Exhibit 1.01

IMAX CORPORATION

Conflict Minerals Report

For the Year Ended December 31, 2025

This report for the year ended December 31, 2025, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals necessary to the functionality or production of such products. The term “conflict mineral” is defined in Form SD under the SEC’s conflict mineral rules as: (A) columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives limited to tantalum, tin, and tungsten, unless the Secretary of State determines that additional derivatives are financing conflict in the Democratic Republic of the Congo (the “DRC”) or an adjoining country (collectively, the “Covered Countries”) or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Covered Countries.

Tin, tungsten, tantalum and gold will hereinafter be referred to as the “3TGs”.

Pursuant to the Rule, IMAX Corporation ( “IMAX” or the “Company”) has undertaken a reasonable country of origin inquiry (“RCOI”) for products manufactured or contracted to be manufactured by IMAX during calendar year 2025. In response to representations from certain of its suppliers obtained in the course of the RCOI, IMAX has conducted due diligence on the source and chain of custody of the 3TGs in its products that it had reason to believe could have originated from the Covered Countries. For that reason, IMAX is required under the Rule to submit to the SEC a Conflict Minerals Report as an Exhibit to Form SD.

References herein to the Company’s Investor Relations website are provided for convenience only, and its contents are not incorporated by reference into this Conflict Minerals Report nor deemed filed with the SEC.

 

1.	Company Overview

This report has been prepared by IMAX’s management. The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated. It does not include the activities of variable interest entities that are not required to be consolidated.

IMAX is a premier global technology platform for entertainment and events. Through its proprietary software, theater architecture, patented intellectual property, and specialized equipment, IMAX offers a unique end-to-end solution to create superior, immersive content experiences for which the IMAX^® brand is globally renowned. The Company leverages its proprietary technology and engineering in all aspects of its business, which principally consists of (1) the digital remastering of films and other content into the IMAX format for distribution across the IMAX network; and (2) the sale or lease of premium IMAX theater systems (“IMAX Systems”). The IMAX Systems contain many electronic components, some of which in turn contain 3TGs that are necessary to their functionality or production.

 

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2.	Introduction

For 2025, IMAX conducted a RCOI in good faith to determine whether any of the 3TGs in its products originated from Conflict-Affected and High-Risk Areas (as defined by the Responsible Minerals Initiative), such as the Covered Countries, or are from recycled or scrap sources.

IMAX develops and designs all of the key elements of the proprietary technology involved in IMAX Systems. All parts and sub-assemblies of IMAX Systems are fabricated by third-party suppliers and subcontractors. IMAX is therefore a purchaser of parts, components and manufactured products that are many steps downstream in the minerals supply chain. As a result, IMAX’s due diligence measures cannot provide absolute assurance regarding the source and chain of custody of the 3TGs contained in IMAX Systems. IMAX’s due diligence processes require data from its direct suppliers and those suppliers seeking similar information within their respective supply chains to identify the original sources of the 3TGs.

The Company has adopted a Conflict Minerals Policy and has actively engaged with its suppliers for several years with respect to the use of conflict minerals. For more information on the Company’s Conflict Minerals Policy and its due diligence program, please see Section 5 below.

 

3.	Product Description

IMAX Systems may contain conflict minerals within the following components:

 

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Tantalum, primarily used in capacitors;

 

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Tin, used in soldered components;

 

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Tungsten, used in lamp electrodes (solely for non-laser-based IMAX Systems); and

 

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Gold, used in circuit boards, electrodes, connectors and electronic components.

 

4.	Reasonable Country of Origin Inquiry

IMAX has engaged a third-party service provider, Assent, to assist with its conflict minerals program. IMAX uses the Assent Sustainability Manager, an SaaS platform provided by Assent, to complete and track supplier communications and to allow in-scope suppliers to upload completed CMRTs (as defined below) directly to the platform for validation, assessment and management. The Assent Sustainability Manager also provides functionality that meets the OECD Guidance (as defined below) process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement.

For 2025, IMAX began its RCOI by compiling a list of suppliers, which was extracted from the Company’s vendor list. The list was then filtered to ensure that all suppliers surveyed by the Company provided items that were used in final products in 2025. Specifically, the list was filtered to remove:

 

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Service providers/suppliers;

 

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Indirect materials suppliers; and

 

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Inactive suppliers (minimum 1 year since last purchase).

 

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In addition, Assent conducted additional analysis of the supply chain to identify suppliers who are potentially out of scope. Assent’s secondary analysis included obtaining the suppliers’ direct responses to the below factors. A supplier was removed from the list if it satisfied one of the following:

 

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the supplied product was merely packaging (labels do not count as packaging);

 

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the parts a supplier used did not end up in the final product (e.g., equipment used to make the product, including industrial equipment, computers, etc.);

 

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the supplier used test labs to determine, for example, the resistance or durability of a product; or

 

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the supplier did not supply anything to IMAX in 2025.

IMAX reviewed and confirmed the removal of the out-of-scope suppliers based on Assent’s secondary analysis.

After limiting the scope of inquiry, Assent conducted the supplier survey portion of the RCOI. The supplier survey utilized a template developed by the Responsible Minerals Initiative (“RMI”) called the CMRT. The CMRT was developed to facilitate general disclosures and information regarding smelters or refiners that provide materials to a supplier. It includes questions regarding the supplier’s conflict minerals policy, the engagement process with its direct suppliers and identification of the smelters or refiners used by the supplier. Suppliers were contacted a minimum of three times via the Assent Sustainability Manager. Non-responsive suppliers were also contacted by Assent on a one-on-one basis, with two follow-ups. Communications from Assent also included training and education on completion of the CMRT, as well as access to a resource center for suppliers. All communications with suppliers were monitored and tracked in Assent’s system for future reporting and transparency.

For 2025, IMAX’s program included automated data validation on all submitted CMRTs. The goal of automated data validation is to increase the accuracy of submissions and to identify any contradictory answers provided in a CMRT. Suppliers who submit invalid forms are contacted and are encouraged to resubmit a valid form. Suppliers are also provided with guidance on how to correct validation errors in the form of feedback to their CMRT submission, training courses and direct engagement help.

Through reasonable due diligence practices, IMAX was able to take advantage of a broader set of country-of-origin data in addition to what is published by RMI to complement efforts in establishing transparency in the supply chain. Based on the findings, IMAX was able to compile a comprehensive list of the possible countries of origin of minerals (such as 3TGs) used in its products. As such, IMAX can perform further due diligence on the source and chain of custody of the minerals in question. After completing the RCOI, IMAX conducted due diligence measures on the source and chain of custody of such conflict minerals, as further described below.

 

5.	Due Diligence

IMAX is many steps removed from the smelters and refiners that directly process conflict minerals. A large number of suppliers, through multiple tiers of distribution, supply the components and materials integrated into our products. Furthermore, IMAX does not purchase raw ore or unrefined 3TGs or make purchases directly from the Covered Countries. The origin of 3TGs cannot be determined with any certainty once the raw ores are smelted, refined, and converted to ingots, bullion, or other 3TG-containing derivatives.

 

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Based on the RCOI, IMAX has reason to believe that some of the 3TG minerals included in its products may have originated in the Covered Countries. As such, IMAX conducted due diligence on the source and chain of custody of its conflict minerals in a manner consistent with the framework promulgated by the Organization for Economic Co-operation Development (“OECD”) and its Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict Affected and High Risk Areas¸ including the related supplements on 3TGs (“OECD Guidance”) and evaluated market expectations for data collection and reporting.

Due to practical difficulties associated with supply chain complexities, the OECD Guidance advises that downstream companies exercise due diligence primarily by establishing controls over their immediate suppliers. Accordingly, we rely primarily on our direct suppliers to provide information with respect to the origin of the conflict minerals contained in the components and materials supplied to us and third-party audit programs. This creates a risk of incomplete or inaccurate data. However, through active risk identification and risk assessment, as well as continued outreach and process validation, the Company believes risk gaps can be mitigated. This aligns with industry standards and market expectations for downstream companies’ due diligence.

Due Diligence Performed

 

5.1	Establish Strong Company Management Systems

Conflict Minerals Policy

IMAX first adopted a Conflict Minerals Policy in 2014, committed to addressing the concern that certain minerals that are contained in IMAX Systems may contribute to the funding of military conflict and human rights violations in the Covered Countries. The policy was reviewed and updated in September 2019. Through this policy, IMAX has encouraged its suppliers and sub-suppliers to responsibly source 3TGs. This policy is available publicly on the Governance page of the Company’s Investor Relations website at http://www.imax.com/content/investor-relations.

Internal Compliance Team

IMAX has established a cross-functional Conflict Minerals Compliance Team. The Conflict Minerals Compliance Team is responsible for implementing the conflict minerals compliance strategy and briefing senior management about the results of these due diligence efforts.

The Company also uses Assent to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and developing and implementing additional due diligence steps that the Company will undertake with suppliers and/or respective stakeholders in regards to conflict minerals.

The Company leverages Assent’s Managed Services to work with dedicated program specialists who support IMAX’s conflict minerals program. The Company communicates regularly with the Assent team in order to receive updates on program status. Each member of Assent’s Customer Success team is trained in conflict minerals compliance and understands the intricacies of reporting templates such as CMRT and Conflict Minerals Reports, as well as Section 1502 of the Dodd-Frank Act.

 

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Control Systems

The Company expects all suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to IMAX are “conflict free or responsibly sourced.” This means that the products should not contain 3TGs sourced from areas that have been identified to be in the presence of widespread human rights abuses and violations of law either directly or indirectly. The Company expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.

Controls adopted include, but are not limited to, IMAX’s Code of Business Conduct and Ethics, which outlines expected behaviors for all IMAX employees and contractors, IMAX’s Conflicts Minerals Policy, the IMAX Supplier Compliance Document, and supplier conflict minerals contract clauses as further described below.

A number of parts contained in IMAX’s products are commercial, off-the-shelf (“COTS”) components. Each new purchase order for COTS components requires that the supplier assist the Company in implementing its Conflict Minerals Policy, such as by completing the CMRT. IMAX further compiles a list of all unique COTS items contained in IMAX products and contacts the manufacturers of each COTS items to request completion of the CMRT.

IMAX also contracts with various suppliers for fabricated assemblies. Based on drawings provided by IMAX, suppliers fabricate a portion of these assemblies from various materials, such as metal for enclosures. All metal fabrication drawings generated by IMAX specifically state the materials used are to be conflict-free. These fabricated assemblies are in turn used by IMAX in the assembly of its products. All new purchase agreements for the manufacturing of assemblies incorporated into IMAX products contain clauses that require suppliers to assist IMAX in implementing its Conflict Minerals Policy, such as by completing the CMRT. Contracts with the Company’s direct suppliers are frequently multi-year term contracts. In the case of existing contracts, the Company generally is unable to unilaterally impose new contract terms prior to expiration of the contract. However, IMAX works individually with key selected suppliers to obtain 3TG sourcing information for current contracts. As the Company renews contracts or enters into new ones, it intends to add a clause that requires all applicable suppliers to assist IMAX in implementing its Conflict Minerals Policy.

Supplier Engagement

IMAX has a strong relationship with Tier 1 direct suppliers. As an extremely important part of the supply chain, IMAX has leveraged processes and educational opportunities to ensure that suppliers have access to a free platform to upload their CMRTs, help desk support, and other multilingual resources. IMAX’s suppliers are able to leverage Assent’s team of supplier support specialists to ensure they receive appropriate support and understand how to properly complete a CMRT. Suppliers are provided guidance in their native language, if needed. In addition, Assent’s online resources provide suppliers with conflict minerals training and support. Also, Assent’s automated feedback process that notifies suppliers of risks associated with their CMRT submission serves to educate suppliers of certain conflict minerals’ risks.

The Company engages with suppliers to request a valid (free of validated errors) CMRT for the products that they supply to the Company. With respect to the OECD requirement to strengthen engagement with suppliers, the Company has developed an internal procedure that includes a supplier risk identification process that leads to further steps of supplier engagement in the form of escalations, such as in-person meetings and/or corrective actions. Feedback from this engagement process has allowed the Company to oversee improvements in supplier responses and supplier compliance for this initiative.

Suppliers with questions are directed to the appropriate contact on the IMAX Conflict Mineral Compliance Team.

 

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Additionally, suppliers are required under their supplier agreements with IMAX to comply with the conflict mineral rules under Section 1502 of the Dodd-Frank Act and to provide information and perform due diligence related to sourcing 3TG and smelters. In addition, suppliers are required to substantially comply with corporate responsibility standards at least as stringent as those set forth in the Electronic Industry Citizenship Coalition’s Electronic Industry Code of Conduct (the “Supplier Code of Conduct”).

IMAX believes that the combination of the Supplier Code of Conduct, the contractual obligations under the supplier agreements between IMAX and suppliers, and direct engagement with suppliers for conflict minerals training and support constitute a strong supplier engagement program.

Grievance Mechanisms

The Company has established multiple grievance mechanisms whereby employees and suppliers can report violations of IMAX’s policies, including the Conflict Minerals Policy. Suppliers and others outside of IMAX may contact the Conflict Minerals Compliance Team, including to report grievances, via a dedicated email address that is provided to suppliers. In addition, employees and suppliers may anonymously report suspected violations via contacts provided in the IMAX Code of Business Conduct and Ethics. Violations or grievances at the industry level can be reported to the RMI directly as well. This can be done at

http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/.

Record Retention

IMAX has adopted a policy to retain relevant documentation for a period of five years. Through Assent, a document retention policy to retain conflict minerals related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented. The Company stores all of the information and findings from this process in a database that can be audited by internal or external parties.

 

5.2	Identify and Assess Risk in the Supply Chain

Supplier Risk Evaluation

Because of IMAX’s size, the complexity of its products, and the depth, breadth, and constant evolution of its supply chain, it is difficult to identify actors upstream from the Company’s direct suppliers. The majority of IMAX’s direct suppliers who were asked to submit a CMRT and who provided a CMRT identified their components and products as containing 3TGs. These suppliers are relied upon to provide IMAX with information about the source of 3TGs contained in the components and products supplied to us.

Risks at the supplier level may include non-responsive suppliers or incomplete CMRTs. In cases where a company-level CMRT (except when a company declares there are no 3TGs in any of its products) is submitted, IMAX is unable to determine if all of the specified smelters/refiners were used for 3TGs in the products supplied to the Company.

Assent’s supplier risk assessment (flagging suppliers’ risk as high, medium, low) identifies problematic suppliers in a company’s supply chain. The risk assessment is derived from the smelter validation process (i.e., Smelter Validation Report or SVR), which establishes risk at the smelter level via an analysis that takes into account multiple conflict minerals factors.

 

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Smelter/Refiners Risk Evaluation

IMAX does not have a direct relationship with smelters and refiners and does not perform direct audits of the pre-supply chain of these entities. Risks related to smelters and refiners are identified based on criteria established for supplier responses in IMAX’s conflict minerals compliance system. Specifically, supplier risk is classified as high, medium or low based on various scoring criteria, including: (1) whether there is known or plausible evidence of unethical or conflict sourcing by the smelter or refiner; (2) an analysis of the smelter or refiner country and its proximity to Covered Countries; (3) the smelter or refiner’s audit status with the RMI’s Responsible Minerals Assurance Process (“RMAP”); (4) known mineral source country of origin; (5) sanctions risks; and (6) whether peer assessments were conducted by credible third-party sources. Where a smelter or refiner is claimed to be “conflict-free”, the facility is cross-referenced against the lists maintained by the RMI. In cases where IMAX identifies supplier risk, IMAX will contact the supplier, gather pertinent data and perform an assessment of the supplier’s conflict minerals status.

If any of IMAX’s direct suppliers report a high-risk smelter on its CMRT, Assent will request that the supplier in question provide a product-level and/or user-defined CMRT. This helps to enable IMAX to determine if there is any connection between the materials or components the Company purchases from the supplier and the high-risk smelters reported. The results of IMAX’s smelter and refiner data analysis are described in Section 6 below. As part of our due diligence process, IMAX, through Assent, reaches out to the suppliers who have reported a high-risk smelter’s presence in their supply chain and directs them to Assent’s “Assent University” education courses on risk mitigation and due diligence recommendations and encourages the supplier to engage with RMAP/a third-party audit program to assure that sources from the facility are conflict-free or responsibly sourced. Furthermore, the Company monitors the suppliers that have identified high-risk smelters in their supply chain and their progress in transitioning to alternative sources.

The Company believes that the inquiries and investigations described above represent a reasonable effort to determine the mines or locations of origin of the 3TGs in its products, including (1) seeking information about 3TG smelters and refiners in the supply chain through requesting that suppliers complete the CMRT, (2) verifying those smelters and refiners with the expanding RMI lists, (3) conducting the due diligence review, and (4) obtaining additional documentation and verification, as applicable.

 

5.3	Design and Implement a Strategy to Respond to Risks

Together with Assent, IMAX developed processes to assess and respond to the risks identified in the supply chain. IMAX has a risk management plan, through which the conflict minerals program is implemented, managed, and monitored. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance with the conflict minerals rules and the Company’s expectations.

Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. Assent also communicates directly with smelters that have not yet been determined to be conformant with the RMAP in order to request sourcing information and encourage their involvement with the RMI program.

 

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5.4	Carry Out Independent Third-Party Audit of Supply Chain Due Diligence

IMAX does not have a direct relationship with any 3TG smelters/refiners and does not perform or direct audits of these entities within the supply chain. Instead, the Company relies on third-party audits of smelters/refiners (industry recognized audit/assessment programs). As an example, RMAP uses independent private-sector auditors and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters/refiners that agree to participate in the program.

Assent directly engages smelters/refiners that are not currently enrolled in an industry recognized audit/assessment program to encourage their participation. IMAX is a signatory of these communications in accordance with the requirements of downstream companies detailed in the OECD Guidance.

 

5.5	Report Annually on Supply Chain Due Diligence

The Company reports annually on supply chain due diligence by filing a Form SD and a Conflict Minerals Report with the SEC. The Company’s Form SD and Conflict Minerals Report can be found on the Governance page of the Company’s Investor Relations website (http://www.imax.com/content/investor-relations).

IMAX has also considered impacts from the European Union Conflict Minerals Rule when disclosing details regarding due diligence efforts. IMAX will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through public reporting.

 

6.	Due Diligence Results

The large majority of supplier responses provided data at a company or divisional level, meaning that the identified 3TG may or may not actually be present in the components or parts actually supplied to IMAX. In many other cases, the suppliers were unable to specify the smelters or refiners used for components supplied to IMAX. Furthermore, suppliers did not always provide smelter or refiner lists nor were the smelter or refiner lists they did supply consistently completed with smelter or refiner identification numbers. In addition, many of the responses provided at the company or division level indicated an “unknown” status in terms of determining the origin of 3TGs. Therefore, IMAX was unable to validate that any of these smelters or refiners are actually in its supply chain.

 

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Supply Chain Outreach Results

Supply chain outreach is required to identify the upstream sources of origin of 3TGs. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. The following is the result of the outreach conducted by IMAX for 2025 and the preceding two years.

Supply Chain Outreach Metrics

 

Year		Number of in-scope suppliers				Response rate
2025			458				61.57	%
2024			460				61.09	%
2023			552				57.97	%

Upstream Data Transparency

Appendix A includes all smelters/refiners that suppliers listed in completed CMRTs that met the recognized definition of a 3TGs processing facility and were operational during 2025. As is a common practice when requests are sent upstream in the supply chain, suppliers that purchase materials from smelters may not be able to discern exactly which company’s product lines the materials may end up in. As a result, suppliers frequently list all smelters/refiners they may purchase from within the reporting period and most of the CMRTs are made on a company- or division-level basis, rather than on a product-level basis. Consequently, IMAX is not able to identify which smelters or refiners listed on Appendix A actually processed 3TGs contained in our products, and the list of smelters/refiners (as sources) on Appendix A is likely to be more comprehensive than the list of smelters/refiners that actually processed the 3TGs contained in the Company’s products. Suppliers that identified high-risk smelters on their CMRT were contacted in accordance with the OECD Guidance, as described in previous sections.

IMAX relies on third-party assessment of smelter/refiner management systems and sourcing practices to validate the smelters’ and refiners’ conformance with RMAP standards. The following table summarizes the number of identified smelters and refiners that were determined to be conformant with the RMAP (“RMAP Conformant”), actively enrolled in the RMAP but not yet determined to be conformant (“RMAP Active”), not enrolled in the RMAP (“Not Enrolled”), and non-conformant with the RMAP (“Non-Conformant”) based on the completed CMRTs.

 

Status		Number of identified smelters/refiners
RMAP Conformant			207
RMAP Active			9
Not Enrolled			84
Non-Conformant			38

 

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Country of Origin

Appendix B includes an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on reasonable identification of country of origin data obtained via Assent’s supply chain database or other RCOI data, as applicable. As mentioned in the above section, overreporting is likely to occur. which could result in Appendix B listing more countries than those relevant to the Company’s products.

 

7.	Steps to Be Taken to Mitigate Risk

Going forward, IMAX, with assistance from Assent, intends to take the following steps to further improve its due diligence and to further mitigate any risk that 3TGs in IMAX products could benefit armed groups in the Covered Countries:

 

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Periodically reevaluate and enhance clauses in new purchase orders and supplier contracts to assist in implementing the Company’s conflict minerals program.

 

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Pursue strategies to increase the number of suppliers providing information while working with suppliers to move to the latest version of the CMRT.

 

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Engage any suppliers found to be supplying the Company with 3TGs from sources that support conflict in the Covered Countries and encourage them to establish an alternative source of 3TGs that does not support such conflict.

 

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Monitor suppliers who identify high-risk smelters in prior CMRTs.

 

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Continue to emphasize clean and validated smelter or refiner information from the supply chain as the list of conflict-free smelters and refiners grows and more smelters declare their intent to enroll in the program.

 

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Continue to evaluate upstream sources through a broader set of tools to evaluate risk. These include, but are not limited to:

 

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Using a comprehensive smelter and refiner library with detailed status and notes for each entity.

 

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Scanning for verifiable media sources on each smelter and refiner to flag risk issues.

 

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Comparing the list of smelters/refiners against government watch and denied parties lists.

 

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Encourage suppliers to have due diligence procedures in place for their supply chains to improve the content of the responses from such suppliers.

 

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Following the OECD Guidance process, increase the emphasis on clean and validated smelter and refiner information from the supply chain through feedback and detailed smelter analysis.

 

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Evaluate any alternative suppliers if the Company determines that a supplier may potentially expose the Company to unacceptable risks.

All suppliers who do not know the origin of the 3TGs in their products will be further encouraged to examine their supply chain and enact due diligence measures as per the OECD Guidance. The goal for these suppliers is to determine the origin of their 3TGs and, if not from recycled or scrap resources, then to ensure a conflict-free origin. Should suppliers of parts that are at a high risk of containing 3TGs remain unresponsive or if suppliers are unable to definitively determine origin and to take necessary subsequent steps to ensure that their products are conflict-free, IMAX will consider replacing such suppliers.

 

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Smelter & Refiner Risk Evaluation

Understanding the risks associated with the smelters and refiners potentially providing material into IMAX’s supply chain is an important part of the due diligence process. Through Assent, IMAX conducts a comprehensive and ongoing analysis through Assent’s smelter library manager to assess sourcing risk. This information is used to:

 

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Provide supplier feedback;

 

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Determine the health of the Company’s overall program;

 

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Conduct outreach to smelters, refiners and their respective associations; and

 

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Provide detailed analysis in this report.

The following risk categories are used for smelter evaluation and risk determination:

 

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Geo-Risk:

 

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Did the mineral originate from or has it been transported through a conflict-affected area as defined by Section 1502 of the Dodd-Frank Act (the DRC and its nine adjoining countries: Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia)?

 

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Audit Status:

 

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Have the refiner’s due diligence practices been audited against a standard in conformance with the OECD Guidance?

 

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Assent relies on the RMI audit standard, including cross-recognition of the London Bullion Market Association Good Delivery Program and the Responsible Jewelry Council Chain of Custody Certification, which are developed according to global standards, including the OECD Guidance.

 

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Sourcing Risk:

 

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Has evidence of any other red flag that is supported by credible sources been identified?

 

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APPENDIX A - Smelter and Refiner List

 

Metal		Smelter Name		Smelter Facility Location		Smelter ID		RMAP Audit Status
Gold		Asahi Pretec Corp.		Japan		CID000082		Conformant
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		China		CID000258		Conformant
Gold		Dowa		Japan		CID000401		Conformant
Gold		Eco-System Recycling Co., Ltd. East Plant		Japan		CID000425		Conformant
Tantalum		F&X Electro-Materials Ltd.		China		CID000460		Conformant
Tin		Gejiu Non-Ferrous Metal Processing Co., Ltd.		China		CID000538		Conformant
Gold		Heraeus Metals Hong Kong Ltd.		China		CID000707		Conformant
Gold		Ishifuku Metal Industry Co., Ltd.		Japan		CID000807		Conformant
Gold		JX Nippon Mining & Metals Co., Ltd.		Japan		CID000937		Conformant
Gold		Kojima Chemicals Co., Ltd.		Japan		CID000981		Conformant
Gold		Matsuda Sangyo Co., Ltd.		Japan		CID001119		Conformant
Tin		Mineracao Taboca S.A.		Brazil		CID001173		Conformant
Tin		Minsur		Peru		CID001182		Conformant
Gold		Mitsui Mining and Smelting Co., Ltd.		Japan		CID001193		Conformant
Gold		Nihon Material Co., Ltd.		Japan		CID001259		Conformant
Tin		PT Mitra Stania Prima		Indonesia		CID001453		Conformant
Tin		PT Timah Tbk Kundur		Indonesia		CID001477		Conformant
Tin		PT Timah Tbk Mentok		Indonesia		CID001482		Conformant
Gold		Solar Applied Materials Technology Corp.		Taiwan		CID001761		Conformant
Gold		Sumitomo Metal Mining Co., Ltd.		Japan		CID001798		Conformant
Gold		Tanaka Kikinzoku Kogyo K.K.		Japan		CID001875		Conformant
Tin		Thaisarco		Thailand		CID001898		Conformant
Gold		Tokuriki Honten Co., Ltd.		Japan		CID001938		Conformant
Tungsten		Xiamen Tungsten Co., Ltd.		China		CID002082		Conformant
Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		China		CID002317		Conformant
Tungsten		Ganzhou Seadragon W & Mo Co., Ltd.		China		CID002494		Conformant
Tin		Aurubis Beerse		Belgium		CID002773		Conformant

 

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Tin		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		China		CID000228		Conformant
Gold		Jiangxi Copper Co., Ltd.		China		CID000855		Conformant
Tin		China Tin Group Co., Ltd.		China		CID001070		Conformant
Tungsten		A.L.M.T. Corp.		Japan		CID000004		Conformant
Gold		Advanced Chemical Company		U.S.A.		CID000015		Conformant
Gold		Aida Chemical Industries Co., Ltd.		Japan		CID000019		Conformant
Gold		Agosi AG		Germany		CID000035		Conformant
Gold		Almalyk Mining and Metallurgical Complex (AMMC)		Uzbekistan		CID000041		Conformant
Gold		AngloGold Ashanti Corrego do Sitio Mineracao		Brazil		CID000058		Conformant
Gold		Argor-Heraeus S.A.		Switzerland		CID000077		Conformant
Gold		Asaka Riken Co., Ltd.		Japan		CID000090		Conformant
Tungsten		Kennametal Huntsville		U.S.A.		CID000105		Conformant
Gold		Aurubis AG		Germany		CID000113		Conformant
Gold		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		Philippines		CID000128		Conformant
Gold		Boliden Ronnskar		Sweden		CID000157		Conformant
Gold		C. Hafner GmbH + Co. KG		Germany		CID000176		Conformant
Gold		CCR Refinery - Glencore Canada Corporation		Canada		CID000185		Conformant
Tungsten		Guangdong Xianglu Tungsten Co., Ltd.		China		CID000218		Conformant
Gold		Chimet S.p.A.		Italy		CID000233		Conformant
Gold		Chugai Mining		Japan		CID000264		Conformant
Tantalum		Guangdong Rising Rare Metals-EO Materials Ltd.		China		CID000291		Conformant
Tin		Alpha Assembly Solutions Inc		U.S.A.		CID000292		Conformant
Tin		PT Premium Tin Indonesia		Indonesia		CID000313		Conformant
Gold		DSC (Do Sung Corporation)		South Korea		CID000359		Conformant
Tin		Dowa		Japan		CID000402		Conformant
Tin		EM Vinto		Bolivia		CID000438		Conformant
Tin		Estanho de Rondonia S.A.		Brazil		CID000448		Conformant
Tin		Fenix Metals		Poland		CID000468		Conformant
Tungsten		Global Tungsten & Powders LLC		U.S.A.		CID000568		Conformant

 

13

Tantalum		XIMEI RESOURCES (GUANGDONG) LIMITED		China		CID000616		Conformant
Gold		LT Metal Ltd.		South Korea		CID000689		Conformant
Gold		Heimerle + Meule GmbH		Germany		CID000694		Conformant
Gold		Heraeus Germany GmbH Co. KG		Germany		CID000711		Conformant
Gold		Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.		China		CID000801		Conformant
Gold		Istanbul Gold Refinery		Turkey		CID000814		Conformant
Gold		Japan Mint		Japan		CID000823		Conformant
Tungsten		Japan New Metals Co., Ltd.		Japan		CID000825		Conformant
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		China		CID000914		Conformant
Tantalum		Jiujiang Tanbre Co., Ltd.		China		CID000917		Conformant
Gold		Asahi Refining USA Inc.		U.S.A.		CID000920		Conformant
Gold		Asahi Refining Canada Ltd.		Canada		CID000924		Conformant
Gold		Kazzinc		Kazakhstan		CID000957		Conformant
Tungsten		Kennametal Fallon		U.S.A.		CID000966		Conformant
Gold		Kennecott Utah Copper LLC		U.S.A.		CID000969		Conformant
Tantalum		AMG Brasil		Brazil		CID001076		Conformant
Gold		LS MnM Inc.		South Korea		CID001078		Conformant
Gold		Materion		U.S.A.		CID001113		Conformant
Tin		Metallic Resources, Inc.		U.S.A.		CID001142		Conformant
Gold		Metalor Technologies (Suzhou) Ltd.		China		CID001147		Conformant
Gold		Metalor Technologies (Hong Kong) Ltd.		China		CID001149		Conformant
Gold		Metalor Technologies (Singapore) Pte., Ltd.		Singapore		CID001152		Conformant
Gold		Metalor Technologies S.A.		Switzerland		CID001153		Conformant
Gold		Metalor USA Refining Corporation		U.S.A.		CID001157		Conformant
Gold		Metalurgica Met-Mex Penoles S.A. De C.V.		Mexico		CID001161		Conformant
Tantalum		Metallurgical Products India Pvt., Ltd.		India		CID001163		Conformant
Tantalum		Mineracao Taboca S.A.		Brazil		CID001175		Conformant
Gold		Mitsubishi Materials Corporation		Japan		CID001188		Conformant

 

14

Tin		Mitsubishi Materials Corporation		Japan		CID001191		Conformant
Tantalum		Mitsui Mining and Smelting Co., Ltd.		Japan		CID001192		Conformant
Tantalum		NPM Silmet AS		Estonia		CID001200		Conformant
Gold		Nadir Metal Rafineri San. Ve Tic. A.S.		Turkey		CID001220		Conformant
Gold		Navoi Mining and Metallurgical Combinat		Uzbekistan		CID001236		Conformant
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		China		CID001277		Conformant
Tin		O.M. Manufacturing (Thailand) Co., Ltd.		Thailand		CID001314		Conformant
Gold		Ohura Precious Metal Industry Co., Ltd.		Japan		CID001325		Conformant
Tin		Operaciones Metalurgicas S.A.		Bolivia		CID001337		Conformant
Gold		MKS PAMP SA		Switzerland		CID001352		Conformant
Gold		PT Aneka Tambang (Persero) Tbk		Indonesia		CID001397		Conformant
Tin		PT Prima Timah Utama		Indonesia		CID001458		Conformant
Gold		PX Precinox S.A.		Switzerland		CID001498		Conformant
Gold		Rand Refinery (Pty) Ltd.		South Africa		CID001512		Conformant
Tantalum		Yanling Jincheng Tantalum & Niobium Co., Ltd.		China		CID001522		Conformant
Gold		Royal Canadian Mint		Canada		CID001534		Conformant
Tin		Rui Da Hung		Taiwan		CID001539		Conformant
Gold		SEMPSA Joyeria Plateria S.A.		Spain		CID001585		Conformant
Gold		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		China		CID001622		Conformant
Gold		Sichuan Tianze Precious Metals Co., Ltd.		China		CID001736		Conformant
Tantalum		Taki Chemical Co., Ltd.		Japan		CID001869		Conformant
Tantalum		Telex Metals		U.S.A.		CID001891		Conformant
Gold		Shandong Gold Smelting Co., Ltd.		China		CID001916		Conformant
Tantalum		Ulba Metallurgical Plant JSC		Kazakhstan		CID001969		Conformant
Gold		Umicore S.A. Business Unit Precious Metals Refining		Belgium		CID001980		Conformant
Gold		United Precious Metal Refining, Inc.		U.S.A.		CID001993		Conformant
Gold		Valcambi S.A.		Switzerland		CID002003		Conformant

 

15

Gold		Western Australian Mint (T/a The Perth Mint)		Australia		CID002030		Conformant
Tin		White Solder Metalurgia e Mineracao Ltda.		Brazil		CID002036		Conformant
Tungsten		Wolfram Bergbau und Hutten AG		Austria		CID002044		Conformant
Gold		Yamakin Co., Ltd.		Japan		CID002100		Conformant
Gold		Yokohama Metal Co., Ltd.		Japan		CID002129		Conformant
Tin		Tin Smelting Branch of Yunnan Tin Co., Ltd.		China		CID002180		Conformant
Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		China		CID002224		Conformant
Gold		SAFINA A.S.		Czechia		CID002290		Conformant
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		China		CID002315		Active
Tungsten		Jiangxi Yaosheng Tungsten Co., Ltd.		China		CID002316		Conformant
Tungsten		Malipo Haiyu Tungsten Co., Ltd.		China		CID002319		Conformant
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		China		CID002320		Conformant
Tungsten		Jiangxi Gan Bei Tungsten Co., Ltd.		China		CID002321		Conformant
Tin		Magnu’s Minerais Metais e Ligas Ltda.		Brazil		CID002468		Conformant
Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.		China		CID002492		Conformant
Tungsten		Asia Tungsten Products Vietnam Ltd.		Vietnam		CID002502		Conformant
Tin		PT ATD Makmur Mandiri Jaya		Indonesia		CID002503		Conformant
Tantalum		D Block Metals, LLC		U.S.A.		CID002504		Conformant
Tantalum		FIR Metals & Resource Ltd.		China		CID002505		Conformant
Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		China		CID002506		Conformant
Tantalum		XinXing HaoRong Electronic Material Co., Ltd.		China		CID002508		Conformant
Gold		MMTC-PAMP India Pvt., Ltd.		India		CID002509		Conformant
Gold		KGHM Polska Miedz Spolka Akcyjna		Poland		CID002511		Conformant
Tantalum		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		China		CID002512		Conformant
Tin		O.M. Manufacturing Philippines, Inc.		Philippines		CID002517		Conformant

 

16

Tantalum		KEMET de Mexico		Mexico		CID002539		Conformant
Tungsten		H.C. Starck Tungsten GmbH		Germany		CID002541		Conformant
Tungsten		TANIOBIS Smelting GmbH & Co. KG		Germany		CID002542		Conformant
Tungsten		Masan High-Tech Materials		Vietnam		CID002543		Conformant
Tantalum		TANIOBIS Co., Ltd.		Thailand		CID002544		Conformant
Tantalum		TANIOBIS GmbH		Germany		CID002545		Conformant
Tantalum		Materion Newton Inc.		U.S.A.		CID002548		Conformant
Tantalum		TANIOBIS Japan Co., Ltd.		Japan		CID002549		Conformant
Tantalum		TANIOBIS Smelting GmbH & Co. KG		Germany		CID002550		Conformant
Tungsten		Jiangwu H.C. Starck Tungsten Products Co., Ltd.		China		CID002551		Conformant
Tantalum		Global Advanced Metals Boyertown		U.S.A.		CID002557		Conformant
Tantalum		Global Advanced Metals Aizu		Japan		CID002558		Conformant
Tin		CV Ayi Jaya		Indonesia		CID002570		Conformant
Gold		T.C.A S.p.A		Italy		CID002580		Conformant
Gold		REMONDIS PMR B.V.		Netherlands		CID002582		Conformant
Tungsten		Niagara Refining LLC		U.S.A.		CID002589		Conformant
Tin		PT Rajehan Ariq		Indonesia		CID002593		Conformant
Gold		Korea Zinc Co., Ltd.		South Korea		CID002605		Conformant
Gold		TOO Tau-Ken-Altyn		Kazakhstan		CID002615		Conformant
Tungsten		China Molybdenum Tungsten Co., Ltd.		China		CID002641		Conformant
Tin		PT Cipta Persada Mulia		Indonesia		CID002696		Conformant
Tin		Resind Industria e Comercio Ltda.		Brazil		CID002706		Conformant
Tantalum		Resind Industria e Comercio Ltda.		Brazil		CID002707		Conformant
Gold		Abington Reldan Metals, LLC		U.S.A.		CID002708		Conformant
Tin		Super Ligas		Brazil		CID002756		Conformant
Gold		Italpreziosi		Italy		CID002765		Conformant
Tin		Aurubis Berango		Spain		CID002774		Conformant
Tin		PT Bangka Prima Tin		Indonesia		CID002776		Conformant
Gold		WIELAND Edelmetalle GmbH		Germany		CID002778		Conformant
Gold		Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH		Austria		CID002779		Conformant
Tantalum		Jiangxi Tuohong New Raw Material		China		CID002842		Conformant

 

17

Gold		Bangalore Refinery		India		CID002863		Conformant
Gold		SungEel HiMetal Co., Ltd.		South Korea		CID002918		Conformant
Gold		Planta Recuperadora de Metales SpA		Chile		CID002919		Conformant
Tin		Guangdong Hanhe Non-Ferrous Metal Co., Ltd.		China		CID003116		Conformant
Gold		NH Recytech Company		South Korea		CID003189		Conformant
Tin		Chifeng Dajingzi Tin Industry Co., Ltd.		China		CID003190		Conformant
Tin		Tin Technology & Refining		U.S.A.		CID003325		Conformant
Tin		Luna Smelter, Ltd.		Rwanda		CID003387		Conformant
Tin		Yunnan Yunfan Non-ferrous Metals Co., Ltd.		China		CID003397		Conformant
Tungsten		Lianyou Metals Co., Ltd.		Taiwan		CID003407		Conformant
Tungsten		Hubei Green Tungsten Co., Ltd.		China		CID003417		Conformant
Gold		Eco-System Recycling Co., Ltd. North Plant		Japan		CID003424		Conformant
Gold		Eco-System Recycling Co., Ltd. West Plant		Japan		CID003425		Conformant
Tin		PT Mitra Sukses Globalindo		Indonesia		CID003449		Conformant
Tungsten		Cronimet Brasil Ltda		Brazil		CID003468		Conformant
Tin		CRM Synergies		Spain		CID003524		Conformant
Gold		Metal Concentrators SA (Pty) Ltd.		South Africa		CID003575		Conformant
Tin		Fabrica Auricchio Industria e Comercio Ltda.		Brazil		CID003582		Conformant
Tungsten		Fujian Xinlu Tungsten Co., Ltd.		China		CID003609		Non Conformant
Gold		Gold by Gold Colombia		Colombia		CID003641		Conformant
Tin		PT Putera Sarana Shakti (PT PSS)		Indonesia		CID003868		Conformant
Tungsten		Tungsten Vietnam Joint Stock Company		Vietnam		CID003993		Conformant
Gold		Coimpa Industrial LTDA		Brazil		CID004010		Conformant
Tantalum		PowerX Ltd.		Rwanda		CID004054		Conformant
Tin		Mining Minerals Resources SARL		Democratic Republic of the Congo		CID004065		Conformant
Tungsten		Lianyou Resources Co., Ltd.		Taiwan		CID004397		Conformant
Tin		Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.		Japan		CID004403		Conformant

 

18

Tungsten		Shinwon Tungsten (Fujian Shanghang) Co., Ltd.		China		CID004430		Conformant
Tin		Malaysia Smelting Corporation Berhad (Port Klang)		Malaysia		CID004434		Conformant
Gold		GG Refinery Ltd.		Tanzania		CID004506		Conformant
Tungsten		KENEE MINING VIETNAM COMPANY LIMITED		Vietnam		CID004619		Conformant
Gold		Impala Platinum - Platinum Metals Refinery (PMR)		South Africa		CID004714		Conformant
Tin		Woodcross Smelting Company Limited		Uganda		CID004724		Conformant
Tin		Global Advanced Metals Greenbushes Pty Ltd.		Australia		CID004754		Conformant
Gold		Elite Industech Co., Ltd.		Taiwan		CID004755		Conformant
Tungsten		Philippine Bonway Manufacturing Industrial Corporation		Philippines		CID004797		Conformant
Tantalum		Jiangxi Sanshi Nonferrous Metals Co., Ltd		China		CID004813		Active
Tungsten		Jing Yuan Tungsten Technology Co., Ltd.		Taiwan		CID005012		Conformant
Gold		Caridad		Mexico		CID000180		Outreach Required
Gold		Cendres + Metaux S.A.		Switzerland		CID000189		Non Conformant
Gold		Yunnan Copper Industry Co., Ltd.		China		CID000197		Outreach Required
Tin		PT Aries Kencana Sejahtera		Indonesia		CID000309		In Communication
Gold		Daye Non-Ferrous Metals Mining Ltd.		China		CID000343		Outreach Required
Tin		Dongguan Best Alloys Co., Ltd.		China		CID000377		Conformant
Gold		JSC Novosibirsk Refinery		Russian Federation		CID000493		RMI Due Diligence Review - Unable to Proceed
Tin		Gejiu Zili Mining And Metallurgy Co., Ltd.		China		CID000555		Non Conformant
Gold		Hangzhou Fuchunjiang Smelting Co., Ltd.		China		CID000671		Outreach Required
Gold		Hunan Chenzhou Mining Co., Ltd.		China		CID000767		Outreach Required
Tungsten		Hunan Jintai New Material Co., Ltd.		China		CID000769		Non Conformant
Gold		Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.		China		CID000773		Outreach Required

 

19

Gold		HwaSeong CJ CO., LTD.		South Korea		CID000778		Communication Suspended - Not Interested
Gold		JSC Ekaterinburg Non-Ferrous Metal Processing Plant		Russian Federation		CID000927		RMI Due Diligence Review - Unable to Proceed
Gold		JSC Uralelectromed		Russian Federation		CID000929		RMI Due Diligence Review - Unable to Proceed
Tin		Gejiu Kai Meng Industry and Trade LLC		China		CID000942		Non Conformant
Gold		Kazakhmys Smelting LLC		Kazakhstan		CID000956		Outreach Required
Gold		Kyrgyzaltyn JSC		Kyrgyzstan		CID001029		Non Conformant
Gold		Lingbao Gold Co., Ltd.		China		CID001056		Outreach Required
Gold		Luoyang Zijin Yinhui Gold Refinery Co., Ltd.		China		CID001093		Outreach Required
Gold		Moscow Special Alloys Processing Plant		Russian Federation		CID001204		RMI Due Diligence Review - Unable to Proceed
Tin		Jiangxi New Nanshan Technology Ltd.		China		CID001231		Active
Tin		Novosibirsk Tin Combine		Russian Federation		CID001305		RMI Due Diligence Review - Unable to Proceed
Gold		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		Russian Federation		CID001326		RMI Due Diligence Review - Unable to Proceed
Gold		Penglai Penggang Gold Industry Co., Ltd.		China		CID001362		Outreach Required
Gold		Prioksky Plant of Non-Ferrous Metals		Russian Federation		CID001386		RMI Due Diligence Review - Unable to Proceed
Tin		PT Artha Cipta Langgeng		Indonesia		CID001399		Active
Gold		Sabin Metal Corp.		U.S.A.		CID001546		Communication Suspended - Not Interested
Gold		Samduck Precious Metals		South Korea		CID001555		Non Conformant
Gold		Samwon Metals Corp.		South Korea		CID001562		Communication Suspended - Not Interested
Gold		Shandong Tiancheng Biological Gold Industrial Co., Ltd.		China		CID001619		Outreach Required

 

20

Gold		SOE Shyolkovsky Factory of Secondary Precious Metals		Russian Federation		CID001756		RMI Due Diligence Review - Unable to Proceed
Tantalum		Solikamsk Magnesium Works OAO		Russian Federation		CID001769		RMI Due Diligence Review - Unable to Proceed
Gold		Super Dragon Technology Co., Ltd.		Taiwan		CID001810		Outreach Required
Tin		Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.		China		CID001908		Non Conformant
Gold		Great Wall Precious Metals Co., Ltd. of CBPM		China		CID001909		Outreach Required
Gold		Tongling Nonferrous Metals Group Co., Ltd.		China		CID001947		Outreach Required
Gold		Torecom		South Korea		CID001955		Non Conformant
Tin		VQB Mineral and Trading Group JSC		Vietnam		CID002015		Outreach Required
Tin		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		China		CID002158		Non Conformant
Gold		Gold Refinery of Zijin Mining Group Co., Ltd.		China		CID002243		Conformant
Gold		Morris and Watson		New Zealand		CID002282		Outreach Required
Tungsten		Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.		China		CID002313		Communication Suspended - Not Interested
Gold		Umicore Precious Metals Thailand		Thailand		CID002314		Non Conformant
Tin		Melt Metais e Ligas S.A.		Brazil		CID002500		Non Conformant
Tungsten		Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch		China		CID002513		Non Conformant
Gold		Fidelity Printers and Refiners Ltd.		Zimbabwe		CID002515		RMI Due Diligence Review - Unable to Proceed
Gold		Singway Technology Co., Ltd.		Taiwan		CID002516		Non Conformant
Gold		Shandong Humon Smelting Co., Ltd.		China		CID002525		Outreach Required
Gold		Shenzhen Zhonghenglong Real Industry Co., Ltd.		China		CID002527		Outreach Required
Gold		Al Etihad Gold Refinery DMCC		United Arab Emirates		CID002560		Non Conformant
Gold		Emirates Gold DMCC		United Arab Emirates		CID002561		Non Conformant

 

21

Gold		International Precious Metal Refiners		United Arab Emirates		CID002562		Outreach Required
Tin		Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company		Vietnam		CID002572		Non Conformant
Tin		Nghe Tinh Non-Ferrous Metals Joint Stock Company		Vietnam		CID002573		Outreach Required
Gold		Fujairah Gold FZC		United Arab Emirates		CID002584		Outreach Required
Gold		Shirpur Gold Refinery Ltd.		India		CID002588		Outreach Required
Gold		Marsam Metals		Brazil		CID002606		Non Conformant
Tungsten		Hydrometallurg, JSC		Russian Federation		CID002649		RMI Due Diligence Review - Unable to Proceed
Tin		An Vinh Joint Stock Mineral Processing Company		Vietnam		CID002703		Outreach Required
Tungsten		Unecha Refractory metals plant		Russian Federation		CID002724		Non Conformant
Gold		Shenzhen CuiLu Gold Co., Ltd.		China		CID002750		Outreach Required
Gold		Albino Mountinho Lda.		Portugal		CID002760		Outreach Required
Gold		SAAMP		France		CID002761		Non Conformant
Gold		L’Orfebre S.A.		Andorra		CID002762		Non Conformant
Gold		8853 S.p.A.		Italy		CID002763		Non Conformant
Tungsten		Moliren Ltd.		Russian Federation		CID002845		RMI Due Diligence Review - Unable to Proceed
Gold		AU Traders and Refiners		South Africa		CID002850		Non Conformant
Gold		GGC Gujrat Gold Centre Pvt. Ltd.		India		CID002852		Non Conformant
Gold		Modeltech Sdn Bhd		Malaysia		CID002857		Non Conformant
Tin		Modeltech Sdn Bhd		Malaysia		CID002858		Non Conformant
Gold		Kyshtym Copper-Electrolytic Plant ZAO		Russian Federation		CID002865		RMI Due Diligence Review - Unable to Proceed
Gold		Degussa Sonne / Mond Goldhandel GmbH		Germany		CID002867		Outreach Required
Gold		Pease & Curren		U.S.A.		CID002872		Communication Suspended - Not Interested
Gold		JALAN & Company		India		CID002893		Outreach Required
Gold		ABC Refinery Pty Ltd.		Australia		CID002920		Outreach Required
Gold		Safimet S.p.A		Italy		CID002973		Non Conformant

 

22

Gold		State Research Institute Center for Physical Sciences and Technology		Lithuania		CID003153		Outreach Required
Gold		African Gold Refinery1		Uganda		CID003185		RMI Due Diligence Review - Unable to Proceed
Gold		Gold Coast Refinery		Ghana		CID003186		Outreach Required
Gold		QG Refining, LLC		U.S.A.		CID003324		Outreach Required
Gold		Dijllah Gold Refinery FZC		United Arab Emirates		CID003348		Outreach Required
Tin		Dongguan CiEXPO Environmental Engineering Co., Ltd.		China		CID003356		Non Conformant
Tin		Ma’anshan Weitai Tin Co., Ltd.		China		CID003379		Non Conformant
Tin		PT Masbro Alam Stania		Indonesia		CID003380		Non Conformant
Gold		CGR Metalloys Pvt Ltd.		India		CID003382		Outreach Required
Gold		Sovereign Metals		India		CID003383		Outreach Required
Tungsten		JSC “Kirovgrad Hard Alloys Plant”		Russian Federation		CID003408		RMI Due Diligence Review - Unable to Proceed
Tin		Precious Minerals and Smelting Limited		India		CID003409		Non Conformant
Tin		Gejiu City Fuxiang Industry and Trade Co., Ltd.		China		CID003410		Outreach Required
Tungsten		NPP Tyazhmetprom LLC		Russian Federation		CID003416		RMI Due Diligence Review - Unable to Proceed
Tungsten		Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.		Brazil		CID003427		Non Conformant
Gold		Augmont Enterprises Private Limited		India		CID003461		Non Conformant
Gold		Kundan Care Products Ltd.		India		CID003463		Outreach Required
Tin		CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda		Brazil		CID003486		Active

1

Certain suppliers reported the presence of this entity, which has been sanctioned by the United States Department of Treasury, Office of Foreign Assets Control. Because of the over-reporting nature of the industry CMRT information collection process and the nature of the relevant supply chains and goods (including the many steps of removal between IMAX and the smelters and refiners), the Company is unable to confirm whether this entity, or any other individual smelter or refinery listed in this Appendix A, is or was active in our supply chain. IMAX, through Assent, has escalated this matter by contacting suppliers who identified this entity regarding the removal of this entity from their supply chain. IMAX does not have any direct transactions or contractual relationships with this entity.

 

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Gold		Emerald Jewel Industry India Limited (Unit 1)		India		CID003487		Outreach Required
Gold		Emerald Jewel Industry India Limited (Unit 2)		India		CID003488		Outreach Required
Gold		Emerald Jewel Industry India Limited (Unit 3)		India		CID003489		Outreach Required
Gold		Emerald Jewel Industry India Limited (Unit 4)		India		CID003490		Outreach Required
Gold		K.A. Rasmussen		Norway		CID003497		Outreach Required
Gold		Alexy Metals		U.S.A.		CID003500		Non Conformant
Gold		MD Overseas		India		CID003548		Outreach Required
Gold		Metallix Refining Inc.		U.S.A.		CID003557		Outreach Required
Tungsten		OOO “Technolom” 2		Russian Federation		CID003612		RMI Due Diligence Review - Unable to Proceed
Tungsten		OOO “Technolom” 1		Russian Federation		CID003614		RMI Due Diligence Review - Unable to Proceed
Gold		WEEEREFINING		France		CID003615		Non Conformant
Tungsten		YUDU ANSHENG TUNGSTEN CO., LTD.		China		CID003662		Outreach Required
Gold		Dongwu Gold Group		China		CID003663		Outreach Required
Gold		Sam Precious Metals		United Arab Emirates		CID003666		Outreach Required
Gold		NOBLE METAL SERVICES		U.S.A.		CID003690		Outreach Required
Tantalum		5D Production OU		Estonia		CID003926		Outreach Required
Tungsten		Nam Viet Cromit Joint Stock Company		Vietnam		CID004034		Outreach Required
Gold		SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.		China		CID004435		Outreach Required
Tungsten		Philippine Carreytech Metal Corp.		Philippines		CID004438		Non Conformant
Gold		TITAN COMPANY LIMITED, JEWELLERY DIVISION		India		CID004491		Non Conformant
Tin		PT Mitra Graha Raya		Indonesia		CID004685		In Communication
Tin		RIKAYAA GREENTECH PRIVATE LIMITED		India		CID004692		Outreach Required
Gold		Attero Recycling Pvt Ltd		India		CID004697		Outreach Required
Gold		SOLEIL METALS (Chala One Plant)		Peru		CID004704		Active

 

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Gold		SOLEIL METALS (YAKARI Plant)		Peru		CID004705		Active
Tin		Longnan Chuangyue Environmental Protection Technology Development Co., Ltd		China		CID004796		Outreach Required
Gold		Gasabo Gold Refinery Ltd		Rwanda		CID005006		RMI Due Diligence Review - Unable to Proceed
Gold		Minera Titán del Perú SRL (MTP) - Belen Plant		Peru		CID005014		Non Conformant
Tin		P Kay Metal, Inc		U.S.A.		CID005189		Conformant
Tungsten		Uzbek Refractory and Heat-Resistant Metals		Uzbekistan		CID002660		Active
Tungsten		S.P.T. spol.s r.o.		Czechia		CID005068		Conformant
Tungsten		Tungamoy Metals Inc.		South Korea		CID005248		Conformant
Gold		Atlantic Copper		Spain		CID003350		Outreach Required
Tin		Conecsus LLC		U.S.A.		CID003504		Active
Tungsten		Geo Enterprise		Georgia		CID005373		Outreach Required
Gold		Naoshima Smelter & Refinery		Japan		CID005396		Outreach Required
Gold		KGHM Polska Miedz S.A. Oddzial Huta Miedzi, Glogow		Poland		CID005401		Outreach Required
Gold		Aurubis AG, Hamburg		Germany		CID005476		Outreach Required

 

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Appendix B: Countries of Origin

Country of Origin

 

China		Russian Federation		Madagascar		South Sudan		Morocco
Brazil		Guyana		Netherlands		Italy		Benin
Australia		United Kingdom		Rwanda		Ghana		Kyrgyzstan
Japan		Kazakhstan		Hong Kong		Sweden		Dominica
Canada		Hungary		Mozambique		Eritrea		Bulgaria
U.S.A.		Ecuador		Slovakia		Saudi Arabia		Central African Republic
Indonesia		Myanmar		Panama		Papua New Guinea		Tajikistan
Peru		Cambodia		South Africa		United Arab Emirates		Senegal
Germany		Luxembourg		Burundi		Belarus		Mauritania
Malaysia		Ireland		Congo		Poland		Georgia
Chile		Switzerland		Bolivia		Mali		Liberia
India		France		Suriname		Burkina Faso		Dominican Republic
Austria		Ethiopia		Philippines		El Salvador		Fiji
South Korea		Singapore		Andorra		New Zealand		Oman
Argentina		Namibia		Tanzania		Guatemala		Cyprus
Mongolia		Mexico		Zimbabwe		Azerbaijan		Serbia
Thailand		Israel		Guinea		Jersey		Botswana
Spain		Estonia		Djibouti		Finland		Uruguay
Colombia		Taiwan		Zambia		Liechtenstein		Lithuania
Portugal		Democratic Republic of the Congo		Uzbekistan		Nicaragua		Kenya
Niger		Sierra Leone		Turkey		Honduras		Bermuda
Nigeria		Vietnam		Angola		Armenia		Albania
Belgium		Egypt		Sudan		Uganda		Solomon Islands
Norway

 

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