Exhibit 1.01
PHINIA INC.
Conflict Minerals Report
For the Reporting Period from January 1, 2025 to December 31, 2025
This Conflict Minerals Report (“Report”) of PHINIA Inc. (“PHINIA” or the “Company”) for the reporting period January 1, 2025 to December 31, 2025 (the “Reporting Period”) is filed pursuant to Rule 13p-1 and Form SD under the Securities Exchange Act of 1934, as amended (collectively, the “Rule”).
The Rule requires the annual filing with the Securities and Exchange Commission (the “SEC”) of a Form SD, together with this Report (if relevant) as an exhibit to Form SD, regarding the sourcing of Conflict Minerals (as defined below) contained in the products that the Company manufactures or contracts to manufacture if those Conflict Minerals are necessary to the production or functionality of such products. Conflict Minerals are defined as gold, columbite-tantalite (coltan), cassiterite, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten (collectively, “Conflict Minerals” or “3TG”). The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of the Congo and its adjoining countries (Angola, Burundi, Central African Republic, Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia).
Company and Products Overview
PHINIA is a diversified industrial supplier and global leader in the development of fuel systems, electrical systems, and aftermarket solutions, with a strong portfolio of trusted brands that includes DELPHI®, DELCO REMY®, and HARTRIDGE™. With over 100 years of manufacturing expertise and industry relationships, PHINIA has approximately 12,500 talented employees and over 40 locations in 20 countries and is headquartered in Auburn Hills, Michigan, USA. PHINIA systems and solutions are designed to keep combustion engines operating at peak performance across a variety of applications: medium- and heavy-duty commercial vehicle (on-road vehicles used for commercial transport classified class 4–8, 14,001 pounds or heavier); light commercial vehicle (on-road vehicles used for commercial transport classified class 1–3, 14,000 pounds or lighter); light passenger vehicles (on-road vehicles used primarily for carrying passengers); and off-highway, industrial, and other (including construction and agricultural machinery, vocational vehicles, marine, industrial applications, power generation, and aerospace and defense). PHINIA’s service solutions include vehicle repair and replacement parts, offering both new and remanufactured products through the original equipment manufacturer dealer network and the independent aftermarket channel. PHINIA is an independent, public company trading under the symbol “PHIN” on the New York Stock Exchange.
The Company’s business is comprised of two reportable segments, which are further described below. These segments are strategic business groups, which are managed separately as each represents a specific grouping of related automotive components and systems.
•Fuel Systems. This segment provides advanced fuel injection systems, fuel delivery modules, canisters, sensors, electronic control modules and associated software. Our highly engineered fuel injection systems portfolio includes pumps, injectors, fuel rail assemblies, engine control modules, and complete systems, including software and calibration services, that are designed to reduce emissions and improve fuel economy for traditional and hybrid applications.
•Aftermarket. Through this segment, the Company sells products to independent aftermarket customers. Its product portfolio includes a wide range of products as well as maintenance, test equipment and vehicle diagnostics solutions. Additionally, it offers a diverse portfolio of original equipment service solutions and remanufactured products. The Aftermarket segment also includes sales of starters and alternators to original equipment manufacturers and original equipment service customers.
Reasonable Country of Origin Inquiry
As required by the Rule, we conducted in good faith a reasonable country of origin inquiry (“RCOI”) covering calendar year 2025. Our RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals contained in our products originated in a Covered Country or came from recycled or scrap sources.
We engaged APA Engineering Conflict Minerals Due Diligence Service (“APA”), an experienced third-party service provider, to assist us with our RCOI, supplier engagement, and due diligence. The Company and APA utilized the International Material Data System to identify our products that may contain 3TG necessary to their functionality or production and mapped them to our direct suppliers. Through this process, the Company and APA identified 544 in-scope direct suppliers for 2025. This reflects normal changes in our supplier base, ongoing refinement of our in-scope population, and the addition of 34 new suppliers as a result of the acquisition of Swedish Electromagnet Invest AB on August 1, 2025.
The Company obtained all contact details for the 544 in-scope direct suppliers and provided this information to APA, which, using APA’s AutoGen – CM software platform (“AutoGen – CM”), evaluates the quality of each supplier response and manages the step-by-step process for supplier engagement, upstream due diligence investigations performed, and the metrics provided in this Report. On the Company’s behalf and through the AutoGen – CM, the APA team requested that all in-scope suppliers complete a Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”) version 6.5.
Based on our due diligence process described below, we identified a total of 391 verified smelters and refiners (sometimes herein, “SORs”) that may have processed the necessary 3TG contained in our products for the calendar year 2025. During the course of our RCOI, we were not able to confirm the country of origin for all of the 3TG that may be contained in the materials or products we purchased from our suppliers or to determine whether those 3TGs were from recycled or scrap sources. Therefore, we have concluded that some of our products manufactured during the Reporting Period may contain necessary 3TGs that may have originated in the Covered Countries or may not be from recycled or scrap sources. Accordingly, we performed due diligence in an effort to determine the source and chain of custody of these necessary 3TGs.
Due Diligence
Design of Due Diligence Measures
We designed our due diligence measures relating to 3TG to conform in all material respects with the due diligence framework in the Organisation for Economic Co-operation and Development (the “OECD”) Due Diligence Guidance of Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, and the related supplement for tin, tantalum, and tungsten and the supplement for gold, Third
Edition, 2016 (the “OECD Guidance”). Additionally, we are a member of the Automotive Industry Action Group, which, among other initiatives, supports the development of best practices relating to the sourcing of materials and 3TG due diligence.
Due Diligence Measures Performed
The following is a description of the due diligence measures we performed during and for the Reporting Period.
OECD Step #1: Establish Strong Company Management Systems
The Company has established a cross-functional team to support our Conflict Minerals due diligence and compliance efforts. The team is led by our Vice President and Chief Purchasing Officer (the “Chief Purchasing Officer”) and is comprised of representatives from Supply Chain Excellence, Legal, and Ethics and Compliance, in addition to other subject matter experts (the “Compliance Team”). We also have engaged APA, an experienced third-party service provider, to assist us with our due diligence and compliance efforts.
The Company is committed to continuing to operate in a socially responsible manner and expects suppliers throughout its supply chain to supply products and materials from socially responsible sources. To that end, the Company has developed a Supplier Code of Conduct and a Conflict Minerals Statement that have been provided to all suppliers and can be found on our website at www.phinia.com.
We used the RMI’s CMRT to gather information from our suppliers about SORs that processed the necessary 3TG contained in our products. We requested in-scope suppliers to complete the CMRT, and we encouraged our suppliers to consult the information contained on the RMI website. The Company is committed to retaining supplier responses and other communications and information relating to Conflict Minerals in electronic form for at least 5 years.
The Company has an independent, 24/7 hotline and web portal hosted by a third-party (the “Compliance Hotline”) through which employees and external parties can anonymously and confidentially raise concerns or questions about compliance with our Code of Ethical Conduct and other Company policies and principles, including the Company’s Conflict Minerals Statement. The Compliance Hotline is available in the local language of all areas in which we operate. Suppliers also may reach out to report concerns by email to complianceoffice@phinia.com.
OECD Step #2: Identify and Assess Risks in the Supply Chain
We sent requests to all suppliers that we identified as having provided us with products containing 3TG, or that we believe may have provided us with products containing 3TG in calendar year 2025, and we asked them to provide us with a completed CMRT. Under certain circumstances, we requested that they complete the CMRT at the product-level basis rather than at the company-level basis. Additionally, we followed up with certain suppliers who listed SORs that were identified as requiring risk mitigation in connection with the CMRTs they submitted for 2024 to request updated information on the use of those high-risk SORs.
APA also provided suppliers with training and education to guide them on best practices and use of the CMRT. APA monitored and tracked all communications in the AutoGen – CM for reporting and
transparency. The Company directly contacted suppliers that were unresponsive to APA’s communications during the diligence process and requested that these suppliers complete the CMRT and submit it to APA. As discussed below, failure to respond to our requests can and has resulted in that supplier being placed on a business hold.
APA’s AutoGen – CM platform performed an automated data validation on all submitted CMRTs. The data validation identifies any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT that help to identify areas that require further classification or risk assessment. The results of this data validation were shared with the suppliers to direct them to responses that require clarification or improvement.
All submitted CMRTs were accepted and classified as valid or invalid so that data is retained. Suppliers were contacted regarding invalid forms and were encouraged to submit a valid form. Suppliers were also provided with guidance on how to correct these validation errors in the form of written feedback to their CMRT submission, training courses, and direct engagement with APA. Because some suppliers remained unresponsive to feedback, the Company tracked and identified opportunities to improve the accuracy and completeness of CMRT submissions.
APA reviewed the lists of SORs provided by our suppliers and validated and cross-referenced such SOR information against information on APA’s database. APA cross-checked the SORs reported by our suppliers to determine whether the SORs were conformant or active with RMI’s Responsible Minerals Assurance Process (“RMAP”).
Each facility that is recognized by RMI as a smelter or refiner of a 3TG mineral is assessed by APA according to red-flag indicators defined in the OECD Guidance. APA uses numerous factors to determine the level of risk that each smelter or refiner poses to the supply chain by identifying red flags. These factors include:
• Geographic proximity to the Democratic Republic of the Congo and Covered Countries;
• Known mineral source country of origin;
• RMAP audit status;
• Credible evidence of unethical or conflict sourcing; and
• Peer assessments conducted by credible third-party sources.
OECD Step #3: Design and Implement a Strategy to Respond to Identified Risks
Members of our Compliance Team periodically briefed the Chief Purchasing Officer about the Company’s Conflict Minerals due diligence and compliance activities and the results of our due diligence measures.
APA followed up with non-responsive suppliers and with suppliers who provided incomplete responses or responses we believe to be inaccurate. For situations in which a supplier was non-responsive to Company requests for more information, the Compliance Team escalated the issue to the commodity team responsible for managing the relationship with the supplier, who imposed certain corrective actions, sometimes including a business hold on the non-responsive supplier.
The Company distributed training materials to identified in-scope suppliers to reinforce the requirements of the Rule and our Supplier Code of Conduct. We distributed training materials to Company personnel to reinforce the requirements of the Rule and our risk mitigation plan.
As part of our risk management process under the OECD Guidance, when facilities of concern were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities were initiated by the lead manufacturing site or Global Commodity Manager responsible for managing the relationship with the supplier. Through APA, suppliers with submissions that included any SORs of concern were provided with feedback instructing that supplier to take their own independent risk mitigation actions. We also requested that certain suppliers provide product-level basis responses in the CMRT to better identify the connection to products that they supply to the Company. Certain high-risk suppliers were given clear performance objectives to accomplish within reasonable timeframes, with the ultimate goal of progressive elimination of these SORs of concern from the supply chain. We monitor and track performance of risk mitigation efforts and provide periodic updates to our Chief Purchasing Officer.
Any concerns reported through the Compliance Hotline will be reported to the Chief Compliance Officer and investigated promptly. While the Company has not received any concerns relating to Conflict Minerals through the Compliance Hotline as of May 1, 2026, any such concerns would also be reported to the Chief Purchasing Officer and fully investigated.
OECD Step #4: Carry Out Independent Third-Party Audit of Smelter/Refiner Due Diligence Practices
Because we do not have direct relationships with SORs, we rely on RMI for its RMAP audits of the SORs’ due diligence activities. We requested that our in-scope suppliers only work with RMAP-audited SORs.
OECD Step #5: Report Annually on Supply Chain Due Diligence
This Report and the Form SD are available on our website at www.investors.phinia.com and have been filed with the SEC. The website and information accessible through it are not incorporated into this document. We intend to file our Form SD and Report each year as required by the Rule.
Results of Due Diligence
Because we have not received sufficient and complete responses from all of our in-scope suppliers, and many of the supplier responses provided us with data on a company-level or a business-level basis rather than on a product-level basis, we do not have sufficiently detailed information to conclusively determine the countries of origin or chain of custody of the necessary Conflict Minerals in our products. However, based on our RCOI and the responses provided by our in-scope suppliers, we have not received information indicating that 3TG in our products directly or indirectly financed or benefited armed groups in the Covered Countries.
Facilities Used to Process Necessary Conflict Minerals
Based on the information on RMI’s public website, our suppliers identified a total of 391 SORs that may have processed the necessary 3TG contained in our products. Of those SORS identified by our in-scope suppliers for calendar year 2025, 56% were designated by RMI as conformant, 1.5% were designated by RMI as active, and 10.5% were designated by RMI as non-conformant. The remaining 32% were Eligible Facilities (as defined by RMI) but have not received an RMI designation.
The change in RMAP status percentages reflects the composition of supplier-reported smelters and refiners for the 2025 reporting year. As supplier data is often provided at a company-level and may include broader supply chain information, the reported smelter population can vary year over year. These changes do not necessarily indicate a change in the Company’s direct sourcing practices.
Attached as Appendix A is a list of the 388 SORs identified by our suppliers in their completed CMRTs that also appear on the lists of SORs maintained by RMI. Because most of the CMRTs we received from our suppliers were made on a company- or business-level basis, rather than on a product-level basis, we are not able to identify which SORs actually processed the necessary 3TGs contained in our products. Therefore, our list of SORs in Appendix A may contain more facilities than those that actually processed the necessary 3TG contained in our products. All information on Appendix A is based on information made publicly available by the RMI and listed on the RMI website as of March 30, 2026.
Countries of Origin of Our Necessary Conflict Minerals.
Based on the information available to us, we are not able to confirm which countries were the precise sources of the necessary Conflict Minerals contained in our products.
Efforts to Determine Mine or Location of Origin.
Our suppliers’ responses and RMI’s information did not provide sufficiently detailed information for us to determine the mine or location of origin of the necessary 3TG contained in our products in 2025. Our efforts to determine the mine and location of origin of the Conflict Minerals in our products with the greatest specificity consisted of the due diligence measures described in this Report.
Steps Taken and Being Taken to Mitigate Risk and Improve Due Diligence
The Company intends to continue implementing the following steps to mitigate risk and improve our due diligence efforts and supplier engagement:
•Continue to strengthen our engagement with our suppliers regarding Conflict Minerals, including requiring CMRT information from key suppliers and any new supplier.
•Continue to ask our suppliers to provide product-level CMRTs to enhance the Company’s reporting and compliance efforts.
•Continue to drive our suppliers to obtain current, accurate, and complete information from their supply chain about their smelters and refiners of Conflict Minerals.
•Investigate opportunities to leverage supply chain technologies to enhance our due diligence process.
•Work with our suppliers to encourage smelters and refiners identified as part of our supply chain which are sourcing, or believed to be sourcing, from the Covered Countries to be audited and certified to a protocol recognized by the RMAP, either directly or indirectly through suppliers and/or relevant industry partnerships.
•Follow-up with suppliers in 2026 that work with smelters and refiners identified as requiring risk mitigation in connection with the preparation of this Report.
•Evaluate participation in relevant trade associations and working groups with original equipment manufacturers to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.
Independent Private Sector Audit
Pursuant to guidance from the SEC, this Report is not required to be audited by an independent private sector auditor.
Cautionary Statement Regarding Forward-Looking Information
This Report contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are statements other than historical fact that provide current expectations or forecasts of future events or plans are based on certain assumptions and are not guarantees of future performance. Forward-looking statements use words such as “anticipate,” “believe,” “continue,” “could,” “designed,” “effect,” “estimate,” “evaluate,” “expect,” “forecast,” “goal,” “initiative,” “intend,” “likely,” “may,” “outlook,” “plan,” “potential,” “predict,” “project,” “pursue,” “seek,” “should,” “target,” “when,” “will,” “would,” or other words of similar meaning.
Forward-looking statements are subject to risks, uncertainties, and factors relating to our business and operations, all of which are difficult to predict and which could cause our actual results to differ materially from the expectations expressed in or implied by such forward-looking statements. Risks, uncertainties, and factors that could cause actual results to differ materially from those implied by these forward-looking statements include, but are not limited to: (a) the responsible sourcing of minerals in our supply chain by our direct and indirect suppliers; (b) the effectiveness of traceability systems used by our direct and indirect suppliers to determine the source and chain of custody of minerals contained in our supply chain; and (c) other risks, uncertainties, and other factors described from time to time in the Company’s reports filed with the SEC.
We caution readers not to place undue reliance upon any such forward-looking statements, which speak only as of the date they are made. We undertake no obligation to publicly update forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.
Additional Risk Factors
The statements in this Report are based on the RCOI process and due diligence performed in good faith by the Company and are based on the information available at the time of this Report. A number of factors could introduce errors or otherwise affect the accuracy of statements made in this Report. These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions in information provided by suppliers, errors or omissions in information provided by smelters and refiners, confusion by suppliers over requirements of the Rule, gaps in supplier education and knowledge, errors or omissions in public information, translation of public data, oversights or errors in smelter or refiner audits, Covered Country-sourced materials being declared secondary materials, illegally tagged Conflict Minerals from Covered Countries being introduced into the supply chain, and smuggling of Conflict Minerals from Covered Countries to countries beyond the Covered Countries.
Appendix A - Smelter and Refiner List
Based on our review of our suppliers’ CMRT responses, the facilities that may have been used to process the 3TGs contained in our products may include, but may not be limited to, the smelters and refiners listed below. We have listed all confirmed smelters and refiners identified by our suppliers, but because of the nature and scope of our suppliers’ CMRT responses, we have not determined which of these smelters and refiners actually processed the necessary 3TG in our products.
This listing reflects datasets obtained from RMI as of March 30, 2026. In addition to Conflict Minerals risks, the Company screens supplier data for connections to countries under comprehensive U.S. sanctions and parties on the U.S. Department of the Treasury’s Office of Foreign Assets Control’s list of Specially Designated Nationals (“SDNs”). The Company complies with all applicable sanctions laws and instructs in-scope suppliers to avoid such sources. The inclusion in Appendix A of any sanctioned entities or SDNs reflects the indirect and generalized nature of CMRT data and does not indicate actual sourcing by the Company from any sanctioned entities. The Company continues to work with its suppliers to support sanctions compliance and supply chain transparency.
| | | | | | | | |
| Mineral | Smelter or Refiner Name | Smelter ID |
| Gold | Advanced Chemical Company | CID000015 |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 |
| Gold | Agosi AG | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 |
| Gold | Argor-Heraeus S.A. | CID000077 |
| Gold | Asahi Pretec Corp. | CID000082 |
| Gold | Asaka Riken Co., Ltd. | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 |
| Gold | Aurubis AG | CID000113 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 |
| Gold | Boliden Ronnskar | CID000157 |
| Gold | C. Hafner GmbH + Co. KG | CID000176 |
| Gold | Caridad | CID000180 |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 |
| Gold | Cendres + Metaux S.A. | CID000189 |
| Gold | Yunnan Copper Industry Co., Ltd. | CID000197 |
| Gold | Chimet S.p.A. | CID000233 |
| Gold | Chugai Mining | CID000264 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 |
| Gold | DSC (Do Sung Corporation) | CID000359 |
| Gold | Dowa | CID000401 |
| Gold | Eco-System Recycling Co., Ltd. East Plant | CID000425 |
| Gold | JSC Novosibirsk Refinery | CID000493 |
| | | | | | | | |
| Gold | Refinery of Seemine Gold Co., Ltd. | CID000522 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 |
| Gold | LT Metal Ltd. | CID000689 |
| Gold | Heimerle + Meule GmbH | CID000694 |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 |
| Gold | Heraeus Germany GmbH Co. KG | CID000711 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 |
| Gold | HwaSeong CJ CO., LTD. | CID000778 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 |
| Gold | Istanbul Gold Refinery | CID000814 |
| Gold | Japan Mint | CID000823 |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 |
| Gold | Asahi Refining USA Inc. | CID000920 |
| Gold | Asahi Refining Canada Ltd. | CID000924 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 |
| Gold | JSC Uralelectromed | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 |
| Gold | Kazakhmys Smelting LLC | CID000956 |
| Gold | Kazzinc | CID000957 |
| Gold | Kennecott Utah Copper LLC | CID000969 |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 |
| Gold | Kyrgyzaltyn JSC | CID001029 |
| Gold | L'azurde Company For Jewelry | CID001032 |
| Gold | Lingbao Gold Co., Ltd. | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CID001058 |
| Gold | LS MnM Inc. | CID001078 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 |
| Gold | Materion | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 |
| Gold | Metalor Technologies S.A. | CID001153 |
| Gold | Metalor USA Refining Corporation | CID001157 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 |
| Gold | Mitsubishi Materials Corporation | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 |
| Gold | Moscow Special Alloys Processing Plant | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 |
| | | | | | | | |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 |
| Gold | Nihon Material Co., Ltd. | CID001259 |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 |
| Gold | MKS PAMP SA | CID001352 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 |
| Gold | PX Precinox S.A. | CID001498 |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 |
| Gold | Royal Canadian Mint | CID001534 |
| Gold | Sabin Metal Corp. | CID001546 |
| Gold | Samduck Precious Metals | CID001555 |
| Gold | Samwon Metals Corp. | CID001562 |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 |
| Gold | Solar Applied Materials Technology Corp. | CID001761 |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 |
| Gold | Super Dragon Technology Co., Ltd. | CID001810 |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 |
| Gold | Shandong Gold Smelting Co., Ltd. | CID001916 |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 |
| Gold | Torecom | CID001955 |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 |
| Gold | United Precious Metal Refining, Inc. | CID001993 |
| Gold | Valcambi S.A. | CID002003 |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 |
| Gold | Yamakin Co., Ltd. | CID002100 |
| Gold | Yokohama Metal Co., Ltd. | CID002129 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 |
| Gold | Morris and Watson | CID002282 |
| Gold | SAFINA A.S. | CID002290 |
| Gold | Guangdong Jinding Gold Limited | CID002312 |
| Gold | Umicore Precious Metals Thailand | CID002314 |
| Gold | Geib Refining Corporation | CID002459 |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 |
| | | | | | | | |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 |
| Gold | Fidelity Printers and Refiners Ltd. | CID002515 |
| Gold | Singway Technology Co., Ltd. | CID002516 |
| Gold | Shandong Humon Smelting Co., Ltd. | CID002525 |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CID002527 |
| Gold | Al Etihad Gold Refinery DMCC | CID002560 |
| Gold | Emirates Gold DMCC | CID002561 |
| Gold | International Precious Metal Refiners | CID002562 |
| Gold | Kaloti Precious Metals | CID002563 |
| Gold | Sudan Gold Refinery | CID002567 |
| Gold | T.C.A S.p.A | CID002580 |
| Gold | REMONDIS PMR B.V. | CID002582 |
| Gold | Fujairah Gold FZC | CID002584 |
| Gold | Industrial Refining Company | CID002587 |
| Gold | Shirpur Gold Refinery Ltd. | CID002588 |
| Gold | Korea Zinc Co., Ltd. | CID002605 |
| Gold | Marsam Metals | CID002606 |
| Gold | TOO Tau-Ken-Altyn | CID002615 |
| Gold | Abington Reldan Metals, LLC | CID002708 |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CID002750 |
| Gold | Albino Mountinho Lda. | CID002760 |
| Gold | SAAMP | CID002761 |
| Gold | L'Orfebre S.A. | CID002762 |
| Gold | 8853 S.p.A. | CID002763 |
| Gold | Italpreziosi | CID002765 |
| Gold | WIELAND Edelmetalle GmbH | CID002778 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 |
| Gold | AU Traders and Refiners | CID002850 |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | CID002852 |
| Gold | Sai Refinery | CID002853 |
| Gold | Modeltech Sdn Bhd | CID002857 |
| Gold | Bangalore Refinery | CID002863 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | CID002865 |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 |
| Gold | Pease & Curren | CID002872 |
| Gold | JALAN & Company | CID002893 |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 |
| Gold | Planta Recuperadora de Metales SpA | CID002919 |
| Gold | ABC Refinery Pty Ltd. | CID002920 |
| Gold | Safimet S.p.A | CID002973 |
| Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 |
| Gold | African Gold Refinery | CID003185 |
| | | | | | | | |
| Gold | Gold Coast Refinery | CID003186 |
| Gold | NH Recytech Company | CID003189 |
| Gold | QG Refining, LLC | CID003324 |
| Gold | Dijllah Gold Refinery FZC | CID003348 |
| Gold | CGR Metalloys Pvt Ltd. | CID003382 |
| Gold | Sovereign Metals | CID003383 |
| Gold | Eco-System Recycling Co., Ltd. North Plant | CID003424 |
| Gold | Eco-System Recycling Co., Ltd. West Plant | CID003425 |
| Gold | Augmont Enterprises Private Limited | CID003461 |
| Gold | Kundan Care Products Ltd. | CID003463 |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | CID003487 |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | CID003488 |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | CID003489 |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | CID003490 |
| Gold | K.A. Rasmussen | CID003497 |
| Gold | Alexy Metals | CID003500 |
| Gold | Sancus ZFS (L’Orfebre, SA) | CID003529 |
| Gold | MD Overseas | CID003548 |
| Gold | Metallix Refining Inc. | CID003557 |
| Gold | Metal Concentrators SA (Pty) Ltd. | CID003575 |
| Gold | WEEEREFINING | CID003615 |
| Gold | Gold by Gold Colombia | CID003641 |
| Gold | Dongwu Gold Group | CID003663 |
| Gold | Sam Precious Metals | CID003666 |
| Gold | Coimpa Industrial LTDA | CID004010 |
| Gold | KP Sanghvi International Pvt Ltd | CID004433 |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CID004435 |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | CID004491 |
| Gold | GG Refinery Ltd. | CID004506 |
| Gold | Impala Refineries – Base Metals Refinery (BMR) | CID004604 |
| Gold | Impala Rustenburg | CID004610 |
| Gold | Attero Recycling Pvt Ltd | CID004697 |
| Gold | Inca One (Chala One Plant) | CID004704 |
| Gold | Inca One (Koricancha Plant) | CID004705 |
| Gold | Impala Refineries – Platinum Metals Refinery (PMR) | CID004714 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 |
| Tantalum | Exotech Inc. | CID000456 |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 |
| | | | | | | | |
| Tantalum | AMG Brasil | CID001076 |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 |
| Tantalum | Mineracao Taboca S.A. | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 |
| Tantalum | NPM Silmet AS | CID001200 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 |
| Tantalum | QuantumClean | CID001508 |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 |
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 |
| Tantalum | Telex Metals | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 |
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CID002232 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 |
| Tantalum | D Block Metals, LLC | CID002504 |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 |
| Tantalum | KEMET de Mexico | CID002539 |
| Tantalum | TANIOBIS Co., Ltd. | CID002544 |
| Tantalum | TANIOBIS GmbH | CID002545 |
| Tantalum | Materion Newton Inc. | CID002548 |
| Tantalum | TANIOBIS Japan Co., Ltd. | CID002549 |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | CID002550 |
| Tantalum | Global Advanced Metals Boyertown | CID002557 |
| Tantalum | Global Advanced Metals Aizu | CID002558 |
| Tantalum | Taike Technology (Suzhou) Co.,Ltd. | CID002566 |
| Tantalum | Avon Specialty Metals Ltd. | CID002705 |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 |
| Tantalum | ULVAC Inc. | CID002861 |
| Tantalum | RFH Recycling Metals Co., Ltd. | CID003159 |
| Tantalum | Jiujiang Janny New Material Co., Ltd. | CID003191 |
| Tantalum | V&D New Materials (Jiangsu) Co., Ltd. | CID003498 |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CID003583 |
| Tantalum | 5D Production OU | CID003926 |
| Tantalum | Baoji Towin Rare Metals Co., Ltd. | CID003972 |
| Tantalum | XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | CID003973 |
| Tantalum | PowerX Ltd. | CID004054 |
| Tantalum | CMT Rare Metal Advanced Materials (Hunan) Co., Ltd. | CID004431 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 |
| Tin | Alpha | CID000292 |
| | | | | | | | |
| Tin | PT Aries Kencana Sejahtera | CID000309 |
| Tin | PT Premium Tin Indonesia | CID000313 |
| Tin | Dowa | CID000402 |
| Tin | EM Vinto | CID000438 |
| Tin | Estanho de Rondonia S.A. | CID000448 |
| Tin | Feinhutte Halsbrucke GmbH | CID000466 |
| Tin | Fenix Metals | CID000468 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 |
| Tin | Jean Goldschmidt International (JGI Hydrometal) | CID000835 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 |
| Tin | China Tin Group Co., Ltd. | CID001070 |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 |
| Tin | Metallic Resources, Inc. | CID001142 |
| Tin | Mineracao Taboca S.A. | CID001173 |
| Tin | Minsur | CID001182 |
| Tin | Mitsubishi Materials Corporation | CID001191 |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 |
| Tin | Novosibirsk Tin Combine | CID001305 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 |
| Tin | Operaciones Metalurgicas S.A. | CID001337 |
| Tin | PT Artha Cipta Langgeng | CID001399 |
| Tin | PT Babel Inti Perkasa | CID001402 |
| Tin | PT Babel Surya Alam Lestari | CID001406 |
| Tin | PT Bangka Tin Industry | CID001419 |
| Tin | PT Belitung Industri Sejahtera | CID001421 |
| Tin | PT Bukit Timah | CID001428 |
| Tin | PT Mitra Stania Prima | CID001453 |
| Tin | PT Panca Mega Persada | CID001457 |
| Tin | PT Prima Timah Utama | CID001458 |
| Tin | PT Refined Bangka Tin | CID001460 |
| Tin | PT Sariwiguna Binasentosa | CID001463 |
| Tin | PT Stanindo Inti Perkasa | CID001468 |
| Tin | PT Timah Tbk Kundur | CID001477 |
| Tin | PT Timah Tbk Mentok | CID001482 |
| Tin | PT Timah Nusantara | CID001486 |
| Tin | PT Tinindo Inter Nusa | CID001490 |
| Tin | PT Tommy Utama | CID001493 |
| Tin | Rui Da Hung | CID001539 |
| Tin | Soft Metais Ltda. | CID001758 |
| Tin | Thaisarco | CID001898 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 |
| Tin | VQB Mineral and Trading Group JSC | CID002015 |
| | | | | | | | |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 |
| Tin | CV Venus Inti Perkasa | CID002455 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 |
| Tin | PT Tirus Putra Mandiri | CID002478 |
| Tin | Melt Metais e Ligas S.A. | CID002500 |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 |
| Tin | CV Ayi Jaya | CID002570 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 |
| Tin | PT Rajehan Ariq | CID002593 |
| Tin | PT Cipta Persada Mulia | CID002696 |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 |
| Tin | Resind Industria e Comercio Ltda. | CID002706 |
| Tin | Super Ligas | CID002756 |
| Tin | Aurubis Beerse | CID002773 |
| Tin | Aurubis Berango | CID002774 |
| Tin | PT Bangka Prima Tin | CID002776 |
| Tin | PT Sukses Inti Makmur (SIM) | CID002816 |
| Tin | PT Menara Cipta Mulia | CID002835 |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 |
| Tin | Modeltech Sdn Bhd | CID002858 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 |
| Tin | PT Bangka Serumpun | CID003205 |
| Tin | Pongpipat Company Limited | CID003208 |
| Tin | Tin Technology & Refining | CID003325 |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CID003356 |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CID003379 |
| Tin | PT Rajawali Rimba Perkasa | CID003381 |
| Tin | Luna Smelter, Ltd. | CID003387 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 |
| Tin | Precious Minerals and Smelting Limited | CID003409 |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CID003410 |
| Tin | PT Mitra Sukses Globalindo | CID003449 |
| Tin | TRATHO Metal Quimica | CID003474 |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 |
| Tin | CRM Synergies | CID003524 |
| Tin | Rian Resources SDN. BHD. | CID003581 |
| | | | | | | | |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | CID003582 |
| Tin | DS Myanmar | CID003831 |
| Tin | PT Putera Sarana Shakti (PT PSS) | CID003868 |
| Tin | Mining Minerals Resources SARL | CID004065 |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | CID004403 |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | CID004434 |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | CID004692 |
| Tin | Woodcross Smelting Company Limited | CID004724 |
| Tungsten | A.L.M.T. Corp. | CID000004 |
| Tungsten | Kennametal Huntsville | CID000105 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CID000281 |
| Tungsten | Global Tungsten & Powders LLC | CID000568 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 |
| Tungsten | Hunan Jintai New Material Co., Ltd. | CID000769 |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 |
| Tungsten | Kennametal Fallon | CID000966 |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | CID002538 |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | CID002542 |
| Tungsten | Masan High-Tech Materials | CID002543 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 |
| Tungsten | Niagara Refining LLC | CID002589 |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CID002641 |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CID002645 |
| Tungsten | Hydrometallurg, JSC | CID002649 |
| Tungsten | Avon Specialty Metals Ltd | CID002704 |
| | | | | | | | |
| Tungsten | Unecha Refractory metals plant | CID002724 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 |
| Tungsten | ACL Metais Eireli | CID002833 |
| Tungsten | Moliren Ltd. | CID002845 |
| Tungsten | Lianyou Metals Co., Ltd. | CID003407 |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | CID003408 |
| Tungsten | NPP Tyazhmetprom LLC | CID003416 |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CID003417 |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | CID003427 |
| Tungsten | Cronimet Brasil Ltda | CID003468 |
| Tungsten | Artek LLC | CID003553 |
| Tungsten | Ganzhou Sunny Non-Ferrous Metals Co., Ltd. | CID003580 |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CID003609 |
| Tungsten | OOO “Technolom” 2 | CID003612 |
| Tungsten | OOO “Technolom” 1 | CID003614 |
| Tungsten | LLC Vostok | CID003643 |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CID003662 |
| Tungsten | HANNAE FOR T Co., Ltd. | CID003978 |
| Tungsten | Tungsten Vietnam Joint Stock Company | CID003993 |
| Tungsten | Nam Viet Cromit Joint Stock Company | CID004034 |
| Tungsten | MALAMET SMELTING SDN. BHD. | CID004056 |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | CID004060 |
| Tungsten | Plansee Composite Materials GmbH | CID004068 |
| Tungsten | Lianyou Resources Co., Ltd. | CID004397 |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CID004430 |
| Tungsten | Philippine Carreytech Metal Corp. | CID004438 |
| Tungsten | Kenee Mining Corporation Vietnam | CID004619 |