.  $xxxxxx is the Indicated Value by Sales Comparison Approach, not the Appraised value. The Appraised value per the Appraisal in file datedxxxxxx and signed by the Appraiser onxxxxxx is $xxxxxx. - xxxxxx
LTV is 60.  xxxxxx / xxxxxx = 60% - xxxxxx
xxxxxx 18:11 Resolved 3 1 3 1
4000115171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1.0 and a CDA with Moderate Risk score with a CDA Value of $xxxxxx with a CDA Value to Appraisal Value of -4.6% which meets the lender's guidelines. 



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1.0 and a CDA with Moderate Risk score with a CDA Value of $xxxxxx with a CDA Value to Appraisal Value of -4.6% which meets the lender's guidelines. - xxxxxx
xxxxxx 20:51 Cleared 1 1 3 1
4000115171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. The loan file contains the hazard insurance binder but is missing the final policy with xxxxxx effective xxxxxx to xxxxxx. 

hoi - xxxxxx

HOI provided.  - xxxxxx

hoi - xxxxxx

xxxxxx 21:59 Resolved 3 1 3 1
4000115171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 20:51 Cleared 1 1 3 1
4000115186 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Other Credit Finding Lender to provide missing documentation for the primary property in the amount of $xxxxxx
The $xxxxxx listed for primary residence was for HOI but its escrowed into mortgage payment – attached mortgage statement showing escrowed - xxxxxx
MLS was provided.  Condition resolved. - xxxxxx
The $xxxxxx listed for primary residence was for HOI but its escrowed into mortgage payment – attached mortgage statement showing escrowed - xxxxxx
xxxxxx 17:07 Resolved 4 1 4 1
4000115186 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:11 Cleared 1 1 4 1
4000115186 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The LCA Risk provided is assessed at 3, which is outside of the guideline requirements of 2.5 or less. Please provide a valid third-party valuation product.

Attached  - xxxxxx

 Please see 1008 with underwriter explanation  - xxxxxx

3rd party valuation provided. Condition resolved. - xxxxxx

Attached  - xxxxxx

Condition upheld.  Provide an approved 3rd Party Valuation (CDA from approved Vendor) or an Approved exception from xxxxxx.  - xxxxxx

Please see 1008 with underwriter explanation  - xxxxxx

xxxxxx 15:27 Resolved 3 1 4 1
4000115186 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Credit Liabilities - Excluded Debts There was no explanation or support for the omission of one or more debts from the initial application. Per the final 1003, the borrower borrowed  $xxxxxx for this transaction. Documentation of this loan and the monthly payment is missing from the loan file. 

Application marked as borrowing $xxxxxx for transaction – they ended up borrowing $xxxxxx from their xxxxxx HELOC – attached is the proof - xxxxxx
MLS for HELOC was provided.  Increased payment is included in the subject DTI.  Condition resolved. - xxxxxx
Application marked as borrowing $xxxxxx for transaction – they ended up borrowing $xxxxx from their xxxxxx HELOC – attached is the proof - xxxxxx
xxxxxx 17:13 Resolved 3 1 4 1
4000115193 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance The Final 1003 is Incomplete The final 1003 is incomplete. Per the DU the borrower has 7 financed properties. Including the subject the borrower only has 4 financed properties per the final loan application.  Provide a corrected final loan application with all the properties owned by the borrower, to include all the properties mortgages, taxes, insurance, and HOA's (if applicable) affixed/itemized. 



FINAL 1003 - xxxxxx

Corrected 1003 provided.  Condition resolved. - xxxxxx

The final 1003 is present - xxxxxx

FINAL 1003 - xxxxxx

xxxxxx 19:39 Resolved 3 1 3 1
4000115193 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:37 Cleared 1 1 3 1
4000115193 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:37 Cleared 1 1 3 1
4000115193 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:36 Cleared 1 1 3 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 8 xx/xx/xxxx Credit Borrower 2 Lease Agreements Missing Borrower 2 Lease Agreements missing. Lender to provide the fully executed lease agreement for the subject property to verify rental income 



There is no Subject Rental income used for the qualification purpose please refer final application for the same. we had provided the LOE at time of original submission confirming what would be approximate rent for the subject property. Thank you ! - xxxxxx

Condition set in error.  Full subject payment is being included in DTI. - xxxxxx

Borrower 2 Lease Agreements Provided or Not Applicable (Number of Borrowers equals 2) - xxxxxx

There is no Subject Rental income used for the qualification purpose please refer final application for the same. we had provided the LOE at time of original submission confirming what would be approximate rent for the subject property. Thank you ! - xxxxxx

xxxxxx 15:12 Void 3 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 8 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Lender to provide a credit supplement or a VOM for the primary mortgage. Loan is not rated on the credit report dated xxxxxx



Condition appear here and it shows resolved at end of condition verbiage - xxxxxx

 Attached Credit Supplement for your reference, the same provided at time of original submission.  - xxxxxx

Condition is resolved.  Credit Supp was provided. - xxxxxx

Condition appear here and it shows resolved at end of condition verbiage - xxxxxx

Credit Supplement for Primary Mortgage provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

Attached Credit Supplement for your reference, the same provided at time of original submission.  - xxxxxx

xxxxxx 15:04 Resolved 3 1 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 8 xx/xx/xxxx Credit Builder is in control of HOA Project is new construction and still under construction, Builder is still in control of the HOA until all phases are completed per the condo questionnaire.  Builder is in control of HOA.



Please find attached Corrected copy of condo questionnaire and LOE for your reference.  - xxxxxx
 Previously we already provided the AVM however, the Appraisal report is not needed. - xxxxxx
 We have received confirmation from the management company regarding the status of the project. As per their response:
The project consists of 198 units.
All units are complete, and the developer is no longer in control of the project.
Common elements and facilities have been completed.
No additional phases are to be added. - xxxxxx
 Attached Email copy for your reference. Thank you ! - xxxxxx
Condo docs from Square sent, confirm the complex is complete and the builder is no longer in control of the HOA, condition resolved.  - xxxxxx
Condition upheld.  Investor has reviewed and requests that an exception be requested.  Provide exception from investor. - xxxxxx
Please find attached Corrected copy of condo questionnaire and LOE for your reference.  - xxxxxx
Investor has asked an exception be requested and provided. - xxxxxx
Previously we already provided the AVM however, the Appraisal report is not needed. - xxxxxx
Condition upheld and pending the following:  xxxxxx asked for a formal exception to be requested for this and include the appraisal/PIW/AVM, questionnaire and any other supporting documentation in the exception request - xxxxxx
We have received confirmation from the management company regarding the status of the project. As per their response:
The project consists of 198 units.
All units are complete, and the developer is no longer in control of the project.
Common elements and facilities have been completed.
No additional phases are to be added. - xxxxxx
Condition upheld.  Provide correct Condo Questionnaire and Appraisal. - xxxxxx
Attached Email copy for your reference. Thank you ! - xxxxxx
xxxxxx 18:45 Resolved 3 1 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 8 xx/xx/xxxx Property Condo - Warrantability Builder is still in control of the project since it is still under construction. Lender would need to xxxxxxtain a certificate of completion from the builder or HOA.  Condominium project is not warrantable, or documentation not provided to determine warrantability



Please find attached Corrected copy of condo questionnaire and LOE for your reference.  - xxxxxx

 We already provided the AVM on this to cure the condition. but Appraisal report is not needed no this.  - xxxxxx

 We have received confirmation from the management company regarding the status of the project. As per their response:

The project consists of 198 units.

All units are complete, and the developer is no longer in control of the project.

Common elements and facilities have been completed.

No additional phases are to be added.

Additionally, the loan file is underwritten as a PIW (Property Inspection Waiver) per DU (Desktop Underwriter) and complies with FNMA guidelines.

Please note that the appraisal report referenced in the email pertains to a different property within the same project. - xxxxxx

 We had provided the email confirmation to confirm the completion of the project. This is already provided at time of original submission.  - xxxxxx

Condo docs from Square sent, confirm the complex is complete and the builder is no longer in control of the HOA, condition resolved.  - xxxxxx

Condition upheld.  Investor has reviewed and requests that an exception be requested.  Provide exception from investor. - xxxxxx

Please find attached Corrected copy of condo questionnaire and LOE for your reference.  - xxxxxx

Investor has asked an exception be requested and provided. - xxxxxx

We already provided the AVM on this to cure the condition. but Appraisal report is not needed no this.  - xxxxxx

Condition upheld and pending the following:  xxxxxx asked for a formal exception to be requested for this and include the appraisal/PIW/AVM, questionnaire and any other supporting documentation in the exception request - xxxxxx

We have received confirmation from the management company regarding the status of the project. As per their response:

The project consists of 198 units.

All units are complete, and the developer is no longer in control of the project.

Common elements and facilities have been completed.

No additional phases are to be added.

Additionally, the loan file is underwritten as a PIW (Property Inspection Waiver) per DU (Desktop Underwriter) and complies with FNMA guidelines.

Please note that the appraisal report referenced in the email pertains to a different property within the same project. - xxxxxx

Escalated to xxxxxx for Review  - xxxxxx

Condition upheld.  Appraisal has not been provided as of yet. The Condo Questionnaire signed and datedxxxxxx states the complex is not complete, new construction started in 2023 and the remaining phases 8-16 need to be completed. It further states that the Developer is in Control of the HOA. Condo is not warrantable.   - xxxxxx

We had provided the email confirmation to confirm the completion of the project. This is already provided at time of original submission.  - xxxxxx

xxxxxx 18:45 Resolved 3 1 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 8 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:57 Cleared 1 1 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 8 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

the loan file is underwritten as a PIW (Property Inspection Waiver) per DU (Desktop Underwriter) and complies with FNMA guidelines.

Please note that the appraisal report referenced in the email pertains to a different property within the same project. - xxxxxx

 Attached AVM for your reference, Thank you ! - xxxxxx

AVM supporting PIW value from AUS (DU) was provided.  Condition resolved. - xxxxxx

the loan file is underwritten as a PIW (Property Inspection Waiver) per DU (Desktop Underwriter) and complies with FNMA guidelines.

Please note that the appraisal report referenced in the email pertains to a different property within the same project. - xxxxxx

Upheld pending Appraisal.  Per Condo Questionnaire, subject is non-warrantable and a full appraisal is required. - xxxxxx

Attached AVM for your reference, Thank you ! - xxxxxx

xxxxxx 15:23 Resolved 3 1 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 7 of 8 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide most recent xxxxxxF Lock Confirmation



Attached Lock Confirmation - xxxxxx

 Attached Lock confirmation for your reference. Thank you ! - xxxxxx

xxxxxx Lock Confirmation provided.  Condition resolved. - xxxxxx

Attached Lock Confirmation - xxxxxx

Condition upheld.  Provided the Lock Confirmation between xxxxxx and xxxxxx Bay. - xxxxxx

Attached Lock confirmation for your reference. Thank you ! - xxxxxx

xxxxxx 15:02 Resolved 3 1 4 1
4000115201 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 8 of 8 xx/xx/xxxx Property Missing Appraisal The loan file does not contain the appraisal. Missing origination appraisal relied upon to make a lending decision.



the loan file is underwritten as a PIW (Property Inspection Waiver) per DU (Desktop Underwriter) and complies with FNMA guidelines.

Please note that the appraisal report referenced in the email pertains to a different property within the same project. - xxxxxx

 Attached AVM For your reference. Thank you ! - xxxxxx

File received a PIW from AUS (DU).  Condition resolved. - xxxxxx

the loan file is underwritten as a PIW (Property Inspection Waiver) per DU (Desktop Underwriter) and complies with FNMA guidelines.

Please note that the appraisal report referenced in the email pertains to a different property within the same project. - xxxxxx

Condition upheld.  Loan file is the missing the Full Appraisal as required by guidelines. - xxxxxx

Attached AVM For your reference. Thank you ! - xxxxxx

xxxxxx 15:22 Resolved 4 1 4 1
4000115202 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:25 Cleared 1 1 1 1
4000115202 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:26 Cleared 1 1 1 1
4000115202 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 00:26 Cleared 1 1 1 1
4000115205 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Property Title Issue Property title issue. There is a lien on title for $xxxxxx filed against the seller (recorded xxxxxxand 2 companies. Lender to verify if the lien was paid prior to closing or will be removed prior to issuing the final title policy.  Seller CD did not show evidence of the lien be paid at closing. 

See attached  - xxxxxx

 Closing Seller CD shows the payoff of the liens and attached final title policy cleared. - xxxxxx

Release of Lien was provided.  Condition resolved. - xxxxxx
Property Title Issue Resolved - xxxxxx
See attached  - xxxxxx
Condition upheld.  There were three liens on title. xxxxxx was paid, xxxxxx was paid, however the $xxxxxx lien filed in District Court to xxxxxx does not show paid and/or removed. - xxxxxx
Closing Seller CD shows the payoff of the liens and attached final title policy cleared. - xxxxxx
xxxxxx 21:01 Resolved 3 1 3 1
4000115205 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:22 Cleared 1 1 3 1
4000115205 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:22 Cleared 1 1 3 1
4000115207 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Business Tax Returns Less Than 24 Months Provided Borrower 1 business tax returns less than 24 months provided in the file. Per AUS, 2 years of business tax returns are required for xxxxxx. Only 1 year (2024) is located in the loan file. 

xxxxxx started in 2024 so only one-year tax return has been filed. Borrower had small loss that was included in qualification. - xxxxxx
Only one year available due to business formation date, not primary wages and loan supports the small loss, condition resolved.  - xxxxxx
Condition upheld. Provide exception approval for missing 1yr business tax returns. - xxxxxx
xxxxxx started in 2024 so only one-year tax return has been filed. Borrower had small loss that was included in qualification. - xxxxxx
xxxxxx 12:16 Resolved 3 1 3 1
4000115207 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:36 Cleared 1 1 3 1
4000115207 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Although a Property Inspection Waiver applied to this transaction, a third-party valuation review is still required.



See attached  - xxxxxx

AVM supporting the Appraisal Waiver provided.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:18 Resolved 3 1 3 1
4000115215 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Income - LOE Missing The loan file did not contain a letter of explanation as required. There is over a 25% decline in the overtime income between 2024 and 2025 for borrower 1. The income for both years was averaged in order to qualify the borrower. A letter of explanation on the decline was not found in the loan documents.



Please see 1003/1008 - borrower still qualifies without using overtime income.  - xxxxxx

1003/1008 provided. Condition resolved. - xxxxxx

Please see 1003/1008 - borrower still qualifies without using overtime income.  - xxxxxx

xxxxxx 21:46 Resolved 3 1 3 1
4000115215 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Validation if the properties located at xxxxxx and xxxxxx are in an HOA could not be found in the loan documents.

LOE - xxxxxx

LOE provided. There is no HOA. Condition resolved. - xxxxxx

LOE - xxxxxx

xxxxxx 21:42 Resolved 3 1 3 1
4000115215 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 01:07 Cleared 1 1 3 1
4000115215 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 01:08 Cleared 1 1 3 1
4000115218 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:36 Void 1 3 2
4000115218 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Compliance Charges That In Total Cannot Increase More Than 10% Test (50001258) The total amount of the 10% category fees on the last Closing Disclosure ($xxxxxx) has increased by more than 10% over the current baseline value of ($xxxxxx). The total amount of fees in the 10% category cannot exceed ($xxxxxx). The following fee(s) have either increased from their baseline disclosure or have been recently added: (Recording Fees – Mortgage/Deed of Trust). Any increase to an existing fee and/or the addition of a new fee that causes the 10% category threshold to be exceeded cannot occur unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee(s) or new fee(s). (12 CFR 1026.19(e)(3)(ii); 12 CFR 1026.19(e)(3)(iv)). The Recording fee increased on the Initial Closing disclosure without a valid changed circumstance in the file.

Cure - xxxxxx

Received curative package:   PCCD, LOE, copy of refund and proof of mailing - xxxxxx

Cure - xxxxxx

xxxxxx 20:49 Cured 3 2 3 2
4000115218 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Compliance Charges That In Total Cannot Increase More Than 10% Test (50001257) The total amount of the 10% category fees ($xxxxxx) has increased by more than 10% over the current baseline value of ($xxxxxx). The total amount of fees in the 10% category cannot exceed ($xxxxxx). The following fee(s) have either increased from their baseline disclosure or have been recently added: (Recording Fees – Mortgage/Deed of Trust). Any increase to an existing fee and/or the addition of a new fee that causes the 10% category threshold to be exceeded cannot occur unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee(s) or new fee(s). (12 CFR 1026.19(e)(3)(ii); 12 CFR 1026.19(e)(3)(iv)).
duplicate condition. please clear - xxxxxx

Duplicate condition, voided.  - xxxxxx

duplicate condition. please clear - xxxxxx

xxxxxx 20:50 Void 1 3 2
4000115218 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx Rate Lock Agreement is missing from the loan file. 



lock - xxxxxx

Investor Rate Lock provided. Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

lock - xxxxxx

xxxxxx 13:54 Resolved 3 1 3 2
4000115218 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. Please provide documentation that the CPA / CTEC license is verified and active. A screen shot of the IRS web site for an IRS Enrolled Agent (EA) is acceptable.



Active license was provided  - xxxxxx

CPA Letter and License verification provided.  Condition resolved. - xxxxxx

Active license was provided  - xxxxxx

xxxxxx 13:56 Resolved 3 1 3 2
4000115218 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



Two full appraisals used t support origination value. - xxxxxx

xxxxxx 20:35 Cleared 1 1 3 2
4000115219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. Per guidelines, a third party VVOE within 10 days of closing is required to show borrower is still active with his business. This could not be found in the loan documents.



Final VOE - xxxxxx

VVOE provided.  Condition resolved - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

Final VOE - xxxxxx

xxxxxx 17:15 Resolved 3 1 3 1
4000115219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. 1. Funds from the account with xxxxxx #xxxxxx reflects the owner as a business called xxxxxx. A letter in the file states that the borrower is part owner of the business. Supporting documentation could not be found to reflect the borrower has an interest in this business and if so what percentage. Without using these funds the borrower is short reserves of $xxxxxx.

Attached documentation was included in the file upload  - xxxxxx

Access letter and Operating Agreement for business provided.  Condition resolved. - xxxxxx

Total Cash reserves are greater than $xxxxxx. - xxxxxx

Attached documentation was included in the file upload  - xxxxxx

xxxxxx 17:45 Resolved 3 1 3 1
4000115219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:18 Cleared 1 1 3 1
4000115219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Per guidelines, the CPA must attest that they are not associated with the borrower's business other than accounting and that they have either audited the business financial statements or reviewed working papers provided by the borrower. These were not specified in the document provided.
 



It does address that CPA strictly has professional relationship and that CPA reviewed documentation. Pease rereview the CPA letter, it addressed both. - xxxxxx

CPA letter provided.  Condition resolved. - xxxxxx

It does address that CPA strictly has professional relationship and that CPA reviewed documentation. Pease rereview the CPA letter, it addressed both. - xxxxxx

xxxxxx 17:18 Resolved 3 1 3 1
4000115219 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:17 Cleared 1 1 3 1
4000115224 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). The title coverage per the preliminary title report dated xxxxxx is $xxxxxx and the final loan amount is $xxxxxx per the Note. 

title commitment attached - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxxx+0+0 - xxxxxx
title commitment attached - xxxxxx
xxxxxx 20:07 Resolved 3 1 3 1
4000115224 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:05 Cleared 1 1 3 1
4000115224 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:05 Cleared 1 1 3 1
4000115227 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:11 Cleared 1 1 1 1
4000115227 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:11 Cleared 1 1 1 1
4000115227 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:11 Cleared 1 1 1 1
4000115248 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:08 Cleared 1 1 1 1
4000115248 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:07 Cleared 1 1 1 1
4000115248 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 17:08 Cleared 1 1 1 1
4000115254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:05 Cleared 1 1 1 1
4000115254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:05 Cleared 1 1 1 1
4000115254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:06 Cleared 1 1 1 1
4000115255 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:59 Cleared 1 1 1 1
4000115255 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:00 Cleared 1 1 1 1
4000115255 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:00 Cleared 1 1 1 1
4000115262 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:14 Cleared 1 1 3 2
4000115262 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:16 Cleared 1 1 3 2
4000115262 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.862' is less than the minimum required DSCR of'1'. Missing exception form



The exception for this loan was to use the actual Short-Term Rental income Vs the amount on the 1007.
A. The short-term rental income is $ xxxxxx a month based on the attached document, which was in the file.   The PITIA payment is $ xxxxxx.   This results in a DSCR of xxxxxx, B. The borrower has $ xxxxxx in assets, the PITIA is $ xxxxxx.  This results in 27 months of reserves.
 - xxxxxx
Approved Exception provided for: Exception approved in DSCR+ to allow documented STR over 1007 data. No additional exceptions and loan subject to final review. - xxxxxx
The Calculated DSCR is equal to or greater than the minimum required DSCR, or Not Applicable - xxxxxx
The exception for this loan was to use the actual Short-Term Rental income Vs the amount on the 1007.
A. The short-term rental income is $ xxxxxx a month based on the attached document, which was in the file.   The PITIA payment is $ xxxxxx.   This results in a DSCR of 1.344, B. The borrower has $ xxxxxx in assets, the PITIA is $ xxxxxx.  This results in 27 months of reserves.
 - xxxxxx
 Comp factors: Credit score >805, DSCR >1.25, Reserves >20 months
xxxxxx 14:51 Waived 3 2 3 2
4000115267 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:55 Cleared 1 1 1 1
4000115267 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:55 Cleared 1 1 1 1
4000115267 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:55 Cleared 1 1 1 1
4000115278 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:14 Cleared 1 1 1 1
4000115278 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 22:14 Cleared 1 1 1 1
4000115278 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 22:13 Cleared 1 1 1 1
4000115311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 W2/1099 Less Than 24 Months Provided Borrower 1 W2/1099 less than 24 months provided. Lender to provide the borrowers 2023 1099 for SS Benefits 





xxxxxx 16:02 Cleared 3 1 3 1
4000115311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit Borrower 1 Personal Tax Returns Less Than 24 Months Provided Borrower 1 personal tax returns less than 24 months provided. Lender to provide the tax returns for 2023. Per the rate lock the loan is a 24-month full doc loan product. 





xxxxxx 16:03 Cleared 3 1 3 1
4000115311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:35 Cleared 1 1 3 1
4000115311 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 16:37 Cleared 1 1 3 1
4000115315 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:52 Cleared 1 1 1 1
4000115315 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:52 Cleared 1 1 1 1
4000115315 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:52 Cleared 1 1 1 1
4000115335 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:55 Cleared 1 1 1 1
4000115335 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:56 Cleared 1 1 1 1
4000115335 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:56 Cleared 1 1 1 1
4000115348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:38 Cleared 1 1 1 1
4000115348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:38 Cleared 1 1 1 1
4000115348 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:39 Cleared 1 1 1 1
4000115357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:25 Cleared 1 1 1 1
4000115357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:26 Cleared 1 1 1 1
4000115357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:26 Cleared 1 1 1 1
4000115359 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:31 Cleared 1 1 1 1
4000115359 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:31 Cleared 1 1 1 1
4000115359 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 15:30 Cleared 1 1 1 1
4000115415 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:49 Cleared 1 1 1 1
4000115415 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:48 Cleared 1 1 1 1
4000115429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Need Title policy insurance covering the $xxxxxx loan amount. 

Attached short form of title policy matching the coverage. Thank you! - xxxxxx

Updated title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Attached short form of title policy matching the coverage. Thank you! - xxxxxx
xxxxxx 14:53 Resolved 3 1 3 1
4000115429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Validation if the borrower's residence at xxxxxx is in an HOA was not found in the loan documents.

There is no mortgage on this property its lien free, attached HOI and Taxes Document. - xxxxxx

Docs provided.  Condition resolved. - xxxxxx
There is no mortgage on this property its lien free, attached HOI and Taxes Document. - xxxxxx
xxxxxx 14:50 Resolved 3 1 3 1
4000115429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Credit Documentation - Mortgage History The loan file did not contain sufficient mortgage payment history. Per the application, the borrower recently refinanced the property located at xxxxxx and xxxxxx with xxxxxx. The HUD 1 nor any other documentation was found to support the new mortgages. The rental income/loss was calculated using the payment amount on the application. Also, the loan that was refinanced on the xxxxxx property appears to be at xxxxxx, which is not reflected on the credit report. Would need payment history on that mortgage. Documents provided.  Condition resolved.


The HUD, Final CD already provided at time of original submission. Reattaching for your reference.  - xxxxxx

The HUD, Final CD already provided at time of original submission. Reattaching for your reference.  - xxxxxx

xxxxxx 14:46 Resolved 3 1 3 1
4000115429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 02:29 Cleared 1 1 3 1
4000115429 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 02:30 Cleared 1 1 3 1
4000115435 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). The loan file contains title coverage as $xxxxxx; however, the loan amount is for $xxxxxx.

Please find attached Title commitment for your reference, Thank you ! - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Please find attached Title commitment for your reference, Thank you ! - xxxxxx
xxxxxx 20:21 Resolved 3 1 3 1
4000115435 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:40 Cleared 1 1 3 1
4000115435 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



x xxxxxx 00:33 Cleared 1 1 3 1
4000115451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. A third party fraud report could not be found in the loan documents.



CLEARED FRAUD  - xxxxxx

 FRAUD REPORT  - xxxxxx

Cleared Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

CLEARED FRAUD  - xxxxxx

Condition upheld. Provide evidence that High Alerts on Fraud Report were cleared. - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 19:59 Resolved 3 1 3 1
4000115451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:45 Cleared 1 1 3 1
4000115451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:44 Cleared 1 1 3 1
4000115460 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Lender to provide the final title policy that included the loan amount of $ xxxxxx.

Confirming title amount  - xxxxxx

Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Confirming title amount  - xxxxxx
xxxxxx 19:09 Resolved 3 1 4 1
4000115460 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:23 Cleared 1 1 4 1
4000115460 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 15:22 Cleared 1 1 4 1
4000115460 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Credit Other Credit Finding Lender to provide updated xxxxxxF lock confirmation with xxxxxx reflecting the correct loan documentation requirement.  Loan was approved with AUS 1 yr requirement but xxxxxx lock states 24 month full documentation.
See attached  - xxxxxx

Lock Provided.  AUS Approved. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:03 Resolved 4 1 4 1
4000115468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 6 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Per the AUS, The amount of the rental housing expense must be verified and documented. Acceptable documentation includes, but is not limited to one of the following: a direct verification from a management company or individual landlord, six months cancelled checks/equivalent payment source, six months bank statements reflecting a clear and consistent payment to an organization or individual, or a copy of a current fully executed lease agreement and two months cancelled checks/equivalent payment
source. This documentation is missing from the loan file for the borrower's primary residence at xxxxxx for $xxxxxx/month.

See attached  - xxxxxx

VOR/VOM  docs provided. Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:59 Resolved 3 1 3 1
4000115468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 6 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

See attached  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

See attached  - xxxxxx

xxxxxx 21:52 Resolved 3 1 3 1
4000115468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 6 xx/xx/xxxx Compliance Final CD: Calculating Cash to Close Adj. and Other Credits discrepancy Post closing CD is missing the 1)  seller credit of $xxxxxx, 2) The escrow of the mortgage insurance (see the IEADS & escrow statement last page of the wet signed & PCD) . Provide corrected Post Close CD to reconcile the true funds needed and used for the subject transaction.
Please provide clarification on this condition,  Page 3 of the cd Does show Seller Credit ? not sure what is required.  IEAD Is a 2 page document, 2nd page is the signature addendum to the first.  - xxxxxx

CD located in file.  Condition resolved. - xxxxxx

Please provide clarification on this condition,  Page 3 of the cd Does show Seller Credit ? not sure what is required.  IEAD Is a 2 page document, 2nd page is the signature addendum to the first.  - xxxxxx

xxxxxx 22:13 Resolved 3 1 3 1
4000115468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 6 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary. Please provide the 1008



See attached 1008  - xxxxxx

1008 provided.  Condition resolved. - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

See attached 1008  - xxxxxx

xxxxxx 14:12 Resolved 3 1 3 1
4000115468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 6 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Missing 3rd party valuation product.  CU score >2.5.



Please be advised, that the CDA is only required when the CU score >3.5  - xxxxxx

LCA in file has a score of 1.  Condition resolved. - xxxxxx

Please be advised, that the CDA is only required when the CU score >3.5  - xxxxxx

xxxxxx 14:24 Resolved 3 1 3 1
4000115468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 6 of 6 xx/xx/xxxx Credit AUS (Manual) - Missing A Manual Underwrite was required, but not in evidence in the file. Provide all pages of the AUS.  

This is not a Manual Underwrite,   See attached approve eligible DU - xxxxxx

Approve eligible DU provided. Condition resolved. - xxxxxx

This is not a Manual Underwrite,   See attached approve eligible DU - xxxxxx

xxxxxx 19:55 Resolved 2 1 3 1
4000115477 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. A third party fraud report could not be found in the loan documents.



See attached  - xxxxxx

Third party fraud report is provided - xxxxxx

3rd party fraud report provided. Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:22 Resolved 3 1 3 1
4000115477 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Validation if the properties located at xxxxxxt, xxxxxx, and xxxxxx are located in an HOA were not found in the loan documents.

See attached -- Cert  - xxxxxx

Docs provided. There are no HOA's on properties. Condition resolved. - xxxxxx

See attached -- Cert  - xxxxxx

xxxxxx 19:14 Resolved 3 1 3 1
4000115477 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

Do we need to provide anything on this ?  - xxxxxx

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

Do we need to provide anything on this ?  - xxxxxx

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:11 Resolved 1 1 3 1
4000115477 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.

Do we need to provide anything on this ?  - xxxxxx

Do we need to provide anything on this ?  - xxxxxx

The loan meets all applicable compliance guidelines.
 - xxxxxx

xxxxxx 17:25 Cleared 1 1 3 1
4000115499 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:49 Cleared 1 1 1 1
4000115499 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:49 Cleared 1 1 1 1
4000115499 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:50 Cleared 1 1 1 1
4000115504 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:37 Cleared 1 1 1 1
4000115504 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:37 Cleared 1 1 1 1
4000115504 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:39 Cleared 1 1 1 1
4000115521 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X. DSCR / Business Purpose loans are exempt from Reg Z and Reg X.





DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:38 Cleared 1 1 1 1
4000115521 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:39 Cleared 1 1 1 1
4000115521 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:38 Cleared 1 1 1 1
4000115522 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Missing Lease Agreement Please clarify, we have comparable rent schedule, I do not show a guideline that would require a lease - xxxxxx

Condition set in error. Loan file contained a 1007 with the lease information and Market Rent. - xxxxxx

Condition set in error.  Loan file contained a 1007 with the lease information and Market Rent. - xxxxxx

Please clarify, we have comparable rent schedule, I do not show a guideline that would require a lease - xxxxxx

xxxxxx 21:07 Resolved 3 1 3 1
4000115522 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:21 Cleared 1 1 3 1
4000115522 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:21 Cleared 1 1 3 1
4000115531 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide a fully executed 4506-T for the borrower 



4506 - xxxxxx

4506 provided.  Condition resolved. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506 - xxxxxx

xxxxxx 18:23 Resolved 3 1 3 1
4000115531 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing The 10 day verificatiion of employment from xxxxxx is missing from the loan file. Borrower 1 3rd party VOE prior to close missing.

Business Search - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

Business Search - xxxxxx

xxxxxx 18:25 Resolved 3 1 3 1
4000115531 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:05 Cleared 1 1 3 1
4000115537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506  T for the borrower.



Not applicable- this is an asset utilization loan- a 4506 is not required.  - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506 is not required due to income type, condition resolved.  - xxxxxx

Not applicable- this is an asset utilization loan- a 4506 is not required.  - xxxxxx

xxxxxx 20:26 Resolved 3 1 3 2
4000115537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:50 Cleared 1 1 3 2
4000115537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance Other Rider is Missing Inter Vivos Revocable Trust as Borrower Acknowledgement was not provided.

attached security instrument with all attachments  - xxxxxx

Received complete DOT with all riders - xxxxxx

attached security instrument with all attachments  - xxxxxx

xxxxxx 13:29 Resolved 3 1 3 2
4000115537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. The subject loan is closing in the name of a trust; however, the property will be occupied as a second home rather than a primary residence. Per guidelines, properties vested in a trust must be 1–2 unit primary residences. A formal exception supporting this structure is included in the loan file.





796 FICO, 100 months reserves, and $6,000/mo residual xxxxxx 14:12 Waived 2 2 3 2
4000115538 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:03 Cleared 1 1 1 1
4000115538 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:04 Cleared 1 1 1 1
4000115538 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:03 Cleared 1 1 1 1
4000115555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with a Low Risk Score and CDA value of $xxxxxx with 0.00% variance to the appraisal value which meets the lender's guidelines. 



xxxxxx 01:41 Cleared 1 1 2 2
4000115555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 01:41 Cleared 1 1 2 2
4000115555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Credit Profile - Other There are additional xxxxxxservations that could impact the credit decision and/or quality of the loan. Lender to provide Exception for subject is a WVOE loan real Estate Agent is a Dual Agent representing both seller and buyer.  No IPC credits.



Exception approved by xxxxxx Bay on xxxxxx - xxxxxx

 



Residual Income = $9k
Fio 20+ above minimum required
No IPC Credits
xxxxxx 14:53 Waived 2 2 2 2
4000115562 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:14 Cleared 1 1 1 1
4000115562 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



Loan meets applicable appraisal guidelines. - xxxxxx

xxxxxx 21:14 Cleared 1 1 1 1
4000115562 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:14 Cleared 1 1 1 1
4000115563 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 1 Business Tax Returns Less Than 24 Months Provided Unable to confirm only 1 year required due to AUS missing from file.  Borrower 1 business tax returns less than 24 months provided in the file.



DU - xxxxxx

DU was provided.  Two Years personal returns required, two years for xxxxxx required, and one year for xxxxxx.  All required income documents are in the loan file. Condition resolved. - xxxxxx
DU - xxxxxx
xxxxxx 16:23 Resolved 3 1 3 1
4000115563 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:12 Cleared 1 1 3 1
4000115563 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Loan file did not contain mortgage statement, taxes and insurance proof for xxxxxx

CD and payment letter - xxxxxx

CD and 1st payment letter provided.  Condition resolved. - xxxxxx

CD and payment letter - xxxxxx

xxxxxx 16:24 Resolved 3 1 3 1
4000115563 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Credit AUS (Manual) - Missing A Manual Underwrite was required, but not in evidence in the file. AUS run not in file key#xxxxxx

DU - xxxxxx

AUS (DU) provided.  Condition resolved. - xxxxxx

DU - xxxxxx

xxxxxx 16:27 Resolved 2 1 3 1
4000115563 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Missing 3rd party valuation product.



CDA - xxxxxx

CDA supporting value was provided.  Condition resolved. - xxxxxx

CDA - xxxxxx

xxxxxx 15:51 Resolved 3 1 3 1
4000115565 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:32 Cleared 1 1 1 1
4000115565 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:31 Cleared 1 1 1 1
4000115565 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:30 Cleared 1 1 1 1
4000115597 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:49 Cleared 1 1 1 1
4000115597 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:49 Cleared 1 1 1 1
4000115597 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:50 Cleared 1 1 1 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 7 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. Provide third party fraud report. Condition upheld.  Provided Fraud Report alone does not clear the Fraud alerts on it. 
PDEROG01 - POSSIBLE DEROGATORY ACTIVITY
NONARMS1 - POTENTIAL NON-ARMS LENGTH TRANSACTION ISSUE
PPLLC1 - POTENTIAL PROPERTY OWNERSHIP ISSUE
 





Fraud  - xxxxxx

 fraud guard - xxxxxx

Fraud Report and explanation provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

Fraud  - xxxxxx

fraud guard - xxxxxx

xxxxxx 21:12 Resolved 3 1 3 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 03:46 Cleared 1 1 3 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 7 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Per the mortgage payoff in file for the subject property, the borrower is XXXXXX XXXXX, a non borrower. Per guidelines, a letter of explanation is required when a twelve (12) month housing history is not applicable. This documentation is missing from the loan file. Condition upheld.  Provide most 12 months cancelled checks showing Borrower has made the subject mortgage payment. 


LOX - xxxxxx

 LOX - xxxxxx

LOX about the mortgage provided per guidelines, condition resolved.  - xxxxxx

LOX - xxxxxx

Condition upheld. Provide most 12 months cancelled checks showing Borrower has made the subject mortgage payment. - xxxxxx

LOX - xxxxxx

xxxxxx 17:31 Resolved 3 1 3 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 7 xx/xx/xxxx Credit Corporation/LLC: Certificate of Good Standing Doc is Missing The loan file does not contain the Corporation/LLC: Certificate of Good Standing. Per guidelines, the Evidence of Good Standing (Certificate of Good Standing or online printout from state website), dated within 30 days of closing is required. This documentation is missing from the loan file.



cert of GS - xxxxxx

Condition voided.  Document located in the file.  - xxxxxx

cert of GS - xxxxxx

xxxxxx 21:34 Resolved 3 1 3 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 7 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). The condo questionnaire is missing from the loan file.  Condition upheld.  Provide Condo docs.





review requirements - xxxxxx

 condo lox - xxxxxx

Condition resolved based of FNMA - xxxxxx

review requirements - xxxxxx

condo lox - xxxxxx

xxxxxx 15:32 Resolved 3 1 3 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 7 xx/xx/xxxx Credit HO6 Master Insurance Policy is Missing Missing Condo / PUD project master insurance policy. Please provide the master policy for XXXXX XXXXX.



H06 - xxxxxx

Located in file. - xxxxxx

HO-6 Master Insurance Policy is fully present - xxxxxx

H06 - xxxxxx

xxxxxx 21:38 Resolved 3 1 3 1
4000115598 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 7 of 7 xx/xx/xxxx Compliance Missing Doc - Escrow Waiver Missing Escrow Waiver is missing.

memo_escrow waiver - xxxxxx

Escrow waiver page 4 FCD - xxxxxx

memo_escrow waiver - xxxxxx

xxxxxx 17:19 Resolved 3 1 3 1
4000115600 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Lender to provide the following: 

xxxxxx.:  Proof of PITA and Rental income.  Positive cash flow of $xxxxxx used for approval from 2024 Sched E also missing from the loan file.
xxxxxx:   Proof of PITA and Rental income and Mortgage Payoff for xxxxxx loan.  Negative cash flow of $-xxxxxx used for approval from 2024 Sched E also missing from the loan file.  Per AUS xxxxxx loan ending in ****xxxxxx with a balance $xxxxxx and monthly payment of $xxxxxx was paid off before closing but no evidence was found in the loan file. 
 

See attached. - xxxxxx

REO Docs provided. Condition resolved. - xxxxxx

See attached. - xxxxxx

xxxxxx 15:11 Resolved 3 1 3 1
4000115600 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:29 Cleared 1 1 3 1
4000115600 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:29 Cleared 1 1 3 1
4000115620 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit AUS - Discrepancy The AUS final approval data does not match the 1003/1008 and/or file documents. The loan was approved with a DTI of 43.506, but due to the miscalculation of the income from Jxxxxxx, the DTI increased to 44.07. Please provide the final AUS.

What is the miscalculation of the income looks like AUS, 1003, and 1008 match? Please advise.  - xxxxxx

DTI recalculated is within tolerance, condition resolved.  - xxxxxx

What is the miscalculation of the income looks like AUS, 1003, and 1008 match? Please advise.  - xxxxxx

xxxxxx 14:57 Resolved 3 1 3 1
4000115620 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 15:17 Cleared 1 1 3 1
4000115620 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Per the AUS, the Collateral Underwriter Risk Score is 1.8 on a scale of 1 to 5. The Collateral Underwriter is missing from the loan file. 



UCDP low risk scores used for secondary valuation.  - xxxxxx

CU and LCA were provided.  Condition resolved. - xxxxxx

UCDP low risk scores used for secondary valuation.  - xxxxxx

xxxxxx 18:19 Resolved 3 1 3 1
4000115624 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:46 Cleared 1 1 1 1
4000115624 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:46 Cleared 1 1 1 1
4000115624 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:47 Cleared 1 1 1 1
4000115632 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:06 Cleared 1 1 3 1
4000115632 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Freddie Mac UDCP score greater than 2.5. Provide a 3rd party valuation product.



loe uw response - xxxxxx

LCA in file has a score of 3.5.  CU in file has a score of 2.4.  Condition voided. - xxxxxx

loe uw response - xxxxxx

xxxxxx 21:29 Void 3 3 1
4000115632 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:07 Cleared 1 1 3 1
4000115637 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:47 Cleared 1 1 1 1
4000115637 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:48 Cleared 1 1 1 1
4000115637 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:48 Cleared 1 1 1 1
4000115662 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:27 Cleared 1 1 1 1
4000115662 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:28 Cleared 1 1 1 1
4000115662 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:28 Cleared 1 1 1 1
4000115666 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:17 Cleared 1 1 1 1
4000115666 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:17 Cleared 1 1 1 1
4000115666 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:17 Cleared 1 1 1 1
4000115668 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:11 Cleared 1 1 1 1
4000115668 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:12 Cleared 1 1 1 1
4000115668 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:11 Cleared 1 1 1 1
4000115718 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:05 Cleared 1 1 3 1
4000115718 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. Per the Property Inspection Contingency Addendum, a home inspection was completed. Please provide the Removal Addendum, the Property Inspection Contingency Removal Addendum, or the Release Agreement.  Also advise if the items listed on the Service Agreement has been completed.



Are these 2 conditions? Credit Documentation - Letter of Explanation -- The loan file did not contain a letter of explanation as required – Please advise what to explain? Borrower was at current address for a decade and there are no inquiries on credit. I have attached the two page Walk-through inspection sheet signed by the borrower stating ‘no repairs’. - xxxxxx

 Are these 2 conditions? Credit Documentation - Letter of Explanation -- The loan file did not contain a letter of explanation as required – Please advise what to explain?  Borrower was at current address for a decade and there are no inquiries on credit.  - xxxxxx

Contract Addendums provided.  Condition resolved. - xxxxxx

Are these 2 conditions? Credit Documentation - Letter of Explanation -- The loan file did not contain a letter of explanation as required – Please advise what to explain? Borrower was at current address for a decade and there are no inquiries on credit. I have attached the two page Walk-through inspection sheet signed by the borrower stating ‘no repairs’. - xxxxxx

Are these 2 conditions? Credit Documentation - Letter of Explanation -- The loan file did not contain a letter of explanation as required – Please advise what to explain?  Borrower was at current address for a decade and there are no inquiries on credit.  - xxxxxx

xxxxxx 14:41 Resolved 3 1 3 1
4000115718 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 20:06 Cleared 1 1 3 1
4000115734 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing

see attached  - xxxxxx

GAP/UDM Report provided. - xxxxxx

Borrower 1 Gap Credit Report is not missing. - xxxxxx

see attached  - xxxxxx

xxxxxx 17:49 Resolved 4 1 4 1
4000115734 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:29 Cleared 1 1 4 1
4000115734 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 15:30 Cleared 1 1 4 1
4000115734 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Borrower 1 CPA Letter Missing Borrower 1 CPA letter missing from the file. The loan was approved using P&L income. Per guidelines, documentation that the CPA / CTEC license is verified and active is required, but is missing from the loan file.



see attached  - xxxxxx

IRS print-out confirming status of CPA was provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 17:47 Resolved 3 1 4 1
4000115741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 5 xx/xx/xxxx Property Appraisal - Miscellaneous The subject appraisal reflected issues. The following is missing from the documents:
1. Signed Appraisal Waiver
2. Third party review by an approved xxxxxx appraisal third party reviewer.



See AUS confirming PIW and printout about property - xxxxxx

Condition voided, and Missing AVM condition added.  The Data Verify Property Report is not an approved vendor per guidelines.  - xxxxxx
Per xxxxxx Guidelines:  With a PIW the following AVM vendors are approved.  provide AVM.
Approved AVM Vendors: xxxxxx, xxxxxx, xxxxxx, xxxxxx, xxxxxx
 - xxxxxx
See AUS confirming PIW and printout about property - xxxxxx
xxxxxx 16:29 Void 3 4 1
4000115741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 5 xx/xx/xxxx Credit Assets - Earnest Money Deposit The earnest money deposit was not properly documented and/or sourced. Money transferred to third party for earnest money deposit. Transfer of the funds to the closing agent from the third party were not found in the loan documents.



See attached  - xxxxxx

EMD verified.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 16:31 Resolved 3 1 4 1
4000115741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 19:12 Cleared 1 1 4 1
4000115741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 5 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). Lender to provide



Condo Docs - xxxxxx

FNMA CU Approval provided.  Condition resolved. - xxxxxx

Condo Docs - xxxxxx

xxxxxx 16:25 Resolved 3 1 4 1
4000115741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 5 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal.

See attached  - xxxxxx

Loan received a PIW. Vero AVM was provided with a score of 96.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 15:05 Resolved 4 1 4 1
4000115764 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:08 Cleared 1 1 3 1
4000115764 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:08 Cleared 1 1 3 1
4000115764 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is incomplete Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is incomplete. The borrower has been renting the primary residence located at xxxxxx for at least 5 months. The monthly payment history of $xxxxxx, per the verification of rent is missing from the loan file. 

vor - xxxxxx

VOR provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not partially present. - xxxxxx

vor - xxxxxx

xxxxxx 21:44 Resolved 3 1 3 1
4000115765 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - Adverse Credit Payoff The loan file did not verify that the required (collections/judgments/liens) were paid off. Per the New York tax lien search, there is a total outstanding IRS liability of $xxxxxx. Documentation evidencing that these liens have been paid in full has not been provided. Alternatively, a letter of explanation along with a New York affidavit of “not one and the same person” is required but is also missing. The liens identified are as follows: $xxxxxx (xxxxxx), $xxxxxx (xxxxxx), $xxxxxx (xxxxxx), $xxxxxx (xxxxxx), and $xxxxxx (xxxxxx). Additionally, the xxxxxx payments reflected on the final Closing Disclosure do not align with these liabilities.

See attached  - xxxxxx

Email from Title states: The federal tax liens raised in the report are expired from affecting real property, therefore they were omitted from the report and lender was given a clear policy.  Condition resolved.
 - xxxxxx

See attached  - xxxxxx

xxxxxx 16:03 Resolved 3 1 3 1
4000115765 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:28 Cleared 1 1 3 1
4000115765 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The desk review in the loan file is dated xxxxxx and the Note date isxxxxxx. Please provide the updated desk review. 



See attached updated CDA - xxxxxx

CDA supporting value was provided.  Condition resolved. - xxxxxx

See attached updated CDA - xxxxxx

xxxxxx 22:15 Resolved 3 1 3 1
4000115770 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:50 Cleared 1 1 1 1
4000115770 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 14:50 Cleared 1 1 1 1
4000115770 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:51 Cleared 1 1 1 1
4000115778 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:49 Cleared 1 1 1 1
4000115778 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:50 Cleared 1 1 1 1
4000115778 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:49 Cleared 1 1 1 1
4000115831 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 05:27 Cleared 1 1 1 1
4000115831 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 05:28 Cleared 1 1 1 1
4000115831 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 05:28 Cleared 1 1 1 1
4000115865 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. File does not contain proof of HOA dues for xxxxxx.

HOA_xxxxxx - xxxxxx
Docs provided. There are no HOA dues. Condition resolved. - xxxxxx
HOA_xxxxxx - xxxxxx
xxxxxx 17:47 Resolved 3 1 3 1
4000115865 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:12 Cleared 1 1 3 1
4000115865 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:12 Cleared 1 1 3 1
4000115886 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 04:58 Cleared 1 1 1 1
4000115886 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 04:59 Cleared 1 1 1 1
4000115886 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:59 Cleared 1 1 1 1
4000115942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:42 Cleared 1 1 1 1
4000115942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 13:34 Cleared 1 1 1 1
4000115942 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines.
 - xxxxxx

xxxxxx 18:44 Cleared 1 1 1 1
4000115950 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:05 Cleared 1 1 1 1
4000115950 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and LCA with risk score of 2.0 which meets the lender's third-party valuation requirement of one with risk score of 2.5 or less. 





The loan file contains a CU with a risk score of 1.0 and LCA with risk score of 2.0 which meets the lender's third-party valuation requirement of one with risk score of 2.5 or less. - xxxxxx

xxxxxx 19:05 Cleared 1 1 1 1
4000115950 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:04 Cleared 1 1 1 1
4000115956 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:33 Cleared 1 1 1 1
4000115956 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:34 Cleared 1 1 1 1
4000115956 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:34 Cleared 1 1 1 1
4000115975 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:51 Cleared 1 1 3 1
4000115975 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:52 Cleared 1 1 3 1
4000115975 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement



rate lock confirmation - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Received rate lock - xxxxxx

rate lock confirmation - xxxxxx

xxxxxx 16:09 Resolved 3 1 3 1
4000115992 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 



xxxxxx 16:56 Cleared 1 1 4 1
4000115992 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing Service Provider List The loan file does not contain the Service Provider List. Service Provider List was not completed.



The Providers of Service disclosure does not reflect any vendor information. However, the executed Final CD reflects services in Section B the buyer did not shop for, which suggests they were offered by the creditor. Finding is valid. - xxxxxx

 

There were no providers on the ssp so all title fees automatically in section B "did not shop" - xxxxxx

Condition set in error.  There were no providers on the ssp so all title fees automatically in section B "did not shop" - xxxxxx

There were no providers on the ssp so all title fees automatically in section B "did not shop" - xxxxxx

xxxxxx 16:23 Void 4 4 1
4000115992 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit Property Title Issue Property title issue. The loan was closed in the Borrower's name; however, the title shows it is vested in a trust. Need verification of the title vesting to match the loan documents. 



quitclaim - xxxxxx

Quit Claim Deed at closing was provided.  Condition resolved. - xxxxxx

Property Title Issue Resolved - xxxxxx

quitclaim - xxxxxx

xxxxxx 16:26 Resolved 3 1 4 1
4000116019 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:50 Cleared 1 1 1 1
4000116019 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:50 Cleared 1 1 1 1
4000116019 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:51 Cleared 1 1 1 1
4000116021 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:29 Cleared 1 1 1 1
4000116021 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:30 Cleared 1 1 1 1
4000116021 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:30 Cleared 1 1 1 1
4000116066 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:28 Cleared 1 1 1 1
4000116066 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:28 Cleared 1 1 1 1
4000116066 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:29 Cleared 1 1 1 1
4000116106 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:11 Cleared 1 1 3 1
4000116106 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 2 xx/xx/xxxx Compliance Missing Attorney Preference Letter Right To Choose Attorney or Attorney Preference not in file. The required What Mortgage Applicants Need to Know NY State disclosure is missing from the file. 



see attached  - xxxxxx

Right To Choose Attorney or Attorney Preference Resolved or Not Applicable - xxxxxx

Received attorney preference - xxxxxx

see attached  - xxxxxx

xxxxxx 20:17 Resolved 3 1 3 1
4000116188 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:21 Cleared 1 1 1 1
4000116188 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:21 Cleared 1 1 1 1
4000116188 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:22 Cleared 1 1 1 1
4000116192 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:55 Cleared 1 1 3 1
4000116192 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk scores =/or < 2.5 and a CDA with Moderate Risk with 0.00% variance from the appraisal value which meets the lender's guidelines. 





xxxxxx 19:54 Cleared 1 1 3 1
4000116192 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Credit Documentation - Mortgage History The loan file did not contain sufficient mortgage payment history. Per the lender's guidelines, the borrower's mortgage payment history required is 0x30x12 months and all mortgage payments should be current at time of closing. The loan file is missing evidence the borrower's primary mortgage was paid for the xxxxxx and xxxxxx xxxxxx payment.  The loan file contains a credit report and mortgage statement verifying the primary residence mortgage with xxxxxx acct #xxxxxx with a monthly payment of $xxxxxx was paid through xxxxxx xxxxxx with the next payment due for xxxxxx.  The subject loan closed on xxxxxx; therefore, proof of the xxxxxxy and xxxxxx xxxxxx payments are required. 

Credit Refresh - xxxxxx

Credit Refresh provided showing payments were made on time.  Condition resolved. - xxxxxx

Credit Refresh - xxxxxx

xxxxxx 19:36 Resolved 3 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 7 xx/xx/xxxx Credit Purchase is not considered to be an Arm's Length Transaction Non-arm's length transactions not allowed for program. The borrower is purchasing the unit he has lived in for the past 10 yrs.  There is a VOR in the file to confirm his residence. But per the guidelines section 6.2 non arms length transactions are not allowed. The lender will need to provide an exception from xxxxxxF. 



guidelines allow for non arms length in regards to this type of transaction - xxxxxx

Transaction is Arm's length.  Borrower is purchasing a place he has rented for 11 years from the seller that has owned it since 2016. - xxxxxx

Purchase is considered to be an Arm's Length Transaction, or Not Applicable - xxxxxx

guidelines allow for non arms length in regards to this type of transaction - xxxxxx

xxxxxx 17:19 Resolved 3 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 7 xx/xx/xxxx Credit Gift Letter - No Evidence for Transfer of Funds No evidence of the transfer of gift funds from the donor to the borrower was located in the file. Lender to provide evidence of gift funds transferred to the borrower's account in the amount of $70,000. Will n need a copy of the donor's bank statement to verify sufficient funds to give. 



gift letter memo - xxxxxx

Gift Wires were provided.  Condition resolved. - xxxxxx

gift letter memo - xxxxxx

xxxxxx 17:39 Resolved 3 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:09 Cleared 1 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 7 xx/xx/xxxx Credit Credit Documentation - Undisclosed Liabilities An undisclosed liability was found on the updated credit report that was not located on the original credit report. Lender to provide the full amount that the borrower owes the IRS, he has been making payments per his business checking account, Payment amount has been increasing over the course of the year.  Payment should of been include in the DTI. Last payment made on xxxxxxas for $xxxxxx.

lox - xxxxxx

LOE provided.  Condition resolved. - xxxxxx

lox - xxxxxx

xxxxxx 18:08 Resolved 3 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 7 xx/xx/xxxx Credit Income - Guideline Requirements The income documents provided in the loan file did not meet guidelines.

income memo - xxxxxx

Loan Underwritten and Reviewed to ARK Guidelines.  Condition resolved. - xxxxxx

income memo - xxxxxx

– Accounts with anxxxxxxnth negative balance are not permitted and will result in a Refer for Manual Review. Borrower had a negative ending bal in his business account used for qualifying onxxxxxxLender to provide an exception from xxxxxx xxxxxx 17:48 Resolved 3 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 7 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 22:10 Cleared 1 1 3 1
4000116208 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 7 xx/xx/xxxx Credit Credit Profile - Other There are additional xxxxxxservations that could impact the credit decision and/or quality of the loan. Lender to provide exception for the NSF's in his business account that was used for qualifying. Borrower has 8 NSF in a 12 month period.



memo income - xxxxxx

Loan Underwritten and Reviewed to ARK Guidelines.  Condition resolved. - xxxxxx

memo income - xxxxxx

xxxxxx 17:49 Resolved 3 1 3 1
4000116214 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:17 Cleared 1 1 1 1
4000116214 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:18 Cleared 1 1 1 1
4000116214 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 12:40 Cleared 1 1 1 1
4000116216 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:44 Cleared 1 1 1 1
4000116216 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:45 Cleared 1 1 1 1
4000116216 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:45 Cleared 1 1 1 1
4000116251 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:59 Cleared 1 1 1 1
4000116251 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:59 Cleared 1 1 1 1
4000116251 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:00 Cleared 1 1 1 1
4000116263 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Business Purpose - Loan Guaranty/Missing The Personal Loan Guaranty is missing. The Personal Guaranty is 3 pages. Only pages 1+2 are provided. Missing the full Personal Guaranty with all pages signed by all 4 borrowers.



Please find attached complete document for your reference. Thank you - xxxxxx

Personal Guaranty for all four borrowers was provided.  Condition resolved. - xxxxxx

The Personal Loan Guaranty is not missing. - xxxxxx

Please find attached complete document for your reference. Thank you - xxxxxx

xxxxxx 20:04 Resolved 4 1 4 1
4000116263 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:12 Cleared 1 1 4 1
4000116263 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:12 Cleared 1 1 4 1
4000116269 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:15 Cleared 1 1 1 1
4000116269 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:16 Cleared 1 1 1 1
4000116269 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:16 Cleared 1 1 1 1
4000116284 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:47 Cleared 1 1 1 1
4000116284 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:47 Cleared 1 1 1 1
4000116284 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:46 Cleared 1 1 1 1
4000116286 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file.

4506 - xxxxxx

 4506 - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506 provided.  Condition resolved. - xxxxxx

4506 - xxxxxx

Condition upheld.  4506 provided does not state the years requested.  - xxxxxx

4506 - xxxxxx

xxxxxx 14:02 Resolved 3 1 3 1
4000116286 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:55 Cleared 1 1 3 1
4000116286 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:55 Cleared 1 1 3 1
4000116289 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:56 Cleared 1 1 3 1
4000116289 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 00:57 Cleared 1 1 3 1
4000116289 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Please provide the full final settlement statement for xxxxxx

See attached  - xxxxxx

Final Settlement Statement provided. - xxxxxx

See attached  - xxxxxx

xxxxxx 19:05 Resolved 3 1 3 1
4000116293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:31 Cleared 1 1 1 1
4000116293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:31 Cleared 1 1 1 1
4000116293 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:32 Cleared 1 1 1 1
4000116296 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:26 Cleared 1 1 4 2
4000116296 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: Doc Tax Stamps/Transfer Taxes – City/County, Appraisal Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)). Appraisal fee increased from $xxxxxx to $xxxxxx and transfer taxes increased from $xxxxxx to $xxxxxx.  A CIC was not provided for either increase.

Tolerance Cure - xxxxxx

Received curative package: PCCD, LOE, copy  of refund check and proof of mailing - xxxxxx

Tolerance Cure - xxxxxx

xxxxxx 17:40 Cured 3 2 4 2
4000116296 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Compliance Insufficient Change of Circumstance (50001252) The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Doc Tax Stamps/Transfer Taxes – City/County, Appraisal Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)). Appraisal fee increased from $xxxxxx to $xxxxxx and transfer taxes increased from $xxxxxx to $xxxxxx.  A CIC was not provided for either increase.



Resolved - xxxxxx

xxxxxx 17:40 Resolved 3 1 4 2
4000116296 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Credit Other Credit Finding The appraisal provided is in black and white. Please provide the appraisal with the photos in color. 

appraisal - xxxxxx

Color Appraisal provided. - xxxxxx

appraisal - xxxxxx

xxxxxx 16:29 Resolved 4 1 4 2
4000116296 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The total payment for the first mortgage for the primary residence (xxxxxx) that was used in the approval was $xxxxxx consisting of the first mortgage of $xxxxxx and a second of $xxxxxx. The mortgage statement for the first is in the loan file, but the mortgage statement for the second is missing. Please provide the mortgage statement for the primary residence.

HELOC Statement - xxxxxx

HELOC statement provided.  Condition resolved. - xxxxxx

HELOC Statement - xxxxxx

xxxxxx 16:30 Resolved 3 1 4 2
4000116298 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:55 Cleared 1 1 3 1
4000116298 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:55 Cleared 1 1 3 1
4000116298 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The HOA information is missing forxxxxxx and xxxxxx. 

The Realtor.com online print out does not indicate an HOA dues for the property and DOT for the property does not indicate subject is a PUD. - xxxxxx

HOA for REO was provided.  Condition resolved. - xxxxxx

The Realtor.com online print out does not indicate an HOA dues for the property and DOT for the property does not indicate subject is a PUD. - xxxxxx

xxxxxx 14:30 Resolved 3 1 3 1
4000116301 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The subject transaction is closing in TRUST, accordingly following FNMA, all properties which are in said TRUST are liabilities that are to be included in the ratios. REO:xxxxxx identified on the fraud report is not disclosed on the loan application and it is to be included in the total ratios. The loan file is missing this property being disclosed on the loan application and all of it's components. 

The property in question flagged in Dataverify is owned by B1’s parents named  xxxxxx vested in their own Trust called the xxxxxx . This is a different Trust with a different name and different trustees. This property is not in the xxxxxx which our transaction vested in.

 - xxxxxx
Explanation provided.  Cited property is not Borrower's. - xxxxxx
The property in question flagged in Dataverify is owned by B1’s parents named xxxxxx vested in their own Trust called thexxxxxx. This is a different Trust with a different name and different trustees. This property is not in the xxxxxx which our transaction vested in.

 - xxxxxx
xxxxxx 14:48 Resolved 3 1 3 1
4000116301 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 13:35 Cleared 1 1 3 1
4000116301 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Credit Missing Closing/Final Verbal VOE Missing the VOE within 10 days of closing for both B1 & B2.

See attached  - xxxxxx

VVOE's for both Borrowers were provided.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 15:05 Resolved 3 1 3 1
4000116301 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 13:35 Cleared 1 1 3 1
4000116301 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Property Appraisal - Miscellaneous The subject appraisal reflected issues. Lender to provide a Property Data Inspection (PDI) or other appropriate documentation confirming the property's correct flood zone designation. Additionally, please confirm whether the appraiser will revise the appraisal report to align with the flood certification if applicable.  The Flood Certificate indicates the property is located in Flood Zone X, and the Appraisal Report reflects the property as being located in Flood Zone A.



See attached  - xxxxxx

Appraisal update provided.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 15:10 Resolved 3 1 3 1
4000116302 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:13 Cleared 1 1 1 1
4000116302 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:13 Cleared 1 1 1 1
4000116302 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:13 Cleared 1 1 1 1
4000116327 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:56 Cleared 1 1 1 1
4000116327 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:57 Cleared 1 1 1 1
4000116327 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:57 Cleared 1 1 1 1
4000116333 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. A third party fraud report could not be found in the loan documents.



See attached  - xxxxxx

Fraud Report provided.   - xxxxxx

Third party fraud report is provided - xxxxxx

See attached  - xxxxxx

xxxxxx 15:18 Resolved 3 1 3 1
4000116333 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:15 Cleared 1 1 3 1
4000116333 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:16 Cleared 1 1 3 1
4000116339 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:24 Cleared 1 1 1 1
4000116339 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:25 Cleared 1 1 1 1
4000116339 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 19:24 Cleared 1 1 1 1
4000116357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:22 Cleared 1 1 3 1
4000116357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Approval - Lender Income Calculation Missing The loan file did not contain the lender income calculation worksheet as required. Please provide the income calculator used in the approval. The borrower is self employed with 3 business and rental loss was also included in the approval. Auditor is unable to determine how the income was calculated. 



Income WS - xxxxxx

Lender income worksheet provided.  Condition resolved. - xxxxxx

Income WS - xxxxxx

xxxxxx 23:11 Resolved 3 1 3 1
4000116357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Corporation/LLC: Operating Agreement Doc is Missing The loan file does not contain the Corporation/LLC: Operating Agreement. Business funds from xxxxxx was used in the approval. Although there is a letter from the bank showing that the borrower is the only signor, the operating agreement or other documentation showing the percentage of ownership is missing from the loan file. 

oa - xxxxxx

Operating Agreement showing borrower is 100% vested was provided.  Condition resolved. - xxxxxx

oa - xxxxxx

xxxxxx 19:42 Resolved 3 1 3 1
4000116357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance Missing Doc - Escrow Waiver Missing Escrow Waiver is missing. Please provide the escrow waiver



escrow waiver - xxxxxx

Page 4 of CD - xxxxxx

escrow waiver - xxxxxx

xxxxxx 16:26 Resolved 3 1 3 1
4000116357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Missing 3rd party valuation (CDA).  AVM is not acceptable per Guidelines.

CDA - xxxxxx

 AVM - xxxxxx

CDA supporting value was provided.  Condition resolved. - xxxxxx

CDA - xxxxxx

Condition upheld.  The loan file did not contain the required 3rd party valuation product. Missing 3rd party valuation (CDA). AVM is not acceptable per Guidelines. - xxxxxx

AVM - xxxxxx

xxxxxx 19:45 Resolved 3 1 3 1
4000116367 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.3 which meets the lender's guideline requirement.  





The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.3 which meets the lender's guideline requirement. - xxxxxx

xxxxxx 15:52 Cleared 1 1 3 1
4000116367 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. Please provide the fraud report.



fraud - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

fraud - xxxxxx

xxxxxx 19:04 Resolved 3 1 3 1
4000116367 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 15:53 Cleared 1 1 3 1
4000116367 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit FHA Loan - Inspection/Missing The final inspection was missing from the file or on the incorrect form. Missing evidence of a smoke detector inspection and evidence of C.O. detector installed as required per xxxxxx Tax Office on rentals as per the New Jersey Tax & Assessment Search provided in the loan file.  The loan file contains the appraisal for the subject property effective date xxxxxx; however, the appraiser did not verify the subject property contains a C.O. detector nor does the loan file contain a smoke detector inspection. 

smoke cert - xxxxxx

Inspection Cert from the Township was provided.  Condition resolved. - xxxxxx

smoke cert - xxxxxx

xxxxxx 19:03 Resolved 3 1 3 1
4000116370 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Asset 1 Less Than 2 Months Verified Asset has less than 2 months verified in file. Lender only requires 1 months of Asset Verification





xxxxxx 20:24 Resolved 3 1 3 1
4000116370 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X.
 - xxxxxx

xxxxxx 20:22 Cleared 1 1 3 1
4000116370 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 20:23 Cleared 1 1 3 1
4000116370 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines.
 - xxxxxx

xxxxxx 20:26 Cleared 1 1 3 1
4000116377 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:14 Cleared 1 1 4 1
4000116377 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing

The credit report is dated xxxxxx or 101 days old which is more than the allowable of 90 days; therefore, a gap report is required.  - xxxxxx
 
See credit refresh dated xxxxxx  (attached).  - xxxxxx
 See attached credit refresh and 1008.  - xxxxxx
GAP/UDM Report provided.  Condition resolved. - xxxxxx
Borrower 1 Gap Credit Report is not missing. - xxxxxx
See credit refresh dated xxxxxx (attached).  - xxxxxx
Condition upheld.  Provide GAP/UDM report.  Report provided is not complete. - xxxxxx
See attached credit refresh and 1008.  - xxxxxx
xxxxxx 20:21 Resolved 4 1 4 1
4000116377 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:13 Cleared 1 1 4 1
4000116381 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:28 Cleared 1 1 3 1
4000116381 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit Final Settlement Statement Missing. The final Settlement Statement document is missing. Per the final 1003 the property located atxxxxxx is pending sale. Please provide the final closing disclosure showing Roundpoint being paid in full.

We hit borrowers with full PITI for this property because it's not sold yet and they did not need any funds from this property. - xxxxxx

Lender hit borrower with full payment from this property, condition resolved.  - xxxxxx

We hit borrowers with full PITI for this property because it's not sold yet and they did not need any funds from this property. - xxxxxx

xxxxxx 19:36 Resolved 3 1 3 1
4000116381 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:28 Cleared 1 1 3 1
4000116395 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:17 Cleared 1 1 1 1
4000116395 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:16 Cleared 1 1 1 1
4000116395 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 17:16 Cleared 1 1 1 1
4000116401 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:03 Cleared 1 1 1 1
4000116401 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:03 Cleared 1 1 1 1
4000116401 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:04 Cleared 1 1 1 1
4000116402 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Credit Documentation - Lien Documentation The loan file did not contain sufficient documentation to verify the (senior/subordinate) lien as required. Missing satisfactory of Judgement/Lien in the amount of $xxxxxx reflected on title. 

Final title policy with only the xxxxxx lien present - xxxxxx
Final Title provided.   No other liens.  Condition resolved. - xxxxxx
Final title policy with only the xxxxxx lien present - xxxxxx
xxxxxx 19:43 Resolved 3 1 3 1
4000116402 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:47 Cleared 1 1 3 1
4000116402 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:48 Cleared 1 1 3 1
4000116409 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:08 Cleared 1 1 1 1
4000116409 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:09 Cleared 1 1 1 1
4000116409 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:09 Cleared 1 1 1 1
4000116416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. The loan file is missing the VVOE. 



VOE - The Work Number - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

VOE - The Work Number - xxxxxx

Work Number provided.  Condition resolved. xxxxxx 18:01 Resolved 3 1 4 2
4000116416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Property Appraisal - Miscellaneous The subject appraisal reflected issues. xxxxxx is requesting a Post Close Investor Exception to allow xxxxxx to deliver a loan 93 days old + with Unremitted Space + with a 7/6 SOFR ARM with a Margin of 2.750. xxxxxx closed a loan and the subject property has an Unremitted Space in the detached garage. The original investor (xxxxxx) that we delivered our loan to & deemed the property ineligible due to the Unpermitted Space. Appraisal supports all of the Following: -a cost to cure to return the space to its original use - unpermitted space is NOT included in GLA.
The loan file did not contain axxxxxxte pay history with final credit report to reflect no delinquent payments and refreshed FICP pull to ensure no score drift (drift may require a reprice) as per the exception approval.  Unable to clear until Other Credit Finding has been satisfied.  (Exception on page 433)


Pay history and UDN - xxxxxx

Signed xxxxxx Exception provided for:  Exceptions approved in Expanded Prime+ as follows: 1) no exception for unpermitted area provided FNMA followed, 2) 90+ day-old loan - must provide up to date pay history with final credit file, no delinquent payments and refreshed FICP pull to ensure no score drift (drift may require a reprice) 3) 7-6
ARM SOFR with 2.75 margin. No additional exceptions and loan subject to final review.  - xxxxxx

Pending Credit Refresh as required. - xxxxxx

Pay history and UDN - xxxxxx

Comp factors:
LTV 60%, Credit score >775, DTI <45%, Reserves >290 months
xxxxxx 18:31 Waived 3 2 4 2
4000116416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:18 Cleared 1 1 4 2
4000116416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide xxxxxx lock confirmation with xxxxxx, missing from the loan file Unable to resolve until additional conditions are resolved (Other Credit Finding).  Lock may be subject to needing change.


Lock Confirmation - xxxxxx

Investor Rate lock provided - xxxxxx

Pending Credit Refresh as required. - xxxxxx

Lock Confirmation - xxxxxx

xxxxxx 18:27 Resolved 3 1 4 2
4000116416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Credit Other Credit Finding Please Note:  In order for xxxxxx Exception to be approved the following needs to be provided:  Provide all.

1. no exception for unpermitted area provided FNMA followed. Provide evidence of such.
2. 90+ day-old loan - must provide up to date pay history with final credit file, no delinquent payments. Per Pay History provided, 1st payment due onxxxxxx, payment effective onxxxxxx. Was Borrower late paying? Provide explanation.
3. refreshed FICP pull to ensure no score drift (drift may require a reprice)

UW's Response - xxxxxx

New Credit Report provided per Exception and no drop in Credit Score.   - xxxxxx

Pending Credit Refresh as required. - xxxxxx

UW's Response - xxxxxx

xxxxxx 18:26 Resolved 4 1 4 2
4000116416 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Credit Credit Documentation - FICO Refresh Updated FICO score below minimum requirement. Per Exception, please provide a credit refresh.  (refreshed FICP pull to ensure no score drift (drift may require a reprice)

New Credit Report - xxxxxx

New Credit Report provided.  Condition resolved. - xxxxxx

New Credit Report - xxxxxx

xxxxxx 18:21 Resolved 3 1 4 2
4000116431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Missing lock confirmation from xxxxxx and xxxxxx.

Lock confirmation uploaded - xxxxxx

Investor lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Lock confirmation uploaded - xxxxxx

xxxxxx 13:56 Resolved 3 1 3 1
4000116431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. The loan file is missing the Fraud Report. 



Fraud report uploaded - xxxxxx
Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

Fraud report uploaded - xxxxxx

xxxxxx 14:02 Resolved 3 1 3 1
4000116431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:20 Cleared 1 1 3 1
4000116431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

CDA value $xxxxxx.  Appraisal value is $xxxxxx - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value is $xxxxxx - xxxxxx
xxxxxx 14:05 Resolved 3 1 3 1
4000116435 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:40 Cleared 1 1 3 1
4000116435 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx Rate Lock Agreement



Investor Lock provided. - xxxxxx

 see attached lock - xxxxxx

Investor Lock provided. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

see attached lock - xxxxxx

xxxxxx 20:30 Resolved 3 1 3 1
4000116435 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:40 Cleared 1 1 3 1
4000116452 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). The title did not contain any title insurance coverage. 



TITLE - xxxxxx

Final Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
TITLE - xxxxxx
xxxxxx 18:34 Resolved 3 1 3 1
4000116452 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:36 Cleared 1 1 3 1
4000116452 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 14:35 Cleared 1 1 3 1
4000116472 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:12 Cleared 1 1 1 1
4000116472 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:13 Cleared 1 1 1 1
4000116472 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:12 Cleared 1 1 1 1
4000116479 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines - xxxxxx

xxxxxx 00:02 Cleared 1 1 1 1
4000116479 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:02 Cleared 1 1 1 1
4000116479 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:03 Cleared 1 1 1 1
4000116485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:29 Cleared 1 1 3 1
4000116485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The loan file contains a CU and LCA dated xxxxxx that are outdated. The lender xxxxxxtained the required Appraisal Update effective xxxxxx verifying the value of $xxxxxx; however, the loan file does not contain an updated third-party review.

updated SSR with CU score of 1 - xxxxxx

 memo - xxxxxx

 ssr - xxxxxx

CU Score is 1.8.  Condition resolved. - xxxxxx

updated SSR with CU score of 1 - xxxxxx

Condition upheld. Both the CU and LCA provided and the ones in the file has no scores. Provide CDA. - xxxxxx

memo - xxxxxx

Condition upheld.  Both the CU and LCA provided and the ones in the file has no scores. Provide CDA. - xxxxxx

ssr - xxxxxx

xxxxxx 19:34 Resolved 3 1 3 1
4000116485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:30 Cleared 1 1 3 1
4000116485 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal is Expired Primary value appraisal is expired. Appraisal was completed in xxxxxx xxxxxx, loan closed in 2026, appraisal is expired.
memo - xxxxxx

Guidelines allow for Appraisal up to 120 days.  Recert of Value is also in file datedxxxxxx  Condition resolved. - xxxxxx

memo - xxxxxx

xxxxxx 18:43 Resolved 3 1 3 1
4000116502 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 which meets the lender's Agency guidelines with DU approval. 





The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 which meets the lender's Agency guidelines with DU approval. - xxxxxx

xxxxxx 00:20 Cleared 1 1 3 1
4000116502 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Borrower 1 CPA Letter Missing Borrower 1 CPA letter missing from the file. The loan file does not contain the CPA letter verifying the borrower is 50% owner of xxxxxx. as required per the guidelines. The borrower states 50% ownership of the business for 4 years on the loan application. The lender xxxxxxtained a VVOE verifying the borrower owns the business and the business is open and running dated xxxxxxowever, the CPA letter is missing. A signed letter from a CPA or Underwriter Cash Flow Analysis must also be xxxxxxtained verifying that the withdrawal of funds for the transaction will not have a negative impact on the business

CPA letter - xxxxxx

CPA Letter provided.  Condition resolved. - xxxxxx

Borrower 1 CPA letter provided - xxxxxx

CPA letter - xxxxxx

xxxxxx 20:17 Resolved 3 1 3 1
4000116502 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit HO6 Master Insurance Policy is Partial Project master insurance policy partially provided. Missing evidence of rent loss coverage as required by the lender's guidelines. 



rent loss coverage not needed - xxxxxx

DU.  Not required. - xxxxxx

HO-6 Master Insurance Policy is fully present - xxxxxx

rent loss coverage not needed - xxxxxx

xxxxxx 18:58 Resolved 3 1 3 1
4000116502 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:20 Cleared 1 1 3 1
4000116506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Property Property Issue - Neighborhood Location The subject appraisal verified a neigxxxxxxorhood location not allowed per guidelines. Per the appraisal, the subject property is located in a rural area. Per guidelines, rural properties are ineligible for the DSCR Program. 



please see attached  - xxxxxx

Updated Appraisal provided.  Condition resolved. - xxxxxx

Primary Value Valuation Neigxxxxxxorhood Location Allowed for Program - xxxxxx

please see attached  - xxxxxx

xxxxxx 19:53 Resolved 3 1 3 1
4000116506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Missing Lease Agreement Please provide a copy of the lease agreement for the Subject Property.  

see attached  - xxxxxx

 Please review the appraisal for the market rent used with the month to month rental.  - xxxxxx

Lease provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

Condition upheld.  Appraiser states subject is Month to Month, which falls into Short-term.  Provide the current lease agreement. - xxxxxx

Please review the appraisal for the market rent used with the month to month rental.  - xxxxxx

xxxxxx 15:25 Resolved 3 1 3 1
4000116506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Income - LOE Missing The loan file did not contain a letter of explanation as required. Please provide a Letter of Explanation (LOE) by the Borrower detailing relevant real estate experience, as required by guidelines. 



see attached  - xxxxxx

LOE provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 15:21 Resolved 3 1 3 1
4000116506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx Rate Lock Agreement



see attached  - xxxxxx

Investor lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

see attached  - xxxxxx

xxxxxx 17:54 Resolved 3 1 3 1
4000116506 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Compliance Missing Doc - Escrow Waiver Missing Escrow Waiver is missing. Please provide the escrow waiver.



see attached  - xxxxxx

Received escrow waiver - xxxxxx

see attached  - xxxxxx

xxxxxx 13:42 Resolved 3 1 3 1
4000116509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit Income and Employment Do Not Meet Guidelines Income and employment do not meet guidelines. A business narrative is required per guidelines. Please provide the Self Employed Business Narrative Form.



See attached  - xxxxxx

Narrative provided, condition resolved.  - xxxxxx

See attached  - xxxxxx

xxxxxx 17:28 Resolved 3 1 4 1
4000116509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Credit Asset 4 Missing Asset documentation is missing from the file. The loan was approved with funds from the xxxxxx account ending in xxxxxx with a balance of $xxxxxx. This statement is missing from the loan file.

See attached  - xxxxxx

Finding resolved, new finding launched for client visibility.  - xxxxxx

Condition upheld. Provide actual statement with Borrower's name and address. - xxxxxx

Condition upheld. Provide actual statement with Borrower's name and address. - xxxxxx

Condition upheld.  Provide actual statement with Borrower's name and address.  - xxxxxx

See attached  - xxxxxx

xxxxxx 17:57 Resolved 3 1 4 1
4000116509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:57 Cleared 1 1 4 1
4000116509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure.

Initial CD  - xxxxxx

Received initial CD - xxxxxx

Received initial CD - xxxxxx

Initial CD  - xxxxxx

xxxxxx 15:17 Resolved 4 1 4 1
4000116509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx rate lock agreement is missing from the loan file.
 



We always have our lock in the file. This is what we have always provided. - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

We always have our lock in the file. This is what we have always provided. - xxxxxx

xxxxxx 18:43 Resolved 3 1 4 1
4000116509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Credit Asset 1 Does Not Meet Guideline Requirements Asset does not meet G/L Requirements. The loan was approved with funds from the xxxxxx account ending in xxxxxx with a balance of xxxxxx. This statement is missing from the loan file, please provide the statement with borrower name to confirm. 
provided  - xxxxxx

Business Statement for xxxxxx was provided.  - xxxxxx
provided  - xxxxxx
xxxxxx 15:37 Resolved 3 1 4 1
4000116513 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:52 Cleared 1 1 1 1
4000116513 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:52 Cleared 1 1 1 1
4000116513 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:52 Cleared 1 1 1 1
4000116522 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:32 Cleared 1 1 1 1
4000116522 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:31 Cleared 1 1 1 1
4000116522 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:31 Cleared 1 1 1 1
4000116531 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). The title coverage per the title commitment dated xxxxxx is $xxxxxx which is less than the final loan amount of $xxxxxx. 

See attached  - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
See attached  - xxxxxx
xxxxxx 13:14 Resolved 3 1 3 1
4000116531 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:24 Cleared 1 1 3 1
4000116531 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score < 2.5 and a CDA with Low Risk and 0.00% CDA to Appraisal variance which meets the lender's guidelines. 





xxxxxx 17:24 Cleared 1 1 3 1
4000116536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. The subject has an unpermitted living addition. A formal exception is located in the loan file

 





75% LTV. Credit score is greater than 780. DTI is less than 40%. Residual income is greater than $xxxxxx

xxxxxx 15:33 Waived 2 2 3 2
4000116536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:21 Cleared 1 1 3 2
4000116536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx rate lock agreement is missing from the loan file.



Rate lock - xxxxxx

Investor Lock provided. - xxxxxx

Rate lock - xxxxxx

xxxxxx 15:47 Resolved 3 1 3 2
4000116537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:39 Cleared 1 1 1 1
4000116537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:39 Cleared 1 1 1 1
4000116537 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:38 Cleared 1 1 1 1
4000116539 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:56 Cleared 1 1 1 1
4000116539 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:56 Cleared 1 1 1 1
4000116544 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:52 Cleared 1 1 1 1
4000116544 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:53 Cleared 1 1 1 1
4000116544 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:53 Cleared 1 1 1 1
4000116548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 14:48 Cleared 1 1 1 1
4000116548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 14:48 Cleared 1 1 1 1
4000116548 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 14:48 Cleared 1 1 1 1
4000116555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase QM: Safe Harbor APOR (APOR SH) ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 



xxxxxx 20:17 Cleared 1 1 3 1
4000116555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase QM: Safe Harbor APOR (APOR SH) ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Missing mortgage statement or closing disclosure for new xxxxxx xxxxxx loan# xxxxxx secured by xxxxxx. and the insurance and lease statement for xxxxxx

CD, mortgage statement - xxxxxx

REO Docs were provided.  Condition resolved. - xxxxxx

CD, mortgage statement - xxxxxx

xxxxxx 16:50 Resolved 3 1 3 1
4000116555 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase QM: Safe Harbor APOR (APOR SH) ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:16 Cleared 1 1 3 1
4000116567 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:16 Cleared 1 1 1 1
4000116567 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 22:15 Cleared 1 1 1 1
4000116567 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 22:16 Cleared 1 1 1 1
4000116587 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Compliance The Final 1003 is Missing The final 1003 is missing. The Final 1003 based on Note Date of xxxxxxs not in file. 



Final 1003 attached - xxxxxx

Final 1003 provided.  Condition resolved. - xxxxxx

The final 1003 has been provided. - xxxxxx

Final 1003 attached - xxxxxx

xxxxxx 21:38 Resolved 3 1 3 1
4000116587 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. VVOEs were not provided for xxxxxx, xxxxxx, or xxxxxx.

 

xxxxxx license search was completed onxxxxxx with current status disclosed to be in existence with no adverse status disclosed.  For xxxxxx and xxxxxx a VOE isn't required as no income was used to qualify the borrower.  These two companies were included in the application for the most conservative income calculation for all businesses.  The monthly loss of $xxxxxx and $xxxxxx were included to reduce available income for qualifying.  Since no income was used to qualify a VOE would not be required. - xxxxxx
VVOE provided.  Condition resolved. - xxxxxx
Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx
xxxxxx license search was completed onxxxxxx with current status disclosed to be in existence with no adverse status disclosed.  For xxxxxx and xxxxxx a VOE isn't required as no income was used to qualify the borrower.  These two companies were included in the application for the most conservative income calculation for all businesses.  The monthly loss of $xxxxxx and $xxxxxx were included to reduce available income for qualifying.  Since no income was used to qualify a VOE would not be required. - xxxxxx
xxxxxx 13:32 Resolved 3 1 3 1
4000116587 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:14 Cleared 1 1 3 1
4000116593 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide a fully executed 4506-T for the borrower 



For 4506-T- is not required due to WVOE program, please review and clear condition. Thank you - xxxxxx

Not required on P&L program. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

For 4506-T- is not required due to WVOE program, please review and clear condition. Thank you - xxxxxx

xxxxxx 21:31 Void 3 4 1
4000116593 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 04:54 Cleared 1 1 4 1
4000116593 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:54 Cleared 1 1 4 1
4000116593 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Other Credit Finding The appraisal reflects that the subject property is owner-occupied, but the transaction is a refinance of an investment property.

UW response attached, please review and clarify. Thank you - xxxxxx

Explanation from seller has been provided stating:  The subject was O/O and closed concurrently with xxxxxx #xxxxxx which is the purchase of a new Primary.
 - xxxxxx
UW response attached, please review and clarify. Thank you - xxxxxx
xxxxxx 21:08 Resolved 4 1 4 1
4000116599 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:21 Cleared 1 1 1 1
4000116599 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:21 Cleared 1 1 1 1
4000116599 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:22 Cleared 1 1 1 1
4000116617 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Preliminary Title reflects coverage of $xxxxxx. Coverage amount should be $xxxxxx.

Attached - xxxxxx

Updated Title provided.  Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
Attached - xxxxxx
xxxxxx 14:08 Resolved 3 1 3 1
4000116617 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:52 Cleared 1 1 3 1
4000116617 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 21:53 Cleared 1 1 3 1
4000116622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:15 Cleared 1 1 2 2
4000116622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:16 Cleared 1 1 2 2
4000116622 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. The borrower is a first-time investor. The loan file includes an executed lease reflecting monthly rental income of $xxxxxx, which was used in the approval rather than the appraised market rent of $xxxxxx. Per guidelines, qualifying rental income must be based on the lesser of (A) the executed lease agreement or (B) the market rent supported by the appraisal. A formal exception addressing this variance is included in the loan file.



Credit score is greater than 730. DSCR is greater than 1.10. LTV of 75% xxxxxx 03:17 Waived 2 2 2 2
4000116632 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:46 Cleared 1 1 1 1
4000116632 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:46 Cleared 1 1 1 1
4000116632 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:46 Cleared 1 1 1 1
4000116635 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:03 Cleared 1 1 1 1
4000116635 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:04 Cleared 1 1 1 1
4000116635 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

Can you please verify if i need to provide documents?  - xxxxxx

Can you please verify if i need to provide documents?  - xxxxxx

xxxxxx 13:33 Cleared 1 1 1 1
4000116638 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Citizenship Documentation Not Provided Borrower 1 xxxxxxzenship Documentation is missing from the file. The borrower is a permanent resident alien. Evidence of the borrower's lawful permanent residency is missing from the loan file. 



greencard - xxxxxx

Perm Resident Card provided.  Condition resolved. - xxxxxx

greencard - xxxxxx

xxxxxx 22:33 Resolved 3 1 3 1
4000116638 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary. Please provide the 1008



1008 - xxxxxx

1008 provided.  Condition resolved. - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

1008 - xxxxxx

xxxxxx 22:35 Resolved 3 1 3 1
4000116638 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Missing Lease Agreement Please provide the lease agreement for the subject property

Not Using Rental Income to qualify - xxxxxx

No lease agreement.  Full subject PITIA is included in DTI. - xxxxxx

Not Using Rental Income to qualify - xxxxxx

xxxxxx 22:38 Void 3 3 1
4000116638 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx Bay Rate Lock agreement



xxxxxx Lock - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

xxxxxx Lock - xxxxxx

xxxxxx 22:36 Resolved 3 1 3 1
4000116641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:09 Cleared 1 1 1 1
4000116641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:09 Cleared 1 1 1 1
4000116641 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:09 Cleared 1 1 1 1
4000116667 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:27 Cleared 1 1 1 1
4000116667 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:27 Cleared 1 1 1 1
4000116667 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 00:26 Cleared 1 1 1 1
4000116678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. Lender to provide the fully executed 4506 T for the borrower 



1. 4506-T is not needed for this loan since it's WVOE program. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506-T is not needed for this loan since it's WVOE program. Condition resolved. - xxxxxx

1. 4506-T is not needed for this loan since it's WVOE program. - xxxxxx

xxxxxx 21:32 Resolved 3 1 4 1
4000116678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.
 



xxxxxx 01:31 Cleared 1 1 4 1
4000116678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Please provide a valid third party valuation product to support the appraised value.



2. 3rd party valuation is not needed since CU score is 1.00- see attached SSR for CU score. This form is also included in the appraisal folder. - xxxxxx

3rd party valuation provided. Condition resolved. - xxxxxx

2. 3rd party valuation is not needed since CU score is 1.00- see attached SSR for CU score. This form is also included in the appraisal folder. - xxxxxx

xxxxxx 14:32 Resolved 3 1 4 1
4000116678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Credit Gift Letter - No Evidence for Transfer of Funds No evidence of the transfer of gift funds from the donor to the borrower was located in the file. The gift of $xxxxxx was wired to closing, but the final CD doesn't reflect the gift. Without those funds the borrower is short on reserves and cash to close. Please provide the post close CD reflecting the transfer of the gift. 

4. Here is the CD reflecting $xxxxxx gift funds. - xxxxxx
Post close CD provided. Condition resolved. - xxxxxx
4. Here is the CD reflecting $xxxxxx gift funds. - xxxxxx
xxxxxx 14:38 Resolved 3 1 4 1
4000116678 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. File is missing secondary valuation.



appraisal - xxxxxx

Appraisal is Present or is Waived - xxxxxx

appraisal - xxxxxx

xxxxxx 14:35 Resolved 4 1 4 1
4000116726 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Lender to provide Evidence of Rate lock and the most recent xxxxxxF Lock confirmation between xxxxxxF and xxxxxx



lock - xxxxxx

Investor Rate Lock provided.  Condition resolved. - xxxxxx

lock - xxxxxx

xxxxxx 15:04 Resolved 3 1 3 1
4000116726 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:15 Cleared 1 1 3 1
4000116726 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:15 Cleared 1 1 3 1
4000116735 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:01 Cleared 1 1 3 1
4000116735 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 15:01 Cleared 1 1 3 1
4000116735 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file did not contain the mortgage statements, HOI, property Taxes or HOA information for the Primary xxxxxx, xxxxxx or xxxxxx. Please provide the missing information so the correct payment amounts can be verified. 

REO Docs - xxxxxx

REO docs were provided.  Condition resolved. - xxxxxx

REO Docs - xxxxxx

xxxxxx 20:36 Resolved 3 1 3 1
4000116741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:21 Cleared 1 1 3 1
4000116741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with a CDA Value: $xxxxxxand CDA Value to Appraisal Value of -5.6% which meets the lender's guidelines. 



The loan file contains a CDA with a CDA Value: $xxxxxx and CDA Value to Appraisal Value of -5.6% which meets the lender's guidelines. - xxxxxx
xxxxxx 00:21 Cleared 1 1 3 1
4000116741 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Liabilities - Payoff Missing The required debt payoffs were missing from the loan file. Missing mortgage payoff for the existing private mortgage with xxxxxx. paid at closing.
 

payoff - xxxxxx

CD in file shows the mortgage was PIF.  - xxxxxx

payoff - xxxxxx

xxxxxx 15:58 Resolved 3 1 3 1
4000116792 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:55 Cleared 1 1 1 1
4000116792 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1.0 and LCA with risk score of 2.0 which meets the lender's guideline requirement that one must have risk score of 2.5 or less. 





The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1.0 and LCA with risk score of 2.0 which meets the lender's guideline requirement that one must have risk score of 2.5 or less. - xxxxxx

xxxxxx 23:55 Cleared 1 1 1 1
4000116792 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:54 Cleared 1 1 1 1
4000116796 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. The subject property is in a condo. Per the guidelines, litigation is not allowed. The litigation is due to a specific units roof leak which is not our subject. The unit owner is suing the HOA for the roof leak. 





LTV <50, experienced investor with 3+ investment properties, 12 months reserves

Exception Approved - Comp Factors: 49% LTV, 12 months in reserves. Loan will be subject to final review with no additional exceptions. 
xxxxxx 19:53 Waived 2 2 2 2
4000116796 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:36 Cleared 1 1 2 2
4000116796 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:37 Cleared 1 1 2 2
4000116798 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:43 Cleared 1 1 1 1
4000116798 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:43 Cleared 1 1 1 1
4000116798 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:43 Cleared 1 1 1 1
4000116804 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:56 Cleared 1 1 1 1
4000116804 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:56 Cleared 1 1 1 1
4000116804 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:56 Cleared 1 1 1 1
4000116811 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance Effective Date is after the Disbursement Date Hazard insurance effective date is after the disbursement date. The loan disbursement date was xxxxxxer Final Closing Disclosure. However, the effective date of the xxxxxx-1 is xxxxxx.  

Lender Cert - xxxxxx

Lender Certification provided stating: no claims were filed between disbursement date ofxxxxxx and effective date ofxxxxxx.  Condition resolved. - xxxxxx

Lender Cert - xxxxxx

xxxxxx 12:25 Resolved 3 1 3 1
4000116811 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:16 Cleared 1 1 3 1
4000116811 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:16 Cleared 1 1 3 1
4000116813 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:17 Cleared 1 1 1 1
4000116813 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:18 Cleared 1 1 1 1
4000116813 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:18 Cleared 1 1 1 1
4000116815 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:06 Cleared 1 1 1 1
4000116815 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:07 Cleared 1 1 1 1
4000116815 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:05 Cleared 1 1 1 1
4000116817 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:18 Cleared 1 1 1 1
4000116817 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:19 Cleared 1 1 1 1
4000116817 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:18 Cleared 1 1 1 1
4000116842 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines.
 - xxxxxx

xxxxxx 13:16 Cleared 1 1 1 1
4000116842 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X.
 - xxxxxx

xxxxxx 13:16 Cleared 1 1 1 1
4000116842 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 13:17 Cleared 1 1 1 1
4000116853 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:29 Cleared 1 1 3 1
4000116853 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 17:29 Cleared 1 1 3 1
4000116853 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Asset Qualification Does Not Meet Guideline Requirements Asset Qualification does not meet guideline requirements. A total of $xxxxxx in gift funds were used in the approval, resulting in no contribution from the borrower. The approved LTV is 75%. Per guidelines, Gift funds are acceptable for loans with an LTV of greater than or equal to 75%; however, the underlying Borrower(s) must contribute at least 5% of the transaction (lower of Purchase Price or appraised Value) from their own funds. The borrower has not met this requirement. Asset Qualification does not meet guideline Requirements


Statements for Sourcing - xxxxxx

 UW's response and Final Statement - xxxxxx

Evidence of wire transfer provided.  Condition resolved - xxxxxx
Statements for Sourcing - xxxxxx
Condition upheld.  Provide the entire and complete, xxxxxx,xxxxxx #xxxxxx to show the wire for $xxxxxx, as these funds are not sourced in the file. - xxxxxx
UW's response and Final Statement - xxxxxx
xxxxxx 03:30 Resolved 3 1 3 1
4000116871 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:16 Cleared 1 1 1 1
4000116871 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 15:16 Cleared 1 1 1 1
4000116871 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:15 Cleared 1 1 1 1
4000116879 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:11 Cleared 1 1 1 1
4000116879 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:12 Cleared 1 1 1 1
4000116879 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:12 Cleared 1 1 1 1
4000116888 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:12 Cleared 1 1 3 1
4000116888 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:12 Cleared 1 1 3 1
4000116888 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.999' is less than the minimum required DSCR of'1'. Per the Rate lock the DSCR score is 1; however, the audited PITIA reflects the DSCR score of .999. 



Updated Rate Lock showing Updated DSCR Ratio and pricing - xxxxxx

Loan was re-locked to DSCR 0.75-0.99.  Condition resolved. - xxxxxx

The Calculated DSCR is equal to or greater than the minimum required DSCR, or Not Applicable - xxxxxx

Updated Rate Lock showing Updated DSCR Ratio and pricing - xxxxxx

xxxxxx 18:52 Resolved 3 1 3 1
4000116892 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Loan Package - Trust Agreement Missing The loan file did not contain the Trust Agreement as required.

Trust Cert already in initial file delivered for purchase review - please waive. - xxxxxx

 Trust Agreement - xxxxxx

Executed Certification of Trust was provided.  Condition resolved. - xxxxxx

Trust Cert already in initial file delivered for purchase review - please waive. - xxxxxx

Condition upheld.  Provide the executed Certification of Trust.  - xxxxxx

Trust Agreement - xxxxxx

xxxxxx 17:56 Resolved 3 1 3 1
4000116892 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:36 Cleared 1 1 3 1
4000116892 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:36 Cleared 1 1 3 1
4000116907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the mortgage statement and tax cert for xxxxxx, HOI for xxxxxx and Taxes for xxxxxx

xxxxxx, xxxxxx, xxxxxxl - xxxxxx
REO docs provided.   - xxxxxx
xxxxxx, 1xxxxxxl, xxxxxx - xxxxxx
xxxxxx 15:42 Resolved 3 1 3 1
4000116907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:26 Cleared 1 1 3 1
4000116907 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



SCR / Business Purpose loans are exempt from Reg Z and Reg X - xxxxxx

xxxxxx 23:26 Cleared 1 1 3 1
4000116910 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:47 Cleared 1 1 1 1
4000116910 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Field Review Supports Value within 10% A Retro-Field Review was performed. The original appraised value is supported with a variance within 10%.



A Retro-Field Review was performed. The original appraised value is supported with a variance within 10%. - xxxxxx

xxxxxx 20:47 Cleared 1 1 1 1
4000116910 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:46 Cleared 1 1 1 1
4000116911 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:56 Cleared 1 1 4 1
4000116911 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance Missing Service Provider List The loan file does not contain the Service Provider List. Service Provider List was not completed.



see attached  - xxxxxx

Received the SPL - xxxxxx

see attached  - xxxxxx

xxxxxx 17:04 Resolved 4 1 4 1
4000116911 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance Missing Attorney Preference Letter Right To Choose Attorney or Attorney Preference not in file. NY What Mortgage Applicants Need to Know disclosure and NY Notice of Right to Select Attorney were not provided.



see attached  - xxxxxx

Right To Choose Attorney or Attorney Preference Resolved or Not Applicable - xxxxxx

Received attorney preference letter - xxxxxx

see attached  - xxxxxx

xxxxxx 17:08 Resolved 3 1 4 1
4000116911 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:56 Cleared 1 1 4 1
4000116913 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance - Other Insurance Missing The policy verifying other property insurance is missing from the loan file. Hazard insurance in file does not include 6 months' rent loss coverage for 1-4 units per guidelines. 



See Attached  - xxxxxx
 The policy shows landlord coverage and per the attached per Allstate Landlords package it is up to 12months of coverage.  - xxxxxx
 The property xxxxxx is primary residence and doesn't need to have rent loss. Please revisit  - xxxxxx
 subject property includes rent loss per email with policy other property the HOI is impounded and is their primary residence. - xxxxxx
Insurance information provided, insurance meets the requirements, condition resolved.  - xxxxxx
See Attached  - xxxxxx
Condition upheld. Loss of use coverage is not part of the landlords coverage. Loss of use coverage is for business purposes to cover the property rent payments in case of loss of use. It will have a specific amount (usually 10% of dwelling) listed on the policy as "loss of use". Provide loss of use coverage page. - xxxxxx
The policy shows landlord coverage and per the attached per xxxxxx Landlords package it is up to 12months of coverage.  - xxxxxx
Condition upheld. Provide evidence of rent loss coverage for the subject property. - xxxxxx
The propertyxxxxxx is primary residence and doesn't need to have rent loss. Please revisit  - xxxxxx
Condition upheld.  Provide the amount of the Rent Loss coverage.  - xxxxxx
subject property includes rent loss per email with policy other property the HOI is impounded and is their primary residence. - xxxxxx
xxxxxx 19:27 Resolved 3 1 3 1
4000116913 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:23 Cleared 1 1 3 1
4000116913 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:22 Cleared 1 1 3 1
4000116919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Flood Insurance Policy Missing Missing flood insurance policy. The subject is in a Flood Zone; however, there isnt a Flood Policy in the loan file. 



Please find the attached documentation for IFC's reasoning for not requiring flood insurance on the subject loan. - xxxxxx

Subject property is 2.58 acres.  Elevation Cert and Survey were provided.  The house sits in Flood Zone X500, the remaining land in Zone AE.  Condition resolved. - xxxxxx

Please find the attached documentation for IFC's reasoning for not requiring flood insurance on the subject loan. - xxxxxx

xxxxxx 20:05 Resolved 3 1 3 1
4000116919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:36 Cleared 1 1 3 1
4000116919 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:37 Cleared 1 1 3 1
4000116928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:20 Cleared 1 1 1 1
4000116928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:21 Cleared 1 1 1 1
4000116928 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:20 Cleared 1 1 1 1
4000116971 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:45 Cleared 1 1 1 1
4000116971 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:46 Cleared 1 1 1 1
4000116971 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:46 Cleared 1 1 1 1
4000116976 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:00 Cleared 1 1 1 1
4000116976 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:01 Cleared 1 1 1 1
4000116976 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:01 Cleared 1 1 1 1
4000116981 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Subject property Short Term Rental Income does not meet qualification Short term rental income is not properly documented and/or does not meet guidelines. Exception in file, but no information on exception. Per guidelines-STR income may be documented using a supplemental appraisal form completed by the licensed appraiser who performed the original appraisal. This form must accompany and be a part of the original appraisal. DSCR loan Its being rented by borrower as an Airbnb. We have short term rent done on the comp schedule No 12-month history as property was under renovations.



exception was granted  - xxxxxx

Exception approved for DSCR Refinance w/STR w/o a 12 month history of receipt with -.125 LPA and with noted comp factors = 52% LTV, 747 FICO, 1.40 DSCR ratio and 100+ months reserves. No other exceptions allowed and subject to final review. Seller to utilize the lower of the STR market rents on the 1007 or the actual STR income history annualized, since < 12 months, as supported by documentation from Airbnb. - xxxxxx

exception was granted  - xxxxxx

comp factors = 52% LTV, 747 FICO, 1.40 DSCR ratio and 100+ months reserves. xxxxxx 19:08 Waived 3 2 3 2
4000116981 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:58 Cleared 1 1 3 2
4000116981 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:58 Cleared 1 1 3 2
4000117035 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Eligibility - Investor Experience Per guidelines, First Time Investors MAY NOT be a First Time Homebuyer. Validation that the borrower has owned or previously owned real estate was not found in the loan documents. The borrower(s) investor experience does not meet guideline requirements. . The borrower(s) investor experience does not meet guideline requirements.





See uploaded exception approval - xxxxxx

 Investor experience affidavit in file.  - xxxxxx

Investor Conditioned Exception provided for:  DSCR+ FTxxxxxx and DSCR <1.0 (>.95).  - xxxxxx

The borrower(s) investor experience does not meet guideline requirements. - xxxxxx

The borrower(s) investor experience does not meet guideline requirements. Duplicate - xxxxxx

See uploaded exception approval - xxxxxx

Condition upheld.  Borrower to provide evidence of Investment Experience. - xxxxxx

Investor experience affidavit in file.  - xxxxxx

Credit score of 755, Reserves of 8.75 months, and clean Rental History.  xxxxxx 17:34 Waived 3 2 3 2
4000117035 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 00:29 Cleared 1 1 3 2
4000117035 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

CDA value $xxxxxx.  Appraisal value $xxxxxx. - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx. - xxxxxx
xxxxxx 19:14 Resolved 3 1 3 2
4000117036 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 15:31 Cleared 1 1 1 1
4000117036 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:32 Cleared 1 1 1 1
4000117036 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:32 Cleared 1 1 1 1
4000117056 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 2 W2/1099 Less Than 24 Months Provided Per the AUS, 2 years of W2's are required. Please provide the 2024 W2's for the cxxxxxxorrower. Borrower 2 W2/1099 less than 24 months provided.



See attached. - xxxxxx

3 year WVOE for B2 was provided.  Condition resolved. - xxxxxx

Borrower 2 W2/1099 less than 24 months provided. - xxxxxx

Borrower 2 W2/1099 less than 24 months provided. WVOE was provided.  Condition resolved. - xxxxxx

See attached. - xxxxxx

xxxxxx 20:37 Resolved 3 1 3 1
4000117056 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 5 xx/xx/xxxx Credit Title Coverage is Less than Subject Lien(s) Total Title coverage is less than total amount of subject lien(s). Lender to provide the final title policy with the updated loan amount of $xxxxxx

See attached. - xxxxxx

Updated Title provided. Condition resolved. - xxxxxx
Title coverage amount of $xxxxxx is equal to or greater than total amount of subject lien(s) $xxxxxx+0+0 - xxxxxx
See attached. - xxxxxx
xxxxxx 16:57 Resolved 3 1 3 1
4000117056 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 5 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary. Lender to provide the final fully executed 1008 for the loan transaction.



See attached. - xxxxxx

1008 provided.  Condition resolved. - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

See attached. - xxxxxx

xxxxxx 17:04 Resolved 3 1 3 1
4000117056 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:32 Cleared 1 1 3 1
4000117056 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 5 xx/xx/xxxx Compliance Missing Attorney Preference Letter Right To Choose Attorney or Attorney Preference not in file. NJ Right to Select Attorney disclosure is missing from the file



See attached. - xxxxxx

Right To Choose Attorney or Attorney Preference Resolved or Not Applicable - xxxxxx

Received disclosure - xxxxxx

See attached. - xxxxxx

xxxxxx 13:16 Resolved 3 1 3 1
4000117057 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:58 Cleared 1 1 1 1
4000117057 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:58 Cleared 1 1 1 1
4000117057 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:58 Cleared 1 1 1 1
4000117065 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:01 Cleared 1 1 3 2
4000117065 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

Please clarify what's needed for this condition  - xxxxxx

Condition set in error. - xxxxxx

Please clarify what's needed for this condition  - xxxxxx

xxxxxx 16:37 Void 1 3 2
4000117065 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:59 Cleared 1 1 3 2
4000117065 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). Missing Condo Questionnaire



Condo docs-Budget, questionnaire and xxxxxx condo exception - xxxxxx

Condo Docs provided.  Condition resolved. - xxxxxx

Condo docs-Budget, questionnaire and xxxxxx condo exception - xxxxxx

xxxxxx 16:21 Resolved 3 1 3 2
4000117065 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Credit Trust/POA Does Not Meet Guideline Requirements Trust/POA does not meet guideline requirements. Missing POA for Daniel Pope, non-Title holder.



Executed power of attorney for Both XXXXX XXXXX  - xxxxxx

POA for both Borrower's were provided.  Condition resolved. - xxxxxx

Executed power of attorney for Both XXXXX XXXXX  - xxxxxx

xxxxxx 16:36 Resolved 3 1 3 2
4000117065 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Property Condo - Warrantability Condominium project is not warrantable, or documentation not provided to determine warrantability



Exception provided for: Condo pro1ect is non-warrantable due to investor concentration of 71%, and Property 1s 3 7S sq ft.  Exceptions approved in DSCR+ for NW condo and subject size. No additional exceptions and loan subject to final review.  - xxxxxx
Comp factors: LTV <55%, Credit score 720, Reserves >500 months.  xxxxxx 16:42 Waived 3 2 3 2
4000117087 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:28 Cleared 1 1 1 1
4000117087 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:29 Cleared 1 1 1 1
4000117087 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:29 Cleared 1 1 1 1
4000117092 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:40 Cleared 1 1 1 1
4000117092 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:40 Cleared 1 1 1 1
4000117092 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:41 Cleared 1 1 1 1
4000117115 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Field Review Supports Value within 10% A Retro-Field Review was performed. The original appraised value is supported with a variance within 10%.



The original appraised value is supported with a variance within 10%. - xxxxxx

xxxxxx 14:39 Cleared 1 1 1 1
4000117115 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:40 Cleared 1 1 1 1
4000117115 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:40 Cleared 1 1 1 1
4000117131 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Property Issue - Ineligible Property The subject is an ineligible property and not allowed per guidelines. The subject property has a 5-acre active vineyard on the property that could pose as income producing and/or hxxxxxxby farm. The borrower provided a letter of explanation stating the vineyard is for personal use.  The lender's rate lock verifies an exception was granted; however, the formal exception stating the compensating factors is missing from the file. 



See attached  - xxxxxx

Exception Provided:  Exception conditionally approved for small vineyard (no more than 5 acres) on subject property. No commercial usage and requires borrower LOE confirming they intend for personal use only. No additional exceptions and loan subject to final review.   LOE from Borrower is located in the loan file. - xxxxxx

See attached  - xxxxxx

Comp factors: Credit score >700, DTI <30%Reserves >600 months, Residual >$100k xxxxxx 18:29 Waived 3 1 3 1
4000117131 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 00:01 Cleared 1 1 3 1
4000117131 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Delinquent Credit History Does Not Meet Guideline Requirements Delinquent Credit History does not meet guideline requirements. Per guidelines, the borrower could not have been 60 days late on the mortgage in the last 24 months. The borrower was 60 days late In Octxxxxxxer 2025. 





Credit history meets guidelines, condition resolved. - xxxxxx

xxxxxx 17:11 Resolved 3 1 3 1
4000117139 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:35 Cleared 1 1 1 1
4000117139 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:46 Cleared 1 1 1 1
4000117139 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:46 Cleared 1 1 1 1
4000117168 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk scores > 2.5 which meets the lender's requirements. 





xxxxxx 15:32 Cleared 1 1 1 1
4000117168 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:33 Cleared 1 1 1 1
4000117168 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:33 Cleared 1 1 1 1
4000117171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:30 Cleared 1 1 3 1
4000117171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:30 Cleared 1 1 3 1
4000117171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: CDA Fee, Appraisal Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)). there is no valid coc to go with the addition of the CDA fee or the additional appraisal fee



COC LE and COC CD - xxxxxx

Received CIC for the additional Fees - xxxxxx

Resolved - xxxxxx

COC LE and COC CD - xxxxxx

xxxxxx 15:03 Resolved 3 1 3 1
4000117171 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the Synergy One/xxxxxx Bay rate lock agreement.



Lock - xxxxxx

Investor Rate Lock provided.  Condition resolved. - xxxxxx

Lock - xxxxxx

xxxxxx 13:42 Resolved 3 1 3 1
4000117172 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:55 Cleared 1 1 3 2
4000117172 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 15:55 Cleared 1 1 3 2
4000117172 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Per guidelines, a 12 month housing history is required. There is a verification of mortgage in file, but appears to be from a private party. Per guidelines, Private Party VORs / VOMs may be considered on a xxxxxxse basis and will require an investor exception approval. A formal exception is located in the loan file. However, the formal exception does not contain the minimum of 2 compensating factors as required by the rating agencies.



Refer to xxxxxx comments under approved exception for 2 comp factors - xxxxxx

Exception approved in Expanded Prime+ for private party VOR. No additional exceptions and loan subject to final review.  - xxxxxx

Refer to xxxxxx comments under approved exception for 2 comp factors - xxxxxx

Comp factors: Credit score >760, Residual >$2,500 xxxxxx 20:42 Waived 3 2 3 2
4000117179 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Per the loan application & AUS the primary residence has a mortgage with the same lender -xxxxxx - xxxxxx - provide the CD supporting it's refinance to xxxxxx. If the payment is not escrowed the property taxes and amended hazard policy will be required to complete this liability in the ratios. At present the property tax bill is not provided and required.
 

Please find attached CD for your reference. Thank you ! - xxxxxx

Final CD provided for the REO was provided.  Condition resolved. - xxxxxx

Please find attached CD for your reference. Thank you ! - xxxxxx

xxxxxx 18:30 Resolved 3 1 3 1
4000117179 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:51 Cleared 1 1 3 1
4000117179 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide AVM missing from the loan file.



Please find attached AVM for your reference.  - xxxxxx

AVM supporting value within -1.24% was provided.  Condition resolved. - xxxxxx

Please find attached AVM for your reference.  - xxxxxx

xxxxxx 18:28 Resolved 3 1 3 1
4000117182 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:33 Cleared 1 1 1 1
4000117182 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:32 Cleared 1 1 1 1
4000117182 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:32 Cleared 1 1 1 1
4000117192 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.

Please waive to clear for purchase - xxxxxx

The loan meets all applicable credit guidelines. - xxxxxx

Please waive to clear for purchase - xxxxxx

xxxxxx 15:15 Cleared 1 1 1 1
4000117192 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.

Please waive to clear for purchase - xxxxxx

The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

Please waive to clear for purchase - xxxxxx

xxxxxx 15:15 Cleared 1 1 1 1
4000117192 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.

Please waive to clear for purchase - xxxxxx

DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

Please waive to clear for purchase - xxxxxx

xxxxxx 15:16 Cleared 1 1 1 1
4000117198 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 1 xx/xx/xxxx Credit Borrower 1 Credit Report is Missing Borrower 1 credit report is missing. Provide Borrower Credit Report.
 



attached is the Borrowers credit report - xxxxxx

Credit Report provided.  Condition resolved. - xxxxxx

Borrower 1 Credit Report is not missing. - xxxxxx

attached is the Borrowers credit report - xxxxxx

xxxxxx 19:02 Resolved 4 1 4 1
4000117230 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:24 Cleared 1 1 1 1
4000117230 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:24 Cleared 1 1 1 1
4000117230 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:24 Cleared 1 1 1 1
4000117237 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:01 Cleared 1 1 1 1
4000117237 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:59 Cleared 1 1 1 1
4000117248 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:22 Cleared 1 1 3 1
4000117248 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 21:21 Cleared 1 1 3 1
4000117248 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx' are less than $xxxxxx. Gift funds in the amount of $xxxxxx were used in the loan approval and were deposited into the borrower’s account. The current account balance of $xxxxxx is less than the total gift amount received. Per guidelines, gift funds may not be applied toward reserve requirements. As a result, the borrower is short $xxxxxx in required reserves. Please provide updated asset statements documenting that the borrower has sufficient independent funds to meet the reserve requirement.

see UW cert - xxxxxx

Gift deposit was verified by bank statement in file.  Loan only requires 3 months reserves.  Condition voided. - xxxxxx

Total Cash reserves are greater than $xxxxxx. - xxxxxx

see UW cert - xxxxxx

xxxxxx 16:04 Void 3 3 1
4000117254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:31 Cleared 1 1 3 1
4000117254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:31 Cleared 1 1 3 1
4000117254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance Federal - Right of Rescission (Loan Disbursement Violation) (TILA) The loan disbursement date (xxxxxx) is earlier than, or the same day as, the calculated "Right to Cancel Expire Date" (xxxxxx). Under Regulation Z, funds may not be disbursed to the borrower until after the expiration of the rescission period. (Reg Z, 12 CFR 1026.23(c) and Official Staff Commentary) Disbursement date isxxxxxx per Final CD. Rescission expiration date isxxxxxx on the ROR.



disbursement - xxxxxx

Received PCCD correcting the disbursement date - xxxxxx

disbursement - xxxxxx

xxxxxx 15:10 Resolved 3 1 3 1
4000117280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Borrowers 3 and 4 are Non-Occupying Co-Borrowers. Per guidelines, Non-Occupying Co-Borrowers may not have an interest in the property sales transaction. However, both Borrower 3 and Borrower 4 are listed on the sales contract addendum, and the Earnest Money Deposit was paid by Borrower 3.



EXCEPTION  - xxxxxx

Exception provided for:  Non occupant cxxxxxxorrower max DTI is 43% - please review for DTI exception. Also please confirm non occupant borrowers are acceptable they currently reside in and will continue to reside in primary home borrowers are departing rent free. (relationship child)
 - xxxxxx

EXCEPTION  - xxxxxx

FICO 754, borrowers have owned businesses for over 5 years, 10k in residual income.
xxxxxx 14:10 Waived 3 2 3 2
4000117280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit Income - Employment Gaps The loan file verified employment gaps without sufficient explanation provided. Borrower 4, xxxxxx, began employment with xxxxxx in xxxxxx xxxxxx. A Verification of Employment (VOE) from the previous employer, xxxxxx, is missing from the loan file verifying dates of employment. If there was a gap of employment greater than 30 days, a letter of explanation is required.

 

VVOE xxxxxx - xxxxxx
Work Number for xxxxxx Provided. - xxxxxx
VVOE xxxxxx- xxxxxx
xxxxxx 14:04 Resolved 3 1 3 2
4000117280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Compliance Missing Power of Attorney Please provide the power of attorney authorizing xxxxxx to act on behalf of xxxxxx. 
poa  - xxxxxx

POA Provided.   - xxxxxx

poa  - xxxxxx

xxxxxx 14:00 Resolved 3 1 3 2
4000117280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:33 Cleared 1 1 3 2
4000117287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. A signed 4506-C could not be found in the loan documents.



4506C - xxxxxx

4506 provided.  Condition resolved. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

4506C - xxxxxx

xxxxxx 16:43 Resolved 3 1 4 1
4000117287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Compliance Insufficient Tolerance Cure A Lender Credit for Excess Charges of ($xxxxxx), Principal Reduction for Excess Charges of ($xxxxxx), and general or specific lender credit increases of ($xxxxxx) were applied to the total fee variance of ($xxxxxx) between the baseline disclosure and the actual fee amounts. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance.
COC on the last page - xxxxxx

Received LE and CIC - xxxxxx
Resolved - xxxxxx
COC on the last page - xxxxxx
Appraisal fee increased from $xxxxxx to $xxxxxx on the xxxxxx LE without a CIC - xxxxxx
xxxxxx 13:39 Resolved 3 1 4 1
4000117287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Compliance Insufficient Tolerance Cure (50001028) A Lender Credit for Excess Charges of ($xxxxxx), Principal Reduction for Excess Charges of ($xxxxxx), and general or specific lender credit increases of ($xxxxxx) were applied to the total fee variance of ($xxxxxx) between the baseline disclosure and the last Closing Disclosure. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance.
COC on the last page - xxxxxx
 Please clarify, i don't understand what is needed?  xxxxxx is cure  and credit it back in the lender credit for due to the increased of closing cost.  Are you saying this is not acceptable? - xxxxxx
Received LE and CIC - xxxxxx
Resolved - xxxxxx
COC on the last page - xxxxxx
Appraisal fee increased from $xxxxxx to $xxxxxx on the xxxxxx LE without a CIC.   - xxxxxx
Please clarify, i don't understand what is needed?  xxxxxx is cure  and credit it back in the lender credit for due to the increased of closing cost.  Are you saying this is not acceptable? - xxxxxx
xxxxxx 13:39 Resolved 3 1 4 1
4000117287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Compliance Federal - Closing Disclosure and Consummation Date The Initial Closing Disclosure Received Date of (xxxxxx) is not three business days before the consummation date of (xxxxxx). Three business days before the consummation date is (20260224). Under Regulation Z, a consumer must receive the Initial Closing Disclosure reflecting the actual terms of the transaction no later than three business days before consummation. (12 CFR 1026.19(f)(1)(ii)(A)); 1026.19(f)(1)(iii)) The Initial closing disclosure is missing. 



ICD - xxxxxx

Received initial CD - xxxxxx

ICD - xxxxxx

xxxxxx 15:24 Resolved 3 1 4 1
4000117287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:28 Cleared 1 1 4 1
4000117287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure. Initial Closing Disclosure is missing from the file. Please provide for compliance testing.



ICD - xxxxxx

Received initial CD - xxxxxx

ICD - xxxxxx

xxxxxx 15:25 Resolved 4 1 4 1
4000117289 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:31 Cleared 1 1 1 1
4000117289 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:32 Cleared 1 1 1 1
4000117289 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:32 Cleared 1 1 1 1
4000117298 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:19 Cleared 1 1 1 1
4000117298 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:19 Cleared 1 1 1 1
4000117298 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:19 Cleared 1 1 1 1
4000117305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The loan file is missing the xxxxxx Rate Lock. 

Lock - xxxxxx

Investor Lock provide.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

Lock - xxxxxx

xxxxxx 21:46 Resolved 3 1 3 1
4000117305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 05:09 Cleared 1 1 3 1
4000117305 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. The loan file contains HOI policy; however, the Rent Loss Policy is missing. 



Rent loss confirmation - xxxxxx

Rent Loss confirmation provided.  Condition resolved. - xxxxxx

Hazard Insurance Policy is fully present - xxxxxx

Rent loss confirmation - xxxxxx

xxxxxx 21:49 Resolved 3 1 3 1
4000117306 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 5 xx/xx/xxxx Credit Flood Certificate Missing Missing flood certificate.

FLOOD CERT - xxxxxx

Flood Cert provided.  Condition resolved. - xxxxxx

Flood Certificate is fully present - xxxxxx

FLOOD CERT - xxxxxx

xxxxxx 13:41 Resolved 4 1 4 1
4000117306 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file was approved to DU using Agency guidelines and the loan file contains the CU with risk score of 1 which meets the lender's guidelines. 





xxxxxx 22:24 Cleared 1 1 4 1
4000117306 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 12:52 Cleared 1 1 4 1
4000117306 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 5 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. The loan file is missing the Fraud Report, 



FRAUD REPORT  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 16:31 Resolved 3 1 4 1
4000117306 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 5 xx/xx/xxxx Credit Fraud Report Shows Uncleared Alerts Fraud Report shows uncleared alerts. Fraud Reports datedxxxxxx andxxxxxx shows Borrower potentially owns an undisclosed property. Borrower states this is parents home.  Is Borrower xxxxxxligated on the Note?



See attached this shows the owner is xxxxxx. - xxxxxx
 fraud report  - xxxxxx
Evidence provided to show Borrower is not the owner of the cited property.  Condition resolved. - xxxxxx
All Fraud Report Alerts have been cleared or None Exist - xxxxxx
See attached this shows the owner is XXXXX XXXXX. - xxxxxx
Condition upheld.  Per LoanSafe xxxxxx is the Owner ofxxxxxx.  This name matches the Borrower's ID in file. Provide evidence Borrower is not xxxxxxligated on any loan for the cited property. - xxxxxx
fraud report  - xxxxxx
xxxxxx 16:32 Resolved 3 1 4 1
4000117340 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:13 Cleared 1 1 1 1
4000117340 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:14 Cleared 1 1 1 1
4000117340 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:14 Cleared 1 1 1 1
4000117341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:33 Cleared 1 1 1 1
4000117341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:33 Cleared 1 1 1 1
4000117341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:33 Cleared 1 1 1 1
4000117360 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide a 3rd party valuation to support the appraised value since the CU score is over 2.5. 



CDA - xxxxxx

CDA supporting value provided.  Condition resolved. - xxxxxx

CDA - xxxxxx

xxxxxx 20:55 Resolved 3 1 3 1
4000117360 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:23 Cleared 1 1 3 1
4000117430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Loan Purpose is Purchase but Purchase Contract Doc is Mis



COS - xxxxxx

COS transaction. Contract provided. - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

COS - xxxxxx

xxxxxx 23:36 Resolved 3 1 4 1
4000117430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

FRAUD REPORT  - xxxxxx

Fraud Report and Cleared OFAC report were provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 23:39 Resolved 3 1 4 1
4000117430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:20 Cleared 1 1 4 1
4000117430 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Compliance TRID: Missing Loan Estimate Initial Loan Estimate datedxxxxxxs missing from the file. Please provide the Initial LE and any subsequent LE's prior to Initial CD.

LE  - xxxxxx

Received LE - xxxxxx

LE  - xxxxxx

xxxxxx 16:50 Resolved 4 1 4 1
4000117431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:10 Cleared 1 1 1 1
4000117431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 22:11 Cleared 1 1 1 1
4000117431 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 22:10 Cleared 1 1 1 1
4000117445 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:29 Cleared 1 1 1 1
4000117445 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:29 Cleared 1 1 1 1
4000117445 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:29 Cleared 1 1 1 1
4000117451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Lender to provide a credit supplement for the new HELOC's the borrower has taken out against the investment properties and her primary residence as well. All mortgages are with xxxxxx servicing. 



credit supplement - xxxxxx

Credit Supp provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

credit supplement - xxxxxx

xxxxxx 21:47 Resolved 3 1 3 1
4000117451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:27 Cleared 1 1 3 1
4000117451 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:27 Cleared 1 1 3 1
4000117455 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:51 Cleared 1 1 1 1
4000117455 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:51 Cleared 1 1 1 1
4000117455 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:51 Cleared 1 1 1 1
4000117456 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Credit Documentation - Lien Documentation The loan file did not contain sufficient documentation to verify the (senior/subordinate) lien as required. The loan file did not contain sufficient affidavit documentation to verify judgement against xxxxxx and subject borrower xxxxxx in the amount of $xxxxxx has been resolved/paid. 

affidavit - xxxxxx

Judgement affidavit provided. Condition resolved. - xxxxxx

affidavit - xxxxxx

xxxxxx 17:02 Resolved 3 1 3 1
4000117456 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:06 Cleared 1 1 3 1
4000117456 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:05 Cleared 1 1 3 1
4000117464 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Fraud Report Shows Uncleared Alerts Fraud Report shows uncleared alerts. There are several uncleared alerts on page 2 of the CoreLogic LoanSafe Fraud Manager Report dated xxxxxx1:26AM. 



Attached - xxxxxx

SAM alert cleared.  Condition resolved. - xxxxxx

All Fraud Report Alerts have been cleared or None Exist - xxxxxx

Attached - xxxxxx

xxxxxx 18:42 Resolved 3 1 3 1
4000117464 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines.
 - xxxxxx

xxxxxx 22:40 Cleared 1 1 3 1
4000117464 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

ATTACHED - xxxxxx

CDA supporting value provided.  Condition resolved. - xxxxxx

ATTACHED - xxxxxx

xxxxxx 18:45 Resolved 3 1 3 1
4000117517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. Missing the final hazard insurance policy. The loan file contains the binder with proof of payment at closing. Please provide the hazard policy for the subject property



attached - xxxxxx

HOI Policy provided.  Condition resolved. - xxxxxx

attached - xxxxxx

xxxxxx 20:15 Resolved 3 1 3 1
4000117517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk scores of 2.5 or less as required by the lender's guidelines.     





The loan file contains a CU and LCA with risk scores of 2.5 or less as required by the lender's guidelines. - xxxxxx

xxxxxx 18:25 Cleared 1 1 3 1
4000117517 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:25 Cleared 1 1 3 1
4000117536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:32 Cleared 1 1 1 1
4000117536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:32 Cleared 1 1 1 1
4000117536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:32 Cleared 1 1 1 1
4000117552 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 4 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. Rent free letter is for an aunt - per the B's ID & Demographic Information on the loan applications - the borrower is Male - letter of explanation is required.



Rent Free LOE - xxxxxx

Rent-Free letter was provided.  Condition resolved. - xxxxxx

Housing history meets guideline requirements. - xxxxxx

Rent Free LOE - xxxxxx

xxxxxx 14:46 Resolved 3 1 3 1
4000117552 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 4 xx/xx/xxxx Credit Asset Qualification Does Not Meet Guideline Requirements Asset Qualification does not meet guideline requirements. $xxxxxx in deposits ranging from $xxxxxx to $xxxxxx made xxxxxxoxxxxxxto xxxxxx-xxxxxx is from a xxxxxx account is missing to supporting the borrower being the source of these funds. These funds are required to meet the cash to close and reserves.

Statements - xxxxxx

Two months xxxxxxstatements were provided sowing assets were available. Condition resolved. - xxxxxx
Asset Qualification Meets Guideline Requirements - xxxxxx
Statements - xxxxxx
xxxxxx 14:56 Resolved 3 1 3 1
4000117552 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:23 Cleared 1 1 3 1
4000117552 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 16:23 Cleared 1 1 3 1
4000117553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 5 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). The xxxxxx Bay Condominium Certification, or similar form is needed.  An Condominium Project Certification, or similar, must be provided with the loan package on all projects per guidelines.



Please see the attached xxxxxx Project review warranty form, updated HOA cert, master policy and HO-6 policy. - xxxxxx

 This is a limited review so the budget is not required. - xxxxxx

Corrected Condo Questionnaire provided shows max Commercial Space is 35%.  Condition resolved. - xxxxxx

Please see the attached xxxxxx Project review warranty form, updated HOA cert, master policy and HO-6 policy. - xxxxxx

Condition upheld.  Condo questionnaire states on page 4, question 4, that there is commercial space of 1400 sq ft that is 25% of the project.  However question 5 states total commercial space is 2800, which would put the project over the FNMA max of 35%.   - xxxxxx

This is a limited review so the budget is not required. - xxxxxx

xxxxxx 16:31 Resolved 3 1 4 1
4000117553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 21:56 Cleared 1 1 4 1
4000117553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 5 xx/xx/xxxx Compliance Federal - Loan Estimate Disclosure Date on or after Closing Disclosure Date The Last Loan Estimate was provided on (xxxxxx) which is on or after (xxxxxx), the date on which the Initial Closing Disclosure was provided. Under Regulation Z, a creditor shall not provide a revised version of the Loan Estimate on or after the date on which a creditor provides the Closing Disclosure. (12 CFR 1026.19(e)(4)(ii)) Missing Initial CD



loan est ini - xxxxxx

loan est ini - xxxxxx

. - xxxxxx

 - xxxxxx

xxxxxx 16:29 Resolved 1 1 4 1
4000117553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 5 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure.

cd ini - xxxxxx

Received ICD - xxxxxx

cd ini - xxxxxx

xxxxxx 16:00 Resolved 4 1 4 1
4000117553 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 5 xx/xx/xxxx Compliance Federal - Closing Disclosure and Consummation Date The Initial Closing Disclosure was provided on (xxxxxx) via (USPSFirstClassMail). Under Regulation Z, a consumer must receive the Initial Closing Disclosure reflecting the actual terms of the transaction not later than three business days prior to the consummation date of (xxxxxx). Since the Initial Closing Disclosure was not provided in person, a consumer is considered to have received it on (xxxxxx), which is three business days after it was delivered or placed in the mail. Since the Initial Closing Disclosure was not provided to the consumer in person, it should have been provided to the consumer no later than (20260218), for consummation to occur on (xxxxxx). (12 CFR 1026.19(f)(1)(ii)(A)); 1026.19(f)(1)(iii)) Received the initial CD, however it was not signed and electronic receipt was not evidenced in the loan file.  Please provide evidence of date received.  Received ICD, however it was not signed and electronic delivery was not located in the file. Provide proof of borrowers receipt





cd - xxxxxx

 Please see the attached xxxxxx Project review warranty form, updated HOA cert, master policy and HO-6 policy.

Thank you.

 - xxxxxx

Received signed ICD - xxxxxx

cd - xxxxxx

Please see the attached xxxxxx Project review warranty form, updated HOA cert, master policy and HO-6 policy.

Thank you.

 - xxxxxx

xxxxxx 16:57 Resolved 3 1 4 1
4000117616 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:05 Cleared 1 1 1 1
4000117616 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:05 Cleared 1 1 1 1
4000117616 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:05 Cleared 1 1 1 1
4000117633 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit DSCR does not meet Guidelines The subject DSCR does not meet guideline requirements. Per the final loan application, the subject property will be the borrower's primary residence. DSCR program is for investment property and second homes per the lender's guidelines. 



UPDATED 1003 - xxxxxx

Corrected 1003 provided.  Condition resolved. - xxxxxx

UPDATED 1003 - xxxxxx

xxxxxx 02:42 Resolved 3 1 3 1
4000117633 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Purchase Contract - Parties All parties were not properly identified on the Purchase Contract. Missing an Addendum to the Purchase Contact listing our Borrower as the Buyer.  The Buyer per the Purchase Contract does not match our Borrower per the Note, Mortgage and Closing Protection Letter.  The Purchase contract provided in the loan file verifies the Buyer asxxxxxx; however, the Borrower per the loan documents is xxxxxx, President of xxxxxx.  Documents provided in the loan file verify the Borrower is the Agent/Managing Member ofxxxxxx.  The Borrower filed the Certificate of Inc. for xxxxxx in the state of New Jersey on xxxxxx.  Lender to revisit the purchase contract and advise. 

COS Addendum - xxxxxx

Contract addendum provided.  Condition resolved. - xxxxxx

COS Addendum - xxxxxx

xxxxxx 16:00 Resolved 3 1 3 1
4000117633 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and LCA with risk score of 1.7 which meets the lender's guidelines of a third-party valuation with a risk score of 2.5 or less. 





The loan file contains a CU with a risk score of 1.0 and LCA with risk score of 1.7 which meets the lender's guidelines of a third-party valuation with a risk score of 2.5 or less. - xxxxxx

xxxxxx 16:31 Cleared 1 1 3 1
4000117633 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 16:30 Cleared 1 1 3 1
4000117633 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Credit Title Document is Incomplete Title document is incomplete. Final Title policy or updated Commitment to reflect xxxxxx as vested entity.  Title document is incomplete.





Title documents are fully present - xxxxxx

xxxxxx 18:54 Resolved 3 1 3 1
4000117653 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:39 Cleared 1 1 1 1
4000117653 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:40 Cleared 1 1 1 1
4000117653 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:40 Cleared 1 1 1 1
4000117657 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:52 Cleared 1 1 3 1
4000117657 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:52 Cleared 1 1 3 1
4000117657 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing Power of Attorney The deed was signed using a Power of Attorney for xxxxxx. This power of attorney is missing from the loan file. 
POA - xxxxxx

Received notarized POA - xxxxxx

POA - xxxxxx

xxxxxx 17:17 Resolved 3 1 3 1
4000117659 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:16 Cleared 1 1 1 1
4000117659 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:16 Cleared 1 1 1 1
4000117659 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 23:17 Cleared 1 1 1 1
4000117750 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:52 Cleared 1 1 1 1
4000117750 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:52 Cleared 1 1 1 1
4000117750 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:52 Cleared 1 1 1 1
4000117826 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 13:01 Cleared 1 1 1 1
4000117826 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 13:01 Cleared 1 1 1 1
4000117826 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 13:02 Cleared 1 1 1 1
4000117838 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:47 Cleared 1 1 1 1
4000117838 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:48 Cleared 1 1 1 1
4000117838 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:47 Cleared 1 1 1 1
4000117846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:55 Cleared 1 1 2 1
4000117846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:56 Cleared 1 1 2 1
4000117846 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing Initial Escrow Disclosure Initial Escrow Account Disclosure is missing. The loan file is missing the Initial Escrow Disclosure. 





Not required for DSCR loans.  - xxxxxx

xxxxxx 14:56 Resolved 2 1 2 1
4000117854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with a Low Risk score, CDA Value of $xxxxxx and CDA to Appraisal variance in value of 0.00% which meets the lender's guidelines. 



xxxxxx 18:31 Cleared 1 1 3 1
4000117854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:01 Cleared 1 1 3 1
4000117854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Corporation/LLC: Operating Agreement Doc is Incomplete The Corporation/LLC: Operating Agreement in file is incomplete. The Restated operating agreement of xxxxxx document in file is illegible.

Original OA and amended OA attached - xxxxxx

Operating Agreement provided.  Borrower has 66.66% of LLC.  Condition resolved. - xxxxxx
Original OA and amended OA attached - xxxxxx
xxxxxx 19:40 Resolved 3 1 3 1
4000117859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:59 Cleared 1 1 1 1
4000117859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:58 Cleared 1 1 1 1
4000117859 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:58 Cleared 1 1 1 1
4000117868 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:40 Cleared 1 1 1 1
4000117868 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:40 Cleared 1 1 1 1
4000117868 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:39 Cleared 1 1 1 1
4000117869 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:24 Cleared 1 1 1 1
4000117869 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:25 Cleared 1 1 1 1
4000117869 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:25 Cleared 1 1 1 1
4000117934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:08 Cleared 1 1 1 1
4000117934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:08 Cleared 1 1 1 1
4000117934 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:08 Cleared 1 1 1 1
4000117940 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. Please provide the xxxxxx rate lock agreement



lock - xxxxxx

 no xxxxxx rate lock only lock on cic le - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx
lock - xxxxxx
Condition upheld.  Provide lock confirmation between xxxxxx and xxxxxx.  - xxxxxx
no xxxxxx rate lock only lock on cic le - xxxxxx
xxxxxx 15:32 Resolved 3 1 3 1
4000117940 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Corporation/LLC: EIN Doc is Missing The loan file does not contain the Coporation/LLC: EIN documentation. The application requesting the EIN for xxxxxx is in the loan file, but proof of the EIN is missing. 

ein - xxxxxx

 ein - xxxxxx

Corporation/LLC: EIN documentation provided. Condition resolved. - xxxxxx

ein - xxxxxx

Condition upheld.  Provide evidence of the EIN from the IRS. - xxxxxx

ein - xxxxxx

xxxxxx 14:58 Resolved 3 1 3 1
4000117940 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 00:33 Cleared 1 1 3 1
4000117980 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



Missing escrow waiver.  - xxxxxx

xxxxxx 15:18 Void 1 4 1
4000117980 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:17 Cleared 1 1 4 1
4000117980 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. missing full appraisal



appraisal  - xxxxxx

Appraisal provided. - xxxxxx

appraisal  - xxxxxx

xxxxxx 17:16 Resolved 4 1 4 1
4000117980 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Compliance Disclosure - Escrow Waiver Not Executed Escrow Waiver is not executed. Missing escrow waiver. 



escrow waiver verbiage is on page 4 of the CD showing they waived - xxxxxx

Escrow waiver verbiage on the CD, condition resolved.  - xxxxxx

Signed FCD, page 4 escrow waiver - xxxxxx

escrow waiver verbiage is on page 4 of the CD showing they waived - xxxxxx

xxxxxx 20:06 Resolved 3 1 4 1
4000117980 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Property Appraisal - Other There are additional appraisal findings. CDA received at file review states an Appraisal with a Report Date ofxxxxxx was reviewed.  Appraisal provided after review has an effective date ofxxxxxx and Date of Signature and Report ofxxxxxx.  Provide evidence that CDA is reflecting review of Appraisal received. 

2/6 appraisal  - xxxxxx

Original Origination Appraisal provided.  Condition resolved. - xxxxxx

2/6 appraisal  - xxxxxx

xxxxxx 17:03 Resolved 3 1 4 1
4000117984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with risk score of 1 and LCA with risk score of 4 and a CDA with CDA Value to Appraisal with 0.00% variance which meets the lender's guidelines. 





The loan file contains a CU with risk score of 1 and LCA with risk score of 4 and a CDA with CDA Value to Appraisal with 0.00% variance which meets the lender's guidelines. - xxxxxx

xxxxxx 19:44 Cleared 1 1 3 1
4000117984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:43 Cleared 1 1 3 1
4000117984 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Missing 12-month housing history for primary residence @ xxxxxx as required per lender's guidelines. The borrower has rented for $xxxxxx a month for 4.5 years per the loan application. 

see attached  - xxxxxx

12 months bank statements showing rent payment was provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

see attached  - xxxxxx

xxxxxx 14:11 Resolved 3 1 3 1
4000117985 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:25 Cleared 1 1 1 1
4000117985 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:25 Cleared 1 1 1 1
4000117985 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:25 Cleared 1 1 1 1
4000117986 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:52 Cleared 1 1 1 1
4000117986 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:52 Cleared 1 1 1 1
4000117986 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 21:52 Cleared 1 1 1 1
4000117992 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 Executed 4506-T Missing Borrower 1 Executed 4506-T missing from the file. A 4506-C could not be found in the loan documents.



Attached 4506C - xxxxxx

4506 provided.  Condition resolved. - xxxxxx

Borrower 1 Executed 4506-T Provided - xxxxxx

Attached 4506C - xxxxxx

xxxxxx 16:13 Resolved 3 1 3 1
4000117992 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:41 Cleared 1 1 3 1
4000117992 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 23:41 Cleared 1 1 3 1
4000117995 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:12 Cleared 1 1 3 1
4000117995 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:12 Cleared 1 1 3 1
4000117995 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit Asset 1 Does Not Meet Guideline Requirements Asset does not meet G/L Requirements. Funds from xxxxxx account ending xxxxxx for $xxxxxx was used in the approval. From the screenshot provided, the account was opened onxxxxxx. Per guidelines, the most recent one-month (1) statement is required.  Please provide the statement showing a full 30 days. 

Please not bank statement is not required, the LTV on this loan is 65% which is below 70% LTV so 1 month of bank statement is not Required.  - xxxxxx

Bank statement is not required, the LTV on this loan is 65% which is below 70% LTV. - xxxxxx

Please not bank statement is not required, the LTV on this loan is 65% which is below 70% LTV so 1 month of bank statement is not Required.  - xxxxxx

xxxxxx 13:15 Resolved 3 1 3 1
4000117995 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Assets - Earnest Money Deposit The earnest money deposit was not properly documented and/or sourced. The wire transfer of $xxxxxxis documented in the loan fle, but the bank statement showing where the wire originated from is missing from the loan file. Please provide the bank statement to document the transfer of these funds.

The Ernest money is from the borrower, please see attached  - xxxxxx

EMD evidence of borrower provided, condition resolved. - xxxxxx

The Ernest money is from the borrower, please see attached  - xxxxxx

xxxxxx 13:13 Resolved 3 1 3 1
4000117997 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.
 - xxxxxx

xxxxxx 19:22 Cleared 1 1 2 1
4000117997 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing Initial Escrow Disclosure Initial Escrow Account Disclosure is missing. The loan file is missing the Initial Escrow Disclosure. 



Not required on DSCR loans - xxxxxx

Confirmed it is not required - xxxxxx

Not required on DSCR loans - xxxxxx

xxxxxx 17:32 Resolved 2 1 2 1
4000117997 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines.
 - xxxxxx

xxxxxx 19:21 Cleared 1 1 2 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 8 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Moderate Risk and a CDA Value of $xxxxxx with a CDA Value to Appraisal Value variance of 0.00% which meets the lender's guidelines. 



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Moderate Risk and a CDA Value of $xxxxxx with a CDA Value to Appraisal Value variance of 0.00% which meets the lender's guidelines.
 - xxxxxx
xxxxxx 18:33 Cleared 1 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 8 xx/xx/xxxx Compliance TRID: Missing Loan Estimate Missing Initial LE dated within 3 days of the xxxxxx application date

Loan Estimate attached  - xxxxxx

Received ILE
 - xxxxxx

Received ILE - xxxxxx

Loan Estimate attached  - xxxxxx

xxxxxx 17:16 Resolved 4 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 8 xx/xx/xxxx Compliance Federal - Loan Estimate Disclosure Received and Intent To Proceed The date the consumer indicated an intent to proceed with a transaction (xxxxxx) is before the date the consumer received the Loan Estimate (xxxxxx). A consumer cannot indicate an intent to proceed with a transaction until it receives the Loan Estimate. Under Regulation Z, neither a creditor nor any other person may impose a fee, other than a credit report fee, before the consumer has received the Loan Estimate and indicated to the creditor an intent to proceed with the transaction described by the Loan Estimate. (12 CFR 1026.19(e)(2)(i)(A)) Missing Initial LE



Loan Estimate attached  - xxxxxx

Received ILE
 - xxxxxx

Received ILE - xxxxxx

Resolved - xxxxxx

Loan Estimate attached  - xxxxxx

xxxxxx 17:15 Resolved 3 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 8 xx/xx/xxxx Compliance Federal - Loan Estimate Mailed/Delivered At Least Seven Business Days Before Consummation The Initial Loan Estimate was delivered or placed in the mail on (xxxxxx), which is not seven business days before the consummation date of (xxxxxx). Seven business days before the consummation date is (xxxxxx). Under Regulation Z, a Loan Estimate must be delivered or placed in the mail not later than the seventh business day before consummation of the transaction. (12 CFR 1026.19(e)(1)(iii)(B)) Missing Initial LE 





Void - xxxxxx

Received ILE
 - xxxxxx

. xxxxxx 17:39 Void 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 8 xx/xx/xxxx Compliance Federal - Loan Estimate Mailed/Delivered Within Three Business Days of Application The Initial Loan Estimate Disclosure Date (xxxxxx) is more than 3 business days from the Application Date (xxxxxx). Three business days from the Application Date is (xxxxxx). Under Regulation Z, a Loan Estimate must be delivered or placed in the mail not later than the third business day after receiving a consumer's application. (12 CFR 1026.19(e)(1)(iii)) Missing Initial LE  Received ILE
 







Void - xxxxxx

Received ILE
 - xxxxxx

xxxxxx 17:35 Void 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 8 xx/xx/xxxx Compliance Federal - Loan Estimate Received At Least Four Business Days Before Consummation A revised Loan Estimate was provided on (xxxxxx) via (Other). Under Regulation Z, a consumer must receive a revised Loan Estimate not later than four business days prior to consummation date of  (xxxxxx). Since the revised Loan Estimate was not provided in person, a consumer is considered to have received it on (xxxxxx), which is three business days after it was delivered or placed in the mail. As a result, the revised Loan Estimate is not deemed to have been received at least four business days before consummation, which is (xxxxxx). (12 CFR 1026.19(e)(4)(ii)) . Received ILE
 







Void - xxxxxx

Received ILE
 - xxxxxx

xxxxxx 17:36 Void 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 8 xx/xx/xxxx Compliance Federal - Loan Estimate Disclosure Date on or after Closing Disclosure Date The Last Loan Estimate was provided on (xxxxxx) which is on or after (xxxxxx), the date on which the Initial Closing Disclosure was provided. Under Regulation Z, a creditor shall not provide a revised version of the Loan Estimate on or after the date on which a creditor provides the Closing Disclosure. (12 CFR 1026.19(e)(4)(ii)) .





Void - xxxxxx

Received ILE
 - xxxxxx

. xxxxxx 17:39 Void 1 4 1
4000118009 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 8 of 8 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:32 Cleared 1 1 4 1
4000118015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Flood Certificate Missing Missing flood certificate.

flood report  - xxxxxx

Flood Cert provided. Condition resolved. - xxxxxx

Flood Certificate is fully present - xxxxxx

flood report  - xxxxxx

xxxxxx 16:25 Resolved 4 1 4 1
4000118015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. The loan file is missing the Fraud Report. 



FRAUD REPORT  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 00:03 Resolved 3 1 4 1
4000118015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:10 Cleared 1 1 4 1
4000118015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 23:09 Cleared 1 1 4 1
4000118054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:11 Cleared 1 1 1 1
4000118054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:11 Cleared 1 1 1 1
4000118054 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:12 Cleared 1 1 1 1
4000118068 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1.0 and LCA with no risk score which meets the lender's guidelines.  





xxxxxx 13:30 Cleared 1 1 2 1
4000118068 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance Missing US Patriot Act Disclosure or ID Missing an executed US Patriot Act Disclosure or ID for the Borrower and xxxxxx to support US xxxxxx as stated on the loan applications. The US Patriot Act forms provided in the loan file are signed/dated by each borrower; however, the First Document List information was not xxxxxxtained. 
 - xxxxxx

 

See attached  - xxxxxx

Received ID for both borrowers - xxxxxx

See attached  - xxxxxx

xxxxxx 16:54 Resolved 2 1 2 1
4000118068 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 13:30 Cleared 1 1 2 1
4000118076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

See Attached  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

See Attached  - xxxxxx

xxxxxx 22:46 Resolved 3 1 3 1
4000118076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:19 Cleared 1 1 3 1
4000118076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:20 Cleared 1 1 3 1
4000118160 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. Per guidelines, Verification of business existence and that the business is fully operational / active required within ten (10) calendar
days of closing is required. This could not be found in the loan documents.



vvoe - xxxxxx

CPA verification provided.  Condition resolved. - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

vvoe - xxxxxx

xxxxxx 14:00 Resolved 3 1 3 1
4000118160 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 15:14 Cleared 1 1 3 1
4000118160 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:14 Cleared 1 1 3 1
4000118180 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU and LCA with risk scores of 2.5 or less which meets the lender's guidelines. 





xxxxxx 22:12 Cleared 1 1 1 1
4000118180 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:12 Cleared 1 1 1 1
4000118180 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:12 Cleared 1 1 1 1
4000118182 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:13 Cleared 1 1 3 1
4000118182 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:13 Cleared 1 1 3 1
4000118182 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing Lease Agreement Per the approval, the lease is being transferred to the borrower. Please provide the lease or documentation showing the transfer of the lease from the current seller to the borrower, as the lease in the file expired xxxxxx.

See attached  - xxxxxx

Lease has been provided.  Condition resolved. - xxxxxx

See attached  - xxxxxx

xxxxxx 14:19 Resolved 3 1 3 1
4000118183 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Purchase Contract - Addendum Missing The Purchase Contract Addendum is missing. The Purchase Contract Addendum is missing changing Purchaser name from xxxxxx and xxxxxx to xxxxxx

conditions - xxxxxx

Condition set in error. Borrower's are purchasers on the Sales Contract, and signed the Note as Individuals, and as Members of the LLC. - xxxxxx

Condition set in error.  Borrower's are purchasers on the Sales Contract, and signed the Note as Individuals, and as Members of the LLC. - xxxxxx

conditions - xxxxxx

xxxxxx 19:22 Resolved 2 1 3 1
4000118183 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:09 Cleared 1 1 3 1
4000118183 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 18:09 Cleared 1 1 3 1
4000118183 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Asset 3 Missing Asset documentation is missing from the file. Secured borrower funds from the refinance ofxxxxxx were used in the approval. Documentation of these funds is missing from the loan file. 

Here is the Note and Final HUD for the net proceeds form xxxxxx refinance. - xxxxxx
Final HUD from Refi was provided. - xxxxxx
Asset 3 Provided Or Not Applicable - xxxxxx
Here is the Note and Final HUD for the net proceeds form xxxxxx refinance. - xxxxxx
xxxxxx 14:46 Resolved 3 1 3 1
4000118187 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance The Deed of Trust is Incomplete The Deed of Trust is incomplete. The Deed of Trust is missing pages 7-15.  Please provide a fully executed Deed of Trust with all required signatures and dates.  The Deed of Trust also references a 1-4 Family Rider; however, the rider is not included in the loan package.
 



Attached  - xxxxxx

Deed of Trust was provided.  Condition resolved. - xxxxxx

The Deed of Trust is present and complete - xxxxxx

Attached  - xxxxxx

xxxxxx 18:49 Resolved 4 1 4 1
4000118187 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance Final CD: Closing Date is missing or inaccurate Missing Final CD and/or Final Settlement Statement at closing

Attached - xxxxxx

Executed CD was provided.  Condition resolved. - xxxxxx

Attached - xxxxxx

xxxxxx 18:52 Resolved 3 1 4 1
4000118187 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:42 Cleared 1 1 4 1
4000118228 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains the appraisal with a value of xxxxxx and a CU with risk score of 1.5 and CDA with Moderate Risk and CDA Value of $xxxxxx, or a -2.3% variance to the appraisal value, which meets the lender's guidelines.   



xxxxxx 16:37 Cleared 1 1 3 1
4000118228 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Please provide the signed business purpose affidavit.



Business purpose affidavit - xxxxxx

BPA provided.  Condition resolved. - xxxxxx

Business purpose affidavit - xxxxxx

xxxxxx 18:18 Resolved 3 1 3 1
4000118228 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.875' is less than the minimum required DSCR of'1'.

UW response - xxxxxx

System error.  DSCR is calculated at 1.091%. - xxxxxx

The Calculated DSCR is equal to or greater than the minimum required DSCR, or Not Applicable - xxxxxx

UW response - xxxxxx

xxxxxx 18:22 Void 3 3 1
4000118244 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Lender to provide the fully executed purchase contract for review. 



COS - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

Purchase contract provided, condition resolved.  - xxxxxx

COS - xxxxxx

xxxxxx 17:21 Resolved 3 1 3 1
4000118244 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:41 Cleared 1 1 3 1
4000118244 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:40 Cleared 1 1 3 1
4000118267 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:10 Cleared 1 1 1 1
4000118267 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:10 Cleared 1 1 1 1
4000118267 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:11 Cleared 1 1 1 1
4000118281 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 14:52 Cleared 1 1 3 1
4000118281 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 14:52 Cleared 1 1 3 1
4000118281 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The loan file is missing the xxxxxx Bay Rate Lock. 



Lock - xxxxxx

Investor Lock provided.  Condition resolved. - xxxxxx

Lock - xxxxxx

xxxxxx 16:20 Resolved 3 1 3 1
4000118317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit Master Policy Expiration Date is Prior To the Transaction Date Master Policy expiration date is prior to the transaction date. The Condo master policy has an expiration date of xxxxxx, which is prior to the closing date of xxxxxx. Please provide the updated master policy.

master insurance  - xxxxxx

Renewal policy provided. Condition resolved. - xxxxxx
Master Policy Expiration Date xxxxxx is Equal to or After the Transaction Date xxxxxx Or Master Policy Expiration Date Is Not Provided - xxxxxx
master insurance  - xxxxxx
xxxxxx 20:43 Resolved 3 1 3 1
4000118317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Credit Condo - Documentation The loan file did not contain required condo documentation (ie. Master HOI, Condo Questionnaire, Condo Budget, Project Review). The xxxxxx Condo or FNMA approval document could not be found in the loan documents.



THIS WAS DONE AS A LIMITED REVIEW.  - xxxxxx

Limited Review was performed.  Condition resolved. - xxxxxx

THIS WAS DONE AS A LIMITED REVIEW.  - xxxxxx

xxxxxx 20:51 Resolved 3 1 3 1
4000118317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Credit Calculated DSCR does not meet the Minimum DSCR allowed The Calculated DSCR of '0.763' is less than the minimum required DSCR of'1'. The loan was submitted with a minimum DSCR score of 1.00 and showing the loan had a score of 1.01. It appears that the condo association monthly fee was not added to the payment when the initial payment calculation was submitted. When the monthly condo fee of $1,027 is added to the payment then the score goes to .76, which does not qualify the way the loan was submitted.



UPDATED LOCK CONFIRMATION  - xxxxxx

Loan was re-locked at DSCR 0.75-0.99.  Condition resolved. - xxxxxx

The Calculated DSCR is equal to or greater than the minimum required DSCR, or Not Applicable - xxxxxx

UPDATED LOCK CONFIRMATION  - xxxxxx

xxxxxx 20:57 Resolved 3 1 3 1
4000118317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Credit General and Limited: Certificate of Good Standing Doc is Missing The loan file does not contain the General and Limited: Certificate of Good Standing. Please provide the  Certificate of Good Standing that is dated within 30 days of the Note date



certificate of good standing  - xxxxxx

Certificate of Good Standing provided.  Condition resolved. - xxxxxx

certificate of good standing  - xxxxxx

xxxxxx 20:36 Resolved 3 1 3 1
4000118317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:05 Cleared 1 1 3 1
4000118317 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:04 Cleared 1 1 3 1
4000118324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Flood Certificate Missing Missing flood certificate. Lender to provide the flood cert for the subject property. 



flood cert - xxxxxx

Flood Cert provided.  Condition resolved. - xxxxxx

Flood Certificate is fully present - xxxxxx

flood cert - xxxxxx

xxxxxx 13:31 Resolved 4 1 4 1
4000118324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:21 Cleared 1 1 4 1
4000118324 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:21 Cleared 1 1 4 1
4000118340 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 16:26 Cleared 1 1 3 1
4000118340 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Please provide the verification of mortgage for the subject property for XXXXX XXXXX. 



VOM on the subject property attached - xxxxxx

VOM provided, no lates reported, condition resolved.  - xxxxxx

VOM on the subject property attached - xxxxxx

xxxxxx 16:32 Resolved 3 1 3 1
4000118340 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing Initial Escrow Disclosure Initial Escrow Account Disclosure is missing. Please provide the Initial Escrow Account Disclosure



Not required on DSCR program loans - xxxxxx

Not required for a DSCR loan. - xxxxxx

Not required on DSCR program loans - xxxxxx

xxxxxx 16:28 Void 2 3 1
4000118341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 15:37 Cleared 1 1 1 1
4000118341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 15:38 Cleared 1 1 1 1
4000118341 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 15:38 Cleared 1 1 1 1
4000118354 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:16 Cleared 1 1 3 1
4000118354 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The property is a 2-4 unit property. The Two- to Four-Unit Residential Appraisal Field Review Report has been provided but is incomplete (visual inspection not complete and market value incomplete). Please provide a valid third party revuew product.



please see the field review that was provided with the original upload- The market value only gets completed if the estimated opinion of market value is changing which this is not.  - xxxxxx

Upon further review, condition resolved with the provided field review. - xxxxxx

please see the field review that was provided with the original upload- The market value only gets completed if the estimated opinion of market value is changing which this is not.  - xxxxxx

xxxxxx 19:20 Resolved 3 1 3 1
4000118354 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Please provide the Business Purpose Affidavit



see attached  - xxxxxx

Business Purpose Affidavit provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 20:06 Resolved 3 1 3 1
4000118383 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:50 Cleared 1 1 1 1
4000118383 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:50 Cleared 1 1 1 1
4000118383 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:51 Cleared 1 1 1 1
4000118391 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 12:38 Cleared 1 1 1 1
4000118391 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 12:38 Cleared 1 1 1 1
4000118391 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 12:41 Cleared 1 1 1 1
4000118468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 04:07 Cleared 1 1 1 1
4000118468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:07 Cleared 1 1 1 1
4000118468 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 04:07 Cleared 1 1 1 1
4000118503 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance 1-4 Family Rider is Missing The file is missing the 1-4 Family Rider. Please provide the 1-4 Family Rider or Assignment of Rents



LEASES AND RENTS RIDER  - xxxxxx

Received assignment of rents - xxxxxx

LEASES AND RENTS RIDER  - xxxxxx

xxxxxx 16:49 Resolved 3 1 3 1
4000118503 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:53 Cleared 1 1 3 1
4000118503 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:54 Cleared 1 1 3 1
4000118509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 22:26 Cleared 1 1 1 1
4000118509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 22:26 Cleared 1 1 1 1
4000118509 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Refinance QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 22:25 Cleared 1 1 1 1
4000118519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 18:50 Cleared 1 1 3 1
4000118519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:51 Cleared 1 1 3 1
4000118519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Compliance License: Loan Originator The loan originator does not have a license in OH as of xxxxxx Per the NMLS website, the Loan Originator was issued a license in the state of OH onxxxxxx therefore the license was not valid at the time the application was taken onxxxxxx.



loe - xxxxxx

Concur.  Initial documentation issued by licensed LO - xxxxxx

loe - xxxxxx

xxxxxx 15:06 Resolved 3 1 3 1
4000118519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Compliance Charges That Cannot Increase Test (50001251) The following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the Cannot Increase Category: Credit Report Fee, Tech Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4)). Need evidence of change of circumstance letter or a copy of a refundable check in the amount of $xxxxxx for 0% tolerance fees.

The credit report and technology fee increased on the LE dated xxxxxx.

cic addresses the changes - xxxxxx

 le cic - xxxxxx

Received CIC for increased fees - xxxxxx

 - xxxxxx

cic addresses the changes - xxxxxx

The credit report and technology fee increased on the LE dated xxxxxx. - xxxxxx

le cic - xxxxxx

xxxxxx 15:07 Resolved 3 1 3 1
4000118519 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Compliance Insufficient Change of Circumstance (50001252) The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Credit Report Fee, Tech Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)).

Received CIC for the increased fees.  Finding resolved - xxxxxx

 can this be waived? or more info provided? - xxxxxx

Received CIC for the increased fees. Finding resolved - xxxxxx

Received CIC for the increased fees.  Finding resolved - xxxxxx

can this be waived? or more info provided? - xxxxxx

 - xxxxxx

xxxxxx 19:30 Resolved 1 1 3 1
4000118532 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Credit Documentation - Mortgage History The loan file did not contain sufficient mortgage payment history. Missing proof the $xxxxxx mortgage paymentxxxxxx #xxxxxx due for xxxxxx was not paid over 30 days late. The lender's guidelines require the primary mortgage to be current at time of closing with no late payments in the most recent 12 months. The loan file contains a mortgage statement verifying the last payment was for xxxxxx paid on xxxxxx and the subject loan closed on xxxxxx. 

Mortgage Statement - xxxxxx

MLS provided.  Condition resolved. - xxxxxx

Mortgage Statement - xxxxxx

xxxxxx 13:20 Resolved 3 1 3 1
4000118532 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a xxxxxx CDA with a Moderate Risk and a CDA Value to Appraisal with 0.00% variance which meets the lender's guidelines. 





xxxxxx 23:56 Cleared 1 1 3 1
4000118532 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The loan file is missing the xxxxxx Rate Lock. 



xxxxxx Rate Lock - xxxxxx

Investor rate lock provided.  Condition resolved. - xxxxxx

Evidence of Rate Lock Provided - xxxxxx

xxxxxx Rate Lock - xxxxxx

xxxxxx 13:19 Resolved 3 1 3 1
4000118540 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:23 Cleared 1 1 1 1
4000118540 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:23 Cleared 1 1 1 1
4000118540 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 15:26 Cleared 1 1 1 1
4000118581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:14 Cleared 1 1 1 1
4000118581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 14:14 Cleared 1 1 1 1
4000118581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:15 Cleared 1 1 1 1
4000118625 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:37 Cleared 1 1 1 1
4000118625 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:38 Cleared 1 1 1 1
4000118714 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:22 Cleared 1 1 3 2
4000118714 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 20:23 Cleared 1 1 3 2
4000118714 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Credit Title Document is Partially Present Title document is incomplete or only partially present.  File is missing either a Quick EQ/Property Report or the RELP, MRELP, Transaction Cert, or E&O Policy.  Please supply both required Title documents. Missing Title Coverage Amount
 



Final title policy - xxxxxx

Final Title provided.  Condition resolved. - xxxxxx

Title document has been provided. - xxxxxx

Final title policy - xxxxxx

xxxxxx 13:40 Resolved 3 1 3 2
4000118714 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Program Parameters - Payment Shock The subject loan does not meet program parameters for payment shock. The payment shock for the subject transaction exceeds the max allowed per guidelines. Per guidelines-FTxxxxxx Maximum payment shock of 250%. Borrower qualified/approved with payment shock exceeding 250% (379.33%). Exception approved in Expanded Prime+ for pay shock over guide limits (not to exceed 500%).





Compensating factors-Borrowers income is 3x the rent, residual income $xxxxxx; ratios 16 points under max; minimal monthly tradeline payments. No rental income used to qualify. xxxxxx 14:02 Waived 2 2 3 2
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 8 xx/xx/xxxx Compliance The Initial 1003 is Missing The Initial 1003 is missing.

attached - xxxxxx

Initial 1003 provided.  Condition resolved. - xxxxxx

The Initial 1003 is present. - xxxxxx

attached - xxxxxx

xxxxxx 14:46 Resolved 3 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 8 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. According to the Uniform Residential Loan Application, the borrower has occupied the current primary residence/subject property for the past three months. The borrower’s previous primary residence was located at xxxxxx, where rent of $xxxxxx per month was paid for 2 years and 5 months.

Please provide 12 months of housing payment history, documented through canceled checks, bank statements showing rent debits, or an institutional Verification of Rent (VOR).
 

attached - xxxxxx

VOR and 12 months cancelled checks were provided.  Condition resolved. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

attached - xxxxxx

xxxxxx 20:07 Resolved 3 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 8 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:41 Cleared 1 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 8 xx/xx/xxxx Compliance Missing Doc - Homeownership Counseling Disclosure/Missing Homeownership Counseling Disclosure is missing.

attached - xxxxxx

Homeownership Counseling Disclosure was provided. - xxxxxx

Received disclousre - xxxxxx

attached - xxxxxx

xxxxxx 16:46 Resolved 3 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 8 xx/xx/xxxx Compliance TRID: Missing Loan Estimate Missing Initial LE and SPL dated xxxxxx per the Compliance Summary

attached - xxxxxx

Received LE - xxxxxx

attached - xxxxxx

xxxxxx 16:50 Resolved 4 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 8 xx/xx/xxxx Compliance Federal - Finance Charge Disclosure Tolerance (Closed End) .



Finding fired in error, voided. - xxxxxx

in error - xxxxxx

Resolved - xxxxxx

xxxxxx 13:06 Void 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 7 of 8 xx/xx/xxxx Compliance Federal - Foreclosure Rescission Finance Charge Tolerance .



Finding fired in error, voided. - xxxxxx

in error - xxxxxx

Resolved - xxxxxx

xxxxxx 13:06 Void 1 4 1
4000118755 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 8 of 8 xx/xx/xxxx Compliance Intent to Proceed is Missing or Incomplete Intent to Proceed is misisng

Executed Intent to Proceed provided - xxxxxx

 attached - xxxxxx

Intent to Proceed provided. - xxxxxx

Executed Intent to Proceed provided - xxxxxx

attached - xxxxxx

xxxxxx 16:46 Resolved 3 1 4 1
4000118776 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:45 Cleared 1 1 1 1
4000118776 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:45 Cleared 1 1 1 1
4000118776 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:46 Cleared 1 1 1 1
4000118824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:24 Cleared 1 1 1 1
4000118824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:24 Cleared 1 1 1 1
4000118824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:24 Cleared 1 1 1 1
4000118854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Property Title Issue Property title issue. Title Insurance does not reflect proposed insured as Lender and (ISAOA)



See attached  - xxxxxx

 See CPL  - xxxxxx

CPL and Closing order showing proposed insured and coverage were provided.  Condition resolved. - xxxxxx

Property Title Issue Resolved - xxxxxx

See attached  - xxxxxx

Condition upheld.  Provide Title Commitment or Final Title to show the correct Proposed insured amount and the Proposed Insured Lender. - xxxxxx

See CPL  - xxxxxx

xxxxxx 14:40 Resolved 3 1 3 1
4000118854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:23 Cleared 1 1 3 1
4000118854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:24 Cleared 1 1 3 1
4000118854 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Borrower 1 CPA Letter Missing Borrower 1 CPA letter missing from the file. The CPA leter is in file, but documentation of the ownership percentage of the business is missing from the loan file.



Business filing shows he is individual owner. - xxxxxx

Documentation provided.  Condition resolved. - xxxxxx

Borrower 1 CPA letter provided - xxxxxx

Business filing shows he is individual owner. - xxxxxx

xxxxxx 18:23 Resolved 3 1 3 1
4000118862 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:57 Cleared 1 1 1 1
4000118862 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. Verified the loan file contained xxxxxx CDA with CDA to Appraisal Value with 0.00% variance as required by the lender's guidelines. 



xxxxxx 19:57 Cleared 1 1 1 1
4000118862 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:57 Cleared 1 1 1 1
4000118930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Missing VVOE dated within 10 days consummation The VVOE within 10 days of closing for xxxxxx could not be found in the loan documents.
see attached  - xxxxxx

3rd party VVOE provided. Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 16:41 Resolved 3 1 3 1
4000118930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:44 Cleared 1 1 3 1
4000118930 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines.
 - xxxxxx

xxxxxx 18:44 Cleared 1 1 3 1
4000118955 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 14:49 Cleared 1 1 3 1
4000118955 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 14:49 Cleared 1 1 3 1
4000118955 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Missing Business Purpose Affidavit.



Please see the attached Business Purpose Affidavit - xxxxxx

Business Purpose and Occupancy Affidavit provided.   - xxxxxx

Please see the attached Business Purpose Affidavit - xxxxxx

xxxxxx 14:57 Resolved 3 1 3 1
4000118957 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Credit Documentation - Payment History Missing The loan file did not contain sufficient documentation to verify the payment history as required. 3rd party documentation showing proof that the xxxxxx xxxxxx and xxxxxx xxxxxx payments were made on the xxxxxx  Account # (ending in xxxxxx), xxxxxx Account# (ending in XXXX), and the xxxxxx# (ending in xxxxxx).  The applicable mortgage accounts were reflected on the Credit Report dated xxxxxx

Attached is an updated credit report showing payments. - xxxxxx

Credit Supplement provided showing updated pay-history. - xxxxxx

Attached is an updated credit report showing payments. - xxxxxx

xxxxxx 20:21 Resolved 3 1 3 1
4000118957 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:19 Cleared 1 1 3 1
4000118957 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide Third Party Valuation product missing from the loan file.



CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx- xxxxxx
xxxxxx 20:38 Resolved 3 1 3 1
4000118958 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Missing VOM or VOR Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is Missing. Missing Verification rent for xxxxxx

rent-free letter uploaded - xxxxxx

Rent-Free letter provided.  Condition cleared. - xxxxxx

Verification of Rent (VOR)/Verification of Mortgage (VOM) Document is not Missing - xxxxxx

rent-free letter uploaded - xxxxxx

xxxxxx 18:43 Resolved 3 1 3 1
4000118958 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:24 Cleared 1 1 3 1
4000118958 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

CDA value $xxxxxx.  Appraised value $xxxxxx. - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraised value $xxxxxx. - xxxxxx
xxxxxx 18:47 Resolved 3 1 3 1
4000118961 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Property Title Issue Property title issue. A special assessment in the amount of $xxxxxx is reflected on title. As the subject property is new construction, there is no documentation in the loan file confirming whether this assessment was paid by the seller at closing or assumed by the borrower. The lender must verify the status of the assessment with the title company and provide supporting documentation confirming its resolution.

The tax bill is in the file and attached above, and confirms the "Original Assessment" was $xxxxxx, but the "Current Balance" is only $xxxxxx and is collected semi-annually / 6 = $xxxxxx monthly and was included in the Proposed PITIA as "Other" - borrower is billed every six monthly.  - xxxxxx
Explanation provided.  Condition resolved. - xxxxxx
Property Title Issue Resolved - xxxxxx
The tax bill is in the file and attached above, and confirms the "Original Assessment" was $xxxxxx, but the "Current Balance" is only $xxxxxx and is collected semi-annually / 6 = $xxxxxx monthly and was included in the Proposed PITIA as "Other" - borrower is billed every six monthly.  - xxxxxx
xxxxxx 18:48 Resolved 3 1 4 1
4000118961 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:53 Cleared 1 1 4 1
4000118961 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:53 Cleared 1 1 4 1
4000118961 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Other Credit Finding There is another monthly payment of $xxxxxx included in the PITIA, but documentation to support the additional payment is missing from the loan file. 
attached above is documentation to support the additional $xxxxxx(semi-annual assessment $xxxxxx / 6 = xxxxxxmonthly) and is part of the HOA fee but is a special additional tax assessment that was levied. SIDs = Special Improvement Districts) and LIDs = Local Improvement Districts). Please clear audit. - xxxxxx
Documentation provided showing it is a special assessment.   Condition resolved. - xxxxxx
attached above is documentation to support the additional $xxxxxx (semi-annual assessment $xxxxxx / 6 = xxxxxx monthly) and is part of the HOA fee but is a special additional tax assessment that was levied. SIDs = Special Improvement Districts) and LIDs = Local Improvement Districts). Please clear audit. - xxxxxx
xxxxxx 20:35 Resolved 4 1 4 1
4000119000 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit Borrower 1 3rd Party VOE Prior to Close Missing Borrower 1 3rd party VOE prior to close missing. Per guidelines, a Verbal Verification of Employment (VVOE) must be completed within ten (10) calendar days of the closing date. This documentation is missing from the loan file. 



vvoe - xxxxxx

VVOE was provided.  Condition resolved. - xxxxxx

Borrower 1 3rd Party VOE prior to close was provided. - xxxxxx

vvoe - xxxxxx

xxxxxx 21:31 Resolved 3 1 3 1
4000119000 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:14 Cleared 1 1 3 1
4000119000 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance Disclosure - ARM Disclosure/Late The ARM Disclosure was not provided within 3 days of application date. The Early ARM Disclosure Statement located on page 313 was signed by the borrower on xxxxxx. Need proof disclosure was provided within 3 days of application date.



attached response, please review and clear loan for purchase. thank you - xxxxxx

Confirmed disclousre was sent within 3 days of program change,  - xxxxxx

attached response, please review and clear loan for purchase. thank you - xxxxxx

xxxxxx 15:01 Resolved 3 1 3 1
4000119015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:00 Cleared 1 1 4 1
4000119015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance TRID: Missing Initial Closing Disclosure The loan file does not contain the initial Closing Disclosure.

initial CD - xxxxxx

Received ICD - xxxxxx

initial CD - xxxxxx

xxxxxx 14:34 Resolved 4 1 4 1
4000119015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:00 Cleared 1 1 4 1
4000119052 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product.

CDA value $xxxxxx.  Appraisal value $xxxxxx. - xxxxxx
CDA supporting value provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx. - xxxxxx
xxxxxx 19:46 Resolved 3 1 3 1
4000119052 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Title - Unpaid Liens Title documents provided in the loan file reflected unpaid liens. Missing satisfactory of judgment/lien in the amount of $xxxxxxfor subject borrower dated xxxxxx. 

Lien does not belong to borrower.  - xxxxxx

Evidence provided to show Liens are not Borrower. - xxxxxx

Lien does not belong to borrower.  - xxxxxx

xxxxxx 19:43 Resolved 3 1 3 1
4000119052 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:19 Cleared 1 1 3 1
4000119060 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:23 Cleared 1 1 1 1
4000119060 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:24 Cleared 1 1 1 1
4000119060 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:24 Cleared 1 1 1 1
4000119150 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:27 Cleared 1 1 1 1
4000119150 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:27 Cleared 1 1 1 1
4000119150 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:26 Cleared 1 1 1 1
4000119233 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Credit Delinquent Credit History Delinquent Credit History Meets G/L Requirement should be N/A when there is no delinquent credit history. N/A selected



Please clarify.  No delinquencies are showing on Credit Report or UDN - xxxxxx

Condition set in error. - xxxxxx

Please clarify.  No delinquencies are showing on Credit Report or UDN - xxxxxx

n/a - xxxxxx

xxxxxx 20:36 Void 1 3 1
4000119233 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Credit Program Parameters - Borrower/Business Entity Ineligibility Per guides: Any loan submitted with less than twelve (12) months of consecutive bank statements will not be eligible for purchase by xxxxxx -  only 11 months banks of consecutive business bank statements are provided xxxxxx lapse of 74 calendar days to the loan application datexxxxxx. Bank statements must be most recent available at time of application and must be consecutive.  The file is missing the bank statements for xxxxxx and xxxxxx.
Updated Bank statements and income calc sheet - xxxxxx

Bank statements and income worksheet provided. - xxxxxx

Updated Bank statements and income calc sheet - xxxxxx

xxxxxx 17:18 Resolved 3 1 3 1
4000119233 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:16 Cleared 1 1 3 1
4000119233 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:16 Cleared 1 1 3 1
4000119233 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Credit Borrower 1 CPA Letter Missing Borrower 1 CPA letter missing from the file. CPA letter provided however we're missing the expense ratio that was used to calculate the borrower income @ 35%. 

Guidelines do not state expense factor needs to be noted on CPA Letter just ownership - xxxxxx
 Bank Statements, xxxxxx - xxxxxx
Borrower 1 CPA letter provided - xxxxxx
Condition set in error.  CPA letter states business is solely owned by Borrower.  35% expense factor was used per guidelines. - xxxxxx
Guidelines do not state expense factor needs to be noted on CPA Letter just ownership - xxxxxx
Bank Statements, xxxxxx - xxxxxx
xxxxxx 19:26 Resolved 3 1 3 1
4000119236 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit AUS - Findings Missing The loan file did not contain the AUS findings as required. The loan application identifies the borrower as self‑employed with <25% ownership; however, the 2024 K‑1 shows the borrower owns 100% of xxxxxx. Because the borrower holds ≥25% ownership, FNMA requires classification as self‑employed. Please resubmit DU with the borrower correctly identified as self‑employed so DU findings align with the proper employment type.

See updated AUS - xxxxxx

 See attached  - xxxxxx

Updated AUS provided. Condition resolved. - xxxxxx

See updated AUS - xxxxxx

Condition upheld. Provide corrected AUS (DU)  Borrower is self-employed, not a Wage Earner.  The AUS (DU) states the Borrower is a Wage Earner. - xxxxxx

See attached  - xxxxxx

xxxxxx 15:21 Resolved 3 1 3 1
4000119236 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:22 Cleared 1 1 3 1
4000119236 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:23 Cleared 1 1 3 1
4000119254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:54 Cleared 1 1 1 1
4000119254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:55 Cleared 1 1 1 1
4000119254 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



xxxxxx 15:54 Cleared 1 1 1 1
4000119258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:01 Cleared 1 1 3 1
4000119258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 18:00 Cleared 1 1 3 1
4000119258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 3 of 4 xx/xx/xxxx Compliance Missing evidence of rate lock Missing evidence of Rate Lock. The xxxxxx/xxxxxx rate lock agreement is missing from the loan file. 

Rate lock Agreement  - xxxxxx

 Rate Lock confirmation - xxxxxx

Evidence of Rate Lock Provided - xxxxxx
Rate lock Agreement  - xxxxxx
Condition upheld.  Provide Lock between xxxxxxx and xxxxxx. - xxxxxx
Rate Lock confirmation - xxxxxx
xxxxxx 13:50 Resolved 3 1 3 1
4000119258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 4 of 4 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. Per the credit report, the xxxxxx account was 90 days old as of xxxxxx. Per guidelines, all derogatory revolving and installment accounts greater than sixty (60) days within four (4) years of closing require a full explanation. This documentation is missing from the loan file. 

LOE signed by borrower. - xxxxxx

LOE provided from Borrower. - xxxxxx
LOE signed by borrower. - xxxxxx
xxxxxx 17:44 Resolved 3 1 3 1
4000119274 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:57 Cleared 1 1 4 1
4000119274 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:58 Cleared 1 1 4 1
4000119274 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. Missing secondary valuation 



AVM - xxxxxx

AVM supporting value was provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

AVM - xxxxxx

xxxxxx 13:37 Resolved 4 1 4 1
4000119278 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 21:15 Cleared 1 1 1 1
4000119278 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:16 Cleared 1 1 1 1
4000119278 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:15 Cleared 1 1 1 1
4000119287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:23 Cleared 1 1 1 1
4000119287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:23 Cleared 1 1 1 1
4000119287 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:24 Cleared 1 1 1 1
4000119345 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:02 Cleared 1 1 3 1
4000119345 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1 which meets the lender's guideline requirements. 





xxxxxx 04:02 Cleared 1 1 3 1
4000119345 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Corporation/LLC: Certificate of Good Standing Doc is Missing The loan file does not contain the Corporation/LLC: Certificate of Good Standing. The certificate of good standing is in the file, but datedxxxxxx. The Note date isxxxxxx, making the document 31 days old. Per guidelines, Certificate of Good Standing must be dated within 30 days of closing. Please provide the updated certificate of good standing.



Your calculation being used to count the number of days is flawed.  You are including the day the good standing cert was xxxxxxtained in the calculation but the day it is received has not had a day pass until the next day.  So forxxxxxx the first day counted would bexxxxxxhich would make the good standing cert exactly 30 days old as of the note date.  A new cert is not required. - xxxxxx

Condition set in error. - xxxxxx

Your calculation being used to count the number of days is flawed.  You are including the day the good standing cert was xxxxxxtained in the calculation but the day it is received has not had a day pass until the next day.  So forxxxxxx the first day counted would bexxxxxxhich would make the good standing cert exactly 30 days old as of the note date.  A new cert is not required. - xxxxxx

xxxxxx 14:20 Void 3 3 1
4000119351 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 14:49 Cleared 1 1 3 1
4000119351 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 5 xx/xx/xxxx Credit Verification Documentation - VOM Missing/Incomplete The mortgage history in the loan file was incomplete or missing. The loan file did not contain a Verifiction of Mortgage as required. Missing the documentation confirming the CPA / CTEC license is verified and active. A screen shot of the IRS web site for an IRS Enrolled Agent (EA) is acceptable.



see attached  - xxxxxx

Evidence CPA is licensed was provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 19:00 Resolved 3 1 3 1
4000119351 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 5 xx/xx/xxxx Credit VVOE is incomplete or inaccurate Missing an internet search of the business is required with documentation to be included in the credit file to support existence of the business for xxxxxx, as required per guides.
see attached  - xxxxxx

Internet Search provided.  Condition resolved. - xxxxxx
see attached  - xxxxxx
xxxxxx 18:59 Resolved 3 1 3 1
4000119351 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 5 xx/xx/xxxx Credit Credit Documentation - Letter of Explanation The loan file did not contain a letter of explanation as required. Missing: The letter of explanation for the xxxxxx account with (1x30 4/23 + 1x60 5/2023 + 1x90 6/2023)  - total late 4/23-6/23 = 1x90 within the last 4 years. Guides require an LOE for All derogatory revolving and installment accounts > sixty (60) days within four (4) years of closing. 



see attached  - xxxxxx

LOE for late payments from 2023 was provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 19:36 Resolved 3 1 3 1
4000119351 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 5 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 14:50 Cleared 1 1 3 1
4000119357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:15 Cleared 1 1 1 1
4000119357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:15 Cleared 1 1 1 1
4000119357 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:15 Cleared 1 1 1 1
4000119424 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:07 Cleared 1 1 1 1
4000119424 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:07 Cleared 1 1 1 1
4000119424 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 15:07 Cleared 1 1 1 1
4000119432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:13 Cleared 1 1 1 1
4000119432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 2 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 20:39 Cleared 1 1 1 1
4000119536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:35 Cleared 1 1 1 1
4000119536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:35 Cleared 1 1 1 1
4000119536 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:36 Cleared 1 1 1 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 7 xx/xx/xxxx Property Loan Purpose is Purchase but Purchase Contract Doc is Missing Loan purpose is purchase and valuation type of purchase contract has not been selected. Lender to provide the fully executed purchase contract for the subject property including all addendums for review. 



COS  - xxxxxx

Cash on Sale contract provided.  Condition resolved. - xxxxxx

Purchase Contract Doc is not Missing, or is Not Applicable. - xxxxxx

COS  - xxxxxx

xxxxxx 17:17 Resolved 3 1 3 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 7 xx/xx/xxxx Credit Hazard Insurance Policy is Missing Missing hazard insurance policy. Please provide the homeowners insurance declarations page including the premium and loss payee clause naming the lender for the subject property
  



HOI  - xxxxxx

HOI Policy and RCE provided.  Condition resolved. - xxxxxx

Hazard Insurance Policy was provided. - xxxxxx

HOI  - xxxxxx

xxxxxx 17:26 Resolved 3 1 3 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 7 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report. Please provide the fraud report including the exclusionary lists for all interested parties in the loan transaction. 



FRAUD REPORT  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 17:25 Resolved 3 1 3 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 4 of 7 xx/xx/xxxx Credit Asset 2 Missing Asset documentation is missing from the file. The loan was approved using assets from the xxxxxx bank statement for account ending xxxxxx with a balance of $xxxxxx. This statement is missing from the loan file.Please provide the xxxxxx and xxxxxx xxxxxx bank statements for account ending in xxxxxx to verify that the $xxxxxx earnest money deposit (EMD) cleared the account.

xxxxxx statement  - xxxxxx
Statement provided.  Condition resolved. - xxxxxx

Asset 2 Provided Or Not Applicable - xxxxxx

chase statement  - xxxxxx

xxxxxx 17:32 Resolved 3 1 3 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 5 of 7 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:54 Cleared 1 1 3 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 6 of 7 xx/xx/xxxx Compliance Federal - Loan Estimate Received At Least Four Business Days Before Consummation A revised Loan Estimate was provided on (xxxxxx) via (USPSFirstClassMail). Under Regulation Z, a consumer must receive a revised Loan Estimate not later than four business days prior to consummation date of  (xxxxxx). Since the revised Loan Estimate was not provided in person, a consumer is considered to have received it on (xxxxxx), which is three business days after it was delivered or placed in the mail. As a result, the revised Loan Estimate is not deemed to have been received at least four business days before consummation, which is (xxxxxx). (12 CFR 1026.19(e)(4)(ii)) Revised LE issued xxxxxx didn't have the borrower signature on it. There wasn't any disclosure tracking information in the file. 

PLEASE SEE ATTACHED LOE AND LE, COC LE, AND INITIAL CD.  - xxxxxx
 INITIAL CD DATED xxxxxx WAS ISSUED AFTER THE LE DATED xxxxxx  - xxxxxx
Received electronic delivery - xxxxxx
Resolved - xxxxxx
PLEASE SEE ATTACHED LOE AND LE, COC LE, AND INITIAL CD.  - xxxxxx
The finding is for the receipt by the borrower of the LE issued xxxxxx. - xxxxxx
INITIAL CD DATED xxxxxx WAS ISSUED AFTER THE LE DATED xxxxxx  - xxxxxx
xxxxxx 15:28 Resolved 3 1 3 1
4000119581 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 7 of 7 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. Please provide the hazard and tax statements for xxxxxx supporting a montly payment of $xxxxxx and the hazard statement for xxxxxx.

xxxxxx DOCS  - xxxxxx
REO Docs provided.  Condition resolved. - xxxxxx
xxxxxx  - xxxxxx
xxxxxx 17:28 Resolved 3 1 3 1
4000119599 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:21 Cleared 1 1 1 1
4000119599 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:21 Cleared 1 1 1 1
4000119599 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 23:20 Cleared 1 1 1 1
4000119640 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:42 Cleared 1 1 1 1
4000119640 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 16:43 Cleared 1 1 1 1
4000119640 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:43 Cleared 1 1 1 1
4000119671 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Assets - Insufficient Cash to Close or Reserves Liquid Funds Post-Close of '$xxxxxx, are less than $xxxxxx. Lender to provide the most recent bank statement(s) for the borrower to verify he has sufficient funds to meet the 3 month reserve requirement & funds for closing.  Per the HUD one in file, borrower also needed to bring $xxxxxx to closing. He is short a total of $ xxxxxx

The borrower did a cash out refinance on another property. Please see the attached HUD that would provide enough funds for closing as well as to cover reserves. This was noted on the final application in the asset section. - xxxxxx

Settlement Statement from Simultaneous Refinance on another REO was provided. Condition resolved. - xxxxxx

Liquid Funds Post-Close are greater than or equal to $xxxxxx. - xxxxxx

The borrower did a cash out refinance on another property. Please see the attached HUD that would provide enough funds for closing as well as to cover reserves. This was noted on the final application in the asset section. - xxxxxx

xxxxxx 16:50 Resolved 3 1 3 1
4000119671 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:46 Cleared 1 1 3 1
4000119671 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Missing Business Purpose Affidavit File is missing statement of business purpose. Please provide the business purpose affidavit



attached - xxxxxx

Business Purpose Affidavit provided.  Condition resolved. - xxxxxx

attached - xxxxxx

xxxxxx 16:44 Resolved 3 1 3 1
4000119685 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:30 Cleared 1 1 3 1
4000119685 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 23:30 Cleared 1 1 3 1
4000119685 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Credit Cash reserves less than required by guidelines Total Cash reserves of '$xxxxxx are less than $xxxxxx. Reserves-8; $xxxxxx – xxxxxx 6 Months + Additional Financed Properties (2) Months Incremental PITIA/ITIA Per Financed Property (departure property) Total Cash reserves of xxxxxx are less than $xxxxxx.


see attached  - xxxxxx
 xxxxxxin assets +$xxxxxx appraisal and $xxxxxx HOI= $xxxxxx Total -xxxxxx cash to close = $xxxxxx in reserves which is 8 months  - xxxxxx
Updated asset statement provided.  Condition resolved. - xxxxxx
Total Cash reserves are greater than $xxxxxx. - xxxxxx
see attached  - xxxxxx
Condition upheld.  Borrower is short $xxxxxx in funds to close + reserves.  HOI and Appraisal Fee were POC, and do not get credited back. - xxxxxx
xxxxxx in assets +$xxxxxx appraisal and $xxxxxx HOI= $xxxxxx Total - xxxxxx cash to close = $xxxxxx in reserves which is 8 months  - xxxxxx
xxxxxx 15:24 Resolved 3 1 3 1
4000119685 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Credit Evidence of Property Tax Missing Missing evidence of property tax. Missing tax documentation for $xxxxxxmo/ $xxxxxx annually

please re-review the tax bill in the title report as there is tax and school tax. - xxxxxx

Tax Cert and explanation provided.  - xxxxxx

Evidence of property tax is present - xxxxxx

please re-review the tax bill in the title report as there is tax and school tax. - xxxxxx

xxxxxx 20:19 Resolved 3 1 3 1
4000119695 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 23:17 Cleared 1 1 3 1
4000119695 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 23:17 Cleared 1 1 3 1
4000119695 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The loan file is missing the second mortgage or line of credit information for xxxxxx. The lender added a payment of $xxxxxx on the Final 1003; therefore, the payment needs to be verified. 

Please note the taxes are escrowed and included in the mortgage payment. The hazard is not escrowed. The premium is xxxxxx/12=$xxxxxx
 - xxxxxx
REO Docs provided.  Condition resolved. - xxxxxx
Please note the taxes are escrowed and included in the mortgage payment. The hazard is not escrowed. The premium is xxxxxx/12=$xxxxxx
 - xxxxxx
xxxxxx 15:00 Resolved 3 1 3 1
4000119754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Low Risk and CDA Value of $xxxxxx which is a 0.00% variance to the Appraisal value of $xxxxxx. 



xxxxxx 15:23 Cleared 1 1 1 1
4000119754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:24 Cleared 1 1 1 1
4000119754 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:24 Cleared 1 1 1 1
4000119759 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:24 Cleared 1 1 1 1
4000119759 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:24 Cleared 1 1 1 1
4000119759 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:24 Cleared 1 1 1 1
4000119858 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA with Low Risk and 0.00 variance from the appraisal value. 





xxxxxx 15:03 Cleared 1 1 1 1
4000119858 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 15:04 Cleared 1 1 1 1
4000119858 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:04 Cleared 1 1 1 1
4000119892 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 21:15 Cleared 1 1 1 1
4000119892 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 21:14 Cleared 1 1 1 1
4000119892 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Higher Priced APOR (APOR HP) QM: Higher Priced APOR (APOR HP) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 21:15 Cleared 1 1 1 1
4000120043 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Asset 1 Less Than 2 Months Verified Asset has less than 2 months verified in file. The asset statement provided  for account ending in xxxxxx with a balance of $xxxxxx is missing the bank name and 30 days of transaction history. It coversxxxxxx - xxxxxx. Per guidelines, the statement must cover the full 30 days. Please provide the complete asset statement. 

Bank statement attached with Bank Name. Two months bank statement are not required, LTV is below 70%.

 - xxxxxx

Seller clarification provided, not required as LTV is below 70%, condition resolved.  - xxxxxx

Bank statement attached with Bank Name. Two months bank statement are not required, LTV is below 70%.

 - xxxxxx

xxxxxx 16:20 Resolved 3 1 3 1
4000120043 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:38 Cleared 1 1 3 1
4000120043 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:39 Cleared 1 1 3 1
4000120064 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 20:32 Cleared 1 1 1 1
4000120064 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:32 Cleared 1 1 1 1
4000120064 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 20:32 Cleared 1 1 1 1
4000120076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:07 Cleared 1 1 2 2
4000120076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:07 Cleared 1 1 2 2
4000120076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. Blanket exception waiver for investor property first time buyer with a FICO greater than 700 and there is no other exceptions in the file





 FICO greater than 700 and there is no other exceptions in the file xxxxxx 16:58 Waived 2 2 2 2
4000120109 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary. 1008/Approval not located in file



1008  - xxxxxx

Approval/Underwriting Summary provided. Condition resolved. - xxxxxx

1008  - xxxxxx

xxxxxx 14:40 Resolved 3 1 3 1
4000120109 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

FRAUD REPORT  - xxxxxx

Third party fraud report is provided. Condition resolved. - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 14:43 Resolved 3 1 3 1
4000120109 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:57 Cleared 1 1 3 1
4000120109 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 22:57 Cleared 1 1 3 1
4000120258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance Missing Warranty / Transfer Deed Warranty / Transfer Deed is not provided. The transfer deed completedxxxxxx has incorrect vesting showing xxxxxx, xxxxxx and xxxxxx and does not match the mortgagees and updated sales contract addendum completedxxxxxxo only show the vested individuals xxxxxx and xxxxxx.

attached - xxxxxx

Correct transfer deed datedxxxxxxrovided; finding resolved - xxxxxx

attached - xxxxxx

xxxxxx 16:59 Resolved 4 1 4 1
4000120258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit Liabilities - Not Verified The application lists debts that were not verified on the credit report and not independently verified.  The xxxxxx shows 300 payments for the seller with purchase date ofxxxxxx evidence the PPA has been PIF is not provided and not evident on the HUD to confirm it was paid off at closing. As stated in the sales contract - the solar is owned. Per the appraisal the solar panels are leased. Missing evidence of updated solar PPA agreement with buyer and UCC-1 does/does not apply going forward or evidence the solar PPA is PIF. Per the contract IF YOU SELL YOUR HOME: If the new homeowner does not agree to assume the Agreement, or if they don't qualify based on any of the above criteria, you are required to purchase the System.

attached - xxxxxx

Evidence of Service transfer was provided.  Condition resolved. - xxxxxx

attached - xxxxxx

xxxxxx 22:09 Resolved 3 1 4 1
4000120258 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The loan file is missing the Third Party Valuation.



attached - xxxxxx

 attached - xxxxxx

CU and LCA provided.  Condition resolved.   - xxxxxx

attached - xxxxxx

Condition upheld.  Provide LCA from FHLMC.  Per guidelines, both are to be ran at the same time - xxxxxx

attached - xxxxxx

xxxxxx 13:05 Resolved 3 1 4 1
4000120297 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains the required AVM with xxxxxx AVM Estimate of $xxxxxx with a High Confidence Score (FSD 0.05) which supports the $xxxxxx value used per appraisal waiver and meets the lender's requirements equal to or greater than 80% confidence score. 



xxxxxx 15:34 Cleared 1 1 1 1
4000120297 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 15:33 Cleared 1 1 1 1
4000120297 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Second Home Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:34 Cleared 1 1 1 1
4000120332 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 19:11 Cleared 1 1 1 1
4000120332 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:11 Cleared 1 1 1 1
4000120332 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:11 Cleared 1 1 1 1
4000120347 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:35 Cleared 1 1 1 1
4000120347 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:36 Cleared 1 1 1 1
4000120354 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:52 Cleared 1 1 1 1
4000120354 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:53 Cleared 1 1 1 1
4000120354 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:52 Cleared 1 1 1 1
4000120393 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 CPA Letter Missing Borrower 1 CPA letter missing from the file. Lender to provide the CPA letter to verify ownership and financial health of the business used for qualifying income. 



BUSINESS NARRATIVE WAS PROVIDED AND HAS THE CPA INFO.  - xxxxxx

Business Narrative and CPA verification provided.  Condition resolved. - xxxxxx

Borrower 1 CPA letter provided - xxxxxx

BUSINESS NARRATIVE WAS PROVIDED AND HAS THE CPA INFO.  - xxxxxx

xxxxxx 15:06 Resolved 3 1 3 1
4000120393 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 15:52 Cleared 1 1 3 1
4000120393 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 4 xx/xx/xxxx Credit Approval - Lender Income Calculation Missing The loan file did not contain the lender income calculation worksheet as required. Lender to provide the UW income calculator and rental income/ loss worksheet t for the investment properties. 



UNDERWRITER CALCULATION  - xxxxxx

Income calc was provided.  Condition resolved. - xxxxxx

UNDERWRITER CALCULATION  - xxxxxx

xxxxxx 15:10 Resolved 3 1 3 1
4000120393 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing Tangible Net Benefit Disclosure Tangible Net Benefit Disclosure was not provided.

Its a Cash out refinance, this shouldn't be required,  - xxxxxx

Confirmed TNB not required - xxxxxx

Its a Cash out refinance, this shouldn't be required,  - xxxxxx

xxxxxx 13:49 Resolved 3 1 3 1
4000120398 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 17:04 Cleared 1 1 1 1
4000120398 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 17:04 Cleared 1 1 1 1
4000120398 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 17:05 Cleared 1 1 1 1
4000120480 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:12 Cleared 1 1 1 1
4000120480 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:13 Cleared 1 1 1 1
4000120480 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:13 Cleared 1 1 1 1
4000120512 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 6 xx/xx/xxxx Credit Income - LOE Missing The loan file did not contain a letter of explanation as required. Credit file must contain documentation that the EA license is verified and active. A screen shot of the IRS web site for an IRS Enrolled Agent (EA) is acceptable. 



see attached  - xxxxxx

CPA Verification provided.  Condition resolved. - xxxxxx

see attached  - xxxxxx

xxxxxx 15:31 Resolved 3 1 4 1
4000120512 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 18:28 Cleared 1 1 4 1
4000120512 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 6 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 18:27 Cleared 1 1 4 1
4000120512 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 4 of 6 xx/xx/xxxx Credit Borrower 1 YTD Profit & Loss Missing Borrower 1 YTD Profit & Loss missing. Per the lock confirmation in file, the borrower was approved using 2 years of P&L's , but only 1 year is in the loan file. Please provide the additional year of P&L's  or the updated lock agreement. 



see attached  - xxxxxx

 The lock has been updated - xxxxxx

Updated lock to show 1 year P&L was provided.  Condition resolved. - xxxxxx

Borrower 1 YTD Profit & Loss Provided - xxxxxx

see attached  - xxxxxx

Condition upheld.  Provide update lock. - xxxxxx

The lock has been updated - xxxxxx

xxxxxx 13:52 Resolved 3 1 4 1
4000120512 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 5 of 6 xx/xx/xxxx Compliance Missing Doc - Escrow Waiver Missing Escrow Waiver is missing. The loan is not escrowed. Please provide the escrow waiver



see attached  - xxxxxx

Received waiver - xxxxxx

see attached  - xxxxxx

xxxxxx 14:45 Resolved 3 1 4 1
4000120512 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 6 of 6 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing An alternate conformation that there is no new debt is required and may include a new credit report, pre-close credit score soft-pull or gap report. This documentation is missing from the loan file. 



please see attached  - xxxxxx

Gap Report provided. Condition resolved. - xxxxxx

please see attached  - xxxxxx

xxxxxx 15:30 Resolved 4 1 4 1
4000120546 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:22 Cleared 1 1 1 1
4000120546 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 2 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



xxxxxx 19:23 Cleared 1 1 1 1
4000120558 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:46 Cleared 1 1 1 1
4000120558 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 19:46 Cleared 1 1 1 1
4000120558 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 19:47 Cleared 1 1 1 1
4000120579 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 5 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing

What is a Gap Credit Report? We did not every had to provide a Gap credit report.

 - xxxxxx

Seller provided mortgage statements in the original file to show the payments on all properties are up to date.
 - xxxxxx

Seller provided mortgage statements in the original file to show the payments on all properties are up to date. - xxxxxx

What is a Gap Credit Report? We did not every had to provide a Gap credit report.

 - xxxxxx

xxxxxx 16:09 Resolved 4 1 4 1
4000120579 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 5 xx/xx/xxxx Credit Asset 2 Missing Asset documentation is missing from the file. Missing xxxxxx statement for account ending in xxxxxx; Missing xxxxxx statement for account ending in xxxxxx to verify $xxxxxxEMD.

Bank Statement is not required, the EMD check is from the borrower and the LTV is below 70% so bank statements are not required.   - xxxxxx

EMD check provided in the file.
 - xxxxxx

EMD check provided in the file. - xxxxxx

Bank Statement is not required, the EMD check is from the borrower and the LTV is below 70% so bank statements are not required.   - xxxxxx

xxxxxx 16:10 Resolved 3 1 4 1
4000120579 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 5 xx/xx/xxxx Credit Approval/Underwriting Summary Not Provided The loan did not contain the Approval/Underwriting Summary.

Approval is attached  - xxxxxx

The seller provided Approval/Underwriting Summary - xxxxxx

Approval/Underwriting Summary is fully present - xxxxxx

Approval is attached  - xxxxxx

xxxxxx 14:27 Resolved 3 1 4 1
4000120579 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 5 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:20 Cleared 1 1 4 1
4000120579 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 5 xx/xx/xxxx Compliance Final CD: Prepayment Penalty is missing or inaccurate Lender to provide updated Final CD with corrected Maximum Prepayment Penalty Amount consistent with the Prepayment Penalty Rider.  The PPP on the final CD was calculated based on the Original Principal Balance, but the Prepayment Penalty Rider indicates 20% of the amount that exceeds the OPB.

There is n CD on this loan. this is a DSCR loan. This is not a primary Resident so there is no CD issue. I am not sure why this a suspense item.   - xxxxxx

DSCR file not included in the scope of the review PPP disclosed on the HUD 1
 - xxxxxx

DSCR file not included in the scope of the review  - xxxxxx

Final HUD 1 displayed the max amount of the PP  - xxxxxx

There is n CD on this loan. this is a DSCR loan. This is not a primary Resident so there is no CD issue. I am not sure why this a suspense item.   - xxxxxx

xxxxxx 16:09 Resolved 3 1 4 1
4000120590 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines. Entered in error.





The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:09 Cleared 1 1 3 1
4000120590 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:09 Cleared 1 1 3 1
4000120590 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance Escrow Waiver is Partially Provided Escrow Waiver is partially provided. Missing escrow waiver. 



Escrows were not waived on this loan, please see the closing HUD - xxxxxx

Condition set in error.  Final CD and Lock state escrows are not waived. - xxxxxx

Escrows were not waived on this loan, please see the closing HUD - xxxxxx

xxxxxx 20:30 Void 3 3 1
4000120646 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Hazard Insurance Policy is Partial Hazard insurance policy partially provided. Missing 6 months' rent loss coverage as required by the lender's DSCR guidelines. $3,106.49x6=$18,638.94 is 6 months PITIA. 



Please see pages 19 & 20 of the attachment.  (it's listed as page P-3 and P-4 on the page numbers). - xxxxxx

Rent Loss coverage provided.  Condition resolved. - xxxxxx

Hazard Insurance Policy is fully present - xxxxxx

Please see pages 19 & 20 of the attachment.  (it's listed as page P-3 and P-4 on the page numbers). - xxxxxx

xxxxxx 19:32 Resolved 3 1 3 1
4000120646 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:27 Cleared 1 1 3 1
4000120646 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 00:26 Cleared 1 1 3 1
4000120702 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Compliance Final CD: Prepayment Penalty is missing or inaccurate Lender to provide updated Final CD with corrected Maximum Prepayment Penalty Amount consistent with the Prepayment Penalty Rider.  The PPP on the final CD was calculated based on the Original Principal Balance, but the Prepayment Penalty Rider indicates 20% of the amount that exceeds the OPB. PPP Rider says max is 3% of the amount that exceeds 20% of the original principal balance (meaning 80%)  $xxxxxx, Final HUD calculated 3% of the original principal balance $xxxxxx
This is a DSCR loan, there is no CD on a DSCR loan. - xxxxxx

DSCR file not included in the scope of the review, HUD 1 included PPP - xxxxxx

DSCR file not included in the scope of the review  - xxxxxx

This is a DSCR loan, there is no CD on a DSCR loan. - xxxxxx

xxxxxx 16:18 Resolved 3 1 3 1
4000120702 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:16 Cleared 1 1 3 1
4000120702 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:17 Cleared 1 1 3 1
4000120702 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance Missing Power of Attorney Borrower xxxxxx signed as an agent for xxxxxx with no power of attorney located in file. 
Please see Power Attorney attached  - xxxxxx
The seller provided the POA - xxxxxx

Please see Power Attorney attached  - xxxxxx

xxxxxx 14:22 Resolved 3 1 3 1
4000120743 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 03:28 Cleared 1 1 3 1
4000120743 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 03:28 Cleared 1 1 3 1
4000120743 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The third party valuation review product is missing from the loan file. 



CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
CDA supporting value provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
xxxxxx 22:03 Resolved 3 1 3 1
4000120779 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing The Credit Report in file is 100 days old.



No sure what is Gap Credit report. We never had to provide a Gap Credit Report. - xxxxxx

Seller provided mortgage statements in the original file to show the payments on all properties are up to date.
 - xxxxxx

Seller provided mortgage statements in the original file to show the payments on all properties are up to date. - xxxxxx

Borrower 1 Gap Credit Report is not missing. - xxxxxx

No sure what is Gap Credit report. We never had to provide a Gap Credit Report. - xxxxxx

xxxxxx 16:25 Resolved 4 1 4 1
4000120779 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:02 Cleared 1 1 4 1
4000120779 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:02 Cleared 1 1 4 1
4000120779 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance Final CD: Prepayment Penalty is missing or inaccurate Lender to provide updated Final CD with corrected Maximum Prepayment Penalty Amount consistent with the Prepayment Penalty Rider.  The PPP on the final CD was calculated based on the Original Principal Balance, but the Prepayment Penalty Rider indicates 20% of the amount that exceeds the OPB.

This is a DSCR loan. We do not have a CD.  - xxxxxx

DSCR file not included in the scope of the review HIUD 1 disclosed PPP - xxxxxx

DSCR file not included in the scope of the review  - xxxxxx

This is a DSCR loan. We do not have a CD.  - xxxxxx

xxxxxx 16:26 Resolved 3 1 4 1
4000120824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. The loan file contains a CU with a risk score of 1 which meets the lender's guideline requirement of a third-party review with risk score of 2.5 or less. 





xxxxxx 20:21 Cleared 1 1 1 1
4000120824 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:22 Cleared 1 1 1 1
4000120830 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing

No sure what is a Gap Credit report. We never had to provide a Gap Credit Report.  - xxxxxx

Seller provided mortgage statements in the original file to show the payments on all properties are up to date.
 - xxxxxx

Borrower 1 Gap Credit Report is not missing. - xxxxxx

No sure what is a Gap Credit report. We never had to provide a Gap Credit Report.  - xxxxxx

xxxxxx 14:20 Void 4 4 1
4000120830 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Borrower 2 Gap Credit Report is Missing Borrower 2 Gap Credit Report is Missing

No sure what is a Gap Credit report. We never had to provide a Gap Credit Report.  - xxxxxx

Seller provided mortgage statements in the original file to show the payments on all properties are up to date.
 - xxxxxx

Borrower 2 Gap Credit Report is not missing. - xxxxxx

No sure what is a Gap Credit report. We never had to provide a Gap Credit Report.  - xxxxxx

xxxxxx 14:20 Void 4 4 1
4000120830 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:40 Cleared 1 1 4 1
4000120830 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:40 Cleared 1 1 4 1
4000120965 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:57 Cleared 1 1 1 1
4000120965 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:57 Cleared 1 1 1 1
4000120965 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:58 Cleared 1 1 1 1
4000120970 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:25 Cleared 1 1 1 1
4000120970 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:27 Cleared 1 1 1 1
4000120970 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines.
 - xxxxxx

xxxxxx 18:43 Cleared 1 1 1 1
4000121015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 20:36 Cleared 1 1 1 1
4000121015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:40 Cleared 1 1 1 1
4000121015 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Refinance Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 20:40 Cleared 1 1 1 1
4000121022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 17:08 Cleared 1 1 1 1
4000121022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 17:08 Cleared 1 1 1 1
4000121022 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:08 Cleared 1 1 1 1
4000121103 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:08 Cleared 1 1 1 1
4000121103 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:08 Cleared 1 1 1 1
4000121103 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:08 Cleared 1 1 1 1
4000121149 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. The DTI including the departing residence (including the HELOC) is 45.38% and qualifies under guides (Max DTI allowed 55%).
The lender states an exception approval is provided to allow the omission of the departing residence's PITIH in the ratios. As per guides 20% equity must be evident to omit. Equity of 15.08% is confirmed using the appraisal provided, not the 20% required to OMIT the payment.
**Missing the xxxxxx  Exception Approval to omit the PITIH of $xxxxxxin the ratios.**

See attached  - xxxxxx

Exception approved for 15% equity vs 20% on departing residence with -.125 LPA and with noted. No other exceptions allowed and subject to final review. - xxxxxx

See attached  - xxxxxx

comp factors = 20% down payment, 760 FICO, 6 months reserves on the subject property and 12 months reserves for the departure property and $xxxxxx+ monthly residual income.  xxxxxx 19:39 Waived 3 2 3 2
4000121149 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied. - xxxxxx

xxxxxx 19:48 Cleared 1 1 3 2
4000121149 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines.



The loan meets all applicable compliance guidelines. - xxxxxx

xxxxxx 19:49 Cleared 1 1 3 2
4000121368 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:48 Cleared 1 1 1 1
4000121368 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:48 Cleared 1 1 1 1
4000121368 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Primary Residence Purchase Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Findings The loan meets all applicable compliance guidelines. The loan meets all applicable credit guidelines.





xxxxxx 16:49 Cleared 1 1 1 1
4000121450 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 2 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

FRAUD REPORT  - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third party fraud report is provided - xxxxxx

FRAUD REPORT  - xxxxxx

xxxxxx 20:44 Resolved 3 1 3 1
4000121450 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 2 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 20:44 Cleared 1 1 3 1
4000121764 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:09 Cleared 1 1 1 1
4000121764 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.
 



xxxxxx 18:09 Cleared 1 1 1 1
4000121764 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:09 Cleared 1 1 1 1
4000121801 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 04:23 Cleared 1 1 1 1
4000121801 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 04:23 Cleared 1 1 1 1
4000121801 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:23 Cleared 1 1 1 1
4000122076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



The loan meets all applicable credit guidelines. - xxxxxx

xxxxxx 20:54 Cleared 1 1 4 1
4000122076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



DSCR / Business Purpose loans are exempt from Reg Z and Reg X. - xxxxxx

xxxxxx 20:53 Cleared 1 1 4 1
4000122076 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Appraisal is Missing The file is missing the appraisal. The loan file is missing the Third-Party Valuation. 



CDA value $xxxxxx.  Appraisal value $xxxxxx. - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
Appraisal is Present or is Waived - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx. - xxxxxx
xxxxxx 14:14 Resolved 4 1 4 1
4000122122 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide the 3rd party valuation model to support the appraised value of the subject property. 



CDA provided - xxxxxx

CDA provided.  Condition resolved. - xxxxxx

CDA provided - xxxxxx

xxxxxx 18:27 Resolved 3 1 3 1
4000122122 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:55 Cleared 1 1 3 1
4000122122 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:55 Cleared 1 1 3 1
4000122122 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Appraisal is Missing Missing secondary valuation Loan file is missing the Appraisal Report The file is missing the appraisal.





See attached appraisal - xxxxxx

Complete Appraisal was provided.  Condition resolved. - xxxxxx

Appraisal is Present or is Waived - xxxxxx

See attached appraisal - xxxxxx

Appraisal is Present or is Waived - xxxxxx

xxxxxx 16:37 Resolved 1 1 3 1
4000122132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report not Provided Missing third party fraud report.

Fraud report uploaded.  Borrowers drivers license in file was issued on xxxxxx.  Borrower is living rent free from family member.  - xxxxxx

Fraud Report was provided. Condition resolved.   - xxxxxx

Third party fraud report is provided - xxxxxx

Fraud report uploaded.  Borrowers drivers license in file was issued on xxxxxx.  Borrower is living rent free from family member.  - xxxxxx

xxxxxx 15:25 Resolved 3 1 3 1
4000122132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:01 Cleared 1 1 3 1
4000122132 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. The loan file is missing the Third-Party Valuation. 



CDA value xxxxxx.  Appraisal value xxxxxx - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
CDA value xxxxxx.  Appraisal value xxxxxx - xxxxxx
xxxxxx 16:12 Resolved 3 1 3 1
4000122326 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Missing guideline requirement
All loans must have a second appraisal, xxxxxx CDA, xxxxxx or equivalent product or field review evidencing a reasonable appraisal value.

CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
 Please see CDA attached - xxxxxx
CDA supporting valuation was provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
Please see CDA attached - xxxxxx
xxxxxx 18:40 Resolved 3 1 3 1
4000122326 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:15 Cleared 1 1 3 1
4000122326 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:16 Cleared 1 1 3 1
4000122432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Third Party Fraud Report Partially Provided Third party fraud report partially provided. Lender to provide the complete cleared fraud report for all interested parties in the loan transaction.  



Fraud report uploaded - xxxxxx

Fraud Report provided.  Condition resolved. - xxxxxx

Third Party Fraud Report is fully present - xxxxxx

Fraud report uploaded - xxxxxx

xxxxxx 14:22 Resolved 3 1 3 1
4000122432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide the 3rd party valuation to support the sales price as well as the appraised value of the subject property. 



CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
CDA supporting value was provided.  Condition resolved. - xxxxxx
CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx
xxxxxx 14:39 Resolved 3 1 3 1
4000122432 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 14:27 Cleared 1 1 3 1
4000122672 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:06 Cleared 1 1 1 1
4000122672 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:07 Cleared 1 1 1 1
4000122672 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:07 Cleared 1 1 1 1
4000122766 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Missing Doc - 3rd Party Valuation Product/Missing The loan file did not contain the required 3rd party valuation product. Lender to provide a secondary valuation.



CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx

CDA supporting value provided.  Condition resolved. - xxxxxx

CDA value $xxxxxx.  Appraisal value $xxxxxx - xxxxxx

xxxxxx 14:56 Resolved 3 1 3 1
4000122766 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 00:07 Cleared 1 1 3 1
4000122766 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 00:07 Cleared 1 1 3 1
4000123280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:59 Cleared 1 1 1 1
4000123280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:40 Cleared 1 1 1 1
4000123280 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:56 Cleared 1 1 1 1
4000119518 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 18:04 Cleared 1 1 1 1
4000119518 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 18:04 Cleared 1 1 1 1
4000119518 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 18:04 Cleared 1 1 1 1
4000117176 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Audited Loan Amount is greater than Guideline Maximum Loan Amount Audited loan amount is greater than the guideline Maximum loan amount. Max loan amount is $xxxxxx  Subject loan amount is $xxxxxx.  A formal exception was done to allow. 



LTV 5% below max and low DTI, 18 months reserves, and 768 FICO xxxxxx 14:36 Waived 2 2 3 2
4000117176 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Credit Program Parameters - Guidelines Conformity The subject loan does not conform to program guidelines. Using 12 month peronsal bank statements for income in the borrower's name and xxxxxx.  Guidelines require a relationship letter but his is not present in file.

Document Uploaded. Please see letter attached. Thank you. - xxxxxx

Access Letter provided.  Condition resolved. - xxxxxx

xxxxxx 18:54 Resolved 3 1 3 2
4000117176 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:44 Cleared 1 1 3 2
4000117176 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 20:30 Cleared 1 1 3 2
4000120626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 15:13 Cleared 1 1 3 1
4000120626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 19:52 Cleared 1 1 3 1
4000120626 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 19:52 Cleared 1 1 3 1
4000115390 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 22:55 Cleared 1 1 1 1
4000115390 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 22:55 Cleared 1 1 1 1
4000115390 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 22:55 Cleared 1 1 1 1
4000118438 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 11:45 Cleared 1 1 1 1
4000118438 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 11:46 Cleared 1 1 1 1
4000118438 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 11:46 Cleared 1 1 1 1
4000118866 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 16:40 Cleared 1 1 1 1
4000118866 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 16:40 Cleared 1 1 1 1
4000118866 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 16:41 Cleared 1 1 1 1
4000117276 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Credit Liabilities - REO The loan file did not contain sufficient documentation to verify debts associated with all other properties. File does not contain proof of PITIA for 26 xxxxxx



Document Uploaded. Client provided a correct 1003.  Property addressed was a previous residence address, but not a current REO.  Documentation provided is acceptable.  - xxxxxx

xxxxxx 16:50 Resolved 3 1 3 1
4000117276 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 13:49 Cleared 1 1 3 1
4000117276 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Purchase ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 13:49 Cleared 1 1 3 1
4000120148 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property No Property Findings Loan meets applicable appraisal guidelines.



xxxxxx 17:04 Cleared 1 1 1 1
4000120148 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 17:05 Cleared 1 1 1 1
4000120148 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:58 Cleared 1 1 1 1
4000123283 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:24 Cleared 1 1 1 1
4000123283 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 21:24 Cleared 1 1 1 1
4000123283 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:25 Cleared 1 1 1 1
4000119725 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 04:32 Cleared 1 1 1 1
4000119725 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 04:32 Cleared 1 1 1 1
4000119725 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 04:33 Cleared 1 1 1 1
4000123770 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 3 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 21:32 Cleared 1 1 1 1
4000123770 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 3 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 21:33 Cleared 1 1 1 1
4000123770 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 3 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 15:07 Cleared 1 1 1 1
4000121026 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 4 xx/xx/xxxx Credit Housing History Does Not Meet Guideline Requirements Housing history does not meet guideline requirements. Missing ‘No Primary Housing Expense’ letter or free and clear documentation for primary residence.



Document Uploaded. Please see attached letter. Thank you. - xxxxxx

Rent Free Letter provided. Condition resolved. - xxxxxx

Housing history meets guideline requirements. - xxxxxx

xxxxxx 19:45 Resolved 3 1 4 1
4000121026 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 4 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 05:10 Cleared 1 1 4 1
4000121026 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 4 xx/xx/xxxx Compliance No Compliance Tests Performed DSCR / Business Purpose loans are exempt from Reg Z and Reg X.



xxxxxx 05:11 Cleared 1 1 4 1
4000121026 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 4 xx/xx/xxxx Credit Borrower 1 Gap Credit Report is Missing Borrower 1 Gap Credit Report is Missing

DSCR loans do not require a gap report. Thank you. - xxxxxx

Borrower 1 Gap Credit Report is not missing. - xxxxxx

Borrower 1 Gap Credit Report is not missing. - xxxxxx

DSCR loans do not require a gap report. Condition resolved. - xxxxxx

xxxxxx 18:07 Void 4 4 1
4000123282 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 1 of 6 xx/xx/xxxx Credit No Credit Findings The loan meets all applicable credit guidelines.



xxxxxx 23:13 Cleared 1 1 3 1
4000123282 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 2 of 6 xx/xx/xxxx Property Value - Value is supported within -10% of original appraisal amount The appraised value was supported within -10% and all applicable appraisal guidelines were satisfied.



xxxxxx 23:14 Cleared 1 1 3 1
4000123282 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 3 of 6 xx/xx/xxxx Compliance Loan Origination Company NMLS Status is Unknown Loan Origination Company NMLS status is unknown. Company cannot be located in NMLS to confirm status. No license number listed on 1003 or Note.





N/A; Investment loan - xxxxxx

xxxxxx 21:20 Void 3 3 1
4000123282 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 4 of 6 xx/xx/xxxx Compliance Missing Attorney Preference Letter Right To Choose Attorney or Attorney Preference not in file. What Mortgage Applicants Need to Know pamphlet is missing from file which includes Right to Choose Attorney.





Not applicable to business purpose loans. - xxxxxx

xxxxxx 21:29 Void 3 3 1
4000123282 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 5 of 6 xx/xx/xxxx Compliance Missing Doc - Homeownership Counseling Disclosure/Missing Homeownership Counseling Disclosure is missing.



N/A; Investment loan. - xxxxxx

xxxxxx 21:20 Void 3 3 1
4000123282 xxxxx xxxxx xx/xx/xxxx xxxxx xxxxx XXXXXX Investment Refinance ATR/QM: Exempt ATR/QM: Exempt XXXXXX 6 of 6 xx/xx/xxxx Compliance Intent to Proceed is Missing or Incomplete

N/A, Investment loan - xxxxxx

xxxxxx 21:20 Void 3 3 1