EXHIBIT 1.01

 

Garrett Motion Inc.

Conflict Minerals Report

For the reporting period From January 1, 2025, to December 31, 2025

 

This Conflict Minerals Report of Garrett Motion Inc. and its consolidated subsidiaries (“Garrett,” “we,” or “our”) has been prepared in accordance with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”). The Securities and Exchange Commission (the “SEC”) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). The Rule calls for certain disclosures from an SEC registrant that manufactures or contracts to manufacture products for which conflict minerals are necessary to the functionality or production of those products. Conflict Minerals are defined as cassiterite, columbite-tantalite, wolframite, and gold, including their derivatives, which are limited to tin, tantalum, tungsten, or gold (collectively known as “3TG”).

In accordance with Rule 13p-1, Garrett evaluated whether tin, tantalum, tungsten, or gold (collectively, “3TG”) are necessary to the functionality or production of products that it manufactures or contracts to manufacture. As required by the rule, Garrett undertook a good faith Reasonable Country of Origin Inquiry (“RCOI”) reasonably designed to determine whether any of the necessary 3TG originated in the Democratic Republic of the Congo (“DRC”) or any of the adjoining countries including the Central African Republic, the Republic of the Congo, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, or Angola (the “Covered Countries”), or whether such materials were derived from recycled or scrap sources.

Overview

Garrett’s Business

Garrett is a cutting-edge technology leader delivering differentiated solutions for emission reduction and energy efficiency. We design, manufacture, and sell highly engineered turbocharging, air and fluid compression, and high-speed electric motor technologies for original equipment manufacturers (“OEMs”) and distributors within the mobility and industrial space.

Garrett’s Products Covered by this Report:

This report relates to Garrett products: (I) for which tin, tantalum, tungsten, or gold (collectively, “3TG”) are necessary to the functionality or production of such products; (ii) that were manufactured or contracted to be manufactured by Garrett; and (iii) for which the manufacture was completed during the calendar year 2025.

For this report, these products, which are referred to herein as the “Covered Products,” include both Garrett’s turbocharger solutions for internal combustion engine (ICE) vehicles and a wide range of hybrid powertrains and zero-emission technologies such as fuel cell compressors.

   

 

Garrett’s Supply Chain

Garrett sells thousands of products that incorporate components sourced from hundreds of direct and indirect suppliers. As a downstream manufacturer with many tiers in our supply chain, we do not perform direct audits of SORs entities within our supply chain. We rely on our direct suppliers to give us information about the SORs and the origin of 3TG in the parts or products they supply us, including the sources of 3TG that they receive from their upstream suppliers, as we cannot access information from upstream actors directly. The same is true for our direct suppliers, who depend on data from their suppliers.

The terms and durations of contracts with our suppliers are varied, and we cannot always unilaterally impose new contract terms. As we renew or enter into new purchase agreements with suppliers, we generally seek to add, where possible, a 3TG compliance provision requiring such suppliers to conduct and document their inquiries into the SORs as well as the country of origin of 3TG in parts or products supplied to Garrett, and provide Garrett with information or representations that Garrett requires to meet its compliance obligations under Rule 13p-1. Although we have already integrated a 3TG compliance provision into certain purchase agreements with our direct suppliers, we anticipate that it will take several years to ensure that all supplier purchase agreements contain appropriate 3TG compliance provisions. In addition, some suppliers may object to the inclusion of such provisions. In the meantime, as described herein, we are collaborating with our suppliers to obtain 3TG sourcing information.

Reasonable Country of Origin Inquiry

Garrett conducted a good faith RCOI to determine whether the 3TG in the Covered Products may have originated in the Covered Countries and did not come from recycled or scrap sources. The elements of the RCOI were:

·Identification of relevant suppliers.
·Data collection and validation; and
·Assessment to determine whether due diligence was required.

 

Garrett assessed its direct suppliers that were most likely to provide parts or products containing 3TG concerning our turbocharger and intercoolers, and in connection therewith we identified 503 relevant suppliers (the “Supplier Group”).

Garrett engaged a third-party service provider, Assent Compliance (the “Vendor”), to support the collection and management of supplier conflict mineral data. To initiate the process, the Vendor distributed the Responsible Minerals Initiative (RMI) Conflict Minerals Reporting Template (CMRT), version 6.54, to all suppliers within Garrett’s designated supplier population (“Supplier Group”) for the 2025 reporting cycle. The CMRT is designed to facilitate disclosure and communication of information regarding SORs of 3TG contained in parts or products in our supply chain. It includes questions regarding a supplier’s engagement with its direct suppliers and a listing of the SORs that the supplier and its suppliers use.

In addition, the CMRT contains questions about the origin of 3TG included in a supplier’s parts or products, as well as supplier’s due diligence efforts. The Vendor deployed the CMRT to the Supplier Group via a tracking tool, which enabled Garrett and the Vendor to manage and maintain records of responses from the Supplier Group in an electronic database. The procedure involved 28 rounds of follow-up to

   

 

unresponsive members of the Supplier Group through a defined process via both automated email and personalized email, including offering assistance and further information to the Supplier Group about the requirements of the Rule and the 3TG compliance program. As of the conclusion of the reporting period, Garrett received responses from 81.11% of the Supplier Group.

The Vendor validates the collected data to improve the accuracy of submissions and identify any inconsistencies within the CMRT responses. The Vendor’s tracking tool and electronic database facilitate automated data validation for all submitted CMRTs. All submitted CMRT are accepted and classified as valid or invalid. Members of the Supplier Group are contacted regarding invalid forms and are encouraged to resubmit a valid form. We review all responses to determine where direct engagement with our Supplier Group is needed to improve data quality or to clarify specific supplier disclosures.

Based on our suppliers' responses, we compile a list of 333 unique SORs. Given that not all members of the Supplier Group participate in the survey, the information obtained is neither complete nor fully validated. As a result, Garrett is unable to determine conclusively whether the necessary 3TG contained in the Covered Products originates from Covered Countries or, if so, whether such materials are derived from recycled or scrap sources, or from sources that directly or indirectly finance or benefit armed groups, as defined under the Rule.

Accordingly, Garrett conducts due diligence on the source and chain of custody of the 3TG contained in parts or products provided by the Supplier Group.

Responsible Minerals Sourcing Due Diligence

Design of Due Diligence Measures

Our due diligence measures are designed to conform, in all material respects, with the Organization for Economic Co-operation and Development’s (“OECD”) “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (2016)” and the related Supplements for 3TG (the “OECD Framework”). Recognizing that the OECD Framework applies to all the tiers of the mineral supply chain, we tailor our due diligence measures to include steps appropriate for downstream companies. Our due diligence includes the following elements of the OECD Framework:

·Step 1: Establish strong company management systems.
·Step 2: Identify and assess risks in the supply chain.
·Step 3: Design and implement a strategy to respond to identified risks.
·Step 4: Conduct independent third-party audit of supply chain due diligence at identified points in the supply chain; and
·Step 5: Report on supply chain due diligence

Step 1: Establish Strong Company Management Systems

Garrett has established a management system to determine the source and chain of custody of 3TG in our supply chain.

   

 

a.Mission Statement: We adopt a conflict minerals mission statement that outlines our commitment to responsible sourcing of 3TG throughout our global supply chain and compliance with the Rule. The Mission Statement is publicly available on our website at: https://www.garrettmotion.com/wp-content/uploads/2018/12/Conflict-Minerals-Statement.pdf
b.Internal Team: Our management system provides oversight of the Reasonable Country of Origin Inquiry (RCOI) and due diligence processes through representatives from Procurement, and Legal (Health, Safety and Environment, and General Counsel). These functions are responsible for implementing our 3TG compliance program and communicating information about program’s status and effectiveness to senior management.
c.Control Systems: We utilize the CMRT for collecting 3TG declarations from our suppliers through a dedicated tracking tool, which enables us to gather information on the 3TG included in our products. In addition, our Vendor is a member of the Responsible Minerals Initiative (RMI), an industry-wide initiative working to develop conflict-free mineral supply chains. We also have a Supplier Code of Conduct that sets forth our core values on the responsible sourcing of minerals.

https://investors.garrettmotion.com/static-files/fb606599-df51-4ecf-b44b-456be9391df1

d.Supplier Engagement: We communicate to the Supplier Group our obligations under the Rule by distributing to them background information on the Rule along with the CMRT. In addition, through our Vendor, we provide training materials on 3TG compliance to the Supplier Group. We also integrate 3TG compliance provisions into our purchase agreements, setting forth Garrett’s expectations that its direct suppliers cooperate with Garrett’s RCOI, and due diligence measures as required by the Rule.
e.Grievance Mechanism: We maintain a company-level Helpline that provides employees and suppliers with a mechanism to report violations of our policies or raise other concerns.

Step 2: Identify and Assess Risks in the Supply Chain

·Distribution of CMRT to Supplier Group: In 2025, we distribute the CMRT to the Supplier Group to gather information on our supply chain, including:
i.Whether any of the minerals they supplied to Garrett contain 3TG
ii.Whether any 3TG are necessary for the functionality or production of the parts or products in which they are used, and
iii.The SORs or any 3TG in our supply chain and whether the 3TG originates from the Covered Countries or came from recycled or scrap sources.
·Assessment of Supplier Group Responses: We review each response from the Supplier Group to assess its adequacy. Members of the Supplier Group that fail to respond to the CMRT or that do not provide responses to all applicable questions in the CMRT receive follow-up communications requesting additional information. Where a supplier response indicates that 3TG contained in parts or products provided to Garrett may have originated from the Covered Countries, such response is sent to the Environment team for further review and determination of follow-up steps under the guidance of our risk management plan.

   

 

Step 3: Design and Implement a Strategy to Respond to Identified Risks

As part of our risk management plan under the OECD Framework, if SORs with red flags are reported on a CMRT by one of the suppliers surveyed, risk mitigation activities are initiated. If a supplier indicates that its products may contain 3TG sourced from a Covered Country, we follow up with the supplier to gather more information, including the basis for the information provided and additional details regarding the sourcing country and SOR. Identified risks are reported to the Environment team, which will determine appropriate follow-up actions, if any, to mitigate risks. There is no instance in our due diligence for the 2025 reporting period where we determine that there are validated high-risk issues within our supply chain that require follow-up actions.

To ensure that the Supplier Group understands our expectations concerning compliance with the Rule, we distribute background information on the Rule and our Mission Statement, and we provide access to training materials on 3TG compliance to the Supplier Group in addition to the CMRT.

Step 4: Conduct Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

Garrett does not perform or direct audits of entities in our supply chain but relies on the Responsible Minerals Initiative’s (RMI) Responsible Minerals Assurance Process (“RMAP”) to perform third-party audits of SORs. Our process compares the SORs identified by the Supplier Group to the list of SORs certified as “compliant” or the equivalent, by the RMI. If any SORs are identified with issues, we engage directly with the supplier to verify the information before reporting the issue to the Environment team.

Step 5: Report on Supply Chain Due Diligence

This Conflict Minerals Report, and the Form SD to which it relates, have been filed with the SEC, and are publicly available at https://investors.garrettmotion.com/leadership-and-governance.

Due Diligence Results

The CMRT requests that the Supplier Group provide Garrett with information on (a) the SORs that the Supplier Group and its suppliers use to supply the 3TG in the Covered Products, (b) whether the 3TG used in the Covered Products originates from the Covered Countries, (c) the mine or location of origin of the 3TG used in the Covered Products, and (d) the scope of its response (company-level responses refer to the supplier’s overall 3TG sourcing; product-level responses specify whether 3TG was used in parts or products provided to Garrett). Garrett relies on responses from the Supplier Group to our CMRT to determine the facilities used to process 3TG used in the Covered Products, whether the 3TG originates from the Covered Countries, and the source of 3TG used in the Covered Products.

The responses that we receive for this reporting period from the Supplier Group fall into one or more of the following categories: (i) indication that no 3TG is used in parts or products that are provided to Garrett, (ii) data concerning the SORs used by the supplier to process 3TG in parts or products provided to Garrett;

   

 

(iii) data with respect to the supplier’s overall 3TG sourcing, without specifying whether such 3TGis used in parts or products provided to Garrett or an indication that the supplier is unable to provide the information as it specifically relates to the parts or products that are provided to Garrett, (iv) indication that the supplier is unable to provide SOR information at this time, and/or (v) indication that the supplier is unable to provide or is still in the process of determining the country of origin or mine or location of origin of 3TG from its suppliers. We receive responses in category (ii) above from 408 out of 503 suppliers. Such responses identify 333 unique SORs (set forth on Appendix A below) used to process 3TG in parts or products provided to Garrett, and whilst they do not indicate the country of origin of the 3TG processed by such SORs, 207 of these SORs are RMAP Conformant.

As a result, and because responses are not received from all members of the Supplier Group, Garrett does not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originates in the Covered Countries, and if so, whether it is from recycled or scrap sources, or came from sources that directly or indirectly finance or benefit armed groups therein, as such term is defined in the Rule.

However, Garrett receives no response (to either the initial communication or any follow-up inquiries) from any supplier indicating that 3TG in our Covered Products originates in the Covered Countries (even when SORs used to process our 3TG were identified) or benefit or finance armed groups in the Covered Countries.

In addition, we are unable to determine the country of origin or the mine or location of origin of 3TG used in the parts or products supplied to us for use in the Covered Products. Our efforts to identify the specific mine or location or origin of our necessary 3TG include the due diligence measures described above.

Steps to be taken to mitigate risk:

We take the following steps to improve the due diligence conducted and to further mitigate any future risk of sourcing 3TG that benefits armed groups in the Covered Countries:

1.Continue to strengthen and update our process to identify all appropriate direct suppliers that may be in-scope under the Rule. In addition, we re-survey applicable suppliers to confirm whether their products contain 3TG and to validate their compliance status.
2.Continue to collaborate closely with our direct suppliers to obtain the necessary validated information on the origin of the 3TG contained in the parts, products, or services sold to Garrett.
3.Continue to include a 3TG compliance provision in new or renewed purchase agreements with direct suppliers to set forth Garrett’s expectations that such direct suppliers will cooperate with our Reasonable Country of Origin Inquiry (RCOI) and due diligence measures as required by the Rule.
4.Engage with direct suppliers by providing advice and directing them to information and resources, to increase the response rate and improve the content of their CMRT responses.

   

 

Cautionary Statement about Forward-Looking Statements

We make statements in this Conflict Minerals Report that may constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) about our plans to take additional actions or to implement additional procedures with respect to our due diligence efforts to determine the origin of conflict minerals included in our products. There is no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they are made, and we undertake no obligation to publicly update them. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. These forward-looking statements are considered in light of the information included in this report and our other filings with the SEC, including, without limitation, the Risk Factors, as well as the description of trends and other factors in Management’s Discussion and Analysis of Financial Condition and Results of Operations, set forth in our Annual Report on Form 10-K for the year ended December 31, 2025, as updated by our Form 10-Q for the quarter ended March 31, 2026, and other filings with the SEC.

Appendix A - Smelter or Refiner list

Includes: Metals, Smelter name, ID, and RMAP Audit Status

*Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions.

Metal Smelter Name Smelter ID RMAP Audit Status
Tungsten A.L.M.T. Corp. CID000004 Conformant
Gold Advanced Chemical Company CID000015 Conformant
Gold Aida Chemical Industries Co., Ltd. CID000019 Conformant
Gold Agosi AG CID000035 Conformant
Gold Almalyk Mining and Metallurgical Complex (AMMC) CID000041 Conformant
Gold AngloGold Ashanti Corrego do Sitio Mineracao CID000058 Conformant
Gold Argor-Heraeus S.A. CID000077 Conformant
Gold Asahi Pretec Corp. CID000082 Conformant
Gold Asaka Riken Co., Ltd. CID000090 Conformant
Tungsten Kennametal Huntsville CID000105 Conformant
Gold Aurubis AG CID000113 Conformant
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) CID000128 Conformant
Gold Boliden Ronnskar CID000157 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Gold C. Hafner GmbH + Co. KG CID000176 Conformant
Gold CCR Refinery - Glencore Canada Corporation CID000185 Conformant
Tungsten Guangdong Xianglu Tungsten Co., Ltd. CID000218 Conformant
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CID000228 Conformant
Gold Chimet S.p.A. CID000233 Conformant
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CID000258 Conformant
Gold Chugai Mining CID000264 Conformant
Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. CID000291 Conformant
Tin Alpha Assembly Solutions Inc CID000292 Conformant
Gold DSC (Do Sung Corporation) CID000359 Conformant
Tin Dongguan Best Alloys Co., Ltd. CID000377 Conformant
Gold Dowa CID000401 Conformant
Tin Dowa CID000402 Conformant
Gold Eco-System Recycling Co., Ltd. East Plant CID000425 Conformant
Tin EM Vinto CID000438 Conformant
Tin Estanho de Rondonia S.A. CID000448 Conformant
Tantalum F&X Electro-Materials Ltd. CID000460 Conformant
Tin Fenix Metals CID000468 Conformant
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CID000538 Conformant
Tungsten Global Tungsten & Powders LLC CID000568 Conformant
Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED CID000616 Conformant
Gold LT Metal Ltd. CID000689 Conformant
Gold Heimerle + Meule GmbH CID000694 Conformant
Gold Heraeus Metals Hong Kong Ltd. CID000707 Conformant
Gold Heraeus Germany GmbH Co. KG CID000711 Conformant
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CID000801 Conformant
Gold Ishifuku Metal Industry Co., Ltd. CID000807 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Gold Istanbul Gold Refinery CID000814 Conformant
Gold Japan Mint CID000823 Conformant
Tungsten Japan New Metals Co., Ltd. CID000825 Conformant
Gold Jiangxi Copper Co., Ltd. CID000855 Conformant
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CID000914 Conformant
Tantalum Jiujiang Tanbre Co., Ltd. CID000917 Conformant
Gold Asahi Refining USA Inc. CID000920 Conformant
Gold Asahi Refining Canada Ltd. CID000924 Conformant
Gold JX Nippon Mining & Metals Co., Ltd. CID000937 Conformant
Gold Kazzinc CID000957 Conformant
Tungsten Kennametal Fallon CID000966 Conformant
Gold Kennecott Utah Copper LLC CID000969 Conformant
Gold Kojima Chemicals Co., Ltd. CID000981 Conformant
Tin China Tin Group Co., Ltd. CID001070 Conformant
Tantalum AMG Brasil CID001076 Conformant
Gold LS MnM Inc. CID001078 Conformant
Gold Materion CID001113 Conformant
Gold Matsuda Sangyo Co., Ltd. CID001119 Conformant
Tin Metallic Resources, Inc. CID001142 Conformant
Gold Metalor Technologies (Suzhou) Ltd. CID001147 Conformant
Gold Metalor Technologies (Hong Kong) Ltd. CID001149 Conformant
Gold Metalor Technologies (Singapore) Pte., Ltd. CID001152 Conformant
Gold Metalor Technologies S.A. CID001153 Conformant
Gold Metalor USA Refining Corporation CID001157 Conformant
Gold Metalurgica Met-Mex Penoles S.A. De C.V. CID001161 Conformant
Tantalum Metallurgical Products India Pvt., Ltd. CID001163 Conformant
Tin Mineracao Taboca S.A. CID001173 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tantalum Mineracao Taboca S.A. CID001175 Conformant
Tin Minsur CID001182 Conformant
Gold Mitsubishi Materials Corporation CID001188 Conformant
Tin Mitsubishi Materials Corporation CID001191 Conformant
Tantalum Mitsui Mining and Smelting Co., Ltd. CID001192 Conformant
Gold Mitsui Mining and Smelting Co., Ltd. CID001193 Conformant
Tantalum NPM Silmet AS CID001200 Conformant
Gold Nadir Metal Rafineri San. Ve Tic. A.S. CID001220 Conformant
Gold Navoi Mining and Metallurgical Combinat CID001236 Conformant
Gold Nihon Material Co., Ltd. CID001259 Conformant
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CID001277 Conformant
Tin O.M. Manufacturing (Thailand) Co., Ltd. CID001314 Conformant
Gold Ohura Precious Metal Industry Co., Ltd. CID001325 Conformant
Tin Operaciones Metalurgicas S.A. CID001337 Conformant
Gold MKS PAMP SA CID001352 Conformant
Gold PT Aneka Tambang (Persero) Tbk CID001397 Conformant
Tin PT Mitra Stania Prima CID001453 Conformant
Tin PT Prima Timah Utama CID001458 Conformant
Tin PT Timah Tbk Kundur CID001477 Conformant
Tin PT Timah Tbk Mentok CID001482 Conformant
Gold PX Precinox S.A. CID001498 Conformant
Gold Rand Refinery (Pty) Ltd. CID001512 Conformant
Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. CID001522 Conformant
Gold Royal Canadian Mint CID001534 Conformant
Tin Rui Da Hung CID001539 Conformant
Gold SEMPSA Joyeria Plateria S.A. CID001585 Conformant
Gold Sichuan Tianze Precious Metals Co., Ltd. CID001736 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Gold Solar Applied Materials Technology Corp. CID001761 Conformant
Gold Sumitomo Metal Mining Co., Ltd. CID001798 Conformant
Tantalum Taki Chemical Co., Ltd. CID001869 Conformant
Gold Tanaka Kikinzoku Kogyo K.K. CID001875 Conformant
Tantalum Telex Metals CID001891 Conformant
Tin Thaisarco CID001898 Conformant
Gold Tokuriki Honten Co., Ltd. CID001938 Conformant
Tantalum Ulba Metallurgical Plant JSC CID001969 Conformant
Gold Umicore S.A. Business Unit Precious Metals Refining CID001980 Conformant
Gold United Precious Metal Refining, Inc. CID001993 Conformant
Gold Valcambi S.A. CID002003 Conformant
Gold Western Australian Mint (T/a The Perth Mint) CID002030 Conformant
Tin White Solder Metalurgia e Mineracao Ltda. CID002036 Conformant
Tungsten Wolfram Bergbau und Hutten AG CID002044 Conformant
Tungsten Xiamen Tungsten Co., Ltd. CID002082 Conformant
Gold Yamakin Co., Ltd. CID002100 Conformant
Gold Yokohama Metal Co., Ltd. CID002129 Conformant
Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. CID002180 Conformant
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CID002224 Conformant
Gold SAFINA A.S. CID002290 Conformant
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CID002316 Conformant
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CID002317 Conformant
Tungsten Malipo Haiyu Tungsten Co., Ltd. CID002319 Conformant
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CID002320 Conformant
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CID002321 Conformant
Tin Magnu's Minerais Metais e Ligas Ltda. CID002468 Conformant
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CID002492 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CID002494 Conformant
Tungsten Asia Tungsten Products Vietnam Ltd. CID002502 Conformant
Tin PT ATD Makmur Mandiri Jaya CID002503 Conformant
Tantalum D Block Metals, LLC CID002504 Conformant
Tantalum FIR Metals & Resource Ltd. CID002505 Conformant
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CID002506 Conformant
Gold MMTC-PAMP India Pvt., Ltd. CID002509 Conformant
Gold KGHM Polska Miedz Spolka Akcyjna CID002511 Conformant
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CID002512 Conformant
Tin O.M. Manufacturing Philippines, Inc. CID002517 Conformant
Tantalum KEMET de Mexico CID002539 Conformant
Tungsten H.C. Starck Tungsten GmbH CID002541 Conformant
Tungsten TANIOBIS Smelting GmbH & Co. KG CID002542 Conformant
Tungsten Masan High-Tech Materials CID002543 Conformant
Tantalum TANIOBIS Co., Ltd. CID002544 Conformant
Tantalum TANIOBIS GmbH CID002545 Conformant
Tantalum Materion Newton Inc. CID002548 Conformant
Tantalum TANIOBIS Japan Co., Ltd. CID002549 Conformant
Tantalum TANIOBIS Smelting GmbH & Co. KG CID002550 Conformant
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CID002551 Conformant
Tantalum Global Advanced Metals Boyertown CID002557 Conformant
Tantalum Global Advanced Metals Aizu CID002558 Conformant
Gold T.C.A S.p.A CID002580 Conformant
Gold REMONDIS PMR B.V. CID002582 Conformant
Tungsten Niagara Refining LLC CID002589 Conformant
Tin PT Rajehan Ariq CID002593 Conformant
Gold Korea Zinc Co., Ltd. CID002605 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Gold TOO Tau-Ken-Altyn CID002615 Conformant
Tungsten China Molybdenum Tungsten Co., Ltd. CID002641 Conformant
Tin PT Cipta Persada Mulia CID002696 Conformant
Tin Resind Industria e Comercio Ltda. CID002706 Conformant
Tantalum Resind Industria e Comercio Ltda. CID002707 Conformant
Gold Abington Reldan Metals, LLC CID002708 Conformant
Tin Super Ligas CID002756 Conformant
Gold Italpreziosi CID002765 Conformant
Tin Aurubis Beerse CID002773 Conformant
Tin Aurubis Berango CID002774 Conformant
Gold WIELAND Edelmetalle GmbH CID002778 Conformant
Tantalum Jiangxi Tuohong New Raw Material CID002842 Conformant
Gold Bangalore Refinery CID002863 Conformant
Gold SungEel HiMetal Co., Ltd. CID002918 Conformant
Gold Planta Recuperadora de Metales SpA CID002919 Conformant
Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CID003116 Conformant
Gold NH Recytech Company CID003189 Conformant
Tin Chifeng Dajingzi Tin Industry Co., Ltd. CID003190 Conformant
Tin Tin Technology & Refining CID003325 Conformant
Tin Luna Smelter, Ltd. CID003387 Conformant
Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. CID003397 Conformant
Tungsten Lianyou Metals Co., Ltd. CID003407 Conformant
Tungsten Hubei Green Tungsten Co., Ltd. CID003417 Conformant
Gold Eco-System Recycling Co., Ltd. North Plant CID003424 Conformant
Gold Eco-System Recycling Co., Ltd. West Plant CID003425 Conformant
Tin PT Mitra Sukses Globalindo CID003449 Conformant
Tungsten Cronimet Brasil Ltda CID003468 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tin CRM Synergies CID003524 Conformant
Gold Metal Concentrators SA (Pty) Ltd. CID003575 Conformant
Tin Fabrica Auricchio Industria e Comercio Ltda. CID003582 Conformant
Gold Gold by Gold Colombia CID003641 Conformant
Tin PT Putera Sarana Shakti (PT PSS) CID003868 Conformant
Tungsten Tungsten Vietnam Joint Stock Company CID003993 Conformant
Gold Coimpa Industrial LTDA CID004010 Conformant
Tantalum PowerX Ltd. CID004054 Conformant
Tungsten Lianyou Resources Co., Ltd. CID004397 Conformant
Tin Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. CID004403 Conformant
Tungsten Shinwon Tungsten (Fujian Shanghang) Co., Ltd. CID004430 Conformant
Tin Malaysia Smelting Corporation Berhad (Port Klang) CID004434 Conformant
Gold GG Refinery Ltd. CID004506 Conformant
Tungsten KENEE MINING VIETNAM COMPANY LIMITED CID004619 Conformant
Gold Impala Platinum - Platinum Metals Refinery (PMR) CID004714 Conformant
Tin Global Advanced Metals Greenbushes Pty Ltd. CID004754 Conformant
Gold Elite Industech Co., Ltd. CID004755 Conformant
Tungsten Philippine Bonway Manufacturing Industrial Corporation CID004797 Conformant
Tin P Kay Metal, Inc CID005189 Conformant
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CID002315 Non-Conformant
Tin PT Premium Tin Indonesia CID000313 Conformant
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CID001622 Conformant
Gold Shandong Gold Smelting Co., Ltd. CID001916 Conformant
Tin CV Ayi Jaya CID002570 Conformant
Tin PT Bangka Prima Tin CID002776 Conformant
Gold Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH CID002779 Conformant

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tin Mining Minerals Resources SARL CID004065 Conformant
Gold Caridad CID000180 Outreach Required
Gold Cendres + Metaux S.A. CID000189 Non-Conformant
Gold Yunnan Copper Industry Co., Ltd. CID000197 Outreach Required
Gold Daye Non-Ferrous Metals Mining Ltd. CID000343 Outreach Required
Gold JSC Novosibirsk Refinery CID000493 RMI Due Diligence Review - Unable to Proceed
Tin Gejiu Zili Mining And Metallurgy Co., Ltd. CID000555 Non-Conformant
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CID000671 Outreach Required
Gold Hunan Chenzhou Mining Co., Ltd. CID000767 Outreach Required
Tungsten Hunan Jintai New Material Co., Ltd. CID000769 Non-Conformant
Gold Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. CID000773 Outreach Required
Gold HwaSeong CJ CO., LTD. CID000778 Communication Suspended - Not Interested
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant CID000927 RMI Due Diligence Review - Unable to Proceed
Gold JSC Uralelectromed CID000929 RMI Due Diligence Review - Unable to Proceed
Tin Gejiu Kai Meng Industry and Trade LLC CID000942 Non-Conformant
Gold Kazakhmys Smelting LLC CID000956 Outreach Required
Gold Kyrgyzaltyn JSC CID001029 Non-Conformant
Gold Lingbao Gold Co., Ltd. CID001056 Outreach Required
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CID001093 Outreach Required
Gold Moscow Special Alloys Processing Plant CID001204 RMI Due Diligence Review - Unable to Proceed
Tin Jiangxi New Nanshan Technology Ltd. CID001231 Active

 

   

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tin Novosibirsk Tin Combine CID001305 RMI Due Diligence Review - Unable to Proceed
Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) CID001326 RMI Due Diligence Review - Unable to Proceed
Gold Penglai Penggang Gold Industry Co., Ltd. CID001362 Outreach Required
Gold Prioksky Plant of Non-Ferrous Metals CID001386 RMI Due Diligence Review - Unable to Proceed
Gold Sabin Metal Corp. CID001546 Communication Suspended - Not Interested
Gold Samduck Precious Metals CID001555 Non-Conformant
Gold Samwon Metals Corp. CID001562 Communication Suspended - Not Interested
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CID001619 Outreach Required
Gold SOE Shyolkovsky Factory of Secondary Precious Metals CID001756 RMI Due Diligence Review - Unable to Proceed
Tantalum Solikamsk Magnesium Works OAO CID001769 RMI Due Diligence Review - Unable to Proceed
Gold Super Dragon Technology Co., Ltd. CID001810 Outreach Required
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CID001908 Non-Conformant
Gold Great Wall Precious Metals Co., Ltd. of CBPM CID001909 Outreach Required
Gold Tongling Nonferrous Metals Group Co., Ltd. CID001947 Outreach Required
Gold Torecom CID001955 Non-Conformant
Tin VQB Mineral and Trading Group JSC CID002015 Outreach Required
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CID002158 Non-Conformant
Gold Gold Refinery of Zijin Mining Group Co., Ltd. CID002243 Conformant
Gold Morris and Watson CID002282 Outreach Required
Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. CID002313 Communication Suspended - Not Interested

 

   

 

 

 

Metal Smelter Name Smelter ID RMAP Audit Status
Gold Umicore Precious Metals Thailand CID002314 Non-Conformant
Tin Melt Metais e Ligas S.A. CID002500 Non-Conformant
Tungsten Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch CID002513 Non-Conformant
Gold Fidelity Printers and Refiners Ltd. CID002515 RMI Due Diligence Review - Unable to Proceed
Gold Singway Technology Co., Ltd. CID002516 Non-Conformant
Gold Shandong Humon Smelting Co., Ltd. CID002525 Outreach Required
Gold Shenzhen Zhonghenglong Real Industry Co., Ltd. CID002527 Outreach Required
Gold Al Etihad Gold Refinery DMCC CID002560 Non-Conformant
Gold Emirates Gold DMCC CID002561 Non-Conformant
Gold International Precious Metal Refiners CID002562 Outreach Required
Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company CID002572 Non-Conformant
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company CID002573 Outreach Required
Gold Fujairah Gold FZC CID002584 Outreach Required
Gold Shirpur Gold Refinery Ltd. CID002588 Outreach Required
Gold Marsam Metals CID002606 Non-Conformant
Tungsten Hydrometallurg, JSC CID002649 RMI Due Diligence Review - Unable to Proceed
Tin An Vinh Joint Stock Mineral Processing Company CID002703 Outreach Required
Tungsten Unecha Refractory metals plant CID002724 Non-Conformant
Gold Shenzhen CuiLu Gold Co., Ltd. CID002750 Outreach Required
Gold Albino Mountinho Lda. CID002760 Outreach Required
Gold SAAMP CID002761 Non-Conformant
Gold L'Orfebre S.A. CID002762 Non-Conformant
Gold 8853 S.p.A. CID002763 Non-Conformant

 

   

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tungsten Moliren Ltd. CID002845 RMI Due Diligence Review - Unable to Proceed
Gold AU Traders and Refiners CID002850 Non-Conformant
Gold GGC Gujrat Gold Centre Pvt. Ltd. CID002852 Non-Conformant
Gold Modeltech Sdn Bhd CID002857 Non-Conformant
Tin Modeltech Sdn Bhd CID002858 Non-Conformant
Gold Kyshtym Copper-Electrolytic Plant ZAO CID002865 RMI Due Diligence Review - Unable to Proceed
Gold Degussa Sonne / Mond Goldhandel GmbH CID002867 Outreach Required
Gold Pease & Curren CID002872 Communication Suspended - Not Interested
Gold JALAN & Company CID002893 Outreach Required
Gold ABC Refinery Pty Ltd. CID002920 Outreach Required
Gold Safimet S.p.A CID002973 Non-Conformant
Gold State Research Institute Center for Physical Sciences and Technology CID003153 Outreach Required
Gold African Gold Refinery CID003185 RMI Due Diligence Review - Unable to Proceed
Gold Gold Coast Refinery CID003186 Outreach Required
Gold QG Refining, LLC CID003324 Outreach Required
Gold Dijllah Gold Refinery FZC CID003348 Outreach Required
Tin Dongguan CiEXPO Environmental Engineering Co., Ltd. CID003356 Non-Conformant
Tin Ma'anshan Weitai Tin Co., Ltd. CID003379 Non-Conformant
Tin PT Masbro Alam Stania CID003380 Non-Conformant
Gold CGR Metalloys Pvt Ltd. CID003382 Outreach Required
Gold Sovereign Metals CID003383 Outreach Required
Tungsten JSC "Kirovgrad Hard Alloys Plant" CID003408 RMI Due Diligence Review - Unable to Proceed

 

   

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tin Precious Minerals and Smelting Limited CID003409 Non-Conformant
Tin Gejiu City Fuxiang Industry and Trade Co., Ltd. CID003410 Outreach Required
Tungsten NPP Tyazhmetprom LLC CID003416 RMI Due Diligence Review - Unable to Proceed
Tungsten Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. CID003427 Non-Conformant
Gold Augmont Enterprises Private Limited CID003461 Non-Conformant
Gold Kundan Care Products Ltd. CID003463 Outreach Required
Tin CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda CID003486 Active
Gold Emerald Jewel Industry India Limited (Unit 1) CID003487 Outreach Required
Gold Emerald Jewel Industry India Limited (Unit 2) CID003488 Outreach Required
Gold Emerald Jewel Industry India Limited (Unit 3) CID003489 Outreach Required
Gold Emerald Jewel Industry India Limited (Unit 4) CID003490 Outreach Required
Gold K.A. Rasmussen CID003497 Outreach Required
Gold Alexy Metals CID003500 Non-Conformant
Gold MD Overseas CID003548 Outreach Required
Gold Metallix Refining Inc. CID003557 Outreach Required
Tungsten Fujian Xinlu Tungsten Co., Ltd. CID003609 Non-Conformant
Tungsten OOO “Technolom” 2 CID003612 RMI Due Diligence Review - Unable to Proceed
Tungsten OOO “Technolom” 1 CID003614 RMI Due Diligence Review - Unable to Proceed
Gold WEEEREFINING CID003615 Non-Conformant
Tungsten YUDU ANSHENG TUNGSTEN CO., LTD. CID003662 Outreach Required
Gold Dongwu Gold Group CID003663 Outreach Required
Gold Sam Precious Metals CID003666 Outreach Required
Gold NOBLE METAL SERVICES CID003690 Outreach Required
Tantalum 5D Production OU CID003926 Outreach Required

 

   

 

Metal Smelter Name Smelter ID RMAP Audit Status
Tungsten Nam Viet Cromit Joint Stock Company CID004034 Outreach Required
Gold SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. CID004435 Outreach Required
Tungsten Philippine Carreytech Metal Corp. CID004438 Non-Conformant
Gold TITAN COMPANY LIMITED, JEWELLERY DIVISION CID004491 Non-Conformant
Tin RIKAYAA GREENTECH PRIVATE LIMITED CID004692 Outreach Required
Gold Attero Recycling Pvt Ltd CID004697 Outreach Required
Tin Woodcross Smelting Company Limited CID004724 Conformant
Tin Longnan Chuangyue Environmental Protection Technology Development Co., Ltd CID004796 Outreach Required
Gold Gasabo Gold Refinery Ltd CID005006 RMI Due Diligence Review - Unable to Proceed
Gold Minera Titán del Perú SRL (MTP) - Belen Plant CID005014 Non-Conformant
Tungsten S.P.T. spol.s r.o. CID005068 Conformant
Tungsten Tungamoy Metals Inc. CID005248 Conformant
Tin PT Artha Cipta Langgeng CID001399 Active
Tantalum XinXing HaoRong Electronic Material Co., Ltd. CID002508 Conformant
Tantalum Jiangxi Sanshi Nonferrous Metals Co., Ltd CID004813 Active
Tungsten Jing Yuan Tungsten Technology Co., Ltd. CID005012 Conformant
Tin PT Aries Kencana Sejahtera CID000309 In Communication
Tungsten Uzbek Refractory and Heat-Resistant Metals CID002660 Active
Tin Conecsus LLC CID003504 Active
Gold SOLEIL METALS (Chala One Plant) CID004704 Active
Gold SOLEIL METALS (YAKARI Plant) CID004705 Active
Tin PT Mitra Graha Raya CID004685 In Communication

 

 

   

 

Glossary

SORs Smelters or Refiners - A facility that uses heat and/or chemical agents to process mineral ore, slag, recycled or scrap materials, or any combination of such into refined metal products.
RMAP The Responsible Minerals Assurance Process is RMI's audit program that uses an independent third-party assessment of smelter/refinery management systems and sourcing practices to validate conformance with RMAP standards.

Legitimate SORs

 

Facilities that have been deemed operational by the RMI and are 'Eligible' to participate in the RMAP program.
SORs of Interest Smelters or Refiners that present significant risk to supply chains, as per the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.
RMAP Audit Status

Describes the current engagement situation of an SOR in relation to the RMAP program.

Conformant

Independently assessed and found conformant with the relevant RMAP standard.

Active

Engaged in the program but not yet conformant.

Non-Conformant

Independently assessed and found non-conformant with the relevant RMAP standard.

Not Enrolled

This is a rolled up of the statuses below as SORs with this have not taken part in the RMAP program.

Communication Suspended - Not Interested

Facility has strongly communicated a lack of interest in participation.

Due Diligence Vetting Process

Facility does not meet RMI’s requirements for participation according to the due diligence vetting process.

In Communication

 

Not yet active but in communication with RMAP and/or member companies.

Outreach Required

Outreach is needed by RMI member companies to contact entities and encourage their participation in RMAP.

RMI Due Diligence Review – Unable to Proceed For facilities that have not met the threshold for Due Diligence Vetting Process after a period of 6 months. Status may change if additional information is submitted.
CAHRAs (Conflict affected and high-risk areas) Areas identified to be in the presence of widespread human rights abuses and violations of law, as defined by both, the European Commission via Regulation (EU) 2017/821 and OECD.
RCOI Reasonable Country of Origin Inquiry (RCOI) is conducted to determine whether its in-scope 3TG content originated in the Democratic Republic of the Congo (DRC) or one of the covered countries or is from recycled or scrap sources.