CONSOLIDATED SCHEDULE OF INVESTMENTS 1 - USD ($) $ in Thousands |
Mar. 31, 2026 |
Dec. 31, 2025 |
| Percent of net assets |
|
223.84%
|
[1],[2] |
221.58%
|
[3],[4] |
| Basis spread on variable rate |
|
3.67%
|
|
3.82%
|
|
| Interest rate |
|
13.50%
|
|
|
|
| Cost |
|
$ 825,117
|
[1],[5],[6],[7] |
$ 820,363
|
[3],[8],[9],[10] |
| Fair Value |
|
785,635
|
[1],[6],[7] |
783,544
|
[3],[9],[10] |
| Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 808,844
|
|
$ 804,090
|
|
| Debt Investments |
|
|
|
|
|
| Basis spread on variable rate |
|
6.75%
|
|
|
|
| Interest rate |
|
|
|
3.25%
|
|
| Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
182.71%
|
[2] |
182.50%
|
[4] |
| Outstanding Principal |
|
$ 724,788
|
|
$ 721,929
|
|
| Cost |
|
716,739
|
[5] |
712,263
|
[8] |
| Fair Value |
|
$ 641,286
|
|
$ 645,366
|
|
| Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
14.84%
|
[1],[2] |
13.91%
|
[3],[4] |
| Cost |
|
$ 27,683
|
[1],[5] |
$ 27,988
|
[3],[8] |
| Fair Value |
|
$ 52,086
|
[1] |
$ 49,194
|
[3] |
| Equity Investments |
|
|
|
|
|
| Percent of net assets |
|
26.29%
|
[1],[2] |
25.16%
|
[3],[4] |
| Cost |
|
$ 80,695
|
[1],[5] |
$ 80,112
|
[3],[8] |
| Fair Value |
|
$ 92,263
|
[1] |
$ 88,984
|
[3] |
| Cash Equivalents |
|
|
|
|
|
| Percent of net assets |
|
1.73%
|
[1],[2] |
5.35%
|
[3],[4] |
| Cost |
|
$ 6,082
|
[1],[5] |
$ 18,924
|
[3],[8] |
| Fair Value |
|
6,082
|
[1] |
18,924
|
[3] |
| Cash Equivalents | Federated Government Obligations Fund | Money Market Fund |
|
|
|
|
|
| Cost |
|
6,082
|
[1],[5] |
18,924
|
[3],[8] |
| Fair Value |
|
$ 6,082
|
[1] |
$ 18,924
|
[3] |
| Aerospace and Defense | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
5.94%
|
[2] |
5.85%
|
[4] |
| Outstanding Principal |
|
$ 20,733
|
|
$ 20,733
|
|
| Cost |
|
20,797
|
[5] |
20,697
|
[8] |
| Fair Value |
|
20,858
|
|
20,697
|
|
| Aerospace and Defense | Debt Investments | Parry Labs, LLC | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
19,733
|
|
19,733
|
|
| Cost |
|
19,849
|
[5] |
19,756
|
[8] |
| Fair Value |
|
$ 19,849
|
|
$ 19,756
|
|
| Aerospace and Defense | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.15%
|
[1],[2] |
0.14%
|
[3],[4] |
| Cost |
|
$ 390
|
[1],[5] |
$ 390
|
[3],[8] |
| Fair Value |
|
$ 522
|
[1] |
$ 478
|
[3] |
| Business Applications Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
12.73%
|
[2] |
12.55%
|
[4] |
| Outstanding Principal |
|
$ 44,316
|
|
$ 44,186
|
|
| Cost |
|
44,689
|
[5] |
44,380
|
[8] |
| Fair Value |
|
44,689
|
|
44,380
|
|
| Business Applications Software | Debt Investments | Arcadia Power, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
9,902
|
|
9,902
|
|
| Cost |
|
10,350
|
[5] |
10,246
|
[8] |
| Fair Value |
|
$ 10,350
|
|
$ 10,246
|
|
| Business Applications Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
1.25%
|
[1],[2] |
1.24%
|
[3],[4] |
| Cost |
|
$ 2,263
|
[1],[5] |
$ 2,263
|
[3],[8] |
| Fair Value |
|
4,379
|
[1] |
4,379
|
[3] |
| Business Applications Software | Warrant investments | Arcadia Power, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
302
|
[1],[5] |
302
|
[3],[8] |
| Fair Value |
|
56
|
[1] |
56
|
[3] |
| Business Applications Software | Warrant investments | FlashParking, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
950
|
[1],[5] |
950
|
[3],[8] |
| Fair Value |
|
$ 1,325
|
[1] |
$ 1,325
|
[3] |
| Business Applications Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.98%
|
[1],[2] |
0.96%
|
[3],[4] |
| Cost |
|
$ 3,453
|
[1],[5] |
$ 3,432
|
[3],[8] |
| Fair Value |
|
3,429
|
[1] |
3,408
|
[3] |
| Business Applications Software | Equity Investments | Farmer's Business Network, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
166
|
[1],[5] |
166
|
[3],[8] |
| Fair Value |
|
$ 25
|
[1] |
$ 25
|
[3] |
| Business Products and Services | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
5.05%
|
[2] |
4.18%
|
[4] |
| Outstanding Principal |
|
$ 21,503
|
|
$ 18,488
|
|
| Cost |
|
20,186
|
[5] |
17,012
|
[8] |
| Fair Value |
|
17,732
|
|
14,786
|
|
| Business Products and Services | Debt Investments | Muon Space, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
8,017
|
|
5,200
|
|
| Cost |
|
8,021
|
[5] |
5,192
|
[8] |
| Fair Value |
|
8,063
|
|
5,247
|
|
| Business Products and Services | Debt Investments | Quick Commerce Ltd. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
13,363
|
[11],[12] |
13,165
|
[13],[14] |
| Cost |
|
12,041
|
[5],[11],[12] |
11,697
|
[8],[13],[14] |
| Fair Value |
|
$ 9,545
|
[11],[12] |
$ 9,416
|
[13],[14] |
| Business Products and Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.25%
|
[1],[2] |
0.24%
|
[3],[4] |
| Cost |
|
$ 825
|
[1],[5] |
$ 825
|
[3],[8] |
| Fair Value |
|
860
|
[1] |
860
|
[3] |
| Business Products and Services | Warrant investments | Cart.com, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
502
|
[1],[5] |
502
|
[3],[8] |
| Fair Value |
|
$ 497
|
[1] |
$ 497
|
[3] |
| Business Products and Services | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
2.28%
|
[1],[2] |
2.31%
|
[3],[4] |
| Cost |
|
$ 8,339
|
[1],[5] |
$ 8,339
|
[3],[8] |
| Fair Value |
|
$ 7,999
|
[1] |
$ 8,163
|
[3] |
| Business/Productivity Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
37.45%
|
[2] |
36.53%
|
[4] |
| Outstanding Principal |
|
$ 136,556
|
|
$ 132,800
|
|
| Cost |
|
136,254
|
[5] |
132,183
|
[8] |
| Fair Value |
|
131,450
|
|
129,182
|
|
| Business/Productivity Software | Debt Investments | Ao1 Holdings, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
7,006
|
|
|
|
| Cost |
[5] |
7,012
|
|
|
|
| Fair Value |
|
6,887
|
|
|
|
| Business/Productivity Software | Debt Investments | Bitonic Technology Labs, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
15,000
|
|
|
|
| Cost |
[5] |
14,943
|
|
|
|
| Fair Value |
|
14,943
|
|
|
|
| Business/Productivity Software | Debt Investments | Forum Brands, LLC | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
38,925
|
|
37,769
|
|
| Cost |
|
40,329
|
[5] |
39,098
|
[8] |
| Fair Value |
|
35,650
|
|
35,602
|
|
| Business/Productivity Software | Debt Investments | PlanHub, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
26,625
|
|
26,438
|
|
| Cost |
|
26,254
|
[5] |
26,056
|
[8] |
| Fair Value |
|
$ 26,254
|
|
$ 26,056
|
|
| Business/Productivity Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.74%
|
[1],[2] |
0.86%
|
[3],[4] |
| Cost |
|
$ 2,701
|
[1],[5] |
$ 2,711
|
[3],[8] |
| Fair Value |
|
$ 2,581
|
[1] |
$ 3,038
|
[3] |
| Business/Productivity Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.13%
|
[1],[2] |
0.18%
|
[3],[4] |
| Cost |
|
$ 770
|
[1],[5] |
$ 770
|
[3],[8] |
| Fair Value |
|
$ 448
|
[1] |
$ 644
|
[3] |
| Computer Hardware | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.70%
|
[2] |
0.55%
|
[4] |
| Outstanding Principal |
|
$ 2,500
|
|
$ 2,000
|
|
| Cost |
|
2,462
|
[5] |
1,958
|
[8] |
| Fair Value |
|
$ 2,462
|
|
$ 1,958
|
|
| Computer Hardware | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.07%
|
[1],[2] |
0.04%
|
[3],[4] |
| Cost |
|
$ 210
|
[1],[5] |
$ 205
|
[3],[8] |
| Fair Value |
|
$ 235
|
[1] |
$ 143
|
[3] |
| Computer Hardware | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
[1],[2] |
0.03%
|
|
|
|
| Cost |
[1],[5] |
$ 90
|
|
|
|
| Fair Value |
[1] |
$ 90
|
|
|
|
| Consumer Products and Services | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
21.16%
|
[2] |
21.61%
|
[4] |
| Outstanding Principal |
|
$ 95,128
|
|
$ 96,186
|
|
| Cost |
|
93,066
|
[5] |
93,803
|
[8] |
| Fair Value |
|
74,269
|
|
76,403
|
|
| Consumer Products and Services | Debt Investments | Fiton Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
11,000
|
|
10,999
|
|
| Cost |
|
10,996
|
[5] |
10,960
|
[8] |
| Fair Value |
|
10,996
|
|
10,960
|
|
| Consumer Products and Services | Debt Investments | Flink SE | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
29,904
|
[11],[12] |
29,904
|
[13],[14] |
| Cost |
|
30,856
|
[5],[11],[12] |
30,783
|
[8],[13],[14] |
| Fair Value |
|
30,856
|
[11],[12] |
30,783
|
[13],[14] |
| Consumer Products and Services | Debt Investments | Frubana Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
10,039
|
[11],[12],[15] |
11,064
|
[13],[14],[16] |
| Cost |
|
10,386
|
[5],[11],[12],[15] |
11,411
|
[8],[13],[14],[16] |
| Fair Value |
|
2,979
|
[11],[12],[15] |
3,991
|
[13],[14],[16] |
| Consumer Products and Services | Debt Investments | Hydrow, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
25,442
|
|
25,546
|
|
| Cost |
|
25,993
|
[5] |
25,941
|
[8] |
| Fair Value |
|
21,314
|
|
22,716
|
|
| Consumer Products and Services | Debt Investments | JOKR S.à r.l. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
4,873
|
[11],[12] |
4,806
|
[13],[14] |
| Cost |
|
5,260
|
[5],[11],[12] |
5,133
|
[8],[13],[14] |
| Fair Value |
|
4,931
|
[11],[12] |
4,712
|
[13],[14] |
| Consumer Products and Services | Debt Investments | Project 1920, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
4,027
|
[15] |
4,027
|
[16] |
| Cost |
|
4,115
|
[5],[15] |
4,115
|
[8],[16] |
| Fair Value |
|
875
|
[15] |
875
|
[16] |
| Consumer Products and Services | Debt Investments | MA Micro Limited | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
9,721
|
[11],[12] |
9,721
|
[13],[14] |
| Cost |
|
5,341
|
[5],[11],[12] |
5,341
|
[8],[13],[14] |
| Fair Value |
|
$ 2,202
|
[11],[12] |
$ 2,247
|
[13],[14] |
| Consumer Products and Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.26%
|
[1],[2] |
0.28%
|
[3],[4] |
| Cost |
|
$ 1,859
|
[1],[5] |
$ 1,859
|
[3],[8] |
| Fair Value |
|
913
|
[1] |
974
|
[3] |
| Consumer Products and Services | Warrant investments | Hydrow, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
258
|
[1],[5] |
258
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| Consumer Products and Services | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
8.69%
|
[1],[2] |
8.72%
|
[3],[4] |
| Cost |
|
$ 25,978
|
[1],[5] |
$ 25,978
|
[3],[8] |
| Fair Value |
|
30,515
|
[1] |
30,844
|
[3] |
| Consumer Products and Services | Equity Investments | JOKR S.à r.l. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
577
|
[1],[5] |
577
|
[3],[8],[13],[14] |
| Fair Value |
|
904
|
[1] |
904
|
[3],[13],[14] |
| Consumer Products and Services | Equity Investments | Nakdcom One World AB | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
16,155
|
[1],[5],[17] |
16,155
|
[3],[8],[13],[14],[18] |
| Fair Value |
|
$ 15,799
|
[1],[17] |
$ 16,121
|
[3],[13],[14],[18] |
| Communication Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
3.59%
|
[2] |
3.53%
|
[4] |
| Outstanding Principal |
|
$ 12,500
|
|
$ 12,500
|
|
| Cost |
|
12,592
|
[5] |
12,486
|
[8] |
| Fair Value |
|
$ 12,592
|
|
$ 12,486
|
|
| Communication Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.08%
|
[1],[2] |
0.08%
|
[3],[4] |
| Cost |
|
$ 280
|
[1],[5] |
$ 280
|
[3],[8] |
| Fair Value |
|
$ 280
|
[1] |
$ 280
|
[3] |
| Consumer Retail | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
1.60%
|
[2] |
1.56%
|
[4] |
| Outstanding Principal |
|
$ 6,250
|
|
$ 6,250
|
|
| Cost |
|
5,615
|
[5] |
5,527
|
[8] |
| Fair Value |
|
$ 5,603
|
|
$ 5,527
|
|
| Consumer Retail | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.12%
|
[1],[2] |
0.18%
|
[3],[4] |
| Cost |
|
$ 838
|
[1],[5] |
$ 838
|
[3],[8] |
| Fair Value |
|
$ 430
|
[1] |
$ 646
|
[3] |
| Consumer Retail | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.00%
|
[1],[2] |
0.01%
|
[3],[4] |
| Cost |
|
$ 1,000
|
[1],[5] |
$ 1,000
|
[3],[8] |
| Fair Value |
|
$ 12
|
[1] |
$ 29
|
[3] |
| Database Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
2.89%
|
[2] |
2.85%
|
[4] |
| Outstanding Principal |
|
$ 10,000
|
|
$ 10,000
|
|
| Cost |
|
10,151
|
[5] |
10,094
|
[8] |
| Fair Value |
|
$ 10,151
|
|
$ 10,094
|
|
| Database Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.18%
|
[1],[2] |
0.14%
|
[3],[4] |
| Cost |
|
$ 210
|
[1],[5] |
$ 210
|
[3],[8] |
| Fair Value |
|
$ 642
|
[1] |
$ 485
|
[3] |
| Database Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
[1],[2] |
0.03%
|
|
|
|
| Cost |
[1],[5] |
$ 112
|
|
|
|
| Fair Value |
[1] |
$ 112
|
|
|
|
| E-Commerce - Clothing and Accessories | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
26.89%
|
[2] |
27.46%
|
[4] |
| Outstanding Principal |
|
$ 98,745
|
|
$ 97,895
|
|
| Cost |
|
104,874
|
[5] |
103,461
|
[8] |
| Fair Value |
|
94,369
|
|
97,114
|
|
| E-Commerce - Clothing and Accessories | Debt Investments | Minted, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
17,857
|
|
17,857
|
|
| Cost |
|
17,996
|
[5] |
17,949
|
[8] |
| Fair Value |
|
17,991
|
|
17,944
|
|
| E-Commerce - Clothing and Accessories | Debt Investments | Outfittery GMBH | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
38,523
|
[11],[12] |
37,767
|
[13],[14] |
| Cost |
|
42,392
|
[5],[11],[12] |
41,425
|
[8],[13],[14] |
| Fair Value |
|
32,674
|
[11],[12] |
36,034
|
[13],[14] |
| E-Commerce - Clothing and Accessories | Debt Investments | Trendly, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
28,000
|
|
28,000
|
|
| Cost |
|
30,674
|
[5] |
30,538
|
[8] |
| Fair Value |
|
$ 29,892
|
|
$ 29,587
|
|
| E-Commerce - Clothing and Accessories | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.83%
|
[1],[2] |
0.85%
|
[3],[4] |
| Cost |
|
$ 5,927
|
[1],[5] |
$ 5,927
|
[3],[8] |
| Fair Value |
|
2,930
|
[1] |
3,002
|
[3] |
| E-Commerce - Clothing and Accessories | Warrant investments | Trendly, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
425
|
[1],[5] |
425
|
[3],[8] |
| Fair Value |
|
310
|
[1] |
310
|
[3] |
| E-Commerce - Clothing and Accessories | Warrant investments | FabFitFun, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
1,762
|
[1],[5] |
1,762
|
[3],[8] |
| Fair Value |
|
$ 933
|
[1] |
$ 933
|
[3] |
| E-Commerce - Clothing and Accessories | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.13%
|
[1],[2] |
0.13%
|
[3],[4] |
| Cost |
|
$ 500
|
[1],[5] |
$ 500
|
[3],[8] |
| Fair Value |
|
$ 454
|
[1] |
$ 454
|
[3] |
| Educational/Training Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
3.37%
|
[2] |
3.32%
|
[4] |
| Outstanding Principal |
|
$ 11,514
|
|
$ 11,514
|
|
| Cost |
|
11,833
|
[5] |
11,739
|
[8] |
| Fair Value |
|
$ 11,833
|
|
$ 11,739
|
|
| Educational/Training Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.01%
|
[1],[2] |
0.01%
|
[3],[4] |
| Cost |
|
$ 50
|
[1],[5] |
$ 50
|
[3],[8] |
| Fair Value |
|
$ 40
|
[1] |
$ 40
|
[3] |
| Educational/Training Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.01%
|
[1],[2] |
0.02%
|
[3],[4] |
| Cost |
|
$ 250
|
[1],[5] |
$ 250
|
[3],[8] |
| Fair Value |
|
$ 50
|
[1] |
$ 63
|
[3] |
| Energy | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.28%
|
[2] |
0.28%
|
[4] |
| Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
| Cost |
|
984
|
[5] |
978
|
[8] |
| Fair Value |
|
$ 984
|
|
$ 978
|
|
| Energy | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.00%
|
[1],[2] |
0.00%
|
[3],[4] |
| Cost |
|
$ 15
|
[1],[5] |
$ 15
|
[3],[8] |
| Fair Value |
|
$ 15
|
[1] |
$ 15
|
[3] |
| Energy | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
[1],[2] |
0.02%
|
|
|
|
| Cost |
[1],[5] |
$ 80
|
|
|
|
| Fair Value |
[1] |
$ 80
|
|
|
|
| Entertainment | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
6.24%
|
[2] |
6.25%
|
[4] |
| Outstanding Principal |
|
$ 65,006
|
|
$ 65,006
|
|
| Cost |
|
53,543
|
[5] |
53,543
|
[8] |
| Fair Value |
|
21,914
|
|
22,090
|
|
| Entertainment | Debt Investments | Mind Candy Limited | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
29,514
|
[11],[12],[15] |
29,514
|
[13],[14],[16] |
| Cost |
|
24,013
|
[5],[11],[12],[15] |
24,013
|
[8],[13],[14],[16] |
| Fair Value |
|
$ 12,101
|
[11],[12],[15] |
$ 12,100
|
[13],[14],[16] |
| Entertainment | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.00%
|
[1],[2] |
0.00%
|
[3],[4] |
| Cost |
|
$ 922
|
[1],[5] |
$ 922
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| Entertainment | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.00%
|
[1],[2] |
0.00%
|
[3],[4] |
| Cost |
|
$ 3,525
|
[1],[5] |
$ 3,525
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| Financial Institution and Services | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
10.53%
|
[2] |
10.45%
|
[4] |
| Outstanding Principal |
|
$ 43,278
|
|
$ 42,336
|
|
| Cost |
|
43,326
|
[5] |
42,325
|
[8] |
| Fair Value |
|
$ 36,969
|
|
$ 36,969
|
|
| Financial Institution and Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
5.60%
|
[1],[2] |
4.58%
|
[3],[4] |
| Cost |
|
$ 1,751
|
[1],[5] |
$ 1,751
|
[3],[8] |
| Fair Value |
|
19,638
|
[1] |
16,192
|
[3] |
| Financial Institution and Services | Warrant investments | Revolut Ltd | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
364
|
[1],[5] |
364
|
[3],[8],[13],[14] |
| Fair Value |
|
17,647
|
[1] |
14,165
|
[3],[13],[14] |
| Financial Institution and Services | Warrant investments | WorldRemit Group Limited | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
518
|
[1],[5] |
518
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 1,991
|
[1] |
$ 2,027
|
[3],[13],[14] |
| Financial Institution and Services | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
10.12%
|
[1],[2] |
9.19%
|
[3],[4] |
| Cost |
|
$ 23,389
|
[1],[5] |
$ 23,389
|
[3],[8] |
| Fair Value |
|
$ 35,530
|
[1] |
$ 32,508
|
[3] |
| Financial Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
4.35%
|
[2] |
4.44%
|
[4] |
| Outstanding Principal |
|
$ 15,106
|
|
$ 15,600
|
|
| Cost |
|
15,276
|
[5] |
15,709
|
[8] |
| Fair Value |
|
15,276
|
|
15,709
|
|
| Financial Software | Debt Investments | Ocrolus, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
10,000
|
|
10,000
|
|
| Cost |
|
10,170
|
[5] |
10,109
|
[8] |
| Fair Value |
|
$ 10,170
|
|
$ 10,109
|
|
| Financial Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.04%
|
[1],[2] |
0.04%
|
[3],[4] |
| Cost |
|
$ 243
|
[1],[5] |
$ 243
|
[3],[8] |
| Fair Value |
|
$ 153
|
[1] |
$ 153
|
[3] |
| Financial Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.07%
|
[1],[2] |
0.07%
|
[3],[4] |
| Cost |
|
$ 250
|
[1],[5] |
$ 250
|
[3],[8] |
| Fair Value |
|
$ 250
|
[1] |
$ 250
|
[3] |
| Healthcare Services | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.57%
|
[2] |
0.56%
|
[4] |
| Outstanding Principal |
|
$ 2,000
|
|
$ 2,000
|
|
| Cost |
|
2,001
|
[5] |
1,994
|
[8] |
| Fair Value |
|
$ 2,001
|
|
$ 1,994
|
|
| Healthcare Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.01%
|
[1],[2] |
0.01%
|
[3],[4] |
| Cost |
|
$ 57
|
[1],[5] |
$ 57
|
[3],[8] |
| Fair Value |
|
$ 51
|
[1] |
$ 51
|
[3] |
| Healthcare Technology Systems | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
6.79%
|
[2] |
6.89%
|
[4] |
| Outstanding Principal |
|
$ 23,624
|
|
$ 24,260
|
|
| Cost |
|
23,843
|
[5] |
24,355
|
[8] |
| Fair Value |
|
23,843
|
|
24,354
|
|
| Healthcare Technology Systems | Debt Investments | Lively, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Outstanding Principal |
|
9,750
|
|
9,750
|
|
| Cost |
|
9,588
|
[5] |
9,567
|
[8] |
| Fair Value |
|
$ 9,588
|
|
$ 9,567
|
|
| Healthcare Technology Systems | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.20%
|
[1],[2] |
0.22%
|
[3],[4] |
| Cost |
|
$ 1,053
|
[1],[5] |
$ 1,053
|
[3],[8] |
| Fair Value |
|
$ 696
|
[1] |
$ 787
|
[3] |
| Healthcare Technology Systems | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.55%
|
[1],[2] |
0.48%
|
[3],[4] |
| Cost |
|
$ 2,336
|
[1],[5] |
$ 2,336
|
[3],[8] |
| Fair Value |
|
1,937
|
[1] |
1,710
|
[3] |
| Healthcare Technology Systems | Equity Investments | Curology, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
600
|
[1],[5] |
600
|
[3],[8] |
| Fair Value |
|
$ 218
|
[1] |
$ 218
|
[3] |
| Information Services (B2C) | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
3.28%
|
[2] |
3.31%
|
[4] |
| Outstanding Principal |
|
$ 11,640
|
|
$ 11,905
|
|
| Cost |
|
11,508
|
[5] |
11,721
|
[8] |
| Fair Value |
|
$ 11,508
|
|
$ 11,721
|
|
| Information Services (B2C) | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.01%
|
[1],[2] |
0.02%
|
[3],[4] |
| Cost |
|
$ 82
|
[1],[5] |
$ 82
|
[3],[8] |
| Fair Value |
|
$ 47
|
[1] |
$ 73
|
[3] |
| Insurance | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
8.89%
|
[2] |
8.81%
|
[4] |
| Outstanding Principal |
|
$ 31,000
|
|
$ 31,000
|
|
| Cost |
|
31,200
|
[5] |
31,140
|
[8] |
| Fair Value |
|
$ 31,200
|
|
$ 31,140
|
|
| Insurance | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.01%
|
[1],[2] |
0.01%
|
[3],[4] |
| Cost |
|
$ 25
|
[1],[5] |
$ 25
|
[3],[8] |
| Fair Value |
|
$ 25
|
[1] |
$ 25
|
[3] |
| Insurance | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.14%
|
[1],[2] |
0.14%
|
[3],[4] |
| Cost |
|
$ 600
|
[1],[5] |
$ 600
|
[3],[8] |
| Fair Value |
|
$ 490
|
[1] |
$ 490
|
[3] |
| Network Management Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
2.52%
|
[2] |
2.50%
|
[4] |
| Outstanding Principal |
|
$ 9,000
|
|
$ 9,000
|
|
| Cost |
|
8,860
|
[5] |
8,842
|
[8] |
| Fair Value |
|
$ 8,860
|
|
$ 8,842
|
|
| Network Management Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.24%
|
[1],[2] |
0.25%
|
[3],[4] |
| Cost |
|
$ 489
|
[1],[5] |
$ 489
|
[3],[8] |
| Fair Value |
|
$ 843
|
[1] |
$ 867
|
[3] |
| Network Management Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.30%
|
[1],[2] |
0.30%
|
[3],[4] |
| Cost |
|
$ 525
|
[1],[5] |
$ 525
|
[3],[8] |
| Fair Value |
|
$ 1,066
|
[1] |
$ 1,066
|
[3] |
| Multimedia and Design Software | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
6.19%
|
[2] |
5.13%
|
[4] |
| Outstanding Principal |
|
$ 21,600
|
|
$ 18,000
|
|
| Cost |
|
21,719
|
[5] |
18,128
|
[8] |
| Fair Value |
|
$ 21,719
|
|
$ 18,128
|
|
| Multimedia and Design Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.12%
|
[1],[2] |
0.10%
|
[3],[4] |
| Cost |
|
$ 409
|
[1],[5] |
$ 348
|
[3],[8] |
| Fair Value |
|
$ 429
|
[1] |
$ 370
|
[3] |
| Multimedia and Design Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.07%
|
[1],[2] |
0.07%
|
[3],[4] |
| Cost |
|
$ 231
|
[1],[5] |
$ 231
|
[3],[8] |
| Fair Value |
|
$ 261
|
[1] |
$ 261
|
[3] |
| Other Financial Services | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
7.75%
|
[2] |
7.66%
|
[4] |
| Outstanding Principal |
|
$ 27,035
|
|
$ 27,035
|
|
| Cost |
|
27,052
|
[5] |
27,033
|
[8] |
| Fair Value |
|
$ 27,204
|
|
$ 27,098
|
|
| Other Financial Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
2.02%
|
[1],[2] |
1.99%
|
[3],[4] |
| Cost |
|
$ 877
|
[1],[5] |
$ 876
|
[3],[8] |
| Fair Value |
|
$ 7,099
|
[1] |
$ 7,048
|
[3] |
| Other Financial Services | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
1.37%
|
[1],[2] |
1.29%
|
[3],[4] |
| Cost |
|
$ 2,984
|
[1],[5] |
$ 2,984
|
[3],[8] |
| Fair Value |
|
4,793
|
[1] |
4,557
|
[3] |
| Other Financial Services | Equity Investments | Monzo Bank Limited | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
1,516
|
[1],[5] |
1,516
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 3,022
|
[1] |
$ 2,755
|
[3],[13],[14] |
| Semiconductors | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
1.28%
|
[2] |
1.27%
|
[4] |
| Outstanding Principal |
|
$ 4,500
|
|
$ 4,500
|
|
| Cost |
|
4,500
|
[5] |
4,500
|
[8] |
| Fair Value |
|
$ 4,500
|
|
$ 4,500
|
|
| Semiconductors | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.03%
|
[1],[2] |
0.02%
|
[3],[4] |
| Cost |
|
$ 60
|
[1],[5] |
$ 60
|
[3],[8] |
| Fair Value |
|
$ 117
|
[1] |
$ 60
|
[3] |
| Shopping Facilitators | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
2.65%
|
[2] |
2.57%
|
[4] |
| Outstanding Principal |
|
$ 10,254
|
|
$ 10,102
|
|
| Cost |
|
10,408
|
[5] |
10,199
|
[8] |
| Fair Value |
|
$ 9,300
|
|
$ 9,088
|
|
| Shopping Facilitators | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.04%
|
[1],[2] |
0.04%
|
[3],[4] |
| Cost |
|
$ 211
|
[1],[5] |
$ 211
|
[3],[8] |
| Fair Value |
|
$ 138
|
[1] |
$ 138
|
[3] |
| Advertising / Marketing | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.00%
|
[1],[2] |
0.00%
|
[3],[4] |
| Cost |
|
$ 35
|
[1],[5] |
$ 35
|
[3],[8] |
| Fair Value |
|
$ 13
|
[1] |
$ 13
|
[3] |
| Application Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.08%
|
[1],[2] |
0.08%
|
[3],[4] |
| Cost |
|
$ 123
|
[1],[5] |
$ 123
|
[3],[8] |
| Fair Value |
|
$ 274
|
[1] |
$ 274
|
[3] |
| Business to Business Marketplace | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.03%
|
[1],[2] |
0.03%
|
[3],[4] |
| Cost |
|
$ 80
|
[1],[5] |
$ 80
|
[3],[8] |
| Fair Value |
|
$ 111
|
[1] |
$ 111
|
[3] |
| Commercial Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.06%
|
[1],[2] |
0.06%
|
[3],[4] |
| Cost |
|
$ 188
|
[1],[5] |
$ 188
|
[3],[8] |
| Fair Value |
|
$ 214
|
[1] |
$ 214
|
[3] |
| Commercial Services | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.07%
|
[1],[2] |
0.07%
|
[3],[4] |
| Cost |
|
$ 1,214
|
[1],[5] |
$ 1,214
|
[3],[8] |
| Fair Value |
|
229
|
[1] |
233
|
[3] |
| Commercial Services | Equity Investments | MXP Prime GmbH | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
1,190
|
[1],[5] |
1,190
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 205
|
[1] |
$ 209
|
[3],[13],[14] |
| Consumer Finance | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.49%
|
[1],[2] |
0.48%
|
[3],[4] |
| Cost |
|
$ 370
|
[1],[5] |
$ 370
|
[3],[8] |
| Fair Value |
|
$ 1,707
|
[1] |
$ 1,707
|
[3] |
| Consumer Finance | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.10%
|
[1],[2] |
0.10%
|
[3],[4] |
| Cost |
|
$ 150
|
[1],[5] |
$ 150
|
[3],[8] |
| Fair Value |
|
$ 352
|
[1] |
$ 352
|
[3] |
| Consumer Non-Durables | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.03%
|
[1],[2] |
0.03%
|
[3],[4] |
| Cost |
|
$ 115
|
[1],[5] |
$ 115
|
[3],[8] |
| Fair Value |
|
$ 97
|
[1] |
$ 97
|
[3] |
| Consumer Non-Durables | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.15%
|
[1],[2] |
0.15%
|
[3],[4] |
| Cost |
|
$ 500
|
[1],[5] |
$ 500
|
[3],[8] |
| Fair Value |
|
$ 537
|
[1] |
$ 537
|
[3] |
| E-Commerce - Personal Goods | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.31%
|
[1],[2] |
0.31%
|
[3],[4] |
| Cost |
|
$ 853
|
[1],[5] |
$ 853
|
[3],[8] |
| Fair Value |
|
1,100
|
[1] |
1,100
|
[3] |
| E-Commerce - Personal Goods | Warrant investments | Grove Collaborative, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
447
|
[1],[5] |
447
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| E-Commerce - Personal Goods | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.13%
|
[1],[2] |
0.13%
|
[3],[4] |
| Cost |
|
$ 783
|
[1],[5] |
$ 783
|
[3],[8] |
| Fair Value |
|
468
|
[1] |
463
|
[3] |
| E-Commerce - Personal Goods | Equity Investments | Merama Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
283
|
[1],[5] |
283
|
[3],[8] |
| Fair Value |
|
$ 428
|
[1] |
$ 428
|
[3] |
| Food & Drug | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.05%
|
[1],[2] |
0.04%
|
[3],[4] |
| Cost |
|
$ 566
|
[1],[5] |
$ 566
|
[3],[8] |
| Fair Value |
|
$ 157
|
[1] |
$ 157
|
[3] |
| Food & Drug | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.11%
|
[1],[2] |
0.10%
|
[3],[4] |
| Cost |
|
$ 716
|
[1],[5] |
$ 716
|
[3],[8] |
| Fair Value |
|
$ 369
|
[1] |
$ 369
|
[3] |
| General Media and Content | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.33%
|
[1],[2] |
0.32%
|
[3],[4] |
| Cost |
|
$ 694
|
[1],[5] |
$ 694
|
[3],[8] |
| Fair Value |
|
$ 1,143
|
[1] |
$ 1,143
|
[3] |
| General Media and Content | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.27%
|
[1],[2] |
0.27%
|
[3],[4] |
| Cost |
|
$ 1,000
|
[1],[5] |
$ 1,000
|
[3],[8] |
| Fair Value |
|
$ 948
|
[1] |
$ 948
|
[3] |
| Medical Software and Information Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.00%
|
[1],[2] |
0.00%
|
[3],[4] |
| Cost |
|
$ 112
|
[1],[5] |
$ 112
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| Real Estate Services | Debt Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
[4] |
|
|
2.37%
|
|
| Outstanding Principal |
|
|
|
$ 7,633
|
|
| Cost |
[8] |
|
|
8,456
|
|
| Fair Value |
|
|
|
$ 8,389
|
|
| Real Estate Services | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.60%
|
[1],[2] |
0.57%
|
[3],[4] |
| Cost |
|
$ 1,443
|
[1],[5] |
$ 1,523
|
[3],[8] |
| Fair Value |
|
2,097
|
[1] |
2,012
|
[3] |
| Real Estate Services | Warrant investments | HomeLight, Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
120
|
[1],[5] |
120
|
[3],[8] |
| Fair Value |
|
$ 325
|
[1] |
325
|
[3] |
| Real Estate Services | Warrant investments | Sonder Holdings Inc. | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8] |
|
|
274
|
|
| Fair Value |
[3] |
|
|
$ 0
|
|
| Real Estate Services | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.12%
|
[1],[2] |
0.12%
|
[3],[4] |
| Cost |
|
$ 429
|
[1],[5] |
$ 429
|
[3],[8] |
| Fair Value |
|
$ 418
|
[1] |
$ 418
|
[3] |
| Travel & Leisure | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.60%
|
[1],[2] |
0.60%
|
[3],[4] |
| Cost |
|
$ 1,357
|
[1],[5] |
$ 1,358
|
[3],[8] |
| Fair Value |
|
$ 2,110
|
[1] |
$ 2,111
|
[3] |
| Travel & Leisure | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
|
0.35%
|
[1],[2] |
0.34%
|
[3],[4] |
| Cost |
|
$ 1,210
|
[1],[5] |
$ 1,211
|
[3],[8] |
| Fair Value |
|
1,220
|
[1] |
1,218
|
[3] |
| Travel & Leisure | Equity Investments | Omio Corp. (f/k/a GoEuro Corp.) | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Cost |
|
923
|
[1],[5] |
924
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 1,193
|
[1] |
$ 1,193
|
[3],[13],[14] |
| Social/Platform Software | Warrant investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
[3],[4] |
|
|
0.04%
|
|
| Cost |
[3],[8] |
|
|
$ 281
|
|
| Fair Value |
[3] |
|
|
151
|
|
| Social/Platform Software | Equity Investments | Investment, Unaffiliated Issuer |
|
|
|
|
|
| Percent of net assets |
[1],[2] |
0.06%
|
|
|
|
| Cost |
[1],[5] |
$ 281
|
|
|
|
| Fair Value |
[1] |
206
|
|
|
|
| Investment, Identifier [Axis]: Activehours, Inc. (d/b/a Earnin) | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
150
|
[1],[5],[19] |
150
|
[3],[8],[20] |
| Fair Value |
|
$ 352
|
[1],[19] |
$ 352
|
[3],[20] |
| Shares |
|
14,788
|
[1],[19] |
14,788
|
[3],[20] |
| Investment, Identifier [Axis]: Activehours, Inc. (d/b/a Earnin) | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 370
|
[1],[5],[19] |
$ 370
|
[3],[8],[20] |
| Fair Value |
|
$ 1,707
|
[1],[19] |
$ 1,707
|
[3],[20] |
| Shares |
|
114,327
|
[1],[19] |
114,327
|
[3],[20] |
| Investment, Identifier [Axis]: AirStrip Technologies, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 112
|
[1],[5],[19] |
$ 112
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
8,036
|
[1],[19] |
8,036
|
[3],[20] |
| Investment, Identifier [Axis]: All Inspire Health, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 33
|
[1],[5],[19] |
$ 33
|
[3],[8],[20] |
| Fair Value |
|
$ 33
|
[1],[19] |
$ 33
|
[3],[20] |
| Shares |
|
16,428
|
[1],[19] |
16,428
|
[3],[20] |
| Investment, Identifier [Axis]: All Inspire Health, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 17
|
[1],[5],[19] |
$ 17
|
[3],[8],[20] |
| Fair Value |
|
$ 17
|
[1],[19] |
$ 17
|
[3],[20] |
| Shares |
|
16,841
|
[1],[19] |
16,841
|
[3],[20] |
| Investment, Identifier [Axis]: Ao1 Holdings, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.00%
|
|
|
|
| Interest rate floor |
|
7.75%
|
|
|
|
| Interest rate EOT |
|
3.00%
|
|
|
|
| Outstanding Principal |
|
$ 3,373
|
|
|
|
| Cost |
[5] |
3,416
|
|
|
|
| Fair Value |
|
$ 3,371
|
|
|
|
| Investment, Identifier [Axis]: Ao1 Holdings, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[19] |
2.25%
|
|
|
|
| Interest rate floor |
[19] |
9.00%
|
|
|
|
| Interest rate EOT |
[19] |
3.50%
|
|
|
|
| Outstanding Principal |
|
$ 3,633
|
|
|
|
| Cost |
[5] |
3,596
|
|
|
|
| Fair Value |
|
3,516
|
|
|
|
| Investment, Identifier [Axis]: Ao1 Holdings, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
|
|
1.00%
|
|
| Interest rate floor |
|
|
|
7.75%
|
|
| Interest rate EOT |
|
|
|
3.00%
|
|
| Outstanding Principal |
|
|
|
$ 3,843
|
|
| Cost |
[8] |
|
|
3,866
|
|
| Fair Value |
|
|
|
3,866
|
|
| Investment, Identifier [Axis]: Ao1 Holdings, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
150
|
[1],[5],[19] |
150
|
[3],[8],[20] |
| Fair Value |
|
$ 93
|
[1],[19] |
$ 142
|
[3],[20] |
| Shares |
|
49,717
|
[1],[19] |
49,717
|
[3],[20] |
| Investment, Identifier [Axis]: Ao1 Holdings, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 55
|
[1],[5] |
$ 55
|
[3],[8] |
| Fair Value |
|
$ 11
|
[1] |
$ 31
|
[3] |
| Shares |
|
42,882
|
[1] |
42,882
|
[3] |
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Interest rate EOT |
|
7.75%
|
|
7.75%
|
|
| Interest rate |
|
11.75%
|
|
11.75%
|
|
| Outstanding Principal |
|
$ 2,902
|
|
$ 2,902
|
|
| Cost |
|
2,951
|
[5] |
2,891
|
[8] |
| Fair Value |
|
$ 2,951
|
|
$ 2,891
|
|
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Interest rate EOT |
|
7.75%
|
|
7.75%
|
|
| Interest rate |
|
11.75%
|
|
11.75%
|
|
| Outstanding Principal |
|
$ 7,000
|
|
$ 7,000
|
|
| Cost |
|
7,399
|
[5] |
7,355
|
[8] |
| Fair Value |
|
7,399
|
|
7,355
|
|
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
167
|
|
|
|
| Fair Value |
[1],[19] |
$ 54
|
|
|
|
| Shares |
[1],[19] |
16,438
|
|
|
|
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Preferred Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 138
|
[1],[5] |
138
|
[3],[8] |
| Fair Value |
|
$ 45
|
[1] |
$ 45
|
[3] |
| Shares |
|
55,458
|
[1] |
55,458
|
[3] |
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
$ 21
|
|
|
|
| Fair Value |
[1],[19] |
$ 21
|
|
|
|
| Shares |
[1],[19] |
9,033
|
|
|
|
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Preferred Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 164
|
[1],[5] |
$ 164
|
[3],[8] |
| Fair Value |
|
$ 11
|
[1] |
$ 11
|
[3] |
| Shares |
|
27,714
|
[1] |
27,714
|
[3] |
| Investment, Identifier [Axis]: Arcadia Power, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 167
|
|
| Fair Value |
[3],[20] |
|
|
$ 54
|
|
| Shares |
[3],[20] |
|
|
16,438
|
|
| Investment, Identifier [Axis]: Athletic Greens International, Inc. | Ordinary Shares | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 85
|
[1],[5],[19] |
$ 85
|
[3],[8],[20] |
| Fair Value |
|
$ 84
|
[1],[19] |
$ 84
|
[3],[20] |
| Shares |
|
2,262
|
[1],[19] |
2,262
|
[3],[20] |
| Investment, Identifier [Axis]: AvantStay, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 151
|
[1],[5],[19] |
$ 151
|
[3],[8] |
| Fair Value |
|
$ 188
|
[1],[19] |
$ 188
|
[3] |
| Shares |
|
24,495
|
[1],[19] |
24,495
|
[3] |
| Investment, Identifier [Axis]: Baby Generation, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 25
|
[1],[5],[19] |
$ 25
|
[3],[8],[20] |
| Fair Value |
|
$ 25
|
[1],[19] |
$ 25
|
[3],[20] |
| Shares |
|
33,964
|
[1],[19] |
33,964
|
[3],[20] |
| Investment, Identifier [Axis]: Belong Home, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 29
|
[1],[5],[19] |
$ 29
|
[3],[8],[20] |
| Fair Value |
|
$ 29
|
[1],[19] |
$ 29
|
[3],[20] |
| Shares |
|
6,033
|
[1],[19] |
6,033
|
[3],[20] |
| Investment, Identifier [Axis]: Belong Home, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 6
|
[1],[5],[19] |
$ 6
|
[3],[8],[20] |
| Fair Value |
|
$ 15
|
[1],[19] |
$ 15
|
[3],[20] |
| Shares |
|
7,730
|
[1],[19] |
7,730
|
[3],[20] |
| Investment, Identifier [Axis]: Bestow Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5] |
$ 25
|
|
|
|
| Fair Value |
[1] |
$ 25
|
|
|
|
| Shares |
[1] |
4,198
|
|
|
|
| Investment, Identifier [Axis]: Bestow Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.25%
|
|
2.25%
|
|
| Interest rate floor |
|
8.25%
|
|
8.25%
|
|
| Interest rate EOT |
|
3.50%
|
|
3.50%
|
|
| Outstanding Principal |
|
$ 9,000
|
|
$ 9,000
|
|
| Cost |
|
9,059
|
[5] |
9,041
|
[8] |
| Fair Value |
|
$ 9,059
|
|
$ 9,041
|
|
| Investment, Identifier [Axis]: Bestow Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.15%
|
|
3.15%
|
|
| Interest rate floor |
|
9.15%
|
|
9.15%
|
|
| Interest rate EOT |
|
3.50%
|
|
3.50%
|
|
| Outstanding Principal |
|
$ 22,000
|
|
$ 22,000
|
|
| Cost |
|
22,141
|
[5] |
22,099
|
[8] |
| Fair Value |
|
22,141
|
|
22,099
|
|
| Investment, Identifier [Axis]: Bestow Inc. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
58
|
[1],[5],[19] |
58
|
[3],[8],[20] |
| Fair Value |
|
$ 59
|
[1],[19] |
$ 59
|
[3],[20] |
| Shares |
|
4,866
|
[1],[19] |
4,866
|
[3],[20] |
| Investment, Identifier [Axis]: Bestow Inc. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 6
|
[1],[5],[19] |
$ 6
|
[3],[8],[20] |
| Fair Value |
|
$ 9
|
[1],[19] |
$ 9
|
[3],[20] |
| Shares |
|
527
|
[1],[19] |
527
|
[3],[20] |
| Investment, Identifier [Axis]: Bestow Inc. | Preferred Stock 3 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 390
|
[1],[5],[19] |
$ 390
|
[3],[8],[20] |
| Fair Value |
|
$ 315
|
[1],[19] |
$ 315
|
[3],[20] |
| Shares |
|
33,027
|
[1],[19] |
33,027
|
[3],[20] |
| Investment, Identifier [Axis]: Bestow Inc. | Preferred Stock 4 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 146
|
[1],[5],[19] |
$ 146
|
[3],[8],[20] |
| Fair Value |
|
$ 107
|
[1],[19] |
$ 107
|
[3],[20] |
| Shares |
|
12,349
|
[1],[19] |
12,349
|
[3],[20] |
| Investment, Identifier [Axis]: Bestow Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8] |
|
|
$ 25
|
|
| Fair Value |
[3] |
|
|
$ 25
|
|
| Shares |
[3] |
|
|
4,198
|
|
| Investment, Identifier [Axis]: Better Life Health, Inc. (fka. Thirty Madison Inc..) | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 1,000
|
[1],[5],[19] |
$ 1,000
|
[3],[8],[20] |
| Fair Value |
|
$ 651
|
[1],[19] |
$ 651
|
[3],[20] |
| Shares |
|
4,261
|
[1],[19] |
4,261
|
[3],[20] |
| Investment, Identifier [Axis]: Better Life Health, Inc. (fka. Thirty Madison Inc..) | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 445
|
[1],[5],[19] |
$ 445
|
[3],[8] |
| Fair Value |
|
$ 276
|
[1],[19] |
$ 276
|
[3] |
| Shares |
|
2,197
|
[1],[19] |
2,197
|
[3] |
| Investment, Identifier [Axis]: Bidgely Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 23
|
[1],[5],[19] |
$ 23
|
[3],[8],[20] |
| Fair Value |
|
$ 23
|
[1],[19] |
$ 23
|
[3],[20] |
| Shares |
|
17,273
|
[1],[19] |
17,273
|
[3],[20] |
| Investment, Identifier [Axis]: Bitonic Technology Labs, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 49
|
[1],[5] |
$ 49
|
[3],[8],[20] |
| Fair Value |
|
$ 49
|
[1] |
$ 49
|
[3],[20] |
| Shares |
|
42,415
|
[1] |
42,415
|
[3],[20] |
| Investment, Identifier [Axis]: Bitonic Technology Labs, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.25%
|
|
|
|
| Interest rate floor |
|
10.75%
|
|
|
|
| Interest rate EOT |
|
2.75%
|
|
|
|
| Outstanding Principal |
|
$ 11,250
|
|
|
|
| Cost |
[5] |
11,223
|
|
|
|
| Fair Value |
|
$ 11,223
|
|
|
|
| Investment, Identifier [Axis]: Bitonic Technology Labs, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[19] |
3.50%
|
|
|
|
| Interest rate floor |
[19] |
11.00%
|
|
|
|
| Interest rate EOT |
[19] |
2.75%
|
|
|
|
| Outstanding Principal |
|
$ 3,750
|
|
|
|
| Cost |
[5] |
3,720
|
|
|
|
| Fair Value |
|
3,720
|
|
|
|
| Investment, Identifier [Axis]: Bitonic Technology Labs, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[20] |
|
|
3.25%
|
|
| Interest rate floor |
[20] |
|
|
10.75%
|
|
| Interest rate EOT |
[20] |
|
|
2.75%
|
|
| Outstanding Principal |
|
|
|
$ 11,250
|
|
| Cost |
[8] |
|
|
11,194
|
|
| Fair Value |
|
|
|
11,194
|
|
| Investment, Identifier [Axis]: Branch Messenger, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
250
|
[1],[5],[19] |
250
|
[3],[8],[20] |
| Fair Value |
|
$ 250
|
[1],[19] |
$ 250
|
[3],[20] |
| Shares |
|
78,189
|
[1],[19] |
78,189
|
[3],[20] |
| Investment, Identifier [Axis]: Branch Messenger, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 147
|
[1],[5] |
$ 147
|
[3],[8],[20] |
| Fair Value |
|
$ 72
|
[1] |
$ 72
|
[3],[20] |
| Shares |
|
111,026
|
[1] |
111,026
|
[3],[20] |
| Investment, Identifier [Axis]: Branch Messenger, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.25%
|
|
3.25%
|
[20] |
| Interest rate floor |
|
10.75%
|
|
10.75%
|
[20] |
| Interest rate EOT |
|
2.00%
|
|
2.00%
|
[20] |
| Outstanding Principal |
|
$ 5,073
|
|
$ 5,567
|
|
| Cost |
|
5,073
|
[5] |
5,567
|
[8] |
| Fair Value |
|
5,073
|
|
5,567
|
|
| Investment, Identifier [Axis]: Capsule Corporation | Cash Exit Fee | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
129
|
[1],[5],[19],[21] |
129
|
[3],[8],[22] |
| Fair Value |
|
123
|
[1],[19],[21] |
123
|
[3],[22] |
| Investment, Identifier [Axis]: Capsule Corporation | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
716
|
[1],[5],[19] |
716
|
[3],[8],[20] |
| Fair Value |
|
$ 369
|
[1],[19] |
$ 369
|
[3],[20] |
| Shares |
|
128,423
|
[1],[19] |
128,423
|
[3],[20] |
| Investment, Identifier [Axis]: Capsule Corporation | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 437
|
[1],[5],[19] |
$ 437
|
[3],[8] |
| Fair Value |
|
$ 34
|
[1],[19] |
$ 34
|
[3] |
| Shares |
|
202,533
|
[1],[19] |
202,533
|
[3] |
| Investment, Identifier [Axis]: Cart.com, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 477
|
[1],[5],[19] |
$ 477
|
[3],[8],[20] |
| Fair Value |
|
$ 464
|
[1],[19] |
$ 464
|
[3],[20] |
| Shares |
|
32,731
|
[1],[19] |
32,731
|
[3],[20] |
| Investment, Identifier [Axis]: Cart.com, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 25
|
[1],[5],[19] |
$ 25
|
[3],[8],[20] |
| Fair Value |
|
$ 33
|
[1],[19] |
$ 33
|
[3],[20] |
| Shares |
|
4,532
|
[1],[19] |
4,532
|
[3],[20] |
| Investment, Identifier [Axis]: ClassPass Aggregator, LLC (fka.ClassPass, Inc. ) | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
$ 281
|
|
|
|
| Fair Value |
[1],[19] |
$ 206
|
|
|
|
| Shares |
[1],[19] |
15,725
|
|
|
|
| Investment, Identifier [Axis]: ClassPass Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 281
|
|
| Fair Value |
[3],[20] |
|
|
$ 151
|
|
| Shares |
[3],[20] |
|
|
84,507
|
|
| Investment, Identifier [Axis]: Cohesity Global, Inc. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 400
|
[1],[5],[19] |
$ 400
|
[3],[8],[20] |
| Fair Value |
|
$ 925
|
[1],[19] |
$ 925
|
[3],[20] |
| Shares |
|
60,342
|
[1],[19] |
60,342
|
[3],[20] |
| Investment, Identifier [Axis]: Cohesity Global, Inc. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 125
|
[1],[5],[19] |
$ 125
|
[3],[8],[20] |
| Fair Value |
|
$ 141
|
[1],[19] |
$ 141
|
[3],[20] |
| Shares |
|
9,022
|
[1],[19] |
9,022
|
[3],[20] |
| Investment, Identifier [Axis]: Cohesity Global, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 54
|
[1],[5],[19] |
$ 54
|
[3],[8],[20] |
| Fair Value |
|
$ 100
|
[1],[19] |
$ 100
|
[3],[20] |
| Shares |
|
18,945
|
[1],[19] |
18,945
|
[3],[20] |
| Investment, Identifier [Axis]: Corelight, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 235
|
[1],[5],[19] |
$ 235
|
[3],[8],[20] |
| Fair Value |
|
$ 257
|
[1],[19] |
$ 258
|
[3],[20] |
| Shares |
|
45,977
|
[1],[19] |
45,977
|
[3],[20] |
| Investment, Identifier [Axis]: Cresta Intelligence, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 8
|
[1],[5],[19] |
$ 8
|
[3],[8],[20] |
| Fair Value |
|
$ 23
|
[1],[19] |
$ 23
|
[3],[20] |
| Shares |
|
9,935
|
[1],[19] |
9,935
|
[3],[20] |
| Investment, Identifier [Axis]: Cresta Intelligence, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 500
|
[1],[5],[19] |
$ 500
|
[3],[8],[20] |
| Fair Value |
|
$ 500
|
[1],[19] |
$ 500
|
[3],[20] |
| Shares |
|
110,882
|
[1],[19] |
110,882
|
[3],[20] |
| Investment, Identifier [Axis]: Curology, Inc. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 404
|
[1],[5],[19] |
$ 404
|
[3],[8],[20] |
| Fair Value |
|
$ 73
|
[1],[19] |
$ 73
|
[3],[20] |
| Shares |
|
142,855
|
[1],[19] |
142,855
|
[3],[20] |
| Investment, Identifier [Axis]: Curology, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 196
|
[1],[5],[19] |
$ 196
|
[3],[8],[20] |
| Fair Value |
|
$ 145
|
[1],[19] |
$ 145
|
[3],[20] |
| Shares |
|
66,000
|
[1],[19] |
66,000
|
[3],[20] |
| Investment, Identifier [Axis]: Curology, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 58
|
[1],[5],[19] |
$ 58
|
[3],[8],[20] |
| Fair Value |
|
$ 21
|
[1],[19] |
$ 21
|
[3],[20] |
| Shares |
|
36,020
|
[1],[19] |
36,020
|
[3],[20] |
| Investment, Identifier [Axis]: DialPad, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 120
|
[1],[5],[19] |
$ 120
|
[3],[8],[20] |
| Fair Value |
|
$ 107
|
[1],[19] |
$ 107
|
[3],[20] |
| Shares |
|
15,456
|
[1],[19] |
15,456
|
[3],[20] |
| Investment, Identifier [Axis]: DialPad, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 102
|
[1],[5],[19] |
$ 102
|
[3],[8],[20] |
| Fair Value |
|
$ 23
|
[1],[19] |
$ 23
|
[3],[20] |
| Shares |
|
28,980
|
[1],[19] |
28,980
|
[3],[20] |
| Investment, Identifier [Axis]: Don't Run Out, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 30
|
[1],[5],[19] |
$ 30
|
[3],[8] |
| Fair Value |
|
$ 13
|
[1],[19] |
$ 13
|
[3] |
| Shares |
|
42,929
|
[1],[19] |
42,929
|
[3] |
| Investment, Identifier [Axis]: Encharge AI, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 18
|
[1],[5],[19] |
$ 18
|
[3],[8],[20] |
| Fair Value |
|
$ 18
|
[1],[19] |
$ 18
|
[3],[20] |
| Shares |
|
2,346
|
[1],[19] |
2,346
|
[3],[20] |
| Investment, Identifier [Axis]: Envoy, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 667
|
[1],[5],[19] |
$ 667
|
[3],[8],[20] |
| Fair Value |
|
$ 543
|
[1],[19] |
$ 543
|
[3],[20] |
| Shares |
|
212,160
|
[1],[19] |
212,160
|
[3],[20] |
| Investment, Identifier [Axis]: Envoy, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 82
|
[1],[5],[19] |
$ 82
|
[3],[8],[20] |
| Fair Value |
|
$ 176
|
[1],[19] |
$ 176
|
[3],[20] |
| Shares |
|
358,930
|
[1],[19] |
358,930
|
[3],[20] |
| Investment, Identifier [Axis]: Equafin Corp. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 3
|
[1],[5],[19] |
$ 3
|
[3],[8],[20] |
| Fair Value |
|
$ 3
|
[1],[19] |
$ 3
|
[3],[20] |
| Shares |
|
2,493
|
[1],[19] |
2,493
|
[3],[20] |
| Investment, Identifier [Axis]: Equafin Corp. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.25%
|
[19] |
1.25%
|
[20] |
| Interest rate floor |
|
8.00%
|
[19] |
8.00%
|
[20] |
| Interest rate EOT |
|
3.50%
|
[19] |
3.50%
|
[20] |
| Outstanding Principal |
|
$ 123
|
|
$ 123
|
|
| Cost |
|
124
|
[5] |
123
|
[8] |
| Fair Value |
|
$ 124
|
|
$ 123
|
|
| Investment, Identifier [Axis]: Eridu Corporation | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.50%
|
|
3.50%
|
[20] |
| Interest rate floor |
|
11.00%
|
|
11.00%
|
[20] |
| Interest rate EOT |
|
5.00%
|
|
5.00%
|
[20] |
| Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
| Cost |
|
987
|
[5] |
979
|
[8] |
| Fair Value |
|
987
|
|
979
|
|
| Investment, Identifier [Axis]: Eridu Corporation | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
50
|
|
|
|
| Fair Value |
[1],[19] |
$ 50
|
|
|
|
| Shares |
[1],[19] |
17,847
|
|
|
|
| Investment, Identifier [Axis]: Eridu Corporation | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 11
|
[1],[5] |
11
|
[3],[8],[20] |
| Fair Value |
|
$ 43
|
[1] |
$ 11
|
[3],[20] |
| Shares |
|
20,470
|
[1] |
20,470
|
[3],[20] |
| Investment, Identifier [Axis]: Etched.AI, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 42
|
[1],[5] |
$ 42
|
[3],[8] |
| Fair Value |
|
$ 99
|
[1] |
$ 42
|
[3] |
| Shares |
|
12,110
|
[1] |
1,211
|
[3] |
| Investment, Identifier [Axis]: Etched.AI, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
4.00%
|
|
4.00%
|
|
| Interest rate floor |
|
10.75%
|
|
10.75%
|
|
| Outstanding Principal |
|
$ 4,500
|
|
$ 4,500
|
|
| Cost |
|
4,500
|
[5] |
4,500
|
[8] |
| Fair Value |
|
4,500
|
|
4,500
|
|
| Investment, Identifier [Axis]: FabFitFun, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
822
|
[1],[5] |
822
|
[3],[8] |
| Fair Value |
|
$ 701
|
[1] |
$ 701
|
[3] |
| Shares |
|
313,236
|
[1] |
313,236
|
[3] |
| Investment, Identifier [Axis]: FabFitFun, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
7.00%
|
|
7.00%
|
|
| Interest rate floor |
|
13.00%
|
|
13.00%
|
|
| Interest rate EOT |
|
6.75%
|
|
6.75%
|
|
| Outstanding Principal |
|
$ 10,150
|
|
$ 10,150
|
|
| Cost |
|
9,880
|
[5] |
9,730
|
[8] |
| Fair Value |
|
9,880
|
|
9,730
|
|
| Investment, Identifier [Axis]: FabFitFun, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
500
|
[1],[5],[19] |
500
|
[3],[8],[20] |
| Fair Value |
|
$ 454
|
[1],[19] |
$ 454
|
[3],[20] |
| Shares |
|
67,934
|
[1],[19] |
67,934
|
[3],[20] |
| Investment, Identifier [Axis]: FabFitFun, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 940
|
[1],[5],[19] |
$ 940
|
[3],[8],[20] |
| Fair Value |
|
$ 232
|
[1],[19] |
$ 232
|
[3],[20] |
| Shares |
|
331,048
|
[1],[19] |
331,048
|
[3],[20] |
| Investment, Identifier [Axis]: Fabletics, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
9.00%
|
[19] |
9.00%
|
[20] |
| Interest rate EOT |
|
2.50%
|
[19] |
2.50%
|
[20] |
| Outstanding Principal |
|
$ 4,215
|
|
$ 4,121
|
|
| Cost |
|
3,932
|
[5] |
3,819
|
[8] |
| Fair Value |
|
3,932
|
|
3,819
|
|
| Investment, Identifier [Axis]: Farmer's Business Network, Inc. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
138
|
|
|
|
| Fair Value |
[1],[19] |
$ 12
|
|
|
|
| Shares |
[1],[19] |
4,181
|
|
|
|
| Investment, Identifier [Axis]: Farmer's Business Network, Inc. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
28
|
|
| Fair Value |
[3],[20] |
|
|
$ 13
|
|
| Shares |
[3],[20] |
|
|
860
|
|
| Investment, Identifier [Axis]: Farmer's Business Network, Inc. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 138
|
|
| Fair Value |
[3],[20] |
|
|
$ 12
|
|
| Shares |
[3],[20] |
|
|
4,181
|
|
| Investment, Identifier [Axis]: Farmer's Business Network, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
$ 28
|
|
|
|
| Fair Value |
[1],[19] |
$ 13
|
|
|
|
| Shares |
[1],[19] |
860
|
|
|
|
| Investment, Identifier [Axis]: Farmer's Business Network, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 33
|
[1],[5],[19] |
$ 33
|
[3],[8],[20] |
| Fair Value |
|
$ 24
|
[1],[19] |
$ 24
|
[3],[20] |
| Shares |
|
37,666
|
[1],[19] |
37,666
|
[3],[20] |
| Investment, Identifier [Axis]: Filevine, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 357
|
[1],[5],[19] |
$ 357
|
[3],[8],[20] |
| Fair Value |
|
$ 737
|
[1],[19] |
$ 737
|
[3],[20] |
| Shares |
|
56,353
|
[1],[19] |
56,353
|
[3],[20] |
| Investment, Identifier [Axis]: Filevine, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 38
|
[1],[5],[19] |
$ 38
|
[3],[8],[20] |
| Fair Value |
|
$ 1,716
|
[1],[19] |
$ 1,716
|
[3],[20] |
| Shares |
|
186,160
|
[1],[19] |
186,160
|
[3],[20] |
| Investment, Identifier [Axis]: FitOn Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 162
|
[1],[5],[19] |
$ 162
|
[3],[8],[20] |
| Fair Value |
|
$ 96
|
[1],[19] |
$ 156
|
[3],[20] |
| Shares |
|
73,807
|
[1],[19] |
73,807
|
[3],[20] |
| Investment, Identifier [Axis]: Fiton Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
4.00%
|
|
4.00%
|
|
| Interest rate floor |
|
11.25%
|
|
11.25%
|
|
| Interest rate EOT |
|
2.00%
|
|
2.00%
|
|
| Outstanding Principal |
|
$ 8,889
|
|
$ 8,888
|
|
| Cost |
|
8,890
|
[5] |
8,860
|
[8] |
| Fair Value |
|
$ 8,890
|
|
$ 8,860
|
|
| Investment, Identifier [Axis]: Fiton Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
4.00%
|
|
4.00%
|
|
| Interest rate floor |
|
11.25%
|
|
11.25%
|
|
| Interest rate EOT |
|
2.00%
|
|
2.00%
|
|
| Outstanding Principal |
|
$ 1,111
|
|
$ 1,111
|
|
| Cost |
|
1,110
|
[5] |
1,107
|
[8] |
| Fair Value |
|
$ 1,110
|
|
$ 1,107
|
|
| Investment, Identifier [Axis]: Fiton Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
4.00%
|
|
4.00%
|
|
| Interest rate floor |
|
11.25%
|
|
11.25%
|
|
| Interest rate EOT |
|
2.00%
|
|
2.00%
|
|
| Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
| Cost |
|
996
|
[5] |
993
|
[8] |
| Fair Value |
|
$ 996
|
|
$ 993
|
|
| Investment, Identifier [Axis]: FlashParking, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.75%
|
|
1.75%
|
|
| PIK interest |
|
2.50%
|
|
2.50%
|
|
| Interest rate floor |
|
12.75%
|
|
12.75%
|
|
| Outstanding Principal |
|
$ 20,914
|
|
$ 20,784
|
|
| Cost |
|
20,759
|
[5] |
20,600
|
[8] |
| Fair Value |
|
20,759
|
|
20,600
|
|
| Investment, Identifier [Axis]: FlashParking, Inc. | Preferred Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
810
|
[1],[5] |
810
|
[3],[8] |
| Fair Value |
|
$ 1,213
|
[1] |
$ 1,213
|
[3] |
| Shares |
|
210,977
|
[1] |
210,977
|
[3] |
| Investment, Identifier [Axis]: FlashParking, Inc. | Preferred Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 140
|
[1],[5] |
$ 140
|
[3],[8] |
| Fair Value |
|
$ 112
|
[1] |
$ 112
|
[3] |
| Shares |
|
51,677
|
[1] |
51,677
|
[3] |
| Investment, Identifier [Axis]: FlashParking, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 455
|
[1],[5],[19] |
$ 455
|
[3],[8],[20] |
| Fair Value |
|
$ 447
|
[1],[19] |
$ 447
|
[3],[20] |
| Shares |
|
33,116
|
[1],[19] |
33,116
|
[3],[20] |
| Investment, Identifier [Axis]: Flink SE | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 339
|
[1],[5],[11],[12],[19] |
$ 339
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
178
|
[1],[11],[12],[19] |
178
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Flink SE | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
[13],[14],[20] |
|
|
4.78%
|
|
| Interest rate EOT |
|
6.75%
|
[11],[12],[19] |
6.75%
|
[13],[14],[20] |
| Interest rate |
|
9.75%
|
[11],[12],[19] |
4.97%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 14,952
|
[11],[12] |
$ 14,952
|
[13],[14] |
| Cost |
|
15,450
|
[5],[11],[12] |
15,416
|
[8],[13],[14] |
| Fair Value |
|
$ 15,450
|
[11],[12] |
$ 15,416
|
[13],[14] |
| Investment, Identifier [Axis]: Flink SE | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
[13],[14],[20] |
|
|
4.78%
|
|
| Interest rate EOT |
|
6.75%
|
[11],[12],[19] |
6.75%
|
[13],[14],[20] |
| Interest rate |
|
9.75%
|
[11],[12],[19] |
4.97%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 14,952
|
[11],[12] |
$ 14,952
|
[13],[14] |
| Cost |
|
15,406
|
[5],[11],[12] |
15,367
|
[8],[13],[14] |
| Fair Value |
|
15,406
|
[11],[12] |
15,367
|
[13],[14] |
| Investment, Identifier [Axis]: Flo Health, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
123
|
[1],[5],[11],[12],[19] |
123
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 274
|
[1],[11],[12],[19] |
$ 274
|
[3],[13],[14] |
| Shares |
|
13,487
|
[1],[11],[12],[19] |
13,487
|
[3],[13],[14] |
| Investment, Identifier [Axis]: Foodology Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 116
|
[1],[5],[11],[12],[19] |
$ 116
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 86
|
[1],[11],[12],[19] |
$ 86
|
[3],[13],[14] |
| Shares |
|
26,619
|
[1],[11],[12],[19] |
26,619
|
[3],[13],[14] |
| Investment, Identifier [Axis]: Forum Brands Holdings, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 150
|
[1],[5],[19] |
$ 150
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 30
|
[3],[20] |
| Shares |
|
822
|
[1],[19] |
822
|
[3],[20] |
| Investment, Identifier [Axis]: Forum Brands Holdings, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 626
|
[1],[5],[19] |
$ 626
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 66
|
[3],[20] |
| Shares |
|
49,892
|
[1],[19] |
49,892
|
[3],[20] |
| Investment, Identifier [Axis]: Forum Brands, LLC | Convertible Note | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
12.00%
|
[19] |
12.00%
|
[20] |
| Outstanding Principal |
|
$ 2
|
|
$ 2
|
|
| Cost |
|
2
|
[5] |
2
|
[8] |
| Fair Value |
|
$ 2
|
|
$ 2
|
|
| Investment, Identifier [Axis]: Forum Brands, LLC | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
12.00%
|
[19] |
12.00%
|
[20] |
| Interest rate EOT |
|
5.48%
|
[19] |
5.48%
|
[20] |
| Outstanding Principal |
|
$ 14,513
|
|
$ 14,087
|
|
| Cost |
|
15,160
|
[5] |
14,717
|
[8] |
| Fair Value |
|
$ 13,292
|
|
$ 13,316
|
|
| Investment, Identifier [Axis]: Forum Brands, LLC | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
12.00%
|
[19] |
12.00%
|
[20] |
| Interest rate EOT |
|
5.48%
|
[19] |
5.48%
|
[20] |
| Outstanding Principal |
|
$ 18,164
|
|
$ 17,629
|
|
| Cost |
|
18,872
|
[5] |
18,299
|
[8] |
| Fair Value |
|
$ 16,635
|
|
$ 16,686
|
|
| Investment, Identifier [Axis]: Forum Brands, LLC | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
5.75%
|
[19] |
5.75%
|
[20] |
| Interest rate floor |
|
13.25%
|
[19] |
13.25%
|
[20] |
| Interest rate EOT |
|
4.52%
|
[19] |
4.52%
|
[20] |
| Outstanding Principal |
|
$ 3,712
|
|
$ 3,591
|
|
| Cost |
|
3,763
|
[5] |
3,623
|
[8] |
| Fair Value |
|
$ 3,400
|
|
$ 3,423
|
|
| Investment, Identifier [Axis]: Forum Brands, LLC | Growth Capital Loan 4 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
12.00%
|
[19] |
12.00%
|
[20] |
| Outstanding Principal |
|
$ 2,534
|
|
$ 2,460
|
|
| Cost |
|
2,532
|
[5] |
2,457
|
[8] |
| Fair Value |
|
2,321
|
|
2,175
|
|
| Investment, Identifier [Axis]: Found Health, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
22
|
[1],[5],[19] |
22
|
[3],[8],[20] |
| Fair Value |
|
$ 16
|
[1],[19] |
$ 16
|
[3],[20] |
| Shares |
|
49,304
|
[1],[19] |
49,304
|
[3],[20] |
| Investment, Identifier [Axis]: Freed, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
$ 0
|
|
|
|
| Fair Value |
[1],[19] |
$ 0
|
|
|
|
| Shares |
[1],[19] |
76
|
|
|
|
| Investment, Identifier [Axis]: Frubana Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
6.25%
|
[11],[12],[15],[19] |
6.25%
|
[13],[14],[16],[20] |
| Interest rate floor |
|
9.75%
|
[11],[12],[15],[19] |
9.75%
|
[13],[14],[16],[20] |
| Interest rate EOT |
|
5.00%
|
[11],[12],[15],[19] |
5.00%
|
[13],[14],[16],[20] |
| Outstanding Principal |
|
$ 105
|
[11],[12],[15] |
$ 116
|
[13],[14],[16] |
| Cost |
|
110
|
[5],[11],[12],[15] |
121
|
[8],[13],[14],[16] |
| Fair Value |
|
$ 31
|
[11],[12],[15] |
$ 42
|
[13],[14],[16] |
| Investment, Identifier [Axis]: Frubana Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
8.00%
|
[11],[12],[15],[19] |
8.00%
|
[13],[14],[16],[20] |
| Interest rate floor |
|
11.50%
|
[11],[12],[15],[19] |
11.50%
|
[13],[14],[16],[20] |
| Interest rate EOT |
|
6.00%
|
[11],[12],[15],[19] |
6.00%
|
[13],[14],[16],[20] |
| Outstanding Principal |
|
$ 2,675
|
[11],[12],[15] |
$ 2,948
|
[13],[14],[16] |
| Cost |
|
2,922
|
[5],[11],[12],[15] |
3,195
|
[8],[13],[14],[16] |
| Fair Value |
|
$ 794
|
[11],[12],[15] |
$ 1,063
|
[13],[14],[16] |
| Investment, Identifier [Axis]: Frubana Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
8.00%
|
[11],[12],[15],[19] |
8.00%
|
[13],[14],[16],[20] |
| Interest rate floor |
|
11.50%
|
[11],[12],[15],[19] |
11.50%
|
[13],[14],[16],[20] |
| Interest rate EOT |
|
7.50%
|
[11],[12],[15],[19] |
7.50%
|
[13],[14],[16],[20] |
| Outstanding Principal |
|
$ 7,259
|
[11],[12],[15] |
$ 8,000
|
[13],[14],[16] |
| Cost |
|
7,354
|
[5],[11],[12],[15] |
8,095
|
[8],[13],[14],[16] |
| Fair Value |
|
2,154
|
[11],[12],[15] |
2,886
|
[13],[14],[16] |
| Investment, Identifier [Axis]: Frubana Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
500
|
[1],[5],[11],[12],[19] |
500
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
7,993
|
[1],[11],[12],[19] |
7,993
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Frubana Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 334
|
[1],[5],[11],[12],[19] |
$ 334
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
15,987
|
[1],[11],[12],[19] |
15,987
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Grey Orange International Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 183
|
[1],[5],[19] |
$ 183
|
[3],[8],[20] |
| Fair Value |
|
$ 121
|
[1],[19] |
$ 121
|
[3],[20] |
| Shares |
|
52,773
|
[1],[19] |
52,773
|
[3],[20] |
| Investment, Identifier [Axis]: Grove Collaborative, Inc. | Common Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 219
|
[1],[5],[19] |
$ 219
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
62,128
|
[1],[19] |
62,128
|
[3],[20] |
| Investment, Identifier [Axis]: Grove Collaborative, Inc. | Common Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 228
|
[1],[5],[19] |
$ 228
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
25,664
|
[1],[19] |
25,664
|
[3],[20] |
| Investment, Identifier [Axis]: Grove Collaborative, Inc. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 500
|
[1],[5],[19],[23] |
$ 500
|
[3],[8],[20],[24] |
| Fair Value |
|
$ 40
|
[1],[19],[23] |
$ 35
|
[3],[20],[24] |
| Shares |
|
31,576
|
[1],[19],[23] |
31,576
|
[3],[20],[24] |
| Investment, Identifier [Axis]: GrubMarket, Inc. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 7,758
|
[1],[5],[19] |
$ 7,758
|
[3],[8],[20] |
| Fair Value |
|
$ 13,454
|
[1],[19] |
13,454
|
[3],[20] |
| Shares |
[1],[19] |
|
|
|
|
| Investment, Identifier [Axis]: HomeLight, Inc. | Preferred Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 44
|
[1],[5],[19] |
44
|
[3],[8],[20] |
| Fair Value |
|
$ 186
|
[1],[19] |
$ 186
|
[3],[20] |
| Shares |
|
54,004
|
[1],[19] |
54,004
|
[3],[20] |
| Investment, Identifier [Axis]: HomeLight, Inc. | Preferred Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 76
|
[1],[5],[19] |
$ 76
|
[3],[8],[20] |
| Fair Value |
|
$ 139
|
[1],[19] |
$ 139
|
[3],[20] |
| Shares |
|
55,326
|
[1],[19] |
55,326
|
[3],[20] |
| Investment, Identifier [Axis]: Homeward, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
|
|
19.00%
|
|
| Interest rate EOT |
|
|
|
9.75%
|
|
| Outstanding Principal |
|
|
|
$ 7,633
|
|
| Cost |
[8] |
|
|
8,456
|
|
| Fair Value |
|
|
|
8,389
|
|
| Investment, Identifier [Axis]: Homeward, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 856
|
[1],[5],[19] |
662
|
[3],[8] |
| Fair Value |
|
$ 873
|
[1],[19] |
$ 788
|
[3] |
| Shares |
|
1,164,988
|
[1],[19] |
906,102
|
[3] |
| Investment, Identifier [Axis]: Hover Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.00%
|
|
3.00%
|
|
| Interest rate floor |
|
9.50%
|
|
9.50%
|
|
| Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
| Outstanding Principal |
|
$ 16,000
|
|
$ 16,000
|
|
| Cost |
|
16,240
|
[5] |
16,170
|
[8] |
| Fair Value |
|
$ 16,240
|
|
$ 16,170
|
|
| Investment, Identifier [Axis]: Hover Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.00%
|
|
3.00%
|
[20] |
| Interest rate floor |
|
9.50%
|
|
9.50%
|
[20] |
| Interest rate EOT |
|
6.00%
|
|
6.00%
|
[20] |
| Outstanding Principal |
|
$ 2,000
|
|
$ 2,000
|
|
| Cost |
|
1,967
|
[5] |
1,958
|
[8] |
| Fair Value |
|
$ 1,967
|
|
1,958
|
|
| Investment, Identifier [Axis]: Hover Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.00%
|
|
|
|
| Interest rate floor |
|
9.50%
|
|
|
|
| Interest rate EOT |
|
6.00%
|
|
|
|
| Outstanding Principal |
|
$ 2,000
|
|
|
|
| Cost |
[5] |
1,951
|
|
|
|
| Fair Value |
|
$ 1,951
|
|
|
|
| Investment, Identifier [Axis]: Hover Inc. | Growth Capital Loan 4 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.00%
|
|
|
|
| Interest rate floor |
|
9.50%
|
|
|
|
| Interest rate EOT |
|
6.00%
|
|
|
|
| Outstanding Principal |
|
$ 1,600
|
|
|
|
| Cost |
[5] |
1,561
|
|
|
|
| Fair Value |
|
1,561
|
|
|
|
| Investment, Identifier [Axis]: Hover Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
231
|
[1],[5],[19] |
231
|
[3],[8],[20] |
| Fair Value |
|
$ 261
|
[1],[19] |
$ 261
|
[3],[20] |
| Shares |
|
42,378
|
[1],[19] |
42,378
|
[3],[20] |
| Investment, Identifier [Axis]: Hover Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 402
|
[1],[5] |
$ 341
|
[3],[8] |
| Fair Value |
|
$ 425
|
[1] |
$ 366
|
[3] |
| Shares |
|
235,061
|
[1] |
202,006
|
[3] |
| Investment, Identifier [Axis]: Hydrow, Inc. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 668
|
[1],[5],[19] |
$ 668
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
1,893,462
|
[1],[19] |
1,893,462
|
[3],[20] |
| Investment, Identifier [Axis]: Hydrow, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 232
|
[1],[5] |
$ 232
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| Shares |
|
1,252,355
|
[1] |
1,252,355
|
[3] |
| Investment, Identifier [Axis]: Hydrow, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.50%
|
|
3.50%
|
|
| Interest rate floor |
|
11.25%
|
|
11.25%
|
|
| Interest rate EOT |
|
9.00%
|
|
9.00%
|
|
| Outstanding Principal |
|
$ 16,657
|
|
$ 16,657
|
|
| Cost |
|
17,208
|
[5] |
17,052
|
[8] |
| Fair Value |
|
13,784
|
|
14,682
|
|
| Investment, Identifier [Axis]: Hydrow, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
26
|
[1],[5] |
26
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1] |
$ 0
|
[3] |
| Shares |
|
6,549,320
|
[1] |
6,549,320
|
[3] |
| Investment, Identifier [Axis]: Hydrow, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.00%
|
[19] |
2.00%
|
[20] |
| Interest rate floor |
|
9.75%
|
[19] |
9.75%
|
[20] |
| Interest rate EOT |
|
7.00%
|
[19] |
7.00%
|
[20] |
| Outstanding Principal |
|
$ 8,785
|
|
$ 8,889
|
|
| Cost |
|
8,785
|
[5] |
8,889
|
[8] |
| Fair Value |
|
7,530
|
|
8,034
|
|
| Investment, Identifier [Axis]: InMobi Pte Ltd. | Ordinary Shares | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
35
|
[1],[5],[11],[12],[19] |
35
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 13
|
[1],[11],[12],[19] |
$ 13
|
[3],[13],[14],[20] |
| Shares |
|
48,500
|
[1],[11],[12],[19] |
48,500
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Incode Technologies, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
$ 517
|
|
|
|
| Fair Value |
[1],[19] |
$ 517
|
|
|
|
| Shares |
[1],[19] |
506,496
|
|
|
|
| Investment, Identifier [Axis]: Incode Technologies, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[19] |
5.50%
|
|
|
|
| Interest rate floor |
[19] |
12.25%
|
|
|
|
| Interest rate EOT |
[19] |
5.00%
|
|
|
|
| Outstanding Principal |
|
$ 11,500
|
|
|
|
| Cost |
[5] |
11,149
|
|
|
|
| Fair Value |
|
11,149
|
|
|
|
| Investment, Identifier [Axis]: Incode Technologies, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 203
|
|
| Fair Value |
[3],[20] |
|
|
$ 203
|
|
| Shares |
[3],[20] |
|
|
198,805
|
|
| Investment, Identifier [Axis]: Infinite Athlete, Inc. (f/k/a Tempus Ex Machina, Inc.) | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
9
|
[1],[5],[19] |
$ 9
|
[3],[8] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3] |
| Shares |
|
11,974
|
[1],[19] |
11,974
|
[3] |
| Investment, Identifier [Axis]: Inspirato, Inc. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 287
|
[1],[5],[19],[23],[25] |
$ 287
|
[3],[8],[20],[24],[26] |
| Fair Value |
|
$ 27
|
[1],[19],[23],[25] |
$ 25
|
[3],[20],[24],[26] |
| Shares |
|
6,081
|
[1],[19],[23],[25] |
6,081
|
[3],[20],[24],[26] |
| Investment, Identifier [Axis]: JOKR S.à r.l. | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
$ 17
|
|
|
|
| Fair Value |
[1],[19] |
$ 1
|
|
|
|
| Shares |
[1],[19] |
298
|
|
|
|
| Investment, Identifier [Axis]: JOKR S.à r.l. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
[13],[14],[20] |
|
|
5.80%
|
|
| Interest rate EOT |
[13],[14],[20] |
|
|
14.00%
|
|
| Interest rate |
[13],[14],[20] |
|
|
8.70%
|
|
| Outstanding Principal |
[13],[14] |
|
|
$ 3,078
|
|
| Cost |
[8],[13],[14] |
|
|
3,318
|
|
| Fair Value |
[13],[14] |
|
|
$ 3,001
|
|
| Investment, Identifier [Axis]: JOKR S.à r.l. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
[11],[12],[19] |
5.80%
|
|
|
|
| Interest rate EOT |
[11],[12],[19] |
14.00%
|
|
|
|
| Interest rate |
[11],[12],[19] |
8.70%
|
|
|
|
| Outstanding Principal |
[11],[12] |
$ 3,123
|
|
|
|
| Cost |
[5],[11],[12] |
3,404
|
|
|
|
| Fair Value |
[11],[12] |
$ 3,153
|
|
|
|
| Investment, Identifier [Axis]: JOKR S.à r.l. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
7.30%
|
[11],[12],[19] |
7.30%
|
[13],[14],[20] |
| Interest rate EOT |
|
14.00%
|
[11],[12],[19] |
14.00%
|
[13],[14],[20] |
| Interest rate |
|
10.95%
|
[11],[12],[19] |
10.95%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 1,221
|
[11],[12] |
$ 1,199
|
[13],[14] |
| Cost |
|
1,298
|
[5],[11],[12] |
1,259
|
[8],[13],[14] |
| Fair Value |
|
1,231
|
[11],[12] |
1,175
|
[13],[14] |
| Investment, Identifier [Axis]: JOKR S.à r.l. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
173
|
[1],[5],[11],[12],[19] |
173
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 63
|
[1],[11],[12],[19] |
$ 63
|
[3],[13],[14],[20] |
| Shares |
|
2,963
|
[1],[11],[12],[19] |
2,963
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: JOKR S.à r.l. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 34
|
[1],[5],[19] |
$ 34
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 13
|
[1],[19] |
$ 13
|
[3],[13],[14],[20] |
| Shares |
|
585
|
[1],[19] |
585
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: JOKR S.à r.l. | Preferred Stock 3 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 353
|
[1],[5],[19] |
$ 17
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 827
|
[1],[19] |
$ 1
|
[3],[13],[14],[20] |
| Shares |
|
56,834
|
[1],[19] |
298
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: JOKR S.à r.l. | Preferred Stock 4 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[13],[14],[20] |
|
|
$ 353
|
|
| Fair Value |
[3],[13],[14],[20] |
|
|
$ 827
|
|
| Shares |
[3],[13],[14],[20] |
|
|
56,834
|
|
| Investment, Identifier [Axis]: JOKR S.à r.l. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
5.75%
|
[11],[12],[19] |
5.75%
|
[13],[14],[20] |
| Interest rate floor |
|
9.00%
|
[11],[12],[19] |
9.00%
|
[13],[14],[20] |
| Interest rate EOT |
|
3.00%
|
[11],[12],[19] |
3.00%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 529
|
[11],[12] |
$ 529
|
[13],[14] |
| Cost |
|
558
|
[5],[11],[12] |
556
|
[8],[13],[14] |
| Fair Value |
|
$ 547
|
[11],[12] |
$ 536
|
[13],[14] |
| Investment, Identifier [Axis]: Jerry Services, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Interest rate EOT |
|
1.50%
|
|
1.50%
|
|
| Interest rate |
|
10.50%
|
|
10.50%
|
|
| Outstanding Principal |
|
$ 20,000
|
|
$ 20,000
|
|
| Cost |
|
20,028
|
[5] |
20,009
|
[8] |
| Fair Value |
|
20,265
|
|
20,262
|
|
| Investment, Identifier [Axis]: Jerry Services, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
104
|
[1],[5],[19] |
104
|
[3],[8],[20] |
| Fair Value |
|
$ 128
|
[1],[19] |
$ 128
|
[3],[20] |
| Shares |
|
8,231
|
[1],[19] |
8,231
|
[3],[20] |
| Investment, Identifier [Axis]: Jerry Services, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 169
|
[1],[5] |
$ 168
|
[3],[8] |
| Fair Value |
|
$ 291
|
[1] |
$ 291
|
[3] |
| Shares |
|
41,936
|
[1] |
41,936
|
[3] |
| Investment, Identifier [Axis]: K Health, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 187
|
[1],[5],[19] |
$ 187
|
[3],[8],[20] |
| Fair Value |
|
$ 169
|
[1],[19] |
$ 169
|
[3],[20] |
| Shares |
|
61,224
|
[1],[19] |
61,224
|
[3],[20] |
| Investment, Identifier [Axis]: K Health, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.25%
|
[19] |
2.25%
|
[20] |
| Interest rate floor |
|
10.00%
|
[19] |
10.00%
|
[20] |
| Interest rate EOT |
|
4.75%
|
[19] |
4.75%
|
[20] |
| Outstanding Principal |
|
$ 874
|
|
$ 1,510
|
|
| Cost |
|
1,092
|
[5] |
1,706
|
[8] |
| Fair Value |
|
$ 1,092
|
|
$ 1,706
|
|
| Investment, Identifier [Axis]: Kalderos, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.75%
|
|
3.75%
|
|
| Interest rate floor |
|
10.75%
|
|
10.75%
|
|
| Interest rate EOT |
|
4.25%
|
|
4.25%
|
|
| Outstanding Principal |
|
$ 13,000
|
|
$ 13,000
|
|
| Cost |
|
13,163
|
[5] |
13,082
|
[8] |
| Fair Value |
|
13,163
|
|
13,081
|
|
| Investment, Identifier [Axis]: Kalderos, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
325
|
[1],[5],[19] |
325
|
[3],[8],[20] |
| Fair Value |
|
$ 275
|
[1],[19] |
$ 275
|
[3],[20] |
| Shares |
|
45,403
|
[1],[19] |
45,403
|
[3],[20] |
| Investment, Identifier [Axis]: Kalderos, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 222
|
[1],[5] |
$ 222
|
[3],[8] |
| Fair Value |
|
$ 180
|
[1] |
$ 180
|
[3] |
| Shares |
|
126,986
|
[1] |
126,986
|
[3] |
| Investment, Identifier [Axis]: LeoLabs, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 197
|
[1],[5],[19] |
$ 197
|
[3],[8],[20] |
| Fair Value |
|
$ 227
|
[1],[19] |
$ 227
|
[3],[20] |
| Shares |
|
218,512
|
[1],[19] |
218,512
|
[3],[20] |
| Investment, Identifier [Axis]: Lively, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 124
|
[1],[5] |
$ 124
|
[3],[8],[20] |
| Fair Value |
|
$ 33
|
[1] |
$ 124
|
[3],[20] |
| Shares |
|
25,107
|
[1] |
25,107
|
[3],[20] |
| Investment, Identifier [Axis]: Lively, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.25%
|
|
3.25%
|
|
| Interest rate floor |
|
10.75%
|
|
10.75%
|
|
| Interest rate EOT |
|
1.50%
|
|
1.50%
|
|
| Outstanding Principal |
|
$ 3,250
|
|
$ 3,250
|
|
| Cost |
|
3,196
|
[5] |
3,189
|
[8] |
| Fair Value |
|
$ 3,196
|
|
$ 3,189
|
|
| Investment, Identifier [Axis]: Lively, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.25%
|
|
3.25%
|
[20] |
| Interest rate floor |
|
10.75%
|
|
10.75%
|
[20] |
| Interest rate EOT |
|
1.50%
|
|
1.50%
|
[20] |
| Outstanding Principal |
|
$ 3,250
|
|
$ 3,250
|
|
| Cost |
|
3,196
|
[5] |
3,189
|
[8] |
| Fair Value |
|
$ 3,196
|
|
$ 3,189
|
|
| Investment, Identifier [Axis]: Lively, Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.25%
|
|
3.25%
|
[20] |
| Interest rate floor |
|
10.75%
|
|
10.75%
|
[20] |
| Interest rate EOT |
|
1.50%
|
|
1.50%
|
[20] |
| Outstanding Principal |
|
$ 3,250
|
|
$ 3,250
|
|
| Cost |
|
3,196
|
[5] |
3,189
|
[8] |
| Fair Value |
|
3,196
|
|
3,189
|
|
| Investment, Identifier [Axis]: Loft Orbital Solutions Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
192
|
[1],[5],[19] |
192
|
[3],[8] |
| Fair Value |
|
$ 344
|
[1],[19] |
$ 344
|
[3] |
| Shares |
|
22,488
|
[1],[19] |
22,488
|
[3] |
| Investment, Identifier [Axis]: LovePop, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 168
|
[1],[5],[19] |
$ 168
|
[3],[8],[20] |
| Fair Value |
|
$ 128
|
[1],[19] |
$ 128
|
[3],[20] |
| Shares |
|
163,463
|
[1],[19] |
163,463
|
[3],[20] |
| Investment, Identifier [Axis]: Lower Holding Company | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 189
|
[1],[5],[19] |
$ 189
|
[3],[8] |
| Fair Value |
|
$ 24
|
[1],[19] |
$ 24
|
[3] |
| Shares |
|
395,425
|
[1],[19] |
395,425
|
[3] |
| Investment, Identifier [Axis]: Luminary Roli Limited | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Outstanding Principal |
|
$ 35,492
|
[1],[11],[12],[19] |
$ 35,492
|
[3],[13],[14],[20] |
| Cost |
|
29,530
|
[1],[5],[11],[12],[19] |
29,530
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
9,813
|
[1],[11],[12],[19] |
9,990
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Luminary Roli Limited | Ordinary Shares | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
2,525
|
[1],[5],[11],[12],[19] |
2,525
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
434,782
|
[1],[11],[12],[19] |
434,782
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: MA Micro Limited | Convertible Note | Non-Affiliated |
|
|
|
|
|
| Outstanding Principal |
|
$ 4,166
|
[1],[11],[12],[19] |
$ 4,166
|
[3],[13],[14],[20] |
| Cost |
|
2,713
|
[1],[5],[11],[12],[19] |
2,713
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
1,112
|
[1],[11],[12],[19] |
1,134
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: MA Micro Limited | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Outstanding Principal |
|
4,166
|
[1],[11],[12],[19] |
4,166
|
[3],[13],[14],[20] |
| Cost |
|
1,442
|
[1],[5],[11],[12],[19] |
1,442
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
843
|
[1],[11],[12],[19] |
860
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: MA Micro Limited | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Outstanding Principal |
|
1,389
|
[1],[11],[12],[19] |
1,389
|
[3],[13],[14],[20] |
| Cost |
|
1,186
|
[1],[5],[11],[12],[19] |
1,186
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
247
|
[1],[11],[12],[19] |
253
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: MXP Prime GmbH | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
1,140
|
[1],[5],[11],[12],[19] |
1,140
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 13
|
[1],[11],[12],[19] |
$ 13
|
[3],[13],[14],[20] |
| Shares |
|
165
|
[1],[11],[12],[19] |
165
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: MXP Prime GmbH | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 0
|
[1],[5],[19] |
$ 0
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 139
|
[1],[19] |
$ 142
|
[3],[13],[14],[20] |
| Shares |
|
23
|
[1],[19] |
23
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: MXP Prime GmbH | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 50
|
[1],[5],[19] |
$ 50
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 53
|
[1],[19] |
$ 54
|
[3],[13],[14],[20] |
| Shares |
|
46
|
[1],[19] |
46
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: McN Investments Ltd. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 300
|
[1],[5],[11],[12],[19] |
$ 300
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 209
|
[1],[11],[12],[19] |
$ 209
|
[3],[13],[14],[20] |
| Shares |
|
11,246
|
[1],[11],[12],[19] |
11,246
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: McN Investments Ltd. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 295
|
[1],[5],[11],[12],[19] |
$ 295
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 116
|
[1],[11],[12],[19] |
$ 116
|
[3],[13],[14],[20] |
| Shares |
|
37,485
|
[1],[11],[12],[19] |
37,485
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Merama Inc. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 33
|
[1],[5],[19] |
$ 33
|
[3],[8],[20] |
| Fair Value |
|
$ 152
|
[1],[19] |
$ 152
|
[3],[20] |
| Shares |
|
18,518
|
[1],[19] |
18,518
|
[3],[20] |
| Investment, Identifier [Axis]: Merama Inc. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 83
|
[1],[5],[19] |
$ 83
|
[3],[8],[20] |
| Fair Value |
|
$ 136
|
[1],[19] |
$ 136
|
[3],[20] |
| Shares |
|
14,490
|
[1],[19] |
14,490
|
[3],[20] |
| Investment, Identifier [Axis]: Merama Inc. | Preferred Stock 3 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 167
|
[1],[5],[19] |
$ 167
|
[3],[8],[20] |
| Fair Value |
|
$ 140
|
[1],[19] |
$ 140
|
[3],[20] |
| Shares |
|
10,298
|
[1],[19] |
10,298
|
[3],[20] |
| Investment, Identifier [Axis]: Merama Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 406
|
[1],[5],[19] |
$ 406
|
[3],[8],[20] |
| Fair Value |
|
$ 1,100
|
[1],[19] |
$ 1,100
|
[3],[20] |
| Shares |
|
191,274
|
[1],[19] |
191,274
|
[3],[20] |
| Investment, Identifier [Axis]: Metropolis Technologies, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 87
|
[1],[5],[19] |
$ 87
|
[3],[8],[20] |
| Fair Value |
|
$ 1,039
|
[1],[19] |
$ 1,039
|
[3],[20] |
| Shares |
|
87,385
|
[1],[19] |
87,385
|
[3],[20] |
| Investment, Identifier [Axis]: Mind Candy Limited | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
9.00%
|
[11],[12],[15],[19] |
9.00%
|
[13],[14],[16],[20] |
| Outstanding Principal |
|
$ 1,694
|
[11],[12],[15] |
$ 1,694
|
[13],[14],[16] |
| Cost |
|
1,444
|
[5],[11],[12],[15] |
1,444
|
[8],[13],[14],[16] |
| Fair Value |
|
$ 694
|
[11],[12],[15] |
$ 694
|
[13],[14],[16] |
| Investment, Identifier [Axis]: Mind Candy Limited | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
12.00%
|
[11],[12],[15],[19] |
12.00%
|
[13],[14],[16],[20] |
| Outstanding Principal |
|
$ 26,240
|
[11],[12],[15] |
$ 26,240
|
[13],[14],[16] |
| Cost |
|
21,222
|
[5],[11],[12],[15] |
21,222
|
[8],[13],[14],[16] |
| Fair Value |
|
$ 10,758
|
[11],[12],[15] |
$ 10,758
|
[13],[14],[16] |
| Investment, Identifier [Axis]: Mind Candy Limited | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
9.00%
|
[11],[12],[15],[19] |
9.00%
|
[13],[14],[16],[20] |
| Outstanding Principal |
|
$ 1,580
|
[11],[12],[15] |
$ 1,580
|
[13],[14],[16] |
| Cost |
|
1,347
|
[5],[11],[12],[15] |
1,347
|
[8],[13],[14],[16] |
| Fair Value |
|
649
|
[11],[12],[15] |
648
|
[13],[14],[16] |
| Investment, Identifier [Axis]: Mind Candy, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
1,000
|
[1],[5],[11],[12],[19] |
1,000
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
511,665
|
[1],[11],[12],[19] |
511,665
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Mind Candy, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 922
|
[1],[5],[11],[12],[19] |
$ 922
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
278,209
|
[1],[11],[12],[19] |
278,209
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Minted, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
4.25%
|
|
4.25%
|
|
| Interest rate floor |
|
11.00%
|
|
11.00%
|
|
| Interest rate EOT |
|
4.00%
|
|
4.00%
|
|
| Outstanding Principal |
|
$ 17,857
|
|
$ 17,857
|
|
| Cost |
|
17,996
|
[5] |
17,949
|
[8] |
| Fair Value |
|
17,991
|
|
17,944
|
|
| Investment, Identifier [Axis]: Minted, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
516
|
[1],[5] |
516
|
[3],[8] |
| Fair Value |
|
$ 231
|
[1] |
$ 231
|
[3] |
| Shares |
|
51,979
|
[1] |
51,979
|
[3] |
| Investment, Identifier [Axis]: Minted, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.50%
|
[19] |
2.50%
|
[20] |
| Interest rate floor |
|
9.25%
|
[19] |
9.25%
|
[20] |
| Outstanding Principal |
|
$ 0
|
|
$ 0
|
|
| Cost |
|
0
|
[5] |
0
|
[8] |
| Fair Value |
|
0
|
|
0
|
|
| Investment, Identifier [Axis]: Misfits Market, Inc. (f/k/a Imperfect Foods, Inc.) | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
142
|
[1],[5],[19] |
142
|
[3],[8],[20] |
| Fair Value |
|
$ 152
|
[1],[19] |
$ 152
|
[3],[20] |
| Shares |
|
1,615
|
[1],[19] |
1,615
|
[3],[20] |
| Investment, Identifier [Axis]: Misfits Market, Inc. (f/k/a Imperfect Foods, Inc.) | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 358
|
[1],[5],[19] |
$ 358
|
[3],[8],[20] |
| Fair Value |
|
$ 385
|
[1],[19] |
$ 385
|
[3],[20] |
| Shares |
|
7,196
|
[1],[19] |
7,196
|
[3],[20] |
| Investment, Identifier [Axis]: Moda Operandi, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
8.00%
|
[19] |
8.00%
|
[20] |
| PIK interest |
|
6.00%
|
[19] |
6.00%
|
[20] |
| Interest rate EOT |
|
11.55%
|
[19] |
11.55%
|
[20] |
| Outstanding Principal |
|
$ 10,254
|
|
$ 10,102
|
|
| Cost |
|
10,408
|
[5] |
10,199
|
[8] |
| Fair Value |
|
9,300
|
|
9,088
|
|
| Investment, Identifier [Axis]: Moda Operandi, Inc. | Preferred Units | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
169
|
[1],[5],[19] |
169
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
36,450
|
[1],[19] |
36,450
|
[3],[20] |
| Investment, Identifier [Axis]: Monzo Bank Limited | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Interest rate |
|
12.00%
|
[11],[12],[19] |
12.00%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 7,035
|
[11],[12] |
$ 7,035
|
[13],[14] |
| Cost |
|
7,024
|
[5],[11],[12] |
7,024
|
[8],[13],[14] |
| Fair Value |
|
6,939
|
[11],[12] |
6,836
|
[13],[14] |
| Investment, Identifier [Axis]: Monzo Bank Limited | Ordinary Shares 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
1,000
|
[1],[5],[11],[12],[19] |
1,000
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 2,324
|
[1],[11],[12],[19] |
$ 2,104
|
[3],[13],[14],[20] |
| Shares |
|
92,901
|
[1],[11],[12],[19] |
92,901
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Monzo Bank Limited | Ordinary Shares 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 516
|
[1],[5],[19] |
$ 516
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 698
|
[1],[19] |
$ 651
|
[3],[13],[14],[20] |
| Shares |
|
26,281
|
[1],[19] |
26,281
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Monzo Bank Limited | Ordinary Shares | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 161
|
[1],[5],[11],[12],[19] |
$ 161
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 1,020
|
[1],[11],[12],[19] |
$ 855
|
[3],[13],[14],[20] |
| Shares |
|
64,813
|
[1],[11],[12],[19] |
64,813
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Muon Space, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
0.00%
|
|
0.00%
|
|
| Interest rate floor |
|
7.00%
|
|
7.00%
|
|
| Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
| Outstanding Principal |
|
$ 1,657
|
|
$ 1,902
|
|
| Cost |
|
1,700
|
[5] |
1,920
|
[8] |
| Fair Value |
|
$ 1,742
|
|
$ 1,975
|
|
| Investment, Identifier [Axis]: Muon Space, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
0.00%
|
|
0.00%
|
[20] |
| Interest rate floor |
|
7.00%
|
|
7.00%
|
[20] |
| Interest rate EOT |
|
6.00%
|
|
6.00%
|
[20] |
| Outstanding Principal |
|
$ 1,662
|
|
$ 1,873
|
|
| Cost |
|
1,681
|
[5] |
1,868
|
[8] |
| Fair Value |
|
$ 1,681
|
|
$ 1,868
|
|
| Investment, Identifier [Axis]: Muon Space, Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
0.00%
|
|
0.00%
|
[20] |
| Interest rate floor |
|
7.00%
|
|
7.00%
|
[20] |
| Interest rate EOT |
|
6.00%
|
|
6.00%
|
[20] |
| Outstanding Principal |
|
$ 1,327
|
|
$ 1,425
|
|
| Cost |
|
1,323
|
[5] |
1,404
|
[8] |
| Fair Value |
|
$ 1,323
|
|
1,404
|
|
| Investment, Identifier [Axis]: Muon Space, Inc. | Growth Capital Loan 4 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[19] |
0.00%
|
|
|
|
| Interest rate floor |
[19] |
7.00%
|
|
|
|
| Interest rate EOT |
[19] |
6.00%
|
|
|
|
| Outstanding Principal |
|
$ 3,371
|
|
|
|
| Cost |
[5] |
3,317
|
|
|
|
| Fair Value |
|
3,317
|
|
|
|
| Investment, Identifier [Axis]: Muon Space, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
117
|
[1],[5] |
117
|
[3],[8] |
| Fair Value |
|
$ 127
|
[1] |
$ 127
|
[3] |
| Shares |
|
90,997
|
[1] |
90,997
|
[3] |
| Investment, Identifier [Axis]: N26 GmbH | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 1,264
|
[1],[5],[11],[12],[19] |
$ 1,264
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 1,543
|
[1],[11],[12],[19] |
$ 1,574
|
[3],[13],[14],[20] |
| Shares |
|
22
|
[1],[11],[12],[19] |
22
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: N26 GmbH | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 324
|
[1],[5],[11],[12],[19] |
$ 324
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 132
|
[1],[11],[12],[19] |
$ 246
|
[3],[13],[14],[20] |
| Shares |
|
6
|
[1],[11],[12],[19] |
11
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Nakdcom One World AB | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 964
|
[1],[5],[11],[12],[17],[19] |
$ 964
|
[3],[8],[13],[14],[18],[20] |
| Fair Value |
|
$ 943
|
[1],[11],[12],[17],[19] |
$ 962
|
[3],[13],[14],[18],[20] |
| Shares |
|
8,194,080
|
[1],[11],[12],[17],[19] |
8,194,080
|
[3],[13],[14],[18],[20] |
| Investment, Identifier [Axis]: Nakdcom One World AB | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
12.00%
|
[11],[12],[15],[17],[19] |
12.00%
|
[13],[14],[16],[18],[20] |
| Outstanding Principal |
|
$ 122
|
[11],[12],[15],[17] |
$ 119
|
[13],[14],[16],[18] |
| Cost |
|
119
|
[5],[11],[12],[15],[17] |
119
|
[8],[13],[14],[16],[18] |
| Fair Value |
|
116
|
[11],[12],[15],[17] |
119
|
[13],[14],[16],[18] |
| Investment, Identifier [Axis]: Nakdcom One World AB | Hybrid | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
15,191
|
[1],[5],[19],[27] |
15,191
|
[3],[8],[13],[14],[18],[20],[28] |
| Fair Value |
|
14,856
|
[1],[19],[27] |
15,159
|
[3],[13],[14],[18],[20],[28] |
| Investment, Identifier [Axis]: Narvar, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
102
|
[1],[5],[19] |
102
|
[3],[8],[20] |
| Fair Value |
|
$ 102
|
[1],[19] |
$ 102
|
[3],[20] |
| Shares |
|
87,160
|
[1],[19] |
87,160
|
[3],[20] |
| Investment, Identifier [Axis]: Nerdy Inc. (f/k/a Varsity Tutors LLC) | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 250
|
[1],[5],[19],[23] |
$ 250
|
[3],[8],[20],[24] |
| Fair Value |
|
$ 50
|
[1],[19],[23] |
$ 63
|
[3],[20],[24] |
| Shares |
|
60,926
|
[1],[19],[23] |
60,926
|
[3],[20],[24] |
| Investment, Identifier [Axis]: NewStore Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Interest rate floor |
|
11.50%
|
|
11.50%
|
[20] |
| Interest rate EOT |
|
6.25%
|
|
6.25%
|
[20] |
| Interest rate |
|
4.00%
|
|
4.00%
|
[20] |
| Outstanding Principal |
|
$ 2,500
|
|
$ 2,500
|
|
| Cost |
|
2,602
|
[5] |
2,580
|
[8] |
| Fair Value |
|
2,602
|
|
2,580
|
|
| Investment, Identifier [Axis]: NewStore Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
36
|
[1],[5] |
36
|
[3],[8],[20] |
| Fair Value |
|
$ 4
|
[1] |
$ 4
|
[3],[20] |
| Shares |
|
122,353
|
[1] |
122,353
|
[3],[20] |
| Investment, Identifier [Axis]: Observe, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8] |
|
|
$ 324
|
|
| Fair Value |
[3] |
|
|
$ 324
|
|
| Shares |
[3] |
|
|
58,177
|
|
| Investment, Identifier [Axis]: Observe, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
|
|
2.75%
|
|
| Interest rate floor |
|
|
|
9.75%
|
|
| Interest rate EOT |
|
|
|
3.25%
|
|
| Outstanding Principal |
|
|
|
$ 16,000
|
|
| Cost |
[8] |
|
|
15,566
|
|
| Fair Value |
|
|
|
16,061
|
|
| Investment, Identifier [Axis]: Observe, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
270
|
|
| Fair Value |
[3],[20] |
|
|
$ 272
|
|
| Shares |
[3],[20] |
|
|
25,254
|
|
| Investment, Identifier [Axis]: Ocrolus, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 96
|
[1],[5] |
$ 96
|
[3],[8] |
| Fair Value |
|
$ 81
|
[1] |
$ 81
|
[3] |
| Shares |
|
116,887
|
[1] |
116,887
|
[3] |
| Investment, Identifier [Axis]: Ocrolus, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.50%
|
|
2.50%
|
|
| Interest rate floor |
|
9.75%
|
|
9.75%
|
|
| Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
| Outstanding Principal |
|
$ 7,143
|
|
$ 7,143
|
|
| Cost |
|
7,292
|
[5] |
7,249
|
[8] |
| Fair Value |
|
$ 7,292
|
|
$ 7,249
|
|
| Investment, Identifier [Axis]: Ocrolus, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.50%
|
|
2.50%
|
|
| Interest rate floor |
|
9.75%
|
|
9.75%
|
|
| Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
| Outstanding Principal |
|
$ 2,857
|
|
$ 2,857
|
|
| Cost |
|
2,878
|
[5] |
2,860
|
[8] |
| Fair Value |
|
2,878
|
|
2,860
|
|
| Investment, Identifier [Axis]: OfferUp Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
42
|
[1],[5],[19] |
42
|
[3],[8],[20] |
| Fair Value |
|
$ 138
|
[1],[19] |
$ 138
|
[3],[20] |
| Shares |
|
131,006
|
[1],[19] |
131,006
|
[3],[20] |
| Investment, Identifier [Axis]: Omio Corp. (f/k/a GoEuro Corp.) | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 300
|
[1],[5],[11],[12],[19] |
$ 300
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 292
|
[1],[11],[12],[19] |
$ 292
|
[3],[13],[14],[20] |
| Shares |
|
2,362
|
[1],[11],[12],[19] |
2,362
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Omio Corp. (f/k/a GoEuro Corp.) | Preferred Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 362
|
[1],[5],[11],[12],[19] |
$ 362
|
[3],[8],[13],[14] |
| Fair Value |
|
$ 393
|
[1],[11],[12],[19] |
$ 393
|
[3],[13],[14] |
| Shares |
|
12,027
|
[1],[11],[12],[19] |
12,027
|
[3],[13],[14] |
| Investment, Identifier [Axis]: Omio Corp. (f/k/a GoEuro Corp.) | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 623
|
[1],[5],[11],[12],[19] |
$ 624
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 901
|
[1],[11],[12],[19] |
$ 901
|
[3],[13],[14],[20] |
| Shares |
|
9,169
|
[1],[11],[12],[19] |
9,169
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Omio Corp. (f/k/a GoEuro Corp.) | Preferred Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 611
|
[1],[5],[19] |
$ 611
|
[3],[8] |
| Fair Value |
|
$ 675
|
[1],[19] |
$ 675
|
[3] |
| Shares |
|
16,261
|
[1],[19] |
16,261
|
[3] |
| Investment, Identifier [Axis]: Omio Corp. (f/k/a GoEuro Corp.) | Preferred Stock 3 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 384
|
[1],[5],[19] |
$ 385
|
[3],[8] |
| Fair Value |
|
$ 1,042
|
[1],[19] |
$ 1,043
|
[3] |
| Shares |
|
17,904
|
[1],[19] |
17,904
|
[3] |
| Investment, Identifier [Axis]: Open Space Labs, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 7
|
[1],[5],[19] |
$ 7
|
[3],[8],[20] |
| Fair Value |
|
$ 4
|
[1],[19] |
$ 4
|
[3],[20] |
| Shares |
|
2,954
|
[1],[19] |
2,954
|
[3],[20] |
| Investment, Identifier [Axis]: Outfittery GMBH | Cash Exit Fee | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 1,850
|
[1],[5],[11],[12],[19],[21] |
$ 1,850
|
[3],[8],[13],[14],[20],[22] |
| Fair Value |
|
$ 1,329
|
[1],[11],[12],[19],[21] |
$ 1,401
|
[3],[13],[14],[20],[22] |
| Investment, Identifier [Axis]: Outfittery GMBH | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
8.25%
|
[11],[12],[19] |
11.00%
|
[13],[14],[20] |
| Interest rate EOT |
|
14.73%
|
[11],[12],[19] |
14.73%
|
[13],[14],[20] |
| Interest rate |
[11],[12],[19] |
2.75%
|
|
|
|
| Outstanding Principal |
|
$ 31,061
|
[11],[12] |
$ 30,430
|
[13],[14] |
| Cost |
|
34,450
|
[5],[11],[12] |
33,647
|
[8],[13],[14] |
| Fair Value |
|
$ 25,694
|
[11],[12] |
$ 28,610
|
[13],[14] |
| Investment, Identifier [Axis]: Outfittery GMBH | Revolver 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
6.75%
|
[11],[12],[19] |
9.00%
|
[13],[14],[20] |
| Interest rate EOT |
|
7.53%
|
[11],[12],[19] |
7.53%
|
[13],[14],[20] |
| Interest rate |
[11],[12],[19] |
2.75%
|
|
|
|
| Outstanding Principal |
|
$ 4,767
|
[11],[12] |
$ 4,687
|
[13],[14] |
| Cost |
|
5,060
|
[5],[11],[12] |
4,955
|
[8],[13],[14] |
| Fair Value |
|
$ 4,402
|
[11],[12] |
$ 4,685
|
[13],[14] |
| Investment, Identifier [Axis]: Outfittery GMBH | Revolver 2 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
6.75%
|
[11],[12],[19] |
9.00%
|
[13],[14],[20] |
| Interest rate EOT |
|
9.00%
|
[11],[12],[19] |
9.00%
|
[13],[14],[20] |
| Interest rate |
[11],[12],[19] |
2.75%
|
|
|
|
| Outstanding Principal |
|
$ 2,695
|
[11],[12] |
$ 2,650
|
[13],[14] |
| Cost |
|
2,882
|
[5],[11],[12] |
2,823
|
[8],[13],[14] |
| Fair Value |
|
2,578
|
[11],[12] |
2,739
|
[13],[14] |
| Investment, Identifier [Axis]: Overtime Sports, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
1,000
|
[1],[5],[19] |
1,000
|
[3],[8],[20] |
| Fair Value |
|
$ 948
|
[1],[19] |
$ 948
|
[3],[20] |
| Shares |
|
127,656
|
[1],[19] |
127,656
|
[3],[20] |
| Investment, Identifier [Axis]: Overtime Sports, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 70
|
[1],[5],[19] |
$ 70
|
[3],[8],[20] |
| Fair Value |
|
$ 51
|
[1],[19] |
$ 51
|
[3],[20] |
| Shares |
|
33,510
|
[1],[19] |
33,510
|
[3],[20] |
| Investment, Identifier [Axis]: Pair Eyewear, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 5
|
[1],[5],[19] |
$ 5
|
[3],[8],[20] |
| Fair Value |
|
$ 7
|
[1],[19] |
$ 7
|
[3],[20] |
| Shares |
|
2,288
|
[1],[19] |
2,288
|
[3],[20] |
| Investment, Identifier [Axis]: Pair Eyewear, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 10
|
[1],[5],[19] |
$ 10
|
[3],[8],[20] |
| Fair Value |
|
$ 10
|
[1],[19] |
$ 10
|
[3],[20] |
| Shares |
|
1,880
|
[1],[19] |
1,880
|
[3],[20] |
| Investment, Identifier [Axis]: Pair Team, PBC | Convertible Note | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
6.00%
|
[19] |
6.00%
|
[20] |
| Outstanding Principal |
|
$ 400
|
|
$ 400
|
|
| Cost |
|
400
|
[5] |
400
|
[8] |
| Fair Value |
|
$ 400
|
|
$ 400
|
|
| Investment, Identifier [Axis]: Pair Team, PBC | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.00%
|
|
1.00%
|
[20] |
| Interest rate floor |
|
8.50%
|
|
8.50%
|
[20] |
| Interest rate EOT |
|
3.25%
|
|
3.25%
|
[20] |
| Outstanding Principal |
|
$ 1,600
|
|
$ 1,600
|
|
| Cost |
|
1,601
|
[5] |
1,594
|
[8] |
| Fair Value |
|
1,601
|
|
1,594
|
|
| Investment, Identifier [Axis]: Pair Team, PBC | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
2
|
[1],[5],[19] |
2
|
[3],[8],[20] |
| Fair Value |
|
$ 2
|
[1],[19] |
$ 2
|
[3],[20] |
| Shares |
|
1,596
|
[1],[19] |
1,596
|
[3],[20] |
| Investment, Identifier [Axis]: Panorama Education, Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.75%
|
|
1.75%
|
|
| Interest rate floor |
|
10.25%
|
|
10.25%
|
|
| Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
| Outstanding Principal |
|
$ 1,514
|
|
$ 1,514
|
|
| Cost |
|
1,517
|
[5] |
1,508
|
[8] |
| Fair Value |
|
$ 1,517
|
|
$ 1,508
|
|
| Investment, Identifier [Axis]: Panorama Education, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.00%
|
|
2.00%
|
|
| Interest rate floor |
|
10.50%
|
|
10.50%
|
|
| Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
| Outstanding Principal |
|
$ 6,000
|
|
$ 6,000
|
|
| Cost |
|
6,264
|
[5] |
6,207
|
[8] |
| Fair Value |
|
$ 6,264
|
|
$ 6,207
|
|
| Investment, Identifier [Axis]: Panorama Education, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.75%
|
|
1.75%
|
|
| Interest rate floor |
|
10.25%
|
|
10.25%
|
|
| Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
| Outstanding Principal |
|
$ 4,000
|
|
$ 4,000
|
|
| Cost |
|
4,052
|
[5] |
4,024
|
[8] |
| Fair Value |
|
4,052
|
|
4,024
|
|
| Investment, Identifier [Axis]: Panorama Education, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
50
|
[1],[5] |
50
|
[3],[8] |
| Fair Value |
|
$ 40
|
[1] |
$ 40
|
[3] |
| Shares |
|
9,460
|
[1] |
9,460
|
[3] |
| Investment, Identifier [Axis]: Panorama Education, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.00%
|
[19] |
1.00%
|
[20] |
| Interest rate floor |
|
9.50%
|
[19] |
9.50%
|
[20] |
| Interest rate EOT |
|
4.00%
|
[19] |
4.00%
|
[20] |
| Outstanding Principal |
|
$ 0
|
|
$ 0
|
|
| Cost |
|
0
|
[5] |
0
|
[8] |
| Fair Value |
|
$ 0
|
|
$ 0
|
|
| Investment, Identifier [Axis]: Parry Labs, LLC | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.50%
|
|
3.50%
|
|
| Interest rate floor |
|
11.25%
|
|
11.25%
|
|
| Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
| Outstanding Principal |
|
$ 19,500
|
|
$ 19,500
|
|
| Cost |
|
19,616
|
[5] |
19,523
|
[8] |
| Fair Value |
|
19,616
|
|
19,523
|
|
| Investment, Identifier [Axis]: Parry Labs, LLC | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
145
|
[1],[5] |
145
|
[3],[8] |
| Fair Value |
|
$ 138
|
[1] |
$ 81
|
[3] |
| Shares |
|
2,727
|
[1] |
2,727
|
[3] |
| Investment, Identifier [Axis]: Parry Labs, LLC | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.50%
|
[19] |
2.50%
|
[20] |
| Interest rate floor |
|
10.25%
|
[19] |
10.25%
|
[20] |
| Interest rate EOT |
|
3.00%
|
[19] |
3.00%
|
[20] |
| Outstanding Principal |
|
$ 233
|
|
$ 233
|
|
| Cost |
|
233
|
[5] |
233
|
[8] |
| Fair Value |
|
233
|
|
233
|
|
| Investment, Identifier [Axis]: Passport Labs, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
303
|
|
|
|
| Fair Value |
[1],[19] |
$ 590
|
|
|
|
| Shares |
[1],[19] |
21,929
|
|
|
|
| Investment, Identifier [Axis]: Passport Labs, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 100
|
[1],[5],[19] |
100
|
[3],[8],[20] |
| Fair Value |
|
$ 103
|
[1],[19] |
$ 103
|
[3],[20] |
| Shares |
|
1,302
|
[1],[19] |
1,302
|
[3],[20] |
| Investment, Identifier [Axis]: Passport Labs, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 303
|
|
| Fair Value |
[3],[20] |
|
|
$ 590
|
|
| Shares |
[3],[20] |
|
|
21,929
|
|
| Investment, Identifier [Axis]: PlanHub, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
7.40%
|
[29],[30] |
7.40%
|
[31],[32] |
| Interest rate floor |
|
8.15%
|
[29],[30] |
8.15%
|
[31],[32] |
| Outstanding Principal |
|
$ 26,250
|
|
$ 26,250
|
|
| Cost |
|
25,884
|
[5] |
25,871
|
[8] |
| Fair Value |
|
$ 25,884
|
|
$ 25,871
|
|
| Investment, Identifier [Axis]: PlanHub, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[19],[30] |
5.33%
|
|
|
|
| Interest rate floor |
[19],[30] |
6.08%
|
|
|
|
| Outstanding Principal |
|
$ 375
|
|
|
|
| Cost |
[5] |
370
|
|
|
|
| Fair Value |
|
370
|
|
|
|
| Investment, Identifier [Axis]: PlanHub, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
[20],[32] |
|
|
5.33%
|
|
| Interest rate floor |
[20],[32] |
|
|
6.08%
|
|
| Outstanding Principal |
|
|
|
$ 188
|
|
| Cost |
[8] |
|
|
185
|
|
| Fair Value |
|
|
|
185
|
|
| Investment, Identifier [Axis]: Printful, Inc. Holdco. (fka.Printify, Inc.) | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
24
|
[1],[5],[19] |
24
|
[3],[8],[20] |
| Fair Value |
|
$ 24
|
[1],[19] |
$ 24
|
[3],[20] |
| Shares |
|
11,120
|
[1],[19] |
11,120
|
[3],[20] |
| Investment, Identifier [Axis]: Prodigy Investments Limited | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
5.98%
|
[11],[12],[19] |
14.28%
|
[13],[14],[20] |
| Interest rate EOT |
|
2.50%
|
|
2.50%
|
[13],[14],[20] |
| Interest rate |
[11],[12],[19] |
7.30%
|
|
|
|
| Outstanding Principal |
|
$ 43,278
|
[11],[12] |
$ 42,336
|
[13],[14] |
| Cost |
|
43,326
|
[5],[11],[12] |
42,325
|
[8],[13],[14] |
| Fair Value |
|
36,969
|
[11],[12] |
36,969
|
[13],[14] |
| Investment, Identifier [Axis]: Prodigy Investments Limited | Ordinary Shares | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
869
|
[1],[5],[11],[12],[19] |
869
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 0
|
[1],[11],[12],[19] |
$ 0
|
[3],[13],[14],[20] |
| Shares |
|
56,241
|
[1],[11],[12],[19] |
56,241
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Prodigy Investments Limited | Preference Shares | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 23,127
|
[1],[5],[11],[12],[19] |
$ 23,127
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 4,976
|
[1],[11],[12],[19] |
$ 4,976
|
[3],[13],[14],[20] |
| Shares |
|
1,552
|
[1],[11],[12],[19] |
1,552
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Project 1920, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
6.25%
|
[15],[19] |
6.25%
|
[16],[20] |
| Interest rate floor |
|
9.50%
|
[15],[19] |
9.50%
|
[16],[20] |
| Interest rate EOT |
|
6.50%
|
[15],[19] |
6.50%
|
[16],[20] |
| Outstanding Principal |
|
$ 1,927
|
[15] |
$ 1,927
|
[16] |
| Cost |
|
1,973
|
[5],[15] |
1,973
|
[8],[16] |
| Fair Value |
|
419
|
[15] |
419
|
[16] |
| Investment, Identifier [Axis]: Project 1920, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
23
|
[1],[5],[19] |
23
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
41,140
|
[1],[19] |
41,140
|
[3],[20] |
| Investment, Identifier [Axis]: Project 1920, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
5.75%
|
[15],[19] |
5.75%
|
[16],[20] |
| Interest rate floor |
|
9.00%
|
[15],[19] |
9.00%
|
[16],[20] |
| Interest rate EOT |
|
2.00%
|
[15],[19] |
2.00%
|
[16],[20] |
| Outstanding Principal |
|
$ 2,100
|
[15] |
$ 2,100
|
[16] |
| Cost |
|
2,142
|
[5],[15] |
2,142
|
[8],[16] |
| Fair Value |
|
456
|
[15] |
456
|
[16] |
| Investment, Identifier [Axis]: Project Affinity, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
45
|
[1],[5],[19] |
45
|
[3],[8],[20] |
| Fair Value |
|
$ 62
|
[1],[19] |
$ 62
|
[3],[20] |
| Shares |
|
188,021
|
[1],[19] |
188,021
|
[3],[20] |
| Investment, Identifier [Axis]: Quantcast Corporation | Cash Exit Fee | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 213
|
[1],[5],[19],[21] |
$ 213
|
[3],[8],[20],[22] |
| Fair Value |
|
$ 161
|
[1],[19],[21] |
$ 161
|
[3],[20],[22] |
| Investment, Identifier [Axis]: Quick Commerce Ltd | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
6.00%
|
[19] |
6.00%
|
[13],[14],[20] |
| Interest rate EOT |
|
7.50%
|
[19] |
7.50%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 1,162
|
[11],[12] |
$ 1,145
|
[13],[14] |
| Cost |
|
1,047
|
[5],[11],[12] |
1,017
|
[8],[13],[14] |
| Fair Value |
|
$ 830
|
[11],[12] |
$ 819
|
[13],[14] |
| Investment, Identifier [Axis]: Quick Commerce Ltd | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| PIK interest |
|
6.00%
|
[11],[12],[19] |
6.00%
|
[13],[14],[20] |
| Interest rate EOT |
|
7.50%
|
[11],[12],[19] |
7.50%
|
[13],[14],[20] |
| Outstanding Principal |
|
$ 12,201
|
[11],[12] |
$ 12,020
|
[13],[14] |
| Cost |
|
10,994
|
[5],[11],[12] |
10,680
|
[8],[13],[14] |
| Fair Value |
|
8,715
|
[11],[12] |
8,597
|
[13],[14] |
| Investment, Identifier [Axis]: Quick Commerce Ltd | Ordinary Shares | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
311
|
[1],[5],[19] |
311
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 100
|
[1],[19] |
$ 102
|
[3],[13],[14],[20] |
| Shares |
|
1,448,528,650
|
[1],[19] |
1,448,528,650
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Quick Commerce Ltd | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 8,028
|
[1],[5],[11],[12],[19] |
$ 8,028
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 7,899
|
[1],[11],[12],[19] |
$ 8,061
|
[3],[13],[14],[20] |
| Shares |
|
418,182
|
[1],[11],[12],[19] |
418,182
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Radar Labs, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 15
|
[1],[5] |
$ 15
|
[3],[8] |
| Fair Value |
|
$ 17
|
[1] |
$ 17
|
[3] |
| Shares |
|
5,420
|
[1] |
5,420
|
[3] |
| Investment, Identifier [Axis]: Radar Labs, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.15%
|
|
2.15%
|
|
| Interest rate floor |
|
9.50%
|
|
9.50%
|
|
| Interest rate EOT |
|
2.25%
|
|
2.25%
|
|
| Outstanding Principal |
|
$ 11,000
|
|
$ 11,000
|
|
| Cost |
|
10,978
|
[5] |
10,954
|
[8] |
| Fair Value |
|
10,978
|
|
10,954
|
|
| Investment, Identifier [Axis]: Radar Labs, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
550
|
[1],[5],[19] |
550
|
[3],[8],[20] |
| Fair Value |
|
$ 605
|
[1],[19] |
$ 605
|
[3],[20] |
| Shares |
|
104,336
|
[1],[19] |
104,336
|
[3],[20] |
| Investment, Identifier [Axis]: Redesign Health Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 100
|
[1],[5],[19] |
$ 100
|
[3],[8],[20] |
| Fair Value |
|
$ 100
|
[1],[19] |
$ 100
|
[3],[20] |
| Shares |
|
5,919
|
[1],[19] |
5,919
|
[3],[20] |
| Investment, Identifier [Axis]: Rent the Runway, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 1,294
|
[1],[5],[19] |
$ 1,294
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
11,862
|
[1],[19] |
11,862
|
[3],[20] |
| Investment, Identifier [Axis]: RetailNext, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 80
|
[1],[5],[19] |
$ 80
|
[3],[8],[20] |
| Fair Value |
|
$ 111
|
[1],[19] |
$ 111
|
[3],[20] |
| Shares |
|
123,420
|
[1],[19] |
123,420
|
[3],[20] |
| Investment, Identifier [Axis]: Revolut Ltd | Ordinary Shares 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 40
|
[1],[5],[11],[12],[19] |
$ 40
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 7,954
|
[1],[11],[12],[19] |
$ 6,403
|
[3],[13],[14],[20] |
| Shares |
|
6,253
|
[1],[11],[12],[19] |
6,253
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Revolut Ltd | Ordinary Shares 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 324
|
[1],[5],[19] |
$ 324
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 9,693
|
[1],[19] |
$ 7,762
|
[3],[13],[14],[20] |
| Shares |
|
7,945
|
[1],[19] |
7,945
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Revolut Ltd | Ordinary Shares | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 262
|
[1],[5],[11],[12],[19] |
$ 262
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 30,554
|
[1],[11],[12],[19] |
$ 27,532
|
[3],[13],[14],[20] |
| Shares |
|
23,253
|
[1],[11],[12],[19] |
23,253
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: Roofstock, Inc. (fka.Mynd Management, Inc. ) | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 19
|
[1],[5],[19] |
$ 19
|
[3],[8],[20] |
| Fair Value |
|
$ 194
|
[1],[19] |
$ 194
|
[3],[20] |
| Shares |
|
56,839
|
[1],[19] |
56,839
|
[3],[20] |
| Investment, Identifier [Axis]: RudderStack, Inc. | SAFE | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 200
|
[1],[5],[19] |
$ 200
|
[3],[8],[20] |
| Fair Value |
|
$ 200
|
[1],[19] |
200
|
[3],[20] |
| Shares |
[1],[19] |
|
|
|
|
| Investment, Identifier [Axis]: Rudderstack, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 68
|
[1],[5],[19] |
68
|
[3],[8],[20] |
| Fair Value |
|
$ 68
|
[1],[19] |
$ 68
|
[3],[20] |
| Shares |
|
20,215
|
[1],[19] |
20,215
|
[3],[20] |
| Investment, Identifier [Axis]: Sandbox VR, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 73
|
[1],[5] |
$ 73
|
[3],[8] |
| Fair Value |
|
$ 47
|
[1] |
$ 73
|
[3] |
| Shares |
|
26,146
|
[1] |
26,146
|
[3] |
| Investment, Identifier [Axis]: Sandbox VR, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.50%
|
|
3.50%
|
|
| Interest rate floor |
|
10.50%
|
|
10.50%
|
|
| Interest rate EOT |
|
1.50%
|
|
1.50%
|
|
| Outstanding Principal |
|
$ 1,740
|
|
$ 2,005
|
|
| Cost |
|
1,723
|
[5] |
1,974
|
[8] |
| Fair Value |
|
$ 1,723
|
|
$ 1,974
|
|
| Investment, Identifier [Axis]: Sandbox VR, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
5.25%
|
|
5.25%
|
|
| Interest rate floor |
|
12.25%
|
|
12.25%
|
|
| Interest rate EOT |
|
4.00%
|
|
4.00%
|
|
| Outstanding Principal |
|
$ 9,900
|
|
$ 9,900
|
|
| Cost |
|
9,785
|
[5] |
9,747
|
[8] |
| Fair Value |
|
$ 9,785
|
|
$ 9,747
|
|
| Investment, Identifier [Axis]: Savage X, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
8.25%
|
|
8.25%
|
|
| Interest rate floor |
|
15.75%
|
|
15.75%
|
|
| Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
| Outstanding Principal |
|
$ 500
|
|
$ 500
|
|
| Cost |
|
478
|
[5] |
473
|
[8] |
| Fair Value |
|
$ 466
|
|
$ 473
|
|
| Investment, Identifier [Axis]: Savage X, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
8.25%
|
|
8.25%
|
|
| Interest rate floor |
|
15.75%
|
|
15.75%
|
|
| Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
| Outstanding Principal |
|
$ 2,000
|
|
$ 2,000
|
|
| Cost |
|
1,787
|
[5] |
1,758
|
[8] |
| Fair Value |
|
$ 1,787
|
|
$ 1,758
|
|
| Investment, Identifier [Axis]: Savage X, Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
8.25%
|
|
8.25%
|
|
| Interest rate floor |
|
15.75%
|
|
15.75%
|
|
| Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
| Outstanding Principal |
|
$ 3,750
|
|
$ 3,750
|
|
| Cost |
|
3,350
|
[5] |
3,296
|
[8] |
| Fair Value |
|
3,350
|
|
3,296
|
|
| Investment, Identifier [Axis]: Savage X, Inc. | Preferred Stock 1 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
500
|
[1],[5],[19] |
500
|
[3],[8],[20] |
| Fair Value |
|
$ 7
|
[1],[19] |
$ 17
|
[3],[20] |
| Shares |
|
17,249
|
[1],[19] |
17,249
|
[3],[20] |
| Investment, Identifier [Axis]: Savage X, Inc. | Preferred Stock 2 | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 500
|
[1],[5],[19] |
$ 500
|
[3],[8],[20] |
| Fair Value |
|
$ 5
|
[1],[19] |
$ 12
|
[3],[20] |
| Shares |
|
10,393
|
[1],[19] |
10,393
|
[3],[20] |
| Investment, Identifier [Axis]: Savage X, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 670
|
[1],[5] |
$ 670
|
[3],[8] |
| Fair Value |
|
$ 302
|
[1] |
$ 518
|
[3] |
| Shares |
|
178,697
|
[1] |
178,697
|
[3] |
| Investment, Identifier [Axis]: Signal Advisors USA, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 0
|
[1],[5],[19] |
$ 0
|
[3],[8],[20] |
| Fair Value |
|
$ 0
|
[1],[19] |
$ 0
|
[3],[20] |
| Shares |
|
43
|
[1],[19] |
43
|
[3],[20] |
| Investment, Identifier [Axis]: Signal Advisors USA, Inc. | Revolver | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.75%
|
[19] |
1.75%
|
[20] |
| Interest rate floor |
|
7.75%
|
[19] |
7.75%
|
[20] |
| Interest rate EOT |
|
1.35%
|
[19] |
1.35%
|
[20] |
| Outstanding Principal |
|
$ 33
|
|
$ 33
|
|
| Cost |
|
33
|
[5] |
33
|
[8] |
| Fair Value |
|
33
|
|
33
|
|
| Investment, Identifier [Axis]: Signifyd, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
132
|
[1],[5],[19] |
132
|
[3],[8],[20] |
| Fair Value |
|
$ 441
|
[1],[19] |
$ 441
|
[3],[20] |
| Shares |
|
33,445
|
[1],[19] |
33,445
|
[3],[20] |
| Investment, Identifier [Axis]: Simpplr Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 280
|
[1],[5] |
$ 280
|
[3],[8] |
| Fair Value |
|
$ 280
|
[1] |
$ 280
|
[3] |
| Shares |
|
56,611
|
[1] |
56,611
|
[3] |
| Investment, Identifier [Axis]: Simpplr Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.50%
|
|
1.50%
|
|
| Interest rate floor |
|
9.00%
|
|
9.00%
|
|
| Interest rate EOT |
|
1.50%
|
|
1.50%
|
|
| Outstanding Principal |
|
$ 9,375
|
|
$ 9,375
|
|
| Cost |
|
9,516
|
[5] |
9,423
|
[8] |
| Fair Value |
|
$ 9,516
|
|
$ 9,423
|
|
| Investment, Identifier [Axis]: Simpplr Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.00%
|
|
2.00%
|
[20] |
| Interest rate floor |
|
9.50%
|
|
9.50%
|
[20] |
| Interest rate EOT |
|
4.50%
|
|
4.50%
|
[20] |
| Outstanding Principal |
|
$ 3,125
|
|
$ 3,125
|
|
| Cost |
|
3,076
|
[5] |
3,063
|
[8] |
| Fair Value |
|
3,076
|
|
3,063
|
|
| Investment, Identifier [Axis]: Sisense, Inc. | Cash Exit Fee | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
190
|
[1],[5],[19],[21] |
190
|
[3],[8],[20],[22] |
| Fair Value |
|
465
|
[1],[19],[21] |
$ 465
|
[3],[20],[22] |
| Investment, Identifier [Axis]: Snowflake Inc | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19],[33] |
270
|
|
|
|
| Fair Value |
[1],[19],[33] |
$ 155
|
|
|
|
| Shares |
[1],[19],[33] |
1,027
|
|
|
|
| Investment, Identifier [Axis]: Sonatus, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Interest rate floor |
|
10.50%
|
|
10.50%
|
|
| Interest rate EOT |
|
4.00%
|
|
4.00%
|
|
| Interest rate |
|
3.00%
|
|
3.00%
|
|
| Outstanding Principal |
|
$ 15,000
|
|
$ 15,000
|
|
| Cost |
|
14,514
|
[5] |
14,416
|
[8] |
| Fair Value |
|
14,514
|
|
14,416
|
|
| Investment, Identifier [Axis]: Sonatus, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
518
|
[1],[5] |
518
|
[3],[8] |
| Fair Value |
|
$ 157
|
[1] |
$ 518
|
[3] |
| Shares |
|
224,453
|
[1] |
224,453
|
[3] |
| Investment, Identifier [Axis]: Sonder Holdings Inc. | Common Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 232
|
|
| Fair Value |
[3],[20] |
|
|
$ 0
|
|
| Shares |
[3],[20] |
|
|
10,024
|
|
| Investment, Identifier [Axis]: Sonder Holdings Inc. | Common Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[3],[8],[20] |
|
|
$ 42
|
|
| Fair Value |
[3],[20] |
|
|
$ 0
|
|
| Shares |
[3],[20] |
|
|
1,049
|
|
| Investment, Identifier [Axis]: Stance, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 41
|
[1],[5],[19] |
$ 41
|
[3],[8],[20] |
| Fair Value |
|
$ 70
|
[1],[19] |
$ 70
|
[3],[20] |
| Shares |
|
75,000
|
[1],[19] |
75,000
|
[3],[20] |
| Investment, Identifier [Axis]: Standard Bots, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
1.75%
|
|
1.75%
|
[20] |
| Interest rate floor |
|
9.00%
|
|
9.00%
|
[20] |
| Interest rate EOT |
|
3.75%
|
|
3.75%
|
[20] |
| Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
| Cost |
|
985
|
[5] |
979
|
[8] |
| Fair Value |
|
985
|
|
979
|
|
| Investment, Identifier [Axis]: Standard Bots, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
40
|
|
|
|
| Fair Value |
[1],[19] |
$ 40
|
|
|
|
| Shares |
[1],[19] |
1,338
|
|
|
|
| Investment, Identifier [Axis]: Standard Bots, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 11
|
[1],[5] |
11
|
[3],[8],[20] |
| Fair Value |
|
$ 66
|
[1] |
$ 11
|
[3],[20] |
| Shares |
|
4,848
|
[1] |
4,848
|
[3],[20] |
| Investment, Identifier [Axis]: Substack Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 6
|
[1],[5],[19] |
$ 6
|
[3],[8],[20] |
| Fair Value |
|
$ 6
|
[1],[19] |
$ 6
|
[3],[20] |
| Shares |
|
1,141
|
[1],[19] |
1,141
|
[3],[20] |
| Investment, Identifier [Axis]: Synack, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 68
|
[1],[5] |
$ 68
|
[3],[8] |
| Fair Value |
|
$ 45
|
[1] |
$ 68
|
[3] |
| Shares |
|
40,576
|
[1] |
40,576
|
[3] |
| Investment, Identifier [Axis]: Synack, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
2.85%
|
|
2.85%
|
|
| Interest rate floor |
|
9.85%
|
|
9.85%
|
|
| Interest rate EOT |
|
1.00%
|
|
1.00%
|
|
| Outstanding Principal |
|
$ 9,000
|
|
$ 9,000
|
|
| Cost |
|
8,860
|
[5] |
8,842
|
[8] |
| Fair Value |
|
8,860
|
|
8,842
|
|
| Investment, Identifier [Axis]: Talkspace, LLC (f/k/a Groop Internet Platform, Inc.) | Common Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
378
|
[1],[5],[19],[23] |
378
|
[3],[8],[20],[24] |
| Fair Value |
|
$ 760
|
[1],[19],[23] |
$ 533
|
[3],[20],[24] |
| Shares |
|
146,752
|
[1],[19],[23] |
146,752
|
[3],[20],[24] |
| Investment, Identifier [Axis]: Tempo Interactive Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 93
|
[1],[5],[19] |
$ 93
|
[3],[8],[20] |
| Fair Value |
|
$ 11
|
[1],[19] |
$ 11
|
[3],[20] |
| Shares |
|
14,709
|
[1],[19] |
14,709
|
[3],[20] |
| Investment, Identifier [Axis]: TetraScience, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.25%
|
|
3.25%
|
|
| Interest rate floor |
|
10.25%
|
|
10.25%
|
|
| Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
| Outstanding Principal |
|
$ 10,000
|
|
$ 10,000
|
|
| Cost |
|
10,151
|
[5] |
10,094
|
[8] |
| Fair Value |
|
10,151
|
|
10,094
|
|
| Investment, Identifier [Axis]: TetraScience, Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
112
|
|
|
|
| Fair Value |
[1],[19] |
$ 112
|
|
|
|
| Shares |
[1],[19] |
16,716
|
|
|
|
| Investment, Identifier [Axis]: TetraScience, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 20
|
[1],[5] |
20
|
[3],[8] |
| Fair Value |
|
$ 177
|
[1] |
$ 20
|
[3] |
| Shares |
|
106,100
|
[1] |
106,100
|
[3] |
| Investment, Identifier [Axis]: The Black Tux Holdings, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 139
|
[1],[5],[19] |
$ 139
|
[3],[8],[20] |
| Fair Value |
|
$ 450
|
[1],[19] |
$ 450
|
[3],[20] |
| Shares |
|
142,939
|
[1],[19] |
142,939
|
[3],[20] |
| Investment, Identifier [Axis]: Thoughtspot, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 404
|
[1],[5],[19] |
$ 404
|
[3],[8],[20] |
| Fair Value |
|
$ 404
|
[1],[19] |
$ 404
|
[3],[20] |
| Shares |
|
63,931
|
[1],[19] |
63,931
|
[3],[20] |
| Investment, Identifier [Axis]: Thrillist Media Group, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 624
|
[1],[5],[19] |
$ 624
|
[3],[8],[20] |
| Fair Value |
|
$ 1,092
|
[1],[19] |
$ 1,092
|
[3],[20] |
| Shares |
|
774,352
|
[1],[19] |
774,352
|
[3],[20] |
| Investment, Identifier [Axis]: Total Expert Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 354
|
[1],[5] |
$ 354
|
[3],[8] |
| Fair Value |
|
$ 313
|
[1] |
$ 313
|
[3] |
| Shares |
|
256,623
|
[1] |
256,623
|
[3] |
| Investment, Identifier [Axis]: Total Expert Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Interest rate floor |
|
9.65%
|
|
9.65%
|
|
| Interest rate EOT |
|
3.00%
|
|
3.00%
|
|
| Interest rate |
|
2.15%
|
|
2.15%
|
|
| Outstanding Principal |
|
$ 22,500
|
|
$ 22,500
|
|
| Cost |
|
22,053
|
[5] |
21,987
|
[8] |
| Fair Value |
|
22,053
|
|
21,987
|
|
| Investment, Identifier [Axis]: Transfix, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
188
|
[1],[5],[19] |
188
|
[3],[8],[20] |
| Fair Value |
|
$ 214
|
[1],[19] |
$ 214
|
[3],[20] |
| Shares |
|
133,502
|
[1],[19] |
133,502
|
[3],[20] |
| Investment, Identifier [Axis]: Trendly, Inc. | Growth Capital Loan 1 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
| Interest rate floor |
|
15.75%
|
|
15.75%
|
|
| Interest rate EOT |
|
11.75%
|
|
11.75%
|
|
| Outstanding Principal |
|
$ 19,500
|
|
$ 19,500
|
|
| Cost |
|
21,464
|
[5] |
21,392
|
[8] |
| Fair Value |
|
$ 20,800
|
|
$ 20,584
|
|
| Investment, Identifier [Axis]: Trendly, Inc. | Growth Capital Loan 3 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
| Interest rate floor |
|
15.75%
|
|
15.75%
|
|
| Interest rate EOT |
|
11.75%
|
|
11.75%
|
|
| Outstanding Principal |
|
$ 5,500
|
|
$ 5,500
|
|
| Cost |
|
5,967
|
[5] |
5,927
|
[8] |
| Fair Value |
|
$ 5,882
|
|
$ 5,824
|
|
| Investment, Identifier [Axis]: Trendly, Inc. | Growth Capital Loan 2 | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
| Interest rate floor |
|
15.75%
|
|
15.75%
|
|
| Interest rate EOT |
|
11.75%
|
|
11.75%
|
|
| Outstanding Principal |
|
$ 3,000
|
|
$ 3,000
|
|
| Cost |
|
3,243
|
[5] |
3,219
|
[8] |
| Fair Value |
|
3,210
|
|
3,179
|
|
| Investment, Identifier [Axis]: Trendly, Inc. | Preferred Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
381
|
[1],[5] |
381
|
[3],[8] |
| Fair Value |
|
$ 293
|
[1] |
$ 293
|
[3] |
| Shares |
|
574,742
|
[1] |
574,742
|
[3] |
| Investment, Identifier [Axis]: Trendly, Inc. | Preferred Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 44
|
[1],[5] |
$ 44
|
[3],[8] |
| Fair Value |
|
$ 17
|
[1] |
$ 17
|
[3] |
| Shares |
|
57,924
|
[1] |
57,924
|
[3] |
| Investment, Identifier [Axis]: True Footage Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 100
|
[1],[5],[19] |
$ 100
|
[3],[8],[20] |
| Fair Value |
|
$ 180
|
[1],[19] |
$ 180
|
[3],[20] |
| Shares |
|
18,366
|
[1],[19] |
18,366
|
[3],[20] |
| Investment, Identifier [Axis]: True Footage Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 147
|
[1],[5],[19] |
$ 147
|
[3],[8] |
| Fair Value |
|
$ 574
|
[1],[19] |
$ 574
|
[3] |
| Shares |
|
88,762
|
[1],[19] |
88,762
|
[3] |
| Investment, Identifier [Axis]: US Chemical Technologies, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.50%
|
|
3.50%
|
[20] |
| Interest rate floor |
|
10.75%
|
|
10.75%
|
[20] |
| Interest rate EOT |
|
4.50%
|
|
4.50%
|
[20] |
| Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
| Cost |
|
948
|
[5] |
941
|
[8] |
| Fair Value |
|
1,009
|
|
941
|
|
| Investment, Identifier [Axis]: US Chemical Technologies, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
53
|
[1],[5] |
53
|
[3],[8],[20] |
| Fair Value |
|
$ 40
|
[1] |
$ 53
|
[3],[20] |
| Shares |
|
19,370
|
[1] |
19,370
|
[3],[20] |
| Investment, Identifier [Axis]: Uniphore Technologies Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 34
|
[1],[5],[19] |
$ 34
|
[3],[8],[20] |
| Fair Value |
|
$ 100
|
[1],[19] |
$ 100
|
[3],[20] |
| Shares |
|
35,000
|
[1],[19] |
35,000
|
[3],[20] |
| Investment, Identifier [Axis]: Uniphore Technologies Inc. | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 350
|
[1],[5],[19] |
$ 350
|
[3],[8],[20] |
| Fair Value |
|
$ 287
|
[1],[19] |
$ 287
|
[3],[20] |
| Shares |
|
28,233
|
[1],[19] |
28,233
|
[3],[20] |
| Investment, Identifier [Axis]: Untuckit LLC | Cash Exit Fee | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 39
|
[1],[5],[19],[21] |
$ 39
|
[3],[8],[20],[22] |
| Fair Value |
|
57
|
[1],[19],[21] |
57
|
[3],[20],[22] |
| Investment, Identifier [Axis]: Upgrade, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
223
|
[1],[5],[19] |
223
|
[3],[8],[20] |
| Fair Value |
|
$ 5,656
|
[1],[19] |
$ 5,656
|
[3],[20] |
| Shares |
|
1,488,450
|
[1],[19] |
1,488,450
|
[3],[20] |
| Investment, Identifier [Axis]: Valar Atomics, Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 15
|
[1],[5] |
$ 15
|
[3],[8],[20] |
| Fair Value |
|
$ 15
|
[1] |
$ 15
|
[3],[20] |
| Shares |
|
4,276
|
[1] |
4,276
|
[3],[20] |
| Investment, Identifier [Axis]: Valar Atomics, Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
3.50%
|
[19] |
3.50%
|
[20] |
| Interest rate floor |
|
10.75%
|
[19] |
10.75%
|
[20] |
| Interest rate EOT |
|
3.00%
|
[19] |
3.00%
|
[20] |
| Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
| Cost |
|
984
|
[5] |
978
|
[8] |
| Fair Value |
|
984
|
|
978
|
|
| Investment, Identifier [Axis]: Valar Atomics, Inc. | SAFE | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5],[19] |
80
|
|
|
|
| Fair Value |
[1],[19] |
$ 80
|
|
|
|
| Shares |
[1],[19] |
1
|
|
|
|
| Investment, Identifier [Axis]: Vergesense Inc. | Common Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
[1],[5] |
$ 5
|
|
|
|
| Fair Value |
[1] |
$ 5
|
|
|
|
| Shares |
[1] |
2,925
|
|
|
|
| Investment, Identifier [Axis]: Vergesense Inc. | Growth Capital Loan | Non-Affiliated |
|
|
|
|
|
| Basis spread on variable rate |
|
4.25%
|
|
|
|
| Interest rate floor |
|
11.00%
|
|
|
|
| Interest rate EOT |
|
3.50%
|
|
|
|
| Outstanding Principal |
|
$ 500
|
|
|
|
| Cost |
[5] |
490
|
|
|
|
| Fair Value |
|
490
|
|
|
|
| Investment, Identifier [Axis]: Vial Health Technology, Inc. | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
33
|
[1],[5],[19] |
33
|
[3],[8],[20] |
| Fair Value |
|
$ 33
|
[1],[19] |
$ 33
|
[3],[20] |
| Shares |
|
48,889
|
[1],[19] |
48,889
|
[3],[20] |
| Investment, Identifier [Axis]: WorldRemit Group Limited | Preferred Stock 1 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 382
|
[1],[5],[11],[12],[19] |
$ 382
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 1,504
|
[1],[11],[12],[19] |
$ 1,531
|
[3],[13],[14],[20] |
| Shares |
|
128,290
|
[1],[11],[12],[19] |
128,290
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: WorldRemit Group Limited | Preferred Stock 2 | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 136
|
[1],[5],[19] |
$ 136
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 487
|
[1],[19] |
$ 496
|
[3],[13],[14],[20] |
| Shares |
|
46,548
|
[1],[19] |
46,548
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: everdrop GmbH | Preferred Stock | Equity Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 310
|
[1],[5],[11],[12],[19] |
$ 310
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 348
|
[1],[11],[12],[19] |
$ 354
|
[3],[13],[14],[20] |
| Shares |
|
78
|
[1],[11],[12],[19] |
78
|
[3],[13],[14],[20] |
| Investment, Identifier [Axis]: everdrop GmbH | Preferred Stock | Warrant Investments |Non-Affiliated Issuer |
|
|
|
|
|
| Cost |
|
$ 25
|
[1],[5],[11],[12],[19] |
$ 25
|
[3],[8],[13],[14],[20] |
| Fair Value |
|
$ 26
|
[1],[11],[12],[19] |
$ 27
|
[3],[13],[14],[20] |
| Shares |
|
14
|
[1],[11],[12],[19] |
14
|
[3],[13],[14],[20] |
|
|