Disciplined Growth Investors Funds

 

The Disciplined Growth Investors Fund (DGIFX)

The Disciplied Growth Investors Equity Fund (DGIQX)

 

Schedules of Investments

January 31, 2026

   

 

The Disciplined Growth Investors Fund

 

SCHEDULE OF INVESTMENTS
January 31, 2026 (Unaudited)

 

 

   Shares   Value 
COMMON STOCKS - 70.53%          
Consumer Discretionary Products - 3.27%          
Gentex Corp.   463,025   $10,654,205 
LGI Homes, Inc.(a)   59,443    2,978,689 
SharkNinja, Inc.(a)   47,967    5,669,699 
         19,302,593 
Consumer Staple Products - 1.38%          
Celsius Holdings, Inc.(a)   155,256    8,147,835 
           
Health Care - 2.78%          
Align Technology, Inc.(a)   60,366    9,841,469 
Intuitive Surgical, Inc.(a)   10,623    5,356,329 
Progyny, Inc.(a)   50,185    1,197,916 
         16,395,714 
Industrial Products - 9.36%          
Cognex Corp.   458,510    17,762,677 
Generac Holdings, Inc.(a)   62,278    10,465,195 
Graco, Inc.   28,318    2,473,011 
Proto Labs, Inc.(a)   258,069    13,587,333 
Snap-on, Inc.   29,989    10,979,273 
         55,267,489 
Industrial Services - 2.37%          
Alarm.com Holdings, Inc.(a)   286,792    13,989,714 
           
Materials - 1.21%          
Simpson Manufacturing Co., Inc.   26,206    4,632,697 
Trex Co, Inc.(a)   60,079    2,488,472 
         7,121,169 
Media - 0.98%          
Take-Two Interactive Software, Inc.(a)   26,143    5,759,303 
           
Oil & Gas - 6.98%          
Core Laboratories, Inc.   379,469    7,414,824 
Coterra Energy, Inc.   621,726    17,936,795 
Expand Energy Corp.   141,374    15,891,852 
         41,243,471 
Retail & Wholesale - Discretionary - 2.15%          
Floor & Decor Holdings, Inc., Class A(a)   110,485    7,287,591 
Stitch Fix, Inc., Class A(a)   1,132,674    5,436,835 
         12,724,426 
   Shares   Value 
Software & Tech Services - 9.47%          
Akamai Technologies, Inc.(a)   177,791   $17,272,396 
Autodesk, Inc.(a)   31,616    7,994,738 
DoubleVerify Holdings, Inc.(a)   203,836    2,205,505 
Gartner, Inc.(a)   36,216    7,591,236 
Intuit, Inc.   5,482    2,735,079 
Monday.com Ltd.(a)   15,021    1,723,660 
Paychex, Inc.   14,733    1,519,414 
SPS Commerce, Inc.(a)   65,645    5,859,473 
Zeta Global Holdings Corp., Class A(a)   486,989    9,048,255 
         55,949,756 
Tech Hardware & Semiconductors - 30.58%          
Arista Networks, Inc.(a)   187,308    26,549,036 
Dolby Laboratories, Inc., Class A   134,675    8,644,788 
Garmin Ltd.   102,763    20,721,131 
InterDigital, Inc.   33,310    10,873,716 
IPG Photonics Corp.(a)   52,189    4,822,786 
Microchip Technology, Inc.   132,601    10,067,068 
Plexus Corp.(a)   109,025    21,731,953 
Power Integrations, Inc.   163,995    7,533,930 
Pure Storage, Inc., Class A(a)   379,086    26,361,641 
Semtech Corp.(a)   178,155    14,207,861 
Super Micro Computer, Inc.(a)   506,545    14,745,525 
Viasat, Inc.(a)   317,838    14,356,743 
         180,616,178 
TOTAL COMMON STOCKS          
(Cost $314,462,455)        416,517,648 

 

Description/Maturity Date/Rate  Principal
Amount
   Value 
CORPORATE BONDS - 20.34%          
Aerospace & Defense - 0.53%          
L3Harris Technologies, Inc., 06/01/34, 5.350%  $1,509,000    1,555,558 
RTX Corp., 11/16/38, 4.450%   1,677,000    1,577,378 
         3,132,936 
Airlines - 0.22%          
Southwest Airlines Co., 11/16/27, 3.450%   1,315,000    1,300,951 
           
Banks - 0.47%          
US Bancorp, 07/30/29, 3.000%   1,782,000    1,718,198 
Wachovia Corp., 08/01/26, 7.574%(b)   1,048,000    1,065,865 
         2,784,063 

 

See Notes to Schedules of Investments

 2 

 

The Disciplined Growth Investors Fund

 

SCHEDULE OF INVESTMENTS

January 31, 2026 (Continued) (Unaudited)

 

 

Description/Maturity Date/Rate  Principal
Amount
   Value 
Chemicals - 0.27%          
Dow Chemical Co., 11/01/29, 7.375%  $1,442,000   $1,589,535 
DuPont de Nemours, Inc., 11/15/28, 4.725%   14,000    14,271 
         1,603,806 
Commercial Finance - 0.28%          
GATX Corp., 09/15/33, 5.450%   1,625,000    1,678,168 
           
Construction Materials Manufacturing - 0.26%          
CRH America Finance, Inc., 02/09/36, 5.000%   1,520,000    1,519,192 
           
Consumer Finance - 0.46%          
American Express Co., 05/03/27, 3.300%   1,243,000    1,236,388 
Capital One Financial Corp., 07/29/32, 2.359%(c)   1,700,000    1,487,607 
         2,723,995 
Consumer Products - 0.22%          
Clorox Co., 10/01/27, 3.100%   1,300,000    1,283,748 
           
Consumer Services - 0.22%          
Cintas Corp. No 2, 08/15/36, 6.150%   1,185,000    1,290,008 
           
Diversified Banks - 1.03%          
Bank of America Corp., 11/25/27, 4.183%   1,636,000    1,638,316 
Citigroup, Inc., 03/05/38, 6.875%   1,406,000    1,615,230 
JPMorgan Chase & Co., 12/15/26, 4.125%   1,329,000    1,332,333 
Royal Bank of Canada, 11/03/31, 4.305%(c)   1,500,000    1,494,840 
         6,080,719 
Electrical Equipment Manufacturing - 0.28%          
Hubbell, Inc., 03/15/31, 2.300%   1,790,000    1,634,064 
           
Exploration & Production - 0.26%          
Devon Energy Corp., 09/15/34, 5.200%   1,500,000    1,512,974 
Description/Maturity Date/Rate  Principal
Amount
   Value 
Financial Services - 0.27%          
Northern Trust Corp., 05/08/32, 3.375%(c)  $1,600,000   $1,579,529 
           
Food & Beverage - 0.50%          
Hormel Foods Corp., 06/03/28, 1.700%   1,400,000    1,334,099 
Keurig Dr. Pepper, Inc., 03/15/34, 5.300%   1,623,000    1,652,279 
         2,986,378 
Health Care Facilities & Services - 0.56%          
CVS Health Corp., 08/15/29, 3.250%   1,738,000    1,679,655 
Quest Diagnostics, Inc., 11/30/33, 6.400%   1,485,000    1,638,357 
         3,318,012 
Industrial Other - 0.41%          
Emerson Electric Co., 12/21/28, 2.000%   1,700,000    1,616,346 
Fluor Corp., 09/15/28, 4.250%   805,000    799,796 
         2,416,142 
Integrated Oils - 0.28%          
BP Capital Markets America, Inc., 09/11/33, 4.893%   1,626,000    1,647,990 
           
Life Insurance - 0.21%          
Principal Financial Group, Inc., 11/15/26, 3.100%   1,262,000    1,254,747 
           
Mass Merchants - 0.28%          
Costco Wholesale Corp., 04/20/30, 1.600%   1,820,000    1,651,653 
           
Medical Equipment & Devices Manufacturing - 0.55%          
Agilent Technologies, Inc., 03/12/31, 2.300%   1,920,000    1,741,853 
GE HealthCare Technologies, Inc., 11/22/32, 5.905%   1,400,000    1,503,462 
         3,245,315 

 

See Notes to Schedules of Investments

 3 

 

The Disciplined Growth Investors Fund

 

SCHEDULE OF INVESTMENTS

January 31, 2026 (Continued) (Unaudited)

 

 

Description/Maturity Date/Rate  Principal
Amount
   Value 
Pharmaceuticals - 0.46%          
Astrazeneca Finance LLC, 05/28/28, 1.750%  $1,788,000   $1,709,035 
Bristol-Myers Squibb Co., 11/15/26, 6.800%   1,000,000    1,020,364 
         2,729,399 
Pipelines - 2.06%          
Eastern Energy Gas Holdings LLC, 11/15/29, 3.000%   1,788,000    1,697,635 
El Paso Natural Gas Co. LLC, 11/15/26, 7.500%   1,000,000    1,024,138 
Energy Transfer LP, 04/15/29, 5.250%   1,583,000    1,628,860 
Enterprise Products Operating LLC, 07/31/29, 3.125%   1,735,000    1,684,161 
Kinder Morgan Energy Partners LP, 01/15/38, 6.950%   1,400,000    1,589,221 
MPLX LP, 08/15/30, 2.650%   1,834,000    1,700,657 
ONEOK, Inc., 09/30/28, 6.875%   1,116,000    1,192,565 
Williams Cos., Inc., 03/15/34, 5.150%   1,632,000    1,654,499 
         12,171,736 
Railroad - 0.29%          
Union Pacific Corp., 02/05/30, 2.400%   1,810,000    1,699,219 
           
Real Estate - 0.53%          
Simon Property Group LP, 09/13/29, 2.450%   1,822,000    1,724,453 
Welltower OP LLC, 03/15/29, 4.125%   1,387,000    1,391,382 
         3,115,835 
Refining & Marketing - 0.56%          
Phillips 66, 12/15/30, 2.150%   1,925,000    1,737,118 
Valero Energy Corp., 06/15/37, 6.625%   1,420,000    1,567,151 
         3,304,269 
Restaurants - 0.27%          
Starbucks Corp., 11/15/28, 4.000%   1,570,000    1,571,274 
           
Retail - Consumer Discretionary - 0.76%          
Advance Auto Parts, Inc., 04/15/30, 3.900%   1,462,000    1,351,917 
Amazon.com, Inc., 06/03/30, 1.500%   1,700,000    1,531,734 
Lowe's Cos., Inc., 09/15/37, 6.650%   1,442,000    1,625,840 
         4,509,491 
Description/Maturity Date/Rate  Principal
Amount
   Value 
Transportation & Logistics - 0.56%          
FedEx Corp., 05/15/31, 2.400%  $1,878,000   $1,713,418 
United Parcel Service, Inc., 01/15/38, 6.200%   1,461,000    1,616,933 
         3,330,351 
Utilities - 6.24%          
Ameren Corp., 03/15/28, 1.750%   12,000    11,440 
Ameren Corp., 03/15/35, 5.375%   1,530,000    1,567,636 
Appalachian Power Co., 04/01/31, 2.700%   1,540,000    1,413,800 
Arizona Public Service Co., 08/01/33, 5.550%   1,546,000    1,614,166 
Black Hills Corp., 10/15/29, 3.050%   1,799,000    1,723,179 
CenterPoint Energy, Inc., 11/01/28, 4.250%   1,271,000    1,260,066 
CMS Energy Corp., 08/15/27, 3.450%   1,374,000    1,363,905 
Commonwealth Edison Co., 08/15/27, 2.950%   1,300,000    1,285,410 
Dominion Energy, Inc., 06/15/38, 7.000%   1,336,000    1,510,352 
DTE Electric Co., 10/15/32, 6.350%   1,302,000    1,415,935 
Duke Energy Carolinas LLC, 06/01/37, 6.100%   1,439,000    1,547,869 
Entergy Louisiana LLC, 03/15/34, 5.350%   1,487,000    1,546,278 
Entergy Louisiana LLC, 12/15/30, 1.600%   13,000    11,499 
Interstate Power and Light Co., 04/01/29, 3.600%   1,620,000    1,593,732 
National Rural Utilities Cooperative Finance Corp., 06/15/31, 1.650%   2,012,000    1,751,843 
Nevada Power Co., 04/01/36, 6.650%   1,330,000    1,488,915 
NextEra Energy Capital Holdings, Inc., 04/01/29, 3.500%   1,399,000    1,375,234 
NiSource, Inc., 04/01/34, 5.350%   1,648,000    1,699,306 
PPL Electric Utilities Corp., 08/15/37, 6.450%   1,020,000    1,131,748 
Public Service Enterprise Group, Inc., 04/01/34, 5.450%   1,618,000    1,669,648 
Puget Energy, Inc., 06/15/30, 4.100%   1,725,000    1,692,626 
Southern Co., 07/01/36, 4.250%   1,579,000    1,477,033 
Southwest Gas Corp., 06/15/30, 2.200%   1,906,000    1,742,040 
Toledo Edison Co., 05/15/37, 6.150%   1,391,000    1,513,176 
WEC Energy Group, Inc., 10/15/30, 1.800%   1,957,000    1,744,187 
Xcel Energy, Inc., 12/01/29, 2.600%   1,815,000    1,714,114 
         36,865,137 
Waste & Environment Services & Equipment - 0.55%          
Republic Services, Inc., 03/01/30, 2.300%   1,800,000    1,677,963 
Waste Management, Inc., 07/15/28, 7.000%   1,446,000    1,548,808 
         3,226,771 

 

See Notes to Schedules of Investments

 4 

 

The Disciplined Growth Investors Fund

 

SCHEDULE OF INVESTMENTS

January 31, 2026 (Continued) (Unaudited)

 

 

Description/Maturity Date/Rate  Principal
Amount
   Value 
Wireless Telecommunications Services - 0.50%          
AT&T, Inc., 03/01/29, 4.350%  $1,621,000   $1,632,774 
Verizon Communications, Inc., 09/21/28, 4.329%   1,324,000    1,335,573 
         2,968,347 
TOTAL CORPORATE BONDS          
(Cost $119,259,472)        120,136,219 

 

Description/Maturity Date/Rate  Principal
Amount
   Value 
FOREIGN CORPORATE BONDS - 1.74%          
Diversified Banks - 0.43%          
Bank of Nova Scotia, 02/02/26, 4.750%   1,225,000    1,225,000 
Toronto-Dominion Bank, 06/03/26, 1.200%   1,340,000    1,328,359 
         2,553,359 
Exploration & Production - 0.28%          
Canadian Natural Resources Ltd., 06/30/33, 6.450%   1,507,000    1,636,287 
           
Metals & Mining - 0.26%          
BHP Billiton Finance USA Ltd., 09/08/33, 5.250%   1,490,000    1,542,144 
           
Pharmaceuticals - 0.26%          
Pfizer Investment Enterprises Pte Ltd., 05/19/28, 4.450%   1,540,000    1,556,427 
           
Pipelines - 0.51%          
Enbridge, Inc., 03/08/33, 5.700%   1,571,000    1,647,839 
TransCanada PipeLines Ltd., 08/15/38, 7.250%   1,190,000    1,367,063 
         3,014,902 
TOTAL FOREIGN CORPORATE BONDS          
(Cost $10,194,664)        10,303,119 

 

Maturity Date/Rate  Principal
Amount
   Value 
U.S. TREASURY OBLIGATIONS - 6.61%          
Treasury Bonds - 4.10%          
08/15/28, 2.875%   5,530,000    5,437,437 
11/15/33, 4.500%   4,300,000    4,415,394 
11/15/34, 4.250%   14,282,500    14,350,286 
         24,203,117 
Maturity Date/Rate  Principal
Amount
   Value 
Treasury Notes - 2.51%          
06/15/26, 4.125%  $3,670,000   $3,677,542 
07/15/26, 4.500%   5,100,000    5,120,062 
08/31/26, 3.750%   4,510,000    4,513,143 
10/31/26, 3.700%   1,540,000    1,512,065 
         14,822,812 
TOTAL U.S. TREASURY OBLIGATIONS          
(Cost $38,843,093)        39,025,929 
           
TOTAL INVESTMENTS - 99.22%          
(Cost $482,759,684)       $585,982,915 
           
Other Assets In Excess of Liabilities - 0.78%        4,596,912 
           
NET ASSETS - 100.00%       $590,579,827 

 

(a)Non-income producing security.
(b)Step bond. Coupon changes periodically based upon a predetermined schedule. Interest rate disclosed is that which is in effect as of January 31, 2026.
(c)Floating or variable rate security. The rate shown is in effect as of January 31, 2026.

 

Investment Abbreviations:

LLC – Limited Liability Company

LP – Limited Partnership

Ltd. – Limited

 

Percentages are stated as a percent of net assets.

 

See Notes to Schedules of Investments

 5 

 

The Disciplined Growth Investors Equity Fund

 

SCHEDULE OF INVESTMENTS
January 31, 2026 (Unaudited)

 

 

   Shares   Value 
COMMON STOCKS - 99.45%          
Consumer Discretionary Products - 3.91%          
Gentex Corp.   151,726   $3,491,215 
SharkNinja, Inc.(a)   13,950    1,648,890 
         5,140,105 
Consumer Staple Products - 1.88%          
Celsius Holdings, Inc.(a)   47,158    2,474,852 
           
Health Care - 4.21%          
Align Technology, Inc.(a)   19,526    3,183,324 
Intuitive Surgical, Inc.(a)   3,947    1,990,156 
Progyny, Inc.(a)   15,299    365,187 
         5,538,667 
Industrial Products - 0.83%          
Graco, Inc.   12,474    1,089,354 
           
Industrial Products - 11.61%          
Cognex Corp.   136,476    5,287,080 
Generac Holdings, Inc.(a)   18,532    3,114,117 
Proto Labs, Inc.(a)   59,546    3,135,097 
Snap-on, Inc.   10,232    3,746,038 
         15,282,332 
Industrial Services - 3.16%          
Alarm.com Holdings, Inc.(a)   85,332    4,162,495 
           
Materials - 1.05%          
Simpson Manufacturing Co., Inc.   7,806    1,379,945 
           
Media - 1.63%          
Take-Two Interactive Software(a)   9,760    2,150,128 
           
Oil & Gas - 4.20%          
Coterra Energy, Inc.   191,334    5,519,986 
           
Oil & Gas - 5.60%          
Core Laboratories, Inc.   119,254    2,330,223 
Expand Energy Corp.   44,843    5,040,802 
         7,371,025 
   Shares   Value 
Retail & Wholesale - Discretionary - 3.58%          
Floor & Decor Holdings, Inc., Class A(a)   46,220   $3,048,671 
Stitch Fix, Inc., Class A(a)   345,141    1,656,677 
         4,705,348 
Software & Tech Services - 5.25%          
Akamai Technologies, Inc.(a)   52,928    5,141,955 
SPS Commerce, Inc.(a)   19,684    1,756,994 
         6,898,949 
Software & Tech Services - 8.05%          
Autodesk, Inc.(a)   10,523    2,660,951 
DoubleVerify Holdings, Inc.(a)   60,645    656,179 
Gartner, Inc.(a)   11,131    2,333,169 
Intuit, Inc.   3,302    1,647,434 
Paychex, Inc.   5,671    584,850 
Zeta Global Holdings Corp., Class A(a)   146,558    2,723,048 
         10,605,631 
Tech Hardware & Semiconductors - 44.49%          
Arista Networks, Inc.(a)   60,829    8,621,902 
Dolby Laboratories, Inc., Class A   23,493    1,508,016 
Garmin Ltd.(a)   32,775    6,608,751 
InterDigital, Inc.   15,079    4,922,389 
IPG Photonics Corp.(a)   16,672    1,540,660 
Microchip Technology, Inc.(a)   56,444    4,285,228 
Plexus Corp.(a)   39,421    7,857,788 
Power Integrations, Inc.   32,273    1,482,622 
Pure Storage, Inc., Class A(a)   113,667    7,904,403 
Semtech Corp.(a)   65,950    5,259,513 
Super Micro Computer, Inc.(a)   133,049    3,873,056 
Viasat, Inc.(a)   103,519    4,675,953 
         58,540,281 
TOTAL COMMON STOCKS          
(Cost $68,644,401)        130,859,098 

 

   Shares   Value 
MONEY MARKET FUNDS - 0.55%          
First American Treasury Obligations Fund, Class X, 3.600%(b)   725,314    725,314 
           
TOTAL MONEY MARKET FUNDS          
(Cost $725,314)        725,314 
           
TOTAL INVESTMENTS - 100.00%          
(Cost $69,369,715)       $131,584,412 
           
Other Assets In Excess of Liabilities - 0.00%(c)        5,177 
           
NET ASSETS - 100.00%       $131,589,589 

 

See Notes to Schedules of Investments

 6 

 

The Disciplined Growth Investors Equity Fund

 

SCHEDULE OF INVESTMENTS

January 31, 2026 (Continued) (Unaudited)

 

 

(a)Non-income producing security.
(b)Rate disclosed is 7-Day Yield as of January 31, 2026.
(c)Less than 0.005%.

 

Investment Abbreviations:

Ltd. – Limited

 

Percentages are stated as a percent of net assets.

 

See Notes to Schedules of Investments

 7 

 

Disciplined Growth Investors Funds

 

NOTES TO SCHEDULES OF INVESTMENTS

January 31, 2026 (Unaudited)

 

 

NOTE 1 - ORGANIZATION

 

Elevation Series Trust (the “Trust”) was organized on March 7, 2022, as a Delaware statutory trust, and is authorized to issue multiple investment series. The Trust is registered with the Securities and Exchange Commission under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company. This report includes the Schedule of Investments for two series of the Trust, The Disciplined Growth Investors Fund (“DGIFX”) and the Disciplined Growth Investors Equity Fund (“DGIQX”) (each a “Fund” and collectively the “Funds”). DGIFX’s investment objective is long-term capital growth and as a secondary objective, modest income with reasonable risk. DGIFX commenced operations on August 12, 2011, as a mutual fund that was a series of Financial Investors Trust (the "Predecessor Fund"). On April 17, 2025, the Board of Trustees of Financial Investors Trust approved a tax-free reorganization wherein all of the assets and liabilities of the Predecessor Fund were acquired by DGIFX. In connection with this acquisition as of the close of business on July 11, 2025, shares of the Predecessor Fund were exchanged for an equivalent number of shares of DGIFX. DGIFX's net assets of $549,301,050, net asset value ("NAV") per share of $24.80, shares outstanding of 22,148,151, and net unrealized appreciation/depreciation of $101,752,617, and the results of operations of the Funds were unchanged from that of the Predecessor Fund as a result of the reorganization. The Predecessor Fund had an investment objective that was, in all material respects, the same as that of DGIFX. DGIFX is a continuation of the Predecessor Fund, and therefore, the performance and financial history of the Predecessor Fund has been adopted by DGIFX and will be used going forward. As a result, the information in these financial statements and notes to the financial statements for the periods prior to the close of business on July 11, 2025, reflects that of the Predecessor Fund, which ceased operations as of the date of the reorganization. DGIQX's investment objective is long-term capital growth. DGIQX commenced operations on January 26, 2026.

 

The Funds currently offer an unlimited number of one class of shares.

 

NOTE 2 - SIGNIFICANT ACCOUNTING POLICIES

 

The following is a summary of significant accounting policies consistently followed by the Funds in the preparation of their Schedules of Investments. The accompanying Schedules of Investments were prepared in accordance with accounting principles generally accepted in the United States (“GAAP”). This requires management to make estimates and assumptions that affect the reported amounts in the Schedules of Investments. Actual results could differ from those estimates. The Funds are an investment companies and follows accounting and reporting guidance in the Financial Accounting Standards Board (“FASB”) Accounting Standards Topic 946 “Financial Services – Investment Companies” including FASB Accounting Standards Update 2013-08.

 

Investment Valuation: The net asset value per share (“NAV”) of the Funds is determined no less frequently than daily, on each day that the New York Stock Exchange (“NYSE”) is open for trading, as of the close of regular trading on the NYSE (normally 4:00 p.m. Eastern time). The NAV is determined by dividing the value of the Funds’ total assets less its liabilities by the number of shares outstanding.

 

Equity securities traded on any exchange other than the NASDAQ Stock Market LLC (“NASDAQ”) are valued at the last sale price on the business day. If there has been no sale that business day, the securities are valued at the mean of the most recent bid and ask prices on the business day. Securities traded on NASDAQ are valued at the NASDAQ Official Closing Price as determined by NASDAQ. Portfolio securities traded on more than one securities exchange are valued at the last sale price on the business day. Portfolio securities traded in the over-the-counter market, but excluding NASDAQ, are valued at the last quoted sale price in such market.

 

Investments in money market funds, including short-term investments, are generally priced at the ending NAV provided by the service agent of the funds. These securities will be categorized as level 1 securities.

 

The market price for debt obligations is generally the price supplied by an independent third-party pricing service, which may use a matrix, formula or other objective method that takes into consideration quotations from dealers, market transactions in comparable investments, market indices and yield curves. If vendors are unable to supply a price, or if the price supplied is deemed to be unreliable, the market price may be determined using quotations received from one or more broker–dealers that make a market in the security. Fixed-income obligations, excluding municipal securities, having a remaining maturity of greater than 60 days, are typically valued at the mean between the evaluated bid and ask prices formulated by an independent pricing service. Corporate Bonds, U.S. Government & Agency, and U.S. Treasury Bonds & Notes are valued using market models that consider trade data, quotations from dealers and active market makers, relevant yield curve and spread data, creditworthiness, trade data or market information on comparable securities, and other relevant security specific information. Publicly traded Foreign Government Debt securities and Foreign Corporate Bonds are typically traded internationally in the over-the-counter market and are valued at the mean between the bid and asked prices as of the close of business of that market. Mortgage-related and asset-backed securities are valued based on models that consider trade data, prepayment and default projections, benchmark yield and spread data and estimated cash flows of each tranche of the issuer. Publicly traded foreign government debt securities are typically traded internationally in the over-the-counter market and are valued at the mean between the bid and asked prices as of the close of business of that market.

 

Securities for which market quotations are not readily available, including circumstances under which the Adviser determines that prices received are unreliable, are valued at fair value according to procedures established and adopted by the Fund’s Board of Trustees (the “Board”). Pursuant to Rule 2a-5 under the 1940 Act, the Board has designated the Adviser as the Fund’s valuation designee with respect to the fair valuation of the Fund's portfolio securities, subject to oversight by and periodic reporting to the Board.

 

The Fund discloses the classification of its fair value measurements following a three-tier hierarchy based on the inputs used to measure fair value. Inputs refer broadly to the assumptions that market participants would use in pricing the asset or liability, including assumptions about risk. Inputs may be observable or unobservable. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability that are developed based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability that are developed based on the best information available.

 

Various inputs are used in determining the value of the Fund’s investments as of the end of the reporting period. When inputs used fall into different levels of the fair value hierarchy, the level in the hierarchy within which the fair value measurement falls is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The designated input levels are not necessarily an indication of the risk or liquidity associated with these investments. These inputs are categorized in the following hierarchy under applicable financial accounting standards:

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Disciplined Growth Investors Funds

 

NOTES TO SCHEDULES OF INVESTMENTS

January 31, 2026 (Continued) (Unaudited)

 

 

Level 1 – Unadjusted quoted prices in active markets for identical investments, unrestricted assets or liabilities that the Fund has the ability to access at the measurement date;

 

Level 2 – Quoted prices which are not active, quoted prices for similar assets or liabilities in active markets or inputs other than quoted prices that are observable (either directly or indirectly) for substantially the full term of the asset or liability; and

 

Level 3 – Significant unobservable prices or inputs (including the Fund’s own assumptions in determining the fair value of investments) where there is little or no market activity for the asset or liability at the measurement date.

 

The following is a summary of the investments in the fair value hierarchy as of January 31, 2026:

 

Disciplined Growth Investors Fund

 

Investments in Securities at Value(a)  Level 1   Level 2   Level 3   Total 
Common Stocks  $416,517,648   $   $   $416,517,648 
Corporate Bonds       120,136,219        120,136,219 
Foreign Corporate Bonds       10,303,119        10,303,119 
U.S. Treasury Obligations       39,025,929        39,025,929 
Total  $416,517,648   $169,465,267   $   $585,982,915 

 

Disciplined Growth Investors Equity Fund

 

Investments in Securities at Value(a)  Level 1   Level 2   Level 3   Total 
Common Stocks  $130,859,098   $   $   $130,859,098 
Money Market Funds   725,314            725,314 
Total  $131,584,412   $   $   $131,584,412 

 

(a)For detailed descriptions and other security classifications, see the accompanying Schedule of Investments.

 

Cash and Cash Equivalents: Cash and cash equivalents may include demand deposits and highly liquid investments, typically with original maturities of three months or less. Cash and cash equivalents are carried at cost, approximates fair value.

 

Securities Transactions: Securities transactions are recorded as of the trade date.

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