Exhibit 1.01
CONFLICT MINERALS REPORT OF
NEURONETICS, INC.
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2025
I. Introduction
This is the Conflict Minerals1 Report of Neuronetics, Inc. (“we,” “our,” “Neuronetics,” or the “Company”) prepared for calendar year 2025 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Report are defined in Rule 13p-1 of the Act and SEC Release No. 34-67716 (August 22, 2012) under the Act (the “Adopting Release”). The reader is referred to these sources for the definitions of defined terms contained herein.
In accordance with Rule 13p-1, we undertook efforts to determine the presence and source of the conflict minerals within our products. The Company designed its efforts in conformity with the internationally recognized due diligence framework set forth in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 (“OECD Due Diligence Guidance”) and related Supplements.
The statements below are based on the activities performed to date in good faith by the Company and are based on the infrastructure and information available at the time of this filing. Factors that could affect the accuracy of these statements include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving identification of smelters, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules, and other issues.
II. Overview
Company Profile
We are a vertically integrated, commercial stage, medical technology and healthcare company with a strategic vision of transforming the lives of patients whenever and wherever they need help, with the leading neurohealth therapies in the world. We believe that mental health is as important as physical health. As a global leader in neuroscience, Neuronetics is delivering more treatment options to patients and physicians by offering exceptional in-office treatments that produce extraordinary results. NeuroStar Advanced Therapy (“NeuroStar Therapy”) is a non-drug, noninvasive treatment that can improve the quality of life for people suffering from neurohealth conditions when traditional medication has not helped. In addition to selling the NeuroStar Advanced Therapy System (the “NeuroStar System”) and associated treatment sessions to customers, Neuronetics operates Greenbrook TMS Inc. (“Greenbrook”) treatment centers across the United States, offering NeuroStar Therapy, Spravato®, and other treatment modalities for the treatment of major depressive disorder (“MDD”) and other mental health disorders.
NeuroStar Therapy is indicated for the treatment of depressive episodes and for decreasing anxiety symptoms for those who may exhibit comorbid anxiety symptoms in adult patients suffering from MDD and who failed to achieve satisfactory improvement from previous antidepressant medication treatment in the current episode. It is also cleared by the U.S. Food and Drug Administration as an adjunct for adults with obsessive-compulsive disorder and for adolescent patients aged 15 to 21 with MDD. Neuronetics is committed to transforming lives by offering an exceptional treatment that produces extraordinary results.
| [1] | The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country. |
| [2] | OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264252479-en. |
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We are subject to this rule as we have determined that, during 2025, conflict minerals were likely necessary to the functionality or production of products we manufactured or contracted to manufacture. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals. We do not purchase raw ore or unrefined conflict minerals and we conduct no purchasing activities directly in the DRC or adjoining countries.
Conflict Minerals Policy
The Company developed a policy statement to support the goals expressed by Congress in enacting Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The policy highlights the Company’s commitment to complying with the reporting and due diligence obligations required by the SEC rule and the Company’s expectations from its suppliers. In addition, the policy includes language encouraging suppliers to source responsibly. The policy resides on our corporate website at http://ir.neuronetics.com/corporate-governance/highlights.
Reasonable Country of Origin Inquiry Information
We have conducted a good faith reasonable country of origin inquiry (“RCOI”) to determine whether the necessary conflict minerals originated in the DRC or an adjoining country or came from recycled or scrap sources.
The Company’s RCOI process included reviewing the products manufactured or contracted to be manufactured during the Reporting Period to identify products that should be deemed in-scope as described by the Adopting Release and conducting an inquiry of our direct suppliers of the in-scope products using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”). Based on the results of our RCOI which indicated sourcing from the DRC or an adjoining country, we exercised due diligence on the source and chain of custody of the conflict minerals in accordance with the OECD Due Diligence Guidance. Our due diligence efforts are discussed further in this Conflict Minerals Report.
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Due Diligence Program Design
The Company designed its conflict minerals program to conform, in all material respects, with the five-step framework of the OECD Due Diligence Guidance, the Supplement on Tin, Tantalum, and Tungsten, and the Supplement on Gold, specifically as they relate to our position in the minerals supply chain as a “downstream” company:
Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audit of smelter/refiner’s due diligence practices
Step 5: Report annually on supply chain due diligence
III. Due Diligence Measures Performed by The Company
The following describes the measures taken or being taken to reasonably determine the country of origin and to exercise due diligence in the mineral supply chain in conformance with the OECD Due Diligence Guidance.
Step 1: Establish strong company management systems
| a. | Conflict minerals team – The Company established a conflict minerals team that includes individuals from the relevant business units and departments. The team was structured to ensure that critical information, including the Company’s conflict minerals policy, reach relevant employees and suppliers. |
| b. | Conflict minerals policy – The Company adopted and published a policy establishing expectations for our suppliers. |
| c. | Supplier engagement – The Company communicated its conflict minerals policy and provided educational materials to our in-scope suppliers. Suppliers were informed when the request for information was initiated on the conflict minerals disclosure requirements as well as recommendations for developing, implementing, and documenting a conflict minerals compliance program. |
| d. | Records management – The Company will maintain records relating to our conflict minerals program in accordance with the recommended record retention guidelines of five years. |
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Step 2: Identify and assess risks in the supply chain
We performed the following steps as part of our risk assessment process:
| a. | Identified products in scope – We conducted a detailed review of the products contracted to be manufactured during the Reporting Period to identify products that should be deemed in-scope as described by the Adopting Release. |
| b. | Conducted RCOI – The Company utilized the industry-developed CMRT to query our suppliers for conflict minerals information. We requested this information from the Tier 1 suppliers who provide materials and components for the products deemed in-scope by our conflict minerals team. We evaluated the responses from the templates submitted by our suppliers to determine our reporting obligation based on this RCOI. |
| c. | Completed additional follow-up – The Company contacted our contract manufacturers, which contacted their direct suppliers and followed up with due diligence. Our contract manufacturers continue to clarify and validate the accuracy of information provided by their suppliers. |
| d. | Identified smelters or refiners (“SORs”) – The Company compiled a list of SORs in our supply chain using our suppliers’ responses in their company CMRT. The Company reconciled this list to the list of smelter facilities designated by the RMI’s Responsible Minerals Assurance Process (“RMAP”). The RMAP completes independent, third-party audits of smelters and refiners to determine which can be validated as having systems in place that ensure the minerals are responsible sourced according to the OECD Due Diligence Guidance. The Company works with a third-party expert in the area of Conflict Minerals to reconcile suppliers’ smelters lists to the list of RMI SORs. We have provided the list of SORs in our supply chain in this report within section IV – Product Description; Processing Facilities. We also have provided the country-of-origin details for the smelters in use by our suppliers in Appendix 1. |
Step 3: Design and implement a strategy to respond to identified risks
We performed the following steps as part of our risk management plan:
| a. | Reporting results to senior management – The Conflict Minerals team reports the results of our RCOI to senior management which included the team’s plan to respond to risks identified in the due diligence processes. |
| b. | Identified SORs – As part of the risk mitigation process, the Company reconciled the list of SORs collected from suppliers to the list of smelter facilities validated by the RMI. |
Step 4: Carry out independent third-party audit of smelter/refiner’s due diligence practices
The Company is using information provided by independent third-party audit programs, including the RMI, London Bullion Market Association (LBMA), and Responsible Jewelry Council (RJC), to confirm the existence and verify the OECD-conformance status of SORs identified during our due diligence.
Step 5: Report annually on supply chain due diligence
Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at http://ir.neuronetics.com/corporate-governance/highlights.
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IV. Product Description; Processing Facilities
Product Description – Our business is managed and reported on a product basis as follows:
Our current products include our NeuroStar Advanced Therapy System used to treat psychiatric disorders. All of our revenues are currently derived from sales of our NeuroStar Advanced Therapy System, accessories, components and related services in the United States and select international markets. Each of our current products is, and our future products will be, designed to address significant unmet clinical needs in the treatment of mental health.
Processing Facilities – Based on our due diligence process and the information received from our suppliers, the following facilities were identified by the Company’s suppliers as the smelters and refiners of the tin, tantalum, tungsten and/or gold present in and necessary to the functionality of products manufactured by the Company in the calendar year ended December 31, 2025. The information from our suppliers is still evolving and may contain company-level declarations. As such, this smelter list is presented in good faith as the best information we have to date. This list may contain smelters that are not in our supply chain and/or there may be other smelters not yet identified in our due diligence process. We will continue to update the list as our information and the relevant third-party data from RMI, LBMA, and RJC improves.
| Metal |
Standard Smelter Names |
Smelter Facility Location: Country |
Smelter ID | |||
| Gold | 8853 S.p.A. | ITALY | CID002763 | |||
| Gold | ABC Refinery Pty Ltd. | AUSTRALIA | CID002920 | |||
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 | |||
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | |||
| Gold | African Gold Refinery | UGANDA | CID003185 | |||
| Gold | Agosi AG | GERMANY | CID000035 | |||
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 | |||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | |||
| Gold | Dowa | JAPAN | CID000401 | |||
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | |||
| Gold | Albino Mountinho Lda. | PORTUGAL | CID002760 | |||
| Gold | Alexy Metals | UNITED STATES OF AMERICA | CID003500 | |||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | |||
| Gold | ASAHI METALFINE, Inc. | JAPAN | CID000082 | |||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 | |||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | |||
| Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | |||
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | |||
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | |||
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | |||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | |||
| Gold | Attero Recycling Pvt Ltd | INDIA | CID004697 | |||
| Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | |||
| Gold | Augmont Enterprises Private Limited | INDIA | CID003461 |
| Gold | Aurubis AG | GERMANY | CID000113 | |||
| Gold | Bangalore Refinery | INDIA | CID002863 | |||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | |||
| Gold | Boliden Ronnskar | SWEDEN | CID000157 | |||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | |||
| Gold | Caridad | MEXICO | CID000180 | |||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | |||
| Gold | Cendres + Metaux S.A. | SWITZERLAND | CID000189 | |||
| Gold | CGR Metalloys Pvt Ltd. | INDIA | CID003382 | |||
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | |||
| Gold | Chimet S.p.A. | ITALY | CID000233 | |||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | |||
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA | CID001916 | |||
| Gold | Chugai Mining | JAPAN | CID000264 | |||
| Gold | Coimpa Industrial LTDA | BRAZIL | CID004010 | |||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | |||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 | |||
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 | |||
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 | |||
| Gold | Dongwu Gold Group | CHINA | CID003663 | |||
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 | |||
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 | |||
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 | |||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | |||
| Gold | Elite Industech Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID004755 | |||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA | CID003487 | |||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA | CID003488 | |||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA | CID003489 | |||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA | CID003490 | |||
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | |||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | |||
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | |||
| Gold | JSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | |||
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 | |||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 | |||
| Gold | Gasabo Gold Refinery Ltd | RWANDA | CID005006 |
| Gold | GG Refinery Ltd. | TANZANIA, UNITED REPUBLIC OF | CID004506 | |||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 | |||
| Gold | Gold by Gold Colombia | COLOMBIA | CID003641 | |||
| Gold | Gold Coast Refinery | GHANA | CID003186 | |||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | |||
| Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | |||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | |||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | |||
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 | |||
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | |||
| Gold | Heraeus Germany GmbH Co. KG | GERMANY | CID000711 | |||
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 | |||
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | |||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 | |||
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 | |||
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | SOUTH AFRICA | CID004714 | |||
| Gold | Industrial Refining Company | BELGIUM | CID002587 | |||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | |||
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 | |||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | |||
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 | |||
| Gold | Italpreziosi | ITALY | CID002765 | |||
| Gold | JALAN & Company | INDIA | CID002893 | |||
| Gold | Japan Mint | JAPAN | CID000823 | |||
| Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | |||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | |||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | |||
| Gold | K.A. Rasmussen | NORWAY | CID003497 | |||
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | |||
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | |||
| Gold | Kazzinc | KAZAKHSTAN | CID000957 | |||
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | |||
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 | |||
| Gold | Yamakin Co., Ltd. | JAPAN | CID002100 | |||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | |||
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 | |||
| Gold | Kundan Care Products Ltd. | INDIA | CID003463 | |||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | |||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 | |||
| Gold | L’azurde Company For Jewelry | SAUDI ARABIA | CID001032 | |||
| Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | |||
| Gold | L’Orfebre S.A. | ANDORRA | CID002762 | |||
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF | CID001078 | |||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | |||
| Gold | Marsam Metals | BRAZIL | CID002606 | |||
| Gold | Materion | UNITED STATES OF AMERICA | CID001113 | |||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | |||
| Gold | MD Overseas | INDIA | CID003548 | |||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | |||
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | CID003575 | |||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 | |||
| Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA | CID003557 | |||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | |||
| Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | |||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | |||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | |||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | |||
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | |||
| Gold | Minera Titan del Peru SRL (MTP) - Belen Plant | PERU | CID005014 | |||
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | |||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | |||
| Gold | MKS PAMP SA | SWITZERLAND | CID001352 | |||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | |||
| Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | |||
| Gold | Morris and Watson | NEW ZEALAND | CID002282 | |||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 | |||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | |||
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 | |||
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | |||
| Gold | NOBLE METAL SERVICES | UNITED STATES OF AMERICA | CID003690 | |||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | |||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | |||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | |||
| Gold | Pease & Curren | UNITED STATES OF AMERICA | CID002872 | |||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | |||
| Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 | |||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | |||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 |
| Gold | PX Precinox S.A. | SWITZERLAND | CID001498 | |||
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 | |||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | |||
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 | |||
| Gold | REMONDIS PMR B.V. | NETHERLANDS | CID002582 | |||
| Gold | Royal Canadian Mint | CANADA | CID001534 | |||
| Gold | SAAMP | FRANCE | CID002761 | |||
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | |||
| Gold | Safimet S.p.A | ITALY | CID002973 | |||
| Gold | SAFINA A.S. | CZECHIA | CID002290 | |||
| Gold | Sai Refinery | INDIA | CID002853 | |||
| Gold | SAM Precious Metals FZ-LLC | UNITED ARAB EMIRATES | CID003666 | |||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | |||
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 | |||
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 | |||
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 | |||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | |||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | |||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CHINA | CID002750 | |||
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CHINA | CID004435 | |||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 | |||
| Gold | Shirpur Gold Refinery Ltd. | INDIA | CID002588 | |||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | |||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | |||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | |||
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | |||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | |||
| Gold | Sovereign Metals | INDIA | CID003383 | |||
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 | |||
| Gold | Sudan Gold Refinery | SUDAN | CID002567 | |||
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | |||
| Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID001810 | |||
| Gold | T.C.A S.p.A | ITALY | CID002580 | |||
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | INDIA | CID004491 | |||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | |||
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | |||
| Gold | Torecom | KOREA, REPUBLIC OF | CID001955 | |||
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | |||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 |
| Gold | Valcambi S.A. | SWITZERLAND | CID002003 | |||
| Gold | WEEEREFINING | FRANCE | CID003615 | |||
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | |||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | |||
| Tantalum | 5D Production OU | ESTONIA | CID003926 | |||
| Tantalum | AMG Brasil | BRAZIL | CID001076 | |||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | CID000291 | |||
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | |||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | |||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | |||
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | |||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | |||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA | CID000616 | |||
| Tantalum | TANIOBIS Co., Ltd. | THAILAND | CID002544 | |||
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA | CID002548 | |||
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN | CID002549 | |||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002550 | |||
| Tantalum | TANIOBIS GmbH | GERMANY | CID002545 | |||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | |||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | |||
| Tantalum | Jiangxi Suns Nonferrous Materials Co. Ltd. | CHINA | CID004813 | |||
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | |||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | |||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | |||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | |||
| Tantalum | KEMET de Mexico | MEXICO | CID002539 | |||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | |||
| Tantalum | Mineracao Taboca S.A. | BRAZIL | CID001175 | |||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | |||
| Tantalum | NPM Silmet AS | ESTONIA | CID001200 | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | |||
| Tantalum | PowerX Ltd. | RWANDA | CID004054 | |||
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 | |||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 | |||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA | CID003583 | |||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | |||
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | |||
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 | |||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 |
| Tin | Alpha Assembly Solutions Inc | UNITED STATES OF AMERICA | CID000292 | |||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | |||
| Tin | Aurubis Beerse | BELGIUM | CID002773 | |||
| Tin | Aurubis Berango | SPAIN | CID002774 | |||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | |||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | |||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 | |||
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | |||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA | CID002180 | |||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | CID003486 | |||
| Tin | CRM Synergies | SPAIN | CID003524 | |||
| Tin | PT Premium Tin Indonesia | INDONESIA | CID000313 | |||
| Tin | PT Rajehan Ariq | INDONESIA | CID002593 | |||
| Tin | Dongguan Best Alloys Co., Ltd. | CHINA | CID000377 | |||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 | |||
| Tin | Dowa | JAPAN | CID000402 | |||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 | |||
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | |||
| Tin | Estanho de Rondonia S.A. | BRAZIL | CID000448 | |||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL | CID003582 | |||
| Tin | Fenix Metals | POLAND | CID000468 | |||
| Tin | Minsur | PERU | CID001182 | |||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 | |||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | |||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | |||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | |||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | |||
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | AUSTRALIA | CID004754 | |||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | |||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | |||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | |||
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | |||
| Tin | PT Timah Tbk Mentok | INDONESIA | CID001482 | |||
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231 |
| Tin | PT Timah Tbk Kundur | INDONESIA | CID001477 | |||
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CHINA | CID004796 | |||
| Tin | Luna Smelter, Ltd. | RWANDA | CID003387 | |||
| Tin | Ma’anshan Weitai Tin Co., Ltd. | CHINA | CID003379 | |||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | |||
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | MALAYSIA | CID004434 | |||
| Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | |||
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | |||
| Tin | Mineracao Taboca S.A. | BRAZIL | CID001173 | |||
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | |||
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE | CID004065 | |||
| Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | |||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | |||
| Tin | Novosibirsk Tin Combine | RUSSIAN FEDERATION | CID001305 | |||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | |||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | |||
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | |||
| Tin | P Kay Metal, Inc | UNITED STATES OF AMERICA | CID005189 | |||
| Tin | Pongpipat Company Limited | MYANMAR | CID003208 | |||
| Tin | Precious Minerals and Smelting Limited | INDIA | CID003409 | |||
| Tin | PT Arsed Indonesia | INDONESIA | CID005067 | |||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | |||
| Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | |||
| Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | |||
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | |||
| Tin | PT Mitra Sukses Globalindo | INDONESIA | CID003449 | |||
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 | |||
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA | CID003868 | |||
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 | |||
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | INDIA | CID004692 | |||
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | |||
| Tin | Super Ligas | BRAZIL | CID002756 | |||
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | JAPAN | CID004403 | |||
| Tin | Thaisarco | THAILAND | CID001898 | |||
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 | |||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | |||
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 | |||
| Tin | Woodcross Smelting Company Limited | UGANDA | CID004724 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 | |||
| Tungsten | A.L.M.T. Corp. | JAPAN | CID000004 | |||
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | |||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 | |||
| Tungsten | Artek LLC | RUSSIAN FEDERATION | CID003553 | |||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | |||
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | |||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | |||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA | CID002513 | |||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA | CID002641 | |||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | |||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 | |||
| Tungsten | Cronimet Brasil Ltda | BRAZIL | CID003468 | |||
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | KOREA, REPUBLIC OF | CID004060 | |||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA | CID003609 | |||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | |||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | |||
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA | CID003417 | |||
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA | CID000568 | |||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY | CID002542 | |||
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | CID002541 | |||
| Tungsten | HANNAE FOR T Co., Ltd. | KOREA, REPUBLIC OF | CID003978 | |||
| Tungsten | Hunan Jintai New Material Co., Ltd. | CHINA | CID000769 | |||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | |||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | |||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | |||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | |||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | |||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | |||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | |||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | |||
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID005012 | |||
| Tungsten | JSC “Kirovgrad Hard Alloys Plant” | RUSSIAN FEDERATION | CID003408 | |||
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | VIET NAM | CID004619 | |||
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | |||
| Tungsten | LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD | LAO PEOPLE’S DEMOCRATIC REPUBLIC | CID005017 | |||
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 | |||
| Tungsten | Lianyou Resources Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID004397 |
| Tungsten | LLC Vostok | RUSSIAN FEDERATION | CID003643 | |||
| Tungsten | MALAMET SMELTING SDN. BHD. | MALAYSIA | CID004056 | |||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | |||
| Tungsten | Masan High-Tech Materials | VIET NAM | CID002543 | |||
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 | |||
| Tungsten | Nam Viet Cromit Joint Stock Company | VIET NAM | CID004034 | |||
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | |||
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 | |||
| Tungsten | OOO “Technolom” 1 | RUSSIAN FEDERATION | CID003614 | |||
| Tungsten | OOO “Technolom” 2 | RUSSIAN FEDERATION | CID003612 | |||
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | PHILIPPINES | CID004797 | |||
| Tungsten | Philippine Carreytech Metal Corp. | PHILIPPINES | CID004438 | |||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | |||
| Tungsten | S.P.T. spol.s r.o. | CZECHIA | CID005068 | |||
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA | CID004430 | |||
| Tungsten | Tungamoy Metals Inc. | KOREA, REPUBLIC OF | CID005248 | |||
| Tungsten | Tungsten Vietnam Joint Stock Company | VIET NAM | CID003993 | |||
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | |||
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 | |||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | |||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | |||
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CHINA | CID003662 |
V. Future Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers. Over time, we anticipate that the amount of information available globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we may continue the trade relationship while that supplier improves its compliance program. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In addition to those above, the Company will undertake the following steps during the next compliance period:
| • | Review the conflict minerals policy statement and update if necessary. |
| • | Continue to collect responses from suppliers using the most recent revision of the CMRT. |
| • | Engage with suppliers that did not provide a response in 2025 or provided incomplete responses to enhance our data collection for 2026. |
| • | Monitor and track performance of risk mitigation efforts. |
| • | Compare and validate RCOI results to information collected via independent third-party audit programs, such as the RMI, and through our Company’s own coordinated outreach to smelters. |
| • | Encourage responsible sourcing from the DRC and adjoining countries. |
APPENDIX I – Countries of Origin
The information provided in this Appendix is based on the information collected from the Company’s suppliers.
Andorra
Australia
Austria
Belgium
Bolivia (Plurinational State Of)
Brazil
Canada
Chile
China
Colombia
Congo, Democratic Republic Of The
Czechia
Estonia
France
Germany
Ghana
India
Indonesia
Italy
Japan
Kazakhstan
Korea, Republic Of
Kyrgyzstan
Lao People’s Democratic Republic
Lithuania
Malaysia
Mexico
Myanmar
Netherlands
New Zealand
Norway
Peru
Philippines
Poland
Portugal
Russian Federation
Rwanda
Saudi Arabia
Singapore
South Africa
Spain
Sudan
Sweden
Switzerland
Taiwan, Province Of China
Tanzania, United Republic Of
Thailand
Turkey
Uganda
United Arab Emirates
United States Of America
Uzbekistan
Viet Nam
Zimbabwe