REGULATORY REQUIREMENtS

12 Months Ended

Dec. 31, 2025

16.

REGULATORY REQUIREMENtS

The following table illustrates the minimum regulatory capital as established by the SFC that the Company’s subsidiaries are required to maintain and the actual amounts of capital that were maintained:

	Minimum regulatory capital requirement		Capital levels maintained		Excess net capital		Percent of requirement maintained
	As of December 31, 2024
	Minimum regulatory capital requirement		Capital levels maintained		Excess net capital		Percent of requirement maintained
	HKD’000		HKD’000		HKD’000		HKD’000

Plutus Securities		3,000		23,934		20,934		798	%
Plutus AM		3,000		5,763		2,763		192	%
Total		6,000		29,697		23,697		495	%

	As of December 31, 2025
	Minimum regulatory capital requirement		Capital levels maintained		Excess net capital		Percent of requirement maintained
	HKD’000		HKD’000		HKD’000		HKD’000

Plutus Securities		3,000		8,255		5,255		275	%
Plutus AM		3,000		5,158		2,158		172	%
Total		6,000		13,413		7,413		224	%
Total (US$’000)		771		1,723		952		224	%

The Company’s operation subsidiary maintains capital levels greater than the minimum regulatory capital requirements and it is in compliance with the minimum regulatory capital established by the HKSFC.

- Definition

The entire disclosure for regulatory capital requirement for depository and lending institutions. Institutions include, but not are not limited to, finance company, insured depository institution, bank holding company, savings and loan association holding company, bank and savings institution not federally insured, mortgage company, foreign financial institution and credit union.

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