Exhibit 1.01





CONFLICT MINERALS REPORT OF
LCI INDUSTRIES
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2025

Introduction

This is the Conflict Minerals 1 Report (this “Report”) of LCI Industries (“we,” “our,” “us,” “LCI,” or the “Company”) prepared for the 2025 calendar year in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Report are defined in Rule 13p-1 of the Act and SEC Release No. 34-67716 (August 22, 2012) under the Act (the “Adopting Release”). The reader is referred to these sources for the definitions of defined terms contained herein.

In accordance with Rule 13p-1, we undertook efforts to determine the presence and source of the conflict minerals within our products. The Company designed its efforts in conformity with the internationally recognized due diligence framework set forth in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High-Risk Areas 2 (“OECD Due Diligence Guidance”) and related supplements.

The statements below are based on the activities performed in good faith by the Company to date and are based on the Company’s infrastructure and information available at the time of this filing. Factors that could affect the accuracy of these statements include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving identification of smelters, incomplete information from industry or other third-party sources, and/or continuing guidance regarding the final rules of the U.S. Securities and Exchange Commission (“SEC”).

1 The term “conflict mineral” is defined in SEC Release No. 34-67716 as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country.

2 OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264252479-en




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Exhibit 1.01

Overview
Company Profile
The Company, through its wholly-owned subsidiary, Lippert Components, Inc. and its subsidiaries, is a global leader in supplying engineered components to the outdoor recreation, transportation, marine, and housing industries. In addition to serving original equipment manufacturers we also cater to aftermarket needs, selling through retail dealers, wholesale distributors, and service centers, as well as direct-to-consumer sales through online platforms.

The Company is subject to this rule as we have determined that, during 2025, conflict minerals were likely necessary to the functionality or production of products we manufactured or contracted to manufacture. As a purchaser of component parts, the Company is many steps removed from the mining of conflict minerals. We do not purchase raw ore or unrefined conflict minerals and we conduct no purchasing activities directly in the Democratic Republic of the Congo (“DRC”) or adjoining countries. To assist in our conflict minerals reporting efforts for the products covered by this Report, we hired a third-party service provider, Assent Compliance, (“Assent”).

Conflict Minerals Policy

The Company developed a policy statement to support the goals expressed by Congress in enacting Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The policy highlights the Company’s commitment to complying with the reporting and due diligence obligations required by the SEC rule and the Company’s expectations from its suppliers. The policy resides on our corporate website at https://investors.lci1.com/governance/governance-documents/default.aspx.

Product Description; Processing Facilities

Product Description - LCI’s products that fall in scope of Rule 13p-1, as they contain (or may contain) one or more of tine, tantalum, tungsten and/or gold (“3TG”) include: steel chassis and related components; axles and suspension solutions; slide-out mechanisms and solutions; thermoformed bath, kitchen, and other products; vinyl, aluminum, and frameless windows; manual, electric, and hydraulic stabilizer and leveling systems; entry, luggage, patio, and ramp doors; furniture and mattresses; electric and manual entry steps; awnings and awning accessories; automotive components; electronic components; appliances; televisions and sound systems; navigation systems; backup cameras; and other accessories.

Processing Facilities - Based on our due diligence process and the information received from our suppliers, the following facilities were identified by the Company’s suppliers as the smelters or refiners (“SORs”) of the 3TG present in and necessary to the functionality of products manufactured by the Company in the calendar year ended December 31, 2025. The information from our suppliers is still evolving and may contain company-level declarations. As such, the SOR list included herein as Appendix A is provided in good faith based on our reasonable country of origin inquiry (“RCOI”) process and the most accurate information available as of May 19, 2026. This list may contain SORs that are not in our supply chain and/or there may be other smelters have not yet been identified in our due diligence process. We will continue to update the list in the future as our information and the relevant third-party data from the Responsible Minerals Initiative (“RMI”), the London Bullion Market Association (“LBMA”), and the Responsible Jewelry Council (“RJC”) improves.

Reasonable Country of Origin Inquiry Information

To determine whether necessary 3TGs in products originated in the Covered Countries, LCI retained Assent to assist in reviewing the supply chain to identify risks. The Company provided Assent with a list of suppliers and parts associated with the in-scope products for upload to the Assent Sustainability Manager (“ASM”).

To collect data on the materials’ sources of origin procured by the supply chain, LCI utilized the Conflict Minerals Reporting Template (“CMRT”) version 6.4 or higher to conduct a survey of all in-scope suppliers. During the supplier survey, the Company contacted suppliers through the ASM, a platform provided by Assent which enables users to manage and track supplier communications and allows suppliers to upload completed CMRTs directly for validation, assessment, and management. The ASM also provides functionality that meets the OECD Due Diligence Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this Report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform.

Via the ASM and Assent team, the Company requested that all suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. Assent monitored and tracked all communications in the ASM for future reporting and transparency. The Company directly contacted the suppliers that were unresponsive to Assent’s communications during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.

The Company’s program includes automated data validation for all submitted CMRTs to improve accuracy and identify contradictory responses. This data validation is based on questions within the declaration tab of the CMRT which helps to identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of the Tier 1
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Exhibit 1.01

suppliers. The results inform the program’s overall health assessment and are shared with suppliers to clarify expectations and highlight opportunities for improvement.

All submitted forms are reviewed and classified as valid or invalid so that data is retained. Suppliers with invalid submissions are contacted and encouraged to submit a corrected form. Suppliers are provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses, and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, LCI tracks program gaps to identify future improvement opportunities. As of May 22, 2026, there were 4 invalid supplier submissions that could not be corrected.

Through the ASM and Assent team, the Company requested that all suppliers complete a CMRT. Training and education resources were provided to help suppliers understand best practices and properly complete the template. Assent monitored and tracked all supplier communications within the Assent Compliance Manager to support transparency and future reporting. The Company directly contacted suppliers that did not respond to Assent’s outreach during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.

As of May 22, 2026, there were 586 suppliers in scope of the conflict minerals program and 320 provided completed CMRTs. LCI’s total response rate for this reporting year was 56.31%.

Based on the findings through the RCOI process, LCI was able to determine the countries of origin for a large portion of the 3TGs in its products. Please refer to Appendix B for a list of potential countries of origin. LCI continues to perform further due diligence on the source and chain of custody of the minerals in question.

Due Diligence Program Design

The Company designed its conflict minerals program to conform, in all material respects, with the five-step framework of the OECD Due Diligence Guidance, the Supplement on Tin, Tantalum, and Tungsten, and the Supplement on Gold, specifically as they relate to our position in the minerals supply chain as a “downstream” company:

Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audit of smelter/refiner’s due diligence practices
Step 5: Report annually on supply chain due diligence

Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot fully be owned by the Company. However, through continued outreach and process validation, this aligns with industry standards and market expectations for downstream companies’ due diligence.

Due Diligence Measures Performed by The Company

The following describes the measures taken to reasonably determine the country of origin and to exercise due diligence in the mineral supply chain in conformance with the OECD Due Diligence Guidance.

Step 1: Establish strong company management systems

a.Conflict minerals team - The Company established a conflict minerals team that includes individuals from the relevant business units and departments, including compliance, finance, procurement, sales, and legal. The team was structured to include involvement of those in upper management roles to ensure that critical information, including the Company’s Conflict Minerals Policy, reached relevant employees and suppliers. The Company also uses a third-party service provider, Assent, to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that the Company undertakes with suppliers regarding conflict minerals.

b.Conflict minerals policy - The Company adopted and published a policy establishing the expectations of our suppliers. The policy resides on our corporate website at: https://investors.lci1.com/governance/governance-documents/default.aspx.

c.Control systems - The Company expects all suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to the Company are conflict free or responsibly sourced. This means that the products should not contain 3TGs sourced from areas that have been identified as containing widespread human rights abuses and violations of law either directly or indirectly. The Company expects direct suppliers to provide information on the origin of the 3TGs contained in components and materials supplied, including sources of 3TGs that are supplied to them from lower-tier suppliers.
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Exhibit 1.01


d.Supplier engagement – The Company maintains strong relationships with its Tier 1 direct suppliers, recognizing them as a critical part of the supply chain. To support non-English speaking suppliers, the Company provides access to a free platform for uploading CMRTs, along with help desk support and other multilingual resources. The Company’s suppliers can leverage Assent’s team of supplier support specialists to ensure they receive appropriate support and understand how to properly complete a CMRT. Suppliers are provided guidance in their native language, when needed.

The Company engages directly with suppliers to obtain valid, error-free CMRTs for the products that they supply to the Company. To support the OECD requirement for strengthened supplier engagement, the Company has developed an internal procedure that includes a supplier risk identification process, which may lead to additional engagement measures such as escalation procedures, in-person meetings, and/or corrective action requests. Feedback from this engagement process has allowed the Company to monitor and drive improvements in supplier responsiveness and overall compliance.

Additionally, the Company’s Conflict Minerals Policy is incorporated into supplier contracts, requiring new suppliers to read and accept the policy as a requirement of doing business with the Company. When entering or renewing supplier contracts, a clause is added that requires suppliers to provide information about the source of 3TGs.

The Company continues to place a strong emphasis on supplier education and training. To support these efforts, the Company leverages Assent’s online resources and has provided all in-scope suppliers with access to Assent’s library of conflict minerals training and support materials. In addition, Assent’s automated feedback process educates suppliers on certain risks associated with their CMRT submissions. The Company believes that the combination of its Supplier Code of Conduct, Conflict Minerals Policy, and direct supplier engagement through training and support constitutes a strong supplier engagement program.

e.Grievance mechanism - The Company maintains multiple longstanding grievance mechanisms through which employees, suppliers, and external stakeholders may report potential violations of the Company’s policies, including those related to conflict minerals. Suppliers and other third parties may contact the conflict minerals team, including to report grievances, via a dedicated email address that is published in the Conflict Minerals Policy and in other related supplier communications. In addition, concerns or grievances at the industry level may be reported directly to the RMI through its grievance mechanism available at: http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism/.

f.Records management - The Company maintains records relating to its conflict minerals program in accordance with the recommended five-year record retention guidelines. Through Assent, the Company has implemented a document retention policy relating to conflict minerals documentation, including suppliers’ CMRT responses and the sources identified within each reporting period. Information and findings generated through this process are stored in an auditable database accessible for internal or external review.

Step 2: Identify and assess risks in the supply chain

We performed the following steps as part of our risk assessment process:

a.Identified products in scope - Our conflict minerals team conducted a detailed review of the products manufactured, or contracted to be manufactured, during the 2025 calendar year to identify those within the scope of Rule 13p-1.

b.Conducted RCOI - The Company utilized the industry-developed CMRT to collect conflict minerals information from suppliers. The Company also engaged a third-party service provider, Assent, to assist in evaluating supply chain information relating to 3TGs, identifying potential risks, and supporting the development and implementation of additional due diligence measures with suppliers regarding conflict mineral compliance. The Company requested this information from the Tier 1 suppliers that provide materials and components for the products identified as in-scope by the conflict minerals team. The Company evaluated supplier responses submitted through the CMRTs to determine its reporting obligations based on the RCOI process.

Supplier-level risks may include non-responsive suppliers and incomplete CMRT submissions. Additionally, when suppliers provide a company-level CMRT - such as declarations stating that no 3TGs are present in any products - the Company cannot determine if all the specified smelters or refiners (“SORs”) were associated with the 3TGs used in the products supplied to the Company.

Assent’s supplier risk assessment classifies suppliers as high, medium, or low risk to identify potential issues within a company’s supply chain. The risk assessment is informed by the SOR validation process, which evaluates risk at the SOR level using an analysis of multiple conflict minerals factors.

c.Identified SORs - Additional supply chain risks were identified through an assessment of the due diligence practices and audit status of SORs reported by upstream suppliers in their CMRT declarations. Assent’s smelter validation program
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Exhibit 1.01

compared the reported facilities against the list of SORs maintained by the RMI to confirm that each facility was a 3TG processing facility and was operational during the 2025 calendar year.

The Company compiled a list of SORs in its supply chain based on supplier responses provided through CMRT submissions. Assent determined if the smelter had been audited against a standard aligned with the OECD Guidance, such as the Responsible Minerals Assurance Process (“RMAP”). The Company does not maintain direct relationships with SORs and does not conduct direct audits of these entities within its supply chain. SORs that are considered conformant have completed an RMAP assessment and meet the compliance requirements of the RMAP due diligence assessment protocols, or an equivalent cross-recognized assessment. Where an SOR’s due diligence practices have not been audited against the RMAP standard, or where the SOR was identified as non-conformant, follow-up actions were conducted with suppliers reporting those facilities. The identified SORs were then further assessed for potential sourcing risks. To support this process, the Company maintains a database of SOR aliases to reconcile supplier-reported SOR names against the list of RMI SORs.

d.SOR Assessments - Each SOR of a 3TG is assessed according to red-flag indicators defined in the OECD Due Diligence Guidance. Assent used several factors to determine the level of risk that each SOR poses to the supply chain by identifying red flags. These factors included:

Geographic proximity to Conflict-Affected and High-Risk Areas.
Known mineral source country of origin.
RMAP audit status.
Credible evidence of unethical or conflict sourcing.
Peer assessments conducted by credible third-party sources.
Sanctions risks

Step 3: Design and implement a strategy to respond to identified risks
The Company performed the following steps as part of its risk management plan:
a.Reporting results to senior management - As necessary, the conflict minerals team reported the results of the RCOI process to upper management, including the team’s plans for responding to risks identified in the due diligence process.

b.Designed and implemented a plan - The Company used established risk rating criteria to evaluate suppliers based on the responses provided within the CMRTs, as well as any additional documentation furnished to support those responses and the suppliers’ due diligence processes. The resulting risk ratings were used to develop specific supplier outreach to address identified risks and to implement corrective actions with suppliers found not to be in compliance with the Company’s Conflict Minerals Policy.

c.Risk mitigation activities - Through Assent, suppliers with submissions that included SORs of concern were promptly provided with feedback instructing that suppliers to take independent risk mitigation actions. For example, suppliers may be asked to submit a product-specific CMRT to better identify the connection between the reported SORs and the products that they supplied to LCI. In addition, suppliers are directed to education materials on mitigating the risks identified through the data collection process.

d.Verified SORs - As part of the risk mitigation process, the Company reconciled the list of SORs collected from suppliers, including the Company-maintained database of SOR aliases, to the list of SOR facilities validated by the RMI.

e.Risk remediation - If the Company identifies potential sanctions risks through the SOR assessment process described above, it collaborates with the relevant suppliers to evaluate and remediate such risks in accordance with applicable sanctions-program requirements. Where appropriate, the Company may request that suppliers remove sanctioned smelters and refiners from their supply chains.

Step 4: Carry out independent third-party audit of SORs’ due diligence practices

The Company does not have a direct relationship with any 3TG SORs and does not perform or direct audits of these entities within the supply chain. The Company is using information provided by independent third party audit programs, including the RMI, LBMA and RJC, to confirm the existence and verify the conformance status of SORs identified during due diligence.

Assent also directly contacts SORs that are not currently participating in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners. The Company is a signatory to this communication in accordance with the recommendations for downstream companies detailed in the OECD Due Diligence Guidance.

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Exhibit 1.01

Step 5: Report annually on supply chain due diligence

The Company publishes its Form SD annually. The Form SD and this Report are available on the SEC Filings section of the Company’s website at https://investors.lci1.com/financials/sec-filings/default.aspx. Information contained on, or accessible through this website is not incorporated by reference into this report and should not be considered to be part of this Report. The Company has also publicly filed its Form SD and this Report with the SEC.

In addition, the Company has considered the impacts of the EU Conflict Minerals Regulation in disclosing details regarding due diligence efforts. The Company will continue to enhance transparency through the data collection and risk evaluation processes, as well as the disclosure of efforts through the form of public report.

Due Diligence Results

Supply Chain Outreach Results

Supply chain outreach is required to identify the upstream sources of origin of 3TG. Following the industry standard process, CMRTs are sent to and requested from Tier 1 suppliers, who are expected to follow this process until the smelter and refiner sources are identified. The following is the result of the outreach conducted by the Company for the 2025 reporting year.

YearNumber of in-scope suppliersResponse rate
202558656.31%
202462456.73%
202373650.27%
202287361.28%
202145927.45%

Upstream Data Transparency

All smelters and refiners identified by suppliers through completed CMRTs which appear on the RMI-maintained SOR list are included in the attached Appendix A. As is common in upstream supply chain reporting, suppliers sourcing materials from smelters and refiners are often unable to determine the specific end products or product lines in which those materials are ultimately used. Consequently, suppliers typically report all smelters and refiners from which they may have sourced materials during the reporting period. Therefore, the smelters and refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters or refiners which processed the 3TGs contained in the Company’s products.

The Company has taken measures to validate these sources of origin against recognized audit programs designed to verify the material types and mine sources associated with these smelters and refiners. Based on the responses received, thirty-five (35) smelters were identified as potentially posing a risk due to the presence of red flag indicators.

Suppliers that identified these specific smelters of concern on their CMRT submissions were contacted in accordance with the OECD Due Diligence Guidance to notify them of the potential risk, and to evaluate whether the identified smelters could be linked to the Company’s products. These suppliers were requested to provide a user-defined or product level CMRT specific to the materials, products, or piece parts purchased by the Company, rather than a company-level CMRT, to better identify the connection to products that they supply to the Company. Other suppliers were evaluated internally to determine if they were in fact still active suppliers. If not, they were removed from the scope of data collection.

StatusNumber of Identified Smelters/Refiners
Conformant208
Active9
Non Conformant37
Not Enrolled83

Future Due Diligence

We will continue communicating our expectations and information requirements to our direct suppliers. We anticipate that, over time, the availability and quality of global traceability and sourcing information for conflict minerals will improve, enhancing
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Exhibit 1.01

our understanding of supply chain risks and sourcing practices. We will continue to engage with our direct suppliers through ongoing inquiries and additional risk assessments when potentially relevant changes in facts or circumstances are identified. In cases where we identify opportunities for improvement in a supplier’s due diligence practices, we may maintain the business relationship while the supplier strengthens its compliance program. We likewise expect our suppliers to take comparable due diligence measures within their own supply chains to support alignment and responsible sourcing throughout the supply chain.

In addition to the measures described above, the Company intends to undertake the following actions during the next compliance period:

Continue evaluating upstream sources through an expanded set of risk assessment tools, including:
Using a comprehensive smelter and refinery database containing detailed status information and entity-specific notes;
Conducting reviews of verifiable media and public sources related to smelters and refiners to identify potential risk indicators; and
Comparing identified smelters and refiners against applicable government watch and denied parties lists.
Continue reviewing the Company’s Conflict Minerals Policy and updating as necessary.
Continue to collect supplier responses using the most current version of the CMRT.
Continue engaging with suppliers that did not provide responses in calendar year 2025, or provided incomplete responses, to enhance our data collection for calendar year 2026.
Increasing supplier engagement efforts by providing additional information, guidance, and training resources relating to responsible sourcing of 3TGs.
Monitoring and tracking performance of risk mitigation efforts.
Continue outreach efforts with SORs, including sending communications to SORs that have not been audited as conformant.
Continue to align due diligence activities with the OECD Due Diligence Guidance framework by increasing the focus on obtaining validated and reliable SOR information through supplier feedback and detailed smelter analysis.
Continue to compare and validate RCOI results to information collected against information obtained through independent third-party audit programs, including the RMI, and through our Company’s own direct outreach to smelters.
Continue to encourage responsible sourcing practices from the DRC and adjoining countries.

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Exhibit 1.01

APPENDIX A - Smelter and Refiner List

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228Conformant
TinAlpha Assembly Solutions IncUnited States of AmericaCID000292Conformant
TinPT Aries Kencana SejahteraIndonesiaCID000309In Communication
TinDowaJapanCID000402Conformant
TinEM VintoBolivia (Plurinational State of)CID000438Conformant
TinEstanho de Rondonia S.A.BrazilCID000448Conformant
TinFenix MetalsPolandCID000468Conformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538Conformant
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555Non-Conformant
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942Non-Conformant
TinChina Tin Group Co., Ltd.ChinaCID001070Conformant
TinMetallic Resources, Inc.United States of AmericaCID001142Conformant
TinMineracao Taboca S.A.BrazilCID001173Conformant
TinMinsurPeruCID001182Conformant
TinMitsubishi Materials CorporationJapanCID001191Conformant
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231Conformant
TinNovosibirsk Tin CombineRussian FederationCID001305RMI Due Diligence Review - Unable to Proceed
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314Conformant
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State of)CID001337Conformant
TinPT Artha Cipta LanggengIndonesiaCID001399Active
TinPT Mitra Stania PrimaIndonesiaCID001453Conformant
TinPT Prima Timah UtamaIndonesiaCID001458Conformant
TinPT Timah Tbk KundurIndonesiaCID001477Conformant
TinPT Timah Tbk MentokIndonesiaCID001482Conformant
TinRui Da HungTaiwan, Province of ChinaCID001539Conformant
TinThaisarcoThailandCID001898Conformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908Non-Conformant
TinVQB Mineral and Trading Group JSCViet NamCID002015Outreach Required
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036Conformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158Non-Conformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaCID002180Conformant
TinMagnu’s Minerais Metais e Ligas Ltda.BrazilCID002468Conformant
TinMelt Metais e Ligas S.A.BrazilCID002500Non-Conformant
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503Conformant
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517Conformant
TinCV Ayi JayaIndonesiaCID002570Conformant
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573Outreach Required
TinPT Cipta Persada MuliaIndonesiaCID002696Conformant
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Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703Outreach Required
TinResind Industria e Comercio Ltda.BrazilCID002706Conformant
TinSuper LigasBrazilCID002756Conformant
TinAurubis BeerseBelgiumCID002773Conformant
TinAurubis BerangoSpainCID002774Conformant
TinPT Bangka Prima TinIndonesiaCID002776Conformant
TinModeltech Sdn BhdMalaysiaCID002858Non-Conformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116Conformant
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190Conformant
TinTin Technology & RefiningUnited States of AmericaCID003325Conformant
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356Non-Conformant
TinLuna Smelter, Ltd.RwandaCID003387Conformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397Conformant
TinPrecious Minerals and Smelting LimitedIndiaCID003409Non-Conformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410Outreach Required
TinPT Mitra Sukses GlobalindoIndonesiaCID003449Conformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486Active
TinCRM SynergiesSpainCID003524Conformant
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582Conformant
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCID003868Conformant
TungstenA.L.M.T. Corp.JapanCID000004Conformant
GoldAdvanced Chemical CompanyUnited States of AmericaCID000015Conformant
GoldAida Chemical Industries Co., Ltd.JapanCID000019Conformant
GoldAgosi AGGermanyCID000035Conformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041Conformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058Conformant
GoldArgor-Heraeus S.A.SwitzerlandCID000077Conformant
GoldAsahi Pretec Corp.JapanCID000082Conformant
GoldAsaka Riken Co., Ltd.JapanCID000090Conformant
TungstenKennametal HuntsvilleUnited States of AmericaCID000105Conformant
GoldAurubis AGGermanyCID000113Conformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128Conformant
GoldBoliden RonnskarSwedenCID000157Conformant
GoldC. Hafner GmbH + Co. KGGermanyCID000176Conformant
GoldCaridadMexicoCID000180Outreach Required
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185Conformant
GoldCendres + Metaux S.A.SwitzerlandCID000189Non-Conformant
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197Outreach Required
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218Conformant
GoldChimet S.p.A.ItalyCID000233Conformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258Conformant
GoldChugai MiningJapanCID000264Conformant
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Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.ChinaCID000291Conformant
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343Outreach Required
GoldDSC (Do Sung Corporation)Korea, Republic ofCID000359Conformant
TinDongguan Best Alloys Co., Ltd.ChinaCID000377Conformant
GoldDowaJapanCID000401Conformant
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425Conformant
TantalumF&X Electro-Materials Ltd.ChinaCID000460Conformant
GoldJSC Novosibirsk RefineryRussian FederationCID000493RMI Due Diligence Review - Unable to Proceed
TungstenGlobal Tungsten & Powders LLCUnited States of AmericaCID000568Conformant
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCID000616Conformant
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671Outreach Required
GoldLT Metal Ltd.Korea, Republic ofCID000689Conformant
GoldHeimerle + Meule GmbHGermanyCID000694Conformant
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707Conformant
GoldHeraeus Germany GmbH Co. KGGermanyCID000711Conformant
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767Outreach Required
TungstenHunan Jintai New Material Co., Ltd.ChinaCID000769Non-Conformant
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773Outreach Required
GoldHwaSeong CJ CO., LTD.Korea, Republic ofCID000778Communication Suspended - Not Interested
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801Conformant
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807Conformant
GoldIstanbul Gold RefineryTurkeyCID000814Conformant
GoldJapan MintJapanCID000823Conformant
TungstenJapan New Metals Co., Ltd.JapanCID000825Conformant
GoldJiangxi Copper Co., Ltd.ChinaCID000855Conformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914Conformant
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917Conformant
GoldAsahi Refining USA Inc.United States of AmericaCID000920Conformant
GoldAsahi Refining Canada Ltd.CanadaCID000924Conformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927RMI Due Diligence Review - Unable to Proceed
GoldJSC UralelectromedRussian FederationCID000929RMI Due Diligence Review - Unable to Proceed
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937Conformant
GoldKazakhmys Smelting LLCKazakhstanCID000956Outreach Required
GoldKazzincKazakhstanCID000957Conformant
TungstenKennametal FallonUnited States of AmericaCID000966Conformant
GoldKennecott Utah Copper LLCUnited States of AmericaCID000969Conformant
GoldKojima Chemicals Co., Ltd.JapanCID000981Conformant
10


Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
GoldKyrgyzaltyn JSCKyrgyzstanCID001029Non-Conformant
GoldLingbao Gold Co., Ltd.ChinaCID001056Outreach Required
TantalumAMG BrasilBrazilCID001076Conformant
GoldLS MnM Inc.Korea, Republic ofCID001078Conformant
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093Outreach Required
GoldMaterionUnited States of AmericaCID001113Conformant
GoldMatsuda Sangyo Co., Ltd.JapanCID001119Conformant
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147Conformant
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149Conformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152Conformant
GoldMetalor Technologies S.A.SwitzerlandCID001153Conformant
GoldMetalor USA Refining CorporationUnited States of AmericaCID001157Conformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161Conformant
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163Conformant
TantalumMineracao Taboca S.A.BrazilCID001175Conformant
GoldMitsubishi Materials CorporationJapanCID001188Conformant
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192Conformant
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193Conformant
TantalumNPM Silmet ASEstoniaCID001200Conformant
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204RMI Due Diligence Review - Unable to Proceed
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220Conformant
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236Conformant
GoldNihon Material Co., Ltd.JapanCID001259Conformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277Conformant
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325Conformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326RMI Due Diligence Review - Unable to Proceed
GoldMKS PAMP SASwitzerlandCID001352Conformant
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362Outreach Required
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386RMI Due Diligence Review - Unable to Proceed
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397Conformant
GoldPX Precinox S.A.SwitzerlandCID001498Conformant
GoldRand Refinery (Pty) Ltd.South AfricaCID001512Conformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522Conformant
GoldRoyal Canadian MintCanadaCID001534Conformant
GoldSabin Metal Corp.United States of AmericaCID001546Communication Suspended - Not Interested
GoldSamduck Precious MetalsKorea, Republic ofCID001555Non-Conformant
GoldSamwon Metals Corp.Korea, Republic ofCID001562Communication Suspended - Not Interested
11


Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585Conformant
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619Outreach Required
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622Conformant
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736Conformant
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756RMI Due Diligence Review - Unable to Proceed
GoldSolar Applied Materials Technology Corp.Taiwan, Province of ChinaCID001761Conformant
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769RMI Due Diligence Review - Unable to Proceed
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798Conformant
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province of ChinaCID001810Outreach Required
TantalumTaki Chemical Co., Ltd.JapanCID001869Conformant
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875Conformant
TantalumTelex MetalsUnited States of AmericaCID001891Conformant
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909Outreach Required
GoldShandong Gold Smelting Co., Ltd.ChinaCID001916Conformant
GoldTokuriki Honten Co., Ltd.JapanCID001938Conformant
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947Outreach Required
GoldTorecomKorea, Republic ofCID001955Non-Conformant
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969Conformant
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980Conformant
GoldUnited Precious Metal Refining, Inc.United States of AmericaCID001993Conformant
GoldValcambi S.A.SwitzerlandCID002003Conformant
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030Conformant
TungstenWolfram Bergbau und Hutten AGAustriaCID002044Conformant
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082Conformant
GoldYamakin Co., Ltd.JapanCID002100Conformant
GoldYokohama Metal Co., Ltd.JapanCID002129Conformant
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224Conformant
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243Conformant
GoldMorris and WatsonNew ZealandCID002282Outreach Required
GoldSAFINA A.S.CzechiaCID002290Conformant
TungstenJiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.ChinaCID002313Communication Suspended - Not Interested
GoldUmicore Precious Metals ThailandThailandCID002314Non-Conformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315Active
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316Conformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317Conformant
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319Conformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320Conformant
12


Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321Conformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492Conformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494Conformant
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502Conformant
TantalumD Block Metals, LLCUnited States of AmericaCID002504Conformant
TantalumFIR Metals & Resource Ltd.ChinaCID002505Conformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506Conformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508Conformant
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509Conformant
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511Conformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512Conformant
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaCID002513Non-Conformant
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515RMI Due Diligence Review - Unable to Proceed
GoldSingway Technology Co., Ltd.Taiwan, Province of ChinaCID002516Non-Conformant
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525Outreach Required
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527Outreach Required
TantalumKEMET de MexicoMexicoCID002539Conformant
TungstenH.C. Starck Tungsten GmbHGermanyCID002541Conformant
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542Conformant
TungstenMasan High-Tech MaterialsViet NamCID002543Conformant
TantalumTANIOBIS Co., Ltd.ThailandCID002544Conformant
TantalumTANIOBIS GmbHGermanyCID002545Conformant
TantalumMaterion Newton Inc.United States of AmericaCID002548Conformant
TantalumTANIOBIS Japan Co., Ltd.JapanCID002549Conformant
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCID002550Conformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551Conformant
TantalumGlobal Advanced Metals BoyertownUnited States of AmericaCID002557Conformant
TantalumGlobal Advanced Metals AizuJapanCID002558Conformant
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560Non-Conformant
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561Non-Conformant
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562Outreach Required
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572Non-Conformant
GoldT.C.A S.p.AItalyCID002580Conformant
GoldREMONDIS PMR B.V.NetherlandsCID002582Conformant
GoldFujairah Gold FZCUnited Arab EmiratesCID002584Outreach Required
GoldShirpur Gold Refinery Ltd.IndiaCID002588Outreach Required
TungstenNiagara Refining LLCUnited States of AmericaCID002589Conformant
TinPT Rajehan AriqIndonesiaCID002593Conformant
GoldKorea Zinc Co., Ltd.Korea, Republic ofCID002605Conformant
13


Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
GoldMarsam MetalsBrazilCID002606Non-Conformant
GoldTOO Tau-Ken-AltynKazakhstanCID002615Conformant
TungstenChina Molybdenum Tungsten Co., Ltd.ChinaCID002641Conformant
TungstenHydrometallurg, JSCRussian FederationCID002649RMI Due Diligence Review - Unable to Proceed
TungstenUzbek Refractory and Heat-Resistant MetalsUzbekistanCID002660Active
TantalumResind Industria e Comercio Ltda.BrazilCID002707Conformant
GoldAbington Reldan Metals, LLCUnited States of AmericaCID002708Conformant
TungstenUnecha Refractory metals plantRussian FederationCID002724Non-Conformant
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750Outreach Required
GoldAlbino Mountinho Lda.PortugalCID002760Outreach Required
GoldSAAMPFranceCID002761Non-Conformant
GoldL’Orfebre S.A.AndorraCID002762Non-Conformant
Gold8853 S.p.A.ItalyCID002763Non-Conformant
GoldItalpreziosiItalyCID002765Conformant
GoldWIELAND Edelmetalle GmbHGermanyCID002778Conformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779Conformant
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842Conformant
TungstenMoliren Ltd.Russian FederationCID002845RMI Due Diligence Review - Unable to Proceed
GoldAU Traders and RefinersSouth AfricaCID002850Non-Conformant
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852Non-Conformant
GoldModeltech Sdn BhdMalaysiaCID002857Non-Conformant
GoldBangalore RefineryIndiaCID002863Conformant
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865RMI Due Diligence Review - Unable to Proceed
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867Outreach Required
GoldPease & CurrenUnited States of AmericaCID002872Communication Suspended - Not Interested
GoldJALAN & CompanyIndiaCID002893Outreach Required
GoldSungEel HiMetal Co., Ltd.Korea, Republic ofCID002918Conformant
GoldPlanta Recuperadora de Metales SpAChileCID002919Conformant
GoldABC Refinery Pty Ltd.AustraliaCID002920Outreach Required
GoldSafimet S.p.AItalyCID002973Non-Conformant
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153Outreach Required
GoldAfrican Gold RefineryUgandaCID003185RMI Due Diligence Review - Unable to Proceed
GoldGold Coast RefineryGhanaCID003186Outreach Required
GoldNH Recytech CompanyKorea, Republic ofCID003189Conformant
GoldQG Refining, LLCUnited States of AmericaCID003324Outreach Required
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348Outreach Required
TinMa’anshan Weitai Tin Co., Ltd.ChinaCID003379Non-Conformant
14


Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
TinPT Masbro Alam StaniaIndonesiaCID003380Active
GoldCGR Metalloys Pvt Ltd.IndiaCID003382Outreach Required
GoldSovereign MetalsIndiaCID003383Outreach Required
TungstenLianyou Metals Co., Ltd.Taiwan, Province of ChinaCID003407Conformant
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408RMI Due Diligence Review - Unable to Proceed
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416RMI Due Diligence Review - Unable to Proceed
TungstenHubei Green Tungsten Co., Ltd.ChinaCID003417Conformant
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424Conformant
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425Conformant
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427Non-Conformant
GoldAugmont Enterprises Private LimitedIndiaCID003461Non-Conformant
GoldKundan Care Products Ltd.IndiaCID003463Outreach Required
TungstenCronimet Brasil LtdaBrazilCID003468Conformant
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490Outreach Required
GoldK.A. RasmussenNorwayCID003497Outreach Required
GoldAlexy MetalsUnited States of AmericaCID003500Non-Conformant
GoldMD OverseasIndiaCID003548Outreach Required
GoldMetallix Refining Inc.United States of AmericaCID003557Outreach Required
GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575Conformant
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaCID003609Non-Conformant
TungstenOOO “Technolom” 2Russian FederationCID003612RMI Due Diligence Review - Unable to Proceed
TungstenOOO “Technolom” 1Russian FederationCID003614RMI Due Diligence Review - Unable to Proceed
GoldWEEEREFININGFranceCID003615Non-Conformant
GoldGold by Gold ColombiaColombiaCID003641Conformant
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaCID003662Outreach Required
GoldDongwu Gold GroupChinaCID003663Outreach Required
GoldSam Precious MetalsUnited Arab EmiratesCID003666Outreach Required
GoldNOBLE METAL SERVICESUnited States of AmericaCID003690Outreach Required
Tantalum5D Production OUEstoniaCID003926Outreach Required
TungstenTungsten Vietnam Joint Stock CompanyViet NamCID003993Conformant
GoldCoimpa Industrial LTDABrazilCID004010Conformant
TungstenNam Viet Cromit Joint Stock CompanyViet NamCID004034Outreach Required
TantalumPowerX Ltd.RwandaCID004054Conformant
TinMining Minerals Resources SARLCongo, Democratic Republic of theCID004065Conformant
15


Exhibit 1.01

 MetalSmelter NameSmelter Facility LocationSmelter IDRMAP Audit Status
TungstenLianyou Resources Co., Ltd.Taiwan, Province of ChinaCID004397Conformant
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JapanCID004403Conformant
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.ChinaCID004430Conformant
TinMalaysia Smelting Corporation Berhad (Port Klang)MalaysiaCID004434Conformant
GoldSHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.ChinaCID004435Outreach Required
TungstenPhilippine Carreytech Metal Corp.PhilippinesCID004438Non-Conformant
GoldTITAN COMPANY LIMITED, JEWELLERY DIVISIONIndiaCID004491Non-Conformant
GoldGG Refinery Ltd.Tanzania, United Republic ofCID004506Conformant
TungstenKENEE MINING VIETNAM COMPANY LIMITEDViet NamCID004619Conformant
TinRIKAYAA GREENTECH PRIVATE LIMITEDIndiaCID004692Outreach Required
GoldAttero Recycling Pvt LtdIndiaCID004697Outreach Required
GoldSOLEIL METALS (Chala One Plant)PeruCID004704Active
GoldSOLEIL METALS (YAKARI Plant)PeruCID004705Active
GoldImpala Platinum - Platinum Metals Refinery (PMR)South AfricaCID004714Conformant
TinWoodcross Smelting Company LimitedUgandaCID004724Conformant
TinGlobal Advanced Metals Greenbushes Pty Ltd.AustraliaCID004754Conformant
GoldElite Industech Co., Ltd.Taiwan, Province of ChinaCID004755Conformant
TinLongnan Chuangyue Environmental Protection Technology Development Co., LtdChinaCID004796Outreach Required
TungstenPhilippine Bonway Manufacturing Industrial CorporationPhilippinesCID004797Conformant
TantalumJiangxi Sanshi Nonferrous Metals Co., LtdChinaCID004813Active
GoldGasabo Gold Refinery LtdRwandaCID005006RMI Due Diligence Review - Unable to Proceed
TungstenJing Yuan Tungsten Technology Co., Ltd.Taiwan, Province of ChinaCID005012Conformant
GoldMinera Titán del Perú SRL (MTP) - Belen PlantPeruCID005014Non-Conformant
TungstenS.P.T. spol.s r.o.CzechiaCID005068Conformant
TinP Kay Metal, IncUnited States of AmericaCID005189Conformant
TungstenTungamoy Metals Inc.Korea, Republic ofCID005248Conformant
TinPT Premium Tin IndonesiaIndonesiaCID000313Conformant
GoldAtlantic CopperSpainCID003350Outreach Required
TinConecsus LLCUnited States of AmericaCID003504Active
TungstenGeo EnterpriseGeorgiaCID005373Outreach Required
GoldNaoshima Smelter & RefineryJapanCID005396Outreach Required
GoldKGHM Polska Miedz S.A. Oddzial Huta Miedzi, GlogowPolandCID005401Outreach Required
GoldAurubis AG, HamburgGermanyCID005476Outreach Required

16


Exhibit 1.01

APPENDIX B - Countries of Origin
ChinaNigeriaNetherlandsSouth SudanArmenia
BrazilUnited KingdomMadagascarItalyBenin
AustraliaGuyanaHong KongGhanaKyrgyzstan
JapanKazakhstanRwandaSwedenDominica
CanadaEcuadorMozambiqueEritreaBulgaria
United StatesHungarySlovakiaPapua New GuineaMauritania
IndonesiaCambodiaPanamaSaudi ArabiaLiberia
PeruMyanmarSouth AfricaBelarusSenegal
GermanyLuxembourgBurundiUnited Arab EmiratesTajikistan
MalaysiaIrelandCongoPolandCentral African Republic
ChileSwitzerlandBolivia (Plurinational State of)MaliGeorgia
IndiaFranceSurinameEl SalvadorDominican Republic
AustriaEthiopiaPhilippinesBurkina FasoSerbia
KoreaSingaporeAndorraNew ZealandUruguay
ArgentinaNamibiaTanzaniaGuatemalaKenya
MongoliaMexicoZimbabweAzerbaijanFiji
ThailandIsraelGuineaFinlandCyprus
ColombiaEstoniaZambiaJerseyBotswana
PortugalTaiwanDjiboutiNicaraguaLithuania
SpainDemocratic Republic of CongoSudanHondurasOman
NigerSierra LeoneUzbekistanLiechtensteinBermuda
Russian FederationViet NamTurkeyMoroccoAlbania
BelgiumEgyptAngolaUgandaSolomon Islands
Norway
17