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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
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Banzai International, Inc. (Name of Issuer) |
Class B Common Stock, par value $0.0001 per share (Title of Class of Securities) |
(CUSIP Number) |
Joseph Davy 435 Ericksen Ave, Suite 250, Bainbridge Island, WA, 98110 (206) 414-1777 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
04/06/2026 (Date of Event Which Requires Filing of This Statement) |
SCHEDULE 13D
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| CUSIP No. |
| 1 |
Name of reporting person
Joseph Davy | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b) | ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
SC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
DELAWARE
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
677,118.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
100 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
SCHEDULE 13D
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| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Class B Common Stock, par value $0.0001 per share |
| (b) | Name of Issuer:
Banzai International, Inc. |
| (c) | Address of Issuer's Principal Executive Offices:
435 Ericksen Ave, Suite 250, Bainbridge Island,
WASHINGTON
, 98110. |
| Item 2. | Identity and Background |
| (a) | Joe Davy |
| (b) | The principal place of business for the Reporting Persons is 435 Ericksen Ave, Suite 250, Bainbridge Island, Washington 98110 |
| (c) | The principal occupation of the Reporting Person is the Chief Executive Officer and chairman of the board of directors of the Issuer, whose principal business is marketing technology. The address of the Issuer is provided in Item 1(c). |
| (d) | During the last five years, the Reporting Person has not been convicted in a criminal proceeding. |
| (e) | During the last five years, the Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
| (f) | The Reporting Person is a citizen of the United States. |
| Item 3. | Source and Amount of Funds or Other Consideration |
On April 6, 2026, the Issuer issued to the Reporting Person an aggregate of 446,004 shares of Class B Common Stock in connection with compensation arrangements previously approved by the Issuer's Compensation Committee and Board of Directors.
Of such shares, 297,336 shares of Class B Common Stock were issued in satisfaction of a performance-based stock grant with an aggregate value of $250,000, awarded upon the Issuer's achievement of a $15,000,000 market capitalization benchmark, as set forth in the Addendum to Executive Compensation Decision, dated November 19, 2025. In addition, 148,668 shares of Class B Common Stock were issued in lieu of a discretionary cash bonus in the amount of $125,000, which the Reporting Person elected to receive in equity pursuant to the terms of the Addendum.
The number of shares issued in each case was determined based on a per share price of $0.841, representing the closing price of the Issuer's common stock on April 2, 2026, the trading day immediately preceding the Issuance Date, in accordance with the pricing methodology approved by the Issuer's Board of Directors. | |
| Item 4. | Purpose of Transaction |
The Reporting Person acquired the securities described herein for compensation and incentive purposes in connection with his role as an executive officer of the Issuer.
Except as set forth herein, the Reporting Person does not currently have any plans or proposals that relate to or would result in any of the actions described in paragraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Person may, from time to time, acquire additional securities of the Issuer or dispose of securities of the Issuer in the open market or otherwise, subject to market conditions and other factors. | |
| Item 5. | Interest in Securities of the Issuer |
| (a) | The Reporting Person beneficially owns 677,118 shares of Class B Common Stock. Each share of Class B Common Stock entitles its holder to ten votes on all matters presented to our stockholders generally. |
| (b) | The Reporting Person has sole voting power and sole dispositive power with respect to 677,118 shares of the Issuer's Class B Common Stock. The Reporting Person does not share voting or dispositive power with any other person. |
| (c) | The only transaction in the Issuer's Class B Common Stock effected by the Reporting Person during the past sixty days was the grant by the Issuer of 446,004 shares of Class B Common Stock to the Reporting Person on April 6, 2026, as compensation pursuant to the CEO Award. The shares were issued by the Issuer, and no cash consideration was paid. |
| (d) | To the knowledge of the Reporting Person, no person other than the Reporting Person is known to have the right to receive, or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities reported herein. |
| (e) | N.A. |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer |
The information set forth in Item 4 of this Schedule 13D is hereby incorporated by reference into this Item 6, as applicable. Except as described herein, the Reporting Person does not have any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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