SBSE-A/A 0000700880 XXXXXXXX true false 245409 STANDARD CHARTERED BANK 94-1595409 245409 0000700880 RILFO74KP1CM8P6PCT96 1 BASINGHALL AVENUE LONDON X0 EC2V 5DD 1095 AVENUE OF THE AMERICAS NEW YORK NY 10036 212-667-0700 www.sc.com Yousef Aitmoussa 7327101139 yousef.aitmoussa@sc.com David Michael John Howes 447786112905 David.Howes@sc.com STANDARD CHARTERED BANK 245409 Y N N Y United Kingdom Financial Conduct Authority. See attached documentation uploaded. Y Swap Dealer N A dealer in swaps; makes a market in swaps; regularly enters into swaps with counterparties as an ordinary course of business for its own account; or engages in any activity causing the entity to be commonly known in the trade as a dealer or market maker in swaps (including security-based swaps). Y The Federal Reserve Board N N Y Y STANDARD CHARTERED BANK 245409 Y N N N N Y 10 N STANDARD CHARTERED BANK 245409 Anthony John Hall Global Head of Macro Trading 08/2019 07/2019 N NA 273069 Sharad Piushbhai Desai Global Head of FM Sales and FI 11/2019 09/2019 N NA 526028 Roberto Hoornweg Global Head, Financial Markets 04/2017 01/2017 N NA 233806 William Thomas Winters GROUP CHIEF EXECUTIVE OFFICER 06/2015 06/2015 N NA 459195 Alison Mary Simmonds (Higgins) Global Head of Control, Financial Markets 07/2024 06/2024 N NA 565052 Thomas Kikis Global Co-Head, Corp Sales and Markets Head, US 11/2024 11/2024 N NA 566864 006354321 Mandy J DeFilippo CEO, US and Americas 03/2025 03/2025 N NA 518146 007184614 David Michael John Howes Group Head - CFCR; SBSD Chief Compliance Officer 12/2025 12/2025 N NA 575345 Jason Pierpoint Forrester Chief Risk Officer 01/2026 07/2020 N 481103 Peter Chase Burrill (Interim) Chief Financial Officer 02/2026 06/2017 N 577098 STANDARD CHARTERED BANK 245409 INITIAL RILFO74KP1CM8P6PCT96 Standard Chartered Bank (SCB) is the main operating entity of the Standard Chartered Group (which is an international banking organization with a presence in 59 of the world's most dynamic markets, serving clients in a further 85). Our purpose is to drive commerce and prosperity through our unique diversity, and our heritage and values are expressed in our brand promise, here for good. SCB is provisionally registered as a CFTC Swap Dealer and established its Swap-Dealer compliance program in 2013 when the CFTC rules came into effect. SCB has dedicated staff offering financial market products across FX, Rates, Credit, Commodities and Prime Brokerage to Financial Institution and International Corporate clients in our core markets. Swap transactions are primarily booked into SCB. Beyond financial markets activity, SCB is engaged in a broad suite of core international banking activities including but not limited to transaction banking, correspondent banking and retail banking operations. Item 13A Ernst & Young LLP 000130847 0245409 RILFO74KP1CM8P6PCT96 0000700880 25 Churchill Place, Canary Wharf London X0 E14 5EY 03-31-2020 Auditor STANDARD CHARTERED BANK 245409 Firm CT Corporation System 28 Liberty Street New York NY 10005 Tina Cruz-Tillery Tina Cruz-Tillery Director,Compliance, Registrations & Licensing,Americas 10-26-2021 Prudential Regulation Authority (PRA) 114276 X0 01-05-2026 STANDARD CHARTERED BANK Yousef Aitmoussa Yousef Aitmoussa Head, Swap Dealer Compliance