SBSE-A/A 0001140465 XXXXXXXX true false 209445 HSBC BANK PLC 00-0000000 209445 0001140465 MP6I5ZYZBEU3UXPYFY54 8 CANADA SQUARE LEVEL 3 LONDON X0 E14 5HQ 00447796704226 Mark Frith 0044 7996 704 226 mark.frith@hsbcib.com Michael Weiss 0044 207 991 4153 michael.c.weiss@hsbc.com HSBC BANK PLC 209445 Y N N Y UK Prudential Regulation Authority and the UK Financial Conduct Authority The applicant satisfied the conditions in the Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the United Kingdom by complying with the relevant UK regulations deemed equivalent listed therein. Y Swap Dealer N The applicant delivers tailored financial solutions to major government, corporate and institutional clients worldwide. We provide a comprehensive suite of services across lending, advisory and capital markets, trade services, research, securities services and global liquidity and cash management. In Security-Based Swap products, this focuses on meeting clients' portfolio and hedging strategies. Y The Federal Reserve Board The Office of the Comptroller of the Currency N N Y Y HSBC BANK PLC 209445 Y N Y Y N Y 16 N HSBC BANK PLC 209445 Juliet Ann Ellis Non-Executive Director 02/2021 02/2021 N 537214 Andrew Merlay Wright Non-Executive Director 05/2018 05/2018 N 514853 Michael Weiss Chief Compliance Officer 10/2021 09/2018 Y NA 4845862 Patrick Andrew Clackson Non-Executive Director 09/2022 09/2022 N NA 551704 Haidee Hoilim Chung Chief Risk Officer 10/2022 11/2005 Y NA 552449 Lewis John O'Donald Non-Executive Director 02/2023 02/2023 N 454192 Leslie Gurney Kathryn Director 03/2023 10/2001 Y NA 555384 Kavita Mahtani Chief Financial Officer 11/2023 11/2023 Y NA 525756 Michael Murray Roberts Chief Executive Officer 01/2025 01/2025 Y NA 525742 004712451 Patrick George Head of Markets and Securities Services (SMF6) 01/2025 08/1996 Y NA 449211 Deirdre Hannigan Non-Executive Director 03/2025 03/2025 Y NA 570007 David Adam Rice Chief Operating Office 04/2025 09/2005 Y NA 570561 Eulene Goh Non-Executive Director 12/2025 12/2025 N 575228 Sonya Branch Non-Executive Director 03/2026 03/2026 Y NA 577045 Michiel De Jong Non-Executive Director 03/2026 03/2026 Y NA 577312 Eileen Murray Non-Executive Director 03/2026 03/2026 Y NA 425858 HSBC BANK PLC 209445 INITIAL 114216 UK Prudential Regulation Authority and UK Financial Conduct Authority The applicant engages in commodities, banking, saving association activities, credit union activities, insurance and real estate; the applicant has home regulatory permissions to conduct such activity from the UK PRA and FCA. Item 13A Bloomberg Finance LP 5493001KJTIIGC8Y1R12 731 Lexington Avenue New York NY 10022 11-19-2020 Bloomberg provides archiving services for records that have been sent to or received from HSBC via the Bloomberg Terminal. Item 13A Global Relay Communications Inc 549300HJFLJ92KTC1M15 220 Cambie Street Vancouver Z4 BC V68 2M9 08-17-2011 Global Relay Archive provides electronic message archiving for Bloomberg Bmail, Instant Bloomberg, ICE Chat, Symphony and Thomson Reuters Messaging records. Item 14 HSBC Holdings PLC 0453422 MLU0ZO3ML4LN2LL2TL39 0000873630 8 Canada Square London X0 E14 5HQ 06-21-2021 HSBC Holdings plc. is the direct parent/holding company of HSBC Bank plc. Item 15 HSBC Holdings plc 0453422 8 Canada Square London X0 E14 5HQ 11-01-2021 HSBC Holdings plc at various times will make capital contributions to its subsidiaries, including with respect to HSBC Bank plc. HSBC BANK PLC 209445 Firm HSBC Technology and Services (USA) Inc. General Counsel 66 Hudson Boulevard East New York NY 10001 Chris Dickens Chris Dickens Head of Non-Financial Risk 10-21-2021 UK Prudential Regulation Authority and UK Financial Conduct Authority 114216 X0 05-14-2026 HSBC BANK PLC Mark Frith Mark Frith SVP