EXHIBIT 1.01
Garrett Motion Inc.
Conflict Minerals Report
For the reporting period From January 1, 2025, to December 31, 2025
This Conflict Minerals Report of Garrett Motion Inc. and its consolidated subsidiaries (“Garrett,” “we,” or “our”) has been prepared in accordance with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”). The Securities and Exchange Commission (the “SEC”) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). The Rule calls for certain disclosures from an SEC registrant that manufactures or contracts to manufacture products for which conflict minerals are necessary to the functionality or production of those products. Conflict Minerals are defined as cassiterite, columbite-tantalite, wolframite, and gold, including their derivatives, which are limited to tin, tantalum, tungsten, or gold (collectively known as “3TG”).
In accordance with Rule 13p-1, Garrett evaluated whether tin, tantalum, tungsten, or gold (collectively, “3TG”) are necessary to the functionality or production of products that it manufactures or contracts to manufacture. As required by the rule, Garrett undertook a good faith Reasonable Country of Origin Inquiry (“RCOI”) reasonably designed to determine whether any of the necessary 3TG originated in the Democratic Republic of the Congo (“DRC”) or any of the adjoining countries including the Central African Republic, the Republic of the Congo, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, or Angola (the “Covered Countries”), or whether such materials were derived from recycled or scrap sources.
Overview
Garrett’s Business
Garrett is a cutting-edge technology leader delivering differentiated solutions for emission reduction and energy efficiency. We design, manufacture, and sell highly engineered turbocharging, air and fluid compression, and high-speed electric motor technologies for original equipment manufacturers (“OEMs”) and distributors within the mobility and industrial space.
Garrett’s Products Covered by this Report:
This report relates to Garrett products: (I) for which tin, tantalum, tungsten, or gold (collectively, “3TG”) are necessary to the functionality or production of such products; (ii) that were manufactured or contracted to be manufactured by Garrett; and (iii) for which the manufacture was completed during the calendar year 2025.
For this report, these products, which are referred to herein as the “Covered Products,” include both Garrett’s turbocharger solutions for internal combustion engine (ICE) vehicles and a wide range of hybrid powertrains and zero-emission technologies such as fuel cell compressors.
Garrett’s Supply Chain
Garrett sells thousands of products that incorporate components sourced from hundreds of direct and indirect suppliers. As a downstream manufacturer with many tiers in our supply chain, we do not perform direct audits of SORs entities within our supply chain. We rely on our direct suppliers to give us information about the SORs and the origin of 3TG in the parts or products they supply us, including the sources of 3TG that they receive from their upstream suppliers, as we cannot access information from upstream actors directly. The same is true for our direct suppliers, who depend on data from their suppliers.
The terms and durations of contracts with our suppliers are varied, and we cannot always unilaterally impose new contract terms. As we renew or enter into new purchase agreements with suppliers, we generally seek to add, where possible, a 3TG compliance provision requiring such suppliers to conduct and document their inquiries into the SORs as well as the country of origin of 3TG in parts or products supplied to Garrett, and provide Garrett with information or representations that Garrett requires to meet its compliance obligations under Rule 13p-1. Although we have already integrated a 3TG compliance provision into certain purchase agreements with our direct suppliers, we anticipate that it will take several years to ensure that all supplier purchase agreements contain appropriate 3TG compliance provisions. In addition, some suppliers may object to the inclusion of such provisions. In the meantime, as described herein, we are collaborating with our suppliers to obtain 3TG sourcing information.
Reasonable Country of Origin Inquiry
Garrett conducted a good faith RCOI to determine whether the 3TG in the Covered Products may have originated in the Covered Countries and did not come from recycled or scrap sources. The elements of the RCOI were:
| · | Identification of relevant suppliers. |
| · | Data collection and validation; and |
| · | Assessment to determine whether due diligence was required. |
Garrett assessed its direct suppliers that were most likely to provide parts or products containing 3TG concerning our turbocharger and intercoolers, and in connection therewith we identified 503 relevant suppliers (the “Supplier Group”).
Garrett engaged a third-party service provider, Assent Compliance (the “Vendor”), to support the collection and management of supplier conflict mineral data. To initiate the process, the Vendor distributed the Responsible Minerals Initiative (RMI) Conflict Minerals Reporting Template (CMRT), version 6.54, to all suppliers within Garrett’s designated supplier population (“Supplier Group”) for the 2025 reporting cycle. The CMRT is designed to facilitate disclosure and communication of information regarding SORs of 3TG contained in parts or products in our supply chain. It includes questions regarding a supplier’s engagement with its direct suppliers and a listing of the SORs that the supplier and its suppliers use.
In addition, the CMRT contains questions about the origin of 3TG included in a supplier’s parts or products, as well as supplier’s due diligence efforts. The Vendor deployed the CMRT to the Supplier Group via a tracking tool, which enabled Garrett and the Vendor to manage and maintain records of responses from the Supplier Group in an electronic database. The procedure involved 28 rounds of follow-up to
unresponsive members of the Supplier Group through a defined process via both automated email and personalized email, including offering assistance and further information to the Supplier Group about the requirements of the Rule and the 3TG compliance program. As of the conclusion of the reporting period, Garrett received responses from 81.11% of the Supplier Group.
The Vendor validates the collected data to improve the accuracy of submissions and identify any inconsistencies within the CMRT responses. The Vendor’s tracking tool and electronic database facilitate automated data validation for all submitted CMRTs. All submitted CMRT are accepted and classified as valid or invalid. Members of the Supplier Group are contacted regarding invalid forms and are encouraged to resubmit a valid form. We review all responses to determine where direct engagement with our Supplier Group is needed to improve data quality or to clarify specific supplier disclosures.
Based on our suppliers' responses, we compile a list of 333 unique SORs. Given that not all members of the Supplier Group participate in the survey, the information obtained is neither complete nor fully validated. As a result, Garrett is unable to determine conclusively whether the necessary 3TG contained in the Covered Products originates from Covered Countries or, if so, whether such materials are derived from recycled or scrap sources, or from sources that directly or indirectly finance or benefit armed groups, as defined under the Rule.
Accordingly, Garrett conducts due diligence on the source and chain of custody of the 3TG contained in parts or products provided by the Supplier Group.
Responsible Minerals Sourcing Due Diligence
Design of Due Diligence Measures
Our due diligence measures are designed to conform, in all material respects, with the Organization for Economic Co-operation and Development’s (“OECD”) “Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (2016)” and the related Supplements for 3TG (the “OECD Framework”). Recognizing that the OECD Framework applies to all the tiers of the mineral supply chain, we tailor our due diligence measures to include steps appropriate for downstream companies. Our due diligence includes the following elements of the OECD Framework:
| · | Step 1: Establish strong company management systems. |
| · | Step 2: Identify and assess risks in the supply chain. |
| · | Step 3: Design and implement a strategy to respond to identified risks. |
| · | Step 4: Conduct independent third-party audit of supply chain due diligence at identified points in the supply chain; and |
| · | Step 5: Report on supply chain due diligence |
Step 1: Establish Strong Company Management Systems
Garrett has established a management system to determine the source and chain of custody of 3TG in our supply chain.
| a. | Mission Statement: We adopt a conflict minerals mission statement that outlines our commitment to responsible sourcing of 3TG throughout our global supply chain and compliance with the Rule. The Mission Statement is publicly available on our website at: https://www.garrettmotion.com/wp-content/uploads/2018/12/Conflict-Minerals-Statement.pdf |
| b. | Internal Team: Our management system provides oversight of the Reasonable Country of Origin Inquiry (RCOI) and due diligence processes through representatives from Procurement, and Legal (Health, Safety and Environment, and General Counsel). These functions are responsible for implementing our 3TG compliance program and communicating information about program’s status and effectiveness to senior management. |
| c. | Control Systems: We utilize the CMRT for collecting 3TG declarations from our suppliers through a dedicated tracking tool, which enables us to gather information on the 3TG included in our products. In addition, our Vendor is a member of the Responsible Minerals Initiative (RMI), an industry-wide initiative working to develop conflict-free mineral supply chains. We also have a Supplier Code of Conduct that sets forth our core values on the responsible sourcing of minerals. |
https://investors.garrettmotion.com/static-files/fb606599-df51-4ecf-b44b-456be9391df1
| d. | Supplier Engagement: We communicate to the Supplier Group our obligations under the Rule by distributing to them background information on the Rule along with the CMRT. In addition, through our Vendor, we provide training materials on 3TG compliance to the Supplier Group. We also integrate 3TG compliance provisions into our purchase agreements, setting forth Garrett’s expectations that its direct suppliers cooperate with Garrett’s RCOI, and due diligence measures as required by the Rule. |
| e. | Grievance Mechanism: We maintain a company-level Helpline that provides employees and suppliers with a mechanism to report violations of our policies or raise other concerns. |
Step 2: Identify and Assess Risks in the Supply Chain
| · | Distribution of CMRT to Supplier Group: In 2025, we distribute the CMRT to the Supplier Group to gather information on our supply chain, including: |
| i. | Whether any of the minerals they supplied to Garrett contain 3TG |
| ii. | Whether any 3TG are necessary for the functionality or production of the parts or products in which they are used, and |
| iii. | The SORs or any 3TG in our supply chain and whether the 3TG originates from the Covered Countries or came from recycled or scrap sources. |
| · | Assessment of Supplier Group Responses: We review each response from the Supplier Group to assess its adequacy. Members of the Supplier Group that fail to respond to the CMRT or that do not provide responses to all applicable questions in the CMRT receive follow-up communications requesting additional information. Where a supplier response indicates that 3TG contained in parts or products provided to Garrett may have originated from the Covered Countries, such response is sent to the Environment team for further review and determination of follow-up steps under the guidance of our risk management plan. |
Step 3: Design and Implement a Strategy to Respond to Identified Risks
As part of our risk management plan under the OECD Framework, if SORs with red flags are reported on a CMRT by one of the suppliers surveyed, risk mitigation activities are initiated. If a supplier indicates that its products may contain 3TG sourced from a Covered Country, we follow up with the supplier to gather more information, including the basis for the information provided and additional details regarding the sourcing country and SOR. Identified risks are reported to the Environment team, which will determine appropriate follow-up actions, if any, to mitigate risks. There is no instance in our due diligence for the 2025 reporting period where we determine that there are validated high-risk issues within our supply chain that require follow-up actions.
To ensure that the Supplier Group understands our expectations concerning compliance with the Rule, we distribute background information on the Rule and our Mission Statement, and we provide access to training materials on 3TG compliance to the Supplier Group in addition to the CMRT.
Step 4: Conduct Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
Garrett does not perform or direct audits of entities in our supply chain but relies on the Responsible Minerals Initiative’s (RMI) Responsible Minerals Assurance Process (“RMAP”) to perform third-party audits of SORs. Our process compares the SORs identified by the Supplier Group to the list of SORs certified as “compliant” or the equivalent, by the RMI. If any SORs are identified with issues, we engage directly with the supplier to verify the information before reporting the issue to the Environment team.
Step 5: Report on Supply Chain Due Diligence
This Conflict Minerals Report, and the Form SD to which it relates, have been filed with the SEC, and are publicly available at https://investors.garrettmotion.com/leadership-and-governance.
Due Diligence Results
The CMRT requests that the Supplier Group provide Garrett with information on (a) the SORs that the Supplier Group and its suppliers use to supply the 3TG in the Covered Products, (b) whether the 3TG used in the Covered Products originates from the Covered Countries, (c) the mine or location of origin of the 3TG used in the Covered Products, and (d) the scope of its response (company-level responses refer to the supplier’s overall 3TG sourcing; product-level responses specify whether 3TG was used in parts or products provided to Garrett). Garrett relies on responses from the Supplier Group to our CMRT to determine the facilities used to process 3TG used in the Covered Products, whether the 3TG originates from the Covered Countries, and the source of 3TG used in the Covered Products.
The responses that we receive for this reporting period from the Supplier Group fall into one or more of the following categories: (i) indication that no 3TG is used in parts or products that are provided to Garrett, (ii) data concerning the SORs used by the supplier to process 3TG in parts or products provided to Garrett;
(iii) data with respect to the supplier’s overall 3TG sourcing, without specifying whether such 3TGis used in parts or products provided to Garrett or an indication that the supplier is unable to provide the information as it specifically relates to the parts or products that are provided to Garrett, (iv) indication that the supplier is unable to provide SOR information at this time, and/or (v) indication that the supplier is unable to provide or is still in the process of determining the country of origin or mine or location of origin of 3TG from its suppliers. We receive responses in category (ii) above from 408 out of 503 suppliers. Such responses identify 333 unique SORs (set forth on Appendix A below) used to process 3TG in parts or products provided to Garrett, and whilst they do not indicate the country of origin of the 3TG processed by such SORs, 207 of these SORs are RMAP Conformant.
As a result, and because responses are not received from all members of the Supplier Group, Garrett does not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originates in the Covered Countries, and if so, whether it is from recycled or scrap sources, or came from sources that directly or indirectly finance or benefit armed groups therein, as such term is defined in the Rule.
However, Garrett receives no response (to either the initial communication or any follow-up inquiries) from any supplier indicating that 3TG in our Covered Products originates in the Covered Countries (even when SORs used to process our 3TG were identified) or benefit or finance armed groups in the Covered Countries.
In addition, we are unable to determine the country of origin or the mine or location of origin of 3TG used in the parts or products supplied to us for use in the Covered Products. Our efforts to identify the specific mine or location or origin of our necessary 3TG include the due diligence measures described above.
Steps to be taken to mitigate risk:
We take the following steps to improve the due diligence conducted and to further mitigate any future risk of sourcing 3TG that benefits armed groups in the Covered Countries:
| 1. | Continue to strengthen and update our process to identify all appropriate direct suppliers that may be in-scope under the Rule. In addition, we re-survey applicable suppliers to confirm whether their products contain 3TG and to validate their compliance status. |
| 2. | Continue to collaborate closely with our direct suppliers to obtain the necessary validated information on the origin of the 3TG contained in the parts, products, or services sold to Garrett. |
| 3. | Continue to include a 3TG compliance provision in new or renewed purchase agreements with direct suppliers to set forth Garrett’s expectations that such direct suppliers will cooperate with our Reasonable Country of Origin Inquiry (RCOI) and due diligence measures as required by the Rule. |
| 4. | Engage with direct suppliers by providing advice and directing them to information and resources, to increase the response rate and improve the content of their CMRT responses. |
Cautionary Statement about Forward-Looking Statements
We make statements in this Conflict Minerals Report that may constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) about our plans to take additional actions or to implement additional procedures with respect to our due diligence efforts to determine the origin of conflict minerals included in our products. There is no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they are made, and we undertake no obligation to publicly update them. Our reporting obligations under the conflict minerals rules may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this report. These forward-looking statements are considered in light of the information included in this report and our other filings with the SEC, including, without limitation, the Risk Factors, as well as the description of trends and other factors in Management’s Discussion and Analysis of Financial Condition and Results of Operations, set forth in our Annual Report on Form 10-K for the year ended December 31, 2025, as updated by our Form 10-Q for the quarter ended March 31, 2026, and other filings with the SEC.
Appendix A - Smelter or Refiner list
Includes: Metals, Smelter name, ID, and RMAP Audit Status
*Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions.
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tungsten | A.L.M.T. Corp. | CID000004 | Conformant |
| Gold | Advanced Chemical Company | CID000015 | Conformant |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 | Conformant |
| Gold | Agosi AG | CID000035 | Conformant |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | Conformant |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 | Conformant |
| Gold | Argor-Heraeus S.A. | CID000077 | Conformant |
| Gold | Asahi Pretec Corp. | CID000082 | Conformant |
| Gold | Asaka Riken Co., Ltd. | CID000090 | Conformant |
| Tungsten | Kennametal Huntsville | CID000105 | Conformant |
| Gold | Aurubis AG | CID000113 | Conformant |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | Conformant |
| Gold | Boliden Ronnskar | CID000157 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Gold | C. Hafner GmbH + Co. KG | CID000176 | Conformant |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | Conformant |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | Conformant |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | Conformant |
| Gold | Chimet S.p.A. | CID000233 | Conformant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | Conformant |
| Gold | Chugai Mining | CID000264 | Conformant |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 | Conformant |
| Tin | Alpha Assembly Solutions Inc | CID000292 | Conformant |
| Gold | DSC (Do Sung Corporation) | CID000359 | Conformant |
| Tin | Dongguan Best Alloys Co., Ltd. | CID000377 | Conformant |
| Gold | Dowa | CID000401 | Conformant |
| Tin | Dowa | CID000402 | Conformant |
| Gold | Eco-System Recycling Co., Ltd. East Plant | CID000425 | Conformant |
| Tin | EM Vinto | CID000438 | Conformant |
| Tin | Estanho de Rondonia S.A. | CID000448 | Conformant |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 | Conformant |
| Tin | Fenix Metals | CID000468 | Conformant |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | Conformant |
| Tungsten | Global Tungsten & Powders LLC | CID000568 | Conformant |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 | Conformant |
| Gold | LT Metal Ltd. | CID000689 | Conformant |
| Gold | Heimerle + Meule GmbH | CID000694 | Conformant |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 | Conformant |
| Gold | Heraeus Germany GmbH Co. KG | CID000711 | Conformant |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | Conformant |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Gold | Istanbul Gold Refinery | CID000814 | Conformant |
| Gold | Japan Mint | CID000823 | Conformant |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 | Conformant |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 | Conformant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | Conformant |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | Conformant |
| Gold | Asahi Refining USA Inc. | CID000920 | Conformant |
| Gold | Asahi Refining Canada Ltd. | CID000924 | Conformant |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | Conformant |
| Gold | Kazzinc | CID000957 | Conformant |
| Tungsten | Kennametal Fallon | CID000966 | Conformant |
| Gold | Kennecott Utah Copper LLC | CID000969 | Conformant |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 | Conformant |
| Tin | China Tin Group Co., Ltd. | CID001070 | Conformant |
| Tantalum | AMG Brasil | CID001076 | Conformant |
| Gold | LS MnM Inc. | CID001078 | Conformant |
| Gold | Materion | CID001113 | Conformant |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 | Conformant |
| Tin | Metallic Resources, Inc. | CID001142 | Conformant |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | Conformant |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | Conformant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | Conformant |
| Gold | Metalor Technologies S.A. | CID001153 | Conformant |
| Gold | Metalor USA Refining Corporation | CID001157 | Conformant |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 | Conformant |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 | Conformant |
| Tin | Mineracao Taboca S.A. | CID001173 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tantalum | Mineracao Taboca S.A. | CID001175 | Conformant |
| Tin | Minsur | CID001182 | Conformant |
| Gold | Mitsubishi Materials Corporation | CID001188 | Conformant |
| Tin | Mitsubishi Materials Corporation | CID001191 | Conformant |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 | Conformant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | Conformant |
| Tantalum | NPM Silmet AS | CID001200 | Conformant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 | Conformant |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 | Conformant |
| Gold | Nihon Material Co., Ltd. | CID001259 | Conformant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | Conformant |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | Conformant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | Conformant |
| Tin | Operaciones Metalurgicas S.A. | CID001337 | Conformant |
| Gold | MKS PAMP SA | CID001352 | Conformant |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | Conformant |
| Tin | PT Mitra Stania Prima | CID001453 | Conformant |
| Tin | PT Prima Timah Utama | CID001458 | Conformant |
| Tin | PT Timah Tbk Kundur | CID001477 | Conformant |
| Tin | PT Timah Tbk Mentok | CID001482 | Conformant |
| Gold | PX Precinox S.A. | CID001498 | Conformant |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 | Conformant |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 | Conformant |
| Gold | Royal Canadian Mint | CID001534 | Conformant |
| Tin | Rui Da Hung | CID001539 | Conformant |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 | Conformant |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Gold | Solar Applied Materials Technology Corp. | CID001761 | Conformant |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | Conformant |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 | Conformant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | Conformant |
| Tantalum | Telex Metals | CID001891 | Conformant |
| Tin | Thaisarco | CID001898 | Conformant |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 | Conformant |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 | Conformant |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | Conformant |
| Gold | United Precious Metal Refining, Inc. | CID001993 | Conformant |
| Gold | Valcambi S.A. | CID002003 | Conformant |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 | Conformant |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 | Conformant |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 | Conformant |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | Conformant |
| Gold | Yamakin Co., Ltd. | CID002100 | Conformant |
| Gold | Yokohama Metal Co., Ltd. | CID002129 | Conformant |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 | Conformant |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | Conformant |
| Gold | SAFINA A.S. | CID002290 | Conformant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | Conformant |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | Conformant |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | Conformant |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | Conformant |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | Conformant |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | Conformant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | Conformant |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 | Conformant |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 | Conformant |
| Tantalum | D Block Metals, LLC | CID002504 | Conformant |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 | Conformant |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | Conformant |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | Conformant |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 | Conformant |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | Conformant |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | Conformant |
| Tantalum | KEMET de Mexico | CID002539 | Conformant |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 | Conformant |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | CID002542 | Conformant |
| Tungsten | Masan High-Tech Materials | CID002543 | Conformant |
| Tantalum | TANIOBIS Co., Ltd. | CID002544 | Conformant |
| Tantalum | TANIOBIS GmbH | CID002545 | Conformant |
| Tantalum | Materion Newton Inc. | CID002548 | Conformant |
| Tantalum | TANIOBIS Japan Co., Ltd. | CID002549 | Conformant |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | CID002550 | Conformant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | Conformant |
| Tantalum | Global Advanced Metals Boyertown | CID002557 | Conformant |
| Tantalum | Global Advanced Metals Aizu | CID002558 | Conformant |
| Gold | T.C.A S.p.A | CID002580 | Conformant |
| Gold | REMONDIS PMR B.V. | CID002582 | Conformant |
| Tungsten | Niagara Refining LLC | CID002589 | Conformant |
| Tin | PT Rajehan Ariq | CID002593 | Conformant |
| Gold | Korea Zinc Co., Ltd. | CID002605 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Gold | TOO Tau-Ken-Altyn | CID002615 | Conformant |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CID002641 | Conformant |
| Tin | PT Cipta Persada Mulia | CID002696 | Conformant |
| Tin | Resind Industria e Comercio Ltda. | CID002706 | Conformant |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 | Conformant |
| Gold | Abington Reldan Metals, LLC | CID002708 | Conformant |
| Tin | Super Ligas | CID002756 | Conformant |
| Gold | Italpreziosi | CID002765 | Conformant |
| Tin | Aurubis Beerse | CID002773 | Conformant |
| Tin | Aurubis Berango | CID002774 | Conformant |
| Gold | WIELAND Edelmetalle GmbH | CID002778 | Conformant |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 | Conformant |
| Gold | Bangalore Refinery | CID002863 | Conformant |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 | Conformant |
| Gold | Planta Recuperadora de Metales SpA | CID002919 | Conformant |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | Conformant |
| Gold | NH Recytech Company | CID003189 | Conformant |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | Conformant |
| Tin | Tin Technology & Refining | CID003325 | Conformant |
| Tin | Luna Smelter, Ltd. | CID003387 | Conformant |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 | Conformant |
| Tungsten | Lianyou Metals Co., Ltd. | CID003407 | Conformant |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CID003417 | Conformant |
| Gold | Eco-System Recycling Co., Ltd. North Plant | CID003424 | Conformant |
| Gold | Eco-System Recycling Co., Ltd. West Plant | CID003425 | Conformant |
| Tin | PT Mitra Sukses Globalindo | CID003449 | Conformant |
| Tungsten | Cronimet Brasil Ltda | CID003468 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tin | CRM Synergies | CID003524 | Conformant |
| Gold | Metal Concentrators SA (Pty) Ltd. | CID003575 | Conformant |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | CID003582 | Conformant |
| Gold | Gold by Gold Colombia | CID003641 | Conformant |
| Tin | PT Putera Sarana Shakti (PT PSS) | CID003868 | Conformant |
| Tungsten | Tungsten Vietnam Joint Stock Company | CID003993 | Conformant |
| Gold | Coimpa Industrial LTDA | CID004010 | Conformant |
| Tantalum | PowerX Ltd. | CID004054 | Conformant |
| Tungsten | Lianyou Resources Co., Ltd. | CID004397 | Conformant |
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | CID004403 | Conformant |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CID004430 | Conformant |
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | CID004434 | Conformant |
| Gold | GG Refinery Ltd. | CID004506 | Conformant |
| Tungsten | KENEE MINING VIETNAM COMPANY LIMITED | CID004619 | Conformant |
| Gold | Impala Platinum - Platinum Metals Refinery (PMR) | CID004714 | Conformant |
| Tin | Global Advanced Metals Greenbushes Pty Ltd. | CID004754 | Conformant |
| Gold | Elite Industech Co., Ltd. | CID004755 | Conformant |
| Tungsten | Philippine Bonway Manufacturing Industrial Corporation | CID004797 | Conformant |
| Tin | P Kay Metal, Inc | CID005189 | Conformant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | Non-Conformant |
| Tin | PT Premium Tin Indonesia | CID000313 | Conformant |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | Conformant |
| Gold | Shandong Gold Smelting Co., Ltd. | CID001916 | Conformant |
| Tin | CV Ayi Jaya | CID002570 | Conformant |
| Tin | PT Bangka Prima Tin | CID002776 | Conformant |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tin | Mining Minerals Resources SARL | CID004065 | Conformant |
| Gold | Caridad | CID000180 | Outreach Required |
| Gold | Cendres + Metaux S.A. | CID000189 | Non-Conformant |
| Gold | Yunnan Copper Industry Co., Ltd. | CID000197 | Outreach Required |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 | Outreach Required |
| Gold | JSC Novosibirsk Refinery | CID000493 | RMI Due Diligence Review - Unable to Proceed |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | Non-Conformant |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 | Outreach Required |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 | Outreach Required |
| Tungsten | Hunan Jintai New Material Co., Ltd. | CID000769 | Non-Conformant |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 | Outreach Required |
| Gold | HwaSeong CJ CO., LTD. | CID000778 | Communication Suspended - Not Interested |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 | RMI Due Diligence Review - Unable to Proceed |
| Gold | JSC Uralelectromed | CID000929 | RMI Due Diligence Review - Unable to Proceed |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 | Non-Conformant |
| Gold | Kazakhmys Smelting LLC | CID000956 | Outreach Required |
| Gold | Kyrgyzaltyn JSC | CID001029 | Non-Conformant |
| Gold | Lingbao Gold Co., Ltd. | CID001056 | Outreach Required |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 | Outreach Required |
| Gold | Moscow Special Alloys Processing Plant | CID001204 | RMI Due Diligence Review - Unable to Proceed |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 | Active |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tin | Novosibirsk Tin Combine | CID001305 | RMI Due Diligence Review - Unable to Proceed |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 | Outreach Required |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Sabin Metal Corp. | CID001546 | Communication Suspended - Not Interested |
| Gold | Samduck Precious Metals | CID001555 | Non-Conformant |
| Gold | Samwon Metals Corp. | CID001562 | Communication Suspended - Not Interested |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 | Outreach Required |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | RMI Due Diligence Review - Unable to Proceed |
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Super Dragon Technology Co., Ltd. | CID001810 | Outreach Required |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 | Non-Conformant |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 | Outreach Required |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 | Outreach Required |
| Gold | Torecom | CID001955 | Non-Conformant |
| Tin | VQB Mineral and Trading Group JSC | CID002015 | Outreach Required |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | Non-Conformant |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 | Conformant |
| Gold | Morris and Watson | CID002282 | Outreach Required |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 | Communication Suspended - Not Interested |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Gold | Umicore Precious Metals Thailand | CID002314 | Non-Conformant |
| Tin | Melt Metais e Ligas S.A. | CID002500 | Non-Conformant |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 | Non-Conformant |
| Gold | Fidelity Printers and Refiners Ltd. | CID002515 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Singway Technology Co., Ltd. | CID002516 | Non-Conformant |
| Gold | Shandong Humon Smelting Co., Ltd. | CID002525 | Outreach Required |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CID002527 | Outreach Required |
| Gold | Al Etihad Gold Refinery DMCC | CID002560 | Non-Conformant |
| Gold | Emirates Gold DMCC | CID002561 | Non-Conformant |
| Gold | International Precious Metal Refiners | CID002562 | Outreach Required |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 | Non-Conformant |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 | Outreach Required |
| Gold | Fujairah Gold FZC | CID002584 | Outreach Required |
| Gold | Shirpur Gold Refinery Ltd. | CID002588 | Outreach Required |
| Gold | Marsam Metals | CID002606 | Non-Conformant |
| Tungsten | Hydrometallurg, JSC | CID002649 | RMI Due Diligence Review - Unable to Proceed |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 | Outreach Required |
| Tungsten | Unecha Refractory metals plant | CID002724 | Non-Conformant |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CID002750 | Outreach Required |
| Gold | Albino Mountinho Lda. | CID002760 | Outreach Required |
| Gold | SAAMP | CID002761 | Non-Conformant |
| Gold | L'Orfebre S.A. | CID002762 | Non-Conformant |
| Gold | 8853 S.p.A. | CID002763 | Non-Conformant |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tungsten | Moliren Ltd. | CID002845 | RMI Due Diligence Review - Unable to Proceed |
| Gold | AU Traders and Refiners | CID002850 | Non-Conformant |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | CID002852 | Non-Conformant |
| Gold | Modeltech Sdn Bhd | CID002857 | Non-Conformant |
| Tin | Modeltech Sdn Bhd | CID002858 | Non-Conformant |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | CID002865 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 | Outreach Required |
| Gold | Pease & Curren | CID002872 | Communication Suspended - Not Interested |
| Gold | JALAN & Company | CID002893 | Outreach Required |
| Gold | ABC Refinery Pty Ltd. | CID002920 | Outreach Required |
| Gold | Safimet S.p.A | CID002973 | Non-Conformant |
| Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 | Outreach Required |
| Gold | African Gold Refinery | CID003185 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Gold Coast Refinery | CID003186 | Outreach Required |
| Gold | QG Refining, LLC | CID003324 | Outreach Required |
| Gold | Dijllah Gold Refinery FZC | CID003348 | Outreach Required |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CID003356 | Non-Conformant |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CID003379 | Non-Conformant |
| Tin | PT Masbro Alam Stania | CID003380 | Non-Conformant |
| Gold | CGR Metalloys Pvt Ltd. | CID003382 | Outreach Required |
| Gold | Sovereign Metals | CID003383 | Outreach Required |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | CID003408 | RMI Due Diligence Review - Unable to Proceed |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tin | Precious Minerals and Smelting Limited | CID003409 | Non-Conformant |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CID003410 | Outreach Required |
| Tungsten | NPP Tyazhmetprom LLC | CID003416 | RMI Due Diligence Review - Unable to Proceed |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | CID003427 | Non-Conformant |
| Gold | Augmont Enterprises Private Limited | CID003461 | Non-Conformant |
| Gold | Kundan Care Products Ltd. | CID003463 | Outreach Required |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 | Active |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | CID003487 | Outreach Required |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | CID003488 | Outreach Required |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | CID003489 | Outreach Required |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | CID003490 | Outreach Required |
| Gold | K.A. Rasmussen | CID003497 | Outreach Required |
| Gold | Alexy Metals | CID003500 | Non-Conformant |
| Gold | MD Overseas | CID003548 | Outreach Required |
| Gold | Metallix Refining Inc. | CID003557 | Outreach Required |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CID003609 | Non-Conformant |
| Tungsten | OOO “Technolom” 2 | CID003612 | RMI Due Diligence Review - Unable to Proceed |
| Tungsten | OOO “Technolom” 1 | CID003614 | RMI Due Diligence Review - Unable to Proceed |
| Gold | WEEEREFINING | CID003615 | Non-Conformant |
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | CID003662 | Outreach Required |
| Gold | Dongwu Gold Group | CID003663 | Outreach Required |
| Gold | Sam Precious Metals | CID003666 | Outreach Required |
| Gold | NOBLE METAL SERVICES | CID003690 | Outreach Required |
| Tantalum | 5D Production OU | CID003926 | Outreach Required |
| Metal | Smelter Name | Smelter ID | RMAP Audit Status |
| Tungsten | Nam Viet Cromit Joint Stock Company | CID004034 | Outreach Required |
| Gold | SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD. | CID004435 | Outreach Required |
| Tungsten | Philippine Carreytech Metal Corp. | CID004438 | Non-Conformant |
| Gold | TITAN COMPANY LIMITED, JEWELLERY DIVISION | CID004491 | Non-Conformant |
| Tin | RIKAYAA GREENTECH PRIVATE LIMITED | CID004692 | Outreach Required |
| Gold | Attero Recycling Pvt Ltd | CID004697 | Outreach Required |
| Tin | Woodcross Smelting Company Limited | CID004724 | Conformant |
| Tin | Longnan Chuangyue Environmental Protection Technology Development Co., Ltd | CID004796 | Outreach Required |
| Gold | Gasabo Gold Refinery Ltd | CID005006 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Minera Titán del Perú SRL (MTP) - Belen Plant | CID005014 | Non-Conformant |
| Tungsten | S.P.T. spol.s r.o. | CID005068 | Conformant |
| Tungsten | Tungamoy Metals Inc. | CID005248 | Conformant |
| Tin | PT Artha Cipta Langgeng | CID001399 | Active |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 | Conformant |
| Tantalum | Jiangxi Sanshi Nonferrous Metals Co., Ltd | CID004813 | Active |
| Tungsten | Jing Yuan Tungsten Technology Co., Ltd. | CID005012 | Conformant |
| Tin | PT Aries Kencana Sejahtera | CID000309 | In Communication |
| Tungsten | Uzbek Refractory and Heat-Resistant Metals | CID002660 | Active |
| Tin | Conecsus LLC | CID003504 | Active |
| Gold | SOLEIL METALS (Chala One Plant) | CID004704 | Active |
| Gold | SOLEIL METALS (YAKARI Plant) | CID004705 | Active |
| Tin | PT Mitra Graha Raya | CID004685 | In Communication |
Glossary
| SORs | Smelters or Refiners - A facility that uses heat and/or chemical agents to process mineral ore, slag, recycled or scrap materials, or any combination of such into refined metal products. |
| RMAP | The Responsible Minerals Assurance Process is RMI's audit program that uses an independent third-party assessment of smelter/refinery management systems and sourcing practices to validate conformance with RMAP standards. |
|
Legitimate SORs
|
Facilities that have been deemed operational by the RMI and are 'Eligible' to participate in the RMAP program. |
| SORs of Interest | Smelters or Refiners that present significant risk to supply chains, as per the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. |
| RMAP Audit Status |
Describes the current engagement situation of an SOR in relation to the RMAP program. |
| Conformant |
Independently assessed and found conformant with the relevant RMAP standard. |
| Active |
Engaged in the program but not yet conformant. |
| Non-Conformant |
Independently assessed and found non-conformant with the relevant RMAP standard. |
| Not Enrolled |
This is a rolled up of the statuses below as SORs with this have not taken part in the RMAP program. |
| Communication Suspended - Not Interested |
Facility has strongly communicated a lack of interest in participation. |
| Due Diligence Vetting Process |
Facility does not meet RMI’s requirements for participation according to the due diligence vetting process. |
|
In Communication
|
Not yet active but in communication with RMAP and/or member companies. |
| Outreach Required |
Outreach is needed by RMI member companies to contact entities and encourage their participation in RMAP. |
| RMI Due Diligence Review – Unable to Proceed | For facilities that have not met the threshold for Due Diligence Vetting Process after a period of 6 months. Status may change if additional information is submitted. |
| CAHRAs (Conflict affected and high-risk areas) | Areas identified to be in the presence of widespread human rights abuses and violations of law, as defined by both, the European Commission via Regulation (EU) 2017/821 and OECD. |
| RCOI | Reasonable Country of Origin Inquiry (RCOI) is conducted to determine whether its in-scope 3TG content originated in the Democratic Republic of the Congo (DRC) or one of the covered countries or is from recycled or scrap sources. |