| (State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| (Address of principal executive offices) | (Zip Code) |
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N/A
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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(1)
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Election of Directors;
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(2)
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Ratification of KPMG LLP as independent registered public accountant for the year ending December 31, 2026; and |
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(3)
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Advisory vote to approve named executive officer compensation. |
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(1)
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Election of Directors:
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Nominee
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Votes For
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Votes
Withheld
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Broker
Non-Votes
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|||||||||
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Gregory H.A. Baxter
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14,783,749 | 198,008 | 2,055,552 | |||||||||
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John A. Catsimatidis Jr.
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14,835,940 | 145,817 | 2,055,552 | |||||||||
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H.C. Charles Diao
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14,751,756 | 230,001 | 2,055,552 | |||||||||
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Ashley D. Frushone
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14,636,944 | 344,813 | 2,055,552 | |||||||||
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David E. Glazek
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14,754,180 | 227,577 | 2,055,552 | |||||||||
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Graham A. Purdy
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14,799,438 | 182,319 | 2,055,552 | |||||||||
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Rohith Reddy
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14,785,554 | 196,203 | 2,055,552 | |||||||||
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Kathleen M. Shanahan
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14,827,330 | 154,427 | 2,055,552 | |||||||||
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Stephen Usher
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14,797,592 | 184,165 | 2,055,552 | |||||||||
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Lawrence S. Wexler
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14,788,619 | 193,138 | 2,055,552 | |||||||||
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(2)
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Ratification of KPMG LLP as independent registered public accountant for the year ending December 31, 2026: | |||||||||||||
| For | 16,869,195 | |||
| Against | 130,747 | |||
| Abstain | 37,367 | |||
| Broker Non-Votes | - |
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(3)
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Advisory vote to approve named executive officer compensation: | |||||||||||||
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For
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14,561,464 | |||
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Against
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324,126 | |||
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Abstain
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96,167 | |||
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Broker Non-Votes
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2,055,552 |
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TURNING POINT BRANDS, INC.
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Dated: May 5, 2026
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By:
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/s/ Brittani N. Cushman
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Brittani N. Cushman
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Senior Vice President, General Counsel and Secretary
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