SBSE-A/A 0000009631 XXXXXXXX true false 283953 BANK OF NOVA SCOTIA 13-4941099 283953 0000009631 L3I9ZG2KFGXZ61BMYR72 40 TEMPERANCE STREET TORONTO A6 M5H 0B4 (416) 866-3672 Varun Vasudev 212-225-5336 Varun.Vasudev@scotiabank.com John Veise 9178285365 john.veise@scotiabank.com BANK OF NOVA SCOTIA 283953 Y N N N Y Swap Dealer N The Bank of Nova Scotia is a chartered schedule I bank under the Bank Act (Canada), headquartered in Toronto, Canada. BNS has been provisionally registered with the CFTC as a Swap Dealer since December 31, 2012. In addition, the Bank of Nova Scotia holds itself out as dealer in security-based swaps; makes a market in security-based swaps; and regularly enters into security-based swaps with counterparties as an ordinary course of business for its own account. Y The Federal Reserve Board N N Y Y BANK OF NOVA SCOTIA 283953 Y N N N N Y 16 N BANK OF NOVA SCOTIA 283953 Nora Anne Aufreiter Director 10/2014 08/2014 Y NA 480212 Guillermo Enrique Babatz Director 03/2014 01/2014 Y NA 473960 Sarah Gordon Head of a Business Unit, Division or Function 06/2021 11/2001 Y NA 537099 Lynn Katherine Patterson Director 10/2020 09/2020 Y NA 533099 Marie Una Power Director 06/2016 04/2016 Y NA 496084 Aaron William Regent Director 06/2013 04/2013 Y NA 462077 Paul Morgan Scurfield Head of a Business Unit, Division or Function 09/2020 09/2019 Y NA 533165 Lawren Scott Thomson Chief Executive Officer 02/2023 04/2016 Y NA 496085 Rajagopal Viswanathan Chief Financial Officer 06/2018 11/2002 Y NA 514467 Benita Warmbold Director 11/2018 10/2018 Y NA 298517 Dave Dowrich Director 06/2022 06/2022 Y NA 549460 Sandra Jessica Stuart Director 09/2023 09/2023 N 488295 Michael Bennett Medline Director 09/2023 09/2023 N 558566 Steven Craig Van Wyk Director 11/2024 11/2024 Y NA 567525 John Veise Chief Compliance Officer 01/2025 09/2018 Y NA 568530 ANTONIO OSCAR GARZA DIRECTOR 04/2026 04/2026 N 577729 BANK OF NOVA SCOTIA 283953 AMENDED In addition to its securities related business, Bank of Nova Scotia engages in certain Canadian and International Banking activities. Canadian Banking provides financial advice and banking solutions to Retail, Small Business and Commercial Banking customers through a network of branches and automated banking machines, online, mobile and telephone banking. Canadian Banking is comprised of: (i) Retail banking providing financial advice and solutions along with day-to-day banking products, (ii) Tangerine Bank also providing investments to self-directed customers, and (iii) Business banking which delivers advice and banking and trade finance solutions to small, medium and large businesses. International Banking has a diverse franchise with Retail, Corporate, and Commercial customers served by a network of branches, ATMs and contact centres. Item 13A Iron Mountain Information Management 1 Federal Street Boston MA 02110 12-07-2004 Bank of Nova Scotia uses Iron Mountain Information Management, LLC for storage of physical records. Item 13A IHS Markit: SwapOne 450 W. 33rd Street 5th floor New York NY 10001 08-16-2021 Bank of Nova Scotia uses IHS Markit for electronic storage of blotter and ledger records. Item 13A Global Relay 220 Cambie St. 2nd Floor Vancouver A1 BC V6B 2M9 05-05-2015 Bank of Nova Scotia uses Global Relay for storage of records of voice and electronic communications. Item 13A RedBox 180 Maiden Lane Floor 10 New York NY 10038 01-31-2020 Bank of Nova Scotia uses RedBox for storage of records of voice and electronic communications. Item 13A Broadridge 5 Dakota Drive, Suite 300 Lake Success NY 11042 09-18-2008 Bank of Nova Scotia uses Global Relay for storage of records of voice and electronic communications. Item 13A ICE 5660 New Northside Drive, NW,Third Floor Atlanta GA 30328 11-01-2021 Bank of Nova Scotia uses ICE for storage of portfolio compression electronic records. BANK OF NOVA SCOTIA 283953 Individual Becil Hector 250 Vesey St 24th Fl New York NY 10281 See attachment. See attachment. See attachment. 10-29-2021 THE OFFICE OF THE SUPERINTENDENT OF FINANCIAL INSTITUTIONS Z4 AUSTRALIAN FINANCIAL SERVICES AFSL #483575 / ABN 34133513827 C3 CHINA BANKING AND INSURANCE REGULATORY COMMISSION 91110000X000343313, 91440000X18467477T, 91310000792796659G F4 RESERVE BANK OF INDIA BOM.37, BL.B.197 K7 MONETARY AUTHORITY OF SINGAPORE S74FC2433H U0 KANTO FINANCIAL BUREAU ENTRUSTED BY FINANCIAL SERVICES AGENCY 2800 M0 FINANCIAL SERVICES COMMISSION 104-84-00466 M5 FINANCIAL SUPERVISORY SERVICES 104-84-00466 M5 05-13-2026 BANK OF NOVA SCOTIA John Veise John Veise Security-Based Swap Dealer Chief Compliance Officer