Exhibit 1.01

 

Conflict Minerals Report of Outset Medical, Inc.

for the reporting period from January 1, 2025 to December 31, 2025

 

Introduction

 

This Conflict Minerals Report (the “Report”) of Outset Medical, Inc. (“Outset”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for calendar year 2025 (the “Reporting Period”).

 

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which are collectively referred to in this Report as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries,” for the purposes of the Rule and this Report, are the Democratic Republic of the Congo (“DRC”) and each adjoining country. Certain other terms in this Report are defined in the Rule, Form SD or SEC Release No. 34-67716 issued by the U.S. Securities and Exchange Commission (“SEC”) on August 22, 2012, and the reader is referred to those sources for such definitions.

 

Company and Product Overview

 

Outset is headquartered in the United States and operates a manufacturing facility in Mexico. Outset is a medical technology company pioneering a first-of-its-kind technology to improve clinical outcomes in dialysis with less cost and complexity. We believe the Tablo® Hemodialysis System, cleared by the U.S. Food and Drug Administration for use from the hospital to the home, represents a significant technological advancement that transforms the dialysis experience for patients and operationally simplifies it for providers. Tablo serves as a single enterprise solution designed to be utilized across the continuum of care, allowing dialysis to be delivered anytime, anywhere and by virtually anyone.

 

The Tablo Hemodialysis System includes: (i) the Tablo console, a compact, mobile machine consisting of an integrated water purification, on-demand dialysate production system and touchscreen interface and (ii) the Tablo cartridge, a disposable single use pre-strung cartridge that clicks into place and consists of pre-configured blood, saline, and infusion tubing. In addition, TabloCart is an accessory for the Tablo system that provides added maneuverability and optional prefiltration or storage.

 

This Report relates to products: (i) for which Conflict Minerals are necessary to their functionality or production; (ii) that were manufactured, or contracted to be manufactured, by Outset; and (iii) for which the manufacture was completed during the Reporting Period. These products, which are referred to in this Report collectively as the “Covered Products,” include the Tablo console and TabloCart. Based on our assessment of the underlying components, which contain only plastics, we determined that Tablo cartridges manufactured or contracted to be manufactured by us in 2025 did not contain Conflict Minerals. As a result, Tablo cartridges are not Covered Products for this Reporting Period.

 

Supply Chain Overview

 

As a “downstream” purchaser of products or components that contain Conflict Minerals, we are at the end of a very long supply chain where we manufacture or contract to manufacture products and do not directly source Conflict Minerals from mines, smelters or refiners nor specifically design Conflict Minerals into our products.

 

Reasonable Country-of-Origin Inquiry

 

We conducted a good faith, reasonable country-of-origin inquiry (“RCOI”) regarding the Conflict Minerals that were necessary to the functionality or production of the Covered Products (the “necessary Conflict Minerals”). This RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals originated in the Covered Countries and whether any of the necessary Conflict Minerals may have been from recycled or scrap sources.

 

We compiled a list of Tier 1 (i.e., direct) suppliers in the bill of materials for the Covered Products for which the manufacture was completed during the Reporting Period, and considered these 92 suppliers to fall within the scope of our RCOI. In this Report, we refer to these suppliers as “in-scope suppliers”.

 

 

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We engaged a third-party service provider, Source Intelligence, to assist us with certain elements of our RCOI and due diligence efforts as described below. Following an introductory email from Outset outlining our Conflict Minerals program requirements and identifying Source Intelligence as a partner, in-scope suppliers were contacted by Source Intelligence as part of the RCOI process. These suppliers were first asked a short set of questions including whether the products they supplied to Outset contain Conflict Minerals. Suppliers that indicated that the products they supplied to Outset do not contain Conflict Minerals were deemed responsive to the inquiry and were not asked to provide additional information, while suppliers that indicated that the products they supplied to Outset do contain Conflict Minerals were asked to complete and submit a Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”). The CMRT provided a standardized method for collecting representations, statements and data from these suppliers related to the presence, use, source and chain of custody of the Conflict Minerals in supplier components that are incorporated in the Covered Products. Following multiple reminder emails from Source Intelligence, Outset directly contacted suppliers that were unresponsive to Source Intelligence’s communications and requested that they complete and submit a CMRT.

 

Source Intelligence maintained an online platform for submission, validation and management of supplier responses. Suppliers generally uploaded their completed CMRTs to the online platform or completed an online version of the CMRT. Of the 92 in-scope suppliers contacted, approximately 83% (76 suppliers) responded to Outset’s request by providing a completed CMRT or otherwise confirming that the products they supplied to Outset do not contain Conflict Minerals.

 

Design of Due Diligence

 

We designed our due diligence measures to conform, in all material respects, to the internationally recognized due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), consistent with our position in the minerals supply chain as a downstream purchaser. The scope of our due diligence remained on Conflict Minerals - namely gold, tantalum, tin and tungsten, or 3TG.

 

Description of Due Diligence Measures

 

Our due diligence measures performed with respect to Covered Products for the Reporting Period included the following:

 

1.
OECD Step 1 - Establish Strong Company Management Systems

 

Conflict Minerals Policy. We adopted a Conflict Minerals policy that outlines our commitment to responsible sourcing and compliance with the rules relating to the use of Conflict Minerals necessary to manufacture our products. As set forth in our policy, we expect our suppliers to establish policies and systems designed to ensure proper tracing, monitoring and reporting of Conflict Minerals in their supply chains, to source Conflict Minerals from smelters or refiners that have been independently validated as conflict-free, and to provide related information to us upon our request. Our Conflict Minerals policy was communicated to in-scope suppliers during the Reporting Period, and is posted on our external website at: https://investors.outsetmedical.com/static-files/5a435725-69e9-45c1-a31e-0e989f952b5a.

 

Conflict Minerals Team. A cross-functional team comprised of individuals from our supply chain and legal functions is responsible for managing and implementing our Conflict Minerals program. The project team met regularly over the course of 2025 and into 2026, reporting to senior management, as needed, to provide updates regarding our Conflict Minerals program and due diligence results. We engaged Source Intelligence to assist with certain elements of our Conflict Minerals program, including engaging with suppliers, collecting, processing and storing supplier responses through its online platform, reviewing and validating supplier responses, helping to identify and resolve quality control flags, and identifying potential risks. The internal project team worked collaboratively with Source Intelligence in connection with its RCOI and due diligence efforts.

 

System of Controls and Transparency. In an effort to enhance its due diligence processes and improve the accuracy and completeness of supplier data, the internal project team met regularly to discuss, and worked with Source Intelligence to help document, internal operating procedures for scoping suppliers, conducting supplier outreach and follow-up, reviewing supplier responses, escalating issues related to non-responsive suppliers and data quality control, and addressing such issues. Source Intelligence maintained an online data collection platform for Outset which included the status of supplier outreach, records of supplier responses, validation of responses, information related to quality control efforts and risk classification information. The team regularly reviewed and monitored the online platform and collaborated with Source Intelligence throughout the diligence process, including via periodic meetings.

 

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Strengthen Engagement with Suppliers. As discussed above, we worked collaboratively with Source Intelligence to engage with in-scope suppliers. To strengthen supplier engagement and training and facilitate supplier responsiveness to our inquiry, we offered suppliers access to online learning and help centers maintained by Source Intelligence. Through the learning center, suppliers were given access to tools to facilitate a deeper understanding of the Conflict Minerals rules and why the information was being requested, including links to multi-lingual training materials and other resources that covered topics such as how to collect and validate smelter data, how to complete a CMRT and how to manage a Conflict Minerals program. Through the help center, suppliers had an opportunity to seek help-desk support from Source Intelligence’s team of supplier support specialists. Representatives of Source Intelligence also offered assistance to suppliers as needed in connection with the follow-up outreach. In addition, to enhance our monitoring of suppliers and better communicate our expectations for responsible business conduct in general, we have deployed a Supplier Code of Conduct to our suppliers which includes a certification regarding policies and systems for conflict-free sourcing and providing related information to us upon our request.

 

Grievance Mechanism. Our publicly available Conflict Minerals policy directs suppliers and other external parties to report any questions or concerns about the policy by contacting Outset at conflictminerals@outsetmedical.com.

 

2.
OECD Step 2 - Identify and Assess Risk in the Supply Chain

 

To identify risk in our supply chain, we relied on our suppliers to provide information on the presence, use, source and chain of custody of the Conflict Minerals contained in supplier products or components included in the Covered Products. Following an initial inquiry, completed CMRTs were requested from in scope suppliers as appropriate. Source Intelligence assisted with reviewing suppliers’ completed CMRTs, evaluated supplier responses for plausibility, consistency and gaps in information, and followed up with suppliers to request clarification or additional information or otherwise address quality control flags.

 

Source Intelligence maintains a smelter and refiner database to document (i) which facilities are known metal processors (i.e., verified) based on lists published by the RMI as well as its own research and direct supplier outreach, (ii) which companies are exclusive recyclers, (iii) mine country of origin information and (iv) conflict-free certification status. To verify smelters and refiners listed by suppliers in completed CMRTs, Source Intelligence compared the identified facilities against its list of known metal processors. Supplier responses listing entities that are not verified smelters or refiners were flagged during the quality control process and suppliers were asked for further clarification.

 

To determine conflict-free certification status, Source Intelligence compared the verified smelters and refiners against lists of facilities that have been certified as conflict-free by independent third-party audit programs, specifically the Responsible Minerals Assurance Process (“RMAP”), developed by the RMI, the London Bullion Market Association (LBMA) Good Delivery Program and the Responsible Jewellery Council (RJC) Chain-of-Custody Certification.

 

Through its platform, Source Intelligence assigned a risk classification to each submitted CMRT to indicate the level of risk associated with the data provided in such CMRT and provide us with certain risk indicators designed to inform our internal risk mitigation policies and procedures. These CMRT risk classifications are based on the smelter and refiner data provided in a given CMRT (including mine country of origin information, the associated country risk level, and conflict-free certification status), as well as any flags that are raised and remain unresolved through the quality control process, such as incomplete or inconsistent responses.

 

3.
OECD Step 3 - Design and Implement a Strategy to Respond to Risk

 

We determine on a case-by-case basis the appropriate risk mitigation strategy for supply chain risks identified in the course of our due diligence efforts, including where suppliers do not cooperate with our information requests or ultimately, notwithstanding encouragement from Outset, do not meet our expectations with respect to responsible conflict-free sourcing. Potential outcomes include providing access to additional education and training, cautioning the supplier, requiring additional information or corrective actions from the supplier to address our concerns, continuing to work with the supplier while risks are addressed and escalating issues to senior management as appropriate. For any supplier that is ultimately unable to source Outset’s materials from smelters or refiners that have been certified as conflict-free by an independent third-party audit program, we plan to assess the risks on a case-by-case basis and determine proper strategies, taking into consideration various factors including supplier size and capabilities, and whether products and technologies provided by the supplier can be dual-sourced, developed, or ultimately, replaced.

 

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4.
OECD Step 4 - Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

 

As a downstream purchaser, we do not have a direct relationship with the smelters and refiners in our supply chain, and we do not perform or direct audits of these entities. Instead, we rely on audits performed by independent third party audit programs, specifically the RMAP, LMBA Good Delivery Program and the RJC Chain-of-Custody Certification. These audit programs evaluate smelter and refiner activities and determine whether the smelter or refiner demonstrates that it has systems and controls in place to ensure that all materials it processes originate from conflict-free sources.

 

In addition, Source Intelligence attempts to directly contact smelters and refiners that are not currently certified as conflict-free to gain more information about their sourcing practices, including countries of origin and transfer, whether there are internal due diligence procedures in place or other processes the entity takes to track the chain-of-custody on the source of its mineral ores. Source Intelligence also performs internet research to determine whether there are any outside sources of information regarding the facility’s sourcing practices.

 

5.
OECD Step 5 - Report on Supply Chain Due Diligence

 

We expect to report annually, to the extent required by the Rule, and have posted our Form SD containing this Report on our website at: https://investors.outsetmedical.com/financial-information/sec-filings.

 

Results of Due Diligence Performed

 

The due diligence measures described above revealed the following:

 

Of the 92 in-scope suppliers contacted for the Reporting Period, approximately 83% (76 suppliers) responded by providing completed CMRTs or otherwise confirming that the products they supplied to Outset do not contain Conflict Minerals, and are considered “responsive.” The remaining 17% (16 suppliers) did not provide a completed CMRT even after our and Source Intelligence’s follow-up outreach efforts and are considered “non-responsive.”

 

Of the 76 responsive suppliers, approximately 42 reported having no Conflict Minerals in their products and 34 reported having Conflict Minerals in their products.

 

Of the 358 verified smelters and refiners reported by our in-scope suppliers (as set forth on Appendix 1), approximately 67% have been certified as conflict-free by at least one independent third-party audit program, or are actively moving through the certification process.

 

While 43 of the 358 verified smelters and refiners are believed to source from at least one Covered Country based on information in Source Intelligence’s smelter database, 37 of these 43 entities have been certified as conflict-free by at least one independent third party audit program.

 

With respect to those responsive suppliers that listed in their CMRTs one or more smelters or refiners which, based on Source Intelligence’s smelter database, are believed to source from at least one Covered Country but have not been independently certified as conflict-free, a substantial majority provided a company-level CMRT, rather than a product-level response specific to the components supplied to Outset and incorporated in the Covered Products. In addition, Source Intelligence’s smelter database identifies all countries from which a particular metal processor is believed to source materials on an enterprise-wide basis. As a result, we are unable to trace the Conflict Minerals sourced from specific smelters or refiners to particular products, and are thus unable to confirm whether such Conflict Minerals were contained in components supplied to us. Consequently, we believe our data may contain a number of “false positives” in relation to the risk that necessary Conflict Minerals actually supplied to us and used in the Covered Products were sourced from a smelter or refiner that in turn sourced them from a Covered Country and is not certified-as conflict free.

 

Identified Smelters and Refiners

 

We have listed on Appendix 1 the verified smelters and refiners (by metal) identified by our in-scope suppliers in completed CMRTs as a result of our RCOI and due diligence, as well as, based on information from the Source Intelligence smelter database, the RMI identification, location and conflict-free certification status of each smelter and refiner.

 

Out of the 34 suppliers that reported having Conflict Minerals in their products, 28 provided company-level responses (i.e., information regarding all Conflict Minerals used in every component and product they manufacture ), 4 provided product-level responses (i.e., information for the particular types of products and components they supplied to Outset), and 2 provided

 

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responses at a different level defined by the supplier within the CMRT. As a result, some of the smelters and refiners reported to Outset and identified on Appendix 1 may not actually have been used to process the necessary Conflict Minerals in the Covered Products.

 

Identified Countries of Origin

 

We do not have sufficient information to reliably determine the countries of origin of all the necessary Conflict Minerals in the Covered Products given that certain suppliers provided inconsistent or incomplete responses or provided information at the company-level. However, based on the smelters and refiners listed by in-scope suppliers in completed CMRTs, combined with associated mine country of origin information from Source Intelligence’s smelter database, the countries of origin may include the countries listed on Appendix 2. As discussed above, because the majority of responsive suppliers provided information at the company-level, and because Source Intelligence’s smelter database tracks mine country of origin information for metal processors on an enterprise-wide basis, we believe there are likely countries of origin in Appendix 2 that are not countries of origin of the necessary Conflict Minerals included in the Covered Products. As a result, we are unable to reliably determine whether any of the necessary Conflict Minerals in the Covered Products originated in the Covered Countries or whether such Conflict Minerals were entirely from recycled or scrap sources or were from other conflict-free sources.

 

Efforts to Determine Mine or Location of Origin

 

Our efforts to determine the mines or locations of origin included the use of the due diligence measures described above.

 

Future Due Diligence and Risk Mitigation Measures

 

As we continue our Conflict Minerals program, we intend to take the following steps to further enhance our due diligence measures and to mitigate the risk that, with respect to any of the Covered Products, necessary Conflict Minerals were used, directly or indirectly, to finance or benefit armed groups in the Covered Countries:

 

Encourage our suppliers to implement responsible sourcing by using Conflict Minerals only from smelters or refiners that have been independently certified as conflict-free, including by reiterating our expectations as outlined in our Conflict Minerals policy to in-scope suppliers;

 

Further develop, refine and implement our risk mitigation strategy for supply chain risks identified in the course of our due diligence; and

 

Continue to engage a third-party service provider to assist with engaging suppliers, collecting, processing and storing supplier responses through an online platform, reviewing and validating supplier responses, identifying and resolving quality control flags, identifying potential risks, and conducting follow-up outreach with non-responsive suppliers and suppliers identified as having quality control flags.

 

Inherent Limitations on Due Diligence Measures

 

Our supply chain with respect to the Covered Products is complex, and our procurement and manufacturing process is significantly removed from the sourcing, mining, smelting and refining of Conflict Minerals. As a result, we do not have direct contractual relationships with smelters, refiners or mines, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. Moreover, we believe that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals and, therefore, have taken steps to identify the applicable smelters and refiners of necessary Conflict Minerals in our supply chain using the CMRT. However, tracing these minerals to their sources is a challenge that requires us to rely on our direct suppliers in our efforts to achieve supply chain transparency, including obtaining information regarding the origin of the necessary Conflict Minerals. The information provided by suppliers or third-party service providers may be inaccurate or incomplete or subject to other irregularities. In addition, because of our relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, our ability to verify the accuracy of information reported by suppliers is limited.

 

 

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Cautionary Note on Forward-Looking Statements

 

Forward-looking statements in this Report are made pursuant to the safe harbor provisions of Section 21E of the Exchange Act, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly historical statements, including without limitation, our intentions and expectations regarding future supplier engagement, due diligence and risk mitigation efforts, strategy and future reporting, constitute forward-looking statements that involve risks and uncertainties. Words such as “expect,” “anticipate,” “target,” “goal,” “project,” “intend,” “plan,” “believe,” “seek,” “estimate,” “evaluate,” “may,” “will,” “should,” “would,” “could,” “potential,” “forecast,” “guidance,” “outlook,” “predicts,” variations of these words, and similar expressions are intended to identify such forward-looking statements. Actual results could differ materially from the forward-looking statements. Forward-looking statements are subject to the occurrence of many events outside our control. Risks and uncertainties that could cause actual results to differ include, without limitation, the possibility of future regulatory changes and other developments relating to Conflict Minerals disclosures, changes in or developments related to our products or supply chain, changes to our supplier base, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others, as well as the other risks and uncertainties further described in the “Risk Factors” section of our most recent Annual Report and Quarterly Report, as well as in our other reports filed with or furnished to the SEC. Forward-looking statements should be considered in light of these risks and uncertainties. Investors and others are cautioned not to place undue reliance on forward-looking statements.

 

We have provided information as of the date of this Report and undertake no obligation to revise or update any forward-looking statements for any reason. Subsequent events, such as the inability or unwillingness of any of our suppliers, smelters or refiners to comply with Outset’s Conflict Minerals policy, may affect our future disclosures and determinations under the Rule. In addition, our due diligence and reporting obligations under the Rule may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this Report.

 

 

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APPENDIX 1

 

Smelters and Refiners by Metal

 

Based on the information that was provided by our in-scope suppliers in completed CMRTs, we believe that, to the extent reasonably determinable by Outset, the facilities that may have been used to process the necessary Conflict Minerals contained in the Covered Products included the verified smelters and refiners identified below. However, as noted above, where our suppliers provided information on a division- or company-wide basis regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components supplied to Outset for use in the Covered Products, the smelters and refiners reported to us by those suppliers may not actually have been used to process the necessary Conflict Minerals in the Covered Products. The below smelter information is based on data available in Source Intelligence’s smelter database as of April 2026. Any changes to the database that took place after April 2026 are not reflected.

 

* For purposes of the “Conflict Free Certification” status column in the table below:

YES” means at least one of the following is true (i) the smelter has an active RMAP certification or is in the process of renewing its certification, (ii) the smelter has obtained a Responsible Gold Certification from the LBMA and/or (iii) the smelter has obtained a Chain-of-Custody Certification from the RJC
ACTIVE” means the smelter or refiner is actively moving through the RMAP certification process
NO” means the smelter or refiner is a verified metal processor based on Source Intelligence’s smelter database but has not been certified by at least one independent third-party audit program (RMAP, LBMA or RJC), is not actively moving through the RMAP certification process, and has not committed to obtain RMAP certification

 

 

 

 

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Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Matsuda Sangyo Co., Ltd.

CID001119

JAPAN

YES

Oegussa Oesterreichische Gold- und Silber-Scheideanstalt Gesm.b.H.

CID002779

AUSTRIA

YES

Singway Technology Co., Ltd.

CID002516

TAIWAN, PROVINCE OF CHINA

NO

8853 S.p.A.

CID002763

ITALY

YES

Attero Recycling Pvt Ltd

CID004697

INDIA

NO

SOLEIL METALS (Chala One Plant)

CID004704

PERU

YES

Metalurgica Met-Mex Penoles S.A. De C.V.

CID001161

MEXICO

YES

SOE Shyolkovsky Factory of Secondary Precious Metals

CID001756

RUSSIAN FEDERATION

NO

SOLEIL METALS (YAKARI Plant)

CID004705

PERU

YES

Impala Platinum - Platinum Metals Refinery (PMR)

CID004714

SOUTH AFRICA

YES

Solar Applied Materials Technology Corp.

CID001761

TAIWAN, PROVINCE OF CHINA

YES

Metal Concentrators SA (Pty) Ltd.

CID003575

SOUTH AFRICA

YES

Refinery of Seemine Gold Co., Ltd.

CID000522

CHINA

NO

Advanced Chemical Company

CID000015

UNITED STATES OF AMERICA

YES

Metalor Technologies (Hong Kong) Ltd.

CID001149

CHINA

YES

Metalor Technologies (Singapore) Pte., Ltd.

CID001152

SINGAPORE

YES

Metalor Technologies (Suzhou) Ltd.

CID001147

CHINA

YES

Metalor Technologies S.A.

CID001153

SWITZERLAND

YES

Metalor USA Refining Corporation

CID001157

UNITED STATES OF AMERICA

YES

Asahi Refining Canada Ltd.

CID000924

CANADA

YES

Aida Chemical Industries Co., Ltd.

CID000019

JAPAN

YES

NOBLE METAL SERVICES

CID003690

UNITED STATES OF AMERICA

NO

Degussa Sonne / Mond Goldhandel GmbH

CID002867

GERMANY

NO

TITAN COMPANY LIMITED, JEWELLERY DIVISION

CID004491

INDIA

ACTIVE

L'Orfebre S.A.

CID002762

ANDORRA

NO

Elite Industech Co., Ltd.

CID004755

TAIWAN, PROVINCE OF CHINA

YES

Al Etihad Gold Refinery DMCC

CID002560

UNITED ARAB EMIRATES

YES

Pease & Curren

CID002872

UNITED STATES OF AMERICA

NO

SAAMP

CID002761

FRANCE

YES

Agosi AG

CID000035

GERMANY

YES

Industrial Refining Company

CID002587

BELGIUM

NO

Almalyk Mining and Metallurgical Complex (AMMC)

CID000041

UZBEKISTAN

YES

Sudan Gold Refinery

CID002567

SUDAN

NO

Mitsubishi Materials Corporation

CID001188

JAPAN

YES

Mitsui Mining and Smelting Co., Ltd.

CID001193

JAPAN

YES

MMTC-PAMP India Pvt., Ltd.

CID002509

INDIA

YES

Sumitomo Metal Mining Co., Ltd.

CID001798

JAPAN

YES

Morris and Watson

CID002282

NEW ZEALAND

NO

Super Dragon Technology Co., Ltd.

CID001810

TAIWAN, PROVINCE OF CHINA

NO

Moscow Special Alloys Processing Plant

CID001204

RUSSIAN FEDERATION

NO

AngloGold Ashanti Corrego do Sitio Mineracao

CID000058

BRAZIL

YES

Gasabo Gold Refinery Ltd

CID005006

RWANDA

NO

Minera Titan del Peru SRL (MTP) - Belen Plant

CID005014

PERU

NO

Nadir Metal Rafineri San. Ve Tic. A.S.

CID001220

TURKEY

YES

Guangdong Jinding Gold Limited

CID002312

CHINA

NO

T.C.A S.p.A

CID002580

ITALY

YES

African Gold Refinery

CID003185

UGANDA

NO

 

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Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Argor-Heraeus S.A.

CID000077

SWITZERLAND

YES

ASAHI METALFINE, Inc.

CID000082

JAPAN

YES

Asaka Riken Co., Ltd.

CID000090

JAPAN

YES

Bangalore Refinery

CID002863

INDIA

YES

Navoi Mining and Metallurgical Combinat

CID001236

UZBEKISTAN

YES

Tanaka Kikinzoku Kogyo K.K.

CID001875

JAPAN

YES

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

CID000103

TURKEY

NO

GGC Gujrat Gold Centre Pvt. Ltd.

CID002852

INDIA

NO

Aurubis AG

CID000113

GERMANY

YES

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CID000773

CHINA

NO

Nihon Material Co., Ltd.

CID001259

JAPAN

YES

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000128

PHILIPPINES

YES

Hangzhou Fuchunjiang Smelting Co., Ltd.

CID000671

CHINA

NO

Great Wall Precious Metals Co., Ltd. of CBPM

CID001909

CHINA

YES

Shandong Gold Smelting Co., Ltd.

CID001916

CHINA

YES

International Precious Metal Refiners

CID002562

UNITED ARAB EMIRATES

YES

QG Refining, LLC

CID003324

UNITED STATES OF AMERICA

NO

LT Metal Ltd.

CID000689

KOREA, REPUBLIC OF

YES

Heimerle + Meule GmbH

CID000694

GERMANY

YES

Planta Recuperadora de Metales SpA

CID002919

CHILE

YES

Heraeus Metals Hong Kong Ltd.

CID000707

CHINA

YES

Boliden Mineral AB (Ronnskar)

CID000157

SWEDEN

YES

Heraeus Germany GmbH Co. KG

CID000711

GERMANY

YES

Tokuriki Honten Co., Ltd.

CID001938

JAPAN

YES

TOO Tau-Ken-Altyn

CID002615

KAZAKHSTAN

YES

K.A. Rasmussen

CID003497

NORWAY

NO

Torecom

CID001955

KOREA, REPUBLIC OF

NO

C. Hafner GmbH + Co. KG

CID000176

GERMANY

YES

Ohura Precious Metal Industry Co., Ltd.

CID001325

JAPAN

YES

JSC Novosibirsk Refinery

CID000493

RUSSIAN FEDERATION

NO

Caridad

CID000180

MEXICO

NO

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

RUSSIAN FEDERATION

NO

Cendres + Metaux S.A.

CID000189

SWITZERLAND

YES

Umicore Precious Metals Thailand

CID002314

THAILAND

NO

Umicore S.A. Business Unit Precious Metals Refining

CID001980

BELGIUM

YES

MKS PAMP SA

CID001352

SWITZERLAND

YES

United Precious Metal Refining, Inc.

CID001993

UNITED STATES OF AMERICA

YES

Glencore Canada Corporation - CCR Refinery

CID000185

CANADA

YES

Penglai Penggang Gold Industry Co., Ltd.

CID001362

CHINA

NO

HwaSeong CJ CO., LTD.

CID000778

KOREA, REPUBLIC OF

NO

Chimet S.p.A.

CID000233

ITALY

YES

Valcambi S.A.

CID002003

SWITZERLAND

YES

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000801

CHINA

YES

Prioksky Plant of Non-Ferrous Metals

CID001386

RUSSIAN FEDERATION

NO

Chugai Mining

CID000264

JAPAN

YES

PT Aneka Tambang (Persero) Tbk

CID001397

INDONESIA

YES

Gold Corporation - The Perth Mint

CID002030

AUSTRALIA

YES

Ishifuku Metal Industry Co., Ltd.

CID000807

JAPAN

YES

Impala Platinum - Base Metal Refinery (BMR)

CID004604

SOUTH AFRICA

YES

Istanbul Gold Refinery

CID000814

TURKEY

YES

Italpreziosi

CID002765

ITALY

YES

WIELAND Edelmetalle GmbH

CID002778

GERMANY

YES

JALAN & Company

CID002893

INDIA

NO

 

9


Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Japan Mint

CID000823

JAPAN

YES

Yunnan Copper Southwest Copper Branch

CID000197

CHINA

NO

CGR Metalloys Pvt Ltd.

CID003382

INDIA

NO

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CID002527

CHINA

NO

Dijllah Gold Refinery FZC

CID003348

UNITED ARAB EMIRATES

NO

Gold Coast Refinery

CID003186

GHANA

NO

Sovereign Metals

CID003383

INDIA

NO

Jiangxi Copper Co., Ltd.

CID000855

CHINA

YES

Tongling Nonferrous Jinguan (Ausmelt) Copper Industry

CID001947

CHINA

NO

PX Precinox S.A.

CID001498

SWITZERLAND

YES

Daye Non-Ferrous Metals Mining Ltd.

CID000343

CHINA

YES

Yamakin Co., Ltd.

CID002100

JAPAN

YES

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CID000651

CHINA

NO

Rand Refinery (Pty) Ltd.

CID001512

SOUTH AFRICA

YES

NH Recytech Company

CID003189

KOREA, REPUBLIC OF

YES

Eco-System Recycling Co., Ltd. North Plant

CID003424

JAPAN

YES

Eco-System Recycling Co., Ltd. West Plant

CID003425

JAPAN

YES

DSC (Do Sung Corporation)

CID000359

KOREA, REPUBLIC OF

YES

Asahi Refining USA Inc.

CID000920

UNITED STATES OF AMERICA

YES

Yokohama Metal Co., Ltd.

CID002129

JAPAN

YES

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

CID000927

RUSSIAN FEDERATION

NO

Kundan Care Products Ltd.

CID003463

INDIA

NO

JSC Uralelectromed

CID000929

RUSSIAN FEDERATION

NO

JX Advanced Metals Corporation

CID000937

JAPAN

YES

Shirpur Gold Refinery Ltd.

CID002588

INDIA

NO

ABC Refinery Pty Ltd.

CID002920

AUSTRALIA

YES

AU Traders and Refiners

CID002850

SOUTH AFRICA

NO

Kaloti Precious Metals

CID002563

UNITED ARAB EMIRATES

NO

Augmont Enterprises Private Limited

CID003461

INDIA

NO

Kazakhmys Smelting LLC

CID000956

KAZAKHSTAN

NO

Emerald Jewel Industry India Limited (Unit 1)

CID003487

INDIA

NO

Kazzinc Ltd

CID000957

KAZAKHSTAN

YES

Royal Canadian Mint

CID001534

CANADA

YES

Emerald Jewel Industry India Limited (Unit 2)

CID003488

INDIA

NO

Emerald Jewel Industry India Limited (Unit 3)

CID003489

INDIA

NO

Emerald Jewel Industry India Limited (Unit 4)

CID003490

INDIA

NO

REMONDIS PMR B.V.

CID002582

NETHERLANDS

YES

Sai Refinery

CID002853

INDIA

NO

Sabin Metal Corp.

CID001546

UNITED STATES OF AMERICA

NO

Modeltech Sdn Bhd

CID002857

MALAYSIA

NO

Safimet S.p.A

CID002973

ITALY

YES

Kyshtym Copper-Electrolytic Plant ZAO

CID002865

RUSSIAN FEDERATION

NO

SAFINA A.S.

CID002290

CZECHIA

YES

Kennecott Utah Copper LLC

CID000969

UNITED STATES OF AMERICA

YES

KGHM Polska Miedz Spolka Akcyjna

CID002511

POLAND

YES

Dowa

CID000401

JAPAN

YES

Samduck Precious Metals

CID001555

KOREA, REPUBLIC OF

NO

Alexy Metals

CID003500

UNITED STATES OF AMERICA

NO

SAMWON METALS Corp.

CID001562

KOREA, REPUBLIC OF

NO

Kojima Chemicals Co., Ltd.

CID000981

JAPAN

YES

 

10


Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Abington Reldan Metals, LLC

CID002708

UNITED STATES OF AMERICA

YES

Metallix Refining Inc.

CID003557

UNITED STATES OF AMERICA

NO

Korea Zinc Co., Ltd.

CID002605

KOREA, REPUBLIC OF

YES

Shandong Humon Smelting Co., Ltd.

CID002525

CHINA

NO

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CID002224

CHINA

YES

MD Overseas

CID003548

INDIA

NO

Zijin Mining Group Gold Smelting Co. Ltd.

CID002243

CHINA

YES

WEEEREFINING

CID003615

FRANCE

NO

Eco-System Recycling Co., Ltd. East Plant

CID000425

JAPAN

YES

SEMPSA Joyeria Plateria S.A.

CID001585

SPAIN

YES

Kyrgyzaltyn JSC

CID001029

KYRGYZSTAN

YES

L'azurde Company For Jewelry

CID001032

SAUDI ARABIA

NO

Emirates Gold DMCC

CID002561

UNITED ARAB EMIRATES

NO

SungEel HiMetal Co., Ltd.

CID002918

KOREA, REPUBLIC OF

YES

Shenzhen CuiLu Gold Co., Ltd.

CID002750

CHINA

YES

Albino Mountinho Lda.

CID002760

PORTUGAL

NO

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CID001619

CHINA

NO

Dongwu Gold Group

CID003663

CHINA

YES

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CID001622

CHINA

YES

Lingbao Gold Co., Ltd.

CID001056

CHINA

NO

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CID001058

CHINA

NO

Gold by Gold Colombia

CID003641

COLOMBIA

YES

LS MnM Inc.

CID001078

KOREA, REPUBLIC OF

YES

Coimpa Industrial LTDA

CID004010

BRAZIL

YES

SAM Precious Metals FZ-LLC

CID003666

UNITED ARAB EMIRATES

YES

Fidelity Printers and Refiners Ltd.

CID002515

ZIMBABWE

NO

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CID001093

CHINA

NO

State Research Institute Center for Physical Sciences and Technology

CID003153

LITHUANIA

NO

SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.

CID004435

CHINA

NO

Marsam Metals

CID002606

BRAZIL

NO

GG Refinery Ltd.

CID004506

TANZANIA, UNITED REPUBLIC OF

YES

Sichuan Tianze Precious Metals Co., Ltd.

CID001736

CHINA

YES

Impala Platinum - Rustenburg Smelter

CID004610

SOUTH AFRICA

YES

Fujairah Gold FZC

CID002584

UNITED ARAB EMIRATES

NO

Materion

CID001113

UNITED STATES OF AMERICA

YES

Solikamsk Magnesium Works OAO

CID001769

RUSSIAN FEDERATION

NO

Metallurgical Products India Pvt., Ltd.

CID001163

INDIA

YES

Jiangxi Tuohong New Raw Material

CID002842

CHINA

YES

Mineracao Taboca S.A.

CID001175

BRAZIL

YES

Jiangxi Suns Nonferrous Materials Co. Ltd.

CID004813

CHINA

ACTIVE

Global Advanced Metals Aizu

CID002558

JAPAN

YES

Global Advanced Metals Boyertown

CID002557

UNITED STATES OF AMERICA

YES

Mitsui Mining and Smelting Co., Ltd.

CID001192

JAPAN

YES

NPM Silmet OU

CID001200

ESTONIA

YES

XIMEI RESOURCES (GUANGDONG) LIMITED

CID000616

CHINA

YES

TANIOBIS Co., Ltd.

CID002544

THAILAND

YES

TANIOBIS GmbH

CID002545

GERMANY

YES

 

11


Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Materion Newton Inc.

CID002548

UNITED STATES OF AMERICA

YES

TANIOBIS Japan Co., Ltd.

CID002549

JAPAN

YES

TANIOBIS Smelting GmbH & Co. KG

CID002550

GERMANY

YES

Telex Metals

CID001891

UNITED STATES OF AMERICA

YES

Ningxia Orient Tantalum Industry Co., Ltd.

CID001277

CHINA

YES

Hengyang King Xing Lifeng New Materials Co., Ltd.

CID002492

CHINA

YES

Ulba Metallurgical Plant JSC

CID001969

KAZAKHSTAN

YES

Guangdong Rising Rare Metals-EO Materials Ltd.

CID000291

CHINA

YES

D Block Metals, LLC

CID002504

UNITED STATES OF AMERICA

YES

XinXing Haorong Electronic Material Co., Ltd.

CID002508

CHINA

YES

QuantumClean

CID001508

UNITED STATES OF AMERICA

YES

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CID000914

CHINA

YES

Jiujiang Tanbre Co., Ltd.

CID000917

CHINA

YES

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CID002506

CHINA

YES

Resind Industria e Comercio Ltda.

CID002707

BRAZIL

YES

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CID001522

CHINA

YES

KEMET de Mexico

CID002539

MEXICO

YES

RFH Yancheng Jinye New Material Technology Co., Ltd.

CID003583

CHINA

YES

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CID002512

CHINA

YES

Taki Chemical Co., Ltd.

CID001869

JAPAN

YES

5D Production OU

CID003926

ESTONIA

NO

F&X Electro-Materials Ltd.

CID000460

CHINA

YES

AMG Brasil

CID001076

BRAZIL

YES

FIR Metals & Resource Ltd.

CID002505

CHINA

YES

PowerX Ltd.

CID004054

RWANDA

YES

RIKAYAA GREENTECH PRIVATE LIMITED

CID004692

INDIA

NO

Melt Metais e Ligas S.A.

CID002500

BRAZIL

ACTIVE

Woodcross Smelting Company Limited

CID004724

UGANDA

YES

Metallic Resources, Inc.

CID001142

UNITED STATES OF AMERICA

YES

Aurubis Beerse

CID002773

BELGIUM

YES

Global Advanced Metals Greenbushes Pty Ltd.

CID004754

AUSTRALIA

YES

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000228

CHINA

YES

PT Rajehan Ariq

CID002593

INDONESIA

YES

HuiChang Hill Tin Industry Co., Ltd.

CID002844

CHINA

YES

Longnan Chuangyue Environmental Protection Technology Development Co., Ltd

CID004796

CHINA

NO

Gejiu Kai Meng Industry and Trade LLC

CID000942

CHINA

NO

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000538

CHINA

YES

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CID001908

CHINA

NO

Mineracao Taboca S.A.

CID001173

BRAZIL

YES

Minsur

CID001182

PERU

YES

Alpha Assembly Solutions Inc

CID000292

UNITED STATES OF AMERICA

YES

Mitsubishi Materials Corporation

CID001191

JAPAN

YES

An Vinh Joint Stock Mineral Processing Company

CID002703

VIET NAM

NO

Dongguan Best Alloys Co., Ltd.

CID000377

CHINA

YES

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CID003116

CHINA

YES

PT Arsed Indonesia

CID005067

INDONESIA

YES

Jiangxi New Nanshan Technology Ltd.

CID001231

CHINA

ACTIVE

Nghe Tinh Non-Ferrous Metals Joint Stock Company

CID002573

VIET NAM

NO

Thaisarco

CID001898

THAILAND

YES

Pongpipat Company Limited

CID003208

MYANMAR

NO

 

12


Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Tin Technology & Refining

CID003325

UNITED STATES OF AMERICA

YES

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CID003356

CHINA

NO

PT Masbro Alam Stania

CID003380

INDONESIA

ACTIVE

Novosibirsk Tin Combine

CID001305

RUSSIAN FEDERATION

NO

O.M. Manufacturing (Thailand) Co., Ltd.

CID001314

THAILAND

YES

O.M. Manufacturing Philippines, Inc.

CID002517

PHILIPPINES

YES

P Kay Metal, Inc

CID005189

UNITED STATES OF AMERICA

YES

Tuyen Quang Non-Ferrous Metals Joint Stock Company

CID002574

VIET NAM

NO

Operaciones Metalurgicas S.A.

CID001337

BOLIVIA (PLURINATIONAL STATE OF)

YES

Ma'anshan Weitai Tin Co., Ltd.

CID003379

CHINA

NO

China Tin Group Co., Ltd.

CID001070

CHINA

YES

VQB Mineral and Trading Group JSC

CID002015

VIET NAM

NO

PT Artha Cipta Langgeng

CID001399

INDONESIA

ACTIVE

PT ATD Makmur Mandiri Jaya

CID002503

INDONESIA

YES

PT Bangka Prima Tin

CID002776

INDONESIA

YES

PT Cipta Persada Mulia

CID002696

INDONESIA

YES

White Solder Metalurgia e Mineracao Ltda.

CID002036

BRAZIL

YES

CRM Synergies EMEA, S.L.U.

CID003524

SPAIN

YES

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CID003397

CHINA

YES

PT Mitra Stania Prima

CID001453

INDONESIA

YES

PT Panca Mega Persada

CID001457

INDONESIA

NO

CV Ayi Jaya

CID002570

INDONESIA

YES

PT Prima Timah Utama

CID001458

INDONESIA

YES

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CID003410

CHINA

NO

PT Premium Tin Indonesia

CID000313

INDONESIA

YES

Precious Minerals and Smelting Limited

CID003409

INDIA

NO

Luna Smelter, Ltd.

CID003387

RWANDA

YES

PT Timah Tbk Mentok

CID001482

INDONESIA

YES

PT Timah Tbk Kundur

CID001477

INDONESIA

YES

Chifeng Dajingzi Tin Industry Co., Ltd.

CID003190

CHINA

YES

PT Mitra Sukses Globalindo

CID003449

INDONESIA

YES

Resind Industria e Comercio Ltda.

CID002706

BRAZIL

YES

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CID002158

CHINA

NO

Tin Smelting Branch of Yunnan Tin Co., Ltd.

CID002180

CHINA

YES

Rui Da Hung

CID001539

TAIWAN, PROVINCE OF CHINA

YES

Modeltech Sdn Bhd

CID002858

MALAYSIA

NO

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

CID003486

BRAZIL

ACTIVE

Dowa

CID000402

JAPAN

YES

Fabrica Auricchio Industria e Comercio Ltda.

CID003582

BRAZIL

YES

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

CID002572

VIET NAM

NO

Super Ligas

CID002756

BRAZIL

YES

Aurubis Berango

CID002774

SPAIN

YES

EM Vinto

CID000438

BOLIVIA (PLURINATIONAL STATE OF)

YES

PT Putera Sarana Shakti (PT PSS)

CID003868

INDONESIA

YES

Estanho de Rondonia S.A.

CID000448

BRAZIL

YES

Fenix Metals

CID000468

POLAND

YES

Mining Minerals Resources SARL

CID004065

CONGO, DEMOCRATIC REPUBLIC OF THE

YES

 

13


Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Magnu's Minerais Metais e Ligas Ltda.

CID002468

BRAZIL

YES

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

CHINA

NO

Malaysia Smelting Corporation (MSC)

CID001105

MALAYSIA

NO

Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.

CID004403

JAPAN

YES

Malaysia Smelting Corporation Berhad (Port Klang)

CID004434

MALAYSIA

YES

A.L.M.T. Corp.

CID000004

JAPAN

YES

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CID002315

CHINA

NO

ACL Metais Eireli

CID002833

BRAZIL

NO

Ganzhou Seadragon W & Mo Co., Ltd.

CID002494

CHINA

YES

Philippine Bonway Manufacturing Industrial Corporation

CID004797

PHILIPPINES

YES

Moliren Ltd.

CID002845

RUSSIAN FEDERATION

NO

Global Tungsten & Powders LLC

CID000568

UNITED STATES OF AMERICA

YES

Jing Yuan Tungsten Technology Co., Ltd.

CID005012

TAIWAN, PROVINCE OF CHINA

YES

LAOS SOUTHERN MINING SMELTING SOLE CO.,LTD

CID005017

LAO PEOPLE'S DEMOCRATIC REPUBLIC

ACTIVE

Guangdong Xianglu Tungsten Co., Ltd.

CID000218

CHINA

YES

Asia Tungsten Products Vietnam Ltd.

CID002502

VIET NAM

YES

H.C. Starck Tungsten GmbH

CID002541

GERMANY

YES

Niagara Refining LLC

CID002589

UNITED STATES OF AMERICA

YES

TANIOBIS Smelting GmbH & Co. KG

CID002542

GERMANY

YES

Masan High-Tech Materials

CID002543

VIET NAM

YES

S.P.T. spol.s r.o.

CID005068

CZECHIA

YES

Tungamoy Metals Inc.

CID005248

KOREA, REPUBLIC OF

YES

Hunan Jintai New Material Co., Ltd.

CID000769

CHINA

NO

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

CID002513

CHINA

NO

Hydrometallurg, JSC

CID002649

RUSSIAN FEDERATION

NO

Chongyi Zhangyuan Tungsten Co., Ltd.

CID000258

CHINA

YES

CNMC (Guangxi) PGMA Co., Ltd.

CID000281

CHINA

NO

Japan New Metals Co., Ltd.

CID000825

JAPAN

YES

China Molybdenum Tungsten Co., Ltd.

CID002641

CHINA

YES

Wolfram Bergbau und Hutten AG

CID002044

AUSTRIA

YES

JSC "Kirovgrad Hard Alloys Plant"

CID003408

RUSSIAN FEDERATION

NO

Lianyou Metals Co., Ltd.

CID003407

TAIWAN, PROVINCE OF CHINA

YES

Hubei Green Tungsten Co., Ltd.

CID003417

CHINA

YES

NPP Tyazhmetprom LLC

CID003416

RUSSIAN FEDERATION

NO

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CID002551

CHINA

YES

Xiamen Tungsten (H.C.) Co., Ltd.

CID002320

CHINA

YES

Xiamen Tungsten Co., Ltd.

CID002082

CHINA

YES

Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321

CHINA

YES

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CID002313

CHINA

NO

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CID002318

CHINA

YES

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CID002317

CHINA

YES

Jiangxi Yaosheng Tungsten Co., Ltd.

CID002316

CHINA

YES

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

CID003427

BRAZIL

NO

Cronimet Brasil Ltda

CID003468

BRAZIL

YES

Philippine Chuangxin Industrial Co., Inc.

CID002827

PHILIPPINES

YES

Kennametal Fallon

CID000966

UNITED STATES OF AMERICA

YES

Kennametal Huntsville

CID000105

UNITED STATES OF AMERICA

YES

 

14


Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Unecha Refractory Metals Plant

CID002724

RUSSIAN FEDERATION

NO

Artek LLC

CID003553

RUSSIAN FEDERATION

NO

OOO “Technolom” 1

CID003614

RUSSIAN FEDERATION

NO

OOO “Technolom” 2

CID003612

RUSSIAN FEDERATION

NO

Fujian Xinlu Tungsten Co., Ltd.

CID003609

CHINA

NO

LLC Vostok

CID003643

RUSSIAN FEDERATION

NO

YUDU ANSHENG TUNGSTEN CO., LTD.

CID003662

CHINA

NO

HANNAE FOR T Co., Ltd.

CID003978

KOREA, REPUBLIC OF

NO

Tungsten Vietnam Joint Stock Company

CID003993

VIET NAM

YES

Nam Viet Cromit Joint Stock Company

CID004034

VIET NAM

NO

DONGKUK INDUSTRIES CO., LTD.

CID004060

KOREA, REPUBLIC OF

NO

Shinwon Tungsten (Fujian Shanghang) Co., Ltd.

CID004430

CHINA

YES

MALAMET SMELTING SDN. BHD.

CID004056

MALAYSIA

NO

Lianyou Resources Co., Ltd.

CID004397

TAIWAN, PROVINCE OF CHINA

YES

Malipo Haiyu Tungsten Co., Ltd.

CID002319

CHINA

YES

Philippine Carreytech Metal Corp.

CID004438

PHILIPPINES

ACTIVE

KENEE MINING VIETNAM COMPANY LIMITED

CID004619

VIET NAM

YES

 

 

15


APPENDIX 2

 

Potential Countries of Origin of Conflict Minerals

 

 

ANGOLA

GUINEA

PERU

ARGENTINA

GUYANA

PHILIPPINES

ARMENIA

HONG KONG

POLAND

AUSTRALIA

HUNGARY

PORTUGAL

AUSTRIA

INDIA

RUSSIAN FEDERATION

BELARUS

INDONESIA

RWANDA

BELGIUM

IRELAND

SAUDI ARABIA

BERMUDA

ISRAEL

SIERRA LEONE

BOLIVIA

ITALY

SINGAPORE

BRAZIL

JAPAN

SLOVAKIA

BURUNDI

JERSEY

SOUTH AFRICA

CAMBODIA

KAZAKHSTAN

SOUTH KOREA

CANADA

KENYA

SOUTH SUDAN

CENTRAL AFRICAN REPUBLIC

KYRGYZSTAN

SPAIN

CHILE

LAOS

SURINAME

CHINA

LUXEMBOURG

SWEDEN

COLOMBIA

MADAGASCAR

SWITZERLAND

CONGO

MALAYSIA

TAIWAN

CONGO, DEMOCRATIC REPUBLIC

MALI

TAJIKISTAN

COTE D'IVOIRE

MEXICO

TANZANIA

CZECHIA

MONGOLIA

THAILAND

DJIBOUTI

MOROCCO

TURKEY

ECUADOR

MOZAMBIQUE

UGANDA

EGYPT

MYANMAR

UNITED ARAB EMIRATES

ESTONIA

NAMIBIA

UNITED KINGDOM

ETHIOPIA

NETHERLANDS

UNITED STATES

FINLAND

NEW ZEALAND

UZBEKISTAN

FRANCE

NIGER

VIET NAM

GERMANY

NIGERIA

ZAMBIA

GHANA

PAPUA NEW GUINEA

ZIMBABWE

 

 

 

16