APPENDIX A

 

Client Name 

  

Jurisdiction of Formation/Client Type 

Baron ETF Trust

   Delaware statutory trust

Baron First Principles ETF

   ETF Client

Baron Global Durable Advantage ETF

  

ETF Client

Baron SMID Cap ETF

   ETF Client

Baron Financials ETF

   ETF Client

Baron Technology ETF

   ETF Client

Baron Emerging Markets Select ETF

  

ETF Client

Baron Risk Optimized Large Cap ETF

  

ETF Client