UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-CSR

CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number
811-23222
Hartford Funds Exchange-Traded Trust
(Exact name of registrant as specified in charter)

690 Lee Road, Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)

Thomas R. Phillips, Esquire
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)

Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605
Registrant's telephone number, including area code:
(610) 386-4068
Date of fiscal year end:
July 31
Date of reporting period:
January 31, 2026
Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Reports to Stockholders.
(a)
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford AAA CLO ETF
TRPA/Cboe BZX
This semi-annual shareholder report contains important information about the Hartford AAA CLO ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford AAA CLO ETF $12 0.24%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $108,947,468
Total number of portfolio holdings (excluding derivatives, if any) 133
Portfolio turnover rate (excludes in-kind creation or redemption transactions, if any) 29%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Security Type
Asset-Backed & Commercial Mortgage-Backed Securities 100.0 %
Short-Term Investments 0.1 %
Other Assets & Liabilities (0.1 )%
Total 100.0 %
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).
SAR_STRPA_0126
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Core Bond ETF
HCRB/Cboe BZX
This semi-annual shareholder report contains important information about the Hartford Core Bond ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Core Bond ETF $15 0.29%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $347,143,159
Total number of portfolio holdings 918
Portfolio turnover rate (excludes to be announced (TBA) roll transactions, and in-kind creation or redemption transactions, if any) 24%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Security Type
U.S. Government Securities 35.8 %
U.S. Government Agencies^ 30.1 %
Corporate Bonds 25.5 %
Asset-Backed & Commercial Mortgage-Backed Securities 18.8 %
Foreign Government Obligations 1.9 %
Municipal Bonds 0.1 %
Purchased Options 0.1 %
Short-Term Investments 0.7 %
Other Assets & Liabilities (13.0 )%
Total 100.0 %
​^
All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).

SAR_SHCRB_0126

HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Dynamic Bond ETF
DYNB/The NASDAQ Stock Market LLC
This semi-annual shareholder report contains important information about the Hartford Dynamic Bond ETF (the "Fund") for the period of September 23, 2025 (commencement of operations of Fund) to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment* Costs paid as a percentage
of a $10,000 investment^
Hartford Dynamic Bond ETF $21 0.60%
*
Cost of a $10,000 investment for a full six-month period would have been higher.
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $43,654,459
Total number of portfolio holdings (excluding derivatives, if any) 169
Portfolio turnover rate (excludes in-kind creation or redemption transactions, if any)* 315%
*
Reflects rate for the period of September 23, 2025 through January 31, 2026.
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Security Type
U.S. Government Securities 51.2 %
Corporate Bonds 43.2 %
Foreign Government Obligations 3.1 %
Short-Term Investments 3.6 %
Other Assets & Liabilities (1.1 )%
Total 100.0 %
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).

SAR_SDYNB_0126

HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Large Cap Growth ETF
HFGO/Cboe BZX
This semi-annual shareholder report contains important information about the Hartford Large Cap Growth ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Large Cap Growth ETF $30 0.59%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $178,134,147
Total number of portfolio holdings (excluding derivatives, if any) 45
Portfolio turnover rate (excludes in-kind creation or redemption transactions, if any) 56%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Sector *
Information Technology 49.3 %
Communication Services 20.6 %
Consumer Discretionary 14.5 %
Health Care 7.1 %
Industrials 3.4 %
Financials 2.7 %
Consumer Staples 0.6 %
Energy 0.6 %
Real Estate 0.4 %
Short-Term Investments 0.1 %
Other Assets & Liabilities 0.7 %
Total 100.0 %
​*
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).
SAR_SHFGO_0126
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Municipal Opportunities ETF
HMOP/NYSE Arca
This semi-annual shareholder report contains important information about the Hartford Municipal Opportunities ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Municipal Opportunities ETF $15 0.29%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $689,245,130
Total number of portfolio holdings (excluding derivatives, if any) 571
Portfolio turnover rate (excludes in-kind creation or redemption transactions, if any) 22%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by State
Texas 11.2 %
Illinois 9.9 %
Alabama 6.2 %
California 6.2 %
New York 5.5 %
Wisconsin 3.8 %
Washington 3.1 %
Massachusetts 3.0 %
Georgia 2.9 %
Florida 2.8 %
Other Non-Municipal Bonds 0.2 %
Other Municipal Bonds* 38.7 %
Short-Term Investments 1.5 %
Other Assets & Liabilities 5.0 %
Total 100.0 %
*
Ten largest state allocations are presented. Additional state allocations are found in Other Municipal Bonds.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).
SAR_SHMOP_0126
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Quality Value ETF
QUVU/Cboe BZX
This semi-annual shareholder report contains important information about the Hartford Quality Value ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
This report describes changes to the Fund to be made as of April 30, 2026.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Quality Value ETF $24 0.45%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $176,323,639
Total number of portfolio holdings (excluding derivatives, if any) 73
Portfolio turnover rate (excludes in-kind creation or redemption transactions, if any) 30%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Sector *
Financials 18.3 %
Information Technology 12.9 %
Industrials 12.7 %
Health Care 12.6 %
Communication Services 8.3 %
Consumer Staples 8.2 %
Consumer Discretionary 6.3 %
Utilities 6.3 %
Energy 5.8 %
Real Estate 4.3 %
Materials 3.2 %
Short-Term Investments 1.1 %
Other Assets & Liabilities 0.0 %†
Total 100.0 %
​*
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
​†
Percentage rounds to zero.
Material Fund Changes
Effective as of April 30, 2026, the Fund's name, ticker symbol, principal investment strategy, and portfolio manager will be changed. As a result of the changes to the principal investment strategy, the principal risks of Quantitative Investing Risk and Active Trading Risk will be added. This is a summary of planned changes to the Fund.
For more complete information, you may review the Fund's prospectus supplement dated February 27, 2026 and the Fund's next prospectus, which we expect to be available by November 27, 2026 at hartfordfunds.com/reports-etf or upon request by calling 1-800-456-7526 or sending an e-mail to orders@mysummaryprospectus.com.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).
SAR_SQUVU_0126
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Schroders Tax-Aware Bond ETF
HTAB/NYSE Arca
This semi-annual shareholder report contains important information about the Hartford Schroders Tax-Aware Bond ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Schroders Tax-Aware Bond ETF $20 0.39%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $313,572,391
Total number of portfolio holdings 193
Portfolio turnover rate (excludes in-kind creation or redemption transactions, if any) 14%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Security Type
Municipal Bonds 82.4 %
U.S. Government Agencies^ 4.2 %
U.S. Government Securities 0.3 %
Short-Term Investments 11.8 %
Other Assets & Liabilities 1.3 %
Total 100.0 %
​^
All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).
SAR_SHTAB_0126
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Strategic Income ETF
HFSI/Cboe BZX
This semi-annual shareholder report contains important information about the Hartford Strategic Income ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Strategic Income ETF $25 0.49%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $575,645,869
Total number of portfolio holdings 1,368
Portfolio turnover rate (excludes to be announced (TBA) roll transactions, and in-kind creation or redemption transactions, if any) 94%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Security Type
Corporate Bonds 31.4 %
U.S. Government Securities 29.8 %
Asset-Backed & Commercial Mortgage-Backed Securities 16.8 %
U.S. Government Agencies^ 9.8 %
Foreign Government Obligations 6.6 %
Convertible Bonds 6.5 %
Senior Floating Rate Interests 4.0 %
Preferred Stocks 1.2 %
Municipal Bonds 0.1 %
Common Stocks 0.0 %†
Purchased Options 0.0 %†
Warrants 0.0 %†
Short-Term Investments 3.1 %
Other Assets & Liabilities (9.3 )%
Total 100.0 %
​^
All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities.
​†
Percentage rounds to zero.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).
SAR_SHFSI_0126
HF_Logo_Tag

Semi-Annual Shareholder Report

January 31, 2026

Hartford Total Return Bond ETF
HTRB/NYSE Arca
This semi-annual shareholder report contains important information about the Hartford Total Return Bond ETF (the "Fund") for the period of August 1, 2025 to January 31, 2026. You can find additional information about the Fund at hartfordfunds.com/reports-etf. You can also request this information by contacting us by calling 1‑800‑456‑7526.
What were the Fund costs for the last six-months?
(Based on a hypothetical $10,000 investment)
Fund Name Costs of a $10,000 investment Costs paid as a percentage
of a $10,000 investment^
Hartford Total Return Bond ETF $15 0.29%
^
Annualized.
Key Fund Statistics
as of January 31, 2026
Fund's net assets $2,297,240,826
Total number of portfolio holdings 1,948
Portfolio turnover rate (excludes to be announced (TBA) roll transactions, and in-kind creation or redemption transactions, if any) 36%
Graphical Representation of Holdings
as of January 31, 2026
The table below shows the investment makeup of the Fund, representing the percentage of net assets of the Fund.
Composition by Security Type
U.S. Government Agencies^ 39.9 %
U.S. Government Securities 30.5 %
Corporate Bonds 25.0 %
Asset-Backed & Commercial Mortgage-Backed Securities 18.0 %
Foreign Government Obligations 3.4 %
Municipal Bonds 0.2 %
Purchased Options 0.1 %
Convertible Bonds 0.0 %†
Short-Term Investments 0.7 %
Other Assets & Liabilities (17.8 )%
Total 100.0 %
​^
All, or a portion of the securities categorized as U.S. Government Agencies, were agency mortgage-backed securities.
​†
Percentage rounds to zero.
Availability of Additional Information
For additional information about the Fund, including its prospectus, financial information, holdings, and proxy voting information, please visit the Fund’s website at the website address included at the beginning of this report.
The ETFs are distributed by ALPS Distributors, Inc. (ALPS).

SAR_SHTRB_0126


(b) Not applicable

Item 2. Code of Ethics.

Not applicable to this semi-annual filing.

Item 3. Audit Committee Financial Expert.

Not applicable to this semi-annual filing.

Item 4. Principal Accountant Fees and Services.

Not applicable to this semi-annual filing.

Item 5. Audit Committee of Listed Registrants.

Not applicable to this semi-annual filing.

Item 6. Investments.

 

  (a)

The information required by this Item 6(a) is included in the Semi-Annual Financial Statements and Other Information filed under Item 7 of this form.

 

  (b)

Not applicable.

Item 7. Financial Statements and Financial Highlights for Open-End Management Investment Companies.

Item 8. Changes in and Disagreements with Accountants for Open-End Management Investment Companies.

Item 9. Proxy Disclosures for Open-End Management Investment Companies.

Item 10. Remuneration Paid to Directors, Officers, and Others of Open-End Management Investment Companies.

Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.

 
Hartford Active ETFs
Semi-Annual Financial Statements
and Other Information
January 31, 2026 (Unaudited) 
◼Hartford AAA CLO ETF
◼Hartford Core Bond ETF
◼Hartford Dynamic Bond ETF
◼Hartford Large Cap Growth ETF
◼Hartford Municipal Opportunities ETF
◼Hartford Quality Value ETF1
◼Hartford Schroders Tax-Aware Bond ETF
◼Hartford Strategic Income ETF
◼Hartford Total Return Bond ETF
 
1
Effective April 30, 2026, the Fund will change its name to Hartford Alpha Capture Value ETF.
Hartford Active ETFs
Table of Contents 
 
 
    Please note that this report includes responses to Items 7-11 of Form N-CSR, which is a reporting form filed with
the U.S. Securities and Exchange Commission by mutual funds and exchange traded funds. Certain Form N-CSR
items listed below may not be applicable.
 
 
 
3
7
21
25
27
36
38
43
68
94
 
95
95
95
95
95
96
96
96
96
 
97
97
97
97
97
98
98
98
98
 
99
99
100
100
101
101
102
102
Hartford Active ETFs
 
 
103
 
104
104
104
104
105
105
105
106
106
108
129
130
131
 
132
Item 7. Financial Statements and Financial Highlights for Open-End Management Investment Companies.
Hartford AAA CLO ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 100.0%
Other Asset-Backed Securities - 100.0%
$  1,600,000
522 Funding CLO A Ltd. 5.11%, 10/20/2034,
3 mo. USD Term SOFR + 1.44%(1)(2)
$1,602,531
1,000,000
720 East CLO IV Ltd. 5.27%, 04/15/2037, 3 mo.
USD Term SOFR + 1.60%(1)(2)
1,000,537
720 East CLO Ltd.
420,000
5.04%, 04/15/2038, 3 mo. USD Term SOFR +
1.37%(1)(2)
421,330
1,000,000
5.12%, 10/15/2038, 3 mo. USD Term SOFR +
1.45%(1)(2)
1,000,536
880,000
720 East CLO VI Ltd. 5.03%, 01/20/2038, 3 mo.
USD Term SOFR + 1.36%(1)(2)
882,684
2,000,000
AGL CLO 3 Ltd. 4.82%, 04/15/2038, 3 mo. USD
Term SOFR + 1.15%(1)(2)
2,001,948
1,000,000
AGL CLO 33 Ltd. 5.02%, 07/21/2037, 3 mo. USD
Term SOFR + 1.35%(1)(2)
1,002,490
AIMCO CLO
1,000,000
4.81%, 01/20/2038, 3 mo. USD Term SOFR +
1.14%(1)(2)
999,732
375,000
5.19%, 10/17/2037, 3 mo. USD Term SOFR +
1.31%(1)(2)
375,966
400,000
Allegany Park CLO Ltd. 4.77%, 01/20/2035, 3 mo.
USD Term SOFR + 1.10%(1)(2)
400,163
1,000,000
Apidos CLO Ltd. 5.01%, 01/20/2038, 3 mo. USD
Term SOFR + 1.34%(1)(2)
1,002,601
675,000
Apidos CLO XLVI Ltd. 5.31%, 10/24/2038, 3 mo.
USD Term SOFR + 1.40%(1)(2)
676,831
600,000
Apidos CLO XXVIII Ltd. 5.32%, 10/20/2038,
3 mo. USD Term SOFR + 1.65%(1)(2)
603,063
800,000
Apidos CLO XXXIII Ltd. 5.62%, 04/24/2038,
3 mo. USD Term SOFR + 1.95%(1)(2)
803,032
1,000,000
Apidos CLO XXXIX Ltd. 4.90%, 10/21/2038,
3 mo. USD Term SOFR + 1.23%(1)(2)
1,003,936
1,000,000
ARES LX CLO Ltd. 4.85%, 07/18/2034, 3 mo.
USD Term SOFR + 1.18%(1)(2)
1,001,584
Ares LXIII CLO Ltd.
650,000
4.98%, 10/15/2038, 3 mo. USD Term SOFR +
1.31%(1)(2)
654,193
550,000
5.27%, 10/15/2038, 3 mo. USD Term SOFR +
1.60%(1)(2)
551,058
Ares XLIII CLO Ltd.
500,000
5.02%, 01/15/2038, 3 mo. USD Term SOFR +
1.35%(1)(2)
502,275
450,000
5.62%, 01/15/2038, 3 mo. USD Term SOFR +
1.95%(1)(2)
451,319
3,750,000
Ares XXVII CLO Ltd. 4.82%, 10/28/2034, 3 mo.
USD Term SOFR + 1.15%(1)(2)
3,750,000
Bain Capital Credit CLO Ltd.
1,129,005
4.59%, 10/17/2032, 3 mo. USD Term SOFR +
0.92%(1)(2)
1,129,878
1,350,000
5.07%, 07/16/2038, 3 mo. USD Term SOFR +
1.40%(1)(2)
1,358,490
675,000
Ballyrock CLO 15 Ltd. 5.52%, 01/15/2038, 3 mo.
USD Term SOFR + 1.85%(1)(2)
676,573
1,000,000
Ballyrock CLO 16 Ltd. 4.82%, 04/20/2038, 3 mo.
USD Term SOFR + 1.15%(1)(2)
1,001,219
600,000
Ballyrock CLO 21 Ltd. 5.23%, 10/20/2037, 3 mo.
USD Term SOFR + 1.56%(1)(2)
600,794
775,000
Ballyrock CLO 28 Ltd. 5.52%, 01/20/2038, 3 mo.
USD Term SOFR + 1.85%(1)(2)
775,993
1,000,000
Ballyrock CLO Ltd. 5.17%, 10/20/2038, 3 mo.
USD Term SOFR + 1.50%(1)(2)
1,001,943
Barings CLO Ltd.
500,000
4.93%, 01/15/2038, 3 mo. USD Term SOFR +
1.26%(1)(2)
501,054
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 100.0% -
(continued)
Other Asset-Backed Securities - 100.0% - (continued)
$  1,000,000
5.02%, 01/15/2038, 3 mo. USD Term SOFR +
1.35%(1)(2)
$1,002,762
850,000
5.04%, 10/20/2037, 3 mo. USD Term SOFR +
1.37%(1)(2)
852,351
425,000
5.57%, 01/15/2038, 3 mo. USD Term SOFR +
1.90%(1)(2)
426,491
290,000
5.77%, 01/20/2037, 3 mo. USD Term SOFR +
2.10%(1)(2)
290,739
1,195,000
Benefit Street Partners CLO IV Ltd. 4.92%,
10/20/2038, 3 mo. USD Term SOFR +
1.25%(1)(2)
1,197,189
2,000,000
Benefit Street Partners CLO XV Ltd. 5.06%,
07/15/2037, 3 mo. USD Term SOFR +
1.39%(1)(2)
2,005,558
500,000
Benefit Street Partners CLO XXXVIII Ltd. 4.98%,
01/25/2038, 3 mo. USD Term SOFR +
1.31%(1)(2)
501,375
906,660
Blackrock DLF IX-L CLO LP 6.05%, 10/20/2033,
3 mo. USD Term SOFR + 2.38%(1)(2)
908,258
1,100,000
BlueMountain CLO Ltd. 5.55%, 11/15/2030, 3 mo.
USD Term SOFR + 1.70%(1)(2)
1,100,734
650,000
Carlyle Global Market Strategies CLO Ltd. 5.47%,
07/20/2034, 3 mo. USD Term SOFR +
1.80%(1)(2)
650,959
Carlyle U.S. CLO Ltd.
1,000,000
4.96%, 01/15/2038, 3 mo. USD Term SOFR +
1.29%(1)(2)
1,002,107
500,000
5.67%, 01/15/2040, 3 mo. USD Term SOFR +
2.00%(1)(2)
501,236
CIFC Funding Ltd.
250,000
4.87%, 04/24/2031, 3 mo. USD Term SOFR +
1.20%(1)(2)
250,046
500,000
4.88%, 01/20/2039, 3 mo. USD Term SOFR +
1.20%(1)(2)
500,151
1,000,000
4.97%, 07/15/2038, 3 mo. USD Term SOFR +
1.30%(1)(2)
1,005,859
250,000
4.97%, 01/15/2040, 3 mo. USD Term SOFR +
1.30%(1)(2)
251,115
1,000,000
4.99%, 04/17/2035, 3 mo. USD Term SOFR +
1.32%(1)(2)
1,001,301
300,000
5.08%, 07/15/2036, 3 mo. USD Term SOFR +
1.41%(1)(2)
300,463
825,000
5.12%, 07/16/2037, 3 mo. USD Term SOFR +
1.45%(1)(2)
827,654
1,100,000
5.12%, 10/15/2038, 3 mo. USD Term SOFR +
1.45%(1)(2)
1,104,137
1,000,000
5.22%, 04/21/2037, 3 mo. USD Term SOFR +
1.55%(1)(2)
1,002,140
1,000,000
5.27%, 10/20/2037, 3 mo. USD Term SOFR +
1.60%(1)(2)
1,002,760
675,000
5.47%, 01/15/2038, 3 mo. USD Term SOFR +
1.80%(1)(2)
675,271
250,000
5.57%, 07/23/2037, 3 mo. USD Term SOFR +
1.90%(1)(2)
250,137
1,000,000
CTM CLO Ltd. 5.17%, 07/15/2038, 3 mo. USD
Term SOFR + 1.50%(1)(2)
1,004,111
1,000,000
Danby Park CLO Ltd. 5.03%, 10/21/2037, 3 mo.
USD Term SOFR + 1.36%(1)(2)
1,004,886
250,000
Dryden 53 CLO Ltd. 4.97%, 01/15/2031, 3 mo.
USD Term SOFR + 1.30%(1)(2)
250,120
1,000,000
Dryden 94 CLO Ltd. 5.03%, 10/15/2037, 3 mo.
USD Term SOFR + 1.36%(1)(2)
1,003,268
The accompanying notes are an integral part of these financial statements.
 
3
Hartford AAA CLO ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 100.0% -
(continued)
Other Asset-Backed Securities - 100.0% - (continued)
$  750,000
Eaton Vance CLO Ltd. 5.01%, 10/15/2038, 3 mo.
USD Term SOFR + 1.34%(1)(2)
$752,430
1,000,000
Elmwood CLO 14 Ltd. 4.97%, 10/20/2038, 3 mo.
USD Term SOFR + 1.30%(1)(2)
1,006,179
1,000,000
Elmwood CLO 15 Ltd. 4.82%, 04/22/2035, 3 mo.
USD Term SOFR + 1.15%(1)(2)
1,000,682
1,000,000
Elmwood CLO 19 Ltd. 4.91%, 10/17/2038, 3 mo.
USD Term SOFR + 1.24%(1)(2)
1,004,254
1,000,000
Elmwood CLO II Ltd. 5.02%, 10/20/2037, 3 mo.
USD Term SOFR + 1.35%(1)(2)
1,002,913
1,000,000
Elmwood CLO X Ltd. 4.97%, 07/20/2038, 3 mo.
USD Term SOFR + 1.30%(1)(2)
1,005,455
1,000,000
Empower CLO Ltd. 5.27%, 04/25/2037, 3 mo.
USD Term SOFR + 1.60%(1)(2)
1,002,500
550,000
Flatiron CLO 20 Ltd. 5.34%, 11/20/2038, 3 mo.
USD Term SOFR + 1.45%(1)(2)
552,064
1,000,000
Flatiron RR CLO Ltd. 5.03%, 10/18/2037, 3 mo.
USD Term SOFR + 1.36%(1)(2)
1,004,086
440,000
Franklin Park Place CLO VI LLC 5.67%,
07/15/2038, 3 mo. USD Term SOFR +
2.00%(1)(2)
442,532
500,000
Galaxy XXV CLO Ltd. 4.78%, 04/25/2036, 3 mo.
USD Term SOFR + 1.11%(1)(2)
500,759
500,000
Kennedy Lewis CLO 8 Ltd. 5.77%, 01/20/2038,
3 mo. USD Term SOFR + 2.10%(1)(2)
502,209
1,000,000
Kennedy Lewis CLO 9 Ltd. 5.02%, 01/20/2038,
3 mo. USD Term SOFR + 1.35%(1)(2)
1,004,016
320,000
Kennedy Lewis CLO 10 Ltd. 5.47%, 01/22/2038,
3 mo. USD Term SOFR + 1.80%(1)(2)
320,210
1,000,000
GoldenTree Loan Management U.S. CLO 15 Ltd.
5.10%, 10/20/2038, 3 mo. USD Term SOFR +
1.43%(1)(2)
1,003,593
900,000
GoldenTree Loan Management U.S. CLO 16 Ltd.
4.79%, 01/20/2038, 3 mo. USD Term SOFR +
1.12%(1)(2)
900,193
250,000
GoldenTree Loan Management U.S. CLO 19 Ltd.
5.17%, 04/20/2037, 3 mo. USD Term SOFR +
1.50%(1)(2)
250,248
500,000
GoldenTree Loan Management U.S. CLO 24 Ltd.
4.82%, 10/20/2038, 3 mo. USD Term SOFR +
1.15%(1)(2)
499,866
300,000
Golub Capital Partners CLO 45M Ltd. 5.29%,
07/20/2037, 3 mo. USD Term SOFR +
1.62%(1)(2)
300,455
1,000,000
Golub Capital Partners CLO 67M Ltd. 6.37%,
05/09/2036, 3 mo. USD Term SOFR +
2.50%(1)(2)
1,004,210
825,000
Golub Capital Partners CLO 80M Ltd. 5.23%,
05/09/2039, 3 mo. USD Term SOFR +
1.36%(1)(2)
825,689
HLEND CLO LLC
1,000,000
5.11%, 10/22/2038, 3 mo. USD Term SOFR +
1.44%(1)(2)
1,000,483
520,000
5.37%, 01/20/2037, 3 mo. USD Term SOFR +
1.70%(1)(2)
521,628
1,075,000
Kings Park CLO Ltd. 4.87%, 01/21/2039, 3 mo.
USD Term SOFR + 1.20%(1)(2)
1,077,968
1,000,000
KKR CLO 24 Ltd. 5.38%, 04/20/2032, 3 mo. USD
Term SOFR + 1.71%(1)(2)
1,000,395
2,000,000
KKR CLO 52 Ltd. 4.99%, 07/16/2038, 3 mo. USD
Term SOFR + 1.32%(1)(2)
2,006,280
550,000
Madison Park Funding LI Ltd. 5.12%, 10/19/2038,
3 mo. USD Term SOFR + 1.45%(1)(2)
552,075
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 100.0% -
(continued)
Other Asset-Backed Securities - 100.0% - (continued)
$  1,020,000
Madison Park Funding LXXV Ltd. 5.11%,
01/17/2039, 3 mo. USD Term SOFR +
1.45%(1)(2)
$1,022,889
660,000
Madison Park Funding XIX Ltd. 5.27%,
01/22/2037, 3 mo. USD Term SOFR +
1.60%(1)(2)
660,330
675,000
Madison Park Funding XVII Ltd. 5.72%,
10/21/2037, 3 mo. USD Term SOFR +
2.05%(1)(2)
677,009
1,000,000
Madison Park Funding XXXVII Ltd. 5.20%,
04/15/2037, 3 mo. USD Term SOFR +
1.53%(1)(2)
1,002,210
1,000,000
Magnetite XXVIII Ltd. 4.91%, 01/15/2038, 3 mo.
USD Term SOFR + 1.24%(1)(2)
1,002,102
250,000
Magnetite XXXVII Ltd. 4.87%, 10/25/2038, 3 mo.
USD Term SOFR + 1.20%(1)(2)
250,462
1,000,000
Neuberger Berman CLO XVI-S Ltd. 4.85%,
04/15/2039, 3 mo. USD Term SOFR +
1.18%(1)(2)
1,002,701
1,000,000
Neuberger Berman Loan Advisers CLO 31 Ltd.
4.90%, 01/20/2039, 3 mo. USD Term SOFR +
1.23%(1)(2)
1,002,131
375,000
Neuberger Berman Loan Advisers NBLA CLO 52
Ltd. 5.67%, 10/24/2038, 3 mo. USD Term
SOFR + 2.00%(1)(2)
375,868
500,000
Niagara Park CLO Ltd. 5.67%, 01/17/2038, 3 mo.
USD Term SOFR + 2.00%(1)(2)
501,716
500,000
Oak Hill Credit Partners X-R Ltd. 4.80%,
04/20/2038, 3 mo. USD Term SOFR +
1.13%(1)(2)
499,626
500,000
Oaktree CLO Ltd. 5.17%, 04/15/2038, 3 mo. USD
Term SOFR + 1.50%(1)(2)
502,044
930,000
Obra CLO 2 Ltd. 5.21%, 07/20/2038, 3 mo. USD
Term SOFR + 1.54%(1)(2)
935,411
550,000
OCP Aegis CLO Ltd. 5.15%, 01/21/2038, 3 mo.
USD Term SOFR + 1.40%(1)(2)
550,651
OCP CLO Ltd.
850,000
5.04%, 07/20/2037, 3 mo. USD Term SOFR +
1.37%(1)(2)
853,132
995,000
5.04%, 10/18/2037, 3 mo. USD Term SOFR +
1.37%(1)(2)
1,000,120
1,000,000
5.24%, 07/20/2037, 3 mo. USD Term SOFR +
1.57%(1)(2)
1,002,197
500,000
5.67%, 11/26/2037, 3 mo. USD Term SOFR +
2.00%(1)(2)
501,373
1,000,000
Octagon 60 Ltd. 5.25%, 10/20/2037, 3 mo. USD
Term SOFR + 1.58%(1)(2)
1,002,185
635,000
Octagon 63 Ltd. 5.38%, 07/20/2037, 3 mo. USD
Term SOFR + 1.71%(1)(2)
636,212
350,000
Octagon 64 Ltd. 5.22%, 07/21/2037, 3 mo. USD
Term SOFR + 1.55%(1)(2)
350,553
625,000
OHA Credit Funding 10-R Ltd. 4.93%,
07/18/2037, 3 mo. USD Term SOFR +
1.26%(1)(2)
626,337
780,000
OHA Credit Funding 16-R Ltd. 5.07%,
10/20/2038, 3 mo. USD Term SOFR +
1.40%(1)(2)
782,804
1,000,000
OHA Credit Funding 3 Ltd. 4.99%, 01/20/2038,
3 mo. USD Term SOFR + 1.32%(1)(2)
1,003,051
1,000,000
OHA Credit Funding 7 Ltd. 4.95%, 07/19/2038,
3 mo. USD Term SOFR + 1.28%(1)(2)
1,002,275
750,000
OHA Loan Funding Ltd. 5.37%, 07/20/2037,
3 mo. USD Term SOFR + 1.70%(1)(2)
751,134
The accompanying notes are an integral part of these financial statements.
 
4
Hartford AAA CLO ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 100.0% -
(continued)
Other Asset-Backed Securities - 100.0% - (continued)
Palmer Square CLO Ltd.
$  1,000,000
4.96%, 10/15/2038, 3 mo. USD Term SOFR +
1.29%(1)(2)
$1,005,395
850,000
5.22%, 07/20/2037, 3 mo. USD Term SOFR +
1.55%(1)(2)
851,665
750,000
RAD CLO 21 Ltd. 4.74%, 01/25/2037, 3 mo. USD
Term SOFR + 1.07%(1)(2)
749,805
1,000,000
RAD CLO 25 Ltd. 5.33%, 07/20/2037, 3 mo. USD
Term SOFR + 1.66%(1)(2)
1,001,909
1,000,000
RAD CLO 27 Ltd. 4.99%, 01/15/2038, 3 mo. USD
Term SOFR + 1.32%(1)(2)
1,002,071
1,000,000
Regatta 30 Funding Ltd. 4.99%, 01/25/2038,
3 mo. USD Term SOFR + 1.32%(1)(2)
1,003,235
500,000
Regatta VII Funding Ltd. 5.14%, 06/20/2034,
3 mo. USD Term SOFR + 1.45%(1)(2)
500,222
Regatta XIX Funding Ltd.
250,000
4.91%, 10/20/2038, 3 mo. USD Term SOFR +
1.24%(1)(2)
250,988
550,000
5.07%, 10/20/2038, 3 mo. USD Term SOFR +
1.40%(1)(2)
551,663
1,100,000
Regatta XXIV Funding Ltd. 4.99%, 01/20/2038,
3 mo. USD Term SOFR + 1.32%(1)(2)
1,102,320
500,000
Regatta XXVI Funding Ltd. 4.92%, 01/25/2039,
3 mo. USD Term SOFR + 1.25%(1)(2)
500,960
545,000
RR 27 Ltd. 5.12%, 10/15/2040, 3 mo. USD Term
SOFR + 1.45%(1)(2)
546,947
500,000
RR 38 Ltd. 5.17%, 04/15/2040, 3 mo. USD Term
SOFR + 1.50%(1)(2)
500,696
1,100,000
RR 42 Ltd. 4.88%, 10/15/2040, 3 mo. USD Term
SOFR + 1.21%(1)(2)
1,103,314
1,125,000
Sixth Street CLO 27 Ltd. 5.01%, 01/17/2038,
3 mo. USD Term SOFR + 1.34%(1)(2)
1,127,918
1,000,000
Sixth Street CLO XXIV Ltd. 5.19%, 04/23/2037,
3 mo. USD Term SOFR + 1.52%(1)(2)
1,001,312
1,035,000
Symetra CLO Ltd. 4.96%, 04/20/2038, 3 mo. USD
Term SOFR + 1.29%(1)(2)
1,036,911
850,000
Symphony CLO 36 Ltd. 5.03%, 10/24/2037, 3 mo.
USD Term SOFR + 1.36%(1)(2)
851,598
1,000,000
Texas Debt Capital CLO Ltd. 4.97%, 07/20/2038,
3 mo. USD Term SOFR + 1.30%(1)(2)
1,003,419
Voya CLO Ltd.
560,000
5.04%, 10/15/2037, 3 mo. USD Term SOFR +
1.37%(1)(2)
561,390
550,000
5.07%, 10/20/2036, 3 mo. USD Term SOFR +
1.40%(1)(2)
550,834
1,000,000
5.12%, 10/20/2031, 3 mo. USD Term SOFR +
1.45%(1)(2)
1,000,129
Total Asset-Backed & Commercial
Mortgage-Backed Securities
(cost $108,848,250)
$108,951,527
Shares or Principal Amount
Market Value†
SHORT-TERM INVESTMENTS - 0.1%
Repurchase Agreements - 0.1%
$  141,084
Fixed Income Clearing Corp. Repurchase
Agreement dated 01/30/2026 at 3.66%, due
on 02/02/2026 with a maturity value of
$141,127; collateralized by U.S. Treasury
Note at 3.75%, maturing 06/30/2027, with a
market value of $143,955
$141,084
Total Short-Term Investments
(cost $141,084)
$141,084
Total Investments
(cost $108,989,334)
100.1
%
$109,092,611
Other Assets and Liabilities
(0.1
)%
(145,143
)
Net Assets
100.0
%
$108,947,468
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
(1)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of these securities was
$108,951,527, representing 100.0% of net assets.
(2)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
†
See Significant Accounting Policies of accompanying Notes to Financial
Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
 
5
Hartford AAA CLO ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Asset-Backed & Commercial Mortgage-Backed Securities 
$108,951,527
$—
$108,951,527
$—
Short-Term Investments 
141,084
—
141,084
—
Total
$109,092,611
$—
$109,092,611
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
The accompanying notes are an integral part of these financial statements.
 
6
Hartford Core Bond ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.8%
Asset-Backed - Automobile - 0.7%
$  215,000
Avis Budget Rental Car Funding AESOP LLC
5.23%, 12/20/2030(1)
$220,909
470,000
Credit Acceptance Auto Loan Trust 6.11%,
08/15/2034(1)
482,537
180,000
Exeter Automobile Receivables Trust 4.40%,
05/15/2030
181,174
375,000
GLS Auto Receivables Issuer Trust 4.98%,
07/16/2029(1)
379,019
716,000
GLS Auto Select Receivables Trust 4.81%,
09/15/2031(1)
723,946
190,000
Hertz Vehicle Financing III LLC 5.13%,
09/25/2031(1)
193,264
Securitized Term Auto Receivables Trust
260,476
4.93%, 12/29/2032(1)
263,028
62,547
5.04%, 07/25/2031(1)
63,188
 
2,507,065
Asset-Backed - Home Equity - 0.1%
165,000
COOPR Residential Mortgage Trust 4.87%,
01/01/2061(1)(2)
165,215
150,000
FIGRE Trust 4.98%, 01/25/2056(1)(3)
150,034
 
315,249
Asset-Backed - Manufactured Housing - 0.0%
49,136
Cascade MH Asset Trust 1.75%, 02/25/2046(1)
43,981
Asset-Backed - Student Loan - 0.1%
Navient Private Education Refi Loan Trust
98,917
0.97%, 12/16/2069(1)
89,793
172,501
1.11%, 02/18/2070(1)
155,377
 
245,170
Commercial Mortgage-Backed Securities - 4.6%
235,000
245 Park Avenue Trust 3.51%, 06/05/2037(1)
231,698
195,000
ALA Trust 5.42%, 06/15/2040, 1 mo. USD Term
SOFR + 1.74%(1)(3)
196,584
510,000
AREIT Trust 5.23%, 07/25/2043, 1 mo. USD
Term SOFR + 1.55%(1)(3)
509,973
BBCMS Mortgage Trust
1,823,658
1.01%, 05/15/2057(3)(4)
126,054
1,155,675
1.11%, 09/15/2057(3)(4)
84,533
1,083,443
1.13%, 02/15/2062(3)(4)
88,120
1,001,744
1.62%, 02/15/2057(3)(4)
91,588
775,000
5.53%, 02/15/2031
800,105
Benchmark Mortgage Trust
2,767,104
0.57%, 07/15/2056(3)(4)
95,341
966,149
1.17%, 12/15/2056(3)(4)
50,793
552,140
1.49%, 01/15/2054(3)(4)
32,430
500,174
1.74%, 07/15/2053(3)(4)
24,798
265,000
5.44%, 02/15/2059
273,073
1,681,755
BMO Mortgage Trust 0.86%, 07/15/2057(3)(4)
103,115
625,000
BOCA Commercial Mortgage Trust 5.28%,
12/15/2042, 1 mo. USD Term SOFR +
1.60%(1)(3)
628,906
165,000
BSTN Commercial Mortgage Trust 5.06%,
04/13/2041(1)(3)
166,123
410,000
BWAY Mortgage Trust 6.52%, 05/05/2042(1)(3)
422,753
BX Trust
435,000
5.03%, 12/13/2042(1)(3)
442,387
115,000
5.77%, 03/15/2041, 1 mo. USD Term SOFR +
2.09%(1)(3)
114,964
Commercial Mortgage Trust
100,000
2.82%, 01/10/2039(1)
96,777
130,000
5.87%, 12/10/2041(1)(3)
131,990
12,291
CSAIL Commercial Mortgage Trust 4.36%,
11/15/2051(3)
12,270
280,000
DBGS Mortgage Trust 4.47%, 10/15/2051
280,274
369,300
DBJPM Mortgage Trust 1.59%, 09/15/2053(3)(4)
15,303
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.8% -
(continued)
Commercial Mortgage-Backed Securities - 4.6% - (continued)
$  120,000
DC Trust 5.73%, 04/13/2040(1)(3)
$121,583
Extended Stay America Trust
750,000
4.87%, 02/15/2043, 1 mo. USD Term SOFR +
1.20%(1)(3)
751,641
130,000
4.98%, 10/15/2042, 1 mo. USD Term SOFR +
1.30%(1)(3)
130,568
225,000
FREMF Mortgage Trust 3.93%, 06/25/2049(1)(3)
223,915
565,000
GS Mortgage Securities Corp. II 5.49%,
03/10/2041(1)(3)
573,376
375,000
GS Mortgage Securities Trust 3.44%,
11/10/2049(3)
372,977
165,852
HIH Trust 5.52%, 10/15/2041, 1 mo. USD Term
SOFR + 1.84%(1)(3)
166,215
825,000
HTL Commercial Mortgage Trust 5.88%,
05/10/2039(1)(3)
835,487
505,000
INT Commercial Mortgage Trust 5.04%,
11/05/2037(1)(3)
510,343
485,000
IRV Trust 5.29%, 03/14/2047(1)(3)
498,233
1,097,000
JP Morgan Chase Commercial Mortgage
Securities Trust 2.82%, 08/15/2049
1,090,922
124,439
JPMBB Commercial Mortgage Securities Trust
3.58%, 03/17/2049
124,219
JPMDB Commercial Mortgage Securities Trust
632,000
3.14%, 12/15/2049
622,698
44,928
3.24%, 10/15/2050
44,634
330,000
MF1 Ltd. 5.42%, 02/19/2037, 1 mo. USD Term
SOFR + 1.75%(1)(3)
329,138
373,468
MSWF Commercial Mortgage Trust 0.91%,
12/15/2056(3)(4)
20,584
NYC Commercial Mortgage Trust
540,000
4.88%, 07/13/2042(1)(3)
545,050
325,000
4.89%, 02/15/2042, 1 mo. USD Term SOFR +
1.21%(1)(3)
325,203
200,000
4.95%, 02/15/2043, 1 mo. USD Term SOFR +
1.25%(1)(3)
200,250
50,000
SG Commercial Mortgage Securities Trust
2.63%, 03/15/2037(1)
47,952
705,000
SHR Trust 5.63%, 10/15/2041, 1 mo. USD Term
SOFR + 1.95%(1)(3)
708,084
565,000
TEXAS Commercial Mortgage Trust 4.97%,
04/15/2042, 1 mo. USD Term SOFR +
1.29%(1)(3)
565,353
Wells Fargo Commercial Mortgage Trust
1,588,156
1.00%, 08/15/2057(3)(4)
110,016
155,678
3.43%, 03/15/2059
155,405
420,000
3.64%, 03/15/2050
412,486
Wells Fargo NA
3,928,699
0.63%, 11/15/2062(3)(4)
85,589
1,708,381
0.82%, 06/15/2057(3)(4)
92,219
859,372
0.93%, 02/15/2052(3)(4)
18,376
880,923
1.00%, 12/15/2056(3)(4)
20,853
884,868
1.07%, 02/15/2056(3)(4)
49,266
1,868,312
1.14%, 10/15/2057(3)(4)
147,730
1,429,731
1.30%, 11/15/2053(3)(4)
71,192
1,227,019
1.76%, 03/15/2063(3)(4)
79,384
145,000
4.41%, 11/15/2061(3)
145,782
385,000
WHARF Commercial Mortgage Trust 5.53%,
07/15/2040(1)(3)
396,791
275,000
Willowbrook Mall 5.87%, 03/05/2035(1)(3)
285,108
 
15,898,574
Other Asset-Backed Securities - 4.9%
Affirm Asset Securitization Trust
526
5.22%, 12/17/2029(1)
526
165,000
5.61%, 02/15/2029(1)
165,259
435,000
Affirm Master Trust 4.67%, 07/15/2033(1)
438,083
The accompanying notes are an integral part of these financial statements.
 
7
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.8% -
(continued)
Other Asset-Backed Securities - 4.9% - (continued)
$  305,000
Aligned Data Centers Issuer LLC 6.00%,
08/17/2048(1)
$307,037
295,000
Amur Equipment Finance Receivables XV LLC
5.18%, 11/20/2031(1)
301,449
220,000
Auxilior Term Funding LLC 5.49%, 07/15/2031(1)
223,721
400,000
Barings CLO Ltd. 5.77%, 01/20/2037, 3 mo.
USD Term SOFR + 2.10%(1)(3)
401,019
495,000
Battalion CLO 18 Ltd. 5.87%, 03/13/2037, 3 mo.
USD Term SOFR + 2.20%(1)(3)
495,388
315,000
Benefit Street Partners CLO XXXI Ltd. 5.42%,
04/25/2038, 3 mo. USD Term SOFR +
1.75%(1)(3)
316,129
270,000
Birch Grove CLO 4 Ltd. 5.47%, 07/15/2037,
3 mo. USD Term SOFR + 1.80%(1)(3)
270,440
70,289
Blue Owl Asset Leasing Trust LLC 5.05%,
03/15/2029(1)
70,496
CF Hippolyta Issuer LLC
92,905
1.53%, 03/15/2061(1)
75,590
124,963
1.69%, 07/15/2060(1)
105,004
96,324
5.97%, 08/15/2062(1)
95,402
99,622
Commercial Equipment Finance LLC 5.97%,
07/16/2029(1)
100,708
DB Master Finance LLC
144,000
2.79%, 11/20/2051(1)
128,118
689,063
4.35%, 05/20/2049(1)
681,047
Domino's Pizza Master Issuer LLC
441,515
2.66%, 04/25/2051(1)
420,330
432,000
3.67%, 10/25/2049(1)
417,619
206,800
4.12%, 07/25/2047(1)
206,240
295,000
Elmwood CLO 23 Ltd. 5.42%, 04/16/2036, 3 mo.
USD Term SOFR + 1.75%(1)(3)
295,499
FirstKey Homes Trust
148,825
4.15%, 05/19/2039(1)
148,504
490,847
4.25%, 07/17/2039(1)
490,560
460,000
Flatiron CLO 21 Ltd. 5.03%, 10/19/2037, 3 mo.
USD Term SOFR + 1.36%(1)(3)
461,367
750,000
Galaxy XXIV CLO Ltd. 5.21%, 04/15/2037,
3 mo. USD Term SOFR + 1.54%(1)(3)
751,762
130,000
GreenSky Home Improvement Issuer Trust
5.02%, 06/25/2060(1)
132,015
276,000
NMEF Funding LLC 4.64%, 01/18/2033(1)
277,121
Progress Residential Trust
394,162
1.51%, 10/17/2038(1)
388,115
137,988
3.20%, 04/17/2039(1)
136,313
245,000
4.00%, 02/17/2043(1)
234,638
392,969
4.44%, 05/17/2041(1)
392,141
101,130
4.45%, 06/17/2039(1)
101,118
175,733
4.75%, 10/27/2039(1)
175,789
495,000
Retained Vantage Data Centers Issuer LLC
5.00%, 09/15/2048(1)
494,516
635,000
RR 23 Ltd. 5.32%, 07/15/2037, 3 mo. USD Term
SOFR + 1.65%(1)(3)
640,389
140,000
SCF Equipment Leasing LLC 5.52%,
01/20/2032(1)
143,054
Stack Infrastructure Issuer LLC
285,000
5.90%, 07/25/2048(1)
286,128
130,000
5.90%, 03/25/2049(1)
131,658
134,826
Sunnova Hestia II Issuer LLC 5.63%,
07/20/2051(1)
133,877
261,938
Taco Bell Funding LLC 4.94%, 11/25/2048(1)
262,095
Tricon Residential Trust
651,933
3.86%, 04/17/2039(1)
648,584
307,383
4.30%, 11/17/2041(1)
304,972
465,000
4.77%, 02/17/2043, 1 mo. USD Term SOFR +
1.10%(1)(3)
465,335
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.8% -
(continued)
Other Asset-Backed Securities - 4.9% - (continued)
$  292,132
4.78%, 03/17/2042, 1 mo. USD Term SOFR +
1.10%(1)(3)
$292,315
1,275,000
Vantage Data Centers LLC 5.13%, 08/15/2055(1)
1,264,852
330,000
VB-S1 Issuer LLC 5.59%, 05/15/2054(1)
335,519
110,778
VFI ABS LLC 4.78%, 06/24/2030(1)
111,377
Wendy's Funding LLC
195,607
2.37%, 06/15/2051(1)
183,001
133,360
3.88%, 03/15/2048(1)
131,597
158,381
4.08%, 06/15/2049(1)
154,836
728,575
4.24%, 03/15/2052(1)
719,710
110,949
4.54%, 03/15/2052(1)
107,488
Wingstop Funding LLC
531,900
2.84%, 12/05/2050(1)
515,809
145,000
5.86%, 12/05/2054(1)
149,176
380,000
Zayo Issuer LLC 5.65%, 03/20/2055(1)
386,987
 
17,067,822
Whole Loan Collateral CMO - 8.4%
Angel Oak Mortgage Trust
61,175
0.91%, 01/25/2066(1)(3)
54,137
213,379
0.95%, 07/25/2066(1)(3)
188,040
23,383
0.99%, 04/25/2053(1)(3)
22,549
55,285
0.99%, 04/25/2066(1)(3)
48,116
147,604
1.04%, 01/20/2065(1)(3)
125,843
106,505
1.07%, 05/25/2066(1)(3)
92,942
355,865
1.46%, 09/25/2066(1)(3)
303,895
10,719
1.47%, 06/25/2065(1)(3)
10,415
24,848
1.69%, 04/25/2065(1)(3)
23,931
160,535
1.82%, 11/25/2066(1)(3)
145,491
72,347
3.35%, 01/25/2067(1)(3)
69,691
460,163
3.88%, 12/25/2066(1)(2)
438,461
588,735
4.30%, 07/25/2067(1)(2)
586,140
12,563
Arroyo Mortgage Trust 3.81%, 01/25/2049(1)(3)
12,313
97,034
BINOM Securitization Trust 2.03%,
06/25/2056(1)(3)
89,964
BRAVO Residential Funding Trust
27,464
0.94%, 02/25/2049(1)(3)
25,926
15,237
0.97%, 03/25/2060(1)(3)
15,025
7,501
Bunker Hill Loan Depositary Trust 2.88%,
07/25/2049(1)(2)
7,397
247,830
CIM Trust 1.43%, 07/25/2061(1)(3)
229,890
COLT Mortgage Loan Trust
24,827
0.80%, 07/27/2054(1)
22,644
84,697
0.91%, 06/25/2066(1)(3)
74,155
150,558
0.92%, 08/25/2066(1)(3)
128,325
269,122
0.96%, 09/27/2066(1)(3)
232,665
372,292
1.11%, 10/25/2066(1)(3)
324,697
23,083
1.33%, 10/26/2065(1)(3)
21,995
206,666
1.40%, 10/25/2066(1)(3)
178,508
388,056
2.28%, 12/27/2066(1)(3)
360,336
256,000
4.76%, 02/25/2071(1)(3)
256,120
197,198
COLT Trust 1.39%, 01/25/2065(1)(3)
170,586
CSMC Trust
66,056
0.83%, 03/25/2056(1)(3)
55,104
146,341
0.94%, 05/25/2066(1)(3)
124,842
332,624
1.17%, 07/25/2066(1)(3)
289,183
118,833
1.18%, 02/25/2066(1)(3)
107,391
114,247
2.00%, 01/25/2060(1)(3)
103,740
36,601
2.21%, 05/25/2065(1)(2)
35,275
181,178
2.84%, 10/25/2066(1)(3)
164,145
474,401
3.27%, 11/25/2066(1)(3)
441,544
59,468
4.15%, 12/27/2060(1)(3)
59,351
Deephaven Residential Mortgage Trust
10,427
0.72%, 05/25/2065(1)(3)
10,062
37,907
0.90%, 04/25/2066(1)(3)
34,109
Ellington Financial Mortgage Trust
23,049
0.80%, 02/25/2066(1)(3)
20,323
The accompanying notes are an integral part of these financial statements.
 
8
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.8% -
(continued)
Whole Loan Collateral CMO - 8.4% - (continued)
$  45,596
0.93%, 06/25/2066(1)(3)
$39,047
12,932
1.18%, 10/25/2065(1)(3)
12,323
256,538
1.24%, 09/25/2066(1)(3)
217,136
905,459
2.21%, 01/25/2067(1)(3)
796,499
366,325
5.08%, 12/25/2070(1)(3)
368,174
12,981
Federal Home Loan Mortgage Corp. Seasoned
Credit Risk Transfer Trust 2.50%, 08/25/2059
12,059
Federal National Mortgage Association
Connecticut Avenue Securities Trust
94,000
5.50%, 02/25/2044, 30 day USD SOFR
Average + 1.80%(1)(3)
94,558
334,961
6.95%, 09/25/2043, 30 day USD SOFR
Average + 3.25%(1)(3)
346,573
365,000
7.00%, 11/25/2041, 30 day USD SOFR
Average + 3.30%(1)(3)
371,574
GCAT Trust
70,498
0.87%, 01/25/2066(1)(3)
63,096
78,359
1.04%, 05/25/2066(1)(3)
67,809
251,826
1.09%, 08/25/2066(1)(3)
213,193
358,277
1.26%, 07/25/2066(1)(3)
306,102
315,263
1.86%, 08/25/2066(1)(3)
290,392
108,851
1.92%, 08/25/2066(1)(3)
101,786
12,284
2.56%, 04/25/2065(1)(2)
11,878
3,811
3.25%, 01/25/2060(1)(2)
3,770
GS Mortgage-Backed Securities Trust
405,000
4.87%, 03/25/2066(1)(3)
405,283
237,000
5.12%, 03/25/2066(1)(2)
237,166
Imperial Fund Mortgage Trust
129,277
1.07%, 09/25/2056(1)(3)
110,991
430,876
2.09%, 01/25/2057(1)(3)
373,845
Legacy Mortgage Asset Trust
66,709
5.65%, 11/25/2060(1)(2)
66,352
58,933
5.75%, 04/25/2061(1)(2)
58,735
83,433
5.75%, 07/25/2061(1)(2)
84,405
MetLife Securitization Trust
28,362
3.75%, 03/25/2057(1)(3)
27,731
14,363
3.75%, 04/25/2058(1)(3)
14,230
MFA Trust
9,754
1.01%, 01/26/2065(1)(3)
9,341
90,787
1.03%, 11/25/2064(1)(3)
80,858
33,867
1.15%, 04/25/2065(1)(3)
32,202
Morgan Stanley Residential Mortgage Loan
Trust
668,883
4.25%, 02/25/2065(1)(3)
658,440
762,200
4.77%, 01/25/2071(1)(3)
762,723
465,000
4.81%, 12/25/2070(1)(3)
465,051
315,000
5.02%, 01/25/2071(1)(2)
315,209
New Residential Mortgage Loan Trust
43,551
0.94%, 07/25/2055(1)(3)
40,205
23,048
0.94%, 10/25/2058(1)(3)
22,977
252,585
1.16%, 11/27/2056(1)(3)
233,099
6,324
1.65%, 05/24/2060(1)(3)
6,197
388,996
2.28%, 04/25/2061(1)(3)
348,992
59,431
3.50%, 12/25/2057(1)(3)
58,098
9,821
3.75%, 03/25/2056(1)(3)
9,543
26,059
3.75%, 11/25/2058(1)(3)
25,360
116,574
4.00%, 03/25/2057(1)(3)
114,053
124,808
4.00%, 12/25/2057(1)(3)
122,873
220,000
4.82%, 11/25/2065(1)(3)
220,182
766,319
5.00%, 06/25/2062(1)(2)
764,056
163,179
5.01%, 10/26/2065(1)(3)
163,706
701,470
5.26%, 10/26/2065(1)(2)
703,768
154,208
NMLT Trust 1.19%, 05/25/2056(1)(3)
136,932
OBX Trust
171,015
1.05%, 07/25/2061(1)(3)
142,243
108,260
1.07%, 02/25/2066(1)(3)
95,914
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.8% -
(continued)
Whole Loan Collateral CMO - 8.4% - (continued)
$  131,513
1.96%, 10/25/2061(1)(3)
$113,983
364,069
2.31%, 11/25/2061(1)(3)
333,181
435,000
4.82%, 12/01/2065(1)(3)
435,399
203,660
OLIT Trust 3.00%, 11/25/2038(1)(3)
198,245
Pretium Mortgage Credit Partners LLC
969,492
3.85%, 09/25/2069(1)(2)
967,543
697,751
4.15%, 01/25/2070(1)(2)
685,436
970,000
5.07%, 02/25/2056(1)(2)
970,529
188,690
5.18%, 01/25/2056(1)(2)
188,693
1,009,702
5.19%, 10/25/2055(1)(2)
1,017,684
504,672
5.27%, 12/25/2055(1)(2)
504,933
505,930
5.66%, 07/25/2055(1)(2)
506,001
482,626
5.73%, 08/25/2055(1)(2)
484,632
775,672
5.74%, 06/25/2055(1)(2)
778,477
652,417
6.37%, 04/25/2055(1)(2)
654,936
PRPM LLC
873,633
3.00%, 05/25/2055(1)(2)
835,371
595,915
3.75%, 04/25/2055(1)(2)
583,949
321,898
5.50%, 08/25/2030(1)(2)
325,387
171,553
5.73%, 07/25/2030(1)(2)
171,113
PRPM Trust
205,000
4.85%, 01/25/2056(1)(2)
205,268
88,728
6.26%, 05/25/2030(1)(2)
89,165
17,667
Residential Mortgage Loan Trust 0.86%,
01/25/2065(1)(3)
17,176
791,803
SG Residential Mortgage Trust 1.74%,
12/25/2061(1)(3)
686,508
63,143
STAR Trust 1.22%, 05/25/2065(1)(3)
59,681
Starwood Mortgage Residential Trust
16,533
0.94%, 05/25/2065(1)(3)
15,902
263,703
1.16%, 08/25/2056(1)(3)
238,095
6,241
1.49%, 04/25/2065(1)(3)
6,124
268,504
1.92%, 11/25/2066(1)(3)
239,292
Towd Point Mortgage Trust
76,788
1.75%, 10/25/2060(1)
70,369
47,690
2.75%, 10/25/2057(1)(3)
47,094
28,477
2.90%, 10/25/2059(1)(3)
27,529
313,732
2.92%, 11/30/2060(1)(3)
278,972
8,285
3.25%, 03/25/2058(1)(3)
8,214
117,599
3.75%, 03/25/2058(1)(3)
114,857
89,042
TRK Trust 1.15%, 07/25/2056(1)(3)
80,743
Verus Securitization Trust
37,027
0.92%, 02/25/2064(1)(3)
34,958
120,611
0.94%, 07/25/2066(1)(3)
103,047
489,707
1.01%, 09/25/2066(1)(3)
423,677
39,346
1.03%, 02/25/2066(1)(3)
36,159
178,995
2.82%, 11/25/2066(1)(3)
167,211
383,828
2.83%, 10/25/2066(1)(2)
356,113
277,698
3.72%, 01/25/2067(1)(2)
264,016
7,448
VOLT XCV LLC 6.24%, 03/27/2051(1)(2)
7,441
 
29,265,098
Total Asset-Backed & Commercial
Mortgage-Backed Securities
(cost $66,205,075)
$65,342,959
CORPORATE BONDS - 25.5%
Aerospace & Defense - 0.5%
200,000
BAE Systems PLC 5.13%, 03/26/2029(1)
$205,917
Boeing Co.
115,000
2.95%, 02/01/2030
109,138
65,000
3.20%, 03/01/2029
63,169
460,000
5.15%, 05/01/2030
472,768
400,000
5.71%, 05/01/2040
408,897
160,000
6.39%, 05/01/2031
173,608
20,000
L3Harris Technologies, Inc. 1.80%, 01/15/2031
17,783
The accompanying notes are an integral part of these financial statements.
 
9
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Aerospace & Defense - 0.5% - (continued)
Northrop Grumman Corp.
$  100,000
4.65%, 07/15/2030
$101,636
215,000
5.15%, 05/01/2040
214,755
 
1,767,671
Agriculture - 0.4%
BAT Capital Corp.
125,000
5.63%, 08/15/2035(5)
129,806
95,000
5.83%, 02/20/2031
100,833
20,000
7.08%, 08/02/2053
22,627
Philip Morris International, Inc.
300,000
4.38%, 11/01/2027
302,859
200,000
4.75%, 11/01/2031
203,766
290,000
5.13%, 02/15/2030
299,366
240,000
5.13%, 02/13/2031
248,402
75,000
5.38%, 02/15/2033
78,056
15,000
5.63%, 11/17/2029
15,778
140,000
5.63%, 09/07/2033
148,136
 
1,549,629
Apparel - 0.1%
Tapestry, Inc.
205,000
5.10%, 03/11/2030
210,160
50,000
5.50%, 03/11/2035
51,005
 
261,165
Auto Manufacturers - 0.1%
245,000
Hyundai Capital America 5.50%, 03/30/2026(1)
245,648
Beverages - 0.5%
425,000
Anheuser-Busch Cos. LLC/Anheuser-Busch
InBev Worldwide, Inc. 4.90%, 02/01/2046
392,174
100,000
Bacardi Ltd./Bacardi-Martini BV 5.40%,
06/15/2033(1)
100,642
190,000
Bacardi-Martini BV 6.00%, 02/01/2035(1)
196,254
Keurig Dr. Pepper, Inc.
356,000
2.25%, 03/15/2031
318,578
10,000
3.20%, 05/01/2030
9,515
9,000
3.80%, 05/01/2050
6,544
130,000
3.95%, 04/15/2029
128,789
170,000
4.05%, 04/15/2032
163,773
225,000
4.60%, 05/15/2030
226,137
60,000
5.15%, 05/15/2035
59,934
107,000
5.20%, 03/15/2031
109,822
169,000
5.30%, 03/15/2034
171,990
 
1,884,152
Biotechnology - 0.2%
790,000
Royalty Pharma PLC 5.20%, 09/25/2035
794,113
Chemicals - 0.1%
320,000
Nutrien Ltd. 4.90%, 03/27/2028
325,752
Commercial Banks - 4.5%
Bank of America Corp.
270,000
1.92%, 10/24/2031, (1.92% fixed rate until
10/24/2030; 6 mo. USD SOFR + 1.37%
thereafter)(3)
241,535
165,000
2.48%, 09/21/2036, (2.48% fixed rate until
09/21/2031; 5 yr. USD CMT + 1.20%
thereafter)(3)
144,807
530,000
2.69%, 04/22/2032, (2.69% fixed rate until
04/22/2031; 6 mo. USD SOFR + 1.32%
thereafter)(3)
486,346
234,000
3.97%, 02/07/2030, (3.97% fixed rate until
02/07/2029; 3 mo. USD Term SOFR +
1.47% thereafter)(3)
232,885
20,000
5.46%, 05/09/2036, (5.46% fixed rate until
05/09/2035; 6 mo. USD SOFR + 1.64%
thereafter)(3)
20,690
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Commercial Banks - 4.5% - (continued)
$  195,000
5.52%, 10/25/2035, (5.52% fixed rate until
10/25/2034; 6 mo. USD SOFR + 1.74%
thereafter)(3)
$199,017
Bank of New York Mellon Corp.
380,000
4.03%, 01/22/2030, (4.03% fixed rate until
01/22/2029; 6 mo. USD SOFR + 0.63%
thereafter)(3)
379,654
195,000
5.06%, 07/22/2032, (5.06% fixed rate until
07/22/2031; 6 mo. USD SOFR + 1.23%
thereafter)(3)
201,630
210,000
BNP Paribas SA 5.34%, 06/12/2029, (5.34%
fixed rate until 06/12/2028; 1 yr. USD CMT +
1.50% thereafter)(1)(3)
215,478
BPCE SA
285,000
2.28%, 01/20/2032, (2.28% fixed rate until
01/20/2031; 6 mo. USD SOFR + 1.31%
thereafter)(1)(3)
253,870
255,000
5.39%, 05/28/2031, (5.39% fixed rate until
05/28/2030; 6 mo. USD SOFR + 1.58%
thereafter)(1)(3)
261,999
250,000
CaixaBank SA 6.68%, 09/13/2027, (6.68% fixed
rate until 09/13/2026; 6 mo. USD SOFR +
2.08% thereafter)(1)(3)
253,931
Citigroup, Inc.
15,000
2.98%, 11/05/2030, (2.98% fixed rate until
11/05/2029; 6 mo. USD SOFR + 1.42%
thereafter)(3)
14,296
705,000
4.50%, 09/11/2031, (4.50% fixed rate until
09/11/2030; 6 mo. USD SOFR + 1.17%
thereafter)(3)
705,568
335,000
4.95%, 05/07/2031, (4.95% fixed rate until
05/07/2030; 6 mo. USD SOFR + 1.46%
thereafter)(3)
341,861
22,000
6.27%, 11/17/2033, (6.27% fixed rate until
11/17/2032; 6 mo. USD SOFR + 2.34%
thereafter)(3)
23,944
255,000
Citizens Financial Group, Inc. 5.25%,
03/05/2031, (5.25% fixed rate until
03/05/2030; 6 mo. USD SOFR + 1.26%
thereafter)(3)
261,488
Credit Agricole SA
250,000
4.66%, 01/12/2032, (4.66% fixed rate until
01/12/2031; 6 mo. USD SOFR + 1.17%
thereafter)(1)(3)
250,126
365,000
4.82%, 09/25/2033, (4.82% fixed rate until
09/25/2032; 6 mo. USD SOFR + 1.36%
thereafter)(1)(3)
363,820
405,000
5.34%, 01/10/2030, (5.34% fixed rate until
01/10/2029; 6 mo. USD SOFR + 1.69%
thereafter)(1)(3)
416,844
185,000
Deutsche Bank AG 5.30%, 05/09/2031, (5.30%
fixed rate until 05/09/2030; 6 mo. USD SOFR
+ 1.72% thereafter)(3)
189,568
Goldman Sachs Group, Inc.
25,000
1.99%, 01/27/2032, (1.99% fixed rate until
01/27/2031; 6 mo. USD SOFR + 1.09%
thereafter)(3)
22,189
121,000
2.60%, 02/07/2030
113,585
315,000
4.69%, 10/23/2030, (4.69% fixed rate until
10/23/2029; 6 mo. USD SOFR + 1.14%
thereafter)(3)
319,275
40,000
5.05%, 07/23/2030, (5.05% fixed rate until
07/23/2029; 6 mo. USD SOFR + 1.21%
thereafter)(3)
40,966
The accompanying notes are an integral part of these financial statements.
 
10
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Commercial Banks - 4.5% - (continued)
$  540,000
5.07%, 01/21/2037, (5.07% fixed rate until
01/21/2036; 6 mo. USD SOFR + 1.19%
thereafter)(3)
$537,685
95,000
5.21%, 01/28/2031, (5.21% fixed rate until
01/28/2030; 6 mo. USD SOFR + 1.08%
thereafter)(3)
97,954
275,000
5.22%, 04/23/2031, (5.22% fixed rate until
04/23/2030; 6 mo. USD SOFR + 1.58%
thereafter)(3)
283,264
15,000
5.56%, 11/19/2045, (5.56% fixed rate until
11/19/2044; 6 mo. USD SOFR + 1.58%
thereafter)(3)
14,920
HSBC Holdings PLC
200,000
2.85%, 06/04/2031, (2.85% fixed rate until
06/04/2030; 6 mo. USD SOFR + 2.39%
thereafter)(3)
187,265
200,000
4.62%, 11/06/2031, (4.62% fixed rate until
11/06/2030; 6 mo. USD SOFR + 1.19%
thereafter)(3)
200,845
425,000
5.13%, 03/03/2031, (5.13% fixed rate until
03/03/2030; 6 mo. USD SOFR + 1.29%
thereafter)(3)
435,595
450,000
5.24%, 05/13/2031, (5.24% fixed rate until
05/13/2030; 6 mo. USD SOFR + 1.57%
thereafter)(3)
463,255
JP Morgan Chase & Co.
249,000
1.95%, 02/04/2032, (1.95% fixed rate until
02/04/2031; 6 mo. USD SOFR + 1.07%
thereafter)(3)
221,751
320,000
2.55%, 11/08/2032, (2.55% fixed rate until
11/08/2031; 6 mo. USD SOFR + 1.18%
thereafter)(3)
288,319
20,000
2.58%, 04/22/2032, (2.58% fixed rate until
04/22/2031; 3 mo. USD Term SOFR +
1.25% thereafter)(3)
18,258
250,000
4.26%, 10/22/2031, (4.26% fixed rate until
10/22/2030; 6 mo. USD SOFR + 0.93%
thereafter)(3)
248,747
520,000
4.51%, 10/22/2028, (4.51% fixed rate until
10/22/2027; 6 mo. USD SOFR + 0.86%
thereafter)(3)
524,807
200,000
4.91%, 07/25/2033, (4.91% fixed rate until
07/25/2032; 6 mo. USD SOFR + 2.08%
thereafter)(3)
203,210
20,000
4.95%, 10/22/2035, (4.95% fixed rate until
10/22/2034; 6 mo. USD SOFR + 1.34%
thereafter)(3)
20,084
275,000
5.00%, 07/22/2030, (5.00% fixed rate until
07/22/2029; 6 mo. USD SOFR + 1.13%
thereafter)(3)
282,265
475,000
5.10%, 04/22/2031, (5.10% fixed rate until
04/22/2030; 6 mo. USD SOFR + 1.44%
thereafter)(3)
489,910
100,000
5.14%, 01/24/2031, (5.14% fixed rate until
01/24/2030; 6 mo. USD SOFR + 1.01%
thereafter)(3)
103,179
120,000
5.34%, 01/23/2035, (5.34% fixed rate until
01/23/2034; 6 mo. USD SOFR + 1.62%
thereafter)(3)
123,603
150,000
5.58%, 07/23/2036, (5.58% fixed rate until
07/23/2035; 6 mo. USD SOFR + 1.64%
thereafter)(3)
154,091
250,000
5.58%, 04/22/2030, (5.58% fixed rate until
04/22/2029; 6 mo. USD SOFR + 1.16%
thereafter)(3)
260,470
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Commercial Banks - 4.5% - (continued)
$  185,000
6.09%, 10/23/2029, (6.09% fixed rate until
10/23/2028; 6 mo. USD SOFR + 1.57%
thereafter)(3)
$194,451
Morgan Stanley
22,000
1.79%, 02/13/2032, (1.79% fixed rate until
02/13/2031; 6 mo. USD SOFR + 1.03%
thereafter)(3)
19,316
40,000
1.93%, 04/28/2032, (1.93% fixed rate until
04/28/2031; 6 mo. USD SOFR + 1.02%
thereafter)(3)
35,161
332,000
2.70%, 01/22/2031, (2.70% fixed rate until
01/22/2030; 6 mo. USD SOFR + 1.14%
thereafter)(3)
311,545
25,000
2.94%, 01/21/2033, (2.94% fixed rate until
01/21/2032; 6 mo. USD SOFR + 1.29%
thereafter)(3)
22,787
100,000
3.77%, 01/24/2029, (3.77% fixed rate until
01/24/2028; 3 mo. USD Term SOFR +
1.40% thereafter)(3)
99,450
141,000
3.97%, 07/22/2038(3)
126,513
325,000
4.24%, 01/09/2030, (4.24% fixed rate until
01/09/2029; 6 mo. USD SOFR + 0.80%
thereafter)(3)
325,615
75,000
4.65%, 10/18/2030, (4.65% fixed rate until
10/18/2029; 6 mo. USD SOFR + 1.10%
thereafter)(3)
75,919
90,000
5.23%, 01/15/2031, (5.23% fixed rate until
01/15/2030; 6 mo. USD SOFR + 1.11%
thereafter)(3)
92,656
255,000
5.45%, 07/20/2029, (5.45% fixed rate until
07/20/2028; 6 mo. USD SOFR + 1.63%
thereafter)(3)
262,871
235,000
5.66%, 04/18/2030, (5.66% fixed rate until
04/18/2029; 6 mo. USD SOFR + 1.26%
thereafter)(3)
244,712
475,000
Morgan Stanley Private Bank NA 4.21%,
02/08/2030, (4.21% fixed rate until
02/08/2029; 6 mo. USD SOFR + 0.76%
thereafter)(3)
475,179
245,000
NatWest Group PLC 5.85%, 03/02/2027, (5.85%
fixed rate until 03/02/2026; 1 yr. USD CMT +
1.35% thereafter)(3)
245,335
245,000
Norinchukin Bank 5.43%, 03/09/2028(1)
250,670
385,000
Royal Bank of Canada 5.15%, 02/04/2031,
(5.15% fixed rate until 02/04/2030; 6 mo.
USD SOFR + 1.03% thereafter)(3)
396,798
225,000
Truist Financial Corp. 4.60%, 01/27/2032,
(4.60% fixed rate until 01/27/2031; 6 mo.
USD SOFR + 0.97% thereafter)(3)
225,574
Wells Fargo & Co.
50,000
4.48%, 04/04/2031, (4.48% fixed rate until
04/04/2030; 3 mo. USD Term SOFR +
4.03% thereafter)(3)
50,241
121,000
5.01%, 04/04/2051, (5.01% fixed rate until
04/04/2050; 3 mo. USD Term SOFR +
4.50% thereafter)(3)
110,551
175,000
5.15%, 04/23/2031, (5.15% fixed rate until
04/23/2030; 6 mo. USD SOFR + 1.50%
thereafter)(3)
180,199
293,000
5.24%, 01/24/2031, (5.24% fixed rate until
01/24/2030; 6 mo. USD SOFR + 1.11%
thereafter)(3)
302,716
235,000
5.57%, 07/25/2029, (5.57% fixed rate until
07/25/2028; 6 mo. USD SOFR + 1.74%
thereafter)(3)
243,155
The accompanying notes are an integral part of these financial statements.
 
11
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Commercial Banks - 4.5% - (continued)
$  150,000
6.30%, 10/23/2029, (6.30% fixed rate until
10/23/2028; 6 mo. USD SOFR + 1.79%
thereafter)(3)
$158,410
15,000
6.49%, 10/23/2034, (6.49% fixed rate until
10/23/2033; 6 mo. USD SOFR + 2.06%
thereafter)(3)
16,504
 
15,581,177
Commercial Services - 0.1%
355,000
Element Fleet Management Corp. 4.64%,
11/24/2030(1)
355,773
Diversified Financial Services - 0.6%
American Express Co.
270,000
5.02%, 04/25/2031, (5.02% fixed rate until
04/25/2030; 6 mo. USD SOFR + 1.44%
thereafter)(3)
277,151
280,000
5.09%, 01/30/2031, (5.09% fixed rate until
01/30/2030; 6 mo. USD SOFR + 1.02%
thereafter)(3)
287,666
Capital One Financial Corp.
255,000
4.49%, 09/11/2031, (4.49% fixed rate until
09/11/2030; 6 mo. USD SOFR + 1.25%
thereafter)(3)
253,305
45,000
6.05%, 02/01/2035, (6.05% fixed rate until
02/01/2034; 6 mo. USD SOFR + 2.26%
thereafter)(3)
47,264
170,000
6.18%, 01/30/2036, (6.18% fixed rate until
01/30/2035; 6 mo. USD SOFR + 2.04%
thereafter)(3)
176,007
247,000
7.62%, 10/30/2031, (7.62% fixed rate until
10/30/2030; 6 mo. USD SOFR + 3.07%
thereafter)(3)
277,263
360,000
Intercontinental Exchange, Inc. 2.65%,
09/15/2040
265,885
Synchrony Financial
385,000
5.45%, 03/06/2031, (5.45% fixed rate until
03/06/2030; 6 mo. USD SOFR + 1.68%
thereafter)(3)
392,453
265,000
6.00%, 07/29/2036, (6.00% fixed rate until
07/29/2035; 6 mo. USD SOFR + 2.07%
thereafter)(3)
268,734
 
2,245,728
Electric - 4.9%
Alabama Power Co.
100,000
3.45%, 10/01/2049
71,753
117,000
4.15%, 08/15/2044
98,287
350,000
4.30%, 03/15/2031
350,274
185,000
Arizona Public Service Co. 5.70%, 08/15/2034
194,037
210,000
CenterPoint Energy, Inc. 5.40%, 06/01/2029
217,810
65,000
Cleco Corporate Holdings LLC 3.38%,
09/15/2029
61,140
Consolidated Edison Co. of New York, Inc.
195,000
3.20%, 12/01/2051
129,392
175,000
5.50%, 03/15/2055
169,292
170,000
5.75%, 11/15/2055
169,862
Dominion Energy, Inc.
30,000
4.05%, 09/15/2042
24,410
105,000
5.00%, 06/15/2030
107,760
Duke Energy Corp.
825,000
2.55%, 06/15/2031
751,698
70,000
3.50%, 06/15/2051
48,448
120,000
3.75%, 09/01/2046
90,984
445,000
4.95%, 09/15/2035
441,120
Duke Energy Indiana LLC
45,000
2.75%, 04/01/2050
28,255
82,000
3.25%, 10/01/2049
56,459
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Electric - 4.9% - (continued)
$  40,000
6.45%, 04/01/2039
$44,436
70,000
Duke Energy Ohio, Inc. 5.55%, 03/15/2054
68,301
Duke Energy Progress LLC
175,000
2.00%, 08/15/2031
155,643
40,000
4.20%, 08/15/2045
33,294
35,000
5.05%, 03/15/2035
35,460
140,000
5.55%, 03/15/2055
137,968
Edison International
60,000
5.25%, 03/15/2032
60,177
240,000
6.25%, 03/15/2030
251,869
Eversource Energy
85,000
4.45%, 12/15/2030
84,859
400,000
5.13%, 05/15/2033
403,803
245,000
5.45%, 03/01/2028
251,482
41,000
5.50%, 01/01/2034
42,177
FirstEnergy Corp.
70,000
3.90%, 07/15/2027(2)
69,841
45,000
4.85%, 07/15/2047(2)
39,812
17,000
FirstEnergy Pennsylvania Electric Co. 5.15%,
03/30/2026(1)
17,034
Florida Power & Light Co.
20,000
4.05%, 06/01/2042
17,043
250,000
4.63%, 05/15/2030
255,003
Georgia Power Co.
205,000
4.00%, 10/01/2028
205,651
71,000
4.30%, 03/15/2042
62,339
160,000
4.55%, 03/15/2030
162,386
240,000
4.65%, 05/16/2028
243,584
160,000
5.20%, 03/15/2035
163,960
85,000
Interstate Power & Light Co. 5.60%, 06/29/2035
88,425
55,000
Jersey Central Power & Light Co. 5.10%,
01/15/2035
55,722
15,000
Monongahela Power Co. 5.85%, 02/15/2034(1)
15,887
210,000
National Grid PLC 5.60%, 06/12/2028
217,094
514,000
NextEra Energy Capital Holdings, Inc. 2.25%,
06/01/2030
472,700
NSTAR Electric Co.
275,000
5.20%, 03/01/2035
279,769
75,000
5.40%, 06/01/2034
77,658
Oglethorpe Power Corp.
219,000
5.05%, 10/01/2048
195,677
20,000
5.95%, 11/01/2039
20,867
Ohio Edison Co.
85,000
4.95%, 12/15/2029(1)
86,874
50,000
5.50%, 01/15/2033(1)
52,033
Ohio Power Co.
2,000
2.60%, 04/01/2030
1,872
325,000
5.00%, 06/01/2033
328,097
Pacific Gas & Electric Co.
730,000
2.50%, 02/01/2031
660,055
175,000
3.25%, 06/01/2031
162,947
102,000
3.30%, 08/01/2040
77,438
85,000
3.50%, 08/01/2050
57,502
90,000
4.50%, 07/01/2040
78,305
35,000
4.60%, 06/15/2043
29,329
50,000
4.75%, 02/15/2044
42,512
74,000
4.95%, 07/01/2050
62,752
105,000
5.05%, 10/15/2032
105,816
405,000
5.80%, 05/15/2034
420,127
170,000
6.10%, 01/15/2029
178,292
125,000
6.10%, 10/15/2055
123,099
114,000
6.15%, 01/15/2033
120,884
25,000
6.15%, 03/01/2055
24,819
280,000
6.75%, 01/15/2053
298,387
171,000
6.95%, 03/15/2034
189,537
PacifiCorp
21,000
4.13%, 01/15/2049
15,759
The accompanying notes are an integral part of these financial statements.
 
12
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Electric - 4.9% - (continued)
$  270,000
5.35%, 12/01/2053
$238,084
221,000
5.50%, 05/15/2054
199,116
70,000
5.75%, 04/01/2037
71,026
55,000
5.80%, 01/15/2055
51,800
18,000
6.25%, 10/15/2037
18,900
Pinnacle West Capital Corp.
139,000
4.90%, 05/15/2028
141,500
180,000
5.15%, 05/15/2030
185,398
375,000
Public Service Co. of Oklahoma 5.20%,
01/15/2035
378,062
Public Service Enterprise Group, Inc.
25,000
2.45%, 11/15/2031
22,424
225,000
4.90%, 03/15/2030
230,061
20,000
5.45%, 04/01/2034
20,621
95,000
6.13%, 10/15/2033
102,030
Puget Energy, Inc.
60,000
4.22%, 03/15/2032
57,655
590,000
5.73%, 03/15/2035
603,325
165,000
San Diego Gas & Electric Co. 5.40%,
04/15/2035
170,148
Southern California Edison Co.
77,000
2.25%, 06/01/2030
70,069
75,000
2.75%, 02/01/2032
67,288
216,000
3.65%, 02/01/2050
150,806
40,000
3.90%, 03/15/2043
30,853
24,000
4.00%, 04/01/2047
18,119
270,000
4.13%, 03/01/2048
206,738
85,000
4.65%, 10/01/2043
72,480
105,000
5.15%, 06/01/2029
107,519
110,000
5.20%, 06/01/2034
110,112
205,000
5.45%, 03/01/2035
207,274
131,000
5.45%, 06/01/2052
118,527
173,000
5.70%, 03/01/2053
162,739
105,000
5.88%, 12/01/2053
100,806
65,000
5.90%, 03/01/2055
62,734
70,000
6.00%, 01/15/2034
73,497
55,000
6.20%, 09/15/2055
55,389
Southern Co.
4,000
3.25%, 07/01/2026
3,992
123,000
3.70%, 04/30/2030
120,051
190,000
4.85%, 06/15/2028
193,496
70,000
4.85%, 03/15/2035
69,059
335,000
Southern Power Co. 4.90%, 10/01/2035
329,144
110,000
Southwestern Electric Power Co. 5.30%,
04/01/2033
112,588
55,000
Trans-Allegheny Interstate Line Co. 5.00%,
01/15/2031(1)
56,536
Virginia Electric & Power Co.
92,000
2.45%, 12/15/2050
52,908
20,000
4.20%, 05/15/2045
16,487
315,000
4.90%, 09/15/2035
313,054
130,000
5.00%, 04/01/2033
132,453
195,000
5.00%, 01/15/2034
197,295
75,000
5.05%, 08/15/2034
75,943
190,000
5.15%, 03/15/2035
192,701
30,000
5.35%, 01/15/2054
28,288
39,000
5.45%, 04/01/2053
37,202
40,000
5.65%, 03/15/2055
39,312
110,000
Wisconsin Power & Light Co. 5.38%, 03/30/2034
113,465
Xcel Energy, Inc.
80,000
4.60%, 06/01/2032
79,607
295,000
5.60%, 04/15/2035
304,676
55,000
6.50%, 07/01/2036
59,884
 
16,990,579
Energy-Alternate Sources - 0.0%
84,000
Pacific Gas & Electric Co. 4.30%, 03/15/2045
66,801
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Environmental Control - 0.0%
$  90,000
Veralto Corp. 5.50%, 09/18/2026
$90,817
Food - 0.8%
JBS NV/JBS USA Foods Group Holdings,
Inc./JBS USA Food Co. Holdings
225,000
5.50%, 01/15/2036
228,359
155,000
5.75%, 04/01/2033
161,752
45,000
6.25%, 03/01/2056
45,432
475,000
6.38%, 04/15/2066
480,149
205,000
6.75%, 03/15/2034
226,011
85,000
7.25%, 11/15/2053
96,279
Mars, Inc.
50,000
4.60%, 03/01/2028(1)
50,669
90,000
4.80%, 03/01/2030(1)
91,951
140,000
5.00%, 03/01/2032(1)
143,868
235,000
5.20%, 03/01/2035(1)
240,604
745,000
5.65%, 05/01/2045(1)
751,487
100,000
5.80%, 05/01/2065(1)
100,340
 
2,616,901
Gas - 0.7%
185,000
Brooklyn Union Gas Co. 4.87%, 08/05/2032(1)
183,446
105,000
CenterPoint Energy Resources Corp. 1.75%,
10/01/2030
93,525
395,000
MPLX LP 5.50%, 06/01/2034
403,571
NiSource, Inc.
75,000
1.70%, 02/15/2031
65,969
147,000
3.49%, 05/15/2027
146,118
15,000
4.38%, 05/15/2047
12,436
250,000
5.25%, 03/30/2028
256,318
365,000
5.35%, 07/15/2035(5)
372,336
110,000
5.40%, 06/30/2033
113,674
Southern California Gas Co.
75,000
5.75%, 06/01/2053
74,629
260,000
6.00%, 06/15/2055
266,376
275,000
Southern Co. Gas Capital Corp. 5.10%,
09/15/2035
276,266
 
2,264,664
Healthcare - Products - 0.3%
GE HealthCare Technologies, Inc.
35,000
4.15%, 12/15/2028
35,110
180,000
5.50%, 06/15/2035
185,904
100,000
5.91%, 11/22/2032
107,358
695,000
Thermo Fisher Scientific, Inc. 4.47%,
10/07/2032
696,404
45,000
VSP Optical Group, Inc. 5.45%, 12/01/2035(1)
45,159
 
1,069,935
Healthcare - Services - 0.4%
Centene Corp.
150,000
2.50%, 03/01/2031
129,718
205,000
2.63%, 08/01/2031
176,291
25,000
3.00%, 10/15/2030
22,391
Cigna Group
15,000
4.80%, 07/15/2046
13,247
265,000
4.88%, 09/15/2032
268,229
Humana, Inc.
240,000
5.55%, 05/01/2035
240,664
35,000
5.95%, 03/15/2034
36,224
UnitedHealth Group, Inc.
85,000
2.75%, 05/15/2040
62,818
20,000
3.50%, 08/15/2039
16,515
80,000
3.70%, 08/15/2049
59,086
87,000
4.75%, 07/15/2045
77,616
35,000
4.95%, 05/15/2062
30,056
105,000
5.30%, 06/15/2035
108,045
75,000
5.38%, 04/15/2054
70,336
60,000
5.75%, 07/15/2064
58,212
The accompanying notes are an integral part of these financial statements.
 
13
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Healthcare - Services - 0.4% - (continued)
$  105,000
5.88%, 02/15/2053
$105,506
20,000
6.05%, 02/15/2063
20,294
 
1,495,248
Household Products - 0.1%
Kenvue, Inc.
285,000
4.85%, 05/22/2032
290,922
165,000
5.05%, 03/22/2053
151,064
 
441,986
Insurance - 0.6%
Athene Global Funding
290,000
2.65%, 10/04/2031(1)
258,222
40,000
2.72%, 01/07/2029(1)
37,997
280,000
4.72%, 10/08/2029(1)
280,925
330,000
5.68%, 02/23/2026(1)
330,326
Equitable Financial Life Global Funding
90,000
1.80%, 03/08/2028(1)
85,879
150,000
5.00%, 03/27/2030(1)
152,921
Equitable Holdings, Inc.
20,000
4.35%, 04/20/2028
20,111
100,000
4.57%, 02/15/2029(1)
100,280
230,000
GA Global Funding Trust 4.50%, 09/18/2030(1)
226,966
200,000
Sammons Financial Group Global Funding
4.95%, 06/12/2030(1)
202,577
265,000
Travelers Cos., Inc. 5.05%, 07/24/2035
268,458
 
1,964,662
Internet - 1.0%
Alphabet, Inc.
15,000
4.00%, 05/15/2030
15,010
470,000
5.30%, 05/15/2065
439,265
520,000
5.35%, 11/15/2045
513,010
375,000
5.70%, 11/15/2075
368,172
Meta Platforms, Inc.
375,000
4.60%, 05/15/2028
381,854
470,000
5.50%, 11/15/2045
451,968
275,000
5.55%, 08/15/2064
252,460
125,000
5.60%, 05/15/2053
118,580
80,000
5.63%, 11/15/2055
76,119
435,000
5.75%, 11/15/2065
411,305
350,000
Uber Technologies, Inc. 4.80%, 09/15/2035
346,267
 
3,374,010
Investment Company Security - 0.5%
Ares Strategic Income Fund
310,000
5.15%, 01/15/2031(1)
301,710
340,000
5.55%, 04/15/2031(1)
336,215
270,000
5.80%, 09/09/2030(1)
270,873
525,000
Bain Capital Specialty Finance, Inc. 2.55%,
10/13/2026
518,232
385,000
Blackstone Secured Lending Fund 5.13%,
01/31/2031(5)
376,658
 
1,803,688
IT Services - 0.2%
300,000
Apple, Inc. 4.15%, 05/10/2030
302,983
International Business Machines Corp.
100,000
4.60%, 02/03/2033
99,843
300,000
4.80%, 02/10/2030
306,873
 
709,699
Machinery-Diversified - 0.1%
Westinghouse Air Brake Technologies Corp.
215,000
4.90%, 05/29/2030
219,718
260,000
5.61%, 03/11/2034
271,928
 
491,646
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Media - 1.1%
Charter Communications Operating LLC/Charter
Communications Operating Capital
$  25,000
3.50%, 03/01/2042
$17,359
20,000
3.70%, 04/01/2051
12,788
41,000
3.85%, 04/01/2061
24,675
380,000
4.40%, 12/01/2061
250,658
170,000
5.13%, 07/01/2049
133,874
190,000
5.25%, 04/01/2053
151,751
25,000
5.38%, 05/01/2047
20,526
125,000
5.75%, 04/01/2048
107,542
565,000
6.38%, 10/23/2035
583,970
105,000
6.55%, 06/01/2034
110,295
85,000
6.65%, 02/01/2034
89,520
Comcast Corp.
45,000
2.80%, 01/15/2051
26,224
360,000
2.89%, 11/01/2051
211,900
319,000
3.20%, 07/15/2036
270,854
25,000
3.40%, 07/15/2046
17,380
132,000
3.75%, 04/01/2040
108,462
35,000
3.97%, 11/01/2047
26,267
10,000
4.00%, 11/01/2049
7,397
425,000
4.55%, 01/15/2029
432,091
5,000
4.95%, 10/15/2058
4,148
Cox Communications, Inc.
110,000
2.60%, 06/15/2031(1)
98,155
50,000
5.80%, 12/15/2053(1)
42,798
270,000
5.95%, 09/01/2054(1)
237,080
Paramount Global
5,000
4.20%, 05/19/2032
4,515
296,000
4.38%, 03/15/2043
203,874
140,000
4.95%, 01/15/2031
133,935
275,000
4.95%, 05/19/2050
192,923
365,000
5.85%, 09/01/2043
294,250
 
3,815,211
Mining - 0.4%
BHP Billiton Finance USA Ltd.
100,000
4.90%, 02/28/2033
101,749
65,000
5.13%, 02/21/2032
67,238
70,000
5.25%, 09/08/2033
72,428
Glencore Funding LLC
250,000
5.37%, 04/04/2029(1)
258,620
105,000
5.63%, 04/04/2034(1)
109,939
335,000
6.38%, 10/06/2030(1)
361,186
40,000
6.50%, 10/06/2033(1)
44,184
170,000
Rio Tinto Alcan, Inc. 6.13%, 12/15/2033
185,562
120,000
Rio Tinto Finance USA PLC 5.88%, 03/14/2065
122,805
 
1,323,711
Oil & Gas - 1.3%
Aker BP ASA
190,000
5.25%, 10/30/2035(1)
185,969
305,000
5.80%, 10/01/2054(1)
281,084
165,000
Cenovus Energy, Inc. 5.40%, 03/20/2036
164,797
ConocoPhillips Co.
316,000
3.80%, 03/15/2052
233,807
118,000
4.03%, 03/15/2062
85,924
55,000
5.30%, 05/15/2053
51,465
145,000
5.65%, 01/15/2065
140,227
130,000
5.70%, 09/15/2063
126,887
Coterra Energy, Inc.
25,000
4.38%, 03/15/2029
25,156
157,000
5.60%, 03/15/2034
162,333
Diamondback Energy, Inc.
185,000
5.40%, 04/18/2034
189,452
60,000
5.75%, 04/18/2054
57,324
120,000
5.90%, 04/18/2064
114,622
35,000
6.25%, 03/15/2053
35,804
The accompanying notes are an integral part of these financial statements.
 
14
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Oil & Gas - 1.3% - (continued)
$  195,000
EOG Resources, Inc. 5.35%, 01/15/2036
$200,199
187,000
Equinor ASA 3.63%, 04/06/2040
158,278
53,000
Hess Corp. 7.13%, 03/15/2033
60,992
165,000
Phillips 66 Co. 4.95%, 12/01/2027
167,784
Saudi Arabian Oil Co.
200,000
4.00%, 02/02/2029(1)
198,780
245,000
5.00%, 02/02/2036(1)
241,126
200,000
6.00%, 02/02/2056(1)
195,234
400,000
6.38%, 06/02/2055(1)
409,957
TotalEnergies Capital SA
140,000
5.43%, 09/10/2064
131,840
215,000
5.64%, 04/05/2064
209,407
260,000
TotalEnergies Capital USA LLC 4.57%,
01/13/2033
260,052
Var Energi ASA
200,000
5.88%, 05/22/2030(1)
208,020
215,000
6.50%, 05/22/2035(1)
227,624
 
4,524,144
Pharmaceuticals - 0.8%
Cardinal Health, Inc.
560,000
4.50%, 09/15/2030
564,311
300,000
5.00%, 11/15/2029
308,259
CVS Health Corp.
150,000
1.75%, 08/21/2030
133,318
65,000
1.88%, 02/28/2031
57,245
205,000
2.13%, 09/15/2031
179,764
375,000
5.00%, 01/30/2029
383,154
55,000
5.05%, 03/25/2048
48,367
Eli Lilly & Co.
325,000
4.55%, 10/15/2032
329,300
135,000
5.50%, 02/12/2055
134,325
Merck & Co., Inc.
90,000
5.55%, 12/04/2055
88,426
85,000
5.70%, 12/04/2065
83,754
250,000
Pfizer Investment Enterprises Pte. Ltd. 4.45%,
05/19/2028
252,626
155,000
Viatris, Inc. 4.00%, 06/22/2050
104,003
 
2,666,852
Pipelines - 1.5%
405,000
Cheniere Energy Partners LP 5.55%,
10/30/2035(1)
414,234
Columbia Pipelines Holding Co. LLC
145,000
5.00%, 11/17/2032(1)
145,744
178,000
5.10%, 10/01/2031(1)
181,020
120,000
5.68%, 01/15/2034(1)
124,107
225,000
DT Midstream, Inc. 5.80%, 12/15/2034(1)
233,375
Energy Transfer LP
10,000
3.75%, 05/15/2030
9,744
168,000
5.00%, 05/15/2050
141,957
25,000
5.15%, 03/15/2045
22,234
100,000
5.35%, 01/15/2036
99,892
21,000
7.50%, 07/01/2038
24,365
Enterprise Products Operating LLC
47,000
3.30%, 02/15/2053
31,528
235,000
4.60%, 01/15/2031
237,955
10,000
4.90%, 05/15/2046
9,080
155,000
5.20%, 01/15/2036
157,704
25,000
6.13%, 10/15/2039
26,849
MPLX LP
365,000
4.80%, 02/15/2031
368,957
380,000
5.00%, 01/15/2033
380,931
80,000
5.40%, 09/15/2035
80,660
15,000
5.50%, 02/15/2049
13,792
ONEOK, Inc.
335,000
4.75%, 10/15/2031
336,503
555,000
5.05%, 11/01/2034
549,013
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Pipelines - 1.5% - (continued)
$  115,000
5.40%, 10/15/2035
$115,981
55,000
6.05%, 09/01/2033
58,333
15,000
6.10%, 11/15/2032
16,044
25,000
6.63%, 09/01/2053
26,308
185,000
Plains All American Pipeline LP/PAA Finance
Corp. 5.60%, 01/15/2036
187,696
Targa Resources Corp.
260,000
5.40%, 07/30/2036
260,446
155,000
5.55%, 08/15/2035
158,745
50,000
5.65%, 02/15/2036
51,350
85,000
6.50%, 03/30/2034
92,956
295,000
Targa Resources Partners LP/Targa Resources
Partners Finance Corp. 4.00%, 01/15/2032
283,216
Whistler Pipeline LLC
105,000
5.70%, 09/30/2031(1)
109,067
127,000
5.95%, 09/30/2034(1)
131,332
 
5,081,118
Real Estate Investment Trusts - 0.5%
250,000
American Tower Corp. 5.25%, 07/15/2028
257,071
Crown Castle, Inc.
55,000
2.10%, 04/01/2031
48,584
415,000
2.25%, 01/15/2031
371,176
109,000
3.80%, 02/15/2028
108,298
30,000
4.80%, 09/01/2028
30,455
25,000
4.90%, 09/01/2029
25,427
Prologis Targeted U.S. Logistics Fund LP
110,000
4.25%, 01/15/2031(1)
109,153
325,000
4.75%, 01/15/2036(1)
316,605
Realty Income Corp.
455,000
4.50%, 02/01/2033(5)
450,271
185,000
5.13%, 04/15/2035
187,987
 
1,905,027
Retail - 0.2%
180,000
Lowe's Cos., Inc. 4.80%, 04/01/2026
180,171
235,000
McDonald's Corp. 3.63%, 09/01/2049
173,345
O'Reilly Automotive, Inc.
89,000
4.70%, 06/15/2032
89,807
70,000
5.00%, 08/19/2034
70,411
15,000
5.75%, 11/20/2026
15,189
 
528,923
Semiconductors - 1.0%
Broadcom, Inc.
430,000
4.20%, 10/15/2030
428,692
100,000
5.05%, 07/12/2029
103,025
210,000
5.20%, 07/15/2035
214,590
710,000
Foundry JV Holdco LLC 6.15%, 01/25/2032(1)
755,960
Intel Corp.
329,000
3.25%, 11/15/2049
214,327
478,000
3.73%, 12/08/2047
344,222
105,000
4.10%, 05/11/2047
80,586
135,000
4.15%, 08/05/2032
130,903
70,000
4.75%, 03/25/2050
57,972
15,000
5.63%, 02/10/2043
14,635
175,000
Marvell Technology, Inc. 5.75%, 02/15/2029(5)
182,402
240,000
Micron Technology, Inc. 5.65%, 11/01/2032
253,335
445,000
NVIDIA Corp. 3.50%, 04/01/2040
375,275
QUALCOMM, Inc.
170,000
4.75%, 05/20/2032
173,308
70,000
4.80%, 05/20/2045
63,783
 
3,393,015
Software - 0.7%
Oracle Corp.
306,000
3.60%, 04/01/2040
226,010
290,000
3.60%, 04/01/2050
180,884
33,000
3.65%, 03/25/2041
24,080
The accompanying notes are an integral part of these financial statements.
 
15
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.5% - (continued)
Software - 0.7% - (continued)
$  117,000
3.80%, 11/15/2037
$94,205
215,000
3.95%, 03/25/2051
140,965
93,000
4.30%, 07/08/2034
83,984
300,000
4.70%, 09/27/2034
278,453
715,000
4.80%, 09/26/2032
692,207
195,000
5.38%, 07/15/2040
175,723
185,000
5.38%, 09/27/2054
148,639
115,000
5.50%, 09/27/2064
91,146
375,000
5.55%, 02/06/2053
311,793
160,000
6.00%, 08/03/2055
140,043
 
2,588,132
Telecommunications - 0.9%
AT&T, Inc.
570,000
1.65%, 02/01/2028
544,946
455,000
5.13%, 04/30/2036
452,771
2,000
5.55%, 08/15/2041
1,974
NTT Finance Corp.
200,000
4.88%, 07/16/2030(1)
203,932
385,000
5.17%, 07/16/2032(1)
395,188
375,000
Orange SA 4.25%, 01/13/2031(1)
371,851
T-Mobile USA, Inc.
680,000
2.55%, 02/15/2031
622,050
185,000
3.00%, 02/15/2041
137,167
65,000
3.88%, 04/15/2030
63,886
80,000
4.70%, 01/15/2035
78,281
200,000
4.80%, 07/15/2028
203,550
30,000
5.13%, 05/15/2032
30,836
2,000
Verizon Communications, Inc. 6.40%,
09/15/2033
2,197
 
3,108,629
Transportation - 0.3%
610,000
CSX Corp. 5.05%, 06/15/2035
619,979
Fedex Freight Holding Co., Inc.
175,000
4.65%, 03/15/2031(1)
174,905
90,000
4.95%, 03/15/2033(1)
89,749
 
884,633
Trucking & Leasing - 0.1%
Penske Truck Leasing Co. LP/PTL Finance
Corp.
25,000
4.20%, 04/01/2027(1)
25,022
55,000
4.40%, 07/01/2027(1)
55,179
115,000
4.55%, 01/15/2031(1)
114,773
7,000
5.55%, 05/01/2028(1)
7,194
65,000
6.05%, 08/01/2028(1)
67,738
 
269,906
Total Corporate Bonds
(cost $88,727,592)
$88,480,745
FOREIGN GOVERNMENT OBLIGATIONS - 1.9%
Bermuda - 0.2%
Bermuda Government International Bonds
400,000
2.38%, 08/20/2030(6)
$363,652
200,000
5.00%, 07/15/2032(6)
201,934
 
565,586
Hungary - 0.1%
305,000
Hungary Government International Bonds
5.50%, 03/26/2036(1)
303,103
Israel - 0.2%
Israel Government International Bonds
200,000
2.75%, 07/03/2030
186,045
305,000
5.38%, 03/12/2029
313,516
Shares or Principal Amount
Market Value†
FOREIGN GOVERNMENT OBLIGATIONS - 1.9% - (continued)
Israel - 0.2% - (continued)
$  200,000
5.38%, 02/19/2030
$206,440
200,000
State of Israel 3.80%, 05/13/2060(6)
134,926
 
840,927
Mexico - 0.9%
Mexico Government International Bonds
1,365,000
5.38%, 03/22/2033
1,344,184
515,000
5.38%, 03/22/2033
507,198
340,000
5.63%, 02/09/2034
338,755
265,000
6.00%, 05/07/2036
265,994
425,000
6.63%, 01/29/2038
441,766
225,000
6.88%, 05/13/2037
237,881
 
3,135,778
Panama - 0.1%
200,000
Panama Government International Bonds
2.25%, 09/29/2032
164,980
Philippines - 0.1%
340,000
Philippines Government International Bonds
5.00%, 01/27/2036
339,816
Romania - 0.2%
Romania Government International Bonds
470,000
3.63%, 03/27/2032(6)
430,929
258,000
5.88%, 01/30/2029(1)
266,275
 
697,204
Saudi Arabia - 0.1%
455,000
Saudi Government International Bonds 5.88%,
01/12/2056(1)
443,461
Total Foreign Government Obligations
(cost $6,434,180)
$6,490,855
MUNICIPAL BONDS - 0.1%
Development - 0.1%
245,000
New York Transportation Dev Corp., NY, Rev
4.25%, 09/01/2035
$241,931
Total Municipal Bonds
(cost $250,159)
$241,931
U.S. GOVERNMENT AGENCIES - 30.1%
Mortgage-Backed Agencies - 30.1%
Federal Home Loan Mortgage Corp. - 5.1%
224,024
0.87%, 11/25/2030(3)(4)
$7,711
94,239
1.11%, 01/25/2030(3)(4)
3,445
1,390,869
1.11%, 06/25/2030(3)(4)
57,299
2,143
1.13%, 12/15/2027
2,103
2,801
1.25%, 12/15/2027
2,745
1,511,500
1.37%, 06/25/2030(3)(4)
74,447
1,076,682
1.43%, 05/25/2030(3)(4)
55,024
380,215
1.50%, 12/25/2050
312,473
1,203,546
1.56%, 05/25/2030(3)(4)
67,730
161,979
1.64%, 04/25/2030(3)(4)
9,139
270,078
2.00%, 05/01/2036
249,998
924,388
2.00%, 11/01/2036
855,050
342,162
2.00%, 07/25/2050
303,971
190,487
2.00%, 10/01/2051
156,277
1,972,813
2.00%, 12/01/2051
1,606,795
2,958,163
2.00%, 01/01/2052
2,409,292
15,257
2.50%, 12/15/2042
14,135
863,632
2.50%, 09/01/2051
733,732
1,393,724
4.50%, 08/01/2052
1,371,136
1,595,151
5.00%, 11/01/2052
1,596,040
626,984
5.50%, 06/01/2040
641,256
3,674,916
5.50%, 05/01/2054
3,728,421
86,434
5.55%, 11/25/2043, 30 day USD SOFR
Average + 1.85%(1)(3)
87,135
The accompanying notes are an integral part of these financial statements.
 
16
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 30.1% - (continued)
Mortgage-Backed Agencies - 30.1% - (continued)
Federal Home Loan Mortgage Corp. - 5.1% - (continued)
$  640,000
6.60%, 04/25/2042, 30 day USD SOFR
Average + 2.90%(1)(3)
$654,598
270,000
7.05%, 05/25/2042, 30 day USD SOFR
Average + 3.35%(1)(3)
278,016
400,000
7.10%, 10/25/2041, 30 day USD SOFR
Average + 3.40%(1)(3)
407,000
380,000
7.25%, 08/25/2042, 30 day USD SOFR
Average + 3.55%(1)(3)
395,173
165,000
7.70%, 07/25/2042, 30 day USD SOFR
Average + 4.00%(1)(3)
172,135
700,000
8.20%, 06/25/2042, 30 day USD SOFR
Average + 4.50%(1)(3)
733,456
540,000
8.70%, 03/25/2052, 30 day USD SOFR
Average + 5.00%(1)(3)
573,683
 
17,559,415
Federal National Mortgage Association - 7.8%
11,605
1.25%, 02/25/2028
11,371
2,276
1.50%, 09/25/2027
2,240
805,533
2.00%, 02/01/2037
745,107
123,500
2.00%, 10/01/2051
100,624
442,698
2.00%, 11/01/2051
359,429
4,970,423
2.00%, 04/01/2052
4,044,322
840,187
2.50%, 02/01/2052
713,799
1,097,923
2.50%, 05/01/2052
933,907
864,611
2.50%, 06/01/2052
738,567
824,515
2.50%, 07/01/2052
703,547
708,821
2.50%, 08/01/2052
604,842
282,000
3.00%, 12/25/2045
257,936
293,038
3.00%, 10/25/2046
268,253
313,000
3.00%, 03/25/2047
276,936
160,478
3.00%, 03/01/2050
143,835
1,624,726
3.00%, 11/01/2051
1,453,070
412,443
3.50%, 08/01/2043
392,907
3,654,999
4.50%, 12/01/2040
3,660,495
735,000
4.50%, 12/25/2041
735,645
2,553,741
4.50%, 12/01/2052
2,512,090
2,183,015
5.50%, 07/01/2040
2,231,600
2,033,753
5.50%, 06/01/2053
2,069,667
4,030,518
5.50%, 04/01/2054
4,089,404
 
27,049,593
Government National Mortgage Association - 5.9%
1,914,086
2.00%, 12/20/2050
1,593,056
2,250,000
2.00%, 02/20/2056(7)
1,870,800
1,736,195
2.50%, 03/20/2051
1,504,788
1,063,380
2.50%, 07/20/2051
921,691
2,583,534
2.50%, 09/20/2051
2,239,144
1,623,332
3.00%, 04/20/2051
1,467,979
351,448
3.00%, 05/20/2051
317,741
1,767,553
3.00%, 10/20/2051
1,597,304
2,653,883
3.50%, 08/20/2052
2,449,990
1,650,000
4.00%, 02/20/2056(7)
1,560,044
3,935,605
5.00%, 09/20/2054
3,939,634
575,000
5.00%, 03/20/2055(7)
573,853
525,000
5.00%, 02/20/2056(7)
524,875
 
20,560,899
Uniform Mortgage-Backed Security - 11.3%
1,200,000
1.50%, 02/01/2041(7)
1,082,847
1,300,000
2.50%, 02/01/2041(7)
1,227,448
4,263,000
2.50%, 02/01/2056(7)
3,617,892
750,000
3.00%, 02/01/2041(7)
720,196
480,000
3.00%, 02/01/2056(7)
425,370
475,000
3.00%, 03/01/2056(7)
420,605
2,850,000
3.50%, 03/01/2056(7)
2,632,766
3,450,000
4.00%, 02/01/2056(7)
3,294,511
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 30.1% - (continued)
Mortgage-Backed Agencies - 30.1% - (continued)
Uniform Mortgage-Backed Security - 11.3% - (continued)
$  5,045,000
5.50%, 02/01/2056(7)
$5,115,178
5,045,000
5.50%, 03/01/2056(7)
5,109,069
11,470,000
6.00%, 03/01/2055(7)
11,739,219
3,830,000
6.00%, 02/01/2056(7)
3,921,841
 
39,306,942
Total U.S. Government Agencies
(cost $105,263,365)
$104,476,849
U.S. GOVERNMENT SECURITIES - 35.8%
U.S. Treasury Securities - 35.8%
U.S. Treasury Bonds - 9.2%
1,010,000
1.38%, 08/15/2050
$495,334
2,455,000
1.63%, 11/15/2050
1,284,176
630,000
2.00%, 02/15/2050
368,279
1,248,000
2.38%, 11/15/2049
798,720
1,105,000
2.50%, 02/15/2045
780,406
1,935,000
2.88%, 05/15/2052
1,346,185
7,170,000
3.00%, 02/15/2047
5,384,502
1,525,000
3.00%, 02/15/2048
1,131,240
6,105,000
3.00%, 08/15/2052
4,352,674
1,080,000
3.13%, 05/15/2048
817,383
385,000
3.38%, 11/15/2048
303,458
1,825,000
3.63%, 08/15/2043
1,571,140
1,840,000
3.63%, 02/15/2044
1,576,003
1,464,000
3.75%, 11/15/2043
1,279,227
600,000
4.13%, 08/15/2044
548,672
1,305,000
4.50%, 02/15/2044
1,257,949
3,570,000
4.50%, 11/15/2054
3,349,246
1,225,000
4.88%, 08/15/2045
1,232,082
3,955,000
5.00%, 05/15/2045
4,041,516
 
31,918,192
U.S. Treasury Inflation-Indexed Bonds - 1.5%
781,752
0.25%, 02/15/2050(8)
449,450
42,299
0.63%, 02/15/2043(8)
31,587
3,019,896
0.75%, 02/15/2042(8)
2,356,812
949,875
0.75%, 02/15/2045(8)
693,115
424,120
1.00%, 02/15/2046(8)
319,638
1,578,706
1.38%, 02/15/2044(8)
1,323,571
 
5,174,173
U.S. Treasury Inflation-Indexed Notes - 1.1%
1,655,691
1.75%, 01/15/2034(8)
1,659,149
2,347,250
1.88%, 07/15/2035(8)
2,354,518
 
4,013,667
U.S. Treasury Notes - 24.0%
8,143,000
0.38%, 09/30/2027
7,732,987
3,335,000
1.88%, 02/28/2029
3,166,947
4,565,000
2.75%, 08/15/2032
4,240,635
9,160,000
2.88%, 05/15/2028(9)(10)
9,023,316
10,000
2.88%, 05/15/2032
9,396
15,483,000
3.50%, 09/30/2026
15,472,235
4,550,000
3.75%, 05/15/2028
4,568,662
1,600,000
3.75%, 05/31/2030
1,599,687
4,235,000
3.75%, 12/31/2030
4,224,578
3,555,000
4.00%, 05/31/2030
3,590,133
2,800,000
4.00%, 07/31/2032
2,802,516
425,000
4.00%, 11/15/2035
416,301
2,740,000
4.25%, 01/31/2030
2,793,516
7,490,000
4.25%, 11/15/2034
7,524,524
5,000,000
4.38%, 01/31/2032
5,117,578
5,136,000
4.38%, 05/15/2034
5,219,460
The accompanying notes are an integral part of these financial statements.
 
17
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT SECURITIES - 35.8% - (continued)
U.S. Treasury Securities - 35.8% - (continued)
U.S. Treasury Notes - 24.0% - (continued)
$  5,190,000
4.50%, 03/31/2026
$5,195,758
645,000
4.50%, 11/15/2033
662,234
 
83,360,463
Total U.S. Government Securities
(cost $133,331,644)
$124,466,495
Total Long-Term Investments
(cost $400,212,015)
$389,499,834
SHORT-TERM INVESTMENTS - 0.7%
Repurchase Agreements - 0.3%
934,938
Fixed Income Clearing Corp. Repurchase
Agreement dated 01/30/2026 at 3.66%,
due on 02/02/2026 with a maturity value of
$935,223; collateralized by U.S. Treasury
Note at 3.75%, maturing 06/30/2027, with
a market value of $953,768
$934,938
Securities Lending Collateral - 0.4%
1,565,263
State Street Navigator Securities Lending
Government Money Market Portfolio,
3.66%(11)
1,565,263
Total Short-Term Investments
(cost $2,500,201)
$2,500,201
Total Investments Excluding
Purchased Options
(cost $402,712,216)
112.9
%
$392,000,035
Total Purchased Options
(cost $308,834)
0.1
%
$293,252
Total Investments
(cost $403,021,050)
113.0
%
$392,293,287
Other Assets and Liabilities
(13.0
)%
(45,150,128
)
Net Assets
100.0
%
$347,143,159
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
(1)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of these securities was
$78,639,267, representing 22.7% of net assets.
(2)
Security is a “step-up” bond where coupon increases or steps up at a
predetermined date. Rate shown is current coupon rate.
(3)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
(4)
Securities disclosed are interest-only strips.
(5)
Represents entire or partial securities on loan. See Note 8 in the accompanying
Notes to Financial Statements for securities lending information.
(6)
Security is exempt from registration under Regulation S under the Securities Act of
1933, which exempts from registration securities offered and sold outside of the
United States. Security may not be offered or sold in the United States except
pursuant to an exemption from, or in a transaction not subject to, the registration
requirements of the Securities Act of 1933. At January 31, 2026, the aggregate
value of these securities was $1,131,441, representing 0.3% of net assets.
(7)
Represents or includes a TBA transaction.
(8)
The principal amount for these securities are adjusted for inflation and the interest
payments equal a fixed percentage of the inflation-adjusted principal amount.
(9)
All, or a portion of the security, was pledged as collateral in connection with
centrally cleared swap contracts. As of January 31, 2026, the market value of
securities pledged was $709,256.
(10)
All, or a portion of the security, was pledged as collateral in connection with
futures contracts. As of January 31, 2026, the market value of securities pledged
was $556,569.
(11)
Current yield as of period end.
 
OTC Swaptions Outstanding at January 31, 2026
Description
Counter-
party
Strike
Pay
Receive
Periodic
Payment
Frequency
Expiration
Date
Notional
Amount
Value†
Premiums
Paid
(Received)
by Fund
Unrealized
Appreciation/
(Depreciation)
Purchased swaptions:
Put
10 Year Interest Rate
Swap Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
4,325,000
$72,828
$69,848
$2,980
10 Year Interest Rate
Swap Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
4,325,000
72,878
71,363
1,515
10 Year Interest Rate
Swap Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
4,325,000
73,371
86,500
(13,129
)
The accompanying notes are an integral part of these financial statements.
 
18
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
OTC Swaptions Outstanding at January 31, 2026 – (continued)
Description
Counter-
party
Strike
Pay
Receive
Periodic
Payment
Frequency
Expiration
Date
Notional
Amount
Value†
Premiums
Paid
(Received)
by Fund
Unrealized
Appreciation/
(Depreciation)
Purchased – (continued):
Put – (continued)
10 Year Interest Rate
Swap Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
4,385,000
$74,175
$81,123
$(6,948
)
 
 
 
 
 
$293,252
$308,834
$(15,582
)
 
*
Swaptions with forward premiums.
 
Futures Contracts Outstanding at January 31, 2026
Description
Number of
Contracts
Expiration
Date
Current
Notional
Amount
Value and
Unrealized
Appreciation/
(Depreciation)
Long position contracts:
U.S. Treasury 2-Year Note Future
19
03/31/2026
$3,961,352
$5,319
U.S. Treasury 5-Year Note Future
170
03/31/2026
18,518,047
(62,465
)
U.S. Treasury 10-Year Ultra Future
20
03/20/2026
2,283,125
284
U.S. Treasury Long Bond Future
52
03/20/2026
5,986,500
(90,057
)
U.S. Treasury Ultra Bond Future
22
03/20/2026
2,583,625
(70,837
)
Total
 
 
$(217,756
)
Short position contracts:
U.S. Treasury 10-Year Note Future
(134)
03/20/2026
$(14,984,969
)
$145,070
Total futures contracts
$(72,686
)
 
Centrally Cleared Interest Rate Swap Contracts Outstanding at January 31, 2026
Payments made
by Fund
Payments received
by Fund
Notional
Amount
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
4.16% Fixed
12 Mo. USD SOFR
USD
4,060,000
03/19/2045
Annual
$—
$(7,440
)
$15,361
$22,801
2.97% Fixed
12 Mo. USD SOFR
USD
1,330,000
03/15/2053
Annual
2,824
—
284,266
281,442
2.88% Fixed
12 Mo. USD SOFR
USD
380,000
03/15/2053
Annual
4,032
—
87,097
83,065
3.25% Fixed
12 Mo. USD SOFR
USD
495,000
06/21/2053
Annual
—
(4,921
)
80,881
85,802
3.59% Fixed
12 Mo. USD SOFR
USD
570,000
09/20/2053
Annual
2,256
—
59,254
56,998
Total centrally cleared interest rate swaps contracts
$9,112
$(12,361
)
$526,859
$530,108
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
 
19
Hartford Core Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Asset-Backed & Commercial Mortgage-Backed Securities 
$65,342,959
$—
$65,342,959
$—
Corporate Bonds 
88,480,745
—
88,480,745
—
Foreign Government Obligations 
6,490,855
—
6,490,855
—
Municipal Bonds 
241,931
—
241,931
—
U.S. Government Agencies 
104,476,849
—
104,476,849
—
U.S. Government Securities 
124,466,495
—
124,466,495
—
Short-Term Investments 
2,500,201
1,565,263
934,938
—
Purchased Options 
293,252
—
293,252
—
Futures Contracts(2) 
150,673
150,673
—
—
Swaps - Interest Rate(2) 
530,108
—
530,108
—
Total
$392,974,068
$1,715,936
$391,258,132
$—
Liabilities
Futures Contracts(2) 
$(223,359
)
$(223,359
)
$—
$—
Total
$(223,359
)
$(223,359
)
$—
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
(2)
Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.
The accompanying notes are an integral part of these financial statements.
 
20
Hartford Dynamic Bond ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 43.2%
Auto Manufacturers - 0.6%
$  200,000
Ford Motor Credit Co. LLC 3.63%, 06/17/2031
$184,850
57,000
General Motors Financial Co., Inc. 6.50%,
09/30/2028, (6.50% fixed rate until 09/30/2028;
3 mo. USD Term SOFR + 3.44%
thereafter)(1)(2)(3)
57,787
 
242,637
Beverages - 0.2%
105,000
Keurig Dr. Pepper, Inc. 5.20%, 03/15/2031
107,769
Chemicals - 1.4%
FMC Corp.
30,000
3.45%, 10/01/2029
26,948
85,000
4.50%, 10/01/2049
53,085
200,000
Inversion Escrow Issuer LLC 6.75%, 08/01/2032(4)
198,099
OCP SA
200,000
3.75%, 06/23/2031(5)
186,149
200,000
5.13%, 06/23/2051(5)
162,069
 
626,350
Commercial Banks - 2.7%
200,000
BNP Paribas SA 7.45%, 06/27/2035, (7.45% fixed
rate until 06/27/2035; 5 yr. USD CMT + 3.13%
thereafter)(1)(3)(4)
210,947
Citigroup, Inc.
110,000
6.63%, 02/15/2031, (6.63% fixed rate until
02/15/2031; 5 yr. USD CMT + 3.00%
thereafter)(1)(3)
112,010
241,000
6.88%, 08/15/2030, (6.88% fixed rate until
08/15/2030; 5 yr. USD CMT + 2.89%
thereafter)(1)(3)
246,195
Goldman Sachs Group, Inc.
145,000
4.52%, 01/21/2032, (4.52% fixed rate until
01/21/2031; 6 mo. USD SOFR + 0.96%
thereafter)(3)
144,945
53,000
7.50%, 02/10/2029, (7.50% fixed rate until
02/10/2029; 5 yr. USD CMT + 3.16%
thereafter)(1)(3)
56,061
UBS Group AG
200,000
7.00%, 01/08/2036, (7.00% fixed rate until
01/08/2036; 5 yr. USD ICE Swap + 3.32%
thereafter)(1)(3)(4)
202,461
210,000
7.00%, 02/05/2035, (7.00% fixed rate until
02/05/2035; 5 yr. USD ICE Swap + 3.30%
thereafter)(1)(3)(4)
213,434
 
1,186,053
Commercial Services - 0.7%
200,000
Adani Ports & Special Economic Zone Ltd. 3.10%,
02/02/2031(5)
179,098
140,000
Element Fleet Management Corp. 4.64%,
11/24/2030(4)
140,305
 
319,403
Construction Materials - 0.1%
50,000
Standard Industries, Inc. 4.38%, 07/15/2030(4)
48,236
Diversified Financial Services - 1.0%
73,000
Air Lease Corp. 4.13%, 12/15/2026, (4.13% fixed
rate until 12/15/2026; 5 yr. USD CMT + 3.15%
thereafter)(1)(2)(3)
72,320
210,000
Capital One Financial Corp. 4.72%, 01/30/2032,
(4.72% fixed rate until 01/30/2031; 6 mo. USD
SOFR + 1.15% thereafter)(3)
210,063
145,000
Freedom Mortgage Holdings LLC 6.88%,
05/01/2031(4)
143,894
 
426,277
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 43.2% - (continued)
Electric - 6.4%
$  186,702
AES Panama Generation Holdings SRL 4.38%,
05/31/2030(5)
$175,873
100,000
American Electric Power Co., Inc. 5.80%,
03/15/2056, (5.80% fixed rate until 12/15/2030;
5 yr. USD CMT + 2.13% thereafter)(3)
100,020
100,000
CenterPoint Energy, Inc. 5.95%, 04/01/2056,
(5.95% fixed rate until 01/01/2031; 5 yr. USD
CMT + 2.22% thereafter)(3)
100,765
65,000
Cleco Corporate Holdings LLC 3.38%, 09/15/2029
61,140
125,000
Dayton Power & Light Co. 4.55%, 08/15/2030
124,521
Dominion Energy, Inc.
255,000
6.20%, 02/15/2056, (6.20% fixed rate until
11/15/2035; 5 yr. USD CMT + 2.01%
thereafter)(3)
255,883
100,000
6.88%, 02/01/2055, (6.88% fixed rate until
11/03/2029; 5 yr. USD CMT + 2.39%
thereafter)(3)
104,144
120,000
Emera U.S. Finance LP 2.64%, 06/15/2031
108,541
120,000
Entergy Arkansas LLC 4.95%, 01/15/2036
119,741
256,000
EUSHI Finance, Inc. 6.25%, 04/01/2056, (6.25%
fixed rate until 01/01/2031; 5 yr. USD CMT +
2.51% thereafter)(3)
257,078
NextEra Energy Capital Holdings, Inc.
20,000
6.38%, 08/15/2055, (6.38% fixed rate until
05/15/2030; 5 yr. USD CMT + 2.05%
thereafter)(3)
20,656
70,000
6.50%, 08/15/2055, (6.50% fixed rate until
05/15/2035; 5 yr. USD CMT + 1.98%
thereafter)(3)
73,591
Pacific Gas & Electric Co.
240,000
2.50%, 02/01/2031
217,004
232,000
4.55%, 07/01/2030
231,361
PacifiCorp
60,000
2.90%, 06/15/2052
35,410
59,000
3.30%, 03/15/2051
37,913
71,000
4.13%, 01/15/2049
53,281
200,000
ReNew Wind Energy AP2/ReNew Power Pvt Ltd.
other 9 Subsidiaries 4.50%, 07/14/2028(5)
193,278
210,000
Sempra 6.38%, 04/01/2056, (6.38% fixed rate until
01/01/2031; 5 yr. USD CMT + 2.63%
thereafter)(2)(3)
214,840
Southern California Edison Co.
120,000
2.75%, 02/01/2032
107,661
14,000
3.65%, 02/01/2050
9,774
61,000
4.00%, 04/01/2047
46,052
50,000
Southern Co. 6.38%, 03/15/2055, (6.38% fixed
rate until 12/15/2034; 5 yr. USD CMT + 2.07%
thereafter)(3)
52,147
110,000
Vistra Operations Co. LLC 4.70%, 01/31/2031(4)
109,846
 
2,810,520
Energy-Alternate Sources - 0.1%
54,000
CenterPoint Energy, Inc. 7.00%, 02/15/2055,
(7.00% fixed rate until 11/15/2029; 5 yr. USD
CMT + 3.25% thereafter)(3)
56,615
Food - 0.4%
200,000
MARB BondCo PLC 3.95%, 01/29/2031(5)
180,862
Forest Products & Paper - 0.3%
140,000
Suzano Austria GmbH 3.75%, 01/15/2031
132,089
Gas - 0.2%
100,000
AltaGas Ltd. 7.20%, 10/15/2054, (7.20% fixed rate
until 07/17/2034; 5 yr. USD CMT + 3.57%
thereafter)(3)(4)
104,004
The accompanying notes are an integral part of these financial statements.
 
21
Hartford Dynamic Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 43.2% - (continued)
Healthcare - Services - 0.7%
$  375,000
Centene Corp. 2.50%, 03/01/2031
$324,294
Insurance - 3.4%
60,000
American National Global Funding 4.88%,
01/23/2031(4)
59,758
225,000
American National Group, Inc. 7.00%, 12/01/2055,
(7.00% fixed rate until 12/01/2030; 5 yr. USD
CMT + 3.18% thereafter)(3)
227,230
120,000
Athene Global Funding 2.65%, 10/04/2031(4)
106,850
220,000
Athene Holding Ltd. 6.88%, 06/28/2055, (6.88%
fixed rate until 03/28/2035; 5 yr. USD CMT +
2.58% thereafter)(3)
220,393
158,000
CNO Global Funding 4.70%, 12/11/2030(4)
157,883
105,000
Equitable Holdings, Inc. 5.59%, 01/11/2033
109,543
50,000
Fortitude Group Holdings LLC 6.25%,
04/01/2030(4)
51,861
323,000
Global Atlantic Fin Co. 7.25%, 03/01/2056, (7.25%
fixed rate until 03/01/2031; 5 yr. USD CMT +
3.55% thereafter)(3)(4)
325,648
Liberty Mutual Group, Inc.
58,000
4.13%, 12/15/2051, (4.13% fixed rate until
09/15/2026; 5 yr. USD CMT + 3.32%
thereafter)(3)(4)
57,401
12,000
4.30%, 02/01/2061(4)
8,018
54,000
Prudential Financial, Inc. 6.50%, 03/15/2054,
(6.50% fixed rate until 12/15/2033; 5 yr. USD
CMT + 2.40% thereafter)(3)
56,852
110,000
Willis North America, Inc. 4.55%, 03/15/2031
109,926
 
1,491,363
Investment Company Security - 3.6%
110,000
Apollo Debt Solutions BDC 5.70%, 01/23/2031(4)
109,408
185,000
Ares Capital Corp. 5.25%, 04/12/2031
182,179
Ares Strategic Income Fund
115,000
4.85%, 01/15/2029(4)
113,751
221,000
5.15%, 01/15/2031(4)
215,090
80,000
5.55%, 04/15/2031(4)
79,109
115,000
HA Sustainable Infrastructure Capital, Inc. 8.00%,
06/01/2056, (8.00% fixed rate until 03/01/2031;
5 yr. USD CMT + 4.30% thereafter)(3)
120,635
HPS Corporate Lending Fund
55,000
4.90%, 09/11/2028(4)
54,679
70,000
5.15%, 04/02/2029(4)
69,728
90,000
5.65%, 04/02/2031(4)
89,395
216,000
5.85%, 06/05/2030(4)
217,365
Sixth Street Lending Partners
165,000
6.13%, 07/15/2030
168,861
43,000
6.50%, 03/11/2029
44,647
110,000
Sixth Street Specialty Lending, Inc. 6.13%,
03/01/2029
113,234
 
1,578,081
IT Services - 0.3%
115,000
Dell International LLC/EMC Corp. 4.50%,
02/15/2031
114,699
Lodging - 0.5%
200,000
Fortune Star BVI Ltd. 6.80%, 09/09/2029(5)
198,451
Machinery-Diversified - 0.1%
50,000
Regal Rexnord Corp. 6.30%, 02/15/2030
53,013
Media - 3.5%
Charter Communications Operating LLC/Charter
Communications Operating Capital
95,000
3.70%, 04/01/2051
60,745
100,000
3.90%, 06/01/2052
65,298
591,000
3.95%, 06/30/2062(2)
360,743
189,000
4.40%, 12/01/2061
124,669
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 43.2% - (continued)
Media - 3.5% - (continued)
$  120,000
Grupo Televisa SAB 6.63%, 01/15/2040
$107,460
Paramount Global
105,000
4.20%, 05/19/2032
94,810
115,000
4.38%, 03/15/2043
79,208
300,000
4.95%, 01/15/2031
287,004
235,000
4.95%, 05/19/2050
164,862
200,000
Ziggo BV 4.88%, 01/15/2030(4)
188,813
 
1,533,612
Miscellaneous Manufacturing - 0.3%
110,000
Entegris, Inc. 4.75%, 04/15/2029(4)
109,917
Oil & Gas - 4.1%
65,000
APA Corp. 5.35%, 07/01/2049
54,987
145,000
Continental Resources, Inc. 4.90%, 06/01/2044
117,345
Ecopetrol SA
120,000
4.63%, 11/02/2031
107,858
120,000
7.75%, 02/01/2032
123,267
55,000
Energean Israel Finance Ltd. 5.88%, 03/30/2031(5)
53,425
Hilcorp Energy I LP/Hilcorp Finance Co.
75,000
6.00%, 02/01/2031(4)
72,430
35,000
6.25%, 04/15/2032(4)
33,568
55,000
6.88%, 05/15/2034(4)
53,005
390,000
Petroleos Mexicanos 6.75%, 09/21/2047
321,579
Phillips 66 Co.
116,000
5.88%, 03/15/2056, (5.88% fixed rate until
12/15/2030; 5 yr. USD CMT + 2.28%
thereafter)(3)
115,551
215,000
6.20%, 03/15/2056, (6.20% fixed rate until
12/15/2035; 5 yr. USD CMT + 2.17%
thereafter)(3)
216,167
200,000
Saudi Arabian Oil Co. 6.00%, 02/02/2056(4)
195,234
SM Energy Co.
55,000
6.75%, 08/01/2029(4)
55,626
55,000
7.00%, 08/01/2032(4)
55,141
110,000
TotalEnergies Capital USA LLC 4.25%, 01/13/2031
110,002
105,000
Viper Energy Partners LLC 4.90%, 08/01/2030(2)
106,320
 
1,791,505
Pharmaceuticals - 0.8%
CVS Health Corp.
105,000
6.75%, 12/10/2054, (6.75% fixed rate until
09/10/2034; 5 yr. USD CMT + 2.52%
thereafter)(3)
109,157
20,000
7.00%, 03/10/2055, (7.00% fixed rate until
12/10/2029; 5 yr. USD CMT + 2.89%
thereafter)(3)
20,933
225,000
Viatris, Inc. 2.70%, 06/22/2030
206,170
 
336,260
Pipelines - 2.4%
Columbia Pipelines Holding Co. LLC
135,000
5.00%, 11/17/2032(4)
135,692
130,000
5.10%, 10/01/2031(4)
132,206
50,000
Enbridge, Inc. 7.20%, 06/27/2054, (7.20% fixed
rate until 03/27/2034; 5 yr. USD CMT + 2.97%
thereafter)(3)
53,289
Energy Transfer LP
345,000
6.50%, 02/15/2056, (6.50% fixed rate until
11/15/2030; 5 yr. USD CMT + 2.68%
thereafter)(2)(3)
345,016
165,000
6.75%, 02/15/2056, (6.75% fixed rate until
11/15/2035; 5 yr. USD CMT + 2.48%
thereafter)(3)
166,176
115,000
ONEOK, Inc. 4.75%, 10/15/2031
115,516
95,000
Whistler Pipeline LLC 5.40%, 09/30/2029(4)
98,156
 
1,046,051
The accompanying notes are an integral part of these financial statements.
 
22
Hartford Dynamic Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 43.2% - (continued)
Real Estate Investment Trusts - 2.1%
$  120,000
American Tower Corp. 4.70%, 12/15/2032
$120,107
195,000
Brandywine Operating Partnership LP 6.13%,
01/15/2031
188,935
130,000
Brixmor Operating Partnership LP 2.50%,
08/16/2031
116,642
105,000
Crown Castle, Inc. 4.90%, 09/01/2029
106,792
240,000
GLP Capital LP/GLP Financing II, Inc. 3.25%,
01/15/2032
217,266
50,000
Hudson Pacific Properties LP 3.95%, 11/01/2027
48,064
110,000
Iron Mountain, Inc. 4.50%, 02/15/2031(4)
105,118
 
902,924
Retail - 0.6%
250,000
PetSmart LLC/PetSmart Finance Corp. 7.50%,
09/15/2032(4)
256,365
Semiconductors - 1.5%
Foundry JV Holdco LLC
200,000
5.88%, 01/25/2034(4)
206,733
200,000
5.90%, 01/25/2033(4)
209,770
186,000
Intel Corp. 3.10%, 02/15/2060
106,714
135,000
Qorvo, Inc. 3.38%, 04/01/2031(4)
124,888
 
648,105
Software - 1.6%
50,000
Open Text Holdings, Inc. 4.13%, 12/01/2031(4)
44,919
Oracle Corp.
110,000
2.88%, 03/25/2031
98,821
260,000
2.95%, 04/01/2030
240,233
85,000
3.60%, 04/01/2050
53,018
150,000
3.85%, 04/01/2060
91,018
80,000
4.00%, 07/15/2046
55,197
150,000
4.10%, 03/25/2061
96,277
 
679,483
Telecommunications - 2.9%
Bell Telephone Co. of Canada or Bell Canada
50,000
6.88%, 09/15/2055, (6.88% fixed rate until
06/15/2030; 5 yr. USD CMT + 2.39%
thereafter)(3)
51,803
45,000
7.00%, 09/15/2055, (7.00% fixed rate until
06/15/2035; 5 yr. USD CMT + 2.36%
thereafter)(3)
47,197
200,000
Millicom International Cellular SA 4.50%,
04/27/2031(5)
186,218
200,000
Orange SA 4.75%, 01/13/2033(4)
199,530
Rogers Communications, Inc.
20,000
7.00%, 04/15/2055, (7.00% fixed rate until
02/14/2030; 5 yr. USD CMT + 2.65%
thereafter)(3)
20,745
100,000
7.13%, 04/15/2055, (7.13% fixed rate until
02/14/2035; 5 yr. USD CMT + 2.62%
thereafter)(3)
104,865
155,000
Telecom Argentina SA 8.50%, 01/20/2036(4)
156,434
TELUS Corp.
110,000
6.38%, 06/09/2056, (6.38% fixed rate until
03/09/2031; 5 yr. USD CMT + 2.69%
thereafter)(3)
111,137
50,000
6.63%, 10/15/2055, (6.63% fixed rate until
07/15/2030; 5 yr. USD CMT + 2.77%
thereafter)(3)
51,137
100,000
6.63%, 06/09/2056, (6.63% fixed rate until
03/09/2036; 5 yr. USD CMT + 2.52%
thereafter)(3)
100,447
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 43.2% - (continued)
Telecommunications - 2.9% - (continued)
$  50,000
7.00%, 10/15/2055, (7.00% fixed rate until
07/15/2035; 5 yr. USD CMT + 2.71%
thereafter)(3)
$52,292
200,000
Vmed O2 U.K. Financing I PLC 4.75%,
07/15/2031(4)
182,752
 
1,264,557
Trucking & Leasing - 0.3%
110,000
Penske Truck Leasing Co. LP/PTL Finance Corp.
4.55%, 01/15/2031(4)
109,783
Water - 0.4%
200,000
Aegea Finance SARL 7.63%, 01/20/2036(4)
195,184
Total Corporate Bonds
(cost $18,919,735)
$18,874,462
FOREIGN GOVERNMENT OBLIGATIONS - 3.1%
Colombia - 1.3%
Colombia Government International Bonds
400,000
3.25%, 04/22/2032
$337,820
215,000
6.50%, 01/21/2033
212,947
 
550,767
Israel - 0.4%
200,000
Israel Government International Bonds 4.50%,
01/13/2031
198,882
Mexico - 1.4%
Mexico Government International Bonds
200,000
4.75%, 03/22/2031
196,610
200,000
5.38%, 03/22/2033
196,970
200,000
5.63%, 02/09/2034
199,268
 
592,848
Total Foreign Government Obligations
(cost $1,345,136)
$1,342,497
U.S. GOVERNMENT SECURITIES - 51.2%
U.S. Treasury Securities - 51.2%
U.S. Treasury Bonds - 6.5%
690,000
2.38%, 02/15/2042
$506,099
920,000
3.50%, 02/15/2039
834,001
515,000
4.63%, 02/15/2040
518,199
195,000
4.63%, 11/15/2055
186,895
805,000
4.88%, 08/15/2045
809,654
 
2,854,848
U.S. Treasury Notes - 44.7%
5,585,000
3.63%, 08/15/2028
5,591,981
1,970,000
3.63%, 12/31/2030
1,954,455
3,740,000
3.75%, 10/31/2032
3,681,855
320,000
3.88%, 04/30/2030(6)
321,600
1,470,000
3.88%, 06/30/2030
1,476,948
290,000
4.00%, 03/31/2030
292,889
4,265,000
4.13%, 11/30/2029
4,328,309
1,840,000
4.25%, 08/15/2035
1,841,725
 
19,489,762
Total U.S. Government Securities
(cost $22,378,868)
$22,344,610
Total Long-Term Investments
(cost $42,643,739)
$42,561,569
SHORT-TERM INVESTMENTS - 3.6%
Securities Lending Collateral - 2.2%
986,800
State Street Navigator Securities Lending
Government Money Market Portfolio,
3.66%(7)
$986,800
The accompanying notes are an integral part of these financial statements.
 
23
Hartford Dynamic Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
SHORT-TERM INVESTMENTS - 3.6% - (continued)
U.S. Treasury Securities - 1.4%
U.S. Treasury Bills - 1.4%
$  605,000
3.52%, 02/10/2026(8)
$604,458
Total Short-Term Investments
(cost $1,591,216)
$1,591,258
Total Investments
(cost $44,234,955)
101.1
%
$44,152,827
Other Assets and Liabilities
(1.1
)%
(498,368
)
Net Assets
100.0
%
$43,654,459
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
(1)
Perpetual maturity security. Maturity date shown is the next call date or final legal
maturity date, whichever comes first.
(2)
Represents entire or partial securities on loan. See Note 8 in the accompanying
Notes to Financial Statements for securities lending information.
(3)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
(4)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of these securities was
$6,008,434, representing 13.8% of net assets.
(5)
Security is exempt from registration under Regulation S under the Securities Act of
1933, which exempts from registration securities offered and sold outside of the
United States. Security may not be offered or sold in the United States except
pursuant to an exemption from, or in a transaction not subject to, the registration
requirements of the Securities Act of 1933. At January 31, 2026, the aggregate
value of these securities was $1,515,423, representing 3.5% of net assets.
(6)
All, or a portion of the security, was pledged as collateral in connection with
centrally cleared swap contracts. As of January 31, 2026, the market value of
securities pledged was $80,400.
(7)
Current yield as of period end.
(8)
The rate shown represents current yield to maturity.
 
Centrally Cleared Credit Default Swap Contracts Outstanding at January 31, 2026
Reference Entity
Notional
Amount(1)
(Pay)/Receive
Fixed Rate
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
Credit default swaps on indices:
Sell protection:
CDX.NA.HY.S45.V2
USD
410,850
5.00%
12/20/2030
Quarterly
$32,838
$—
$34,459
$1,621
Total centrally cleared credit default swap contracts
$32,838
$—
$34,459
$1,621
 
(1)
The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under
the terms of that particular swap agreement.
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Corporate Bonds 
$18,874,462
$—
$18,874,462
$—
Foreign Government Obligations 
1,342,497
—
1,342,497
—
U.S. Government Securities 
22,344,610
—
22,344,610
—
Short-Term Investments 
1,591,258
986,800
604,458
—
Swaps - Credit Default(2) 
1,621
—
1,621
—
Total
$44,154,448
$986,800
$43,167,648
$—
 
(1)
For the period ended January 31, 2026, there were no transfers in and out of Level 3.
(2)
Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.
The accompanying notes are an integral part of these financial statements.
 
24
Hartford Large Cap Growth ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
COMMON STOCKS - 99.2%
Automobiles & Components - 3.7%
15,319
Tesla, Inc.*
$6,593,451
Capital Goods - 2.8%
1,673
Axon Enterprise, Inc.*
809,029
1,469
Quanta Services, Inc.
697,231
10,219
RTX Corp.
2,053,304
7,814
Vertiv Holdings Co. Class A
1,454,811
 
5,014,375
Consumer Discretionary Distribution & Retail - 8.9%
54,830
Amazon.com, Inc.*
13,120,819
3,906
Dick's Sporting Goods, Inc.
789,012
5,360
Home Depot, Inc.
2,007,802
 
15,917,633
Consumer Durables & Apparel - 0.7%
28,892
On Holding AG Class A*
1,307,363
Consumer Services - 1.2%
10,229
DoorDash, Inc. Class A*
2,093,058
Energy - 0.6%
9,127
Cameco Corp.
1,126,181
Financial Services - 2.8%
3,026
Evercore, Inc. Class A
1,068,995
22,182
KKR & Co., Inc.
2,534,515
12,513
Tradeweb Markets, Inc. Class A
1,289,715
 
4,893,225
Food, Beverage & Tobacco - 0.6%
12,406
Monster Beverage Corp.*
1,001,909
Health Care Equipment & Services - 0.9%
1,852
Intuitive Surgical, Inc.*
933,816
3,571
Veeva Systems, Inc. Class A*
728,198
 
1,662,014
Media & Entertainment - 20.6%
41,924
Alphabet, Inc. Class A
14,170,312
26,274
EchoStar Corp. Class A*
2,974,742
18,374
Liberty Media Corp.-Liberty Formula One Class C*
1,598,905
11,593
Meta Platforms, Inc. Class A
8,306,385
71,239
Netflix, Inc.*
5,947,744
4,776
Reddit, Inc. Class A*
860,970
5,497
Spotify Technology SA*
2,750,424
 
36,609,482
Pharmaceuticals, Biotechnology & Life Sciences - 6.2%
6,762
Eli Lilly & Co.
7,013,208
4,349
Illumina, Inc.*
629,779
14,320
Natera, Inc.*
3,309,925
 
10,952,912
Real Estate Management & Development - 0.4%
11,745
Zillow Group, Inc. Class C*
740,287
Semiconductors & Semiconductor Equipment - 22.5%
19,011
ARM Holdings PLC ADR*
2,002,999
34,520
Broadcom, Inc.
11,436,476
139,124
NVIDIA Corp.
26,590,770
 
40,030,245
Shares or Principal Amount
Market Value†
COMMON STOCKS - 99.2% - (continued)
Software & Services - 11.9%
3,495
AppLovin Corp. Class A*
$1,653,519
5,506
Cloudflare, Inc. Class A*
976,489
4,912
Crowdstrike Holdings, Inc. Class A*
2,168,181
19,783
Microsoft Corp.
8,512,427
17,394
Oracle Corp.
2,862,705
27,083
Palantir Technologies, Inc. Class A*
3,970,097
15,625
Trimble, Inc.*
1,056,250
 
21,199,668
Technology Hardware & Equipment - 14.9%
74,885
Apple, Inc.
19,431,160
10,529
Arista Networks, Inc.*
1,492,380
6,372
Celestica, Inc.*
1,790,468
18,802
Corning, Inc.
1,941,307
30,196
Flex Ltd.*
1,903,556
 
26,558,871
Transportation - 0.5%
4,903
CH Robinson Worldwide, Inc.
955,840
Total Common Stocks
(cost $136,748,387)
$176,656,514
SHORT-TERM INVESTMENTS - 0.1%
Repurchase Agreements - 0.1%
$  224,378
Fixed Income Clearing Corp. Repurchase
Agreement dated 01/30/2026 at 3.66%, due
on 02/02/2026 with a maturity value of
$224,446; collateralized by U.S. Treasury Note
at 3.75%, maturing 06/30/2027, with a market
value of $228,976
$224,378
Total Short-Term Investments
(cost $224,378)
$224,378
Total Investments
(cost $136,972,765)
99.3
%
$176,880,892
Other Assets and Liabilities
0.7
%
1,253,255
Net Assets
100.0
%
$178,134,147
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
*
Non-income producing.
†
See Significant Accounting Policies of accompanying Notes to Financial
Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
 
25
Hartford Large Cap Growth ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Common Stocks 
$176,656,514
$176,656,514
$—
$—
Short-Term Investments 
224,378
—
224,378
—
Total
$176,880,892
$176,656,514
$224,378
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
The accompanying notes are an integral part of these financial statements.
 
26
Hartford Municipal Opportunities ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3%
Alabama - 6.2%
$  1,950,000
Alabama Housing Finance Auth, AL, Rev,
(FHLMC), (FNMA), (GNMA) 6.00%,
04/01/2055
$2,153,160
Black Belt Energy Gas Dist, AL, Rev
1,585,000
5.00%, 12/01/2034(1)
1,723,018
4,960,000
5.00%, 10/01/2035
5,330,879
1,200,000
5.00%, 10/01/2055(2)
1,292,361
1,155,000
5.00%, 12/01/2055(2)
1,238,518
2,000,000
5.25%, 12/01/2027
2,076,381
1,825,000
5.25%, 02/01/2053(2)
1,924,029
330,000
5.25%, 12/01/2053(2)
355,816
2,335,000
Energy Southeast A Cooperative Dist, AL, Rev
5.50%, 11/01/2053(2)
2,546,812
100,000
Jefferson County Board of Education, AL,
Special Tax 5.00%, 02/01/2042
102,146
2,000,000
Lower Alabama Gas Dist, AL, Rev 5.00%,
09/01/2028
2,094,619
2,600,000
Southeast Alabama Gas Supply Dist, AL, Rev
5.00%, 08/01/2054(2)
2,787,672
Southeast Energy Auth A Cooperative Dist, AL,
Rev
9,000,000
5.00%, 10/01/2030
9,771,360
1,295,000
5.00%, 09/01/2035
1,427,233
1,190,000
5.00%, 11/01/2035
1,283,906
4,000,000
5.00%, 05/01/2055(2)
4,276,954
1,855,000
5.25%, 03/01/2055(2)
1,963,177
415,000
5.50%, 01/01/2053(2)
443,727
 
42,791,768
Alaska - 0.9%
3,150,000
CIVICVentures, AK, Rev 5.00%, 09/01/2038
3,483,738
1,225,000
Northern Tobacco Securitization Corp., AK, Rev
4.00%, 06/01/2039
1,192,437
1,215,000
State of Alaska International Airports System,
AK, Rev 5.00%, 10/01/2034
1,406,212
 
6,082,387
Arizona - 0.8%
Arizona Industrial Dev Auth, AZ, Rev,
665,000
(FHLMC), (FNMA), (GNMA) 4.05%,
10/01/2031
697,059
270,000
(FHLMC), (FNMA), (GNMA) 4.15%,
10/01/2032
284,650
280,000
(FHLMC), (FNMA), (GNMA) 4.25%,
10/01/2033
296,979
500,000
City of Phoenix Civic Improvement Corp., AZ,
Rev 5.00%, 07/01/2037
512,696
Maricopa County Industrial Dev Auth, AZ, Rev
230,000
4.00%, 10/15/2047(3)
195,552
195,000
5.00%, 09/01/2031
206,877
Tempe Industrial Dev Auth, AZ, Rev
880,000
3.50%, 12/01/2030
883,475
1,190,000
4.38%, 12/01/2036
1,226,628
1,000,000
5.38%, 12/01/2046
1,019,854
 
5,323,770
California - 6.2%
795,000
Bay Area Toll Auth, CA, Rev 2.58%, 04/01/2056,
SIFMA Municipal Swap Index + 0.30%(2)
788,878
California Community Choice Financing Auth,
CA, Rev
4,415,000
5.00%, 11/01/2033
4,841,052
5,000,000
5.00%, 12/01/2035
5,558,818
2,000,000
5.00%, 05/01/2054(2)
2,145,286
5,040,000
5.00%, 12/01/2055(2)
5,392,179
2,115,000
5.00%, 01/01/2056(2)
2,319,949
4,000,000
5.00%, 10/01/2056(2)
4,388,854
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
California - 6.2% - (continued)
$  205,000
California Enterprise Dev Auth, CA, Rev 5.00%,
08/01/2045
$208,086
1,000,000
California Health Facs Financing Auth, CA, Rev
5.00%, 12/01/2032
1,116,961
California Municipal Finance Auth, CA, Rev,
180,000
(BAM) 4.00%, 05/15/2034
187,821
600,000
(BAM) 4.00%, 05/15/2037
616,738
2,250,000
5.00%, 06/30/2027
2,304,065
City of Fontana, CA, Special Tax
500,000
4.00%, 09/01/2041
492,559
450,000
4.00%, 09/01/2046
412,862
525,000
4.00%, 09/01/2051
462,350
150,000
Fresno Unified School Dist, CA, GO 0.00%,
08/01/2032(4)
116,907
5,670,000
Golden State Tobacco Securitization Corp., CA,
Rev 0.00%, 06/01/2066(4)
594,629
520,000
Los Angeles County Public Works Financing
Auth, CA, Rev 5.25%, 12/01/2054
558,626
1,000,000
Los Angeles Department of Water & Power, CA,
Rev, (BAM) 5.25%, 07/01/2045
1,093,530
595,000
Regents of the University of California Medical
Center Pooled, CA, Rev 5.00%, 05/15/2036
680,055
100,000
Romoland School Dist, CA, Special Tax 5.00%,
09/01/2043
101,663
885,000
San Bernardino Community College Dist, CA,
GO 0.00%, 08/01/2046(4)
318,253
475,000
San Diego County Regional Airport Auth, CA,
Rev 5.25%, 07/01/2036
541,878
3,675,000
San Francisco City & County Airport,
Comm-San Francisco International Airport,
CA, Rev 5.00%, 05/01/2034
4,227,422
San Joaquin Hills Transportation Corridor
Agency, CA, Rev,
235,000
(NPFG) 0.00%, 01/15/2032(4)
194,612
70,000
(NPFG) 0.00%, 01/15/2035(4)
51,555
1,250,000
4.00%, 01/15/2034
1,315,050
University of California, CA, Rev
585,000
5.25%, 05/15/2040
727,334
925,000
5.50%, 05/15/2040
1,118,496
 
42,876,468
Colorado - 2.5%
Baseline Metropolitan Dist No. 1, CO, GO,
375,000
(AG) 5.00%, 12/01/2030
416,656
635,000
(AG) 5.00%, 12/01/2032
704,731
1,970,000
City & County of Denver Airport System, CO,
Rev 5.50%, 11/15/2032
2,289,809
1,000,000
Colorado Bridge & Tunnel Enterprise, CO, Rev,
(AG) 5.50%, 12/01/2054
1,069,715
Colorado Health Facs Auth, CO, Rev
170,000
4.00%, 12/01/2040
167,819
1,580,000
5.00%, 12/01/2034
1,744,495
1,000,000
5.00%, 12/01/2035
1,098,656
500,000
5.00%, 05/15/2036
559,442
345,000
5.00%, 05/15/2037
383,270
620,000
Denver City & County Housing Auth, CO, Rev
5.00%, 06/01/2029
653,759
160,000
Denver Convention Center Hotel Auth, CO, Rev
5.00%, 12/01/2031
162,023
1,000,000
E-470 Public Highway Auth, CO, Rev 3.20%,
09/01/2039, 1 mo. USD SOFR + 0.75%(2)
998,418
1,030,000
Park Creek Metropolitan Dist, CO, Rev 5.00%,
12/01/2029
1,096,695
450,000
Park Creek Metropolitan Dist, CO, Tax
Allocation, (AG) 5.00%, 12/01/2032
513,577
The accompanying notes are an integral part of these financial statements.
 
27
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Colorado - 2.5% - (continued)
$  300,000
Public Auth for Colorado Energy, CO, Rev
6.50%, 11/15/2038
$365,666
Regional Transportation Dist, CO, Rev
500,000
4.00%, 07/15/2039
500,245
400,000
5.00%, 07/15/2029
425,019
500,000
5.00%, 01/15/2030
535,467
100,000
5.00%, 07/15/2032
108,044
2,275,000
Southern Ute Indian Tribe of the Southern Ute
Reservation, CO, GO 5.00%, 04/01/2035(3)
2,516,282
715,000
University of Colorado Hospital Auth, CO, Rev
5.00%, 11/15/2029
782,073
 
17,091,861
Connecticut - 2.2%
100,000
City of Bridgeport, CT, GO, (BAM) 5.00%,
07/15/2034
105,656
190,000
Connecticut Housing Finance Auth, CT, Rev,
(FHLMC), (FNMA), (GNMA) 4.25%,
05/15/2042
191,935
Connecticut State Health & Educational Facs
Auth, CT, Rev
1,000,000
2.95%, 07/01/2049(2)
1,008,325
3,500,000
5.00%, 07/01/2040(1)
3,912,370
3,000,000
Stamford Housing Auth, CT, Rev 4.25%,
10/01/2030
3,042,453
State of Connecticut, CT, GO
845,000
3.00%, 06/01/2038
789,088
6,225,000
5.00%, 10/15/2031
6,335,326
 
15,385,153
District of Columbia - 0.2%
Dist of Columbia, DC, Rev
250,000
5.00%, 07/01/2037
252,425
455,000
5.00%, 07/01/2042
455,979
500,000
Metropolitan Washington Airports Auth, Aviation,
DC, Rev 5.00%, 10/01/2035
553,250
 
1,261,654
Florida - 2.8%
725,000
Alachua County Health Facs Auth, FL, Rev
3.75%, 10/01/2030
727,337
185,000
Capital Projects Finance Auth, FL, Rev 5.00%,
10/01/2027
190,314
500,000
Capital Trust Auth, FL, Rev 5.00%,
07/01/2045(3)
484,468
125,000
City of Atlantic Beach, FL, Rev 5.00%,
11/15/2043
125,478
270,000
County of Broward Airport System, FL, Rev
4.00%, 10/01/2044
254,982
County of Miami-Dade Seaport Department, FL,
Rev
1,085,000
5.00%, 10/01/2035
1,184,245
200,000
5.00%, 10/01/2036
216,781
445,000
Escambia County Health Facs Auth, FL, Rev
4.00%, 08/15/2045
389,729
Florida Local Government Finance Commission,
FL, Rev
2,155,000
4.20%, 11/15/2030(3)
2,177,108
335,000
6.63%, 11/15/2045(3)
355,036
Greater Orlando Aviation Auth, FL, Rev
1,650,000
5.00%, 10/01/2036
1,857,146
2,155,000
5.25%, 11/01/2035
2,314,824
160,000
Lee County Industrial Dev Auth, FL, Rev 4.13%,
11/15/2029
161,074
500,000
Middleton Community Dev Dist A, FL, Special
Assessment 4.75%, 05/01/2055
462,559
250,000
Orange County Health Facs Auth, FL, Rev
5.00%, 10/01/2041
275,082
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Florida - 2.8% - (continued)
$  950,000
Orlando Utilities Commission, FL, Rev 1.25%,
10/01/2046(2)
$884,072
Polk County Industrial Dev Auth, FL, Rev
300,000
5.00%, 01/01/2029
306,343
190,000
5.00%, 01/01/2055
178,810
445,000
St. Johns County Industrial Dev Auth, FL, Rev
4.00%, 12/15/2046
364,278
1,400,000
USF Financing Corp., FL, Rev 5.00%,
07/01/2034
1,627,037
155,000
Village Community Dev Dist No. 13, FL, Special
Assessment 2.55%, 05/01/2031
150,308
1,170,000
Village Community Dev Dist No. 14, FL, Special
Assessment 5.13%, 05/01/2037
1,229,368
500,000
Village Community Dev Dist No. 15, FL, Special
Assessment 4.80%, 05/01/2055(3)
477,040
Village Community Dev Dist No. 16, FL, Special
Assessment
1,860,000
4.00%, 05/01/2035
1,892,302
1,250,000
4.50%, 05/01/2040
1,277,101
 
19,562,822
Georgia - 2.9%
1,350,000
Bartow County Dev Auth, GA, Rev 3.95%,
12/01/2032(2)
1,376,505
City of Atlanta Department of Aviation, GA, Rev
970,000
5.00%, 07/01/2032
1,092,256
1,020,000
5.00%, 07/01/2033
1,160,488
285,000
Dev Auth of Monroe County, GA, Rev 3.88%,
10/01/2048(2)
285,282
215,000
Georgia Housing & Finance Auth, GA, Rev
5.00%, 12/01/2042
230,026
Main Street Natural Gas, Inc., GA, Rev
2,950,000
4.00%, 05/01/2052(2)
3,005,755
1,760,000
5.00%, 07/01/2053(2)
1,863,547
475,000
5.00%, 09/01/2053(2)
504,913
1,225,000
5.00%, 12/01/2053(2)
1,312,192
275,000
5.00%, 04/01/2054(2)
294,658
2,380,000
5.00%, 05/01/2054(2)
2,572,928
1,810,000
5.00%, 12/01/2054(2)
1,958,065
1,000,000
5.00%, 06/01/2055(2)
1,079,836
Municipal Electric Auth of Georgia, GA, Rev,
1,000,000
(AG) 5.00%, 07/01/2048
1,023,509
520,000
5.00%, 07/01/2052
522,904
Savannah Georgia Convention Center Auth, GA,
Rev,
300,000
(AG) 5.00%, 06/01/2040
332,326
450,000
(AG) 5.25%, 06/01/2041
504,364
450,000
(AG) 5.25%, 06/01/2042
498,441
310,000
5.25%, 06/01/2061
305,677
 
19,923,672
Guam - 0.3%
Government of Guam Business Privilege Tax
Refunding Bonds, GU, Rev
820,000
5.00%, 01/01/2031
895,623
500,000
5.25%, 01/01/2037
556,746
500,000
5.25%, 01/01/2038
553,512
 
2,005,881
Hawaii - 0.2%
State of Hawaii Airports System, HI, Rev
100,000
5.00%, 07/01/2031
104,978
780,000
5.00%, 07/01/2040
857,254
300,000
5.00%, 07/01/2041
327,929
 
1,290,161
The accompanying notes are an integral part of these financial statements.
 
28
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Idaho - 0.2%
$  945,000
Idaho Housing & Finance Association, ID, Rev,
(FHLMC), (FNMA), (GNMA) 5.75%,
01/01/2053
$1,036,486
Illinois - 9.9%
Chicago Board of Education Dedicated Capital
Improvement Tax, IL, Rev
250,000
5.00%, 04/01/2033
258,245
380,000
5.25%, 04/01/2035
424,460
250,000
5.25%, 04/01/2036
277,016
Chicago Board of Education, IL, GO,
110,000
(NPFG) 0.00%, 12/01/2026(4)
106,995
500,000
5.00%, 12/01/2028
513,799
1,100,000
5.00%, 12/01/2032
1,134,006
400,000
5.00%, 12/01/2046
381,374
2,500,000
5.25%, 12/01/2036
2,605,776
1,745,000
5.75%, 12/01/2050
1,761,316
4,180,000
6.00%, 12/01/2037
4,609,888
370,000
Chicago Midway International Airport, IL, Rev,
(BAM) 5.50%, 01/01/2038
416,231
Chicago O'Hare International Airport, IL, Rev,
200,000
(BAM) 5.00%, 01/01/2037
221,622
1,785,000
(BAM) 5.00%, 01/01/2038
1,965,090
1,700,000
5.50%, 07/01/2040
1,886,843
1,000,000
Chicago Transit Auth Sales Tax Receipts Fund,
IL, Rev 5.00%, 12/01/2049
1,029,399
City of Chicago Wastewater Transmission, IL,
Rev,
695,000
(BAM) 5.00%, 01/01/2041
759,001
75,000
(NPFG) 5.50%, 01/01/2030
79,664
530,000
City of Chicago Waterworks, IL, Rev, (AG)
5.00%, 11/01/2037
580,143
1,385,000
City of Granite City, IL, Rev 1.25%, 05/01/2027
1,351,812
City of Joliet Waterworks & Sewerage, IL, Rev,
1,800,000
(BAM) 5.00%, 01/01/2039
1,995,228
875,000
(BAM) 5.00%, 01/01/2040
964,316
900,000
Cook County Community College Dist No. 508,
IL, GO, (BAM) 5.00%, 12/01/2038
985,930
Illinois Finance Auth, IL, Rev
665,000
3.65%, 05/01/2031
667,510
640,000
4.00%, 07/15/2039
643,785
460,000
5.00%, 10/01/2027
478,991
235,000
5.00%, 08/15/2033
257,383
4,145,000
5.00%, 11/15/2035
4,782,092
150,000
5.00%, 11/15/2045
149,993
Illinois Housing Dev Auth, IL, Rev,
6,185,000
(FHLMC), (FNMA), (GNMA) 2.35%,
02/01/2038(2)
6,185,000
2,370,000
(FHLMC), (FNMA), (GNMA) 5.25%,
10/01/2052
2,491,132
760,000
(FHLMC), (FNMA), (GNMA) 5.50%,
10/01/2053
824,711
395,000
(FHLMC), (FNMA), (GNMA) 5.75%,
10/01/2053
424,769
2,335,000
(FHLMC), (FNMA), (GNMA) 6.00%,
10/01/2054
2,545,345
790,000
(FHLMC), (FNMA), (GNMA) 6.00%,
10/01/2055
886,061
320,000
Illinois State Toll Highway Auth, IL, Rev 4.00%,
01/01/2040
324,249
100,000
Kane McHenry Cook & De Kalb Counties Unit
School Dist No. 300, IL, GO 5.00%,
01/01/2032
102,391
Kendall Kane & Will Counties Community Unit
School Dist No. 308, IL, GO,
150,000
(AG) 0.00%, 02/01/2027(4)
145,598
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Illinois - 9.9% - (continued)
$  500,000
5.00%, 02/01/2031
$500,000
Rock Island County School Dist No. 41 Rock
Island, IL, GO,
1,000,000
(AG) 5.00%, 01/01/2041
1,086,105
1,005,000
(AG) 5.00%, 01/01/2042
1,076,820
Sales Tax Securitization Corp., IL, Rev
785,000
4.00%, 01/01/2038
789,347
550,000
5.00%, 01/01/2030
597,879
1,500,000
5.00%, 01/01/2034
1,715,741
845,000
5.00%, 01/01/2037
896,240
St. Clair County Community Unit School Dist
No. 187 Cahokia, IL, GO,
240,000
(AG) 5.00%, 01/01/2029
256,066
250,000
(AG) 5.00%, 01/01/2030
272,142
250,000
(AG) 5.00%, 01/01/2031
276,974
320,000
(AG) 5.00%, 01/01/2032
359,109
State of Illinois Sales Tax, IL, Rev
115,000
5.00%, 06/15/2027
115,905
1,000,000
5.00%, 06/15/2035
1,148,163
State of Illinois, IL, GO
1,645,000
5.00%, 05/01/2027
1,694,513
6,000,000
5.00%, 09/01/2040
6,503,004
4,750,000
5.00%, 12/01/2042
5,022,365
550,000
5.50%, 03/01/2042
595,815
100,000
Village of Bolingbrook, IL, GO, (AG) 5.00%,
01/01/2028
104,486
 
68,227,838
Indiana - 1.5%
258,915
City of Evansville, IN, Rev, (FNMA) 3.00%,
06/01/2034
250,353
2,550,000
City of Whiting, IN, Rev 4.40%, 11/01/2045(2)
2,682,768
Danville Multi-School Building Corp., IN, Rev,
750,000
(ST INTERCEPT) 5.00%, 01/15/2034
858,184
440,000
(ST INTERCEPT) 5.00%, 07/15/2034
505,776
650,000
(ST INTERCEPT) 5.00%, 07/15/2035
740,896
750,000
Indiana Municipal Power Agency, IN, Rev, (AG)
5.00%, 01/01/2034
876,312
Indiana Secondary Market for Education Loans,
Inc., IN, Rev
1,900,000
5.00%, 06/01/2032
2,038,087
380,000
5.00%, 06/01/2034
410,773
Indianapolis Local Public Improvement Bond
Bank, IN, Rev
230,000
5.00%, 01/01/2040
257,115
425,000
5.00%, 01/01/2041
470,586
500,000
5.00%, 01/01/2042
546,536
750,000
5.00%, 01/01/2043
809,572
 
10,446,958
Iowa - 0.9%
575,000
Iowa Finance Auth, IA, Rev 5.00%, 02/15/2027
587,266
Iowa Student Loan Liquidity Corp., IA, Rev
2,800,000
5.00%, 12/01/2030
2,982,725
1,415,000
5.00%, 12/01/2033
1,541,836
1,270,000
5.00%, 12/01/2035
1,370,638
 
6,482,465
Kentucky - 1.0%
Kentucky Higher Education Student Loan Corp.,
KY, Rev
890,000
5.00%, 06/01/2028
916,972
1,020,000
5.00%, 06/01/2029
1,060,188
1,190,000
5.00%, 06/01/2030
1,245,090
The accompanying notes are an integral part of these financial statements.
 
29
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Kentucky - 1.0% - (continued)
$  1,190,000
5.00%, 06/01/2031
$1,252,181
Kentucky Public Energy Auth, KY, Rev
1,250,000
5.25%, 04/01/2054(2)
1,350,939
1,250,000
5.25%, 06/01/2055(2)
1,330,078
 
7,155,448
Louisiana - 1.3%
250,000
City of Shreveport Water & Sewer, LA, Rev,
(AG) 5.00%, 12/01/2040
278,225
325,000
East Baton Rouge Sewerage Commission, LA,
Rev 1.30%, 02/01/2041(2)
308,533
Louisiana Public Facs Auth, LA, Rev
1,445,000
5.00%, 05/15/2030
1,576,162
515,000
(AG) 5.00%, 08/01/2030
572,803
335,000
(AG) 5.00%, 08/01/2032
383,702
270,000
(AG) 5.00%, 01/01/2035
312,257
230,000
(AG) 5.00%, 07/01/2035
266,443
270,000
(AG) 5.00%, 01/01/2036
312,624
245,000
(AG) 5.00%, 07/01/2036
282,407
New Orleans Aviation Board, LA, Rev
150,000
5.00%, 01/01/2029
160,713
200,000
5.00%, 01/01/2030
218,290
2,855,000
Parish of St. James, LA, Rev 3.70%,
08/01/2041(2)
2,914,110
Parish of St. John the Baptist, LA, Rev
305,000
2.38%, 06/01/2037(2)
304,395
1,160,000
3.30%, 06/01/2037(2)
1,173,897
 
9,064,561
Maine - 0.0%
275,000
Maine Health & Higher Educational Facs Auth,
ME, Rev, (AG), (ST INTERCEPT) 4.00%,
07/01/2035
286,143
Maryland - 0.7%
Maryland Health & Higher Educational Facs
Auth, MD, Rev
1,095,000
5.00%, 07/01/2038
1,197,267
500,000
5.00%, 07/01/2040
536,749
475,000
5.00%, 07/01/2049
487,199
2,000,000
5.00%, 08/15/2056(1)(2)
2,240,861
 
4,462,076
Massachusetts - 3.0%
750,000
Commonwealth of Massachusetts, MA, GO
5.00%, 06/01/2040
863,326
Massachusetts Dev Finance Agency, MA, Rev
1,000,000
5.00%, 07/01/2027
1,026,185
575,000
5.00%, 01/01/2028
594,579
585,000
5.00%, 01/01/2029
615,076
1,085,000
5.00%, 07/01/2029
1,150,793
555,000
5.00%, 01/01/2030
592,210
680,000
5.00%, 07/01/2031
695,198
675,000
5.00%, 07/01/2034
690,288
1,000,000
5.00%, 06/01/2038
1,123,287
750,000
5.00%, 07/01/2038
846,872
1,000,000
5.00%, 07/01/2039
1,119,811
945,000
5.00%, 06/01/2040
1,040,096
2,880,000
5.00%, 07/01/2040
3,102,803
350,000
5.00%, 07/01/2044
346,187
535,000
5.00%, 07/01/2055
543,315
380,000
5.00%, 10/01/2057(3)
365,053
1,000,000
5.00%, 07/01/2060(3)
948,658
930,000
5.50%, 10/01/2031
1,029,939
960,000
5.50%, 10/01/2032
1,074,368
Massachusetts Educational Financing Auth, MA,
Rev
100,000
5.00%, 07/01/2026
100,830
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Massachusetts - 3.0% - (continued)
$  110,000
5.00%, 07/01/2027
$112,880
2,800,000
Massachusetts Health & Educational Facs Auth,
MA, Rev 1.80%, 07/01/2027(2)
2,800,000
 
20,781,754
Michigan - 1.7%
500,000
Clarkston Community Schools, MI, GO,
(Q-SBLF) 5.00%, 05/01/2037
573,449
1,110,000
Detroit Downtown Dev Auth, MI, Tax Allocation
5.00%, 07/01/2048
1,146,012
895,000
Detroit Regional Convention Facility Auth, MI,
Rev 5.00%, 10/01/2036
1,000,284
570,000
Great Lakes Water Auth, Water Supply System,
MI, Rev 5.00%, 07/01/2037
649,607
Michigan Finance Auth, MI, Rev
1,250,000
4.00%, 11/15/2046
1,116,798
750,000
5.00%, 11/01/2032
795,127
600,000
5.25%, 02/29/2040
658,472
100,000
5.25%, 02/28/2041
108,687
Michigan State Housing Dev Auth, MI, Rev
2,000,000
2.50%, 06/01/2052
1,367,802
425,000
3.45%, 12/01/2030
435,182
250,000
4.25%, 06/01/2049
252,548
165,000
4.25%, 12/01/2049
167,305
1,055,000
5.75%, 06/01/2054
1,138,697
Michigan Strategic Fund, MI, Rev
695,000
3.35%, 10/01/2049(2)
696,593
540,000
3.88%, 06/01/2053(2)
528,881
1,100,000
Northern Michigan University, MI, Rev 5.50%,
06/01/2050
1,173,948
 
11,809,392
Minnesota - 0.3%
371,818
Freddie Mac Multifamily ML Certificates, MN,
Rev 2.54%, 06/25/2037
327,045
750,000
Minnesota Health & Education Facs Auth, MN,
Rev 3.00%, 10/01/2038
698,852
Minnesota Housing Finance Agency, MN, Rev,
490,000
(FHLMC), (FNMA), (GNMA) 5.05%,
07/01/2031
522,217
505,000
(FHLMC), (FNMA), (GNMA) 5.05%,
01/01/2032
544,500
 
2,092,614
Mississippi - 0.6%
4,000,000
State of Mississippi Gaming Tax, MS, Rev
5.00%, 10/15/2029
4,247,447
Missouri - 0.7%
City of St. Louis Airport, MO, Rev,
750,000
(AG) 5.00%, 07/01/2037
852,566
100,000
(AG) 5.00%, 07/01/2039
111,759
Health & Educational Facs Auth of the State of
Missouri, MO, Rev
850,000
4.00%, 01/01/2050(2)
779,739
555,000
5.00%, 06/01/2032
626,331
Missouri Housing Dev Commission, MO, Rev,
815,000
(FHLMC), (FNMA), (GNMA) 4.25%,
05/01/2047
825,808
205,000
(FHLMC), (FNMA), (GNMA) 5.00%,
05/01/2031
226,675
225,000
(FHLMC), (FNMA), (GNMA) 5.00%,
05/01/2032
248,978
450,000
(FHLMC), (FNMA), (GNMA) 5.00%,
05/01/2033
502,429
650,000
St. Louis County Industrial Dev Auth, MO, Rev
5.00%, 09/01/2028
670,254
 
4,844,539
The accompanying notes are an integral part of these financial statements.
 
30
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Montana - 0.3%
$  940,000
Montana Board of Housing, MT, Rev 6.00%,
12/01/2054
$1,025,910
815,000
Montana Facility Finance Auth, MT, Rev 5.00%,
02/15/2065(2)
879,545
 
1,905,455
Nebraska - 0.3%
1,365,000
Central Plains Energy Project, NE, Rev 5.00%,
05/01/2054(2)
1,448,439
500,000
Nebraska Investment Finance Auth, NE, Rev,
(FHLMC), (FNMA), (GNMA) 5.00%,
03/01/2049
511,873
 
1,960,312
Nevada - 0.1%
250,000
City of North Las Vegas, NV, Special
Assessment 4.50%, 06/01/2039
250,499
280,000
City of Reno, NV, Rev, (AG) 5.00%, 06/01/2033
297,284
250,000
County of Clark Passenger Facility Charge, NV,
Rev 5.00%, 07/01/2028
265,873
 
813,656
New Hampshire - 2.2%
New Hampshire Business Finance Auth, NH,
Rev
1,295,000
4.00%, 12/01/2028
1,322,507
4,225,000
5.00%, 12/01/2035
4,781,975
650,000
(BAM) 5.00%, 06/01/2036
732,167
715,000
(BAM) 5.00%, 12/01/2036
802,243
860,000
(BAM) 5.00%, 12/01/2037
958,239
665,000
(BAM) 5.00%, 12/01/2038
736,355
5,000,000
5.25%, 06/01/2041
5,453,709
 
14,787,195
New Jersey - 0.3%
830,000
New Jersey Educational Facs Auth, NJ, Rev,
(AG) 5.00%, 07/01/2043
895,135
750,000
New Jersey Transportation Trust Fund Auth, NJ,
Rev 5.00%, 06/15/2035
883,711
250,000
Tobacco Settlement Financing Corp., NJ, Rev
5.00%, 06/01/2029
262,645
 
2,041,491
New Mexico - 0.9%
4,250,000
City of Santa Fe, NM, Rev 5.00%, 05/15/2049
3,977,200
New Mexico Mortgage Finance Auth, NM, Rev,
750,000
(FHLMC), (FNMA), (GNMA) 2.70%,
09/01/2047
550,829
30,000
(FHLMC), (FNMA), (GNMA) 4.00%,
01/01/2049
30,242
1,680,000
(FHLMC), (FNMA), (GNMA) 6.50%,
09/01/2054
1,862,479
 
6,420,750
New York - 5.5%
750,000
Albany Capital Resource Corp., NY, Rev 5.00%,
05/01/2035
869,126
530,000
City of New York, NY, GO 5.00%, 04/01/2036
553,772
515,000
Empire State Dev Corp., NY, Rev 5.00%,
03/15/2038
530,133
2,566,278
FHLMC Multifamily VRD Certificates, NY, Rev
4.60%, 06/25/2042(2)
2,584,617
Metropolitan Transportation Auth, NY, Rev
195,000
5.00%, 11/15/2033
213,756
750,000
5.00%, 11/15/2035
883,526
1,000,000
5.00%, 11/15/2045(2)
1,075,989
New York City Health & Hospitals Corp., NY, Rev
455,000
5.00%, 02/15/2036
532,618
750,000
5.00%, 02/15/2037
868,955
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
New York - 5.5% - (continued)
$  2,500,000
New York City Housing Dev Corp., NY, Rev
5.25%, 12/15/2031
$2,590,471
New York City Industrial Dev Agency, NY, Rev,
670,000
(AG) 3.00%, 01/01/2033
669,147
150,000
(AG) 5.00%, 03/01/2030
164,186
New York City Municipal Water Finance Auth,
NY, Rev
1,200,000
3.00%, 06/15/2040
1,091,265
1,365,000
5.00%, 06/15/2044
1,481,125
New York City Transitional Finance Auth, Future
Tax Secured, NY, Rev
200,000
5.00%, 05/01/2037
226,596
1,930,000
5.00%, 05/01/2038
2,130,440
1,030,000
5.00%, 05/01/2042
1,137,795
New York Liberty Dev Corp., NY, Rev
450,000
0.95%, 11/15/2027
428,057
405,000
2.75%, 02/15/2044
309,179
2,175,000
5.00%, 11/15/2044(3)
2,175,041
New York State Dormitory Auth, NY, Rev
1,000,000
3.00%, 03/15/2041
882,464
630,000
(AG), (ST AID WITHHLDG) 5.00%,
10/01/2037
699,777
245,000
(AG), (ST AID WITHHLDG) 5.00%,
10/01/2038
270,391
290,000
5.25%, 07/01/2039
334,011
2,000,000
5.25%, 07/01/2040
2,267,326
750,000
5.25%, 07/01/2050
749,007
320,000
(AG) 5.50%, 07/01/2055
340,474
1,800,000
New York State Housing Finance Agency, NY,
Rev 2.10%, 11/15/2037(2)
1,800,000
New York Transportation Dev Corp., NY, Rev,
370,000
(AG) 0.00%, 12/31/2054(5)
245,661
865,000
6.00%, 06/30/2041
981,335
4,570,000
6.00%, 06/30/2055
4,843,374
Port Auth of New York & New Jersey, NY, Rev
500,000
3.00%, 10/01/2027
500,467
800,000
5.00%, 11/15/2035
810,339
835,000
5.00%, 01/15/2037
921,140
290,000
5.00%, 12/01/2037
321,392
700,000
5.00%, 11/01/2038
735,601
500,000
5.00%, 12/01/2038
550,127
 
37,768,680
North Carolina - 2.5%
2,570,000
Cumberland County Industrial Facs & Pollution
Control Financing Auth, NC, Rev 3.13%,
12/01/2027(2)
2,572,096
770,000
Nash Health Care Systems, NC, Rev 5.00%,
02/01/2032
858,785
North Carolina Housing Finance Agency, NC,
Rev,
650,000
(FHLMC), (FNMA), (GNMA) 3.75%,
07/01/2052
655,672
605,000
(FHLMC), (FNMA), (GNMA) 6.25%,
01/01/2056
687,311
North Carolina Medical Care Commission, NC,
Rev
5,000,000
2.35%, 11/01/2034(2)
5,000,000
545,000
3.40%, 10/01/2029
548,410
1,285,000
3.45%, 11/01/2030
1,289,817
670,000
3.90%, 01/01/2029
670,439
1,455,000
4.00%, 09/01/2051
1,197,944
325,000
4.25%, 09/01/2028
325,137
1,075,000
5.00%, 06/01/2032
1,083,431
395,000
5.00%, 01/01/2038
405,392
145,000
5.00%, 01/01/2039
142,112
965,000
5.00%, 11/01/2040
1,044,557
The accompanying notes are an integral part of these financial statements.
 
31
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
North Carolina - 2.5% - (continued)
$  210,000
5.00%, 01/01/2044
$211,188
500,000
5.50%, 09/01/2054
497,743
 
17,190,034
Ohio - 1.8%
1,230,000
Buckeye Tobacco Settlement Financing Auth,
OH, Rev 5.00%, 06/01/2055
1,011,584
100,000
Cleveland Department of Public Utilities Division
of Public Power, OH, Rev, (AG) 5.00%,
11/15/2030
105,101
County of Allen Hospital Facs, OH, Rev
250,000
5.00%, 12/01/2029
272,564
2,895,000
5.00%, 11/01/2039
3,266,610
4,245,000
Jefferson County Port Auth, OH, Rev 5.00%,
12/01/2053(2)(3)
4,343,324
845,000
Ohio Air Quality Dev Auth, OH, Rev 4.00%,
09/01/2030(2)
859,098
Ohio Housing Finance Agency, OH, Rev,
370,000
(FHLMC), (FNMA), (GNMA) 6.00%,
09/01/2032
441,681
360,000
(FHLMC), (FNMA), (GNMA) 6.00%,
03/01/2033
432,639
250,000
(FHLMC), (FNMA), (GNMA) 6.00%,
03/01/2034
304,116
650,000
(FHLMC), (FNMA), (GNMA) 6.25%,
03/01/2055
717,350
360,000
State of Ohio, OH, Rev 2.75%, 01/01/2052(2)
360,103
 
12,114,170
Oklahoma - 0.4%
925,000
Canadian County Educational Facs Auth, OK,
Rev 5.00%, 09/01/2033
1,054,502
1,000,000
Oklahoma Municipal Power Auth, OK, Rev, (AG)
5.00%, 01/01/2037
1,154,013
590,000
Oklahoma Turnpike Auth, OK, Rev 5.00%,
01/01/2039
679,695
 
2,888,210
Oregon - 0.4%
30,000
Benton & Linn Counties Consolidated School
Dist No. 509J & 509A Corvallis, OR, GO,
(SCH BD GTY) 5.00%, 06/15/2038(2)(5)
31,360
Lincoln County School Dist, OR, GO,
425,000
(SCH BD GTY) 0.00%, 06/15/2035(5)
486,787
210,000
(SCH BD GTY) 0.00%, 06/15/2036(5)
237,544
20,000
Marion County School Dist No. 15 North Marion,
OR, GO, (SCH BD GTY) 0.00%,
06/15/2037(4)
12,509
115,000
Multnomah & Clackamas Counties School Dist
No. 10JT Gresham-Barlow, OR, GO, (SCH
BD GTY) 0.00%, 06/15/2038(4)
68,664
Port of Portland Airport, OR, Rev
575,000
5.00%, 07/01/2030
629,704
1,250,000
5.25%, 07/01/2040
1,390,704
40,000
Salem Hospital Facility Auth, OR, Rev 5.00%,
05/15/2038
40,766
20,000
State of Oregon Housing & Community
Services Department, OR, Rev 4.50%,
01/01/2049
20,088
15,000
State of Oregon, OR, GO 4.00%, 12/01/2048
15,045
100,000
Washington Clackamas & Yamhill Counties
School Dist No. 88J, OR, GO, (SCH BD GTY)
0.00%, 06/15/2034(4)
73,035
 
3,006,206
Pennsylvania - 2.3%
360,000
Adams County General Auth, PA, Rev 3.60%,
06/01/2029
362,944
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Pennsylvania - 2.3% - (continued)
$  135,000
Armstrong School Dist, PA, GO, (BAM), (ST AID
WITHHLDG) 4.00%, 03/15/2035
$138,434
735,000
City of Philadelphia Water & Wastewater, PA,
Rev, (AG) 5.00%, 09/01/2036
838,731
Coatesville School Dist, PA, GO,
3,000,000
(BAM), (ST AID WITHHLDG) 5.25%,
11/15/2037
3,239,672
230,000
(AG), (ST AID WITHHLDG) 5.25%,
11/15/2040
255,575
2,000,000
(AG), (ST AID WITHHLDG) 5.25%,
11/15/2042
2,182,809
605,000
(AG), (ST AID WITHHLDG) 5.25%,
11/15/2043
651,833
100,000
Commonwealth Financing Auth, PA, Rev 5.00%,
06/01/2027
103,504
450,000
Doylestown Hospital Auth, PA, Rev 5.38%,
07/01/2039(3)
497,844
585,000
Hospitals & Higher Education Facs Auth of
Philadelphia, PA, Rev, (AG) 5.00%,
07/01/2037
642,380
345,000
Lancaster Industrial Dev Auth, PA, Rev 4.00%,
07/01/2056
276,026
Montgomery County Industrial Dev Auth, PA,
Rev
230,000
5.00%, 12/01/2030
231,134
240,000
5.00%, 12/01/2044
240,972
100,000
5.00%, 12/01/2046
96,793
Pennsylvania Economic Dev Financing Auth
Parking System, PA, Rev,
465,000
(AG) 5.00%, 01/01/2038
506,921
290,000
(AG) 5.00%, 01/01/2040
313,417
100,000
Pennsylvania Economic Dev Financing Auth,
PA, Rev 5.00%, 05/15/2038
109,277
240,000
Pennsylvania Higher Education Assistance
Agency, PA, Rev 5.00%, 06/01/2029
252,926
750,000
Pennsylvania Higher Educational Facs Auth, PA,
Rev 5.00%, 05/01/2037
760,927
140,000
Pennsylvania Housing Finance Agency, PA, Rev
4.00%, 10/01/2038
140,052
Pennsylvania Turnpike Commission, PA, Rev
150,000
5.00%, 12/01/2030
156,809
1,500,000
5.00%, 12/01/2042
1,535,459
Pittsburgh Water & Sewer Auth, PA, Rev,
15,000
(AG) 5.00%, 09/01/2034
16,129
1,245,000
(AG) 5.00%, 09/01/2036
1,421,240
875,000
School Dist of Philadelphia, PA, GO, (ST AID
WITHHLDG) 5.00%, 09/01/2035
989,562
 
15,961,370
Puerto Rico - 2.6%
5,950,000
Commonwealth of Puerto Rico, PR, GO 5.63%,
07/01/2027
6,083,955
Puerto Rico Sales Tax Financing Corp., PR, Rev
8,851,000
0.00%, 07/01/2027(4)
8,448,617
3,119,000
0.00%, 07/01/2029(4)
2,789,244
625,000
5.00%, 07/01/2058
611,721
 
17,933,537
Rhode Island - 2.1%
City of Pawtucket, RI, GO,
500,000
(AG) 5.00%, 11/01/2040
556,057
625,000
(AG) 5.00%, 11/01/2041
688,768
500,000
(AG) 5.00%, 11/01/2042
543,787
Providence Public Building Auth, RI, Rev,
1,000,000
(AG) 5.00%, 09/15/2037
1,131,261
The accompanying notes are an integral part of these financial statements.
 
32
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Rhode Island - 2.1% - (continued)
$  665,000
(AG) 5.00%, 09/15/2038
$746,615
Rhode Island Health & Educational Building
Corp., RI, Rev
880,000
5.00%, 05/15/2031(1)
966,744
1,250,000
(BAM), (ST AID WITHHLDG) 5.00%,
05/15/2032
1,422,912
585,000
(BAM), (ST AID WITHHLDG) 5.00%,
05/15/2034
679,908
670,000
(AG) 5.00%, 07/01/2038
726,943
215,000
(AG) 5.63%, 07/01/2065
220,301
Rhode Island Student Loan Auth, RI, Rev
400,000
5.00%, 12/01/2027
414,212
765,000
5.00%, 12/01/2028
806,451
950,000
5.00%, 12/01/2029
1,017,099
465,000
5.00%, 12/01/2031
502,774
1,750,000
5.00%, 12/01/2032
1,895,236
1,800,000
5.00%, 12/01/2033
1,954,966
 
14,274,034
South Carolina - 1.1%
785,000
Patriots Energy Group Financing Agency, SC,
Rev 5.25%, 02/01/2054(2)
847,723
South Carolina Jobs-Economic Dev Auth, SC,
Rev
945,000
4.00%, 12/01/2030
953,128
1,500,000
5.00%, 11/01/2036
1,706,689
345,000
5.00%, 11/01/2037
389,227
South Carolina Public Service Auth, SC, Rev
500,000
4.00%, 12/01/2034
516,659
625,000
4.00%, 12/01/2038
635,198
South Carolina State Housing Finance & Dev
Auth, SC, Rev
1,065,000
5.75%, 01/01/2054
1,165,979
1,420,000
(FHLMC), (FNMA), (GNMA) 6.50%,
07/01/2055
1,636,042
 
7,850,645
South Dakota - 1.1%
2,215,000
South Dakota Health & Educational Facs Auth,
SD, Rev 5.00%, 11/01/2052(2)
2,383,045
South Dakota Housing Dev Auth, SD, Rev
255,000
4.50%, 11/01/2048
257,991
240,000
(FHLMC), (FNMA), (GNMA) 6.00%,
05/01/2054
256,078
3,835,000
(FHLMC), (FNMA), (GNMA) 6.25%,
05/01/2056
4,410,263
 
7,307,377
Tennessee - 0.7%
Metropolitan Government Nashville & Davidson
County Health & Educational Facs Board,
TN, Rev
515,000
5.00%, 05/01/2035
577,995
195,000
5.00%, 05/01/2038
212,783
Tennessee Energy Acquisition Corp., TN, Rev
590,000
5.00%, 02/01/2027
597,150
3,000,000
5.00%, 11/01/2034
3,260,877
40,000
Tennessee Housing Dev Agency, TN, Rev
4.00%, 01/01/2049
40,324
 
4,689,129
Texas - 11.2%
1,380,000
Allen Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/15/2035
1,601,317
160,000
Austin-Bergstrom Landhost Enterprises, Inc.,
TX, Rev 5.00%, 10/01/2029
164,645
Boerne Independent School Dist, TX, GO,
1,045,000
(PSF-GTD) 3.13%, 02/01/2053(2)
1,049,244
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Texas - 11.2% - (continued)
$  225,000
(PSF-GTD) 4.00%, 02/01/2054(2)
$230,678
Brazos Higher Education Auth, Inc., TX, Rev
2,500,000
5.00%, 04/01/2031
2,689,593
1,300,000
5.00%, 04/01/2033
1,405,079
2,000,000
5.00%, 04/01/2034
2,171,598
Central Texas Regional Mobility Auth, TX, Rev
1,425,000
4.00%, 01/01/2035
1,486,066
505,000
4.00%, 01/01/2036
523,298
1,490,000
5.00%, 01/01/2046
1,534,493
City of Austin Airport System, TX, Rev
1,025,000
5.00%, 11/15/2032
1,151,910
500,000
5.00%, 11/15/2039
536,512
City of Dallas Hotel Occupancy Tax, TX, Rev
1,535,000
4.00%, 08/15/2033
1,540,830
100,000
4.00%, 08/15/2034
100,326
535,000
City of Dallas, TX, GO 5.00%, 02/15/2028
549,739
City of San Antonio Electric & Gas Systems,
TX, Rev
1,235,000
2.90%, 02/01/2055(1)(2)
1,235,732
2,010,000
3.08%, 02/01/2055(2)
2,027,727
245,000
5.00%, 02/01/2039
277,421
Clifton Higher Education Finance Corp., TX,
Rev,
425,000
(PSF-GTD) 5.00%, 04/01/2035
480,914
350,000
(PSF-GTD) 5.00%, 04/01/2036
391,463
975,000
(PSF-GTD) 5.00%, 08/15/2036
1,077,442
400,000
County of Fort Bend Toll Road, TX, Rev, (AG)
5.00%, 03/01/2034
464,445
Dallas Fort Worth International Airport, TX, Rev
1,500,000
5.00%, 11/01/2031
1,673,013
6,500,000
5.00%, 11/01/2032
7,325,376
1,000,000
East Montgomery County Improvement Dist
Sales Tax, TX, Rev, (AG) 5.00%, 08/15/2035
1,147,564
1,735,000
El Paso County Hospital Dist, TX, GO, (AG)
5.00%, 02/15/2035
2,001,627
2,645,000
El Paso Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 08/15/2036(1)
3,008,395
1,350,000
Fort Bend Independent School Dist, TX, GO,
(PSF-GTD) 3.80%, 08/01/2055(2)
1,386,063
450,000
Harris County Industrial Dev Corp., TX, Rev
4.05%, 11/01/2050(2)
464,832
Harris County-Houston Sports Auth, TX, Rev,
1,510,000
(AG) 5.00%, 11/15/2032
1,697,750
1,780,000
(AG) 5.00%, 11/15/2033
2,020,358
400,000
Hidalgo County Regional Mobility Auth, TX, Rev
5.00%, 12/01/2030
430,393
825,000
Hutto Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 08/01/2036
938,481
800,000
Leander Independent School Dist, TX, GO,
(PSF-GTD) 0.00%, 08/15/2027(4)
769,036
New Hope Cultural Education Facs Finance
Corp., TX, Rev
675,000
4.25%, 10/01/2030
675,317
550,000
5.00%, 11/01/2046
457,341
1,410,000
North East Texas Regional Mobility Auth, TX,
Rev 5.00%, 01/01/2037
1,592,542
Northside Independent School Dist, TX, GO,
1,250,000
(PSF-GTD) 2.00%, 06/01/2052(2)
1,240,115
2,500,000
(PSF-GTD) 3.55%, 06/01/2050(2)
2,549,908
Northwest Independent School Dist, TX, GO,
1,420,000
(PSF-GTD) 5.00%, 02/15/2040
1,605,074
475,000
(PSF-GTD) 5.00%, 02/15/2041
531,490
2,000,000
San Antonio Water System, TX, Rev 1.00%,
05/01/2043(2)
1,972,171
500,000
Southwest Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/01/2036
556,226
5,600,000
State of Texas, TX, GO 2.40%, 12/01/2050(2)
5,600,000
The accompanying notes are an integral part of these financial statements.
 
33
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Texas - 11.2% - (continued)
$  1,290,000
Tarrant County Cultural Education Facs Finance
Corp., TX, Rev 5.00%, 11/15/2051(2)
$1,457,935
Texas Department of Housing & Community
Affairs, TX, Rev,
1,250,000
(GNMA) 2.25%, 07/01/2041
970,931
2,125,000
(GNMA) 3.00%, 03/01/2050
1,631,161
1,430,000
(GNMA) 3.63%, 09/01/2044
1,316,466
5,900,000
Texas Municipal Gas Acquisition & Supply Corp.
V, TX, Rev 5.00%, 01/01/2055(2)
6,383,555
2,000,000
Texas Municipal Gas Acquisition & Supply Corp.
VI, TX, Rev 5.00%, 01/01/2036
2,167,963
500,000
Texas Public Finance Auth, TX, Rev 4.00%,
02/01/2034
512,390
200,000
Texas Transportation Commission State
Highway 249 System, TX, Rev 0.00%,
08/01/2038(4)
115,421
Uptown Dev Auth, TX, Tax Allocation
220,000
4.00%, 09/01/2032
220,684
250,000
4.00%, 09/01/2035
245,405
 
77,355,455
Utah - 1.4%
590,000
County of Salt Lake, UT, Rev, (AMBAC) 5.13%,
02/15/2033
599,962
Downtown Revitalization Public Infrastructure
Dist, UT, Rev,
1,000,000
(AG) 5.00%, 06/01/2035
1,162,533
1,000,000
(AG) 5.00%, 06/01/2036
1,155,911
500,000
Mida Cormont Public Infrastructure Dist, UT, GO
0.00%, 06/01/2055(3)(5)
426,343
Mida Mountain Village Public Infrastructure Dist,
UT, Tax Allocation
2,930,000
5.13%, 06/15/2054(3)
2,879,165
3,000,000
6.00%, 06/15/2054(3)
3,071,718
 
9,295,632
Virginia - 1.8%
1,325,000
Arlington County Industrial Dev Auth, VA, Rev
5.00%, 07/01/2053(2)
1,456,096
5,160,000
County of Fairfax, VA, GO, (ST AID
WITHHLDG) 5.00%, 10/01/2026
5,251,614
750,000
Henrico County Economic Dev Auth, VA, Rev
5.00%, 10/01/2047
757,607
620,000
Virginia Beach Dev Auth, VA, Rev 5.38%,
09/01/2029
627,161
Virginia Small Business Financing Auth, VA, Rev
1,000,000
4.00%, 01/01/2033
1,029,080
1,100,000
4.00%, 07/01/2034
1,125,108
1,000,000
4.00%, 01/01/2036
1,010,798
835,000
5.00%, 07/01/2035
898,286
350,000
5.00%, 12/31/2047
350,267
 
12,506,017
Washington - 3.1%
185,000
King County Housing Auth, WA, Rev 5.38%,
07/01/2045
194,089
5,180,000
Port of Seattle, WA, GO 5.00%, 01/01/2033
5,304,030
Port of Seattle, WA, Rev
1,600,000
5.25%, 07/01/2039
1,805,446
595,000
5.25%, 07/01/2041
661,241
1,450,000
Seattle Housing Auth, WA, Rev 5.00%,
12/01/2029
1,535,599
Washington Health Care Facs Auth, WA, Rev
1,500,000
4.00%, 08/01/2044
1,373,718
2,040,000
5.00%, 09/01/2037
2,315,834
1,200,000
5.00%, 09/01/2038
1,350,369
1,500,000
5.00%, 09/01/2039
1,672,494
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 93.3% - (continued)
Washington - 3.1% - (continued)
$  1,725,000
5.00%, 10/01/2042
$1,726,188
Washington State Housing Finance
Commission, WA, Rev
500,000
5.00%, 01/01/2031(3)
505,493
3,105,000
(BAM) 5.00%, 07/01/2045(3)
3,122,144
 
21,566,645
West Virginia - 0.4%
County of Ohio Special District Excise Tax, WV,
Rev,
550,000
(AG) 5.00%, 06/01/2031
604,086
500,000
(AG) 5.00%, 06/01/2032
552,881
500,000
(AG) 5.00%, 06/01/2033
554,955
500,000
(AG) 5.00%, 06/01/2034
561,196
690,000
West Virginia Economic Dev Auth, WV, Rev
4.63%, 04/15/2055(2)
705,624
 
2,978,742
Wisconsin - 3.8%
Public Finance Auth, WI, Rev
505,000
4.00%, 10/01/2041
496,132
835,000
4.00%, 10/01/2046(2)
861,867
170,000
(AG) 4.00%, 07/01/2050
149,678
1,500,000
5.00%, 06/01/2031
1,656,223
625,000
5.00%, 06/01/2032
697,255
1,000,000
(AG) 5.00%, 07/01/2036
1,035,750
510,000
5.00%, 12/15/2039(3)
518,615
750,000
5.00%, 10/01/2043(3)
750,707
465,000
5.00%, 10/01/2044
472,544
400,000
5.00%, 12/15/2044(3)
383,724
2,680,000
5.25%, 11/15/2055
2,714,840
2,035,000
5.25%, 11/15/2061
2,052,527
750,000
5.50%, 06/15/2055
754,420
1,640,000
6.50%, 06/30/2060
1,810,530
University of Wisconsin Hospitals & Clinics, WI,
Rev
310,000
4.00%, 04/01/2035
322,739
220,000
4.00%, 04/01/2039
223,633
650,000
5.00%, 04/01/2037
741,416
265,000
5.00%, 04/01/2038
300,381
120,000
Wisconsin Center Dist, WI, Rev, (AG) 0.00%,
12/15/2029(4)
107,931
Wisconsin Health & Educational Facs Auth, WI,
Rev
1,000,000
5.00%, 08/15/2035
1,148,048
1,550,000
5.00%, 11/01/2035
1,727,771
1,500,000
5.00%, 08/15/2036
1,704,185
840,000
5.00%, 11/01/2039
852,142
680,000
5.75%, 08/15/2059
698,622
Wisconsin Housing & Economic Dev Auth Home
Ownership, WI, Rev,
875,000
(FHLMC), (FNMA), (GNMA) 5.50%,
09/01/2031
993,884
1,495,000
(FHLMC), (FNMA), (GNMA) 6.00%,
09/01/2054
1,626,584
910,000
(FHLMC), (FNMA), (GNMA) 6.00%,
03/01/2055
992,541
 
25,794,689
Wyoming - 0.0%
265,000
Wyoming Community Dev Auth, WY, Rev 6.00%,
12/01/2054
290,174
Total Municipal Bonds
(cost $633,703,914)
$643,232,923
The accompanying notes are an integral part of these financial statements.
 
34
Hartford Municipal Opportunities ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 0.2%
Mortgage-Backed Agencies - 0.2%
Federal Home Loan Mortgage Corp. - 0.2%
$  1,125,000
3.15%, 10/15/2036
$1,027,763
Total U.S. Government Agencies
(cost $1,142,375)
$1,027,763
Total Long-Term Investments
(cost $634,846,289)
$644,260,686
SHORT-TERM INVESTMENTS - 1.5%
Repurchase Agreements - 1.5%
10,384,530
Fixed Income Clearing Corp. Repurchase
Agreement dated 01/30/2026 at 3.66%,
due on 02/02/2026 with a maturity value of
$10,387,697; collateralized by
U.S. Treasury Note at 3.75%, maturing
06/30/2027, with a market value of
$10,592,405
$10,384,530
Total Short-Term Investments
(cost $10,384,530)
$10,384,530
Total Investments
(cost $645,230,819)
95.0
%
$654,645,216
Other Assets and Liabilities
5.0
%
34,599,914
Net Assets
100.0
%
$689,245,130
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
(1)
This security, or a portion of this security, was purchased on a when-issued,
delayed-delivery or delayed-draw basis. The cost of these securities was
$13,026,235 at January 31, 2026.
(2)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
(3)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of these securities was
$26,193,315, representing 3.8% of net assets.
(4)
Security is a zero-coupon bond.
(5)
Security is a “step-up” bond where coupon increases or steps up at a
predetermined date. Rate shown is current coupon rate.
†
See Significant Accounting Policies of accompanying Notes to Financial
Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Municipal Bonds 
$643,232,923
$—
$643,232,923
$—
U.S. Government Agencies 
1,027,763
—
1,027,763
—
Short-Term Investments 
10,384,530
—
10,384,530
—
Total
$654,645,216
$—
$654,645,216
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
The accompanying notes are an integral part of these financial statements.
 
35
Hartford Quality Value ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
COMMON STOCKS - 98.9%
Automobiles & Components - 0.7%
54,675
Gentex Corp.
$1,258,072
Banks - 7.4%
72,316
Bank of America Corp.
3,847,211
38,716
Bank of Nova Scotia
2,892,860
5,961
East West Bancorp, Inc.
682,177
28,815
Huntington Bancshares, Inc.
503,686
80,290
Truist Financial Corp.
4,128,512
11,252
Wells Fargo & Co.
1,018,193
 
13,072,639
Capital Goods - 10.6%
1,892
General Dynamics Corp.
664,262
8,245
Hubbell, Inc.
4,023,065
7,390
Lockheed Martin Corp.
4,686,886
30,398
Masco Corp.
2,009,004
22,796
Otis Worldwide Corp.
1,947,234
8,120
Vertiv Holdings Co. Class A
1,511,782
16,852
Westinghouse Air Brake Technologies Corp.
3,878,319
 
18,720,552
Consumer Discretionary Distribution & Retail - 4.1%
9,673
Amazon.com, Inc.*
2,314,749
15,021
Lowe's Cos., Inc.
4,011,508
6,405
TJX Cos., Inc.
959,533
 
7,285,790
Consumer Durables & Apparel - 0.9%
12,205
Tapestry, Inc.
1,548,937
Consumer Services - 0.6%
4,132
Expedia Group, Inc.
1,094,319
Consumer Staples Distribution & Retail - 1.6%
33,170
Sysco Corp.
2,781,305
Energy - 5.8%
19,198
ConocoPhillips
2,001,008
105,441
Coterra Energy, Inc.
3,041,973
20,024
EQT Corp.
1,155,985
10,378
TotalEnergies SE(1)
751,367
48,886
Williams Cos., Inc.
3,288,072
 
10,238,405
Equity Real Estate Investment Trusts (REITs) - 4.3%
3,527
American Tower Corp. REIT
632,320
7,031
AvalonBay Communities, Inc. REIT
1,249,198
5,438
Public Storage REIT
1,501,921
21,728
Simon Property Group, Inc. REIT
4,156,784
 
7,540,223
Financial Services - 7.0%
1,579
American Express Co.
556,077
1,210
Blackrock, Inc.
1,353,918
23,503
Intercontinental Exchange, Inc.
4,084,351
5,286
Morgan Stanley
966,281
3,809
S&P Global, Inc.
2,010,352
10,533
Visa, Inc. Class A
3,389,835
 
12,360,814
Food, Beverage & Tobacco - 4.0%
42,874
General Mills, Inc.
1,983,351
376
Magnum Ice Cream Co. NV*
6,674
28,141
Philip Morris International, Inc.
5,049,621
 
7,039,646
Health Care Equipment & Services - 4.1%
8,832
Humana, Inc.
1,724,006
7,688
Labcorp Holdings, Inc.
2,087,446
11,758
UnitedHealth Group, Inc.
3,373,723
 
7,185,175
Shares or Principal Amount
Market Value†
COMMON STOCKS - 98.9% - (continued)
Household & Personal Products - 2.6%
68,039
Unilever PLC ADR(1)
$4,651,146
Insurance - 3.9%
32,708
American International Group, Inc.
2,449,175
13,625
Marsh & McLennan Cos., Inc.
2,564,089
22,817
MetLife, Inc.
1,799,805
 
6,813,069
Materials - 3.2%
45,791
Amcor PLC
2,026,252
9,278
Avery Dennison Corp.
1,721,162
27,511
BHP Group Ltd. ADR(1)
1,890,831
 
5,638,245
Media & Entertainment - 8.3%
31,629
Alphabet, Inc. Class A
10,690,602
29,056
Omnicom Group, Inc.
2,238,474
15,934
Walt Disney Co.
1,797,355
 
14,726,431
Pharmaceuticals, Biotechnology & Life Sciences - 8.5%
6,686
AbbVie, Inc.
1,491,045
13,829
AstraZeneca PLC ADR
1,282,916
9,755
Danaher Corp.
2,135,272
23,619
Gilead Sciences, Inc.
3,352,717
34,324
Merck & Co., Inc.
3,784,908
111,420
Pfizer, Inc.
2,945,945
 
14,992,803
Semiconductors & Semiconductor Equipment - 5.1%
5,088
Micron Technology, Inc.
2,110,909
14,960
NXP Semiconductors NV
3,383,054
22,701
QUALCOMM, Inc.
3,441,245
 
8,935,208
Software & Services - 3.5%
38,786
Cognizant Technology Solutions Corp. Class A
3,182,779
4,253
Microsoft Corp.
1,830,023
3,241
Roper Technologies, Inc.
1,203,157
 
6,215,959
Technology Hardware & Equipment - 4.3%
40,349
Cisco Systems, Inc.
3,160,134
13,440
Dell Technologies, Inc. Class C
1,538,074
17,744
TD SYNNEX Corp.
2,815,440
 
7,513,648
Transportation - 2.1%
26,675
Delta Air Lines, Inc.
1,757,616
34,487
Knight-Swift Transportation Holdings, Inc.
1,900,233
 
3,657,849
Utilities - 6.3%
20,152
American Electric Power Co., Inc.
2,413,706
17,103
Atmos Energy Corp.
2,844,913
20,965
Duke Energy Corp.
2,544,103
38,855
Sempra
3,380,773
 
11,183,495
Total Common Stocks
(cost $149,586,782)
$174,453,730
The accompanying notes are an integral part of these financial statements.
 
36
Hartford Quality Value ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
SHORT-TERM INVESTMENTS - 1.1%
Securities Lending Collateral - 1.1%
1,880,107
State Street Navigator Securities Lending
Government Money Market Portfolio, 3.66%(2)
$1,880,107
Total Short-Term Investments
(cost $1,880,107)
$1,880,107
Total Investments
(cost $151,466,889)
100.0
%
$176,333,837
Other Assets and Liabilities
(0.0
)%
(10,198
)
Net Assets
100.0
%
$176,323,639
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
*
Non-income producing.
(1)
Represents entire or partial securities on loan. See Note 8 in the accompanying
Notes to Financial Statements for securities lending information.
(2)
Current yield as of period end.
†
See Significant Accounting Policies of accompanying Notes to Financial
Statements regarding valuation of investments.
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Common Stocks 
$174,453,730
$174,453,730
$—
$—
Short-Term Investments 
1,880,107
1,880,107
—
—
Total
$176,333,837
$176,333,837
$—
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
The accompanying notes are an integral part of these financial statements.
 
37
Hartford Schroders Tax-Aware Bond ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4%
Alabama - 6.9%
$  4,475,000
Alabama Housing Finance Auth, AL, Rev,
(FHLMC), (FNMA), (GNMA) 5.50%,
04/01/2056
$4,904,068
Black Belt Energy Gas Dist, AL, Rev
2,680,000
4.00%, 06/01/2051(1)
2,741,618
2,140,000
5.00%, 12/01/2035
2,309,697
685,000
5.25%, 12/01/2053(1)
738,588
635,000
Energy Southeast A Cooperative Dist, AL, Rev
5.25%, 07/01/2054(1)
688,949
Southeast Energy Auth A Cooperative Dist, AL,
Rev
4,665,000
5.00%, 10/01/2030
5,064,822
4,505,000
5.00%, 05/01/2055(1)
4,816,919
480,000
Town of Pike Road, AL, GO 5.00%, 03/01/2052
492,417
 
21,757,078
Arizona - 0.2%
435,000
Industrial Dev Auth of the City of Tucson, AZ,
Rev, (FNMA) 4.63%, 06/01/2044
440,321
Arkansas - 2.3%
Arkansas Dev Finance Auth, AR, Rev,
3,105,000
(FHLMC), (FNMA), (GNMA) 5.00%,
07/01/2054
3,291,719
950,000
(FHLMC), (FNMA), (GNMA) 5.00%,
01/01/2055
1,014,109
2,515,000
(FHLMC), (FNMA), (GNMA) 5.50%,
01/01/2056
2,760,805
 
7,066,633
California - 1.2%
210,000
California Community Choice Financing Auth,
CA, Rev 5.00%, 02/01/2054(1)
224,310
2,330,000
California Infrastructure & Economic Dev Bank,
CA, Rev 5.25%, 07/01/2054
2,357,177
1,245,000
Golden State Tobacco Securitization Corp., CA,
Rev, (ST APPROP) 3.00%, 06/01/2046
1,136,040
50,000
Washington Township Health Care Dist, CA,
GO, (AG) 4.50%, 08/01/2053
49,743
 
3,767,270
Colorado - 1.6%
50,000
City & County of Denver Airport System, CO,
Rev 5.25%, 11/15/2053
52,452
3,050,000
City & County of Denver, CO, Rev, (FNMA)
4.70%, 10/01/2042
3,261,318
535,000
City of Colorado Springs Utilities System, CO,
Rev 4.00%, 11/15/2051
489,014
1,225,000
Colorado Educational & Cultural Facs Auth, CO,
Rev, (BAM) 4.25%, 07/01/2054
1,081,497
240,000
Colorado Housing & Finance Auth, CO, Rev,
(FHLMC), (FNMA), (GNMA) 3.50%,
05/01/2050
240,232
 
5,124,513
Connecticut - 0.4%
50,000
Connecticut Housing Finance Auth, CT, Rev,
(FHLMC), (FNMA), (GNMA) 4.25%,
05/15/2042
50,509
1,145,000
Waterbury Housing Auth, CT, Rev, (HUD),
(FHLMC) 4.50%, 02/01/2042
1,167,261
 
1,217,770
District of Columbia - 0.8%
2,000,000
Dist of Columbia Housing Finance Agency, DC,
Rev, (FNMA) 4.88%, 09/01/2045
2,057,956
340,000
Metropolitan Washington Airports Auth, Dulles
Toll Road, DC, Rev 5.00%, 10/01/2034
361,586
 
2,419,542
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4% - (continued)
Florida - 3.7%
$  2,745,000
County of Broward Convention Center Hotel,
FL, Rev 4.00%, 01/01/2051
$2,527,013
410,000
Florida Dev Finance Corp., FL, Rev 5.25%,
08/01/2055
414,340
Florida Housing Finance Corp., FL, Rev,
30,000
(FHLMC), (FNMA), (GNMA) 3.00%,
07/01/2051
29,769
500,000
(FHLMC), (FNMA), (GNMA) 3.00%,
07/01/2052
494,903
3,160,000
3.15%, 01/01/2044(1)
3,173,012
220,000
(FHLMC), (FNMA), (GNMA) 3.50%,
07/01/2051
221,012
50,000
(FHLMC), (FNMA), (GNMA) 4.00%,
07/01/2049
50,216
1,865,000
Miami-Dade County Housing Finance Auth, FL,
Rev, (FNMA), (HUD) 4.88%, 03/01/2046
1,871,569
2,675,000
Orange County Health Facs Auth, FL, Rev
5.25%, 10/01/2056
2,769,562
 
11,551,396
Georgia - 4.5%
Main Street Natural Gas, Inc., GA, Rev
485,000
4.00%, 05/01/2052(1)
494,167
1,525,000
5.00%, 12/01/2053(1)
1,633,545
615,000
5.00%, 05/01/2054(1)
664,853
5,535,000
5.00%, 05/01/2055(1)
5,961,382
1,165,000
5.00%, 06/01/2055(1)
1,258,009
3,835,000
Municipal Electric Auth of Georgia, GA, Rev,
(BAM) 5.25%, 01/01/2054
3,976,249
 
13,988,205
Hawaii - 0.2%
640,000
State of Hawaii Airports System, HI, Rev
5.00%, 07/01/2049
678,715
Idaho - 0.9%
3,095,000
Idaho Housing & Finance Association, ID, Rev
4.00%, 08/15/2050
2,884,514
Illinois - 1.4%
1,940,000
Chicago O'Hare International Airport, IL, Rev
5.50%, 01/01/2059
2,055,229
Illinois Housing Dev Auth, IL, Rev
105,000
2.80%, 04/01/2029(1)(2)
105,026
300,000
(FHLMC), (FNMA), (GNMA) 3.00%,
10/01/2051
297,004
315,000
3.15%, 08/01/2029(1)
316,535
395,000
(FHLMC), (FNMA), (GNMA) 4.00%,
10/01/2049
398,662
30,000
(FHLMC), (FNMA), (GNMA) 4.50%,
10/01/2048
30,397
1,255,000
Metropolitan Pier & Exposition Auth, IL, Rev
5.00%, 06/15/2053
1,241,710
 
4,444,563
Indiana - 0.8%
1,305,000
Indiana Finance Auth, IN, Rev 5.50%,
10/01/2055
1,382,340
Indiana Housing & Community Dev Auth, IN,
Rev,
505,000
(FHLMC), (FNMA), (GNMA) 3.00%,
07/01/2050
500,329
25,000
(GNMA) 4.00%, 07/01/2048
25,183
705,000
Indianapolis Local Public Improvement Bond
Bank, IN, Rev 5.00%, 01/01/2053
717,060
 
2,624,912
The accompanying notes are an integral part of these financial statements.
 
38
Hartford Schroders Tax-Aware Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4% - (continued)
Iowa - 0.2%
Iowa Finance Auth, IA, Rev,
$  570,000
(FHLMC), (FNMA), (GNMA) 3.00%,
01/01/2047
$564,206
145,000
(FHLMC), (FNMA), (GNMA) 3.25%,
07/01/2050
144,615
15,000
(FHLMC), (FNMA), (GNMA) 4.00%,
07/01/2048
15,104
 
723,925
Kentucky - 2.3%
Kentucky Public Energy Auth, KY, Rev
2,510,000
5.00%, 01/01/2055(1)
2,704,188
2,285,000
5.25%, 04/01/2054(1)
2,469,517
1,955,000
5.25%, 06/01/2055(1)
2,080,242
 
7,253,947
Louisiana - 0.8%
5,000
Louisiana Housing Corp., LA, Rev 4.50%,
12/01/2047
5,054
1,385,000
Louisiana Local Government Environmental
Facs & Community Dev Auth, LA, Rev 2.50%,
04/01/2036
1,216,171
1,255,000
Louisiana Stadium & Exposition Dist, LA, Rev
5.25%, 07/01/2053
1,294,409
 
2,515,634
Maryland - 0.8%
2,650,000
Maryland Community Dev Administration, MD,
Rev, (FNMA) 4.35%, 02/01/2044
2,597,529
Massachusetts - 0.0%
120,000
Commonwealth of Massachusetts, MA, GO
3.00%, 02/01/2048
92,271
Michigan - 0.7%
700,000
Cedar Springs Public School Dist, MI, GO,
(Q-SBLF) 4.50%, 05/01/2049
695,821
770,000
Ferndale Public Schools, MI, GO, (Q-SBLF)
5.00%, 05/01/2053
799,168
Grosse Ile Township School Dist, MI, GO,
90,000
(Q-SBLF) 5.00%, 05/01/2049
93,108
625,000
(Q-SBLF) 5.00%, 05/01/2052
643,203
30,000
Michigan State Housing Dev Auth, MI, Rev
3.75%, 06/01/2050
30,158
 
2,261,458
Mississippi - 0.6%
Mississippi Home Corp., MS, Rev,
115,000
(FHLMC), (FNMA), (GNMA) 3.25%,
12/01/2050
114,917
1,595,000
(FNMA), (HUD) 4.55%, 04/01/2042
1,633,156
 
1,748,073
Missouri - 1.7%
Missouri Housing Dev Commission, MO, Rev,
415,000
(FHLMC), (FNMA), (GNMA) 3.00%,
05/01/2052
411,032
260,000
(FHLMC), (FNMA), (GNMA) 3.25%,
05/01/2051
258,993
100,000
(FHLMC), (FNMA), (GNMA) 3.50%,
11/01/2050
100,116
125,000
(FHLMC), (FNMA), (GNMA) 3.88%,
05/01/2050
125,879
50,000
(FHLMC), (FNMA), (GNMA) 4.25%,
05/01/2049
50,469
40,000
(FHLMC), (FNMA), (GNMA) 4.75%,
05/01/2049
40,659
2,345,000
Missouri Joint Municipal Electric Utility
Commission, MO, Rev 5.25%, 01/01/2056
2,444,209
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4% - (continued)
Missouri - 1.7% - (continued)
$  385,000
St. Charles County Francis Howell R-III School
Dist, MO, GO 2.00%, 03/01/2037
$317,764
1,571,613
St. Charles County Industrial Dev Auth, MO,
Rev, (FNMA), (HUD) 4.65%, 04/01/2043
1,622,921
 
5,372,042
Nevada - 0.5%
Nevada Housing Division, NV, Rev,
570,000
(FHLMC), (FNMA), (GNMA) 4.00%,
04/01/2049
575,516
50,000
(FHLMC), (FNMA), (GNMA) 4.00%,
10/01/2049
50,490
950,000
Reno-Tahoe Airport Auth, NV, Rev 5.25%,
07/01/2054
990,956
 
1,616,962
New Jersey - 0.6%
1,705,000
New Jersey Housing & Mortgage Finance
Agency, NJ, Rev, (FNMA) 4.55%, 05/01/2041
1,789,134
New Mexico - 5.0%
New Mexico Mortgage Finance Auth, NM, Rev,
485,000
(FHLMC), (FNMA), (GNMA) 3.00%,
01/01/2051
480,328
1,225,000
(FHLMC), (FNMA), (GNMA) 3.00%,
01/01/2052
1,211,354
615,000
(FHLMC), (FNMA), (GNMA) 4.00%,
01/01/2050
621,865
1,565,000
(FHLMC), (FNMA), (GNMA) 4.25%,
03/01/2053
1,607,772
7,965,000
(FHLMC), (FNMA), (GNMA) 5.50%,
09/01/2055
8,696,083
2,975,000
New Mexico Municipal Energy Acquisition Auth,
NM, Rev 5.00%, 06/01/2054(1)
3,172,704
 
15,790,106
New York - 5.1%
1,130,000
City of New York, NY, GO 4.00%, 04/01/2050
1,024,408
1,500,000
New York City Municipal Water Finance Auth,
NY, Rev 4.00%, 06/15/2054
1,344,540
225,000
New York City Transitional Finance Auth, Future
Tax Secured, NY, Rev 4.38%, 05/01/2053
217,287
2,000,000
New York Power Auth, NY, Rev 4.00%,
11/15/2054
1,792,821
New York State Dormitory Auth, NY, Rev
950,000
3.00%, 03/15/2038
886,136
5,000,000
4.00%, 05/01/2054
4,384,303
2,630,000
New York State Housing Finance Agency, NY,
Rev, (FHLMC) 3.57%, 05/01/2042(1)
2,687,799
Triborough Bridge & Tunnel Auth Sales Tax, NY,
Rev
1,560,000
5.00%, 05/15/2053
1,604,291
1,365,000
5.25%, 05/15/2064
1,421,202
605,000
Triborough Bridge & Tunnel Auth, NY, Rev
4.50%, 05/15/2052
594,533
 
15,957,320
North Carolina - 0.6%
Raleigh Housing Auth, NC, Rev
120,000
4.40%, 12/01/2043
120,859
1,680,000
(FNMA) 4.50%, 02/01/2043
1,707,265
 
1,828,124
Ohio - 2.1%
880,000
Columbus-Franklin County Finance Auth, OH,
Rev, (FNMA) 4.82%, 11/01/2043
929,890
Ohio Housing Finance Agency, OH, Rev
2,600,000
3.15%, 01/01/2044(1)
2,616,307
The accompanying notes are an integral part of these financial statements.
 
39
Hartford Schroders Tax-Aware Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4% - (continued)
Ohio - 2.1% - (continued)
$  640,000
(FHLMC), (FNMA), (GNMA) 3.25%,
03/01/2050
$638,063
20,000
(FHLMC), (FNMA), (GNMA) 4.50%,
09/01/2048
20,222
415,000
(FNMA), (HUD) 4.55%, 04/01/2041
435,984
295,000
Ohio Turnpike & Infrastructure Commission, OH,
Rev 0.00%, 02/15/2041(3)
166,481
1,840,000
Pickerington Local School Dist, OH, GO 5.00%,
12/01/2053
1,884,876
 
6,691,823
Oregon - 1.6%
5,000,000
Astoria Hospital Facs Auth, OR, Rev 5.25%,
08/01/2054
4,988,269
Pennsylvania - 1.3%
460,000
Allegheny County Airport Auth, PA, Rev, (AG)
5.25%, 01/01/2053
479,318
3,500,000
Philadelphia Gas Works Co., PA, Rev, (AG)
5.25%, 08/01/2054
3,664,582
 
4,143,900
Rhode Island - 0.5%
Rhode Island Health & Educational Building
Corp., RI, Rev,
875,000
(ST AID WITHHLDG) 4.13%, 05/15/2054
817,457
630,000
5.25%, 05/15/2054
633,875
 
1,451,332
South Carolina - 2.0%
3,135,000
Patriots Energy Group Financing Agency, SC,
Rev 5.25%, 10/01/2054(1)
3,371,938
1,435,000
South Carolina Jobs-Economic Dev Auth, SC,
Rev 5.25%, 11/01/2054
1,513,554
475,000
South Carolina Public Service Auth, SC, Rev,
(AG) 5.00%, 12/01/2055
490,088
870,000
South Carolina State Housing Finance & Dev
Auth, SC, Rev, (FNMA) 4.80%, 05/01/2043
916,677
45,000
Tobacco Settlement Management Auth, SC, Rev
6.38%, 05/15/2030
51,248
 
6,343,505
Tennessee - 2.8%
960,000
Chattanooga Health Educational & Housing
Facility Board, TN, Rev 5.25%, 12/01/2054
981,965
2,735,000
Cleveland Health & Educational Facs Board,
TN, Rev 5.25%, 08/15/2054
2,868,463
515,000
County of Putnam, TN, GO 2.00%, 04/01/2037
425,171
425,000
Knox County Health Educational & Housing
Facility Board, TN, Rev, (FNMA) 4.63%,
12/01/2043
438,026
Metropolitan Government Nashville & Davidson
County Health & Educational Facs Board,
TN, Rev,
1,805,000
(FNMA) 4.60%, 12/01/2044
1,822,726
10,000
(NPFG) 4.88%, 11/01/2028
10,393
305,000
Metropolitan Nashville Airport Auth, TN, Rev
5.00%, 07/01/2052
311,786
1,795,000
Tennergy Corp., TN, Rev 4.00%, 12/01/2051(1)
1,828,514
25,000
Tennessee Housing Dev Agency, TN, Rev
4.50%, 07/01/2049
25,361
 
8,712,405
Texas - 20.8%
415,000
Alvarado Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2052
379,306
Arlington Higher Education Finance Corp., TX,
Rev,
2,000,000
(PSF-GTD) 4.13%, 08/15/2054
1,804,768
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4% - (continued)
Texas - 20.8% - (continued)
$  700,000
(PSF-GTD) 4.25%, 12/01/2048
$666,229
200,000
(PSF-GTD) 4.25%, 12/01/2053
186,501
680,000
(PSF-GTD) 5.00%, 08/15/2033
727,112
200,000
(PSF-GTD) 5.00%, 08/15/2048
207,039
1,840,000
Azle Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2054
1,675,575
Bexar County Hospital Dist, TX, GO
635,000
4.25%, 02/15/2052
589,892
1,405,000
4.25%, 02/15/2053
1,298,913
1,235,000
Bullard Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2052
1,134,068
1,290,000
Chapel Hill Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/15/2048
1,343,242
755,000
City of Dallas Housing Finance Corp., TX, Rev
4.63%, 10/01/2043
778,676
390,000
City of Georgetown Utility System, TX, Rev,
(BAM) 5.25%, 08/15/2053
405,204
790,000
Cleburne Independent School Dist, TX, GO,
(PSF-GTD) 3.00%, 02/15/2046
622,352
Clifton Higher Education Finance Corp., TX,
Rev,
545,000
(PSF-GTD) 4.25%, 04/01/2053
509,987
765,000
(PSF-GTD) 4.25%, 08/15/2053
715,122
765,000
College of the Mainland, TX, GO 4.00%,
08/15/2049
689,186
1,190,000
Columbia-Brazoria Independent School Dist,
TX, GO, (PSF-GTD) 4.00%, 02/01/2053
1,082,347
250,000
Community Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/15/2053
256,278
2,000,000
County of Harris Toll Road, TX, Rev 5.25%,
08/15/2054
2,116,794
505,000
County of Harris, TX, GO 5.00%, 10/01/2038
519,653
4,635,000
Crowley Independent School Dist, TX, GO,
(PSF-GTD) 4.25%, 02/01/2054
4,396,492
540,000
Dallas Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2053
494,199
375,000
Donna Independent School Dist, TX, GO,
(PSF-GTD) 4.13%, 02/15/2053
348,241
1,135,000
Forney Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 08/15/2053
1,035,333
Georgetown Independent School Dist, TX, GO,
690,000
(PSF-GTD) 2.50%, 08/15/2037
615,961
970,000
(PSF-GTD) 5.00%, 02/15/2054
1,002,495
1,535,000
Humble Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2054
1,395,572
6,505,000
Judson Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/01/2053
6,771,184
1,085,000
Katy Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2053
991,398
930,000
Kaufman Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/15/2054
956,731
Lamar Consolidated Independent School Dist,
TX, GO,
365,000
(PSF-GTD) 3.00%, 02/15/2051
270,566
1,090,000
(PSF-GTD) 4.00%, 02/15/2048
990,006
590,000
Lockhart Independent School Dist, TX, GO,
(PSF-GTD) 4.13%, 08/01/2053
549,760
McGregor Independent School Dist, TX, GO,
580,000
(PSF-GTD) 5.00%, 02/15/2049
604,587
4,720,000
(PSF-GTD) 5.00%, 02/15/2054
4,874,904
115,000
Montgomery Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2053
104,912
580,000
Navarro Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2054
527,317
4,210,000
New Caney Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2054
3,827,596
The accompanying notes are an integral part of these financial statements.
 
40
Hartford Schroders Tax-Aware Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 82.4% - (continued)
Texas - 20.8% - (continued)
$  20,000
Newark Higher Education Finance Corp., TX,
Rev, (PSF-GTD) 5.00%, 08/15/2052
$20,364
990,000
Northside Independent School Dist, TX, GO,
(PSF-GTD) 4.13%, 08/15/2053
922,355
1,250,000
Pewitt Consolidated Independent School Dist,
TX, GO, (PSF-GTD) 4.00%, 02/15/2053
1,142,163
575,000
Prosper Independent School Dist, TX, GO,
(PSF-GTD) 4.00%, 02/15/2053
520,420
655,000
Splendora Independent School Dist, TX, GO,
(PSF-GTD) 5.00%, 02/15/2054
675,017
Texas Department of Housing & Community
Affairs, TX, Rev,
465,000
(GNMA) 3.00%, 01/01/2052
459,983
215,000
(GNMA) 3.50%, 03/01/2051
215,397
65,000
(GNMA) 4.00%, 03/01/2050
66,183
35,000
(GNMA) 4.75%, 03/01/2049
35,380
3,720,000
(GNMA) 5.75%, 01/01/2056
4,133,783
6,120,000
Texas Municipal Gas Acquisition & Supply Corp.
V, TX, Rev 5.00%, 01/01/2055(1)
6,621,586
2,065,000
Texas Transportation Commission State
Highway 249 System, TX, Rev 5.25%,
10/01/2055
2,186,591
285,000
Texas Water Dev Board, TX, Rev 4.80%,
10/15/2052
288,307
440,000
White Settlement Independent School Dist, TX,
GO, (PSF-GTD) 4.13%, 08/15/2052
408,588
 
65,161,615
Utah - 1.9%
5,705,000
County of Iron Sales Tax, UT, Rev 5.00%,
10/01/2059
5,866,854
Virginia - 5.0%
FHLMC Multifamily VRD Certificates, VA, Rev
8,523,481
4.53%, 11/25/2042(1)
8,304,248
6,905,129
(FHLMC) 4.76%, 08/25/2041(1)
7,080,935
365,000
Hampton Roads Transportation Accountability
Commission, VA, Rev 4.00%, 07/01/2052
329,649
 
15,714,832
Washington - 0.0%
60,000
Washington State Housing Finance
Commission, WA, Rev 4.00%, 12/01/2048
60,501
Wisconsin - 0.6%
1,870,000
Public Finance Auth, WI, Rev, (FHLMC) 4.10%,
09/25/2039
1,876,925
Wyoming - 0.0%
30,000
Wyoming Community Dev Auth, WY, Rev 4.00%,
06/01/2043
30,225
Total Municipal Bonds
(cost $261,632,079)
$258,554,143
U.S. GOVERNMENT AGENCIES - 4.2%
Mortgage-Backed Agencies - 4.2%
Federal Home Loan Mortgage Corp. - 4.2%
4,128,095
4.05%, 08/01/2040
$4,012,898
9,161,843
4.70%, 04/25/2042(1)(4)
9,170,966
Total U.S. Government Agencies
(cost $13,346,567)
$13,183,864
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT SECURITIES - 0.3%
U.S. Treasury Securities - 0.3%
U.S. Treasury Notes - 0.3%
$  861,000
4.00%, 11/15/2035
$843,377
Total U.S. Government Securities
(cost $845,697)
$843,377
Total Long-Term Investments
(cost $275,824,343)
$272,581,384
SHORT-TERM INVESTMENTS - 11.8%
U.S. Treasury Securities - 11.8%
U.S. Treasury Bills - 11.8%
37,300,000
3.56%, 04/16/2026(5)
$37,028,415
Total Short-Term Investments
(cost $37,027,440)
$37,028,415
Total Investments
(cost $312,851,783)
98.7
%
$309,609,799
Other Assets and Liabilities
1.3
%
3,962,592
Net Assets
100.0
%
$313,572,391
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
(1)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
(2)
This security, or a portion of this security, was purchased on a when-issued,
delayed-delivery or delayed-draw basis. The cost of this security was $105,000 at
January 31, 2026.
(3)
Security is a zero-coupon bond.
(4)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of this security was
$9,170,966, representing 2.9% of net assets.
(5)
The rate shown represents current yield to maturity.
†
See Significant Accounting Policies of accompanying Notes to Financial
Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
 
41
Hartford Schroders Tax-Aware Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Municipal Bonds 
$258,554,143
$—
$258,554,143
$—
U.S. Government Agencies 
13,183,864
—
13,183,864
—
U.S. Government Securities 
843,377
—
843,377
—
Short-Term Investments 
37,028,415
—
37,028,415
—
Total
$309,609,799
$—
$309,609,799
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
The accompanying notes are an integral part of these financial statements.
 
42
Hartford Strategic Income ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 16.8%
Asset-Backed - Automobile - 2.5%
$  548,670
Ally Auto Receivables Trust 3.45%,
06/15/2027
$548,564
598,373
Ally Bank Auto Credit-Linked Notes
6.94%, 06/15/2033(1)
600,490
1,130,000
AmeriCredit Automobile Receivables Trust
5.57%, 03/20/2028
1,139,517
407,575
Avid Automobile Receivables Trust 7.80%,
07/15/2032
409,908
Avis Budget Rental Car Funding
AESOP LLC
1,500,000
7.31%, 06/20/2029(1)
1,540,581
100,000
7.32%, 02/20/2028(1)
101,248
100,000
7.35%, 04/20/2028(1)
101,320
1,035,000
7.59%, 04/20/2029(1)
1,067,881
183,193
Bridgecrest Lending Auto Securitization
Trust 4.72%, 09/15/2028
183,502
630,000
Enterprise Fleet Financing LLC 5.06%,
03/20/2031(1)
644,078
1,145,000
Exeter Automobile Receivables Trust
4.67%, 08/15/2028
1,146,505
180,000
Exeter Select Automobile Receivables
Trust 6.87%, 02/15/2033(1)
176,508
GM Financial Consumer Automobile
Receivables Trust
980,000
3.77%, 03/16/2029
980,255
205,000
4.73%, 08/16/2030
208,875
216,667
Hertz Vehicle Financing III LLC 9.13%,
06/25/2027(1)
218,356
Hertz Vehicle Financing LLC
250,000
5.16%, 06/26/2028(1)
246,985
358,000
6.78%, 09/25/2028(1)
360,261
150,000
Prestige Auto Receivables Trust 6.75%,
11/17/2031(1)
142,756
Santander Bank Auto Credit-Linked Notes
725,000
7.34%, 01/16/2034(1)
726,559
500,207
10.17%, 06/15/2032(1)
515,816
44,676
Securitized Term Auto Receivables Trust
6.75%, 07/25/2031(1)
45,680
514,177
SFS Auto Receivables Securitization Trust
5.33%, 11/20/2029(1)
520,184
2,460,000
Toyota Auto Receivables Owner Trust
3.80%, 12/15/2028
2,460,934
456,007
Wheels Fleet Lease Funding 1 LLC
4.80%, 09/19/2039(1)
460,764
 
14,547,527
Asset-Backed - Home Equity - 0.1%
250,000
Point Securitization Trust 7.00%,
09/25/2055(1)(2)
248,175
Commercial Mortgage-Backed Securities - 3.7%
130,000
280 Park Avenue Mortgage Trust 6.09%,
09/15/2034, 1 mo. USD Term SOFR +
2.42%(1)(3)
128,863
95,000
ALA Trust 6.77%, 06/15/2040, 1 mo. USD
Term SOFR + 3.09%(1)(3)
95,512
605,000
ARZ Trust 8.27%, 06/11/2039(1)
627,664
640,000
BAMLL Commercial Mortgage Securities
Trust 3.72%, 11/05/2032(1)(3)
591,323
220,000
BOCA Commercial Mortgage Trust 6.18%,
12/15/2042, 1 mo. USD Term SOFR +
2.50%(1)(3)
221,375
BPR Trust
30,000
5.85%, 11/05/2041(1)(3)
28,957
370,000
8.34%, 10/05/2038(1)(3)
382,970
555,000
BX Trust 7.63%, 12/15/2042, 1 mo. USD
Term SOFR + 3.95%(1)(3)
559,604
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 16.8% -
(continued)
Commercial Mortgage-Backed Securities - 3.7% - (continued)
$  75,000
Citigroup Commercial Mortgage Trust
3.00%, 11/15/2049(1)
$58,640
Commercial Mortgage Trust
1,327,000
4.43%, 02/10/2048(1)(3)
1,220,853
314,000
7.93%, 12/10/2041(1)(3)
317,557
60,000
CSAIL Commercial Mortgage Trust
4.13%, 08/15/2048(3)
54,751
DC Trust
200,000
8.48%, 04/13/2040(1)(3)
199,011
85,000
10.31%, 04/13/2040(1)(3)
84,731
Extended Stay America Trust
645,000
7.42%, 02/15/2043, 1 mo. USD Term
SOFR + 3.75%(1)(3)
651,450
745,000
7.78%, 10/15/2042, 1 mo. USD Term
SOFR + 4.10%(1)(3)
754,312
215,000
GS Mortgage Securities Corp. II 7.53%,
03/10/2041(1)(3)
222,461
117,947
GS Mortgage Securities Corp. Trust
2.95%, 11/05/2034(1)
104,855
GS Mortgage Securities Trust
550,260
2.75%, 05/10/2049(1)
478,834
52,661
4.57%, 02/10/2048(1)(3)
50,423
102,438
HIH Trust 7.87%, 10/15/2041, 1 mo. USD
Term SOFR + 4.19%(1)(3)
103,047
HTL Commercial Mortgage Trust
255,000
8.20%, 05/10/2039(1)(3)
260,856
745,000
10.26%, 05/10/2039(1)(3)
768,598
100,000
11.93%, 05/10/2039(1)(3)
102,994
JP Morgan Chase Commercial Mortgage
Securities Trust
800,000
3.61%, 12/15/2047(1)(3)
749,000
320,660
4.97%, 12/15/2046(1)(3)
303,026
JPMBB Commercial Mortgage Securities
Trust
205,000
3.78%, 10/15/2048(1)(3)
187,175
275,000
4.04%, 09/15/2047(1)(3)
251,873
240,000
4.12%, 11/15/2047(3)
226,920
610,000
4.51%, 09/15/2047(3)
576,450
465,000
JPMDB Commercial Mortgage Securities
Trust 3.99%, 06/15/2049(3)
418,914
1,410,000
MAD Commercial Mortgage Trust 6.57%,
10/15/2042(1)(3)
1,440,708
Morgan Stanley Bank of America Merrill
Lynch Trust
800,000
3.79%, 05/15/2046(1)(3)
735,694
267,000
4.17%, 11/15/2052(3)
235,725
125,000
Morgan Stanley Capital I Trust 3.91%,
09/09/2032(1)
117,350
270,000
NYC Commercial Mortgage Trust 7.22%,
02/15/2042, 1 mo. USD Term SOFR +
3.54%(1)(3)
269,699
750,000
RFR Trust 7.27%, 03/11/2041(1)(3)
773,657
1,510,000
ROCK Trust 8.82%, 11/13/2041(1)
1,605,252
140,000
TEXAS Commercial Mortgage Trust
6.77%, 04/15/2042, 1 mo. USD Term
SOFR + 3.09%(1)(3)
140,700
Wells Fargo Commercial Mortgage Trust
625,000
4.41%, 10/15/2049(3)
584,505
1,645,000
4.88%, 01/15/2059(3)
1,487,919
195,000
Willowbrook Mall 6.08%, 03/05/2035(1)(3)
187,059
325,000
Worldwide Plaza Trust 3.53%,
11/10/2036(1)
265,037
X-Caliber Funding LLC
560,000
6.67%, 06/17/2030, 1 mo. USD Term
SOFR + 2.97%(1)(3)
560,125
The accompanying notes are an integral part of these financial statements.
 
43
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 16.8% -
(continued)
Commercial Mortgage-Backed Securities - 3.7% - (continued)
$  1,900,000
6.80%, 12/06/2028, 1 mo. USD Term
SOFR + 3.15%(1)(3)(4)
$1,900,000
100,000
8.25%, 01/15/2028, 1 mo. USD Term
SOFR + 4.25%(1)(3)
100,469
 
21,186,898
Other Asset-Backed Securities - 5.1%
Affirm Asset Securitization Trust
850,000
7.35%, 09/15/2029(1)
854,687
850,000
9.17%, 02/15/2029(1)
852,616
150,000
AGL CLO 16 Ltd. 8.32%, 01/20/2035,
3 mo. USD Term SOFR + 4.65%(1)(3)
137,403
100,000
AMSR Trust 3.66%, 06/17/2042(1)
89,107
305,000
Apidos CLO LIII Ltd. 10.10%, 07/20/2038,
3 mo. USD Term SOFR + 6.43%(1)(3)
313,072
Avtech Equipment Receivables
Funding LLC
750,000
5.67%, 02/15/2033(1)
749,907
1,035,000
7.71%, 02/15/2033(1)
1,034,807
1,515,000
Bain Capital Credit CLO Ltd. 10.02%,
01/24/2037, 3 mo. USD Term SOFR +
6.35%(1)(3)
1,515,315
345,000
Ballyrock CLO 29 Ltd. 3.68%,
07/25/2038(1)(3)
250,973
305,000
Battalion CLO XV Ltd. 6.92%, 01/17/2033,
3 mo. USD Term SOFR + 3.25%(1)(3)
295,706
430,000
Carlyle Global Market Strategies CLO Ltd.
9.92%, 04/20/2034, 3 mo. USD Term
SOFR + 6.25%(1)(3)
430,073
525,000
Carlyle U.S. CLO Ltd. 11.23%,
07/20/2037, 3 mo. USD Term SOFR +
7.56%(1)(3)
530,889
144,282
ECAF I Ltd. 4.95%, 06/15/2040(1)
133,822
1,300,000
Elmwood CLO 20 Ltd. 8.43%, 01/20/2039,
3 mo. USD Term SOFR + 4.75%(1)(3)
1,300,000
450,000
Galaxy XXII CLO Ltd. 8.93%, 04/16/2034,
3 mo. USD Term SOFR + 5.25%(1)(3)
450,628
22,447
HINNT LLC 8.00%, 03/15/2043(1)
22,055
Home Re Ltd.
1,245,000
7.08%, 01/25/2036, 30 day USD SOFR
Average + 2.60%(1)(3)
1,251,599
950,000
7.93%, 01/25/2036, 30 day USD SOFR
Average + 3.20%(1)(3)
953,289
110,604
8.30%, 10/25/2033, 30 day USD SOFR
Average + 4.60%(1)(3)
112,959
117,504
9.20%, 10/25/2034, 30 day USD SOFR
Average + 5.50%(1)(3)
120,749
148,214
Horizon Aircraft Finance III Ltd. 4.46%,
11/15/2039(1)
138,579
1,500,000
Invesco CLO Ltd. 6.83%, 07/15/2034,
3 mo. USD Term SOFR + 3.16%(1)(3)
1,500,018
1,792,000
Kubota Credit Owner Trust 5.19%,
05/15/2030(1)
1,839,850
1,500,000
Madison Park Funding XXIX Ltd. 6.57%,
03/25/2038, 3 mo. USD Term SOFR +
2.90%(1)(3)
1,503,996
265,000
Magnetite LII Ltd. 3.68%, 01/25/2039(1)(3)
239,026
3,032,233
MMAF Equipment Finance LLC 5.54%,
12/13/2029(1)
3,070,053
750,000
Neuberger Berman Loan Advisers CLO 27
Ltd. 6.77%, 07/15/2038, 3 mo. USD
Term SOFR + 3.10%(1)(3)
753,107
500,000
NMEF Funding LLC 7.66%, 01/18/2033(1)
509,552
250,000
OCP CLO Ltd. 8.07%, 07/20/2037, 3 mo.
USD Term SOFR + 4.40%(1)(3)
250,999
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 16.8% -
(continued)
Other Asset-Backed Securities - 5.1% - (continued)
$  2,100,000
OneMain Financial Issuance Trust 3.14%,
10/14/2036(1)
$2,071,797
Palmer Square CLO Ltd.
1,500,000
6.12%, 04/20/2038, 3 mo. USD Term
SOFR + 2.45%(1)(3)
1,504,680
1,505,000
8.08%, 04/20/2039, 3 mo. USD Term
SOFR + 4.40%(1)(3)
1,507,101
270,000
10.61%, 04/18/2037, 3 mo. USD Term
SOFR + 6.94%(1)(3)
269,319
135,000
PEAC Solutions Receivables LLC 5.04%,
07/20/2032(1)
137,536
510,000
Rad CLO 12 Ltd. 10.32%, 07/30/2040,
3 mo. USD Term SOFR + 6.65%(1)(3)
511,644
505,000
Southwick Park CLO LLC 9.92%,
07/20/2032, 3 mo. USD Term SOFR +
6.25%(1)(3)
499,331
100,000
Tricon Residential Trust 4.13%,
07/17/2038(1)
99,104
1,295,000
Trimaran CAVU Ltd. 9.08%, 01/20/2039,
3 mo. USD Term SOFR + 5.40%(1)(3)
1,296,807
25,000
VB-S1 Issuer LLC 8.87%, 05/15/2054(1)
25,858
290,000
Whetstone Park CLO Ltd. 10.08%,
01/20/2035, 3 mo. USD Term SOFR +
6.41%(1)(3)
283,198
 
29,411,211
Whole Loan Collateral CMO - 5.4%
Angel Oak Mortgage Trust
50,000
2.48%, 05/25/2066(1)(3)
38,461
135,000
4.09%, 01/25/2067(1)(3)
114,303
1,460,000
CHNGE Mortgage Trust 5.82%,
06/25/2067(1)(2)
1,455,465
1,530,000
CSMC Trust 4.46%, 05/25/2065(1)(3)
1,439,326
Federal National Mortgage Association
Connecticut Avenue Securities Trust
15,000
7.60%, 07/25/2043, 30 day USD SOFR
Average + 3.90%(1)(3)
15,843
800,000
9.20%, 12/25/2041, 30 day USD SOFR
Average + 5.50%(1)(3)
826,309
2,080,000
9.70%, 10/25/2041, 30 day USD SOFR
Average + 6.00%(1)(3)
2,145,166
1,330,000
9.70%, 12/25/2041, 30 day USD SOFR
Average + 6.00%(1)(3)
1,380,120
560,000
9.90%, 11/25/2041, 30 day USD SOFR
Average + 6.20%(1)(3)
578,140
1,639,000
10.70%, 04/25/2042, 30 day USD
SOFR Average + 7.00%(1)(3)
1,746,863
3,822,909
13.06%, 11/25/2039, 30 day USD
SOFR Average + 9.36%(1)(3)
4,035,898
1,100,000
13.20%, 03/25/2042, 30 day USD
SOFR Average + 9.50%(1)(3)
1,193,073
1,000,000
13.55%, 03/25/2042, 30 day USD
SOFR Average + 9.85%(1)(3)
1,093,368
575,000
14.30%, 05/25/2042, 30 day USD
SOFR Average + 10.60%(1)(3)
639,553
24,347
15.56%, 08/25/2028, 30 day USD
SOFR Average + 11.86%(3)
24,500
1,181,834
15.70%, 06/25/2042, 30 day USD
SOFR Average + 12.00%(1)(3)
1,341,106
Imperial Fund Mortgage Trust
650,000
4.08%, 02/25/2067(1)(3)
515,162
390,000
4.10%, 01/25/2057(1)(3)
317,130
1,150,000
4.41%, 05/25/2067(1)(3)
970,133
Pretium Mortgage Credit Partners LLC
912,000
3.85%, 09/25/2069(1)(2)
810,355
298,000
4.15%, 01/25/2070(1)(2)
263,851
The accompanying notes are an integral part of these financial statements.
 
44
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 16.8% -
(continued)
Whole Loan Collateral CMO - 5.4% - (continued)
$  445,000
6.41%, 02/25/2056(1)(2)
$445,120
440,000
6.54%, 01/25/2056(1)(2)
440,006
550,000
6.78%, 12/25/2055(1)(2)
550,592
327,000
6.78%, 12/25/2055(1)(2)
326,366
390,000
6.90%, 11/25/2055(1)(2)
389,824
150,000
7.02%, 10/25/2055(1)(2)
149,720
320,000
7.26%, 10/25/2055(1)(2)
319,998
240,000
7.51%, 08/25/2055(1)(2)
240,663
155,000
7.99%, 08/25/2055(1)(2)
155,533
160,000
8.23%, 03/25/2055(1)(2)
160,286
165,000
8.35%, 07/25/2055(1)(2)
165,574
100,000
8.59%, 12/25/2054(1)(2)
100,056
145,000
8.72%, 05/25/2055(1)(2)
146,004
765,000
8.84%, 04/25/2055(1)(2)
768,274
175,000
8.96%, 10/25/2054(1)(2)
175,238
PRPM LLC
255,000
3.00%, 05/25/2055(1)(2)
230,467
1,100,000
7.20%, 10/25/2030(1)(2)
1,100,089
100,000
7.45%, 08/25/2030(1)(2)
100,273
145,000
8.47%, 04/25/2030(1)(2)
144,743
100,000
8.60%, 11/25/2029(1)(2)
100,094
100,000
8.84%, 11/25/2029(1)(2)
99,953
605,000
9.56%, 05/25/2030(1)(2)
605,397
430,000
RCO IX Mortgage LLC 9.13%,
04/25/2030(1)(2)
429,674
100,000
RCO VIII Mortgage LLC 8.84%,
05/25/2030(1)(2)
99,964
310,000
SG Residential Mortgage Trust 3.97%,
03/27/2062(1)(3)
224,974
1,555,000
Spruce Hill Mortgage Loan Trust 3.83%,
01/28/2050(1)(3)
1,509,943
135,000
Verus Securitization Trust 3.04%,
09/25/2066(1)(3)
99,705
452,489
VOLT CII LLC 8.21%, 08/25/2051(1)(2)
452,553
293,943
VOLT CVI LLC 9.44%, 12/26/2051(1)(2)
294,331
 
30,969,539
Total Asset-Backed & Commercial
Mortgage-Backed Securities
(cost $96,150,032)
$96,363,350
CONVERTIBLE BONDS - 6.5%
Auto Manufacturers - 0.1%
Rivian Automotive, Inc.
505,000
3.63%, 10/15/2030
$476,923
39,000
4.63%, 03/15/2029
41,120
 
518,043
Biotechnology - 0.6%
365,000
Alnylam Pharmaceuticals, Inc. 0.00%,
09/15/2028(1)(5)
340,307
270,000
BioMarin Pharmaceutical, Inc. 1.25%,
05/15/2027
261,469
Bridgebio Pharma, Inc.
109,000
0.75%, 02/01/2033(1)
111,180
195,000
1.75%, 03/01/2031(1)
338,812
Cytokinetics, Inc.
325,000
1.75%, 10/01/2031(1)
410,109
210,000
3.50%, 07/01/2027
301,219
279,000
Immunocore Holdings PLC 2.50%,
02/01/2030
250,415
Ionis Pharmaceuticals, Inc.
717,000
0.00%, 12/01/2030(1)(5)
792,349
287,000
1.75%, 06/15/2028
470,613
 
3,276,473
Shares or Principal Amount
Market Value†
CONVERTIBLE BONDS - 6.5% - (continued)
Chemicals - 0.2%
$  1,400,000
Sasol Financing USA LLC 4.50%,
11/08/2027(6)
$1,350,300
Commercial Banks - 0.1%
EUR 
      800,000
Mitsubishi UFJ Investor Services &
Banking Luxembourg SA 6.55%,
12/15/2050, 3 mo. EURIBOR +
4.50%(3)
646,173
Commercial Services - 0.1%
$ 30,000
Block, Inc. 0.25%, 11/01/2027
27,810
208,000
Global Payments, Inc. 1.50%, 03/01/2031
183,976
EUR 
100,000
Nexi SpA 1.75%, 04/24/2027(6)
116,223
 
328,009
Diversified Financial Services - 0.1%
Coinbase Global, Inc.
$ 763,000
0.00%, 10/01/2032(1)(5)
646,572
119,000
0.25%, 04/01/2030
115,891
 
762,463
Electric - 0.6%
910,000
PG&E Corp. 4.25%, 12/01/2027
924,105
555,000
PPL Capital Funding, Inc. 3.00%,
12/01/2030(1)
561,962
921,000
Southern Co. 3.25%, 06/15/2028(1)
921,461
WEC Energy Group, Inc.
82,000
3.38%, 06/01/2028(1)
83,927
942,000
4.38%, 06/01/2029
1,128,868
 
3,620,323
Energy-Alternate Sources - 0.1%
729,000
Enphase Energy, Inc. 0.00%,
03/01/2028(5)
646,987
30,000
Stem, Inc. 0.50%, 12/01/2028(1)
11,997
 
658,984
Healthcare - Products - 0.4%
485,000
Integer Holdings Corp. 1.88%,
03/15/2030(1)
461,720
689,000
Lantheus Holdings, Inc. 2.63%,
12/15/2027
787,527
759,000
Merit Medical Systems, Inc. 3.00%,
02/01/2029(1)
877,025
200,000
Qiagen NV 2.50%, 09/10/2031(6)
232,429
110,000
Tempus AI, Inc. 0.75%, 07/15/2030(1)
119,186
 
2,477,887
Home Builders - 0.2%
1,341,000
Meritage Homes Corp. 1.75%, 05/15/2028
1,360,787
Insurance - 0.1%
HKD 
2,000,000
China Pacific Insurance Group Co. Ltd.
0.00%, 09/18/2030(5)(6)
289,896
Internet - 0.4%
Alibaba Group Holding Ltd.
$ 590,000
0.00%, 09/15/2032(5)(6)
660,071
45,000
0.50%, 06/01/2031
78,840
1,061,000
DoorDash, Inc. 0.00%, 05/15/2030(1)(5)
1,061,530
175,000
JD.com, Inc. 0.25%, 06/01/2029
175,875
247,000
Uber Technologies, Inc. 0.88%,
12/01/2028
316,415
207,000
Wix.com Ltd. 0.00%, 09/15/2030(1)(5)
182,367
 
2,475,098
Investment Company Security - 0.3%
848,000
HAT Holdings I LLC/HAT Holdings II LLC
3.75%, 08/15/2028(1)
1,148,531
IREN Ltd.
65,000
0.00%, 07/01/2031(1)(5)
59,963
The accompanying notes are an integral part of these financial statements.
 
45
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CONVERTIBLE BONDS - 6.5% - (continued)
Investment Company Security - 0.3% - (continued)
$  220,000
1.00%, 06/01/2033(1)
$269,390
290,000
Terawulf, Inc. 0.00%, 05/01/2032(1)(5)
272,774
 
1,750,658
IT Services - 0.4%
200,000
CyberArk Software Ltd. 0.00%,
06/15/2030(1)(5)
210,500
20,000
Lumentum Holdings, Inc. 1.50%,
12/15/2029
112,970
830,000
Parsons Corp. 2.63%, 03/01/2029
888,335
49,000
Seagate HDD Cayman 3.50%, 06/01/2028
243,015
Super Micro Computer, Inc.
587,000
0.00%, 06/15/2030(1)(5)
506,455
53,000
3.50%, 03/01/2029
48,368
284,000
Zscaler, Inc. 0.00%, 07/15/2028(1)(5)
264,022
 
2,273,665
Leisure Time - 0.3%
NCL Corp. Ltd.
653,000
0.75%, 09/15/2030(1)
635,453
822,000
0.88%, 04/15/2030(1)
909,132
 
1,544,585
Lodging - 0.3%
1,600,000
Wynn Macau Ltd. 4.50%, 03/07/2029(1)
1,619,997
Machinery - Construction & Mining - 0.0%
88,000
BWX Technologies, Inc. 0.00%,
11/01/2030(1)(5)
90,728
Miscellaneous Manufacturing - 0.1%
555,000
JBT Marel Corp. 0.38%, 09/15/2030(1)
595,237
Oil & Gas Services - 0.1%
195,000
Solaris Energy Infrastructure, Inc. 0.25%,
10/01/2031
239,948
Pharmaceuticals - 0.2%
200,000
Jazz Investments I Ltd. 3.13%,
09/15/2030(7)
260,400
688,000
Zoetis, Inc. 0.25%, 06/15/2029(1)
703,480
 
963,880
Real Estate - 0.0%
208,000
Compass, Inc. 0.25%, 04/15/2031(1)
223,861
Real Estate Investment Trusts - 0.6%
1,506,000
Boston Properties LP 2.00%,
10/01/2030(1)
1,429,947
1,000,000
Federal Realty OP LP 3.25%,
01/15/2029(1)
1,007,500
265,000
Realty Income Corp. 3.50%, 01/15/2029(1)
269,382
Rexford Industrial Realty LP
618,000
4.13%, 03/15/2029(1)
621,028
138,000
4.38%, 03/15/2027(1)
138,069
 
3,465,926
Semiconductors - 0.3%
665,000
ON Semiconductor Corp. 0.50%,
03/01/2029
649,559
Semtech Corp.
859,000
0.00%, 10/15/2030(1)(5)
966,234
19,000
1.63%, 11/01/2027
41,572
 
1,657,365
Software - 0.8%
Cloudflare, Inc.
40,000
0.00%, 08/15/2026(5)
43,928
1,185,000
0.00%, 06/15/2030(1)(5)
1,247,923
1,140,000
Datadog, Inc. 0.00%, 12/01/2029(5)
1,121,190
Shares or Principal Amount
Market Value†
CONVERTIBLE BONDS - 6.5% - (continued)
Software - 0.8% - (continued)
$  722,000
Guidewire Software, Inc. 1.25%,
11/01/2029
$698,174
1,120,000
Nutanix, Inc. 0.50%, 12/15/2029
1,018,080
134,000
Snowflake, Inc. 0.00%, 10/01/2029(5)
188,538
15,000
Tyler Technologies, Inc. 0.25%,
03/15/2026
14,910
423,000
Unity Software, Inc. 0.00%,
03/15/2030(1)(5)
475,362
 
4,808,105
Telecommunications - 0.1%
372,000
AST SpaceMobile, Inc. 2.00%,
01/15/2036(1)
506,738
Total Convertible Bonds
(cost $36,931,823)
$37,505,129
CORPORATE BONDS - 31.4%
Advertising - 0.0%
60,000
Neptune Bidco U.S., Inc. 9.50%,
02/15/2033(1)
$61,096
Aerospace & Defense - 0.0%
20,000
Goat Holdco LLC 6.75%, 02/01/2032(1)
20,540
Agriculture - 0.2%
53,000
BAT Capital Corp. 5.63%, 08/15/2035(7)
55,038
MHP Lux SA
825,000
6.25%, 09/19/2029(6)
750,240
430,000
10.50%, 07/28/2029(1)
442,479
 
1,247,757
Airlines - 0.1%
340,000
JetBlue Airways Corp./JetBlue Loyalty LP
9.88%, 09/20/2031(1)
341,485
25,000
OneSky Flight LLC 8.88%, 12/15/2029(1)
26,731
VistaJet Malta Finance PLC/Vista
Management Holding, Inc.
150,000
6.38%, 02/01/2030(1)(7)
142,315
225,000
9.50%, 06/01/2028(1)
234,075
 
744,606
Apparel - 0.1%
210,809
Beach Acquisition Bidco LLC 10.00%,
07/15/2033(1)(8)
231,962
419,000
Champ Acquisition Corp. 8.38%,
12/01/2031(1)
446,743
 
678,705
Auto Manufacturers - 0.1%
25,000
Ford Motor Co. 3.25%, 02/12/2032
22,208
350,000
General Motors Financial Co., Inc. 5.70%,
09/30/2030, (5.70% fixed rate until
09/30/2030; 5 yr. USD CMT + 5.00%
thereafter)(3)(7)(9)
351,713
 
373,921
Auto Parts & Equipment - 0.1%
112,000
Clarios Global LP/Clarios U.S. Finance
Co. 6.75%, 09/15/2032(1)
115,923
EUR 
500,000
ZF Europe Finance BV 7.00%,
06/12/2030(6)
634,033
 
749,956
Beverages - 0.0%
$ 205,000
Central American Bottling Corp./CBC
Bottling Holdco SL/Beliv Holdco SL
5.25%, 04/27/2029(6)
203,908
The accompanying notes are an integral part of these financial statements.
 
46
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Biotechnology - 0.2%
$  1,130,000
Biocon Biologics Global PLC 6.67%,
10/09/2029(6)
$1,147,427
200,000
Genmab AS/Genmab Finance LLC 6.25%,
12/15/2032(1)
205,008
 
1,352,435
Chemicals - 1.4%
2,560,000
Celanese U.S. Holdings LLC 7.38%,
02/15/2034(7)
2,605,010
GC Treasury Center Co. Ltd.
695,000
6.50%, 09/10/2030, (6.50% fixed rate
until 09/10/2030; 5 yr. USD CMT +
2.82% thereafter)(3)(6)(9)
701,908
200,000
6.50%, 09/10/2030, (6.50% fixed rate
until 09/10/2030; 5 yr. USD CMT +
2.82% thereafter)(1)(3)(9)
201,988
400,000
7.13%, 03/10/2035, (7.13% fixed rate
until 03/10/2035; 5 yr. USD CMT +
3.16% thereafter)(1)(3)(9)
410,444
810,000
Hanwha Totalenergies Petrochemical Co.
Ltd. 5.50%, 07/18/2029(6)
793,271
3,958,000
Tronox, Inc. 4.63%, 03/15/2029(1)(7)
3,042,248
 
7,754,869
Commercial Banks - 4.1%
Abanca Corp. Bancaria SA
EUR 
200,000
4.63%, 12/11/2036, (4.63% fixed rate
until 12/11/2031; 5 yr. EURIBOR ICE
Swap + 2.45% thereafter)(3)(6)
247,069
200,000
6.13%, 09/19/2031, (6.13% fixed rate
until 09/19/2031; 5 yr. EURIBOR ICE
Swap + 3.89% thereafter)(3)(6)(9)
245,492
AIB Group PLC
$ 850,000
5.32%, 05/15/2031, (5.32% fixed rate
until 05/15/2030; 6 mo. USD SOFR +
1.65% thereafter)(1)(3)
878,276
EUR 
225,000
6.00%, 07/14/2031, (6.00% fixed rate
until 07/14/2031; 5 yr. EURIBOR ICE
Swap + 3.71% thereafter)(3)(6)(9)
277,116
GBP 
400,000
Aldermore Group PLC 6.00%, 10/01/2035,
(6.00% fixed rate until 10/01/2030; 5 yr.
U.K. Government Bond + 2.02%
thereafter)(3)(6)
551,364
EUR 
500,000
Arbejdernes Landsbank AS 3.63%,
03/05/2030, (3.63% fixed rate until
03/05/2029; 3 mo. EURIBOR + 1.45%
thereafter)(3)
603,439
1,300,000
Banca Transilvania SA 7.13%,
11/27/2030, (7.13% fixed rate until
11/27/2030; 5 yr. EURIBOR ICE Swap
+ 4.78% thereafter)(3)(6)(9)
1,599,129
Banco Santander SA
$ 600,000
4.55%, 11/06/2030
600,503
EUR 
200,000
6.00%, 01/02/2031, (6.00% fixed rate
until 01/02/2031; 5 yr. EURIBOR ICE
Swap + 3.82% thereafter)(3)(6)(9)
248,637
Bank of America Corp.
$ 45,000
2.48%, 09/21/2036, (2.48% fixed rate
until 09/21/2031; 5 yr. USD CMT +
1.20% thereafter)(3)
39,493
32,000
5.52%, 10/25/2035, (5.52% fixed rate
until 10/25/2034; 6 mo. USD SOFR +
1.74% thereafter)(3)
32,659
20,000
6.25%, 07/26/2030, (6.25% fixed rate
until 07/26/2030; 5 yr. USD CMT +
2.35% thereafter)(3)(9)
20,357
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Commercial Banks - 4.1% - (continued)
EUR  
      200,000
Bank of Cyprus Holdings PLC 11.88%,
06/21/2028, (11.88% fixed rate until
06/21/2028; 5 yr. EURIBOR ICE Swap
+ 9.13% thereafter)(3)(6)(9)
$275,609
Bank of New York Mellon Corp.
$ 50,000
3.99%, 06/13/2028, (3.99% fixed rate
until 06/13/2027; 6 mo. USD SOFR +
1.15% thereafter)(3)
50,054
20,000
5.61%, 07/21/2039, (5.61% fixed rate
until 07/21/2034; 6 mo. USD SOFR +
1.77% thereafter)(3)
20,831
40,000
6.32%, 10/25/2029, (6.32% fixed rate
until 10/25/2028; 6 mo. USD SOFR +
1.60% thereafter)(3)
42,368
EUR 
      400,000
Barclays PLC 6.13%, 12/15/2035, (6.13%
fixed rate until 12/15/2035; 5 yr.
EURIBOR ICE Swap + 3.56%
thereafter)(3)(6)(9)
483,712
400,000
BAWAG Group AG 7.25%, 09/18/2029,
(7.25% fixed rate until 09/18/2029; 5 yr.
EURIBOR ICE Swap + 5.05%
thereafter)(3)(6)(9)
510,501
BBVA Mexico SA Institucion De Banca
Multiple Grupo Financiero BBVA
Mexico
$ 418,000
8.13%, 01/08/2039, (8.13% fixed rate
until 01/08/2034; 5 yr. USD CMT +
4.21% thereafter)(3)(6)
456,477
610,000
8.45%, 06/29/2038, (8.45% fixed rate
until 06/29/2033; 5 yr. USD CMT +
4.66% thereafter)(3)(6)
678,243
221,000
BNP Paribas SA 8.50%, 08/14/2028,
(8.50% fixed rate until 08/14/2028; 5 yr.
USD CMT + 4.35% thereafter)(1)(3)(9)
236,645
250,000
BPCE SA 7.00%, 10/19/2034, (7.00%
fixed rate until 10/19/2033; 6 mo. USD
SOFR + 2.59% thereafter)(1)(3)
278,156
EUR 
200,000
CCF Holding SAS 9.25%, 06/12/2029,
(9.25% fixed rate until 06/12/2029; 5 yr.
EUR Swap + 6.63% thereafter)(3)(6)(9)
263,243
500,000
Ceska sporitelna AS 3.74%, 09/09/2032,
(3.74% fixed rate until 09/09/2031; 3
mo. EURIBOR + 1.30% thereafter)(3)(6)
598,018
Citigroup, Inc.
$ 157,000
6.63%, 02/15/2031, (6.63% fixed rate
until 02/15/2031; 5 yr. USD CMT +
3.00% thereafter)(3)(7)(9)
159,869
169,000
7.63%, 11/15/2028, (7.63% fixed rate
until 11/15/2028; 5 yr. USD CMT +
3.21% thereafter)(3)(9)
177,204
EUR 
100,000
CrediaBank SA 9.38%, 01/31/2031,
(9.38% fixed rate until 01/31/2031; 5 yr.
EURIBOR ICE Swap + 7.28%
thereafter)(3)(6)(9)
128,523
Erste Group Bank AG
200,000
6.38%, 04/15/2032, (6.38% fixed rate
until 04/15/2032; 5 yr. EURIBOR ICE
Swap + 4.01% thereafter)(3)(6)(9)
251,909
200,000
7.00%, 04/15/2031, (7.00% fixed rate
until 04/15/2031; 5 yr. EURIBOR ICE
Swap + 4.41% thereafter)(3)(6)(9)
260,445
Eurobank SA
475,000
4.00%, 02/07/2036, (4.00% fixed rate
until 02/07/2035; 1 yr. EURIBOR ICE
Swap + 1.70% thereafter)(3)(6)
570,030
The accompanying notes are an integral part of these financial statements.
 
47
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Commercial Banks - 4.1% - (continued)
EUR  
      200,000
6.25%, 11/10/2033, (6.25% fixed rate
until 11/10/2033; 5 yr. EURIBOR ICE
Swap + 3.79% thereafter)(3)(6)(9)
$238,931
$ 698,000
Freedom Mortgage Corp. 12.25%,
10/01/2030(1)
769,461
Goldman Sachs Group, Inc.
93,000
3.65%, 08/10/2026, (3.65% fixed rate
until 08/10/2026; 5 yr. USD CMT +
2.92% thereafter)(3)(9)
92,165
163,000
7.50%, 02/10/2029, (7.50% fixed rate
until 02/10/2029; 5 yr. USD CMT +
3.16% thereafter)(3)(9)
172,412
Golomt Bank
400,000
11.00%, 05/20/2027(1)
415,506
200,000
11.00%, 05/20/2027(6)
208,014
425,000
HSBC Holdings PLC 4.62%, 11/06/2031,
(4.62% fixed rate until 11/06/2030;
6 mo. USD SOFR + 1.19%
thereafter)(3)
426,797
Ibercaja Banco SA
EUR 
200,000
4.13%, 08/18/2036, (4.13% fixed rate
until 05/18/2031; 5 yr. EURIBOR ICE
Swap + 1.90% thereafter)(3)(6)
242,041
200,000
9.13%, 01/25/2028, (9.13% fixed rate
until 01/25/2028; 5 yr. EUR Swap +
6.83% thereafter)(3)(6)(9)
261,482
Intesa Sanpaolo SpA
$ 425,000
4.20%, 06/01/2032, (4.20% fixed rate
until 06/01/2031; 1 yr. USD CMT +
2.60% thereafter)(1)(3)
407,361
EUR 
200,000
6.38%, 05/26/2033, (6.38% fixed rate
until 05/26/2033; 5 yr. EURIBOR ICE
Swap + 4.04% thereafter)(3)(6)(9)
252,069
$ 200,000
7.80%, 11/28/2053(1)
246,027
425,000
8.25%, 11/21/2033, (8.25% fixed rate
until 11/21/2032; 1 yr. USD CMT +
4.40% thereafter)(1)(3)
504,497
JP Morgan Chase & Co.
16,000
4.51%, 10/22/2028, (4.51% fixed rate
until 10/22/2027; 6 mo. USD SOFR +
0.86% thereafter)(3)
16,148
48,000
5.53%, 11/29/2045, (5.53% fixed rate
until 11/29/2044; 6 mo. USD SOFR +
1.55% thereafter)(3)
48,368
10,000
5.58%, 07/23/2036, (5.58% fixed rate
until 07/23/2035; 6 mo. USD SOFR +
1.64% thereafter)(3)
10,273
EUR 
500,000
Jyske Bank AS 3.50%, 11/19/2031,
(3.50% fixed rate until 11/19/2030; 1 yr.
EURIBOR ICE Swap + 1.27%
thereafter)(3)(6)
601,106
$ 200,000
Lloyds Banking Group PLC 6.75%,
09/27/2031, (6.75% fixed rate until
09/27/2031; 5 yr. USD CMT + 3.15%
thereafter)(3)(7)(9)
208,035
Metro Bank Holdings PLC
GBP 
500,000
12.00%, 04/30/2029, (12.00% fixed rate
until 04/30/2028; 1 yr. U.K.
Government Bond + 7.81%
thereafter)(3)(6)
783,890
525,000
13.88%, 03/26/2030, (13.88% fixed rate
until 03/26/2030; 5 yr. U.K.
Government Bond + 9.57%
thereafter)(3)(6)(9)
849,211
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Commercial Banks - 4.1% - (continued)
EUR  
    1,600,000
Nova Ljubljanska Banka DD 6.50%,
11/26/2030, (6.50% fixed rate until
11/26/2030; 5 yr. EURIBOR ICE Swap
+ 4.08% thereafter)(3)(6)(9)
$1,936,655
200,000
Piraeus Bank SA 6.75%, 12/30/2030,
(6.75% fixed rate until 12/30/2030; 5 yr.
EURIBOR ICE Swap + 4.60%
thereafter)(3)(6)(9)
249,051
Societe Generale SA
$ 200,000
5.38%, 11/18/2030, (5.38% fixed rate
until 11/18/2030; 5 yr. USD CMT +
4.51% thereafter)(3)(6)(9)
194,440
200,000
5.44%, 10/03/2036, (5.44% fixed rate
until 10/03/2035; 6 mo. USD SOFR +
1.73% thereafter)(1)(3)
200,934
EUR 
      200,000
6.13%, 03/17/2032, (6.13% fixed rate
until 03/17/2032; 5 yr. EURIBOR ICE
Swap + 3.78% thereafter)(3)(6)(9)
245,738
$ 200,000
10.00%, 11/14/2028, (10.00% fixed rate
until 11/14/2028; 5 yr. USD CMT +
5.45% thereafter)(1)(3)(9)
222,590
EUR 
300,000
Spar Nord Bank AS 4.13%, 10/01/2030,
(4.13% fixed rate until 10/01/2029; 1 yr.
EURIBOR ICE Swap + 1.85%
thereafter)(3)(6)
367,979
$ 1,926,000
Trade & Development Bank of
Mongolia LLC 8.50%, 12/23/2027(6)
1,926,853
400,000
UBS Group AG 9.25%, 11/13/2033,
(9.25% fixed rate until 11/13/2033; 5 yr.
USD CMT + 4.76% thereafter)(1)(3)(9)
467,832
Unicaja Banco SA
EUR 
100,000
0.25%, 09/25/2029(6)
109,421
200,000
4.88%, 11/18/2026, (4.88% fixed rate
until 11/18/2026; 5 yr. EUR Swap +
5.02% thereafter)(3)(6)(9)
240,574
$ 89,000
Wells Fargo & Co. 3.90%, 03/15/2026,
(3.90% fixed rate until 03/15/2026; 5 yr.
USD CMT + 3.45% thereafter)(3)(9)
88,901
 
23,790,133
Commercial Services - 0.2%
225,000
Avis Budget Car Rental LLC/Avis Budget
Finance, Inc. 8.38%, 06/15/2032(1)
231,464
GBP 
100,000
BCP V Modular Services Finance II PLC
6.13%, 11/30/2028(6)
131,715
$ 59,000
Block, Inc. 3.50%, 06/01/2031
55,175
303,000
Deluxe Corp. 8.13%, 09/15/2029(1)
317,935
13,000
Massachusetts Institute of Technology
5.60%, 07/01/2111
12,860
EUR 
415,000
Verisure Midholding AB 5.25%,
02/15/2029(6)
494,337
 
1,243,486
Construction Materials - 0.4%
Cemex SAB de CV
$ 1,234,000
7.20%, 06/10/2030, (7.20% fixed rate
until 06/10/2030; 5 yr. USD CMT +
3.52% thereafter)(1)(3)(9)
1,293,849
315,000
7.20%, 06/10/2030, (7.20% fixed rate
until 06/10/2030; 5 yr. USD CMT +
3.52% thereafter)(3)(6)(9)
330,278
CP Atlas Buyer, Inc.
172,000
9.75%, 07/15/2030(1)
178,902
The accompanying notes are an integral part of these financial statements.
 
48
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Construction Materials - 0.4% - (continued)
$  444,549
12.75%, 01/15/2031(1)(8)
$409,588
70,000
JH North America Holdings, Inc. 5.88%,
01/31/2031(1)
71,192
 
2,283,809
Diversified Financial Services - 4.4%
317,000
Air Lease Corp. 4.13%, 12/15/2026,
(4.13% fixed rate until 12/15/2026; 5 yr.
USD CMT + 3.15% thereafter)(3)(9)
314,049
57,000
Aircastle Ltd. 5.25%, 06/15/2026, (5.25%
fixed rate until 06/15/2026; 5 yr. USD
CMT + 4.41% thereafter)(1)(3)(9)
56,923
2,445,000
Bread Financial Holdings, Inc. 8.38%,
06/15/2035, (8.38% fixed rate until
06/15/2030; 5 yr. USD CMT + 4.30%
thereafter)(1)(3)(7)
2,509,528
30,000
Credit Acceptance Corp. 9.25%,
12/15/2028(1)
31,436
CrossCountry Intermediate HoldCo LLC
953,000
6.50%, 10/01/2030(1)
967,285
3,633,000
6.75%, 12/01/2032(1)
3,662,869
464,000
EZCORP, Inc. 7.38%, 04/01/2032(1)
494,287
Freedom Mortgage Holdings LLC
296,000
6.88%, 05/01/2031(1)
293,743
207,000
7.88%, 04/01/2033(1)
211,148
1,305,000
8.38%, 04/01/2032(1)
1,365,134
226,000
9.13%, 05/15/2031(1)
238,943
goeasy Ltd.
160,000
6.88%, 05/15/2030(1)
152,171
1,681,000
6.88%, 02/15/2031(1)
1,580,078
311,000
7.38%, 10/01/2030(1)
300,064
280,000
Hightower Holding LLC 6.75%,
04/15/2029(1)
279,615
2,304,000
LFS Topco LLC 8.75%, 07/15/2030(1)
2,315,283
200,000
Midcap Financial Issuer Trust 6.50%,
05/01/2028(1)
200,374
Muangthai Capital PCL
750,000
7.55%, 07/21/2030(1)
777,592
545,000
7.55%, 07/21/2030(6)
565,053
Muthoot Finance Ltd.
580,000
6.38%, 03/02/2030(1)
594,955
260,000
6.38%, 03/02/2030(6)
266,704
270,000
7.13%, 02/14/2028(6)
276,544
2,160,000
Planet Financial Group LLC 10.50%,
12/15/2029(1)
2,244,210
200,000
Rfna LP 7.88%, 02/15/2030(1)
201,466
148,000
Rocket Cos., Inc. 6.38%, 08/01/2033(1)
153,544
810,000
Sammaan Capital Ltd. 7.50%,
10/16/2030(1)
815,917
2,500,000
Stonebriar ABF Issuer LLC 8.13%,
12/15/2030(1)
2,597,100
1,605,000
Velocity Commercial Capital LLC 9.38%,
02/15/2031(1)
1,629,075
 
25,095,090
Electric - 3.3%
475,000
Adani Electricity Mumbai Ltd. 3.95%,
02/12/2030(6)
444,903
830,000
ADM Elektrik Dagitim AS 9.50%,
02/05/2031(1)
830,000
186,702
AES Panama Generation Holdings SRL
4.38%, 05/31/2030(6)
175,873
15,000
American Electric Power Co., Inc. 5.80%,
03/15/2056, (5.80% fixed rate until
12/15/2030; 5 yr. USD CMT + 2.13%
thereafter)(3)
15,003
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Electric - 3.3% - (continued)
$  596,946
Buffalo Energy Mexico Holdings/Buffalo
Energy Infrastructure/Buffalo Energy
7.88%, 02/15/2039(6)
$652,651
Bulgarian Energy Holding EAD
EUR 
    1,049,000
2.45%, 07/22/2028(6)
1,205,880
220,000
4.25%, 06/19/2030(6)
261,213
$ 91,000
CMS Energy Corp. 4.75%, 06/01/2050,
(4.75% fixed rate until 03/01/2030; 5 yr.
USD CMT + 4.12% thereafter)(3)
89,889
1,275,000
Diamond II Ltd. 7.95%, 07/28/2026(1)
1,274,691
Dominion Energy, Inc.
241,000
4.35%, 01/15/2027, (4.35% fixed rate
until 01/15/2027; 5 yr. USD CMT +
3.20% thereafter)(3)(9)
239,270
40,000
4.60%, 05/15/2028
40,498
150,000
6.88%, 02/01/2055, (6.88% fixed rate
until 11/03/2029; 5 yr. USD CMT +
2.39% thereafter)(3)
156,216
10,000
7.00%, 06/01/2054, (7.00% fixed rate
until 03/03/2034; 5 yr. USD CMT +
2.51% thereafter)(3)
10,814
Eastern European Electric Co. BV
EUR 
948,000
6.50%, 05/15/2030(1)
1,185,597
790,000
6.50%, 05/15/2030(6)
987,997
Edison International
$ 261,000
7.88%, 06/15/2054, (7.88% fixed rate
until 03/15/2029; 5 yr. USD CMT +
3.66% thereafter)(3)
271,843
1,418,000
8.13%, 06/15/2053, (8.13% fixed rate
until 03/15/2028; 5 yr. USD CMT +
3.86% thereafter)(3)
1,467,460
442,000
Emera, Inc. 6.75%, 06/15/2076, 3 mo.
USD Term SOFR + 5.44%(3)
445,019
EUR 
625,000
Energo - Pro as 8.00%, 05/27/2030(6)
789,900
Energo-Pro AS
555,000
6.45%, 04/15/2031(6)
656,389
1,240,000
8.00%, 05/27/2030(1)
1,567,161
$ 338,000
EUSHI Finance, Inc. 7.63%, 12/15/2054,
(7.63% fixed rate until 09/15/2029; 5 yr.
USD CMT + 3.14% thereafter)(3)
355,504
GDZ Elektrik Dagitim AS
1,476,000
9.00%, 10/15/2029(1)
1,475,950
1,190,000
9.00%, 10/15/2029(6)
1,190,028
39,505
Johnsonville Aeroderivative Combustion
Turbine Generation LLC 5.08%,
10/01/2054
37,748
1,080,000
Limak Yenilenebilir Enerji AS 9.63%,
08/12/2030(1)
1,070,220
256,000
Sempra 6.38%, 04/01/2056, (6.38% fixed
rate until 01/01/2031; 5 yr. USD CMT +
2.63% thereafter)(3)
261,900
Southern California Edison Co.
55,000
5.25%, 03/15/2030
56,477
25,000
6.20%, 09/15/2055
25,177
735,000
Termocandelaria Power SA 7.75%,
09/17/2031(6)
762,430
Virginia Electric & Power Co.
40,000
4.20%, 05/15/2045
32,974
5,000
5.60%, 09/15/2055
4,865
171,000
VoltaGrid LLC 7.38%, 11/01/2030(1)
173,191
Zorlu Enerji Elektrik Uretim AS
650,000
11.00%, 04/23/2030(1)
605,583
390,000
11.00%, 04/23/2030(6)
363,376
 
19,183,690
The accompanying notes are an integral part of these financial statements.
 
49
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Energy-Alternate Sources - 0.3%
FS Luxembourg SARL
$  550,000
8.13%, 02/11/2036(1)
$538,546
495,000
8.63%, 06/25/2033(1)
511,266
375,000
8.63%, 06/25/2033(6)
387,322
 
1,437,134
Engineering & Construction - 0.1%
685,000
Corp. Quiport SA 9.00%, 12/15/2037(1)
737,373
Entertainment - 0.4%
EUR 
1,525,000
888 Acquisitions Ltd. 8.00%,
09/30/2031(6)(7)
1,563,903
$ 194,000
Great Canadian Gaming Corp./Raptor LLC
8.75%, 11/15/2029(1)
197,281
400,000
Motion Finco SARL 8.38%, 02/15/2032(1)
344,670
 
2,105,854
Food - 0.6%
Bellis Acquisition Co. PLC
EUR 
1,385,000
8.00%, 07/01/2031(6)(7)
1,559,317
530,000
8.00%, 07/01/2031(1)
596,706
GBP 
400,000
8.13%, 05/14/2030(6)
501,641
$ 770,000
BRF SA 5.75%, 09/21/2050(6)
637,889
20,000
JBS NV/JBS USA Foods Group Holdings,
Inc./JBS USA Food Co. Holdings
6.38%, 04/15/2066
20,217
70,000
Mars, Inc. 5.00%, 03/01/2032(1)
71,934
EUR 
100,000
Picard Groupe SAS 6.38%, 07/01/2029(1)
123,667
 
3,511,371
Forest Products & Paper - 0.2%
$ 1,439,000
Mercer International, Inc. 12.88%,
10/01/2028(1)(7)
1,052,074
Gas - 0.1%
381,000
AltaGas Ltd. 7.20%, 10/15/2054, (7.20%
fixed rate until 07/17/2034; 5 yr. USD
CMT + 3.57% thereafter)(1)(3)
396,256
Hand/Machine Tools - 0.0%
EUR 
200,000
IMA Industria Macchine Automatiche SpA
3.75%, 01/15/2028(6)
237,587
Healthcare - Products - 0.0%
$ 150,000
Insulet Corp. 6.50%, 04/01/2033(1)
156,106
Healthcare - Services - 0.7%
15,000
Acadia Healthcare Co., Inc. 7.38%,
03/15/2033(1)(7)
14,817
CHS/Community Health Systems, Inc.
405,000
4.75%, 02/15/2031(1)
363,304
2,313,000
6.88%, 04/15/2029(1)(7)
2,126,919
830,000
9.75%, 01/15/2034(1)
865,344
364,000
Star Parent, Inc. 9.00%, 10/01/2030(1)
384,192
 
3,754,576
Insurance - 1.3%
Acrisure LLC/Acrisure Finance, Inc.
39,000
6.75%, 07/01/2032(1)
39,983
70,000
8.25%, 02/01/2029(1)
72,580
1,145,000
8.50%, 06/15/2029(1)
1,197,373
295,000
Alliant Holdings Intermediate LLC/Alliant
Holdings Co-Issuer 7.38%,
10/01/2032(1)
305,389
396,000
American National Group, Inc. 7.00%,
12/01/2055, (7.00% fixed rate until
12/01/2030; 5 yr. USD CMT + 3.18%
thereafter)(3)
399,924
200,000
Ardonagh Group Finance Ltd. 8.88%,
02/15/2032(1)
206,244
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Insurance - 1.3% - (continued)
Asurion LLC & Asurion Co-Issuer, Inc.
$  312,000
8.00%, 12/31/2032(1)
$325,979
1,320,000
8.38%, 02/01/2034(1)
1,334,467
Athene Global Funding
47,000
4.95%, 01/07/2027(1)
47,388
35,000
5.35%, 07/09/2027(1)
35,589
20,000
5.68%, 02/23/2026(1)
20,020
EUR 
200,000
BNP Paribas Cardif SA 6.00%,
11/07/2035, (6.00% fixed rate until
11/07/2035; 5 yr. EURIBOR ICE Swap
+ 3.37% thereafter)(3)(6)(9)
241,221
Global Atlantic Fin Co.
$ 352,000
7.25%, 03/01/2056, (7.25% fixed rate
until 03/01/2031; 5 yr. USD CMT +
3.55% thereafter)(1)(3)
354,886
254,000
7.95%, 10/15/2054, (7.95% fixed rate
until 07/15/2029; 5 yr. USD CMT +
3.61% thereafter)(1)(3)
262,542
800,000
Howden U.K. Refinance PLC/Howden U.K.
Refinance 2 PLC/Howden
U.S. Refinance LLC 8.13%,
02/15/2032(1)
815,150
HUB International Ltd.
38,000
5.63%, 12/01/2029(1)
37,960
65,000
7.38%, 01/31/2032(1)
68,088
Liberty Mutual Group, Inc.
181,000
4.13%, 12/15/2051, (4.13% fixed rate
until 09/15/2026; 5 yr. USD CMT +
3.32% thereafter)(1)(3)
179,130
130,000
4.30%, 02/01/2061(1)
86,861
485,000
Lincoln National Corp. 9.25%, 12/01/2027,
(9.25% fixed rate until 12/01/2027; 5 yr.
USD CMT + 5.32% thereafter)(3)(7)(9)
520,080
200,000
SCOR SE 5.25%, 03/13/2029, (5.25%
fixed rate until 03/13/2029; 5 yr. USD
CMT + 2.37% thereafter)(3)(6)(9)
193,852
EUR 
300,000
Sogecap SA 6.25%, 07/08/2035, (6.25%
fixed rate until 07/08/2035; 5 yr.
EURIBOR ICE Swap + 3.75%
thereafter)(3)(6)(9)
366,696
$ 250,000
Zurich Finance Ireland Designated Activity
Co. 3.00%, 04/19/2051, (3.00% fixed
rate until 01/19/2031; 5 yr. USD CMT +
2.78% thereafter)(3)(6)
227,463
 
7,338,865
Internet - 0.2%
200,000
Rakuten Group, Inc. 6.25%, 04/22/2031,
(6.25% fixed rate until 04/22/2031; 5 yr.
USD CMT + 4.96% thereafter)(1)(3)(9)
193,368
EUR 
890,000
United Group BV 6.75%, 02/15/2031(6)
1,097,423
 
1,290,791
Investment Company Security - 0.3%
$ 423,000
HA Sustainable Infrastructure Capital, Inc.
8.00%, 06/01/2056, (8.00% fixed rate
until 03/01/2031; 5 yr. USD CMT +
4.30% thereafter)(3)
443,727
Ittihad International II Ltd.
855,000
7.38%, 11/13/2030(1)
886,991
360,000
7.38%, 11/13/2030(6)
373,500
 
1,704,218
Iron/Steel - 0.1%
580,000
JSW Steel Ltd. 3.95%, 04/05/2027(6)
575,600
Leisure Time - 0.0%
25,000
NCL Corp. Ltd. 6.75%, 02/01/2032(1)
25,620
The accompanying notes are an integral part of these financial statements.
 
50
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Lodging - 0.5%
Fortune Star BVI Ltd.
EUR  
      615,000
3.95%, 10/02/2026(6)
$729,931
$ 1,000,000
5.05%, 01/27/2027(6)
982,322
485,000
6.80%, 09/09/2029(6)
481,244
705,000
Studio City Finance Ltd. 5.00%,
01/15/2029(6)
682,983
 
2,876,480
Media - 0.7%
435,000
CCO Holdings LLC/CCO Holdings Capital
Corp. 7.00%, 02/01/2033(1)
439,201
253,000
Directv Financing LLC/Directv Financing
Co-Obligor, Inc. 10.00%, 02/15/2031(1)
260,613
Grupo Televisa SAB
1,060,000
5.00%, 05/13/2045
738,737
620,000
5.25%, 05/24/2049
431,421
405,000
6.13%, 01/31/2046
318,733
219,000
Paramount Global 4.38%, 03/15/2043
150,839
Scripps Escrow II, Inc.
187,000
3.88%, 01/15/2029(1)(7)
172,583
165,000
5.38%, 01/15/2031(1)(10)
122,391
1,335,000
Univision Communications, Inc. 9.38%,
08/01/2032(1)
1,437,336
76,000
Versant Media Group, Inc. 7.25%,
01/30/2031(1)
77,884
 
4,149,738
Mining - 1.0%
Glencore Funding LLC
50,000
2.50%, 09/01/2030(1)
46,012
28,000
3.88%, 04/27/2051(1)
20,984
Ivanhoe Mines Ltd.
1,100,000
7.88%, 01/23/2030(6)
1,146,171
215,000
7.88%, 01/23/2030(1)
224,003
Vedanta Resources Finance II PLC
200,000
9.13%, 10/15/2032(6)
209,510
335,000
9.48%, 07/24/2030(6)
353,419
735,000
9.85%, 04/24/2033(6)
792,266
625,000
9.85%, 04/24/2033(1)
673,643
465,000
10.88%, 09/17/2029(6)
498,137
WE Soda Investments Holding PLC
795,000
9.38%, 02/14/2031(1)
822,043
626,000
9.50%, 10/06/2028(6)
645,364
315,000
9.50%, 10/06/2028(1)
324,744
 
5,756,296
Oil & Gas - 1.9%
Azule Energy Finance PLC
2,116,000
8.13%, 01/23/2030(1)
2,140,902
745,000
8.13%, 01/23/2030(6)
753,768
Diamondback Energy, Inc.
14,000
4.25%, 03/15/2052
10,986
20,000
5.90%, 04/18/2064
19,104
Energean Israel Finance Ltd.
280,000
5.38%, 03/30/2028(6)
276,945
2,262,000
5.88%, 03/30/2031(6)
2,197,223
Petroleos Mexicanos
500,000
5.95%, 01/28/2031
487,795
503,000
6.75%, 09/21/2047
414,754
1,095,000
7.69%, 01/23/2050
984,934
220,000
Phillips 66 Co. 5.88%, 03/15/2056, (5.88%
fixed rate until 12/15/2030; 5 yr. USD
CMT + 2.28% thereafter)(3)
219,148
Raizen Fuels Finance SA
600,000
6.25%, 07/08/2032(6)
502,500
625,000
6.70%, 02/25/2037(6)
506,237
400,000
6.70%, 02/25/2037(1)
326,000
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Oil & Gas - 1.9% - (continued)
YPF SA
$  1,345,000
6.95%, 07/21/2027(6)
$1,357,814
689,000
8.75%, 09/11/2031(1)
711,367
 
10,909,477
Packaging & Containers - 0.4%
Ardagh Group SA
869,573
9.50%, 12/01/2030(1)
939,639
EUR 
      150,000
12.00%, 12/01/2030(1)(8)
168,456
$ 1,100,000
SAN Miguel Industrias Pet SA/NG PET
R&P Latin America SA 3.75%,
08/02/2028(2)(6)
1,060,169
200,000
Trivium Packaging Finance BV 12.25%,
01/15/2031(1)
218,841
 
2,387,105
Pharmaceuticals - 0.5%
235,000
Bausch Health Cos., Inc. 6.25%,
02/15/2029(1)
185,920
9,000
CVS Health Corp. 6.75%, 12/10/2054,
(6.75% fixed rate until 09/10/2034; 5 yr.
USD CMT + 2.52% thereafter)(3)
9,356
Grifols SA
EUR 
620,000
3.88%, 10/15/2028(6)(10)
729,359
600,000
7.50%, 05/01/2030(6)
747,112
Teva Pharmaceutical Finance Netherlands
II BV
625,000
4.38%, 05/09/2030
765,868
100,000
7.88%, 09/15/2031
142,949
 
2,580,564
Pipelines - 0.8%
$ 1,620,000
AL Candelaria (Spain) SA 5.75%,
06/15/2033(6)
1,447,875
Enbridge, Inc.
344,000
5.75%, 07/15/2080, (5.75% fixed rate
until 04/15/2030; 5 yr. USD CMT +
5.31% thereafter)(3)
348,194
345,000
7.20%, 06/27/2054, (7.20% fixed rate
until 03/27/2034; 5 yr. USD CMT +
2.97% thereafter)(3)
367,693
188,000
8.50%, 01/15/2084, (8.50% fixed rate
until 10/15/2033; 5 yr. USD CMT +
4.43% thereafter)(3)
215,133
Energy Transfer LP
96,000
6.50%, 02/15/2056, (6.50% fixed rate
until 11/15/2030; 5 yr. USD CMT +
2.68% thereafter)(3)(7)
96,005
124,000
8.00%, 05/15/2054, (8.00% fixed rate
until 02/15/2029; 5 yr. USD CMT +
4.02% thereafter)(3)
132,505
167,000
South Bow Canadian Infrastructure
Holdings Ltd. 7.63%, 03/01/2055,
(7.63% fixed rate until 12/01/2029; 5 yr.
USD CMT + 3.95% thereafter)(3)
174,094
Targa Resources Corp.
30,000
4.90%, 09/15/2030
30,598
15,000
6.50%, 02/15/2053
15,735
Transcanada Trust
531,000
5.60%, 03/07/2082, (5.60% fixed rate
until 12/07/2031; 5 yr. USD CMT +
3.99% thereafter)(3)
528,625
The accompanying notes are an integral part of these financial statements.
 
51
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Pipelines - 0.8% - (continued)
$  131,000
5.88%, 08/15/2076, (5.88% fixed rate
until 08/15/2026; 3 mo. USD Term
SOFR + 4.64% thereafter)(3)
$131,311
1,328,000
Venture Global Plaquemines LNG LLC
6.50%, 06/15/2034(1)
1,375,317
 
4,863,085
Real Estate - 2.3%
EUR 
      665,000
Alexandrite Lake Lux Holdings SARL
6.75%, 07/30/2030(1)
799,523
GBP 
      330,000
Canary Wharf Group Investment Holdings
PLC 3.38%, 04/23/2028(6)
429,317
CPI Property Group SA
EUR 
      475,000
1.50%, 01/27/2031(6)
471,385
820,000
4.75%, 07/22/2030(6)
954,575
800,000
7.50%, 03/26/2031, (7.50% fixed rate
until 03/26/2031; 5 yr. EURIBOR ICE
Swap + 5.23% thereafter)(3)(6)(9)
928,447
GBP 
600,000
8.88%, 10/09/2030, (8.88% fixed rate
until 10/09/2030; 5 yr. U.K.
Government Bond + 5.65%
thereafter)(3)(6)(9)
810,691
$ 1,000,000
GLP China Holdings Ltd. 2.95%,
03/29/2026(6)
987,608
GLP Pte. Ltd.
1,230,000
4.50%, 05/17/2026, (4.50% fixed rate
until 05/17/2026; 5 yr. USD CMT +
3.74% thereafter)(3)(6)(9)
906,795
1,070,000
4.60%, 06/29/2027, (4.60% fixed rate
until 06/29/2027; 5 yr. USD CMT +
3.73% thereafter)(3)(6)(9)
749,100
820,000
9.75%, 05/20/2028(6)
840,059
EUR 
700,000
New Immo Holding SA 3.25%,
07/23/2027(6)
832,086
$ 1,582,000
Pingan Real Estate Capital Ltd. 3.45%,
07/29/2026(6)
1,545,624
Samhallsbyggnadsbolaget I Norden
Holding AB
EUR 
415,000
0.75%, 11/14/2028(6)
420,886
2,535,000
1.13%, 09/26/2029(6)
2,465,767
200,000
2.38%, 08/04/2026(6)
235,654
 
13,377,517
Real Estate Investment Trusts - 0.7%
$ 1,070,000
Champion MTN Ltd. 2.95%, 06/15/2030(6)
943,943
Hudson Pacific Properties LP
1,570,000
3.25%, 01/15/2030(7)
1,331,993
110,000
3.95%, 11/01/2027
105,739
833,000
4.65%, 04/01/2029(7)
763,509
623,000
5.95%, 02/15/2028
612,421
200,000
Trust 2401 7.38%, 02/13/2034(1)
218,630
 
3,976,235
Retail - 0.3%
Bertrand Franchise Finance SAS
EUR 
300,000
5.78%, 07/18/2030, 3 mo. EURIBOR +
3.75%(3)(6)
349,555
100,000
6.50%, 07/18/2030(6)
119,005
$ 480,000
LBM Acquisition LLC 6.25%,
01/15/2029(1)(7)
443,221
185,000
Macy's Retail Holdings LLC 5.13%,
01/15/2042
152,200
45,000
Petco Health & Wellness Co., Inc. 8.25%,
02/01/2031(1)
45,118
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Retail - 0.3% - (continued)
$  461,000
Staples, Inc. 10.75%, 09/01/2029(1)
$452,994
50,000
Victra Holdings LLC/Victra Finance Corp.
8.75%, 09/15/2029(1)(7)
52,635
 
1,614,728
Savings & Loans - 0.1%
GBP 
      200,000
Nationwide Building Society 7.88%,
12/20/2031, (7.88% fixed rate until
12/20/2031; 5 yr. U.K. Government
Bond + 3.59% thereafter)(3)(6)(9)
293,662
Semiconductors - 0.1%
$ 200,000
Foundry JV Holdco LLC 6.40%,
01/25/2038(1)
214,092
Intel Corp.
16,000
3.25%, 11/15/2049
10,423
117,000
5.60%, 02/21/2054
109,687
66,000
NVIDIA Corp. 3.50%, 04/01/2040
55,659
 
389,861
Software - 0.1%
316,000
Cloud Software Group, Inc. 9.00%,
09/30/2029(1)
319,088
20,000
Open Text Corp. 6.90%, 12/01/2027(1)
20,650
176,000
Oracle Corp. 5.55%, 02/06/2053
146,335
50,000
Synopsys, Inc. 5.00%, 04/01/2032
51,158
EUR 
225,000
TeamSystem SpA 5.52%, 07/31/2031, 3
mo. EURIBOR + 3.50%(1)(3)
266,949
 
804,180
Telecommunications - 2.7%
Africell Holding Ltd.
$ 2,213,000
10.50%, 10/23/2029(6)(7)
2,213,254
450,000
10.50%, 10/23/2029(1)
450,024
Altice France SA
EUR 
152,439
5.50%, 10/15/2031(6)
175,764
$ 970,271
6.50%, 04/15/2032(1)
947,673
EUR 
303,859
7.25%, 11/01/2029(1)
365,405
AT&T, Inc.
$ 33,000
3.50%, 06/01/2041
25,936
39,000
3.85%, 06/01/2060
26,711
250,000
Bell Telephone Co. of Canada or Bell
Canada 7.00%, 09/15/2055, (7.00%
fixed rate until 06/15/2035; 5 yr. USD
CMT + 2.36% thereafter)(3)
262,207
1,554,000
Cipher Compute LLC 7.13%,
11/15/2030(1)
1,601,259
169,000
EchoStar Corp. 6.75%, 11/30/2030(8)
171,998
EUR 
200,000
Eolo SpA 4.88%, 10/21/2028(6)
218,743
400,000
Kaixo Bondco Telecom SA 5.13%,
09/30/2029(6)
481,166
$ 350,000
Level 3 Financing, Inc. 8.50%,
01/15/2036(1)
358,307
EUR 
100,000
Lorca Telecom Bondco SA 5.75%,
04/30/2029(6)
123,077
$ 1,345,000
Millicom International Cellular SA 4.50%,
04/27/2031(6)
1,252,318
EUR 
100,000
Odido Group Holding BV 5.50%,
01/15/2030(6)
119,963
220,000
Odido Holding BV 3.75%, 01/15/2029(6)
261,960
$ 940,000
Silk Road Group Holding LLC 7.50%,
09/15/2030(1)(7)
956,239
Telecom Argentina SA
1,105,000
8.50%, 01/20/2036(1)
1,115,221
188,000
9.25%, 05/28/2033(1)
198,429
185,000
9.25%, 05/28/2033(6)
195,263
The accompanying notes are an integral part of these financial statements.
 
52
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 31.4% - (continued)
Telecommunications - 2.7% - (continued)
$  422,000
TELUS Corp. 7.00%, 10/15/2055, (7.00%
fixed rate until 07/15/2035; 5 yr. USD
CMT + 2.71% thereafter)(3)
$441,343
Veon Midco BV
1,200,000
3.38%, 11/25/2027(6)
1,148,257
430,000
9.00%, 07/15/2029(6)
450,380
200,000
9.00%, 07/15/2029(1)
209,479
191,308
VF Ukraine PAT via VFU Funding PLC
9.63%, 02/11/2027(2)(6)
187,987
1,231,000
WULF Compute LLC 7.75%, 10/15/2030(1)
1,283,958
 
15,242,321
Trucking & Leasing - 0.0%
57,000
Penske Truck Leasing Co. LP/PTL
Finance Corp. 5.35%, 01/12/2027(1)
57,659
Water - 0.4%
Aegea Finance SARL
1,702,000
7.63%, 01/20/2036(1)
1,660,432
550,000
7.63%, 01/20/2036(6)
536,756
 
2,197,188
Total Corporate Bonds
(cost $177,824,391)
$180,583,522
FOREIGN GOVERNMENT OBLIGATIONS - 6.6%
Angola - 0.2%
1,300,000
Angola Government International Bonds
8.00%, 11/26/2029(6)
$1,275,149
Argentina - 0.4%
Argentina Republic Government
International Bonds
1,999,000
4.13%, 07/09/2035(2)
1,546,227
180,000
4.13%, 07/09/2035(2)
139,230
Provincia de Cordoba
460,000
9.75%, 07/02/2032(1)
480,470
90,000
9.75%, 07/02/2032(6)
94,005
 
2,259,932
Benin - 0.2%
Benin Government International Bonds
615,000
7.96%, 02/13/2038(6)
643,167
250,000
7.96%, 02/13/2038(6)
261,450
 
904,617
Brazil - 0.2%
Brazil Notas do Tesouro Nacional
BRL 
1,761,000
10.00%, 01/01/2029
315,806
2,848,000
10.00%, 01/01/2031
486,148
523,000
10.00%, 01/01/2033
85,655
116,000
10.00%, 01/01/2035
18,510
 
906,119
Bulgaria - 0.0%
EUR 
15,000
Bulgaria Government International Bonds
1.38%, 09/23/2050(6)
10,109
Cameroon - 0.5%
$ 2,800,000
Republic of Cameroon International
Bonds 8.88%, 01/30/2033(6)
2,712,613
Chile - 0.0%
Bonos de la Tesoreria de la Republica en
pesos
CLP 
10,000,000
5.00%, 03/01/2035
11,346
140,000,000
6.00%, 04/01/2033(6)
169,402
105,000,000
6.20%, 10/01/2040(6)
132,768
 
313,516
Shares or Principal Amount
Market Value†
FOREIGN GOVERNMENT OBLIGATIONS - 6.6% - (continued)
Colombia - 0.6%
Colombia Government International
Bonds
EUR  
      100,000
5.00%, 09/19/2032
$115,023
$ 1,680,000
5.00%, 06/15/2045
1,235,640
EUR 
      905,000
6.50%, 11/26/2038
1,055,908
Colombia TES
COP 
  175,100,000
6.25%, 07/09/2036
30,857
184,100,000
7.25%, 10/18/2034
36,325
199,200,000
7.75%, 09/18/2030
44,829
1,700,000,000
9.25%, 05/28/2042
360,661
717,200,000
11.75%, 01/24/2035
188,087
808,100,000
12.75%, 11/28/2040
222,739
 
3,290,069
Czech Republic - 0.3%
Czech Republic Government Bonds
CZK 
3,130,000
1.50%, 04/24/2040
103,009
9,930,000
2.00%, 10/13/2033
415,549
3,250,000
3.50%, 05/30/2035
148,970
7,710,000
4.20%, 12/04/2036(6)
369,109
4,870,000
4.25%, 10/24/2034
236,862
3,660,000
4.50%, 11/11/2032
183,396
6,600,000
5.30%, 09/19/2035
345,486
 
1,802,381
Ecuador - 0.5%
Ecuador Government International Bonds
$ 1,122,586
6.90%, 07/31/2035(1)(2)
1,022,676
1,710,000
9.25%, 01/29/2039(1)
1,752,750
 
2,775,426
Gabon - 0.4%
2,820,000
Gabon Government International Bonds
6.63%, 02/06/2031(6)
2,400,471
Hungary - 0.1%
Hungary Government Bonds
HUF 
87,880,000
3.00%, 10/27/2038
187,265
121,520,000
7.00%, 10/24/2035
390,768
Hungary Government International Bonds
EUR 
75,000
4.25%, 05/26/2033(6)
89,697
100,000
4.25%, 05/26/2033(6)
119,596
 
787,326
India - 0.1%
India Government Bonds
INR 
13,850,000
6.64%, 06/16/2035
148,899
54,730,000
7.30%, 06/19/2053
586,499
 
735,398
Indonesia - 0.1%
Indonesia Treasury Bonds
IDR 
840,000,000
5.88%, 03/15/2031
50,285
676,000,000
7.13%, 06/15/2038
42,087
2,203,000,000
7.13%, 08/15/2040
138,271
548,000,000
7.13%, 06/15/2042
34,052
4,415,000,000
7.13%, 06/15/2043
275,658
1,724,000,000
7.13%, 08/15/2045
108,112
 
648,465
Kazakhstan - 0.1%
Kazakhstan Government International
Bonds
KZT 
92,085,000
14.00%, 05/12/2031(1)
170,193
226,902,000
14.00%, 02/13/2035(1)
416,013
 
586,206
Malaysia - 0.3%
Malaysia Government Bonds
MYR 
109,000
3.58%, 07/15/2032
27,860
115,000
3.89%, 08/15/2029
29,848
The accompanying notes are an integral part of these financial statements.
 
53
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
FOREIGN GOVERNMENT OBLIGATIONS - 6.6% - (continued)
Malaysia - 0.3% - (continued)
MYR  
    2,284,000
3.90%, 11/30/2026
$584,327
2,144,000
3.90%, 11/16/2027
553,019
603,000
3.91%, 07/15/2026
153,773
192,000
4.46%, 03/31/2053
52,402
248,000
4.70%, 10/15/2042
69,335
 
1,470,564
Mexico - 0.6%
Mexico Bonos
MXN 
5,604,700
7.50%, 05/26/2033
304,977
13,628,500
7.75%, 05/29/2031
766,840
5,817,600
7.75%, 11/13/2042
291,550
329,900
8.00%, 11/07/2047
16,741
3,353,900
8.00%, 07/31/2053
168,731
2,186,400
8.00%, 04/29/2055
109,556
Mexico Cetes
2,599,960
0.00%, 09/02/2027(5)
133,483
37,528,930
0.00%, 10/28/2027(5)
1,899,655
$ 22,000
Mexico Government International Bonds
5.75%, 10/12/2110
18,246
 
3,709,779
Peru - 0.0%
Peru Government Bonds
PEN 
168,000
5.35%, 08/12/2040
44,772
292,000
7.60%, 08/12/2039(6)
95,666
 
140,438
Poland - 0.1%
Republic of Poland Government Bonds
PLN 
616,000
5.00%, 10/25/2034
174,527
495,000
5.00%, 10/25/2035
139,084
 
313,611
Romania - 0.8%
Romania Government Bonds
RON 
2,570,000
6.75%, 04/25/2035
602,987
925,000
7.10%, 07/31/2034
222,530
165,000
8.25%, 09/29/2032
42,025
50,000
8.25%, 09/29/2032
12,735
Romania Government International Bonds
EUR 
570,000
2.12%, 07/16/2031(6)
608,747
1,055,000
2.75%, 04/14/2041(6)
872,666
2,104,000
2.88%, 04/13/2042(6)
1,728,349
320,000
3.75%, 02/07/2034(6)
350,482
115,000
5.38%, 03/22/2031(1)
144,725
 
4,585,246
South Africa - 0.2%
Republic of South Africa Government
Bonds
ZAR 
971,000
8.75%, 01/31/2044
59,595
1,704,000
8.75%, 02/28/2048
104,939
4,675,000
8.88%, 02/28/2035
307,074
6,757,000
9.88%, 03/31/2039
459,589
 
931,197
Sri Lanka - 0.5%
Sri Lanka Government International
Bonds
$ 2,321,727
3.60%, 05/15/2036(1)(2)
2,293,271
523,273
3.60%, 02/15/2038(1)(2)
518,037
 
2,811,308
Supranational - 0.1%
INR 
16,860,000
Asian Development Bank 6.20%,
10/06/2026
182,655
Asian Infrastructure Investment Bank
11,800,000
6.65%, 06/30/2033(6)
122,993
3,500,000
7.00%, 03/01/2029(6)
37,980
Shares or Principal Amount
Market Value†
FOREIGN GOVERNMENT OBLIGATIONS - 6.6% - (continued)
Supranational - 0.1% - (continued)
European Bank for Reconstruction &
Development
INR  
   10,700,000
6.50%, 10/03/2036
$108,557
31,000,000
6.75%, 01/13/2032
332,008
10,000,000
International Bank for Reconstruction &
Development 6.50%, 10/01/2037
102,227
 
886,420
Thailand - 0.1%
Thailand Government Bonds
THB 
    7,439,000
1.60%, 06/17/2035
228,383
658,000
2.41%, 03/17/2035
21,738
1,207,000
2.98%, 06/17/2045
39,042
6,286,000
3.45%, 06/17/2043
218,122
 
507,285
Turkey - 0.2%
Turkiye Government Bonds
TRY 
8,323,000
26.20%, 10/05/2033
179,569
24,115,000
27.70%, 09/27/2034
553,910
11,255,000
30.00%, 09/12/2029
255,231
 
988,710
Uruguay - 0.0%
Uruguay Government International Bonds
UYU 
3,065,000
8.00%, 10/29/2035
82,466
3,096,000
9.75%, 07/20/2033
90,394
2,498,000
9.75%, 07/20/2033
72,934
 
245,794
Total Foreign Government
Obligations
(cost $36,366,974)
$37,998,149
MUNICIPAL BONDS - 0.1%
Higher Education - 0.1%
$ 715,000
Maricopa County Industrial Dev Auth, AZ,
Rev 7.38%, 10/01/2029(1)
$762,113
Total Municipal Bonds
(cost $745,495)
$762,113
SENIOR FLOATING RATE INTERESTS - 4.0%(11)
Aerospace & Defense - 0.1%
Air Comm Corp. LLC
4,615
1.00%, 12/11/2031, 3 mo. USD Term
SOFR + 1.00%(12)
$4,615
94,678
6.57%, 12/11/2031, 3 mo. USD Term
SOFR + 2.75%
94,678
174,563
TransDigm, Inc. 6.17%, 08/19/2032, 1 mo.
USD Term SOFR + 2.50%
174,411
 
273,704
Airlines - 0.1%
99,250
American Airlines, Inc. 6.92%,
05/28/2032, 3 mo. USD Term SOFR +
3.25%
99,349
148,125
AS Mileage Plan IP Ltd. 5.42%,
10/15/2031, 3 mo. USD Term SOFR +
1.75%
148,913
247,494
JetBlue Airways Corp. 8.44%, 08/27/2029,
3 mo. USD Term SOFR + 4.75%
236,822
99,000
Vista Management Holding, Inc. 7.41%,
04/01/2031, 3 mo. USD Term SOFR +
3.75%
99,124
 
584,208
The accompanying notes are an integral part of these financial statements.
 
54
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
SENIOR FLOATING RATE INTERESTS - 4.0%(11) - (continued)
Apparel - 0.1%
$  260,000
Varsity Brands, Inc. 6.68%, 08/26/2031,
1 mo. USD Term SOFR + 3.00%
$259,740
Auto Parts & Equipment - 0.0%
129,675
Clarios Global LP 6.42%, 01/28/2032,
1 mo. USD Term SOFR + 2.75%
129,715
Biotechnology - 0.0%
150,000
Genmab AS 6.73%, 12/13/2032, 3 mo.
USD Term SOFR + 3.00%
150,482
Chemicals - 0.1%
184,534
AAP Buyer, Inc. 6.42%, 09/09/2031, 3 mo.
USD Term SOFR + 2.75%
184,764
100,000
Olympus Water U.S. Holding Corp. 6.92%,
11/03/2032, 3 mo. USD Term SOFR +
3.25%
98,292
125,000
Qnity Electronics, Inc. 5.52%, 11/01/2032,
6 mo. USD Term SOFR + 2.00%
125,469
 
408,525
Commercial Services - 0.7%
154,613
Allied Universal Holdco LLC 6.92%,
08/20/2032, 1 mo. USD Term SOFR +
3.25%
154,764
282,194
Belron Finance 2019 LLC 6.12%,
10/16/2031, 3 mo. USD Term SOFR +
2.25%
282,829
229,425
Citrin Cooperman Advisors LLC 6.67%,
04/01/2032, 3 mo. USD Term SOFR +
3.00%
227,762
122,067
Corp. Service Co. 5.67%, 11/02/2029,
1 mo. USD Term SOFR + 2.00%
121,037
99,242
Ensemble RCM LLC 6.67%, 08/01/2029,
3 mo. USD Term SOFR + 3.00%
98,312
198,389
First Advantage Holdings LLC 6.42%,
10/31/2031, 1 mo. USD Term SOFR +
2.75%
190,578
Fugue Finance BV
350,000
0.00%, 01/09/2032(13)
349,125
199,000
6.57%, 01/09/2032, 3 mo. USD Term
SOFR + 2.75%
197,259
199,500
OMNIA Partners LLC 6.45%, 12/31/2032,
3 mo. USD Term SOFR + 2.75%
199,526
200,000
Parexel International Corp. 6.42%,
12/12/2031, 1 mo. USD Term SOFR +
2.75%
199,834
99,250
PG Investment Co. 59 SARL 5.92%,
03/26/2031, 3 mo. USD Term SOFR +
2.25%
99,180
Pye-Barker Fire & Safety LLC
18,850
1.25%, 12/16/2032, 3 mo. USD Term
SOFR + 2.50%(12)
18,842
126,150
6.20%, 12/16/2032, 3 mo. USD Term
SOFR + 2.50%
126,097
898,489
Ryan LLC 7.17%, 11/05/2032, 1 mo. USD
Term SOFR + 3.50%
884,167
EUR 
250,000
Techem Verwaltungsgesellschaft 675
GmbH 5.26%, 07/15/2032, 3 mo.
EURIBOR + 3.25%
298,757
$ 288,520
Trans Union LLC 5.42%, 06/24/2031,
1 mo. USD Term SOFR + 1.75%
288,439
 
3,736,508
Construction Materials - 0.1%
248,750
Chamberlain Group, Inc. 6.42%,
09/08/2032, 1 mo. USD Term SOFR +
2.75%
248,382
Shares or Principal Amount
Market Value†
SENIOR FLOATING RATE INTERESTS - 4.0%(11) - (continued)
Construction Materials - 0.1% - (continued)
Emerald Borrower LP
$  178,231
6.07%, 05/31/2030, 3 mo. USD Term
SOFR + 2.25%
$177,944
98,753
6.12%, 08/04/2031, 6 mo. USD Term
SOFR + 2.25%
98,569
198,500
Quikrete Holdings, Inc. 5.92%,
02/10/2032, 1 mo. USD Term SOFR +
2.25%
198,351
 
723,246
Distribution/Wholesale - 0.1%
191,255
American Builders & Contractors Supply
Co., Inc. 5.42%, 01/31/2031, 1 mo.
USD Term SOFR + 1.75%
191,706
98,750
Core & Main LP 5.69%, 02/09/2031, 3 mo.
USD Term SOFR + 2.00%
98,627
99,750
Gloves Buyer, Inc. 7.67%, 05/21/2032,
1 mo. USD Term SOFR + 4.00%
99,044
 
389,377
Diversified Financial Services - 0.2%
400,000
Blackhawk Network Holdings, Inc. 0.00%,
03/12/2029, 1 mo. USD Term SOFR +
3.50%(13)
400,000
120,000
CFC Bidco 2022 Ltd. 7.16%, 07/01/2032,
3 mo. USD Term SOFR + 3.50%
114,000
405,000
Focus Financial Partners LLC 6.17%,
09/15/2031, 1 mo. USD Term SOFR +
2.50%
402,193
139,300
HighTower Holdings LLC 6.65%,
02/03/2032, 3 mo. USD Term SOFR +
2.75%
138,778
140,000
Osaic Holdings, Inc. 6.60%, 07/30/2032,
6 mo. USD Term SOFR + 3.00%
138,758
 
1,193,729
Electric - 0.0%
123,426
Vistra Operations Co. LLC 5.42%,
12/20/2030, 1 mo. USD Term SOFR +
1.75%
123,560
Electronics - 0.1%
315,746
LSF12 Crown U.S. Commercial Bidco LLC
6.68%, 12/02/2031, 1 mo. USD Term
SOFR + 3.00%
315,825
145,000
Resilience Parent LLC 6.18%, 01/21/2033,
1 mo. USD Term SOFR + 2.50%
144,819
140,000
Sanmina Corp. 5.70%, 10/27/2032, 1 mo.
USD Term SOFR + 2.00%
140,350
 
600,994
Engineering & Construction - 0.1%
99,750
Blackfin Pipeline LLC 6.67%, 09/29/2032,
1 mo. USD Term SOFR + 3.00%
100,332
129,020
Brown Group Holding LLC 6.22%,
07/01/2031, 3 mo. USD Term SOFR +
2.50%
128,940
100,000
Dycom Industries, Inc. 5.42%, 01/20/2033,
1 mo. USD Term SOFR + 1.75%
100,188
203,975
Newly Weds Foods, Inc. 5.92%,
03/15/2032, 1 mo. USD Term SOFR +
2.25%
203,848
253,975
Tecta America Corp. 6.42%, 02/18/2032,
1 mo. USD Term SOFR + 2.75%
254,338
 
787,646
Entertainment - 0.2%
99,500
EOC Borrower LLC 6.42%, 03/24/2032,
1 mo. USD Term SOFR + 2.75%
99,425
The accompanying notes are an integral part of these financial statements.
 
55
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
SENIOR FLOATING RATE INTERESTS - 4.0%(11) - (continued)
Entertainment - 0.2% - (continued)
$  99,500
Flutter Financing BV 5.67%, 06/04/2032,
3 mo. USD Term SOFR + 2.00%
$99,085
110,135
Great Canadian Gaming Corp. 8.44%,
11/01/2029, 3 mo. USD Term SOFR +
4.75%
107,278
400,000
Herschend Entertainment Co. LLC 6.17%,
05/27/2032, 1 mo. USD Term SOFR +
2.50%
400,700
322,753
TKO Worldwide Holdings LLC 5.87%,
11/21/2031, 3 mo. USD Term SOFR +
2.00%
323,144
 
1,029,632
Food - 0.1%
199,504
Aspire Bakeries Holdings LLC 6.67%,
12/23/2030, 1 mo. USD Term SOFR +
3.00%
200,003
250,000
Chobani LLC 5.92%, 10/28/2032, 1 mo.
USD Term SOFR + 2.25%
250,313
120,000
Froneri Lux Finco SARL 5.88%,
09/30/2032, 6 mo. USD Term SOFR +
2.25%
119,737
194,756
U.S. Foods, Inc. 5.42%, 11/22/2028, 1 mo.
USD Term SOFR + 1.75%
196,125
 
766,178
Food Service - 0.1%
250,000
Aramark Services, Inc. 5.42%,
04/06/2028, 1 mo. USD Term SOFR +
1.75%
250,313
98,752
Golden State Food LLC 7.92%,
12/04/2031, 3 mo. USD Term SOFR +
4.00%
98,839
 
349,152
Healthcare - Products - 0.2%
97,750
Bausch & Lomb Corp. 7.42%, 01/15/2031,
1 mo. USD Term SOFR + 3.75%
98,361
Hanger, Inc.
13,089
5.66%, 10/23/2031, 1 mo. USD Term
SOFR + 3.50%(12)
13,110
101,118
7.17%, 10/23/2031, 1 mo. USD Term
SOFR + 3.50%
101,287
800,000
Hologic, Inc. 5.92%, 01/14/2033, 1 mo.
USD Term SOFR + 2.25%
793,904
98,454
Insulet Corp. 5.67%, 08/01/2031, 1 mo.
USD Term SOFR + 2.00%
98,869
69,477
Medline Borrower LP 5.42%, 10/23/2028,
1 mo. USD Term SOFR + 1.75%
69,643
 
1,175,174
Healthcare - Services - 0.0%
148,489
Star Parent, Inc. 7.67%, 09/27/2030,
3 mo. USD Term SOFR + 4.00%
148,515
Home Builders - 0.0%
110,736
Installed Building Products, Inc. 5.42%,
03/28/2031, 1 mo. USD Term SOFR +
1.75%
110,806
Home Furnishings - 0.0%
212,228
Somnigroup International, Inc. 5.90%,
10/24/2031, 1 mo. USD Term SOFR +
2.25%
213,488
Insurance - 0.2%
184,075
Acrisure LLC 6.92%, 06/21/2032, 1 mo.
USD Term SOFR + 3.25%
183,845
Shares or Principal Amount
Market Value†
SENIOR FLOATING RATE INTERESTS - 4.0%(11) - (continued)
Insurance - 0.2% - (continued)
$  99,750
Alera Group, Inc. 6.42%, 05/30/2032,
1 mo. USD Term SOFR + 2.75%
$99,376
194,988
Asurion LLC 8.02%, 08/19/2028, 1 mo.
USD Term SOFR + 4.25%
195,200
280,046
HUB International Ltd. 5.92%, 06/20/2030,
3 mo. USD Term SOFR + 2.25%
279,817
199,000
Sedgwick Claims Management Services,
Inc. 6.17%, 07/31/2031, 1 mo. USD
Term SOFR + 2.50%
198,099
245,000
Truist Insurance Holdings LLC 6.42%,
05/06/2031, 3 mo. USD Term SOFR +
2.75%
244,005
 
1,200,342
Internet - 0.1%
139,182
Go Daddy Operating Co. LLC 5.42%,
11/09/2029, 1 mo. USD Term SOFR +
1.75%
138,296
MH Sub I LLC
64,838
7.92%, 05/03/2028, 1 mo. USD Term
SOFR + 4.25%
58,633
43,887
7.92%, 12/31/2031, 1 mo. USD Term
SOFR + 4.25%
35,823
168,069
Proofpoint, Inc. 6.67%, 08/31/2028, 3 mo.
USD Term SOFR + 3.00%
166,704
104,215
Speedster Bidco GmbH 6.68%,
12/11/2031, 3 mo. USD Term SOFR +
3.25%
103,693
 
503,149
Investment Company Security - 0.1%
198,000
Dragon Buyer, Inc. 6.42%, 09/30/2031,
3 mo. USD Term SOFR + 2.75%
194,412
100,000
Gryphon Acquire Newco LLC 6.88%,
09/13/2032, 6 mo. USD Term SOFR +
3.00%
99,469
 
293,881
IT Services - 0.2%
241,378
Fortress Intermediate 3, Inc. 6.67%,
06/27/2031, 1 mo. USD Term SOFR +
3.00%
236,550
298,273
Kaseya, Inc. 6.67%, 03/20/2032, 1 mo.
USD Term SOFR + 3.00%
286,716
249,388
McAfee LLC 6.67%, 03/01/2029, 1 mo.
USD Term SOFR + 3.00%
220,085
50,000
Sandisk Corp. 6.67%, 02/20/2032, 3 mo.
USD Term SOFR + 3.00%
50,062
166,082
Surf Holdings LLC 7.29%, 03/05/2027,
1 mo. USD Term SOFR + 3.50%
164,421
 
957,834
Leisure Time - 0.1%
190,280
Hayward Industries, Inc. 6.29%,
05/30/2028, 1 mo. USD Term SOFR +
2.50%
190,967
108,897
LC AHAB U.S. Bidco LLC 6.67%,
05/01/2031, 1 mo. USD Term SOFR +
3.00%
109,033
 
300,000
Media - 0.0%
220,000
Sunrise Financing Partnership 6.13%,
02/15/2032, 6 mo. USD Term SOFR +
2.50%
219,197
Mining - 0.0%
119,100
Novelis Corp. 5.42%, 03/11/2032, 3 mo.
USD Term SOFR + 1.75%
119,050
The accompanying notes are an integral part of these financial statements.
 
56
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
SENIOR FLOATING RATE INTERESTS - 4.0%(11) - (continued)
Miscellaneous Manufacturing - 0.0%
$  99,250
John Bean Technologies Corp. 5.42%,
01/02/2032, 1 mo. USD Term SOFR +
1.75%
$99,188
Packaging & Containers - 0.2%
460,267
Clydesdale Acquisition Holdings, Inc.
6.85%, 04/13/2029, 1 mo. USD Term
SOFR + 3.18%
457,698
435,000
Owens-Illinois, Inc. 6.67%, 09/30/2032,
1 mo. USD Term SOFR + 3.00%
435,409
413,838
Proampac PG Borrower LLC 7.76%,
09/15/2028, 3 mo. USD Term SOFR +
4.00%
413,665
103,915
TricorBraun Holdings, Inc. 6.92%,
03/03/2031, 1 mo. USD Term SOFR +
3.25%
98,221
 
1,404,993
Pharmaceuticals - 0.1%
99,750
Amneal Pharmaceuticals LLC 7.17%,
08/01/2032, 1 mo. USD Term SOFR +
3.50%
99,999
199,000
Bausch Health Cos., Inc. 9.92%,
10/08/2030, 1 mo. USD Term SOFR +
6.25%
193,798
EUR 
290,000
IVC Acquisition Ltd. 6.04%, 12/12/2028, 3
mo. EURIBOR + 4.00%
342,843
 
636,640
Pipelines - 0.1%
$ 174,562
Colossus Acquireco LLC 5.41%,
07/30/2032, 3 mo. USD Term SOFR +
1.75%
173,835
99,750
Whitewater Matterhorn Holdings LLC
5.96%, 06/16/2032, 3 mo. USD Term
SOFR + 2.25%
99,298
 
273,133
Retail - 0.4%
308,023
Flynn Restaurant Group LP 7.42%,
01/28/2032, 1 mo. USD Term SOFR +
3.75%
307,715
158,400
Great Outdoors Group LLC 6.92%,
01/23/2032, 1 mo. USD Term SOFR +
3.25%
158,202
198,004
IRB Holding Corp. 6.17%, 12/16/2030,
1 mo. USD Term SOFR + 2.50%
197,871
500,000
Kodiak Building Partners, Inc. 7.42%,
12/04/2031, 1 mo. USD Term SOFR +
3.75%
490,690
338,468
LBM Acquisition LLC 7.52%, 06/06/2031,
1 mo. USD Term SOFR + 3.75%
325,126
420,000
Petco Health & Wellness Co., Inc. 7.92%,
02/03/2031, 1 mo. USD Term SOFR +
4.25%
410,025
197,222
QXO, Inc. 5.67%, 04/30/2032, 1 mo. USD
Term SOFR + 2.00%
197,412
123,397
Specialty Building Products Holdings LLC
7.52%, 10/16/2028, 1 mo. USD Term
SOFR + 3.75%
116,847
 
2,203,888
Semiconductors - 0.0%
109,617
MKS Instruments, Inc. 5.67%, 08/17/2029,
1 mo. USD Term SOFR + 2.00%
109,754
Shares or Principal Amount
Market Value†
SENIOR FLOATING RATE INTERESTS - 4.0%(11) - (continued)
Software - 0.2%
$  249,001
BCPE Pequod Buyer, Inc. 6.42%,
11/25/2031, 3 mo. USD Term SOFR +
2.75%
$247,651
199,000
Cotiviti Corp. 6.45%, 03/26/2032, 1 mo.
USD Term SOFR + 2.75%
183,677
250,000
Dayforce, Inc. 6.67%, 08/20/2032, 1 mo.
USD Term SOFR + 3.00%
242,500
149,250
Project Boost Purchaser LLC 6.42%,
07/16/2031, 3 mo. USD Term SOFR +
2.75%
146,425
99,500
Rocket Software, Inc. 7.42%, 11/28/2028,
1 mo. USD Term SOFR + 3.75%
94,837
124,622
Waystar Technologies, Inc. 5.67%,
10/22/2029, 1 mo. USD Term SOFR +
2.00%
123,843
191,079
Zelis Payments Buyer, Inc. 6.42%,
09/28/2029, 1 mo. USD Term SOFR +
2.75%
185,872
 
1,224,805
Transportation - 0.0%
184,934
First Student Bidco, Inc. 6.17%,
08/15/2030, 3 mo. USD Term SOFR +
2.50%
184,563
Total Senior Floating Rate Interests
(cost $22,992,625)
$22,884,796
U.S. GOVERNMENT AGENCIES - 9.8%
Mortgage-Backed Agencies - 9.8%
Federal Home Loan Mortgage Corp. - 2.1%
294,098
5.00%, 11/01/2039
$297,525
702,306
5.50%, 09/01/2040
719,165
3,244,932
5.50%, 12/01/2055
3,291,473
55,000
7.10%, 10/25/2041, 30 day USD SOFR
Average + 3.40%(1)(3)
55,962
125,000
7.95%, 05/25/2044, 30 day USD SOFR
Average + 4.25%(1)(3)
130,224
1,025,000
10.55%, 11/25/2051, 30 day USD
SOFR Average + 6.85%(1)(3)
1,085,177
880,000
10.80%, 01/25/2042, 30 day USD
SOFR Average + 7.10%(1)(3)
922,238
1,480,000
11.41%, 03/25/2050, 30 day USD
SOFR Average + 7.71%(1)(3)
1,788,649
710,000
11.50%, 11/25/2041, 30 day USD
SOFR Average + 7.80%(1)(3)
745,280
250,000
12.95%, 05/25/2043, 30 day USD
SOFR Average + 9.25%(1)(3)
287,033
2,030,000
15.20%, 10/25/2050, 30 day USD
SOFR Average + 11.5%(1)(3)
2,821,590
 
12,144,316
Federal National Mortgage Association - 0.2%
211,858
4.00%, 09/25/2050(14)
42,971
377,447
5.00%, 07/25/2051
377,925
388,811
5.50%, 11/01/2039
397,464
 
818,360
Government National Mortgage Association - 2.5%
31,402
2.50%, 12/20/2050
27,227
2,718,596
2.50%, 11/20/2051
2,356,195
5,800,000
2.50%, 02/20/2056(15)
5,022,896
25,000
4.50%, 02/20/2056(15)
24,409
950,000
5.00%, 03/20/2055(15)
948,104
800,000
5.00%, 02/20/2056(15)
799,810
2,400,000
5.50%, 02/20/2056(15)
2,426,215
2,925,000
5.50%, 03/20/2056(15)
2,953,065
 
14,557,921
The accompanying notes are an integral part of these financial statements.
 
57
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 9.8% - (continued)
Mortgage-Backed Agencies - 9.8% - (continued)
Tennessee Valley Authority Power - 0.0%
$  83,000
4.88%, 05/15/2035
$85,481
Uniform Mortgage-Backed Security - 5.0%
55,000
2.50%, 02/01/2056(15)
46,677
1,415,000
3.00%, 02/01/2056(15)
1,253,955
675,000
3.50%, 02/01/2056(15)
624,262
1,625,000
4.00%, 02/01/2056(15)
1,551,762
6,120,000
4.50%, 03/01/2040(15)
6,119,853
725,000
4.50%, 02/01/2056(15)
710,222
325,000
5.00%, 02/01/2041(15)
328,648
4,975,000
5.00%, 02/01/2056(15)
4,973,629
3,560,000
5.50%, 02/01/2041(15)
3,637,837
1,440,000
5.50%, 02/01/2056(15)
1,460,031
1,435,000
5.50%, 03/01/2056(15)
1,453,224
2,515,000
6.00%, 03/01/2055(15)
2,574,031
3,460,000
6.00%, 02/01/2056(15)
3,542,969
490,000
6.50%, 02/01/2056(15)
507,418
 
28,784,518
Total U.S. Government Agencies
(cost $56,387,056)
$56,390,596
U.S. GOVERNMENT SECURITIES - 29.8%
U.S. Treasury Securities - 29.8%
U.S. Treasury Bonds - 6.2%
1,525,000
1.88%, 02/15/2051
$849,473
2,300,000
1.88%, 11/15/2051
1,266,437
1,240,000
2.25%, 08/15/2046
814,041
450,000
2.38%, 05/15/2051
282,516
1,925,000
3.38%, 11/15/2048
1,517,291
470,000
3.63%, 08/15/2043
404,622
1,615,000
4.13%, 08/15/2044
1,476,842
865,000
4.25%, 08/15/2054
778,061
2,125,000
4.50%, 11/15/2054(16)
1,993,599
14,065,000
4.63%, 11/15/2045
13,680,410
7,420,000
4.63%, 11/15/2055
7,111,606
520,000
4.75%, 02/15/2045
515,165
2,069,600
4.75%, 05/15/2055
2,023,357
3,040,000
4.75%, 08/15/2055
2,973,025
 
35,686,445
U.S. Treasury Inflation-Indexed Bonds - 2.0%
5,812,703
0.25%, 02/15/2050(17)
3,341,880
2,671,912
0.63%, 02/15/2043(17)
1,995,217
2,496,256
0.75%, 02/15/2042(17)
1,948,149
1,431,695
0.75%, 02/15/2045(17)
1,044,695
595,137
1.00%, 02/15/2046(17)
448,523
3,150,457
1.38%, 02/15/2044(17)
2,641,312
 
11,419,776
U.S. Treasury Inflation-Indexed Notes - 1.9%
1,629,326
1.75%, 01/15/2034(17)
1,632,729
9,449,575
1.88%, 07/15/2035(17)
9,478,835
 
11,111,564
U.S. Treasury Notes - 19.7%
2,250,000
3.38%, 05/15/2033
2,153,320
17,214,700
3.50%, 12/15/2028
17,167,629
15,910,000
3.50%, 01/15/2029
15,864,010
8,175,000
3.50%, 01/31/2030
8,109,536
218,500
3.63%, 09/30/2030
217,032
120,000
3.63%, 10/31/2030
119,147
3,550,000
3.63%, 12/31/2030
3,521,988
16,980,000
3.75%, 11/30/2032
16,706,728
225,000
4.00%, 05/31/2030
227,224
9,690,000
4.00%, 06/30/2032
9,704,005
4,105,000
4.00%, 07/31/2032
4,108,688
7,725,000
4.00%, 02/15/2034
7,661,027
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT SECURITIES - 29.8% - (continued)
U.S. Treasury Securities - 29.8% - (continued)
U.S. Treasury Notes - 19.7% - (continued)
$  9,444,000
4.00%, 11/15/2035
$9,250,693
4,900,000
4.25%, 11/15/2034(16)(18)
4,922,586
10,723,500
4.25%, 05/15/2035
10,746,958
2,400,000
4.50%, 11/15/2033
2,464,125
120,000
4.63%, 04/30/2031
124,453
 
113,069,149
Total U.S. Government Securities
(cost $172,694,834)
$171,286,934
COMMON STOCKS - 0.0%
Automobiles & Components - 0.0%
83
Aptiv PLC*
$6,287
Capital Goods - 0.0%
23
Middleby Corp.*
3,385
Financial Services - 0.0%
33,932
Unifin Financiera SAB de CV*(4)(19)
1,893
250,000
Unifin Financiera SAB de CV*(4)(10)(19)
25,000
 
26,893
Food, Beverage & Tobacco - 0.0%
1,551
Luxco Co. Ltd.*
29,297
Health Care Equipment & Services - 0.0%
17
Becton Dickinson & Co.
3,459
Software & Services - 0.0%
7
Shopify, Inc. Class A*
919
Utilities - 0.0%
598
NextEra Energy, Inc.
52,564
Total Common Stocks
(cost $106,845)
$122,804
PREFERRED STOCKS - 1.2%
Banks - 0.2%
144
Bank of America Corp. Series L, 7.25%(20)
$179,424
7,500
Bank of America Corp. Series QQ,
4.25%(7)(20)
132,525
22,950
Citigroup, Inc. Series II, 6.25%*(20)
575,815
17,625
Citizens Financial Group, Inc. Series I,
6.50%(20)
450,319
7,150
JP Morgan Chase & Co. Series MM,
4.20%(7)(20)
132,847
 
1,470,930
Capital Goods - 0.1%
11,593
Boeing Co. (Preference Shares), 6.00%
866,229
Financial Services - 0.5%
22,774
Ares Management Corp. Series B,
6.75%(7)
1,089,281
2,509
Capital One Financial Corp. Series I,
5.00%(7)(20)
49,402
7,950
Capital One Financial Corp. Series N,
4.25%(20)
132,765
5,605
Corebridge Financial, Inc. (Preference
Shares), 6.38%(7)
134,016
13,113
KKR & Co., Inc. Series D, 6.25%
641,750
5,025
Morgan Stanley Series O, 4.25%(7)(20)
89,696
11,894
Morgan Stanley Series Q, 6.63%(20)
311,861
16,929
Synchrony Financial Series B, 8.25%(7)(20)
439,815
 
2,888,586
The accompanying notes are an integral part of these financial statements.
 
58
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
PREFERRED STOCKS - 1.2% - (continued)
Insurance - 0.1%
13,747
Brighthouse Financial, Inc. Series C,
5.38%(20)
$188,609
13,179
Enstar Group Ltd. Series D, 7.00%(20)
316,296
 
504,905
Telecommunication Services - 0.1%
11,650
T-Mobile USA, Inc. (Preference Shares),
5.50%
266,668
7,807
T-Mobile USA, Inc. (Preference Shares),
5.50%
179,015
 
445,683
Utilities - 0.2%
5,725
DTE Energy Co. Series H, 6.25%
141,980
3,700
NextEra Energy, Inc. (Preference Shares),
7.30%
205,239
7,338
PG&E Corp. Series A, 6.00%
293,227
636
Sempra (Preference Shares), 5.75%(7)
14,310
10,490
Southern Co. (Preference Shares),
6.50%(7)
270,537
 
925,293
Total Preferred Stocks
(cost $7,082,467)
$7,101,626
WARRANTS - 0.0%
Semiconductors & Semiconductor Equipment - 0.0%
1,500
Maxeon Solar Technologies Ltd. Expires
01/15/2028*(4)(19)
$—
Total Warrants
(cost $—)
$—
Total Long-Term Investments
(cost $607,282,542)
$610,999,019
SHORT-TERM INVESTMENTS - 3.1%
Securities Lending Collateral - 3.1%
18,079,171
State Street Navigator Securities
Lending Government Money Market
Portfolio, 3.66%(21)
$18,079,171
Total Short-Term Investments
(cost $18,079,171)
$18,079,171
Total Investments Excluding
Purchased Options
(cost $625,361,713)
109.3
%
$629,078,190
Total Purchased Options
(cost $21,022)
0.0
%
$26,275
Total Investments
(cost $625,382,735)
109.3
%
$629,104,465
Other Assets and Liabilities
(9.3
)%
(53,458,596
)
Net Assets
100.0
%
$575,645,869
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
Equity industry classifications used in this report are the Global Industry Classification Standard, which was developed by and is the exclusive property and service mark of MSCI, Inc. and Standard & Poor’s.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
*
Non-income producing.
(1)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of these securities was
$204,773,529, representing 35.6% of net assets.
(2)
Security is a “step-up” bond where coupon increases or steps up at a
predetermined date. Rate shown is current coupon rate.
(3)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
(4)
Investment valued using significant unobservable inputs.
(5)
Security is a zero-coupon bond.
(6)
Security is exempt from registration under Regulation S under the Securities Act of
1933, which exempts from registration securities offered and sold outside of the
United States. Security may not be offered or sold in the United States except
pursuant to an exemption from, or in a transaction not subject to, the registration
requirements of the Securities Act of 1933. At January 31, 2026, the aggregate
value of these securities was $90,595,178, representing 15.7% of net assets.
(7)
Represents entire or partial securities on loan. See Note 8 in the accompanying
Notes to Financial Statements for securities lending information.
(8)
Security has the ability to pay in kind (“PIK”) or pay income in cash. When
applicable, separate rates of such payments are disclosed.
(9)
Perpetual maturity security. Maturity date shown is the next call date or final legal
maturity date, whichever comes first.
(10)
Share amount represents shares of the issuer previously held that resulted in
receipt of the escrow.
(11)
Senior floating rate interests generally pay interest rates which are periodically
adjusted by reference to a base short-term, floating lending rate plus a premium.
The base lending rates are primarily the Secured Overnight Financing Rate
("SOFR") and secondarily, the prime rate offered by one or more major
United States banks (the "Prime Rate"). Senior floating rate interests often require
prepayments from excess cash flows or permit the borrower to repay at its
election. The rate at which the borrower repays cannot be predicted with accuracy.
As a result, the actual remaining maturity may be substantially less than the stated
maturities shown. Base lending rates may be subject to a floor or cap. Unless
otherwise noted, the interest rate disclosed for these securities represents the rate
in effect as of January 31, 2026.
(12)
This security, or a portion of this security, has unfunded loan commitments. As of
January 31, 2026, the aggregate value of the unfunded commitment was $36,567,
which represents to 0.0% of total net assets.
(13)
All or a portion of the security represents unsettled bank loan commitments at
January 31, 2026, where the rate will be determined at time of settlement.
(14)
Security disclosed is interest-only strips.
(15)
Represents or includes a TBA transaction.
The accompanying notes are an integral part of these financial statements.
 
59
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
(16)
All, or a portion of the security, was pledged as collateral in connection with
futures contracts. As of January 31, 2026, the market value of securities pledged
was $4,495,076.
(17)
The principal amount for these securities are adjusted for inflation and the interest
payments equal a fixed percentage of the inflation-adjusted principal amount.
(18)
All, or a portion of the security, was pledged as collateral in connection with
centrally cleared swap contracts. As of January 31, 2026, the market value of
securities pledged was $1,908,758.
(19)
Investment in securities not registered under the Securities Act of 1933 (excluding
securities acquired pursuant to Rule 144A and Regulation S). At the end of the
period, the value of such restricted securities amounted to $26,893 or 0.0% of net
assets.
 
Period
Acquired
Security Name
Shares/
Par Value
Total Cost
Market Value
06/2024
Maxeon Solar
Technologies Ltd.
Expires 01/15/2028
Warrants
1,500
$—
$—
08/2024
Unifin Financiera SAB de
CV
250,000
7,500
25,000
08/2024
Unifin Financiera SAB de
CV
33,932
7,500
1,893
 
$15,000
$26,893
 
(20)
Perpetual security with no stated maturity date.
(21)
Current yield as of period end.
 
OTC Option Contracts Outstanding at January 31, 2026
Description
Counterparty
Exercise Price/
FX Rate/Rate
Expiration
Date
Number of
Contracts
Notional
Amount
Value†
Premiums
Paid
(Received)
by Fund
Unrealized
Appreciation/
(Depreciation)
Purchased option contracts:
Put
Call CNY vs. Put USD
JPM
6.79
 
USD
07/09/2026
502,000
USD
502,000
$1,903
$1,937
$(34
)
Call CNY vs. Put USD
BOA
6.79
 
USD
07/13/2026
671,000
USD
671,000
2,519
2,570
(51
)
Call MXN vs. Put USD
MSC
16.97
 
USD
07/24/2026
181,000
USD
181,000
1,552
1,643
(91
)
Call USD vs. Put EUR
BOA
1.15
 
EUR
07/03/2026
568,000
EUR
568,000
3,343
4,070
(727
)
Call ZAR vs. Put USD
JPM
16.04
 
USD
04/07/2026
168,000
USD
168,000
2,312
1,134
1,178
Call ZAR vs. Put USD
JPM
16.69
 
USD
07/07/2026
335,000
USD
335,000
14,646
9,668
4,978
Total purchased OTC option contracts
$26,275
$21,022
$5,253
Written option contracts:
Puts
Call ZAR vs. Put USD
JPM
15.93
 
USD
07/07/2026
(335,000
)
USD
(335,000
)
$(6,134
)
$(3,354
)
$(2,780
)
Total Written Option Contract OTC option contracts
$(6,134
)
$(3,354
)
$(2,780
)
 
Futures Contracts Outstanding at January 31, 2026
Description
Number of
Contracts
Expiration
Date
Current
Notional
Amount
Value and
Unrealized
Appreciation/
(Depreciation)
Long position contracts:
Australian 10-Year Bond Future
370
03/16/2026
$28,292,539
$(62,325
)
Euro BUXL 30-Year Bond Future
37
03/06/2026
4,836,596
(41,703
)
Euro-BOBL Future
16
03/06/2026
2,219,602
2,113
Euro-BTP Italian Bond Future
68
03/06/2026
9,797,343
16,750
Euro-Schatz Future
41
03/06/2026
5,214,363
5,656
U.S. Treasury 2-Year Note Future
98
03/31/2026
20,432,234
(26,648
)
U.S. Treasury 5-Year Note Future
395
03/31/2026
43,027,227
(149,083
)
U.S. Treasury 10-Year Note Future
508
03/20/2026
56,808,687
(177,776
)
U.S. Treasury Long Bond Future
178
03/20/2026
20,492,250
(193,668
)
The accompanying notes are an integral part of these financial statements.
 
60
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Futures Contracts Outstanding at January 31, 2026 – (continued)
Description
Number of
Contracts
Expiration
Date
Current
Notional
Amount
Value and
Unrealized
Appreciation/
(Depreciation)
Long position contracts – (continued):
U.S. Treasury Ultra Bond Future
37
03/20/2026
$4,345,188
$(57,402
)
Total
 
 
$(684,086
)
Short position contracts:
Euro-BUND Future
(132)
03/06/2026
$(20,127,031
)
$(4,410
)
Long Gilt Future
(98)
03/27/2026
(12,217,556
)
174,920
U.S. Treasury 10-Year Ultra Future
(144)
03/20/2026
(16,438,500
)
35,739
Total
 
 
$206,249
Total futures contracts
$(477,837
)
 
TBA Sale Commitments Outstanding at January 31, 2026
Description
Principal
Amount
Maturity
Date
Market
Value†
Unrealized
Appreciation/
(Depreciation)
Uniform Mortgage-Backed Security, 2.00%
$5,625,000
02/01/2056
$(4,562,083
)
$(14,905
)
Uniform Mortgage-Backed Security, 2.50%
1,765,000
02/01/2056
(1,497,907
)
(8,721
)
Uniform Mortgage-Backed Security, 2.50%
3,380,000
03/01/2056
(2,867,194
)
5,540
Uniform Mortgage-Backed Security, 3.00%
3,260,000
02/01/2056
(2,888,970
)
5,636
Uniform Mortgage-Backed Security, 3.50%
675,000
03/01/2056
(623,550
)
228
Uniform Mortgage-Backed Security, 3.50%
675,000
02/01/2056
(624,262
)
284
Uniform Mortgage-Backed Security, 4.00%
2,650,000
02/01/2056
(2,530,566
)
(17,103
)
Uniform Mortgage-Backed Security, 4.50%
865,000
02/01/2056
(847,368
)
(3,576
)
Uniform Mortgage-Backed Security, 4.50%
2,035,000
03/01/2056
(1,991,215
)
1,133
Uniform Mortgage-Backed Security, 5.00%
7,510,000
02/01/2056
(7,507,931
)
(4,863
)
Uniform Mortgage-Backed Security, 5.00%
6,100,000
03/01/2056
(6,089,741
)
1,418
Uniform Mortgage-Backed Security, 6.00%
2,950,000
02/01/2056
(3,020,739
)
4,849
Uniform Mortgage-Backed Security, 6.50%
2,040,000
02/01/2056
(2,112,516
)
2,916
Total TBA sale commitments (proceeds receivable $37,136,878)
$(37,164,042
)
$(27,164
)
At January 31, 2026, the aggregate market value of TBA Sale Commitments represents (6.5)% of total net assets.
 
OTC Credit Default Swap Contracts Outstanding at January 31, 2026
Reference Entity
Counter-
party
Notional
Amount(1)
(Pay)/Receive
Fixed Rate
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
Credit default swaps on single-name issues:
Buy protection:
BNP Paribas SA
BCLY
EUR
1,260,000
(1.00%)
12/20/2030
Quarterly
$—
$(6,891
)
$(12,742
)
$(5,851
)
Total OTC credit default swap contracts
$—
$(6,891
)
$(12,742
)
$(5,851
)
 
(1)
The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under
the terms of that particular swap agreement.
 
Centrally Cleared Credit Default Swap Contracts Outstanding at January 31, 2026
Reference Entity
Notional
Amount(1)
(Pay)/Receive
Fixed Rate
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
Credit default swaps on indices:
Buy protection:
CDX.EM.S43.V1
USD
15,000
(1.00%)
06/20/2030
Quarterly
$266
$—
$79
$(187
)
CDX.NA.HY.S45.V1
USD
1,865,779
(5.00%)
12/20/2030
Quarterly
—
(158,757
)
(167,111
)
(8,354
)
ITRAXX-XOVER S44.V1
EUR
335,000
(5.00%)
12/20/2030
Quarterly
—
(41,419
)
(45,219
)
(3,800
)
Total
$266
$(200,176
)
$(212,251
)
$(12,341
)
The accompanying notes are an integral part of these financial statements.
 
61
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Centrally Cleared Credit Default Swap Contracts Outstanding at January 31, 2026 – (continued)
Reference Entity
Notional
Amount(1)
(Pay)/Receive
Fixed Rate
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
Credit default swaps on single-name
issues:
 
 
 
 
Buy protection:
Barclays PLC
EUR
150,000
(1.00%)
12/20/2029
Quarterly
$658
$—
$(1,685
)
$(2,343
)
Total
 
 
 
 
$658
$—
$(1,685
)
$(2,343
)
Total centrally cleared credit default swap contracts
$924
$(200,176
)
$(213,936
)
$(14,684
)
 
(1)
The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under
the terms of that particular swap agreement.
 
Centrally Cleared Interest Rate Swap Contracts Outstanding at January 31, 2026
Payments made
by Fund
Payments received
by Fund
Notional
Amount
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
1 Mo. MXN TIIE
8.20% Fixed
MXN
3,309,000
12/05/2035
Lunar
$—
$—
$2,446
$2,446
1 Mo. MXN TIIE
8.06% Fixed
MXN
1,831,000
01/02/2036
Lunar
—
—
360
360
12 Mo. USD SOFR
3.71% Fixed
USD
3,711,000
03/18/2026
Annual
—
(14
)
207
221
12 Mo. USD SOFR
3.41% Fixed
USD
553,000
12/16/2026
Annual
138
—
(203
)
(341
)
3.60% Fixed
12 Mo. USD SOFR
USD
1,475,000
11/15/2032
Annual
—
—
4,855
4,855
3.63% Fixed
12 Mo. USD SOFR
USD
1,250,000
11/15/2032
Annual
—
—
1,691
1,691
4.16% Fixed
12 Mo. USD SOFR
USD
2,275,000
03/19/2045
Annual
—
(38,208
)
8,604
46,812
2.88% Fixed
12 Mo. USD SOFR
USD
190,000
03/15/2053
Annual
1,997
—
43,548
41,551
3.25% Fixed
12 Mo. USD SOFR
USD
125,000
06/21/2053
Annual
—
(1,195
)
20,424
21,619
3.59% Fixed
12 Mo. USD SOFR
USD
4,665,000
09/20/2053
Annual
411,118
—
484,826
73,708
3.75% Fixed
12 Mo. USD SOFR
USD
215,000
12/18/2054
Annual
306
—
16,499
16,193
3 Mo. COP CPIBR
10.72% Fixed
COP
1,117,433,000
03/18/2036
Quarterly
—
—
(3,491
)
(3,491
)
3 Mo. THB THOR
1.69% Fixed
THB
1,975,000
03/18/2036
Quarterly
—
—
(1,468
)
(1,468
)
3 Mo. THB THOR
1.75% Fixed
THB
3,301,000
03/18/2036
Quarterly
—
—
(1,811
)
(1,811
)
3 Mo. THB THOR
1.74% Fixed
THB
7,147,000
03/18/2036
Quarterly
—
—
(4,227
)
(4,227
)
3 Mo. ZAR JIBAR
6.58% Fixed
ZAR
18,299,000
03/18/2027
Quarterly
—
(2
)
1,949
1,951
3 Mo. ZAR JIBAR
6.38% Fixed
ZAR
12,997,000
03/18/2027
Quarterly
—
—
(178
)
(178
)
3 Mo. ZAR JIBAR
7.32% Fixed
ZAR
3,978,000
03/18/2033
Quarterly
—
(5
)
5,206
5,211
3 Mo. ZAR JIBAR
6.96% Fixed
ZAR
2,893,000
03/18/2033
Quarterly
—
—
234
234
3 Mo. ZAR JIBAR
7.79% Fixed
ZAR
8,441,000
03/18/2036
Quarterly
—
(22
)
15,965
15,987
3 Mo. ZAR JIBAR
7.58% Fixed
ZAR
3,850,000
03/18/2036
Quarterly
—
—
3,693
3,693
3 Mo. ZAR JIBAR
7.42% Fixed
ZAR
2,253,000
03/18/2036
Quarterly
—
—
524
524
6 mo. CZK PRIBOR
3.83% Fixed
CZK
4,374,000
03/18/2031
Annual
—
—
2,107
2,107
6 Mo. HUF BIBOR
6.79% Fixed
HUF
49,833,000
03/18/2036
Annual
242
—
4,803
4,561
6 Mo. HUF BIBOR
6.37% Fixed
HUF
48,589,000
03/18/2036
Annual
—
—
16
16
6 Mo. PLN WIBOR
4.14% Fixed
PLN
173,000
03/18/2033
Annual
5
—
396
391
BZDIOVRA
13.73% Fixed
BRL
6,162,180
01/04/2027
At Maturity
35
—
2,488
2,453
BZDIOVRA
13.74% Fixed
BRL
8,456,640
01/04/2027
At Maturity
—
(6
)
1,326
1,332
BZDIOVRA
13.16% Fixed
BRL
2,858,986
01/03/2028
At Maturity
—
—
3,632
3,632
BZDIOVRA
13.15% Fixed
BRL
1,487,600
01/03/2028
At Maturity
—
(2
)
1,753
1,755
BZDIOVRA
13.18% Fixed
BRL
2,729,954
01/02/2029
At Maturity
—
—
6,343
6,343
BZDIOVRA
12.94% Fixed
BRL
1,960,160
01/02/2029
At Maturity
36
—
2,962
2,926
BZDIOVRA
13.14% Fixed
BRL
884,637
01/02/2031
At Maturity
—
—
1,641
1,641
Total centrally cleared interest rate swaps contracts
$413,877
$(39,454
)
$627,120
$252,697
 
Foreign Currency Contracts Outstanding at January 31, 2026
Amount and Description of
Currency to be Purchased
Amount and Description of
Currency to be Sold
Counterparty
Settlement
Date
Appreciation/
(Depreciation)
195,505,000
ARS
130,317
USD
BNP
02/18/2026
$1,142
244,248,000
ARS
147,730
USD
CBK
07/14/2026
(8,856
)
170,670,000
ARS
95,882
USD
CBK
10/16/2026
(4,046
)
125,000
AUD
83,528
USD
CBK
03/18/2026
4,030
50,000
AUD
33,265
USD
DEUT
03/18/2026
1,758
3,480,000
BRL
623,824
USD
BOA
03/03/2026
36,229
1,615,000
BRL
288,437
USD
BCLY
03/03/2026
17,880
2,065,000
BRL
374,194
USD
GSC
03/03/2026
17,475
The accompanying notes are an integral part of these financial statements.
 
62
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Foreign Currency Contracts Outstanding at January 31, 2026 – (continued)
Amount and Description of
Currency to be Purchased
Amount and Description of
Currency to be Sold
Counterparty
Settlement
Date
Appreciation/
(Depreciation)
2,630,000
BRL
483,709
USD
BNP
03/03/2026
$15,124
70,000
BRL
12,695
USD
MSC
03/03/2026
582
235,000
BRL
44,838
USD
JPM
03/03/2026
(265
)
45,000
CAD
32,865
USD
DEUT
03/18/2026
433
220,000
CAD
162,918
USD
BCLY
03/18/2026
(131
)
189,000,000
CLP
211,179
USD
MSC
03/18/2026
7,708
264,946,000
CLP
299,171
USD
BOA
03/18/2026
7,673
60,000,000
CLP
65,431
USD
GSC
03/18/2026
4,058
42,100,000
CLP
46,394
USD
SSG
03/18/2026
2,364
3,163,000
CNH
451,722
USD
BNP
03/18/2026
4,569
823,000
CNH
117,587
USD
HSBC
03/18/2026
1,138
403,000
CNH
57,543
USD
SGG
03/18/2026
593
974,000
CNH
140,094
USD
DEUT
03/18/2026
414
1,741,000
CNH
250,825
USD
CBK
03/18/2026
329
896,000
CNH
129,040
USD
SSG
03/18/2026
216
629,000
CNH
90,731
USD
GSC
03/18/2026
8
868,050,000
COP
227,355
USD
BNP
03/18/2026
6,940
1,495,050,000
COP
400,169
USD
SSG
03/18/2026
3,361
90,000,000
COP
23,286
USD
GSC
03/18/2026
1,006
1,371,800,000
COP
370,057
USD
CBK
03/18/2026
206
261,800,000
COP
70,901
USD
BOA
03/18/2026
(239
)
10,240,000
CZK
492,595
USD
BOA
03/18/2026
8,286
4,140,000
CZK
200,076
USD
CAG
03/18/2026
2,428
2,110,000
CZK
102,896
USD
DEUT
03/18/2026
312
430,000
CZK
20,884
USD
CBK
03/18/2026
149
2,830,000
DOP
43,723
USD
JPM
07/13/2026
48
10,820,000
EGP
219,584
USD
BOA
03/18/2026
5,179
8,460,000
EGP
173,784
USD
CBK
03/18/2026
1,955
7,220,000
EGP
136,060
USD
BOA
10/05/2026
3,544
5,110,000
EGP
97,747
USD
CBK
10/05/2026
1,058
769,000
EUR
903,739
USD
CBK
03/18/2026
13,211
351,000
EUR
409,274
USD
CBA
03/18/2026
9,256
408,000
EUR
480,523
USD
WFB
03/18/2026
5,973
279,000
EUR
328,232
USD
SSG
03/18/2026
4,445
167,000
EUR
195,908
USD
UBS
03/18/2026
3,221
200,000
EUR
236,145
USD
SCB
03/18/2026
2,333
65,000
EUR
76,300
USD
MSC
03/18/2026
1,206
30,000
EUR
35,675
USD
JPM
03/18/2026
96
60,000
EUR
71,996
USD
BCLY
03/18/2026
(452
)
136,000
EUR
160,208
USD
BOA
07/07/2026
2,761
1,000
GBP
1,367
USD
HSBC
02/27/2026
5
116,000
GBP
160,307
USD
CBK
03/18/2026
(1,136
)
96,800,000
HUF
292,244
USD
GSC
03/18/2026
9,180
52,100,000
HUF
158,169
USD
DEUT
03/18/2026
4,065
27,900,000
HUF
84,198
USD
MSC
03/18/2026
2,680
12,200,000
HUF
36,788
USD
BOA
03/18/2026
1,201
12,400,000
HUF
37,460
USD
BCLY
03/18/2026
1,153
35,900,000
HUF
111,022
USD
UBS
03/18/2026
767
6,803,000,000
IDR
402,045
USD
SSG
03/25/2026
2,899
2,008,000,000
IDR
119,838
USD
GSC
03/25/2026
(313
)
2,010,000,000
IDR
120,136
USD
BNP
03/25/2026
(492
)
13,908,000,000
IDR
830,408
USD
BOA
03/25/2026
(2,544
)
9,010,000
INR
97,759
USD
JPM
03/18/2026
(124
)
24,683,000
INR
270,830
USD
GSC
03/18/2026
(3,358
)
39,280,000
INR
432,203
USD
BOA
03/18/2026
(6,553
)
34,810,000
INR
384,790
USD
SSG
03/18/2026
(7,578
)
50,730,000
INR
560,088
USD
CBK
03/18/2026
(10,363
)
379,670,000
KRW
259,105
USD
SSG
03/18/2026
5,126
38,520,000
KRW
26,258
USD
GSC
03/18/2026
550
71,850,000
KRW
49,708
USD
MSC
03/18/2026
296
164,500,000
KZT
306,674
USD
BOA
03/18/2026
14,447
123,300,000
KZT
236,686
USD
CBK
03/18/2026
4,009
31,300,000
KZT
56,961
USD
BOA
05/26/2026
2,671
22,800,000
KZT
42,944
USD
CBK
05/26/2026
494
16,520,000
MXN
916,018
USD
BOA
03/18/2026
32,145
The accompanying notes are an integral part of these financial statements.
 
63
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Foreign Currency Contracts Outstanding at January 31, 2026 – (continued)
Amount and Description of
Currency to be Purchased
Amount and Description of
Currency to be Sold
Counterparty
Settlement
Date
Appreciation/
(Depreciation)
3,746,000
MXN
205,970
USD
MSC
03/18/2026
$9,031
730,000
MXN
42,065
USD
SCB
03/18/2026
(167
)
1,270,000
MYR
312,170
USD
BNP
03/18/2026
10,358
620,000
MYR
150,940
USD
SCB
03/18/2026
6,515
516,000
MYR
127,016
USD
DEUT
03/18/2026
4,027
91,895,000
NGN
60,777
USD
BOA
03/18/2026
3,763
106,214,000
NGN
72,520
USD
CBK
03/18/2026
2,077
91,895,000
NGN
59,021
USD
BOA
06/08/2026
3,303
28,122,000
NGN
17,984
USD
CBK
06/08/2026
1,089
195,000
NZD
114,035
USD
UBS
03/18/2026
4,125
55,000
NZD
31,984
USD
DEUT
03/18/2026
1,343
1,155,000
PEN
342,461
USD
CBK
03/18/2026
1,351
615,000
PEN
182,277
USD
GSC
03/18/2026
793
735,000
PEN
218,742
USD
MSC
03/18/2026
49
6,630,000
PHP
112,297
USD
JPM
03/18/2026
150
3,085,000
PLN
849,886
USD
BOA
03/18/2026
22,402
1,750,000
PLN
485,245
USD
GSC
03/18/2026
9,569
1,140,000
PLN
317,580
USD
HSBC
03/18/2026
4,756
494,000
PLN
138,993
USD
MSC
03/18/2026
686
30,000
PLN
8,322
USD
CBK
03/18/2026
161
110,000
PLN
31,251
USD
SCB
03/18/2026
(148
)
1,687,000
RON
386,526
USD
GSC
03/18/2026
6,426
825,000
RON
188,787
USD
MSC
03/18/2026
3,380
525,000
RON
120,442
USD
BOA
03/18/2026
1,846
160,000
RON
36,728
USD
SGG
03/18/2026
541
75,000
RON
17,232
USD
CBK
03/18/2026
237
6,436,000
RSD
63,941
USD
CBK
03/18/2026
1,235
115,000
SGD
89,652
USD
DEUT
03/18/2026
1,275
85,000
SGD
66,562
USD
CBK
03/18/2026
645
50,000
SGD
38,948
USD
UBS
03/18/2026
586
65,000
SGD
50,814
USD
MSC
03/18/2026
580
36,200,000
THB
1,150,883
USD
BCLY
03/18/2026
3,276
830,000
THB
26,522
USD
SCB
03/18/2026
(59
)
9,540,000
THB
304,400
USD
WFB
03/18/2026
(238
)
4,900,000
THB
158,320
USD
DEUT
03/18/2026
(2,094
)
17,460,000
TRY
382,332
USD
BCLY
03/18/2026
5,077
5,045,000
TRY
111,848
USD
GSC
03/18/2026
93
26,065,000
TRY
464,651
USD
BNP
12/16/2026
10,338
6,310,000
ZAR
368,829
USD
RBC
03/18/2026
23,200
4,990,000
ZAR
295,798
USD
HSBC
03/18/2026
14,223
11,771,000
ZAR
718,940
USD
MSC
03/18/2026
12,372
1,020,000
ZAR
62,107
USD
DEUT
03/18/2026
1,264
380,000
ZAR
22,527
USD
SSG
03/18/2026
1,082
66,635
USD
97,753,000
ARS
CBK
02/18/2026
905
19,839
USD
30,000
AUD
SCB
03/18/2026
(1,175
)
33,502
USD
50,000
AUD
DEUT
03/18/2026
(1,521
)
154,153
USD
225,000
AUD
CBK
03/18/2026
(3,450
)
360,374
USD
1,976,000
BRL
MSC
03/03/2026
(14,414
)
307,614
USD
1,722,000
BRL
GSC
03/03/2026
(18,998
)
454,441
USD
2,517,000
BRL
BOA
03/03/2026
(22,959
)
58,466
USD
80,000
CAD
SCB
03/18/2026
(729
)
101,970
USD
140,000
CAD
DEUT
03/18/2026
(1,621
)
90,741
USD
125,000
CAD
TDB
03/18/2026
(1,752
)
75,890
USD
105,000
CAD
CBK
03/18/2026
(1,803
)
54,599
USD
49,581,000
CLP
BOA
03/18/2026
(2,823
)
202,802
USD
179,779,000
CLP
GSC
03/18/2026
(5,407
)
240,520
USD
222,000,000
CLP
SSG
03/18/2026
(16,587
)
58,765
USD
408,000
CNH
CBK
03/18/2026
(92
)
26,302
USD
183,000
CNH
GSC
03/18/2026
(97
)
93,777
USD
648,000
CNH
JPM
07/13/2026
(293
)
133,362
USD
921,000
CNH
BOA
07/15/2026
(353
)
102,933
USD
396,600,000
COP
BNP
03/18/2026
(4,114
)
410,126
USD
1,535,800,000
COP
CBK
03/18/2026
(4,402
)
138,132
USD
534,500,000
COP
JPM
03/18/2026
(6,136
)
188,385
USD
734,700,000
COP
BOA
03/18/2026
(9,918
)
The accompanying notes are an integral part of these financial statements.
 
64
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Foreign Currency Contracts Outstanding at January 31, 2026 – (continued)
Amount and Description of
Currency to be Purchased
Amount and Description of
Currency to be Sold
Counterparty
Settlement
Date
Appreciation/
(Depreciation)
256,689
USD
989,100,000
COP
GSC
03/18/2026
$(10,279
)
51,368
USD
1,060,000
CZK
BOA
03/18/2026
(481
)
38,495
USD
800,000
CZK
CBK
03/18/2026
(637
)
104,362
USD
2,170,000
CZK
DEUT
03/18/2026
(1,781
)
197,308
USD
4,084,000
CZK
HSBC
03/18/2026
(2,457
)
254,275
USD
5,265,000
CZK
MSC
03/18/2026
(3,257
)
244,244
USD
5,100,000
CZK
GSC
03/18/2026
(5,218
)
714,509
USD
14,807,000
CZK
SSG
03/18/2026
(9,762
)
240,635
USD
202,049
EUR
BNP
02/27/2026
(29
)
10,958,873
USD
9,221,400
EUR
DEUT
02/27/2026
(24,918
)
21,228,700
USD
17,869,611
EUR
JPM
02/27/2026
(56,145
)
553,624
USD
463,000
EUR
UBS
03/18/2026
1,546
242,285
USD
203,000
EUR
BCLY
03/18/2026
229
66,789
USD
57,000
EUR
MSC
03/18/2026
(1,178
)
112,958
USD
96,000
EUR
CAG
03/18/2026
(1,512
)
257,494
USD
219,000
EUR
RBC
03/18/2026
(3,641
)
442,662
USD
375,000
EUR
CBK
03/18/2026
(4,488
)
567,886
USD
484,000
EUR
SCB
03/18/2026
(9,234
)
546,096
USD
466,000
EUR
JPM
03/18/2026
(9,559
)
1,541,751
USD
1,310,000
EUR
TDB
03/18/2026
(20,284
)
1,669,327
USD
1,422,000
EUR
SSG
03/18/2026
(26,256
)
2,291,435
USD
1,962,000
EUR
CBA
03/18/2026
(48,042
)
3,021,707
USD
2,580,000
EUR
WFB
03/18/2026
(54,668
)
11,910,303
USD
10,126,000
EUR
DEUT
03/18/2026
(163,876
)
1,981,586
USD
1,449,320
GBP
HSBC
02/27/2026
(7,192
)
286,678
USD
211,000
GBP
CBK
03/18/2026
(2,850
)
1,044,471
USD
771,000
GBP
SSG
03/18/2026
(13,469
)
645,804
USD
481,000
GBP
JPM
03/18/2026
(14,208
)
265,962
USD
2,072,000
HKD
MSC
02/27/2026
400
154,766
USD
49,279,000
HUF
UBS
03/18/2026
1,317
48,706
USD
16,100,000
HUF
BOA
03/18/2026
(1,428
)
49,168
USD
16,300,000
HUF
MSC
03/18/2026
(1,589
)
67,740
USD
22,447,000
HUF
HSBC
03/18/2026
(2,158
)
81,600
USD
27,100,000
HUF
RBC
03/18/2026
(2,786
)
237,799
USD
77,672,000
HUF
CBK
03/18/2026
(4,063
)
77,563
USD
1,300,380,000
IDR
MSC
03/25/2026
158
109,032
USD
1,837,000,000
IDR
BCLY
03/25/2026
(314
)
75,788
USD
1,284,000,000
IDR
JPM
03/25/2026
(641
)
155,050
USD
2,620,000,000
IDR
BOA
03/25/2026
(904
)
848,051
USD
77,052,000
INR
SSG
03/18/2026
13,092
216,260
USD
19,640,000
INR
CBK
03/18/2026
3,435
128,063
USD
11,680,000
INR
BOA
03/18/2026
1,495
44,904
USD
4,090,000
INR
JPM
03/18/2026
584
226,229
USD
325,300,000
KRW
JPM
03/18/2026
(163
)
49,106
USD
72,460,000
KRW
MSC
03/18/2026
(1,323
)
62,739
USD
92,280,000
KRW
SSG
03/18/2026
(1,483
)
561,671
USD
287,800,000
KZT
CBK
03/18/2026
(146
)
86,641
USD
45,400,000
KZT
CBK
05/26/2026
147
41,576
USD
731,000
MXN
CBK
03/18/2026
(380
)
141,827
USD
2,564,000
MXN
UBS
03/18/2026
(5,333
)
603,328
USD
10,951,000
MXN
SGG
03/18/2026
(25,203
)
844,996
USD
15,222,000
MXN
GSC
03/18/2026
(28,669
)
940,627
USD
17,217,000
MXN
MSC
03/18/2026
(47,540
)
48,843
USD
864,000
MXN
MSC
07/28/2026
(127
)
254,300
USD
1,035,000
MYR
SCB
03/18/2026
(8,547
)
88,063
USD
145,000
NZD
CBK
03/18/2026
201
31,973
USD
55,000
NZD
BCLY
03/18/2026
(1,354
)
98,127
USD
170,000
NZD
MSC
03/18/2026
(4,884
)
127,761
USD
220,000
NZD
UBS
03/18/2026
(5,547
)
42,471
USD
143,000
PEN
GSC
03/18/2026
(96
)
21,304
USD
72,000
PEN
MSC
03/18/2026
(129
)
111,297
USD
6,640,000
PHP
JPM
03/18/2026
(1,319
)
84,724
USD
304,000
PLN
MSC
03/18/2026
(1,232
)
118,731
USD
428,000
PLN
HSBC
03/18/2026
(2,287
)
153,020
USD
555,000
PLN
GSC
03/18/2026
(3,906
)
The accompanying notes are an integral part of these financial statements.
 
65
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Foreign Currency Contracts Outstanding at January 31, 2026 – (continued)
Amount and Description of
Currency to be Purchased
Amount and Description of
Currency to be Sold
Counterparty
Settlement
Date
Appreciation/
(Depreciation)
233,210
USD
1,016,000
RON
HSBC
03/18/2026
$(3,446
)
244,842
USD
1,070,000
RON
SGG
03/18/2026
(4,392
)
394,834
USD
1,735,000
RON
BOA
03/18/2026
(9,298
)
50,941
USD
65,000
SGD
CBK
03/18/2026
(453
)
54,711
USD
70,000
SGD
SSG
03/18/2026
(636
)
42,810
USD
55,000
SGD
MSC
03/18/2026
(677
)
318,687
USD
410,000
SGD
BNP
03/18/2026
(5,489
)
112,334
USD
3,490,000
THB
HSBC
03/18/2026
1,063
158,639
USD
4,980,000
THB
BNP
03/18/2026
(137
)
72,423
USD
2,280,000
THB
UBS
03/18/2026
(269
)
186,776
USD
8,417,000
TRY
GSC
03/18/2026
16
569,438
USD
26,065,000
TRY
BNP
03/18/2026
(8,901
)
12,319
USD
486,000
UYU
CBK
03/18/2026
(255
)
33,308
USD
1,320,000
UYU
GSC
03/18/2026
(845
)
36,363
USD
580,000
ZAR
MSC
03/18/2026
328
4,833
USD
80,000
ZAR
DEUT
03/18/2026
(137
)
40,148
USD
650,000
ZAR
CBK
03/18/2026
(236
)
57,815
USD
960,000
ZAR
BNP
03/18/2026
(1,828
)
86,007
USD
1,420,000
ZAR
GSC
03/18/2026
(2,215
)
300,923
USD
4,950,000
ZAR
HSBC
03/18/2026
(6,612
)
178,124
USD
3,000,000
ZAR
SSG
03/18/2026
(8,261
)
41,723
USD
690,000
ZAR
JPM
04/09/2026
(1,074
)
107,237
USD
1,790,000
ZAR
JPM
07/09/2026
(3,082
)
Total foreign currency contracts
$(394,490
)
 
Foreign Cross Currency Contracts Outstanding at January 31, 2026
Contract
Amount
Counterparty
Delivery Date
Contract
Amount
Unrealized
Appreciation/
Depreciation
EUR
696,547
BOA
02/27/2026
GBP
697,140
$(593
)
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
 
66
Hartford Strategic Income ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Asset-Backed & Commercial Mortgage-Backed Securities 
$96,363,350
$—
$94,463,350
$1,900,000
Convertible Bonds 
37,505,129
—
37,505,129
—
Corporate Bonds 
180,583,522
—
180,583,522
—
Foreign Government Obligations 
37,998,149
—
37,998,149
—
Municipal Bonds 
762,113
—
762,113
—
Senior Floating Rate Interests 
22,884,796
—
22,884,796
—
U.S. Government Agencies 
56,390,596
—
56,390,596
—
U.S. Government Securities 
171,286,934
—
171,286,934
—
Common Stocks 
122,804
66,614
29,297
26,893
Preferred Stocks 
7,101,626
7,101,626
—
—
Warrants 
—
—
—
—
Short-Term Investments 
18,079,171
18,079,171
—
—
Purchased Options 
26,275
—
26,275
—
Foreign Currency Contracts(2) 
480,525
—
480,525
—
Futures Contracts(2) 
235,178
235,178
—
—
Swaps - Interest Rate(2) 
264,213
—
264,213
—
Total
$630,084,381
$25,482,589
$602,674,899
$1,926,893
Liabilities
Foreign Currency Contracts(2) 
$(875,608
)
$—
$(875,608
)
$—
Futures Contracts(2) 
(713,015
)
(713,015
)
—
—
Swaps - Interest Rate(2) 
(11,516
)
—
(11,516
)
—
Swaps - Credit Default(2) 
(20,535
)
—
(20,535
)
—
TBA Sale Commitments 
(37,164,042
)
—
(37,164,042
)
—
Written Options 
(6,134
)
—
(6,134
)
—
Total
$(38,790,850
)
$(713,015
)
$(38,077,835
)
$—
 
(1)
For the six-month period ended January 31, 2026, investments valued at $515,000 were transferred out of Level 3 due to the availability of active market prices which has been
determined to be significant observable input. There were no transfers into Level 3.
(2)
Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.
Level 3 investments at the beginning and/or end of the period in relation to net assets were not significant and accordingly, a reconciliation of Level 3 assets for the six-month period ended January 31, 2026 is not presented.
The accompanying notes are an integral part of these financial statements.
 
67
Hartford Total Return Bond ETF
Schedule of Investments
January 31, 2026 (Unaudited) 
 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0%
Asset-Backed - Automobile - 0.5%
Avis Budget Rental Car Funding
AESOP LLC
$  1,535,000
5.36%, 06/20/2030(1)
$1,584,731
540,000
5.58%, 12/20/2030(1)
555,135
968,426
Bridgecrest Lending Auto Securitization
Trust 5.43%, 08/15/2028
970,209
955,000
Citizens Auto Receivables Trust 5.03%,
10/15/2030(1)
968,734
1,060,000
Exeter Automobile Receivables Trust
4.40%, 05/15/2030
1,066,910
650,000
GLS Auto Select Receivables Trust 4.50%,
11/15/2030(1)
653,366
1,340,000
Hertz Vehicle Financing III LLC 5.13%,
09/25/2031(1)
1,363,016
1,650,000
Hyundai Auto Lease Securitization Trust
5.35%, 05/15/2028(1)
1,658,213
Santander Bank Auto Credit-Linked Notes
869,848
4.97%, 01/18/2033(1)
875,987
116,684
5.64%, 12/15/2033(1)
118,315
450,000
Santander Drive Auto Receivables Trust
5.98%, 04/16/2029
455,705
SFS Auto Receivables Securitization Trust
360,000
5.38%, 01/21/2031(1)
368,502
625,000
5.71%, 01/22/2030(1)
639,707
780,183
Wheels Fleet Lease Funding 1 LLC 6.46%,
08/18/2038(1)
789,316
 
12,067,846
Asset-Backed - Home Equity - 0.0%
505,000
COOPR Residential Mortgage Trust 4.87%,
01/01/2061(1)(2)
505,659
420,000
FIGRE Trust 4.98%, 01/25/2056(1)(3)
420,095
 
925,754
Asset-Backed - Manufactured Housing - 0.0%
316,925
Cascade MH Asset Trust 1.75%,
02/25/2046(1)
283,675
Asset-Backed - Student Loan - 0.1%
Navient Private Education Refi Loan Trust
374,622
0.97%, 12/16/2069(1)
340,065
729,632
1.11%, 02/18/2070(1)
657,204
905,248
5.51%, 10/15/2071(1)
928,218
 
1,925,487
Commercial Mortgage-Backed Securities - 4.9%
1,549,000
280 Park Avenue Mortgage Trust 6.09%,
09/15/2034, 1 mo. USD Term SOFR +
2.42%(1)(3)
1,535,454
1,300,000
ACREC LLC 5.40%, 01/18/2043, 1 mo. USD
Term SOFR + 1.60%(1)(3)
1,301,625
1,295,000
ALA Trust 5.42%, 06/15/2040, 1 mo. USD
Term SOFR + 1.74%(1)(3)
1,305,522
1,420,000
AREIT Trust 5.43%, 07/25/2043, 1 mo. USD
Term SOFR + 1.75%(1)(3)
1,421,776
810,000
ARZ Trust 6.07%, 06/11/2039(1)
828,168
770,180
BAMLL Commercial Mortgage Securities
Trust 3.11%, 11/05/2032(1)
742,759
BBCMS Mortgage Trust
10,289,217
1.01%, 05/15/2057(3)(4)
711,204
7,322,594
1.11%, 09/15/2057(3)(4)
535,621
7,589,097
1.13%, 02/15/2062(3)(4)
617,247
6,308,010
1.62%, 02/15/2057(3)(4)
576,732
530,000
3.66%, 04/15/2055(3)
492,567
1,770,000
3.67%, 02/15/2050
1,753,232
1,375,000
5.38%, 09/15/2058(3)
1,408,079
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Commercial Mortgage-Backed Securities - 4.9% - (continued)
$  1,345,000
5.78%, 02/15/2031
$1,389,718
1,965,000
5.99%, 05/15/2058(3)
2,052,570
Benchmark Mortgage Trust
12,492,022
0.45%, 01/15/2055(1)(3)(4)
156,448
17,517,049
0.46%, 07/15/2051(3)(4)
188,823
7,301,517
0.52%, 01/15/2051(3)(4)
69,110
12,400,241
0.57%, 07/15/2056(3)(4)
427,254
4,222,070
1.17%, 12/15/2056(3)(4)
221,964
7,287,229
1.22%, 03/15/2062(3)(4)
231,764
3,584,017
1.49%, 01/15/2054(3)(4)
210,507
1,508,590
1.74%, 07/15/2053(3)(4)
74,793
2,053,000
2.93%, 12/15/2072
1,928,052
2,200,000
3.88%, 02/15/2051(3)
2,183,865
1,640,000
5.44%, 02/15/2059
1,689,960
845,000
5.69%, 02/15/2059
870,717
9,745,199
BMO Mortgage Trust 0.86%,
07/15/2057(3)(4)
597,514
4,200,000
BOCA Commercial Mortgage Trust 5.58%,
12/15/2042, 1 mo. USD Term SOFR +
1.90%(1)(3)
4,219,687
BPR Trust
870,000
5.85%, 11/05/2041(1)(3)
893,918
3,055,000
7.62%, 10/05/2038(1)(3)
3,155,861
BX Trust
1,430,000
5.18%, 12/13/2042(1)(3)
1,447,457
1,670,000
5.53%, 07/15/2042, 1 mo. USD Term
SOFR + 1.85%(1)(3)
1,676,262
273,000
6.72%, 03/15/2041, 1 mo. USD Term
SOFR + 3.04%(1)(3)
272,915
BXMT Ltd.
1,205,000
5.15%, 08/19/2043, 1 mo. USD Term
SOFR + 1.45%(1)(3)
1,205,107
835,000
5.45%, 08/19/2043, 1 mo. USD Term
SOFR + 1.75%(1)(3)
835,076
5,032,000
CD Mortgage Trust 3.63%, 02/10/2050
4,914,697
766,000
Citigroup Commercial Mortgage Trust
4.00%, 11/15/2049(3)
679,306
Commercial Mortgage Trust
389,000
2.82%, 01/10/2039(1)
376,464
395,000
3.90%, 01/10/2039(1)(3)
373,532
1,206,000
6.51%, 12/10/2041(1)(3)
1,232,810
DBJPM Mortgage Trust
3,115,474
1.59%, 09/15/2053(3)(4)
129,101
2,660,000
2.89%, 08/10/2049
2,642,829
DC Trust
645,000
5.73%, 04/13/2040(1)(3)
653,508
320,000
7.04%, 04/13/2040(1)(3)
320,310
Extended Stay America Trust
5,740,000
5.07%, 02/15/2043, 1 mo. USD Term
SOFR + 1.40%(1)(3)
5,761,525
465,000
5.28%, 10/15/2042, 1 mo. USD Term
SOFR + 1.60%(1)(3)
466,744
1,050,000
6.57%, 02/15/2043, 1 mo. USD Term
SOFR + 2.90%(1)(3)
1,058,531
4,350,000
FS Commercial Mortgage Trust 7.54%,
11/10/2039(1)(3)
4,430,574
350,000
FS Trust 5.77%, 08/15/2039, 1 mo. USD
Term SOFR + 2.09%(1)(3)
350,875
3,290,000
GS Mortgage Securities Corp. II 5.89%,
03/10/2041(1)(3)
3,342,811
GS Mortgage Securities Trust
6,132,844
0.61%, 02/13/2053(3)(4)
120,888
2,000,000
3.05%, 05/10/2049
1,995,443
The accompanying notes are an integral part of these financial statements.
 
68
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Commercial Mortgage-Backed Securities - 4.9% - (continued)
$  2,440,000
3.43%, 08/10/2050
$2,411,382
731,702
HIH Trust 6.02%, 10/15/2041, 1 mo. USD
Term SOFR + 2.34%(1)(3)
733,531
HTL Commercial Mortgage Trust
910,000
6.56%, 05/10/2039(1)(3)
923,371
500,000
7.09%, 05/10/2039(1)(3)
508,274
INT Commercial Mortgage Trust
1,050,000
5.04%, 11/05/2037(1)(3)
1,061,109
200,000
5.34%, 11/05/2037(1)(3)
199,284
JP Morgan Chase Commercial Mortgage
Securities Trust
415,000
2.81%, 01/16/2037(1)
373,500
300,000
5.80%, 10/05/2039(1)(3)
303,524
2,050,000
JPMCC Commercial Mortgage Securities
Trust 3.72%, 03/15/2050
2,039,849
2,740,000
MAD Commercial Mortgage Trust 5.26%,
10/15/2042(1)(3)
2,756,333
1,300,000
MF1 Ltd. 5.42%, 02/19/2037, 1 mo. USD
Term SOFR + 1.75%(1)(3)
1,296,603
Morgan Stanley Capital I Trust
3,476,662
1.30%, 06/15/2050(3)(4)
40,804
2,460,000
3.91%, 09/09/2032(1)
2,309,448
1,350,000
5.24%, 12/15/2038, 1 mo. USD Term
SOFR + 1.56%(1)(3)
1,289,285
1,925,556
MSWF Commercial Mortgage Trust 0.91%,
12/15/2056(3)(4)
106,128
839,000
Natixis Commercial Mortgage Securities
Trust 4.77%, 06/17/2038(1)(3)
818,420
340,000
NRTH Commercial Mortgage Trust 5.32%,
10/15/2040, 1 mo. USD Term SOFR +
1.64%(1)(3)
341,275
NYC Commercial Mortgage Trust
610,000
4.95%, 02/15/2043, 1 mo. USD Term
SOFR + 1.25%(1)(3)
610,762
2,455,000
5.18%, 07/13/2042(1)(3)
2,477,826
260,000
5.20%, 02/15/2043, 1 mo. USD Term
SOFR + 1.50%(1)(3)
259,999
3,560,000
5.37%, 02/15/2042, 1 mo. USD Term
SOFR + 1.69%(1)(3)
3,568,900
3,165,000
RFR Trust 5.67%, 03/11/2041(1)(3)
3,236,459
5,550,000
SHR Trust 6.13%, 10/15/2041, 1 mo. USD
Term SOFR + 2.45%(1)(3)
5,560,406
630,000
TEXAS Commercial Mortgage Trust 5.27%,
04/15/2042, 1 mo. USD Term SOFR +
1.59%(1)(3)
630,394
13,140,921
Wells Fargo Commercial Mortgage Trust
1.00%, 08/15/2057(3)(4)
910,311
Wells Fargo NA
11,211,221
0.41%, 02/15/2055(3)(4)
239,817
5,606,325
0.58%, 11/15/2062(3)(4)
108,276
13,781,933
0.63%, 11/15/2062(3)(4)
300,249
14,902,488
0.68%, 02/15/2061(3)(4)
168,558
5,628,904
0.70%, 11/15/2050(3)(4)
49,287
2,889,603
0.71%, 11/15/2054(3)(4)
30,375
9,820,198
0.82%, 06/15/2057(3)(4)
530,098
10,376,857
0.87%, 01/15/2063(3)(4)
283,873
3,376,804
0.88%, 05/15/2062(3)(4)
86,690
2,540,548
1.00%, 12/15/2056(3)(4)
60,138
7,999,205
1.07%, 02/15/2056(3)(4)
445,362
12,329,269
1.14%, 10/15/2057(3)(4)
974,893
7,032,681
1.76%, 03/15/2063(3)(4)
454,991
1,790,000
3.44%, 09/15/2060
1,768,523
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Commercial Mortgage-Backed Securities - 4.9% - (continued)
$  1,440,000
3.58%, 05/15/2062
$1,390,911
2,140,000
WHARF Commercial Mortgage Trust
5.53%, 07/15/2040(1)(3)
2,205,537
 
111,944,031
Other Asset-Backed Securities - 5.8%
45,252
AASET Trust 3.35%, 01/16/2040(1)
44,936
Affirm Asset Securitization Trust
1,095,000
5.33%, 12/17/2029(1)
1,095,839
1,035,000
5.61%, 02/15/2029(1)
1,036,627
Aligned Data Centers Issuer LLC
970,000
1.94%, 08/15/2046(1)
956,164
1,420,000
6.00%, 08/17/2048(1)
1,429,485
AMSR Trust
3,582,963
2.12%, 12/17/2038(1)
3,520,418
1,405,000
4.15%, 11/17/2041(1)
1,388,059
505,000
Amur Equipment Finance Receivables
XIII LLC 5.37%, 01/21/2031(1)
515,251
2,795,000
Ares XLIII CLO Ltd. 5.37%, 01/15/2038,
3 mo. USD Term SOFR + 1.70%(1)(3)
2,803,502
1,260,000
Auxilior Term Funding LLC 5.49%,
07/15/2031(1)
1,281,310
Bain Capital Credit CLO Ltd.
1,875,000
5.08%, 07/19/2034, 3 mo. USD Term
SOFR + 1.40%(1)(3)
1,875,000
2,235,000
5.42%, 01/24/2037, 3 mo. USD Term
SOFR + 1.75%(1)(3)
2,236,330
2,085,000
Barings CLO Ltd. 5.77%, 01/20/2037, 3 mo.
USD Term SOFR + 2.10%(1)(3)
2,090,310
1,300,000
Benefit Street Partners CLO XXXI Ltd.
5.42%, 04/25/2038, 3 mo. USD Term
SOFR + 1.75%(1)(3)
1,304,661
400,000
Blue Owl Asset Leasing Trust LLC 5.41%,
03/15/2030(1)
404,380
3,730,000
CBAM Ltd. 5.78%, 07/17/2034, 3 mo. USD
Term SOFR + 2.11%(1)(3)
3,742,171
CF Hippolyta Issuer LLC
250,843
1.53%, 03/15/2061(1)
204,093
589,137
1.69%, 07/15/2060(1)
495,039
193,202
1.98%, 03/15/2061(1)
116,276
816,712
1.99%, 07/15/2060(1)
685,893
378,554
5.97%, 08/15/2062(1)
374,931
Commercial Equipment Finance LLC
2,822,950
4.83%, 05/15/2031(1)
2,828,255
572,376
5.97%, 07/16/2029(1)
578,615
5,110,000
CTM CLO Ltd. 5.17%, 07/15/2038, 3 mo.
USD Term SOFR + 1.50%(1)(3)
5,131,007
Domino's Pizza Master Issuer LLC
4,554,217
2.66%, 04/25/2051(1)
4,335,700
3,628,397
3.15%, 04/25/2051(1)
3,330,806
667,200
3.67%, 10/25/2049(1)
644,989
1,215,000
Elmwood CLO 23 Ltd. 5.42%, 04/16/2036,
3 mo. USD Term SOFR + 1.75%(1)(3)
1,217,057
4,000,000
Elmwood CLO I Ltd. 5.28%, 04/20/2037,
3 mo. USD Term SOFR + 1.60%(1)(3)
4,000,000
FirstKey Homes Trust
1,799,873
1.38%, 09/17/2038(1)
1,767,650
1,443,127
2.14%, 12/17/2038(1)
1,416,038
648,109
4.15%, 05/19/2039(1)
646,713
2,079,861
4.25%, 07/17/2039(1)
2,078,645
450,000
GreatAmerica Leasing Receivables
Funding LLC 5.18%, 12/16/2030(1)
458,695
GreenSky Home Improvement Issuer Trust
260,000
5.02%, 06/25/2060(1)
264,030
The accompanying notes are an integral part of these financial statements.
 
69
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Other Asset-Backed Securities - 5.8% - (continued)
$  815,000
5.07%, 06/25/2060(1)
$823,713
1,360,000
Home Re Ltd. 6.38%, 01/25/2036, 30 day
USD SOFR Average + 2.15%(1)(3)
1,361,825
2,140,000
Jersey Mike's Funding LLC 4.95%,
02/15/2056(1)
2,140,000
1,890,000
Magnetite XXXI Ltd. 5.22%, 07/15/2034,
3 mo. USD Term SOFR + 1.55%(1)(3)
1,890,353
2,850,000
MAPS Trust 5.20%, 01/15/2051(1)
2,881,914
NMEF Funding LLC
438,000
4.64%, 01/18/2033(1)
439,780
1,595,000
4.73%, 01/18/2033(1)
1,607,062
650,000
Palmer Square Loan Funding Ltd. 5.13%,
08/08/2032, 3 mo. USD Term SOFR +
1.45%(1)(3)
650,000
Progress Residential Trust
1,673,974
1.51%, 10/17/2038(1)
1,648,290
609,048
3.20%, 04/17/2039(1)
601,657
2,699,185
3.40%, 02/17/2042(1)
2,585,729
2,320,000
4.00%, 02/17/2043(1)
2,215,213
1,719,238
4.44%, 05/17/2041(1)
1,715,616
426,994
4.45%, 06/17/2039(1)
426,945
737,102
4.75%, 10/27/2039(1)
737,335
3,875,000
RAD CLO 12 Ltd. 4.99%, 07/30/2040, 3 mo.
USD Term SOFR + 1.32%(1)(3)
3,892,782
Retained Vantage Data Centers Issuer LLC
2,350,000
4.99%, 09/15/2049(1)
2,333,119
2,610,000
5.00%, 09/15/2048(1)
2,607,447
2,950,000
RR 23 Ltd. 5.32%, 07/15/2037, 3 mo. USD
Term SOFR + 1.65%(1)(3)
2,975,034
1,185,000
RR 26 Ltd. 5.17%, 04/15/2038, 3 mo. USD
Term SOFR + 1.50%(1)(3)
1,186,721
Stack Infrastructure Issuer LLC
1,480,000
5.90%, 07/25/2048(1)
1,485,858
855,000
5.90%, 03/25/2049(1)
865,906
1,237,395
Stream Innovations Issuer Trust 5.05%,
09/15/2045(1)
1,249,103
768,506
Sunnova Hestia II Issuer LLC 5.63%,
07/20/2051(1)
763,098
1,135,000
Symphony CLO 36 Ltd. 5.53%, 01/20/2036,
3 mo. USD Term SOFR + 1.85%(1)(3)
1,135,000
Taco Bell Funding LLC
1,675,163
2.54%, 08/25/2051(1)
1,469,565
1,733,550
4.94%, 11/25/2048(1)
1,734,590
1,445,000
Texas Debt Capital CLO Ltd. 5.32%,
07/20/2038, 3 mo. USD Term SOFR +
1.65%(1)(3)
1,451,705
Tricon Residential Trust
2,082,275
4.30%, 11/17/2041(1)
2,065,942
637,980
4.75%, 06/17/2040(1)
638,975
2,830,000
4.77%, 02/17/2043, 1 mo. USD Term
SOFR + 1.10%(1)(3)
2,832,037
2,035,024
4.78%, 03/17/2042, 1 mo. USD Term
SOFR + 1.10%(1)(3)
2,036,296
765,000
5.02%, 02/17/2043, 1 mo. USD Term
SOFR + 1.35%(1)(3)
765,623
2,020,000
Vantage Data Centers Issuer LLC 5.10%,
09/15/2054(1)
2,012,721
1,890,000
Vantage Data Centers LLC 1.99%,
09/15/2045(1)
1,807,511
1,865,000
VB-S1 Issuer LLC 5.59%, 05/15/2054(1)
1,896,188
2,270,000
Venture 42 CLO Ltd. 5.06%, 04/15/2034,
3 mo. USD Term SOFR + 1.39%(1)(3)
2,271,848
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Other Asset-Backed Securities - 5.8% - (continued)
Wendy's Funding LLC
$  2,061,027
2.37%, 06/15/2051(1)
$1,928,202
3,174,394
2.78%, 06/15/2051(1)
2,843,203
1,045,728
3.88%, 03/15/2048(1)
1,031,898
2,615,150
4.24%, 03/15/2052(1)
2,583,330
747,703
4.54%, 03/15/2052(1)
724,378
Wingstop Funding LLC
2,758,000
2.84%, 12/05/2050(1)
2,674,563
960,000
5.86%, 12/05/2054(1)
987,647
2,660,000
Zayo Issuer LLC 5.65%, 03/20/2055(1)
2,708,909
 
132,983,506
Whole Loan Collateral CMO - 6.7%
255,000
A&D Mortgage Trust 5.11%, 02/25/2071(1)(2)
254,617
211,990
Ajax Mortgage Loan Trust 6.12%,
01/25/2061(1)(2)
212,170
Angel Oak Mortgage Trust
354,149
0.91%, 01/25/2066(1)(3)
313,408
864,846
0.95%, 07/25/2066(1)(3)
762,146
150,844
0.99%, 04/25/2053(1)(3)
145,463
334,622
0.99%, 04/25/2066(1)(3)
291,229
2,150,707
1.07%, 05/25/2066(1)(3)
1,876,833
366,142
1.24%, 01/20/2065(1)(3)
314,163
1,735,862
1.46%, 09/25/2066(1)(3)
1,482,360
650,319
1.82%, 11/25/2066(1)(3)
589,375
BINOM Securitization Trust
392,547
2.03%, 06/25/2056(1)(3)
363,945
2,197,519
4.44%, 08/25/2057(1)(3)
2,158,346
BRAVO Residential Funding Trust
169,870
0.94%, 02/25/2049(1)(3)
160,354
60,838
0.97%, 03/25/2060(1)(3)
59,992
255,000
5.10%, 12/25/2065(1)(2)
254,773
1,036,418
5.11%, 07/25/2062(1)(3)
1,036,485
1,778,361
CHNGE Mortgage Trust 3.76%,
03/25/2067(1)(3)
1,758,864
COLT Mortgage Loan Trust
144,448
0.80%, 07/27/2054(1)
131,744
534,400
0.91%, 06/25/2066(1)(3)
467,883
3,800,427
0.96%, 09/27/2066(1)(3)
3,285,595
699,752
1.34%, 08/25/2066(1)(3)
603,199
3,075,673
1.40%, 10/25/2066(1)(3)
2,656,613
1,765,507
2.28%, 12/27/2066(1)(3)
1,639,391
1,172,000
4.76%, 02/25/2071(1)(3)
1,172,547
455,000
4.96%, 02/25/2071(1)(2)
455,199
507,000
5.11%, 02/25/2071(1)(2)
507,215
CSMC Trust
131,925
0.81%, 05/25/2065(1)(3)
120,538
388,327
0.83%, 03/25/2056(1)(3)
323,947
570,225
0.94%, 05/25/2066(1)(3)
486,453
874,149
1.10%, 05/25/2066(1)(3)
772,780
688,625
1.18%, 02/25/2066(1)(3)
622,318
730,852
2.84%, 10/25/2066(1)(3)
662,144
2,185,121
3.27%, 11/25/2066(1)(3)
2,033,780
375,750
4.15%, 12/27/2060(1)(3)
375,006
234,664
Deephaven Residential Mortgage Trust
0.90%, 04/25/2066(1)(3)
211,151
Ellington Financial Mortgage Trust
87,588
0.80%, 02/25/2066(1)(3)
77,226
256,247
0.93%, 06/25/2066(1)(3)
219,442
1,979,218
2.21%, 01/25/2067(1)(3)
1,741,047
1,368,797
5.38%, 12/25/2070(1)(2)
1,375,392
Federal Home Loan Mortgage Corp.
Seasoned Credit Risk Transfer Trust
532,860
2.50%, 08/25/2059
438,402
The accompanying notes are an integral part of these financial statements.
 
70
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Whole Loan Collateral CMO - 6.7% - (continued)
$  210,111
3.50%, 08/25/2057(3)
$206,487
432,955
3.50%, 11/25/2057
417,343
1,162,477
3.50%, 07/25/2058
1,112,120
231,967
3.50%, 08/25/2058
220,471
187,556
3.50%, 08/26/2058
182,589
1,558,477
3.50%, 10/25/2058
1,443,928
Federal National Mortgage Association
Connecticut Avenue Securities Trust
430,000
5.50%, 01/25/2044, 30 day USD SOFR
Average + 1.80%(1)(3)
434,614
49,146
6.01%, 08/25/2030, 30 day USD SOFR
Average + 2.31%(3)
49,816
555,800
6.80%, 10/25/2041, 30 day USD SOFR
Average + 3.10%(1)(3)
564,137
1,309,000
6.85%, 12/25/2041, 30 day USD SOFR
Average + 3.15%(1)(3)
1,333,608
3,885,000
8.20%, 01/25/2042, 30 day USD SOFR
Average + 4.50%(1)(3)
4,011,262
1,395,000
8.95%, 03/25/2042, 30 day USD SOFR
Average + 5.25%(1)(3)
1,461,105
1,545,000
9.95%, 03/25/2042, 30 day USD SOFR
Average + 6.25%(1)(3)
1,635,064
4,175,000
Finance of America Structured Securities
Trust 4.50%, 02/25/2056(1)(3)
4,102,558
GCAT Trust
404,262
0.87%, 01/25/2066(1)(3)
361,815
641,339
1.09%, 05/25/2066(1)(3)
569,675
1,017,480
1.09%, 08/25/2066(1)(3)
861,387
441,342
1.92%, 08/25/2066(1)(3)
412,697
GS Mortgage-Backed Securities Trust
1,450,000
4.87%, 03/25/2066(1)(3)
1,451,013
448,000
5.23%, 03/25/2066(1)(2)
448,317
Imperial Fund Mortgage Trust
524,567
1.07%, 09/25/2056(1)(3)
450,366
2,104,785
3.64%, 03/25/2067(1)(2)
2,031,017
Legacy Mortgage Asset Trust
266,837
5.65%, 11/25/2060(1)(2)
265,408
356,278
5.75%, 04/25/2061(1)(2)
355,082
518,474
5.75%, 07/25/2061(1)(2)
524,514
391,153
MetLife Securitization Trust 3.75%,
03/25/2057(1)(3)
382,460
MFA Trust
33,162
1.01%, 01/26/2065(1)(3)
31,761
366,450
1.03%, 11/25/2064(1)(3)
326,373
201,730
1.15%, 04/25/2065(1)(3)
191,811
Morgan Stanley Residential Mortgage Loan
Trust
4,071,884
4.25%, 02/25/2065(1)(3)
4,008,314
2,445,200
4.77%, 01/25/2071(1)(3)
2,446,878
370,000
5.03%, 12/25/2070(1)(2)
370,039
1,105,000
5.17%, 01/25/2071(1)(2)
1,105,726
New Residential Mortgage Loan Trust
253,243
0.94%, 07/25/2055(1)(3)
233,784
137,588
0.94%, 10/25/2058(1)(3)
137,165
1,906,735
1.16%, 11/27/2056(1)(3)
1,759,636
1,769,784
2.28%, 04/25/2061(1)(3)
1,587,778
303,362
3.50%, 12/25/2057(1)(3)
296,560
252,836
3.76%, 09/25/2057(1)(3)
241,516
192,620
4.00%, 04/25/2057(1)(3)
187,892
209,515
4.00%, 08/27/2057(1)(3)
205,427
78,122
4.54%, 01/25/2048, 1 mo. USD Term
SOFR + 0.86%(1)(3)
77,019
1,981,031
5.01%, 10/26/2065(1)(3)
1,987,435
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Whole Loan Collateral CMO - 6.7% - (continued)
$  375,000
5.18%, 11/25/2065(1)(2)
$375,307
2,348,183
5.37%, 10/26/2065(1)(2)
2,354,608
979,814
NMLT Trust 1.19%, 05/25/2056(1)(3)
870,045
OBX Trust
625,022
1.07%, 02/25/2066(1)(3)
553,744
1,350,000
4.82%, 12/01/2065(1)(3)
1,351,240
2,375,000
5.04%, 12/01/2065(1)(2)
2,377,212
1,610,000
5.14%, 12/01/2065(1)(2)
1,611,483
1,814,568
OLIT Trust 3.00%, 11/25/2038(1)(3)
1,722,968
Pretium Mortgage Credit Partners LLC
4,602,055
3.85%, 09/25/2069(1)(2)
4,545,268
3,921,415
4.00%, 07/25/2069(1)(2)
3,839,038
2,753,006
4.15%, 04/25/2065(1)(2)
2,681,029
5,994,494
5.19%, 10/25/2055(1)(2)
6,041,878
2,335,343
5.27%, 12/25/2055(1)(2)
2,336,552
3,021,655
5.66%, 07/25/2055(1)(2)
3,022,081
2,843,191
5.73%, 08/25/2055(1)(2)
2,855,009
4,700,204
5.74%, 06/25/2055(1)(2)
4,717,200
578,811
5.93%, 10/25/2054(1)(2)
576,488
225,000
6.41%, 02/25/2056(1)(2)
225,061
495,000
6.54%, 01/25/2056(1)(2)
495,007
1,725,000
6.78%, 12/25/2055(1)(2)
1,726,856
PRPM LLC
3,852,657
3.75%, 04/25/2055(1)(2)
3,775,296
1,769,971
5.50%, 08/25/2030(1)(2)
1,789,155
520,922
5.70%, 11/25/2029(1)(2)
520,228
1,043,615
5.73%, 07/25/2030(1)(2)
1,040,939
2,560,659
5.77%, 08/25/2028(1)(2)
2,557,386
1,671,287
5.87%, 11/25/2029(1)(2)
1,665,916
4,614,517
6.47%, 05/25/2030(1)(2)
4,590,448
PRPM Trust
630,000
4.85%, 01/25/2056(1)(2)
630,823
405,000
5.21%, 01/25/2056(1)(2)
405,643
519,059
6.26%, 05/25/2030(1)(2)
521,617
250,075
RCO VIII Mortgage LLC 6.43%,
05/25/2030(1)(2)
248,860
100,829
Residential Mortgage Loan Trust 0.86%,
01/25/2065(1)(3)
98,030
1,048,861
SG Residential Mortgage Trust 1.16%,
07/25/2061(1)(3)
881,829
983,580
STAR Trust 1.22%, 05/25/2065(1)(3)
929,639
Starwood Mortgage Residential Trust
97,974
0.94%, 05/25/2065(1)(3)
94,232
715,174
1.13%, 06/25/2056(1)(3)
636,530
1,090,164
1.92%, 11/25/2066(1)(3)
971,559
Towd Point Mortgage Trust
521,058
1.75%, 10/25/2060(1)
477,507
515,182
2.90%, 10/25/2059(1)(3)
498,020
1,862,026
2.92%, 11/30/2060(1)(3)
1,655,723
162,143
3.25%, 03/25/2058(1)(3)
160,766
18,828
3.25%, 07/25/2058(1)(3)
18,679
24,293
3.75%, 05/25/2058(1)(3)
23,959
336,810
TRK Trust 1.15%, 07/25/2056(1)(3)
305,420
Verus Securitization Trust
45,736
0.82%, 10/25/2063(1)(3)
44,452
215,581
0.92%, 02/25/2064(1)(3)
203,533
1,552,737
0.94%, 07/25/2066(1)(3)
1,326,620
3,464,854
1.01%, 09/25/2066(1)(3)
2,997,663
240,246
1.03%, 02/25/2066(1)(3)
220,786
723,051
2.82%, 11/25/2066(1)(3)
675,451
1,529,452
2.83%, 10/25/2066(1)(2)
1,419,014
1,259,559
3.72%, 01/25/2067(1)(2)
1,197,503
2,230,311
3.80%, 04/25/2067(1)(2)
2,204,848
The accompanying notes are an integral part of these financial statements.
 
71
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
ASSET-BACKED & COMMERCIAL MORTGAGE-BACKED SECURITIES - 18.0% -
(continued)
Whole Loan Collateral CMO - 6.7% - (continued)
$  1,106,404
4.13%, 02/25/2067(1)(2)
$1,066,584
163,525
VOLT C LLC 5.99%, 05/25/2051(1)(2)
162,758
192,050
VOLT CII LLC 5.87%, 08/25/2051(1)(2)
191,881
54,564
VOLT XCV LLC 6.24%, 03/27/2051(1)(2)
54,517
 
153,439,390
Total Asset-Backed & Commercial
Mortgage-Backed Securities
(cost $415,368,231)
$413,569,689
CONVERTIBLE BONDS - 0.0%
Commercial Banks - 0.0%
EUR 
800,000
Mitsubishi UFJ Investor Services & Banking
Luxembourg SA 6.55%, 12/15/2050, 3
mo. EURIBOR + 4.50%(3)
$646,173
Electrical Components & Equipment - 0.0%
100,000
Schneider Electric SE 1.25%, 09/23/2033(5)
122,386
Total Convertible Bonds
(cost $719,899)
$768,559
CORPORATE BONDS - 25.0%
Advertising - 0.0%
$ 1,000,000
Outfront Media Capital LLC/Outfront Media
Capital Corp. 7.38%, 02/15/2031(1)
$1,053,166
Aerospace & Defense - 0.4%
1,225,000
BAE Systems PLC 5.13%, 03/26/2029(1)
1,261,243
Boeing Co.
427,000
2.95%, 02/01/2030
405,234
330,000
3.20%, 03/01/2029
320,703
20,000
3.50%, 03/01/2039
16,402
50,000
3.63%, 02/01/2031
48,191
35,000
3.63%, 03/01/2048
25,043
10,000
3.65%, 03/01/2047
7,305
178,000
3.75%, 02/01/2050
130,359
35,000
3.85%, 11/01/2048
26,005
10,000
3.90%, 05/01/2049
7,473
2,280,000
5.15%, 05/01/2030
2,343,288
3,005,000
5.71%, 05/01/2040
3,071,836
10,000
5.88%, 02/15/2040
10,325
25,000
5.93%, 05/01/2060
24,601
365,000
6.39%, 05/01/2031
396,044
75,000
6.86%, 05/01/2054
84,569
 
8,178,621
Agriculture - 0.4%
BAT Capital Corp.
166,000
2.73%, 03/25/2031
153,142
5,000
3.46%, 09/06/2029
4,876
26,700
3.56%, 08/15/2027
26,530
25,000
4.76%, 09/06/2049
21,158
425,000
5.83%, 02/20/2031
451,096
EUR 
380,000
BAT International Finance PLC 4.13%,
04/12/2032(5)
467,210
235,000
Imperial Brands Finance Netherlands BV
5.25%, 02/15/2031(5)
302,331
Philip Morris International, Inc.
$ 25,000
1.75%, 11/01/2030
22,294
6,000
2.10%, 05/01/2030
5,501
EUR 
265,000
3.25%, 06/06/2032
314,042
$ 15,000
3.38%, 08/15/2029
14,661
25,000
4.13%, 03/04/2043
21,252
1,460,000
4.38%, 11/01/2027
1,473,915
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Agriculture - 0.4% - (continued)
$  220,000
4.38%, 04/30/2030
$221,302
220,000
4.38%, 11/15/2041
195,386
1,040,000
4.75%, 11/01/2031
1,059,585
145,000
5.13%, 11/17/2027
148,069
1,350,000
5.13%, 02/15/2030
1,393,598
1,429,000
5.13%, 02/13/2031
1,479,027
85,000
5.25%, 02/13/2034
87,747
125,000
5.38%, 02/15/2033
130,093
751,000
5.63%, 09/07/2033
794,642
150,000
Turning Point Brands, Inc. 7.63%,
03/15/2032(1)
160,895
 
8,948,352
Airlines - 0.0%
500,000
JetBlue Airways Corp./JetBlue Loyalty LP
9.88%, 09/20/2031(1)
502,183
Apparel - 0.2%
2,670,000
Gildan Activewear, Inc. 5.40%,
10/07/2035(1)
2,666,026
Tapestry, Inc.
290,000
5.10%, 03/11/2030
297,299
748,000
5.50%, 03/11/2035
763,046
 
3,726,371
Auto Manufacturers - 0.0%
EUR 
390,000
Hyundai Capital America 3.50%,
06/26/2031(5)
469,799
100,000
Volkswagen International Finance NV
7.88%, 09/06/2032, (7.88% fixed rate
until 09/06/2032; 9 yr. EUR Swap +
4.78% thereafter)(3)(5)(6)
139,180
 
608,979
Auto Parts & Equipment - 0.1%
1,130,000
Clarios Global LP/Clarios U.S. Finance Co.
4.75%, 06/15/2031(5)
1,365,805
$ 590,000
Forvia SE 6.75%, 09/15/2033(1)
604,951
155,000
ZF North America Capital, Inc. 6.75%,
04/23/2030(1)
155,409
 
2,126,165
Beverages - 0.3%
Bacardi Ltd./Bacardi-Martini BV
100,000
5.25%, 01/15/2029(1)
102,037
501,000
5.40%, 06/15/2033(1)
504,214
860,000
Bacardi-Martini BV 6.00%, 02/01/2035(1)
888,308
Keurig Dr. Pepper, Inc.
1,702,000
2.25%, 03/15/2031
1,523,090
190,000
3.20%, 05/01/2030
180,789
700,000
3.95%, 04/15/2029
693,481
945,000
4.05%, 04/15/2032
910,386
1,690,000
4.50%, 04/15/2052
1,368,795
15,000
5.09%, 05/25/2048
13,397
875,000
5.20%, 03/15/2031
898,077
901,000
5.30%, 03/15/2034
916,938
 
7,999,512
Biotechnology - 0.2%
4,185,000
Royalty Pharma PLC 5.20%, 09/25/2035
4,206,788
Chemicals - 0.3%
Celanese U.S. Holdings LLC
500,000
6.50%, 04/15/2030(7)
508,705
75,000
7.00%, 02/15/2031
76,715
250,000
7.38%, 02/15/2034(7)
254,395
The accompanying notes are an integral part of these financial statements.
 
72
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Chemicals - 0.3% - (continued)
EUR  
 1,000,000
Itelyum Regeneration SpA 5.75%,
04/15/2030(5)
$1,207,082
LYB International Finance III LLC
$ 200,000
3.38%, 10/01/2040
144,175
70,000
4.20%, 10/15/2049
49,805
25,000
4.20%, 05/01/2050
17,767
2,000,000
5.13%, 01/15/2031
2,010,418
15,000
5.50%, 03/01/2034
14,803
1,310,000
Olympus Water U.S. Holding Corp. 6.25%,
10/01/2029(1)(7)
1,281,862
30,000
Sherwin-Williams Co. 4.80%, 09/01/2031
30,682
600,000
Tronox, Inc. 4.63%, 03/15/2029(1)(7)
461,180
 
6,057,589
Commercial Banks - 3.9%
EUR 
400,000
Arbejdernes Landsbank AS 3.63%,
03/05/2030, (3.63% fixed rate until
03/05/2029; 3 mo. EURIBOR + 1.45%
thereafter)(3)
482,751
1,085,000
Banca Transilvania SA 8.88%, 04/27/2027,
(8.88% fixed rate until 04/27/2026; 1 yr.
EURIBOR ICE Swap + 5.58%
thereafter)(3)(5)
1,307,117
Banco de Credito Social Cooperativo SA
200,000
3.50%, 06/13/2031, (3.50% fixed rate
until 06/13/2030; 1 yr. EURIBOR ICE
Swap + 1.33% thereafter)(3)(5)
240,128
200,000
4.25%, 10/13/2037, (4.25% fixed rate
until 07/13/2032; 1 yr. EURIBOR ICE
Swap + 1.75% thereafter)(3)(5)
238,340
300,000
Banco Santander SA 4.88%, 10/18/2031(5)
387,016
Bank of America Corp.
$ 975,000
1.90%, 07/23/2031, (1.90% fixed rate
until 07/23/2030; 6 mo. USD SOFR +
1.53% thereafter)(3)
877,154
1,001,000
1.92%, 10/24/2031, (1.92% fixed rate
until 10/24/2030; 6 mo. USD SOFR +
1.37% thereafter)(3)
895,470
100,000
2.30%, 07/21/2032, (2.30% fixed rate
until 07/21/2031; 6 mo. USD SOFR +
1.22% thereafter)(3)
89,362
130,000
2.48%, 09/21/2036, (2.48% fixed rate
until 09/21/2031; 5 yr. USD CMT +
1.20% thereafter)(3)
114,090
747,000
2.50%, 02/13/2031, (2.50% fixed rate
until 02/13/2030; 3 mo. USD Term
SOFR + 1.25% thereafter)(3)
696,380
585,000
2.59%, 04/29/2031, (2.59% fixed rate
until 04/29/2030; 6 mo. USD SOFR +
2.15% thereafter)(3)
545,628
567,000
2.69%, 04/22/2032, (2.69% fixed rate
until 04/22/2031; 6 mo. USD SOFR +
1.32% thereafter)(3)
520,298
463,000
2.97%, 02/04/2033, (2.97% fixed rate
until 02/04/2032; 6 mo. USD SOFR +
1.33% thereafter)(3)
423,445
180,000
4.57%, 04/27/2033, (4.57% fixed rate
until 04/27/2032; 6 mo. USD SOFR +
1.83% thereafter)(3)
179,168
100,000
4.95%, 07/22/2028, (4.95% fixed rate
until 07/22/2027; 6 mo. USD SOFR +
2.04% thereafter)(3)
101,377
100,000
4.98%, 01/24/2029, (4.98% fixed rate
until 01/24/2028; 6 mo. USD SOFR +
0.83% thereafter)(3)
101,847
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Commercial Banks - 3.9% - (continued)
$  1,590,000
5.52%, 10/25/2035, (5.52% fixed rate
until 10/25/2034; 6 mo. USD SOFR +
1.74% thereafter)(3)
$1,622,756
75,000
5.87%, 09/15/2034, (5.87% fixed rate
until 09/15/2033; 6 mo. USD SOFR +
1.84% thereafter)(3)
79,662
200,000
Banque Federative du Credit Mutuel SA
4.54%, 01/15/2031(1)
199,538
EUR 
   365,000
Barclays PLC 4.51%, 01/31/2033, (4.51%
fixed rate until 01/31/2032; 1 yr.
EURIBOR ICE Swap + 2.05%
thereafter)(3)(5)
458,708
300,000
BAWAG Group AG 4.13%, 05/07/2035,
(4.13% fixed rate until 02/07/2030; 5 yr.
EURIBOR ICE Swap + 1.90%
thereafter)(3)(5)
361,269
$ 1,000,000
BNP Paribas SA 5.91%, 11/19/2035,
(5.91% fixed rate until 11/19/2034; 6 mo.
USD SOFR + 1.92% thereafter)(1)(3)
1,034,446
BPCE SA
300,000
4.76%, 01/13/2032, (4.76% fixed rate
until 01/13/2031; 6 mo. USD SOFR +
1.27% thereafter)(1)(3)(7)
299,805
1,575,000
5.39%, 05/28/2031, (5.39% fixed rate
until 05/28/2030; 6 mo. USD SOFR +
1.58% thereafter)(1)(3)
1,618,226
250,000
5.75%, 07/19/2033, (5.75% fixed rate
until 07/19/2032; 6 mo. USD SOFR +
2.87% thereafter)(1)(3)
260,415
760,000
5.88%, 01/14/2031, (5.88% fixed rate
until 01/14/2030; 6 mo. USD SOFR +
1.68% thereafter)(1)(3)
793,417
750,000
5.94%, 05/30/2035, (5.94% fixed rate
until 05/30/2034; 6 mo. USD SOFR +
1.85% thereafter)(1)(3)
783,395
1,400,000
6.51%, 01/18/2035, (6.51% fixed rate
until 01/18/2034; 6 mo. USD SOFR +
2.79% thereafter)(1)(3)
1,484,815
250,000
7.00%, 10/19/2034, (7.00% fixed rate
until 10/19/2033; 6 mo. USD SOFR +
2.59% thereafter)(1)(3)
278,156
EUR 
200,000
CaixaBank SA 4.13%, 02/09/2032, (4.13%
fixed rate until 02/09/2031; 3 mo.
EURIBOR + 1.50% thereafter)(3)(5)
248,406
$ 1,175,000
Citibank NA 4.91%, 05/29/2030
1,205,750
Citigroup, Inc.
65,000
2.67%, 01/29/2031, (2.67% fixed rate
until 01/29/2030; 6 mo. USD SOFR +
1.15% thereafter)(3)
60,895
5,000
4.08%, 04/23/2029, (4.08% fixed rate
until 04/23/2028; 3 mo. USD Term
SOFR + 1.45% thereafter)(3)
5,003
2,675,000
4.50%, 09/11/2031, (4.50% fixed rate
until 09/11/2030; 6 mo. USD SOFR +
1.17% thereafter)(3)
2,677,154
65,000
4.54%, 09/19/2030, (4.54% fixed rate
until 09/19/2029; 6 mo. USD SOFR +
1.34% thereafter)(3)
65,538
50,000
4.91%, 05/24/2033, (4.91% fixed rate
until 05/24/2032; 6 mo. USD SOFR +
2.09% thereafter)(3)
50,524
2,135,000
4.95%, 05/07/2031, (4.95% fixed rate
until 05/07/2030; 6 mo. USD SOFR +
1.46% thereafter)(3)
2,178,723
The accompanying notes are an integral part of these financial statements.
 
73
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Commercial Banks - 3.9% - (continued)
$  100,000
6.27%, 11/17/2033, (6.27% fixed rate
until 11/17/2032; 6 mo. USD SOFR +
2.34% thereafter)(3)
$108,836
150,000
7.20%, 05/15/2029, (7.20% fixed rate
until 05/15/2029; 5 yr. USD CMT +
2.91% thereafter)(3)(6)
155,551
Citizens Financial Group, Inc.
398,000
3.25%, 04/30/2030
380,543
1,215,000
5.25%, 03/05/2031, (5.25% fixed rate
until 03/05/2030; 6 mo. USD SOFR +
1.26% thereafter)(3)
1,245,911
150,000
5.30%, 01/29/2036, (5.30% fixed rate
until 01/29/2031; 5 yr. USD CMT +
1.45% thereafter)(3)
150,713
60,000
5.72%, 07/23/2032, (5.72% fixed rate
until 07/23/2031; 6 mo. USD SOFR +
1.91% thereafter)(3)
62,842
285,000
6.65%, 04/25/2035, (6.65% fixed rate
until 04/25/2034; 6 mo. USD SOFR +
2.33% thereafter)(3)
312,114
EUR 
500,000
CrediaBank SA 9.38%, 01/31/2031, (9.38%
fixed rate until 01/31/2031; 5 yr.
EURIBOR ICE Swap + 7.28%
thereafter)(3)(5)(6)
642,617
Credit Agricole SA
300,000
3.13%, 07/03/2031, (3.13% fixed rate
until 07/03/2030; 3 mo. EURIBOR +
0.82% thereafter)(3)(5)
356,296
$ 1,410,000
4.66%, 01/12/2032, (4.66% fixed rate
until 01/12/2031; 6 mo. USD SOFR +
1.17% thereafter)(1)(3)
1,410,711
1,290,000
4.82%, 09/25/2033, (4.82% fixed rate
until 09/25/2032; 6 mo. USD SOFR +
1.36% thereafter)(1)(3)
1,285,830
250,000
5.86%, 01/09/2036, (5.86% fixed rate
until 01/09/2035; 6 mo. USD SOFR +
1.74% thereafter)(1)(3)
262,846
955,000
6.25%, 01/10/2035, (6.25% fixed rate
until 01/10/2034; 6 mo. USD SOFR +
2.67% thereafter)(1)(3)
1,009,825
EUR 
200,000
Erste Group Bank AG 6.38%, 04/15/2032,
(6.38% fixed rate until 04/15/2032; 5 yr.
EURIBOR ICE Swap + 4.01%
thereafter)(3)(5)(6)
251,908
200,000
Eurobank SA 6.63%, 06/04/2031, (6.63%
fixed rate until 06/04/2031; 5 yr.
EURIBOR ICE Swap + 4.45%
thereafter)(3)(5)(6)
250,313
Goldman Sachs Group, Inc.
$ 1,416,000
1.99%, 01/27/2032, (1.99% fixed rate
until 01/27/2031; 6 mo. USD SOFR +
1.09% thereafter)(3)
1,256,794
274,000
2.38%, 07/21/2032, (2.38% fixed rate
until 07/21/2031; 6 mo. USD SOFR +
1.25% thereafter)(3)
245,027
50,000
2.62%, 04/22/2032, (2.62% fixed rate
until 04/22/2031; 6 mo. USD SOFR +
1.28% thereafter)(3)
45,538
116,000
3.80%, 03/15/2030
114,244
1,380,000
4.69%, 10/23/2030, (4.69% fixed rate
until 10/23/2029; 6 mo. USD SOFR +
1.14% thereafter)(3)
1,398,728
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Commercial Banks - 3.9% - (continued)
$  317,000
5.02%, 10/23/2035, (5.02% fixed rate
until 10/23/2034; 6 mo. USD SOFR +
1.42% thereafter)(3)
$317,254
655,000
5.05%, 07/23/2030, (5.05% fixed rate
until 07/23/2029; 6 mo. USD SOFR +
1.21% thereafter)(3)
670,825
3,150,000
5.07%, 01/21/2037, (5.07% fixed rate
until 01/21/2036; 6 mo. USD SOFR +
1.19% thereafter)(3)
3,136,494
610,000
5.22%, 04/23/2031, (5.22% fixed rate
until 04/23/2030; 6 mo. USD SOFR +
1.58% thereafter)(3)
628,332
550,000
5.33%, 07/23/2035, (5.33% fixed rate
until 07/23/2034; 6 mo. USD SOFR +
1.55% thereafter)(3)
562,003
50,000
5.73%, 04/25/2030, (5.73% fixed rate
until 04/25/2029; 6 mo. USD SOFR +
1.27% thereafter)(3)
52,205
266,000
5.85%, 04/25/2035, (5.85% fixed rate
until 04/25/2034; 6 mo. USD SOFR +
1.55% thereafter)(3)
281,176
41,000
6.13%, 02/15/2033
44,650
175,000
6.48%, 10/24/2029, (6.48% fixed rate
until 10/24/2028; 6 mo. USD SOFR +
1.77% thereafter)(3)
185,267
90,000
6.56%, 10/24/2034, (6.56% fixed rate
until 10/24/2033; 6 mo. USD SOFR +
1.95% thereafter)(3)
99,658
145,000
7.50%, 02/10/2029, (7.50% fixed rate
until 02/10/2029; 5 yr. USD CMT +
3.16% thereafter)(3)(6)
153,373
HSBC Holdings PLC
360,000
2.21%, 08/17/2029, (2.21% fixed rate
until 08/17/2028; 6 mo. USD SOFR +
1.29% thereafter)(3)
343,028
240,000
2.85%, 06/04/2031, (2.85% fixed rate
until 06/04/2030; 6 mo. USD SOFR +
2.39% thereafter)(3)
224,718
EUR 
255,000
3.91%, 05/13/2034, (3.91% fixed rate
until 05/13/2033; 3 mo. EURIBOR +
1.54% thereafter)(3)(5)
308,837
$ 910,000
4.62%, 11/06/2031, (4.62% fixed rate
until 11/06/2030; 6 mo. USD SOFR +
1.19% thereafter)(3)
913,847
970,000
5.13%, 03/03/2031, (5.13% fixed rate
until 03/03/2030; 6 mo. USD SOFR +
1.29% thereafter)(3)
994,181
2,535,000
5.24%, 05/13/2031, (5.24% fixed rate
until 05/13/2030; 6 mo. USD SOFR +
1.57% thereafter)(3)
2,609,671
EUR 
200,000
Intesa Sanpaolo SpA 7.00%, 05/20/2032,
(7.00% fixed rate until 05/20/2032; 5 yr.
EURIBOR ICE Swap + 4.35%
thereafter)(3)(5)(6)
261,939
JP Morgan Chase & Co.
$ 25,000
1.95%, 02/04/2032, (1.95% fixed rate
until 02/04/2031; 6 mo. USD SOFR +
1.07% thereafter)(3)
22,264
723,000
2.55%, 11/08/2032, (2.55% fixed rate
until 11/08/2031; 6 mo. USD SOFR +
1.18% thereafter)(3)
651,421
100,000
2.58%, 04/22/2032, (2.58% fixed rate
until 04/22/2031; 3 mo. USD Term
SOFR + 1.25% thereafter)(3)
91,289
The accompanying notes are an integral part of these financial statements.
 
74
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Commercial Banks - 3.9% - (continued)
$  840,000
2.96%, 01/25/2033, (2.96% fixed rate
until 01/25/2032; 6 mo. USD SOFR +
1.26% thereafter)(3)
$770,354
1,419,000
3.70%, 05/06/2030, (3.70% fixed rate
until 05/06/2029; 3 mo. USD Term
SOFR + 1.42% thereafter)(3)
1,399,013
1,078,000
4.01%, 04/23/2029, (4.01% fixed rate
until 04/23/2028; 3 mo. USD Term
SOFR + 1.38% thereafter)(3)
1,077,337
150,000
4.20%, 07/23/2029, (4.20% fixed rate
until 07/23/2028; 3 mo. USD Term
SOFR + 1.52% thereafter)(3)
150,594
2,745,000
4.26%, 10/22/2031, (4.26% fixed rate
until 10/22/2030; 6 mo. USD SOFR +
0.93% thereafter)(3)
2,731,239
100,000
4.49%, 03/24/2031, (4.49% fixed rate
until 03/24/2030; 3 mo. USD Term
SOFR + 3.79% thereafter)(3)
100,753
1,415,000
4.51%, 10/22/2028, (4.51% fixed rate
until 10/22/2027; 6 mo. USD SOFR +
0.86% thereafter)(3)
1,428,080
400,000
4.57%, 06/14/2030, (4.57% fixed rate
until 06/14/2029; 6 mo. USD SOFR +
1.75% thereafter)(3)
404,849
560,000
4.59%, 04/26/2033, (4.59% fixed rate
until 04/26/2032; 6 mo. USD SOFR +
1.80% thereafter)(3)
560,833
65,000
4.91%, 07/25/2033, (4.91% fixed rate
until 07/25/2032; 6 mo. USD SOFR +
2.08% thereafter)(3)
66,043
633,000
4.95%, 10/22/2035, (4.95% fixed rate
until 10/22/2034; 6 mo. USD SOFR +
1.34% thereafter)(3)
635,667
1,125,000
5.00%, 07/22/2030, (5.00% fixed rate
until 07/22/2029; 6 mo. USD SOFR +
1.13% thereafter)(3)
1,154,720
1,050,000
5.10%, 04/22/2031, (5.10% fixed rate
until 04/22/2030; 6 mo. USD SOFR +
1.44% thereafter)(3)
1,082,959
630,000
5.14%, 01/24/2031, (5.14% fixed rate
until 01/24/2030; 6 mo. USD SOFR +
1.01% thereafter)(3)
650,030
609,000
5.30%, 07/24/2029, (5.30% fixed rate
until 07/24/2028; 6 mo. USD SOFR +
1.45% thereafter)(3)
627,009
1,011,000
5.34%, 01/23/2035, (5.34% fixed rate
until 01/23/2034; 6 mo. USD SOFR +
1.62% thereafter)(3)
1,041,356
1,830,000
5.58%, 07/23/2036, (5.58% fixed rate
until 07/23/2035; 6 mo. USD SOFR +
1.64% thereafter)(3)
1,879,905
1,500,000
5.58%, 04/22/2030, (5.58% fixed rate
until 04/22/2029; 6 mo. USD SOFR +
1.16% thereafter)(3)
1,562,817
EUR 
1,100,000
mBank SA 0.97%, 09/21/2027, (0.97% fixed
rate until 09/21/2026; 3 mo. EURIBOR +
1.25% thereafter)(3)(5)
1,295,855
GBP 
850,000
Metro Bank Holdings PLC 12.00%,
04/30/2029, (12.00% fixed rate until
04/30/2028; 1 yr. U.K. Government Bond
+ 7.81% thereafter)(3)(5)
1,332,613
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Commercial Banks - 3.9% - (continued)
Morgan Stanley
$  325,000
1.79%, 02/13/2032, (1.79% fixed rate
until 02/13/2031; 6 mo. USD SOFR +
1.03% thereafter)(3)
$285,346
485,000
2.24%, 07/21/2032, (2.24% fixed rate
until 07/21/2031; 6 mo. USD SOFR +
1.18% thereafter)(3)
430,391
50,000
2.51%, 10/20/2032, (2.51% fixed rate
until 10/20/2031; 6 mo. USD SOFR +
1.20% thereafter)(3)
44,881
1,006,000
2.70%, 01/22/2031, (2.70% fixed rate
until 01/22/2030; 6 mo. USD SOFR +
1.14% thereafter)(3)
944,018
225,000
2.94%, 01/21/2033, (2.94% fixed rate
until 01/21/2032; 6 mo. USD SOFR +
1.29% thereafter)(3)
205,079
EUR 
535,000
3.38%, 01/23/2032, (3.38% fixed rate
until 01/23/2031; 3 mo. EURIBOR +
0.91% thereafter)(3)
639,324
$ 840,000
3.62%, 04/01/2031, (3.62% fixed rate
until 04/01/2030; 6 mo. USD SOFR +
3.12% thereafter)(3)
815,590
3,845,000
4.24%, 01/09/2030, (4.24% fixed rate
until 01/09/2029; 6 mo. USD SOFR +
0.80% thereafter)(3)
3,852,278
290,000
4.43%, 01/23/2030, (4.43% fixed rate
until 01/23/2029; 3 mo. USD Term
SOFR + 1.89% thereafter)(3)
291,902
280,000
4.65%, 10/18/2030, (4.65% fixed rate
until 10/18/2029; 6 mo. USD SOFR +
1.10% thereafter)(3)
283,433
463,000
5.23%, 01/15/2031, (5.23% fixed rate
until 01/15/2030; 6 mo. USD SOFR +
1.11% thereafter)(3)
476,666
495,000
5.45%, 07/20/2029, (5.45% fixed rate
until 07/20/2028; 6 mo. USD SOFR +
1.63% thereafter)(3)
510,279
1,275,000
5.66%, 04/18/2030, (5.66% fixed rate
until 04/18/2029; 6 mo. USD SOFR +
1.26% thereafter)(3)
1,327,692
132,000
6.34%, 10/18/2033, (6.34% fixed rate
until 10/18/2032; 6 mo. USD SOFR +
2.56% thereafter)(3)
144,029
110,000
6.63%, 11/01/2034, (6.63% fixed rate
until 11/01/2033; 6 mo. USD SOFR +
2.05% thereafter)(3)
122,254
50,000
7.25%, 04/01/2032
57,362
2,595,000
Morgan Stanley Private Bank NA 4.21%,
02/08/2030, (4.21% fixed rate until
02/08/2029; 6 mo. USD SOFR + 0.76%
thereafter)(3)
2,595,978
EUR 
200,000
Nova Ljubljanska Banka DD 6.50%,
11/26/2030, (6.50% fixed rate until
11/26/2030; 5 yr. EURIBOR ICE Swap +
4.08% thereafter)(3)(5)(6)
242,082
390,000
Nykredit Realkredit AS 3.50%,
07/10/2031(5)
468,147
245,000
Piraeus Bank SA 5.00%, 04/16/2030,
(5.00% fixed rate until 04/16/2029; 1 yr.
EURIBOR ICE Swap + 2.25%
thereafter)(3)(5)
308,116
$ 1,800,000
Royal Bank of Canada 5.15%, 02/04/2031,
(5.15% fixed rate until 02/04/2030; 6 mo.
USD SOFR + 1.03% thereafter)(3)
1,855,161
The accompanying notes are an integral part of these financial statements.
 
75
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Commercial Banks - 3.9% - (continued)
EUR  
   100,000
Societe Generale SA 7.88%, 01/18/2029,
(7.88% fixed rate until 01/18/2029; 5 yr.
EUR Swap + 5.23% thereafter)(3)(5)(6)
$129,766
$ 1,335,000
Truist Financial Corp. 4.60%, 01/27/2032,
(4.60% fixed rate until 01/27/2031; 6 mo.
USD SOFR + 0.97% thereafter)(3)
1,338,403
EUR 
   400,000
UniCredit SpA 3.20%, 09/22/2031, (3.20%
fixed rate until 09/22/2030; 3 mo.
EURIBOR + 0.90% thereafter)(3)(5)
474,385
Wells Fargo & Co.
$ 685,000
2.57%, 02/11/2031, (2.57% fixed rate
until 02/11/2030; 3 mo. USD Term
SOFR + 1.26% thereafter)(3)
640,162
789,000
3.35%, 03/02/2033, (3.35% fixed rate
until 03/02/2032; 6 mo. USD SOFR +
1.50% thereafter)(3)
735,690
920,000
4.90%, 07/25/2033, (4.90% fixed rate
until 07/25/2032; 6 mo. USD SOFR +
2.10% thereafter)(3)
931,727
1,118,000
5.15%, 04/23/2031, (5.15% fixed rate
until 04/23/2030; 6 mo. USD SOFR +
1.50% thereafter)(3)
1,151,216
260,000
5.24%, 01/24/2031, (5.24% fixed rate
until 01/24/2030; 6 mo. USD SOFR +
1.11% thereafter)(3)
268,622
285,000
5.50%, 01/23/2035, (5.50% fixed rate
until 01/23/2034; 6 mo. USD SOFR +
1.78% thereafter)(3)
295,674
235,000
5.56%, 07/25/2034, (5.56% fixed rate
until 07/25/2033; 6 mo. USD SOFR +
1.99% thereafter)(3)
244,901
901,000
5.57%, 07/25/2029, (5.57% fixed rate
until 07/25/2028; 6 mo. USD SOFR +
1.74% thereafter)(3)
932,267
50,000
6.49%, 10/23/2034, (6.49% fixed rate
until 10/23/2033; 6 mo. USD SOFR +
2.06% thereafter)(3)
55,014
 
89,515,652
Commercial Services - 0.2%
1,000,000
Allied Universal Holdco LLC 7.88%,
02/15/2031(1)
1,052,423
Ashtead Capital, Inc.
905,000
2.45%, 08/12/2031(1)
808,626
500,000
4.25%, 11/01/2029(1)
495,549
425,000
5.55%, 05/30/2033(1)
439,274
EUR 
340,000
BCP V Modular Services Finance II PLC
4.75%, 11/30/2028(5)
390,351
Element Fleet Management Corp.
$ 1,950,000
4.64%, 11/24/2030(1)
1,954,244
25,000
6.32%, 12/04/2028(1)
26,344
 
5,166,811
Construction Materials - 0.1%
CP Atlas Buyer, Inc.
500,000
9.75%, 07/15/2030(1)
520,064
256,668
12.75%, 01/15/2031(1)(8)
236,483
1,000,000
JH North America Holdings, Inc. 6.13%,
07/31/2032(1)
1,018,913
 
1,775,460
Diversified Financial Services - 0.7%
American Express Co.
17,000
4.42%, 08/03/2033, (4.42% fixed rate
until 08/03/2032; 6 mo. USD SOFR +
1.76% thereafter)(3)
16,820
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Diversified Financial Services - 0.7% - (continued)
$  1,278,000
5.02%, 04/25/2031, (5.02% fixed rate
until 04/25/2030; 6 mo. USD SOFR +
1.44% thereafter)(3)
$1,311,849
3,000
5.04%, 05/01/2034, (5.04% fixed rate
until 05/01/2033; 6 mo. USD SOFR +
1.84% thereafter)(3)
3,053
1,473,000
5.09%, 01/30/2031, (5.09% fixed rate
until 01/30/2030; 6 mo. USD SOFR +
1.02% thereafter)(3)
1,513,329
115,000
5.44%, 01/30/2036, (5.44% fixed rate
until 01/30/2035; 6 mo. USD SOFR +
1.32% thereafter)(3)
118,709
Capital One Financial Corp.
80,000
2.62%, 11/02/2032, (2.62% fixed rate
until 11/02/2031; 6 mo. USD SOFR +
1.27% thereafter)(3)
71,729
1,400,000
4.49%, 09/11/2031, (4.49% fixed rate
until 09/11/2030; 6 mo. USD SOFR +
1.25% thereafter)(3)
1,390,697
150,000
4.72%, 01/30/2032, (4.72% fixed rate
until 01/30/2031; 6 mo. USD SOFR +
1.15% thereafter)(3)
150,045
5,000
5.27%, 05/10/2033, (5.27% fixed rate
until 05/10/2032; 6 mo. USD SOFR +
2.37% thereafter)(3)
5,101
430,000
6.05%, 02/01/2035, (6.05% fixed rate
until 02/01/2034; 6 mo. USD SOFR +
2.26% thereafter)(3)
451,633
325,000
6.18%, 01/30/2036, (6.18% fixed rate
until 01/30/2035; 6 mo. USD SOFR +
2.04% thereafter)(3)
336,483
210,000
6.70%, 11/29/2032
231,747
1,570,000
7.62%, 10/30/2031, (7.62% fixed rate
until 10/30/2030; 6 mo. USD SOFR +
3.07% thereafter)(3)
1,762,358
1,000,000
CrossCountry Intermediate HoldCo LLC
6.50%, 10/01/2030(1)
1,014,990
Freedom Mortgage Holdings LLC
500,000
7.88%, 04/01/2033(1)
510,018
500,000
9.25%, 02/01/2029(1)
523,437
500,000
goeasy Ltd. 6.88%, 02/15/2031(1)
469,982
600,000
Rfna LP 7.88%, 02/15/2030(1)
604,397
Synchrony Financial
770,000
2.88%, 10/28/2031
687,664
1,709,000
5.45%, 03/06/2031, (5.45% fixed rate
until 03/06/2030; 6 mo. USD SOFR +
1.68% thereafter)(3)
1,742,084
10,000
5.94%, 08/02/2030, (5.94% fixed rate
until 08/02/2029; 6 mo. USD SOFR +
2.13% thereafter)(3)
10,357
2,196,000
6.00%, 07/29/2036, (6.00% fixed rate
until 07/29/2035; 6 mo. USD SOFR +
2.07% thereafter)(3)
2,226,943
 
15,153,425
Electric - 4.0%
715,000
AES Andes SA 6.25%, 03/14/2032(1)
741,449
Alabama Power Co.
100,000
3.05%, 03/15/2032
92,645
545,000
3.45%, 10/01/2049
391,052
928,000
4.15%, 08/15/2044
779,579
135,000
4.30%, 07/15/2048
111,692
310,000
5.85%, 11/15/2033
331,768
21,000
6.00%, 03/01/2039
22,513
The accompanying notes are an integral part of these financial statements.
 
76
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Electric - 4.0% - (continued)
American Electric Power Co., Inc.
$  100,000
5.63%, 03/01/2033
$104,688
1,710,000
6.05%, 03/15/2056, (6.05% fixed rate
until 12/15/2035; 5 yr. USD CMT +
1.94% thereafter)(3)
1,698,098
Arizona Public Service Co.
300,000
2.20%, 12/15/2031
263,841
1,115,000
5.70%, 08/15/2034
1,169,468
Clearway Energy Operating LLC
750,000
3.75%, 02/15/2031(1)
702,415
500,000
4.75%, 03/15/2028(1)
499,648
100,000
5.75%, 01/15/2034(1)
100,365
389,000
Cleco Corporate Holdings LLC 3.38%,
09/15/2029
365,897
Consolidated Edison Co. of New York, Inc.
395,000
3.20%, 12/01/2051
262,101
19,000
3.35%, 04/01/2030
18,421
20,000
3.95%, 03/01/2043
16,432
229,000
3.95%, 04/01/2050
177,972
160,000
4.00%, 11/15/2057
119,146
203,000
5.30%, 03/01/2035
208,063
145,000
5.38%, 05/15/2034
150,071
950,000
5.50%, 03/15/2055
919,016
5,000
5.70%, 06/15/2040
5,189
985,000
5.75%, 11/15/2055
984,201
20,000
5.90%, 11/15/2053
20,378
147,000
6.15%, 11/15/2052
154,162
5,000
6.75%, 04/01/2038
5,731
Dominion Energy, Inc.
25,000
4.35%, 08/15/2032
24,501
15,000
5.95%, 06/15/2035
15,907
5,060,000
6.00%, 02/15/2056, (6.00% fixed rate
until 11/15/2030; 5 yr. USD CMT +
2.26% thereafter)(3)
5,114,556
145,000
6.88%, 02/01/2055, (6.88% fixed rate
until 11/03/2029; 5 yr. USD CMT +
2.39% thereafter)(3)
151,009
Duke Energy Carolinas LLC
180,000
4.25%, 12/15/2041
158,829
280,000
6.45%, 10/15/2032
309,602
Duke Energy Corp.
2,234,000
2.55%, 06/15/2031
2,035,507
25,000
3.25%, 01/15/2082, (3.25% fixed rate
until 01/15/2027; 5 yr. USD CMT +
2.32% thereafter)(3)
24,377
380,000
3.30%, 06/15/2041
292,589
EUR 
255,000
3.75%, 04/01/2031
309,141
$ 577,700
3.75%, 09/01/2046
438,014
10,000
3.95%, 08/15/2047
7,690
135,000
4.80%, 12/15/2045
119,280
2,395,000
4.95%, 09/15/2035
2,374,117
60,000
5.00%, 08/15/2052
52,791
110,000
5.70%, 09/15/2055
107,027
52,000
6.10%, 09/15/2053
53,568
2,000
6.45%, 09/01/2054, (6.45% fixed rate
until 06/01/2034; 5 yr. USD CMT +
2.59% thereafter)(3)
2,092
Duke Energy Florida LLC
760,000
1.75%, 06/15/2030
685,757
10,000
3.40%, 10/01/2046
7,299
495,000
4.85%, 12/01/2035
491,635
25,000
5.65%, 04/01/2040
25,811
Duke Energy Indiana LLC
75,000
2.75%, 04/01/2050
47,091
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Electric - 4.0% - (continued)
$  1,211,000
3.25%, 10/01/2049
$833,801
2,000
5.25%, 03/01/2034
2,070
30,000
6.45%, 04/01/2039
33,327
Duke Energy Ohio, Inc.
15,000
3.70%, 06/15/2046
11,467
105,000
4.30%, 02/01/2049
86,185
5,000
5.30%, 06/15/2035
5,138
Duke Energy Progress LLC
50,000
2.00%, 08/15/2031
44,469
10,000
2.90%, 08/15/2051
6,304
341,000
3.70%, 10/15/2046
261,034
7,000
4.10%, 03/15/2043
5,895
45,000
4.20%, 08/15/2045
37,456
460,000
5.05%, 03/15/2035
466,045
100,000
5.35%, 03/15/2053
95,758
685,000
5.55%, 03/15/2055
675,058
Edison International
129,000
5.25%, 11/15/2028
131,182
809,000
5.25%, 03/15/2032
811,383
1,190,000
6.25%, 03/15/2030
1,248,850
EUR 
230,000
Enel SpA 6.63%, 04/16/2031, (6.63% fixed
rate until 04/16/2031; 5 yr. EUR Swap +
3.77% thereafter)(3)(5)(6)
306,853
Eversource Energy
$ 160,000
1.65%, 08/15/2030
141,596
1,680,000
4.45%, 12/15/2030
1,677,209
1,249,000
5.13%, 05/15/2033
1,260,876
937,000
5.50%, 01/01/2034
963,911
37,000
5.95%, 02/01/2029
38,700
Georgia Power Co.
100,000
3.70%, 01/30/2050
74,724
598,000
4.30%, 03/15/2042
525,051
500,000
4.55%, 03/15/2030
507,456
222,000
4.75%, 09/01/2040
210,824
1,990,000
4.85%, 03/15/2031
2,040,280
1,474,000
5.20%, 03/15/2035
1,510,485
10,000
5.50%, 10/01/2055
9,754
EUR 
300,000
Iberdrola International BV 2.25%,
01/28/2029, (2.25% fixed rate until
01/28/2029; 5 yr. EUR Swap + 2.57%
thereafter)(3)(5)(6)
344,782
$ 275,000
Interstate Power & Light Co. 5.60%,
06/29/2035
286,080
Jersey Central Power & Light Co.
8,000
4.40%, 01/15/2031(1)
7,976
480,000
5.10%, 01/15/2035
486,301
200,000
Monongahela Power Co. 5.85%,
02/15/2034(1)
211,823
NSTAR Electric Co.
174,000
4.85%, 03/01/2030
178,094
750,000
5.20%, 03/01/2035
763,006
490,000
5.40%, 06/01/2034
507,366
Ohio Edison Co.
5,000
4.95%, 12/15/2029(1)
5,110
405,000
5.50%, 01/15/2033(1)
421,469
Pacific Gas & Electric Co.
540,500
2.50%, 02/01/2031
488,712
611,000
3.30%, 08/01/2040
463,872
343,000
3.50%, 08/01/2050
232,038
304,000
4.50%, 07/01/2040
264,496
1,296,000
4.55%, 07/01/2030
1,292,431
266,000
4.60%, 06/15/2043
222,900
840,000
4.75%, 02/15/2044
714,206
421,000
4.95%, 07/01/2050
357,008
The accompanying notes are an integral part of these financial statements.
 
77
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Electric - 4.0% - (continued)
$  685,000
5.05%, 10/15/2032
$690,321
2,935,000
5.80%, 05/15/2034
3,044,625
1,152,000
5.90%, 06/15/2032
1,210,639
686,000
6.10%, 01/15/2029
719,462
1,471,000
6.15%, 01/15/2033
1,559,829
195,000
6.15%, 03/01/2055
193,586
1,427,000
6.75%, 01/15/2053
1,520,707
1,509,000
6.95%, 03/15/2034
1,672,585
PacifiCorp
240,000
3.30%, 03/15/2051
154,223
55,000
4.10%, 02/01/2042
44,186
459,000
4.13%, 01/15/2049
344,451
1,279,000
5.35%, 12/01/2053
1,127,814
1,170,000
5.50%, 05/15/2054
1,054,144
385,000
5.75%, 04/01/2037
390,644
466,000
5.80%, 01/15/2055
438,886
121,000
6.25%, 10/15/2037
127,048
3,000
7.70%, 11/15/2031
3,434
Pinnacle West Capital Corp.
1,198,000
4.90%, 05/15/2028
1,219,544
1,132,000
5.15%, 05/15/2030
1,165,948
Public Service Co. of Oklahoma
73,000
2.20%, 08/15/2031
64,721
2,085,000
5.20%, 01/15/2035
2,102,024
9,000
5.45%, 01/15/2036
9,206
Public Service Enterprise Group, Inc.
1,455,000
4.90%, 03/15/2030
1,487,727
255,000
5.45%, 04/01/2034
262,921
540,000
6.13%, 10/15/2033
579,960
Puget Energy, Inc.
896,000
4.10%, 06/15/2030
878,471
689,000
4.22%, 03/15/2032
662,072
2,745,000
5.73%, 03/15/2035
2,806,996
San Diego Gas & Electric Co.
15,000
2.95%, 08/15/2051
9,621
55,000
3.70%, 03/15/2052
40,008
15,000
4.15%, 05/15/2048
12,025
105,000
4.50%, 08/15/2040
95,712
90,000
5.35%, 04/01/2053
84,847
920,000
5.40%, 04/15/2035
948,702
Southern California Edison Co.
25,000
2.25%, 06/01/2030
22,750
2,000
2.75%, 02/01/2032
1,794
265,000
3.65%, 02/01/2050
185,016
85,000
3.90%, 03/15/2043
65,563
661,000
4.00%, 04/01/2047
499,022
488,000
4.05%, 03/15/2042
390,716
1,477,000
4.13%, 03/01/2048
1,130,934
70,000
4.50%, 09/01/2040
61,077
449,000
4.65%, 10/01/2043
382,864
1,235,000
5.45%, 03/01/2035
1,248,697
1,069,000
5.45%, 06/01/2052
967,219
5,000
5.50%, 03/15/2040
4,880
816,000
5.70%, 03/01/2053
767,599
1,330,000
5.88%, 12/01/2053
1,276,879
691,000
5.90%, 03/01/2055
666,907
690,000
5.95%, 11/01/2032
731,932
390,000
6.00%, 01/15/2034
409,481
114,000
6.20%, 09/15/2055
114,806
Southern Co.
880,000
3.25%, 07/01/2026
878,254
285,000
4.85%, 03/15/2035
281,170
Southern Power Co.
570,000
4.90%, 10/01/2035
560,036
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Electric - 4.0% - (continued)
$  10,000
5.15%, 09/15/2041
$9,657
1,070,000
Trans-Allegheny Interstate Line Co. 5.00%,
01/15/2031(1)
1,099,887
Virginia Electric & Power Co.
159,000
2.45%, 12/15/2050
91,438
1,273,000
2.95%, 11/15/2051
800,213
65,000
4.63%, 05/15/2052
54,628
649,000
4.90%, 09/15/2035
644,991
551,000
5.00%, 01/15/2034
557,486
435,000
5.05%, 08/15/2034
440,469
1,310,000
5.15%, 03/15/2035
1,328,620
105,000
5.65%, 03/15/2055
103,195
5,000
6.00%, 05/15/2037
5,364
70,000
6.35%, 11/30/2037
76,567
187,000
8.88%, 11/15/2038
249,408
Wisconsin Power & Light Co.
300,000
3.00%, 07/01/2029
289,817
41,000
3.95%, 09/01/2032
39,479
75,000
4.95%, 04/01/2033
76,001
875,000
5.38%, 03/30/2034
902,559
Xcel Energy, Inc.
150,000
1.75%, 03/15/2027
146,335
55,000
2.35%, 11/15/2031
48,915
738,000
4.60%, 06/01/2032
734,377
1,185,000
4.75%, 03/21/2028
1,201,628
19,000
5.45%, 08/15/2033
19,605
850,000
5.60%, 04/15/2035
877,881
1,000,000
XPLR Infrastructure Operating Partners LP
7.25%, 01/15/2029(1)(7)
1,031,884
 
92,740,091
Electronics - 0.1%
1,000,000
Imola Merger Corp. 4.75%, 05/15/2029(1)
983,927
EUR 
390,000
Tyco Electronics Group SA 3.25%,
01/31/2033
462,591
 
1,446,518
Energy-Alternate Sources - 0.0%
$ 30,000
Arizona Public Service Co. 6.35%,
12/15/2032
32,706
Pacific Gas & Electric Co.
636,000
4.30%, 03/15/2045
505,778
215,000
6.70%, 04/01/2053
227,692
 
766,176
Entertainment - 0.1%
1,000,000
Cinemark USA, Inc. 7.00%, 08/01/2032(1)
1,034,726
500,000
Great Canadian Gaming Corp./Raptor LLC
8.75%, 11/15/2029(1)
508,456
500,000
Penn Entertainment, Inc. 4.13%,
07/01/2029(1)(7)
464,016
 
2,007,198
Environmental Control - 0.0%
EUR 
380,000
Veralto Corp. 4.15%, 09/19/2031
470,271
Food - 0.9%
Bellis Acquisition Co. PLC
135,000
8.00%, 07/01/2031(5)(7)
151,991
GBP 
850,000
8.13%, 05/14/2030(5)
1,065,987
$ 1,000,000
Froneri Lux FinCo SARL 6.00%,
08/01/2032(1)
1,012,621
JBS NV/JBS USA Foods Group Holdings,
Inc./JBS USA Food Co. Holdings
1,345,000
5.50%, 01/15/2036
1,365,081
430,000
5.75%, 04/01/2033
448,731
The accompanying notes are an integral part of these financial statements.
 
78
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Food - 0.9% - (continued)
$  533,000
5.95%, 04/20/2035
$560,098
300,000
6.25%, 03/01/2056
302,877
3,145,000
6.38%, 04/15/2066
3,179,092
590,000
6.75%, 03/15/2034
650,471
1,095,000
7.25%, 11/15/2053
1,240,300
Mars, Inc.
330,000
1.63%, 07/16/2032(1)
280,108
31,000
1.63%, 07/16/2032(5)
26,313
180,000
3.60%, 04/01/2034(1)
165,891
85,000
3.95%, 04/01/2044(1)
70,382
580,000
4.60%, 03/01/2028(1)
587,756
680,000
5.00%, 03/01/2032(1)
698,788
1,210,000
5.20%, 03/01/2035(1)
1,238,855
4,630,000
5.65%, 05/01/2045(1)
4,670,314
495,000
5.80%, 05/01/2065(1)
496,683
Pilgrim's Pride Corp.
1,010,000
4.25%, 04/15/2031
984,547
290,000
6.88%, 05/15/2034
320,807
 
19,517,693
Gas - 0.4%
Energy Transfer LP
100,000
4.90%, 03/15/2035
97,865
160,000
6.13%, 12/15/2045
159,064
2,550,000
MPLX LP 5.50%, 06/01/2034
2,605,330
NiSource, Inc.
91,000
1.70%, 02/15/2031
80,042
96,000
3.49%, 05/15/2027
95,424
15,000
3.60%, 05/01/2030
14,595
150,000
4.80%, 02/15/2044
134,735
50,000
5.35%, 04/01/2034
51,519
1,875,000
5.35%, 07/15/2035(7)
1,912,683
515,000
5.40%, 06/30/2033
532,200
7,000
5.95%, 06/15/2041
7,204
Southern California Gas Co.
200,000
2.55%, 02/01/2030
188,503
2,000
4.13%, 06/01/2048
1,582
205,000
4.30%, 01/15/2049
167,055
115,000
5.20%, 06/01/2033
118,322
15,000
5.75%, 06/01/2053
14,926
1,510,000
6.00%, 06/15/2055
1,547,030
1,965,000
Southern Co. Gas Capital Corp. 5.10%,
09/15/2035
1,974,045
25,000
Targa Resources Corp. 5.50%, 02/15/2035
25,611
 
9,727,735
Healthcare - Products - 0.4%
1,370,000
Avantor Funding, Inc. 3.88%, 11/01/2029(1)
1,315,527
Baxter International, Inc.
20,000
3.50%, 08/15/2046
14,126
2,520,000
4.90%, 12/15/2030
2,538,782
1,010,000
5.65%, 12/15/2035
1,018,580
Thermo Fisher Scientific, Inc.
3,765,000
4.47%, 10/07/2032
3,772,606
10,000
5.30%, 02/01/2044
9,826
65,000
5.40%, 08/10/2043
65,149
350,000
VSP Optical Group, Inc. 5.45%,
12/01/2035(1)
351,233
 
9,085,829
Healthcare - Services - 0.6%
Acadia Healthcare Co., Inc.
250,000
5.00%, 04/15/2029(1)
240,015
500,000
7.38%, 03/15/2033(1)(7)
493,897
Centene Corp.
3,390,000
2.50%, 03/01/2031
2,931,620
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Healthcare - Services - 0.6% - (continued)
$  770,000
2.63%, 08/01/2031
$662,167
275,000
3.00%, 10/15/2030
246,296
245,000
4.63%, 12/15/2029
238,826
CHS/Community Health Systems, Inc.
300,000
4.75%, 02/15/2031(1)
269,114
300,000
6.88%, 04/15/2029(1)(7)
275,865
180,000
10.88%, 01/15/2032(1)
193,777
Cigna Group
1,620,000
4.88%, 09/15/2032
1,639,741
102,000
5.13%, 05/15/2031
105,236
Humana, Inc.
150,000
3.13%, 08/15/2029
143,542
1,670,000
5.55%, 05/01/2035
1,674,623
210,000
5.95%, 03/15/2034
217,345
1,000,000
Star Parent, Inc. 9.00%, 10/01/2030(1)
1,055,472
UnitedHealth Group, Inc.
1,708,000
2.75%, 05/15/2040
1,262,281
622,000
3.70%, 08/15/2049
459,394
5,000
3.75%, 10/15/2047
3,782
3,000
4.25%, 03/15/2043
2,556
70,000
4.45%, 12/15/2048
58,242
55,000
4.63%, 11/15/2041
49,698
50,000
4.75%, 05/15/2052
42,956
223,000
4.95%, 05/15/2062
191,501
46,000
5.00%, 04/15/2034
46,463
25,000
5.20%, 04/15/2063
22,259
430,000
5.30%, 06/15/2035(7)
442,470
10,000
5.50%, 04/15/2064
9,343
15,000
5.63%, 07/15/2054
14,606
30,000
5.70%, 10/15/2040
30,823
630,000
5.75%, 07/15/2064
611,226
592,000
5.88%, 02/15/2053
594,850
 
14,229,986
Insurance - 0.7%
EUR 
300,000
Allianz SE 4.25%, 07/05/2052, (4.25% fixed
rate until 01/05/2032; 3 mo. EURIBOR +
3.55% thereafter)(3)(5)
369,250
American National Global Funding
$ 80,000
4.88%, 01/23/2031(1)
79,677
20,000
5.55%, 01/28/2030(1)
20,576
Arthur J Gallagher & Co.
25,000
4.85%, 12/15/2029
25,576
2,425,000
5.15%, 02/15/2035
2,443,858
EUR 
225,000
ASR Nederland NV 7.00%, 12/07/2043,
(7.00% fixed rate until 09/07/2033; 5 yr.
EUR Swap + 5.30% thereafter)(3)(5)
317,749
Asurion LLC & Asurion Co-Issuer, Inc.
$ 325,000
8.00%, 12/31/2032(1)
339,561
355,000
8.38%, 02/01/2034(1)
358,891
Athene Global Funding
75,000
2.55%, 11/19/2030(1)
67,812
1,389,000
2.65%, 10/04/2031(1)
1,236,793
2,005,000
4.72%, 10/08/2029(1)
2,011,620
15,000
5.03%, 07/17/2030(1)
15,127
50,000
5.32%, 11/13/2031(1)
50,872
10,000
5.38%, 01/07/2030(1)
10,226
295,000
5.58%, 01/09/2029(1)
303,763
GBP 
265,000
Aviva PLC 4.00%, 06/03/2055, (4.00% fixed
rate until 03/03/2035; 5 yr. U.K.
Government Bond + 4.70%
thereafter)(3)(5)
317,446
EUR 
120,000
AXA SA 6.38%, 07/16/2033, (6.38% fixed
rate until 07/16/2033; 5 yr. EURIBOR ICE
Swap + 3.84% thereafter)(3)(5)(6)
154,979
The accompanying notes are an integral part of these financial statements.
 
79
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Insurance - 0.7% - (continued)
Equitable Financial Life Global Funding
$  323,000
1.80%, 03/08/2028(1)
$308,209
700,000
5.00%, 03/27/2030(1)
713,634
Equitable Holdings, Inc.
259,000
4.35%, 04/20/2028
260,432
600,000
4.57%, 02/15/2029(1)
601,682
GA Global Funding Trust
1,320,000
4.50%, 09/18/2030(1)
1,302,589
150,000
5.50%, 01/08/2029(1)
154,313
Global Atlantic Fin Co.
35,000
3.13%, 06/15/2031(1)
31,583
155,000
7.25%, 03/01/2056, (7.25% fixed rate
until 03/01/2031; 5 yr. USD CMT +
3.55% thereafter)(1)(3)
156,271
Howden U.K. Refinance PLC/Howden U.K.
Refinance 2 PLC/Howden U.S. Refinance
LLC
500,000
7.25%, 02/15/2031(1)
517,136
466,000
8.13%, 02/15/2032(1)
474,825
Lincoln Financial Global Funding
1,240,000
4.63%, 05/28/2028(1)
1,252,462
50,000
4.63%, 08/18/2030(1)
50,203
140,000
Lincoln National Corp. 9.25%, 12/01/2027,
(9.25% fixed rate until 12/01/2027; 5 yr.
USD CMT + 5.32% thereafter)(3)(6)(7)
150,126
Muenchener
Rueckversicherungs-Gesellschaft AG in
Muenchen
EUR 
300,000
1.25%, 05/26/2041, (1.25% fixed rate
until 11/26/2030; 3 mo. EURIBOR +
2.55% thereafter)(3)(5)
323,255
100,000
4.25%, 05/26/2044, (4.25% fixed rate
until 11/26/2033; 3 mo. EURIBOR +
2.60% thereafter)(3)(5)
122,290
$ 200,000
SCOR SE 5.25%, 03/13/2029, (5.25% fixed
rate until 03/13/2029; 5 yr. USD CMT +
2.37% thereafter)(3)(5)(6)
193,852
EUR 
100,000
Sogecap SA 6.25%, 07/08/2035, (6.25%
fixed rate until 07/08/2035; 5 yr.
EURIBOR ICE Swap + 3.75%
thereafter)(3)(5)(6)
122,232
$ 335,000
Zurich Finance Ireland Designated Activity
Co. 3.00%, 04/19/2051, (3.00% fixed rate
until 01/19/2031; 5 yr. USD CMT + 2.78%
thereafter)(3)(5)
304,800
 
15,163,670
Internet - 0.9%
Alphabet, Inc.
EUR 
275,000
4.00%, 11/06/2044
319,493
$ 2,770,000
5.30%, 05/15/2065
2,588,860
3,020,000
5.35%, 11/15/2045
2,979,407
2,281,000
5.70%, 11/15/2075
2,239,468
295,000
Beignet Investor LLC 6.58%, 05/30/2049(1)
307,159
EUR 
200,000
iliad SA 4.25%, 01/09/2032(5)
240,779
Meta Platforms, Inc.
$ 498,000
5.40%, 08/15/2054
458,954
2,420,000
5.50%, 11/15/2045
2,327,153
1,370,000
5.55%, 08/15/2064
1,257,713
999,000
5.60%, 05/15/2053
947,693
440,000
5.63%, 11/15/2055
418,652
70,000
5.75%, 05/15/2063
66,514
2,940,000
5.75%, 11/15/2065
2,779,856
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Internet - 0.9% - (continued)
EUR  
   200,000
Rakuten Group, Inc. 4.25%, 04/22/2027,
(4.25% fixed rate until 04/22/2027; 5 yr.
EUR Swap + 4.74% thereafter)(3)(5)(6)
$233,792
$ 2,085,000
Uber Technologies, Inc. 4.80%, 09/15/2035
2,062,760
EUR 
   500,000
United Group BV 6.50%, 10/31/2031(1)
615,444
$ 1,000,000
Wayfair LLC 7.25%, 10/31/2029(1)
1,045,588
 
20,889,285
Investment Company Security - 0.7%
2,280,000
Apollo Debt Solutions BDC 5.70%,
01/23/2031(1)
2,267,736
Ares Strategic Income Fund
1,820,000
5.15%, 01/15/2031(1)
1,771,327
65,000
5.45%, 09/09/2028(1)
65,515
1,925,000
5.55%, 04/15/2031(1)
1,903,567
1,375,000
5.80%, 09/09/2030(1)
1,379,447
480,000
6.20%, 03/21/2032
487,459
1,810,000
Blackstone Secured Lending Fund 5.13%,
01/31/2031(7)
1,770,784
HPS Corporate Lending Fund
230,000
5.15%, 04/02/2029(1)
229,107
1,600,000
5.45%, 11/15/2030(1)
1,581,082
3,355,000
5.65%, 04/02/2031(1)
3,332,441
1,115,000
5.85%, 06/05/2030(1)
1,122,045
EUR 
200,000
JAB Holdings BV 4.75%, 06/29/2032(5)
254,351
 
16,164,861
IT Services - 0.1%
International Business Machines Corp.
$ 395,000
4.60%, 02/03/2033
394,379
1,210,000
4.80%, 02/10/2030
1,237,724
1,100,000
McAfee Corp. 7.38%, 02/15/2030(1)(7)
875,159
 
2,507,262
Leisure Time - 0.0%
500,000
NCL Corp. Ltd. 6.25%, 03/01/2030(1)
511,031
Lodging - 0.1%
Las Vegas Sands Corp.
885,000
5.63%, 06/15/2028
906,075
40,000
6.00%, 08/15/2029
41,703
1,085,000
6.00%, 06/14/2030
1,131,904
 
2,079,682
Machinery-Diversified - 0.1%
1,310,000
Westinghouse Air Brake Technologies Corp.
4.90%, 05/29/2030
1,338,744
Media - 1.1%
CCO Holdings LLC/CCO Holdings Capital
Corp.
1,500,000
4.25%, 02/01/2031(1)
1,373,318
325,000
7.38%, 02/01/2036(1)
325,390
Charter Communications
Operating LLC/Charter Communications
Operating Capital
20,000
3.50%, 06/01/2041
14,313
985,000
3.70%, 04/01/2051
629,827
515,000
3.85%, 04/01/2061
309,938
1,290,000
5.13%, 07/01/2049
1,015,868
1,540,000
5.25%, 04/01/2053
1,229,984
100,000
5.38%, 04/01/2038
91,198
665,000
5.38%, 05/01/2047
545,986
5,000
5.50%, 04/01/2063
3,954
1,612,000
5.75%, 04/01/2048
1,386,856
2,000,000
6.38%, 10/23/2035
2,067,150
202,000
6.48%, 10/23/2045
190,118
The accompanying notes are an integral part of these financial statements.
 
80
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Media - 1.1% - (continued)
$  1,050,000
6.55%, 06/01/2034
$1,102,952
449,000
6.65%, 02/01/2034
472,877
25,000
6.83%, 10/23/2055
23,991
Comcast Corp.
315,000
2.80%, 01/15/2051
183,569
1,989,000
2.89%, 11/01/2051
1,170,749
110,000
2.94%, 11/01/2056
62,000
296,000
3.20%, 07/15/2036
251,325
300,000
3.40%, 07/15/2046
208,558
583,000
3.75%, 04/01/2040
479,041
175,000
3.90%, 03/01/2038
151,846
260,000
3.97%, 11/01/2047
195,123
45,000
4.05%, 11/01/2052
32,916
90,000
4.95%, 10/15/2058
74,667
25,000
6.05%, 05/15/2055(7)
24,765
15,000
6.50%, 11/15/2035
16,583
Cox Communications, Inc.
329,000
2.60%, 06/15/2031(1)
293,572
20,000
4.50%, 06/30/2043(1)
15,510
165,000
4.60%, 08/15/2047(1)
123,974
35,000
4.70%, 12/15/2042(1)
27,993
75,000
5.80%, 12/15/2053(1)
64,196
1,250,000
5.95%, 09/01/2054(1)
1,097,594
500,000
Directv Financing LLC/Directv Financing
Co-Obligor, Inc. 10.00%, 02/15/2031(1)
515,044
600
Discovery Communications LLC 3.95%,
03/20/2028
576
Paramount Global
278,000
4.20%, 05/19/2032
251,022
1,956,000
4.38%, 03/15/2043
1,347,223
105,000
4.60%, 01/15/2045
71,918
16,000
4.90%, 08/15/2044
11,399
1,250,000
4.95%, 01/15/2031
1,195,852
2,415,000
4.95%, 05/19/2050
1,694,216
675,000
5.25%, 04/01/2044
492,042
1,436,000
5.85%, 09/01/2043
1,157,652
5,000
5.90%, 10/15/2040
4,267
560,000
6.88%, 04/30/2036
546,414
55,000
7.88%, 07/30/2030
59,119
1,250,000
Scripps Escrow II, Inc. 3.88%,
01/15/2029(1)(7)
1,153,631
Time Warner Cable LLC
96,000
5.50%, 09/01/2041
84,195
363,000
5.88%, 11/15/2040
329,001
100,000
6.55%, 05/01/2037
100,467
140,000
6.75%, 06/15/2039
140,666
315,000
7.30%, 07/01/2038
334,464
 
24,746,869
Mining - 0.5%
Anglo American Capital PLC
1,390,000
3.88%, 03/16/2029(1)
1,373,034
1,465,000
4.50%, 03/15/2028(1)
1,473,450
EUR 
240,000
5.00%, 03/15/2031(5)
308,199
Glencore Capital Finance DAC
265,000
3.67%, 10/06/2032(5)
318,032
250,000
4.15%, 04/29/2031(5)(7)
309,558
Glencore Funding LLC
$ 1,305,000
5.37%, 04/04/2029(1)
1,349,997
490,000
5.63%, 04/04/2034(1)
513,047
175,000
5.67%, 04/01/2035(1)
183,277
230,000
5.70%, 05/08/2033(1)
242,510
616,000
6.38%, 10/06/2030(1)
664,151
1,080,000
6.50%, 10/06/2033(1)
1,192,953
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Mining - 0.5% - (continued)
Kaiser Aluminum Corp.
$  620,000
4.50%, 06/01/2031(1)
$598,532
500,000
5.88%, 03/01/2034(1)
503,716
486,000
Rio Tinto Alcan, Inc. 6.13%, 12/15/2033
530,490
962,000
Rio Tinto Finance USA PLC 5.00%,
03/14/2032
990,254
 
10,551,200
Miscellaneous Manufacturing - 0.0%
EUR 
390,000
Parker-Hannifin Corp. 2.90%, 03/01/2030
463,421
Oil & Gas - 1.9%
Aker BP ASA
$ 1,318,000
4.00%, 01/15/2031(1)
1,276,177
EUR 
260,000
4.00%, 05/29/2032(5)
315,273
$ 200,000
5.13%, 10/01/2034(1)
196,642
1,010,000
5.25%, 10/30/2035(1)
988,572
1,575,000
5.80%, 10/01/2054(1)
1,451,502
150,000
6.00%, 06/13/2033(1)
157,101
1,105,000
Azule Energy Finance PLC 8.13%,
01/23/2030(1)
1,118,004
BP Capital Markets PLC
EUR 
270,000
2.82%, 04/07/2032(5)
313,859
130,000
3.63%, 03/22/2029, (3.63% fixed rate
until 03/22/2029; 5 yr. EUR Swap +
3.78% thereafter)(3)(5)(6)
155,193
$ 1,170,000
Cenovus Energy, Inc. 5.40%, 03/20/2036
1,168,557
ConocoPhillips Co.
1,459,000
3.80%, 03/15/2052
1,079,505
404,000
4.03%, 03/15/2062
294,182
675,000
5.30%, 05/15/2053
631,617
252,000
5.55%, 03/15/2054
244,412
475,000
5.65%, 01/15/2065
459,365
1,062,000
5.70%, 09/15/2063
1,036,573
1,033,000
Coterra Energy, Inc. 5.60%, 03/15/2034
1,068,087
Diamondback Energy, Inc.
75,000
4.40%, 03/24/2051(7)
60,703
525,000
5.40%, 04/18/2034
537,635
390,000
5.55%, 04/01/2035
401,457
305,000
5.75%, 04/18/2054
291,398
858,000
5.90%, 04/18/2064
819,549
328,000
6.25%, 03/15/2053
335,535
Ecopetrol SA
1,455,000
7.75%, 02/01/2032
1,494,064
1,295,000
8.38%, 01/19/2036
1,339,835
Energean Israel Finance Ltd.
2,455,000
5.88%, 03/30/2031(5)
2,384,696
600,000
8.50%, 09/30/2033(5)
642,875
EOG Resources, Inc.
48,000
3.90%, 04/01/2035
44,602
455,000
5.35%, 01/15/2036
467,132
EUR 
185,000
Exxon Mobil Corp. 1.41%, 06/26/2039
161,887
Hess Corp.
$ 50,000
5.60%, 02/15/2041
51,729
15,000
6.00%, 01/15/2040
16,153
866,000
7.13%, 03/15/2033
996,582
1,000,000
Matador Resources Co. 6.50%,
04/15/2032(1)
1,018,248
Petroleos Mexicanos
2,850,000
5.95%, 01/28/2031
2,780,695
3,525,000
6.35%, 02/12/2048
2,795,827
2,280,000
Phillips 66 Co. 5.88%, 03/15/2056, (5.88%
fixed rate until 12/15/2030; 5 yr. USD
CMT + 2.28% thereafter)(3)
2,271,169
The accompanying notes are an integral part of these financial statements.
 
81
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Oil & Gas - 1.9% - (continued)
Saudi Arabian Oil Co.
$  875,000
4.00%, 02/02/2029(1)
$869,663
200,000
4.38%, 02/02/2031(1)
198,280
1,465,000
5.00%, 02/02/2036(1)
1,441,835
630,000
6.00%, 02/02/2056(1)
614,987
2,080,000
6.38%, 06/02/2055(1)
2,131,777
1,000,000
SM Energy Co. 6.75%, 08/01/2029(1)
1,011,383
TotalEnergies Capital SA
525,000
5.43%, 09/10/2064
494,399
1,680,000
5.64%, 04/05/2064
1,636,294
1,610,000
TotalEnergies Capital USA LLC 4.57%,
01/13/2033
1,610,325
Var Energi ASA
EUR 
130,000
3.88%, 03/12/2031(5)
156,789
$ 1,300,000
6.50%, 05/22/2035(1)
1,376,330
EUR 
115,000
7.86%, 11/15/2083, (7.86% fixed rate
until 11/15/2028; 5 yr. EURIBOR ICE
Swap + 4.77% thereafter)(3)(5)
150,478
 
42,558,932
Oil & Gas Services - 0.0%
$ 500,000
USA Compression Partners LP/USA
Compression Finance Corp. 6.25%,
10/01/2033(1)
506,498
Packaging & Containers - 0.1%
Clydesdale Acquisition Holdings, Inc.
500,000
6.63%, 04/15/2029(1)
504,405
500,000
8.75%, 04/15/2030(1)
500,358
500,000
Mauser Packaging Solutions Holding Co.
9.25%, 04/15/2030(1)
491,852
793,000
TriMas Corp. 4.13%, 04/15/2029(1)
773,078
 
2,269,693
Pharmaceuticals - 0.6%
EUR 
100,000
Bayer AG 5.38%, 03/25/2082, (5.38% fixed
rate until 06/25/2030; 5 yr. EUR Swap +
4.46% thereafter)(3)(5)
123,975
Cardinal Health, Inc.
$ 5,000
4.37%, 06/15/2047
4,157
3,100,000
4.50%, 09/15/2030
3,123,862
10,000
4.90%, 09/15/2045
9,033
1,685,000
5.00%, 11/15/2029
1,731,388
5,000
5.45%, 02/15/2034
5,196
2,150,000
Cencora, Inc. 4.85%, 12/15/2029
2,199,316
CVS Health Corp.
435,000
1.75%, 08/21/2030
386,622
274,000
1.88%, 02/28/2031
241,311
760,000
2.13%, 09/15/2031
666,442
1,465,000
4.30%, 03/25/2028
1,469,795
55,000
4.78%, 03/25/2038
51,624
90,000
5.30%, 12/05/2043
83,473
145,000
7.00%, 03/10/2055, (7.00% fixed rate
until 12/10/2029; 5 yr. USD CMT +
2.89% thereafter)(3)
151,764
Merck & Co., Inc.
10,000
1.45%, 06/24/2030
8,956
5,000
2.45%, 06/24/2050(7)
2,931
50,000
2.90%, 12/10/2061
28,941
100,000
4.45%, 12/04/2032
100,247
475,000
5.55%, 12/04/2055
466,695
530,000
5.70%, 12/04/2065
522,230
15,000
6.55%, 09/15/2037
16,986
EUR 
255,000
Teva Pharmaceutical Finance Netherlands
II BV 4.38%, 05/09/2030
312,474
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Pharmaceuticals - 0.6% - (continued)
$  800,000
Teva Pharmaceutical Finance Netherlands
III BV 6.00%, 12/01/2032
$837,433
EUR 
   225,000
Upjohn Finance BV 1.91%, 06/23/2032(5)
239,826
Viatris, Inc.
$ 1,410,000
3.85%, 06/22/2040
1,085,546
955,000
4.00%, 06/22/2050
640,791
 
14,511,014
Pipelines - 1.7%
Buckeye Partners LP
250,000
5.85%, 11/15/2043
233,251
750,000
6.75%, 02/01/2030(1)
785,826
Cheniere Energy Partners LP
33,000
3.25%, 01/31/2032
30,455
204,000
4.00%, 03/01/2031
198,637
705,000
5.55%, 10/30/2035(1)
721,074
25,000
5.95%, 06/30/2033
26,487
Columbia Pipelines Holding Co. LLC
1,410,000
5.00%, 11/17/2032(1)
1,417,230
595,000
5.10%, 10/01/2031(1)
605,096
1,048,000
5.68%, 01/15/2034(1)
1,083,871
Columbia Pipelines Operating Co. LLC
20,000
5.70%, 10/01/2054(1)
19,049
65,000
6.50%, 08/15/2043(1)
68,892
60,000
6.54%, 11/15/2053(1)
63,917
DT Midstream, Inc.
4,000
4.30%, 04/15/2032(1)
3,869
1,430,000
5.80%, 12/15/2034(1)
1,483,230
Enbridge, Inc.
195,000
7.38%, 01/15/2083, (7.38% fixed rate
until 10/15/2027; 5 yr. USD CMT +
3.71% thereafter)(3)
200,843
130,000
8.50%, 01/15/2084, (8.50% fixed rate
until 10/15/2033; 5 yr. USD CMT +
4.43% thereafter)(3)
148,762
Energy Transfer LP
949,000
5.00%, 05/15/2050
801,887
435,000
5.15%, 02/01/2043
393,229
20,000
5.15%, 03/15/2045
17,787
460,000
5.35%, 01/15/2036
459,503
50,000
5.35%, 05/15/2045
45,450
50,000
6.00%, 06/15/2048
48,746
75,000
6.63%, 10/15/2036
81,985
126,000
7.38%, 02/01/2031(1)
130,776
Enterprise Products Operating LLC
9,000
3.20%, 02/15/2052
5,963
335,000
3.30%, 02/15/2053
224,723
430,000
3.70%, 01/31/2051
316,387
1,000
4.20%, 01/31/2050
805
2,250,000
4.60%, 01/15/2031
2,278,288
630,000
4.90%, 05/15/2046
572,041
205,000
5.20%, 01/15/2036
208,576
25,000
6.88%, 03/01/2033
28,305
870,712
Galaxy Pipeline Assets Bidco Ltd. 2.94%,
09/30/2040(1)
737,771
2,570,000
Greensaif Pipelines Bidco SARL 5.85%,
02/23/2036(1)
2,663,148
Hess Midstream Operations LP
3,119,000
4.25%, 02/15/2030(1)
3,046,648
1,105,000
6.50%, 06/01/2029(1)
1,143,679
MPLX LP
50,000
4.50%, 04/15/2038
45,551
41,000
4.70%, 04/15/2048
34,084
1,505,000
4.80%, 02/15/2031
1,521,317
2,163,000
5.00%, 01/15/2033
2,168,301
The accompanying notes are an integral part of these financial statements.
 
82
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Pipelines - 1.7% - (continued)
$  2,000
5.00%, 03/01/2033
$2,006
25,000
5.20%, 03/01/2047
22,436
270,000
5.40%, 09/15/2035
272,226
20,000
5.95%, 04/01/2055
19,377
75,000
6.20%, 09/15/2055
75,004
1,000,000
Northriver Midstream Finance LP 6.75%,
07/15/2032(1)
1,017,411
ONEOK, Inc.
1,830,000
4.75%, 10/15/2031
1,838,210
1,627,000
5.05%, 11/01/2034
1,609,449
510,000
5.05%, 04/01/2045
452,308
150,000
5.15%, 10/15/2043
136,955
760,000
5.40%, 10/15/2035
766,485
155,000
5.70%, 11/01/2054
144,831
550,000
6.05%, 09/01/2033
583,333
10,000
6.10%, 11/15/2032
10,696
100,000
6.25%, 10/15/2055
100,539
77,000
6.50%, 09/01/2030(1)
82,601
260,000
6.63%, 09/01/2053
273,602
115,000
7.15%, 01/15/2051
127,973
500,000
Rockies Express Pipeline LLC 6.75%,
03/15/2033(1)
527,395
Targa Resources Corp.
166,000
4.20%, 02/01/2033
158,801
50,000
4.90%, 09/15/2030
50,997
1,480,000
5.40%, 07/30/2036
1,482,541
1,135,000
5.55%, 08/15/2035
1,162,424
590,000
5.65%, 02/15/2036
605,929
40,000
6.13%, 05/15/2055
39,996
1,209,000
Targa Resources Partners LP/Targa
Resources Partners Finance Corp.
4.00%, 01/15/2032
1,160,705
Transcanada Trust
40,000
5.30%, 03/15/2077, (5.30% fixed rate
until 03/15/2027; 3 mo. USD Term
SOFR + 3.21% thereafter)(3)
40,099
255,000
5.60%, 03/07/2082, (5.60% fixed rate
until 12/07/2031; 5 yr. USD CMT +
3.99% thereafter)(3)
253,859
1,000,000
Venture Global Plaquemines LNG LLC
7.50%, 05/01/2033(1)
1,096,368
Whistler Pipeline LLC
20,000
5.40%, 09/30/2029(1)
20,664
865,000
5.70%, 09/30/2031(1)
898,501
458,000
5.95%, 09/30/2034(1)
473,621
 
39,572,781
Real Estate - 0.0%
EUR 
270,000
CPI Property Group SA 4.75%,
07/22/2030(5)
314,311
160,000
Samhallsbyggnadsbolaget I Norden Holding
AB 1.13%, 09/26/2029(5)
155,630
 
469,941
Real Estate Investment Trusts - 0.4%
300,000
Carmila SA 3.75%, 01/13/2033(5)
352,543
Crown Castle, Inc.
$ 461,000
2.10%, 04/01/2031
407,221
2,150,000
2.25%, 01/15/2031
1,922,958
1,514,000
3.10%, 11/15/2029
1,446,674
40,000
4.75%, 05/15/2047
34,456
25,000
5.20%, 09/01/2034
25,221
EUR 
275,000
Equinix Europe 2 Financing Corp. LLC
3.63%, 11/22/2034
318,133
270,000
Hammerson PLC 3.50%, 04/15/2032(5)
317,398
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Real Estate Investment Trusts - 0.4% - (continued)
Hudson Pacific Properties LP
$  599,000
4.65%, 04/01/2029(7)
$549,030
500,000
5.95%, 02/15/2028
491,509
EUR 
   265,000
Immobiliare Grande Distribuzione SIIQ SpA
4.45%, 11/04/2030(5)
319,775
125,000
Iron Mountain, Inc. 4.75%, 01/15/2034(5)
145,095
400,000
Klepierre SA 0.88%, 02/17/2031(5)
427,175
270,000
Prologis Euro Finance LLC 3.25%,
09/22/2032
318,358
Prologis Targeted U.S. Logistics Fund LP
$ 610,000
4.25%, 01/15/2031(1)
605,304
1,770,000
4.75%, 01/15/2036(1)
1,724,282
25,000
5.25%, 04/01/2029(1)
25,740
75,000
5.50%, 04/01/2034(1)
77,710
EUR 
265,000
Realty Income Corp. 3.88%, 06/20/2035
314,119
 
9,822,701
Retail - 0.1%
AutoZone, Inc.
$ 50,000
4.75%, 02/01/2033
49,946
9,000
5.10%, 07/15/2029
9,262
4,000
5.20%, 08/01/2033
4,092
EUR 
750,000
Bertrand Franchise Finance SAS 5.78%,
07/18/2030, 3 mo. EURIBOR +
3.75%(3)(5)
873,888
GBP 
750,000
CD&R Firefly Bidco PLC 8.63%,
04/30/2029(5)
1,076,298
$ 750,000
Specialty Building Products
Holdings LLC/SBP Finance Corp. 7.75%,
10/15/2029(1)
747,510
629,000
Staples, Inc. 10.75%, 09/01/2029(1)
618,076
 
3,379,072
Semiconductors - 0.8%
Broadcom, Inc.
25,000
2.45%, 02/15/2031
22,879
150,000
3.42%, 04/15/2033
138,605
1,445,000
4.20%, 10/15/2030
1,440,605
150,000
4.30%, 11/15/2032
147,948
25,000
4.60%, 07/15/2030
25,350
232,000
4.80%, 10/15/2034
231,634
25,000
5.00%, 04/15/2030
25,744
315,000
5.05%, 07/12/2029
324,530
314,000
5.05%, 04/15/2030
323,568
1,375,000
5.20%, 07/15/2035
1,405,053
Foundry JV Holdco LLC
1,285,000
5.90%, 01/25/2033(1)
1,347,770
4,045,000
6.15%, 01/25/2032(1)
4,306,843
290,000
6.20%, 01/25/2037(1)
306,423
Intel Corp.
245,000
2.80%, 08/12/2041
173,120
494,000
3.05%, 08/12/2051
307,789
1,310,000
3.25%, 11/15/2049
853,397
2,714,000
3.73%, 12/08/2047
1,954,433
4,000
4.00%, 08/05/2029
3,972
535,000
4.15%, 08/05/2032
518,763
196,000
4.60%, 03/25/2040
175,916
400,000
4.75%, 03/25/2050
331,270
15,000
4.80%, 10/01/2041
13,463
15,000
4.90%, 07/29/2045
13,099
15,000
5.05%, 08/05/2062(7)
12,408
Marvell Technology, Inc.
773,000
2.45%, 04/15/2028
746,799
1,250,000
2.95%, 04/15/2031
1,158,550
The accompanying notes are an integral part of these financial statements.
 
83
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Semiconductors - 0.8% - (continued)
$  1,665,000
Micron Technology, Inc. 5.65%, 11/01/2032
$1,757,514
1,548,000
Qorvo, Inc. 3.38%, 04/01/2031(1)
1,432,053
 
19,499,498
Software - 0.8%
1,454,000
Open Text Corp. 3.88%, 12/01/2029(1)
1,349,573
Oracle Corp.
634,000
3.60%, 04/01/2040
468,269
2,243,000
3.60%, 04/01/2050
1,399,046
757,000
3.65%, 03/25/2041
552,384
50,000
3.85%, 07/15/2036
41,839
674,000
3.85%, 04/01/2060
408,972
1,768,000
3.95%, 03/25/2051
1,159,188
100,000
4.00%, 07/15/2046
68,997
8,000
4.13%, 05/15/2045
5,735
315,000
4.20%, 09/27/2029
309,884
720,000
4.30%, 07/08/2034
650,199
1,680,000
4.70%, 09/27/2034
1,559,335
4,565,000
4.80%, 09/26/2032
4,419,477
305,000
4.90%, 02/06/2033
293,826
128,000
5.38%, 07/15/2040
115,347
956,000
5.38%, 09/27/2054
768,103
942,000
5.50%, 09/27/2064
746,608
2,669,000
5.55%, 02/06/2053
2,219,132
890,000
6.00%, 08/03/2055
778,988
25,000
6.13%, 08/03/2065
21,812
700,000
Rocket Software, Inc. 6.50%,
02/15/2029(1)(7)
623,753
 
17,960,467
Telecommunications - 0.8%
500,000
Altice France SA 6.50%, 04/15/2032(1)(7)
488,355
GBP 
215,000
British Telecommunications PLC 8.38%,
12/20/2083, (8.38% fixed rate until
09/20/2028; 5 yr. U.K. Government Bond
+ 3.82% thereafter)(3)(5)
318,063
$ 150,000
Cipher Compute LLC 7.13%, 11/15/2030(1)
154,562
1,000,000
EchoStar Corp. 6.75%, 11/30/2030(8)
1,017,738
EUR 
1,000,000
Iliad Holding SAS 6.88%, 04/15/2031(5)
1,268,370
Level 3 Financing, Inc.
$ 500,000
7.00%, 03/31/2034(1)
517,903
395,000
8.50%, 01/15/2036(1)
404,375
NTT Finance Corp.
1,350,000
4.88%, 07/16/2030(1)
1,376,540
200,000
5.14%, 07/02/2031(1)
205,523
2,975,000
5.17%, 07/16/2032(1)
3,053,726
2,240,000
Orange SA 4.25%, 01/13/2031(1)
2,221,193
EUR 
200,000
Telefonica Europe BV 6.75%, 06/07/2031,
(6.75% fixed rate until 06/07/2031; 8 yr.
EURIBOR ICE Swap + 3.62%
thereafter)(3)(5)(6)
264,978
T-Mobile USA, Inc.
$ 234,000
2.25%, 11/15/2031
207,526
5,000
2.40%, 03/15/2029
4,746
1,580,000
2.55%, 02/15/2031
1,445,351
75,000
2.70%, 03/15/2032
67,441
1,615,000
3.50%, 04/15/2031
1,542,547
532,000
3.88%, 04/15/2030
522,883
290,000
4.70%, 01/15/2035
283,768
545,000
5.13%, 05/15/2032
560,187
150,000
5.75%, 01/15/2034
158,341
Verizon Communications, Inc.
10,000
4.13%, 08/15/2046
7,975
288,000
4.86%, 08/21/2046
254,850
70,000
6.55%, 09/15/2043
76,654
Shares or Principal Amount
Market Value†
CORPORATE BONDS - 25.0% - (continued)
Telecommunications - 0.8% - (continued)
EUR  
   275,000
Vodafone Group PLC 3.00%, 08/27/2080,
(3.00% fixed rate until 05/27/2030; 5 yr.
EUR Swap + 3.48% thereafter)(3)(5)
$316,909
$ 705,000
WULF Compute LLC 7.75%, 10/15/2030(1)
735,329
 
17,475,833
Transportation - 0.2%
CSX Corp.
3,590,000
5.05%, 06/15/2035
3,648,728
5,000
5.50%, 04/15/2041
5,113
10,000
6.00%, 10/01/2036
10,819
Fedex Freight Holding Co., Inc.
1,040,000
4.65%, 03/15/2031(1)
1,039,434
550,000
4.95%, 03/15/2033(1)
548,468
5,000
Union Pacific Corp. 4.00%, 04/15/2047
4,014
 
5,256,576
Trucking & Leasing - 0.1%
Penske Truck Leasing Co. LP/PTL Finance
Corp.
1,295,000
4.55%, 01/15/2031(1)
1,292,439
50,000
5.25%, 02/01/2030(1)
51,504
 
1,343,943
Water - 0.0%
EUR 
250,000
Severn Trent Utilities Finance PLC 4.00%,
03/05/2034(5)
306,119
GBP 
345,000
SW Finance I PLC 5.75%, 11/19/2030(5)
474,543
 
780,662
Total Corporate Bonds
(cost $571,623,971)
$574,834,207
FOREIGN GOVERNMENT OBLIGATIONS - 3.4%
Bulgaria - 0.0%
EUR 
255,000
Bulgaria Government International Bonds
4.13%, 05/07/2038(5)
$306,190
Colombia - 0.3%
Colombia Government International Bonds
$ 3,365,000
3.25%, 04/22/2032
2,841,911
EUR 
275,000
5.00%, 09/19/2032
316,313
$ 800,000
6.13%, 01/21/2031
796,640
1,870,000
7.50%, 02/02/2034
1,953,869
 
5,908,733
Germany - 1.4%
Bundesobligation
EUR 
3,075,000
2.10%, 04/12/2029(5)
3,646,875
6,590,000
2.20%, 10/10/2030(5)
7,781,845
Bundesrepublik Deutschland Bundesanleihe
3,090,000
2.50%, 11/15/2032(5)
3,657,519
2,240,000
2.50%, 02/15/2035(5)
2,607,886
1,035,000
2.60%, 05/15/2041(5)
1,139,520
5,600,000
Bundesschatzanweisungen 2.00%,
12/16/2027(5)
6,654,382
German Treasury Bills
4,025,000
1.96%, 04/15/2026(5)(9)
4,769,717
420,000
2.00%, 05/13/2026(5)(9)
496,920
 
30,754,664
Israel - 0.2%
Israel Government International Bonds
$ 400,000
2.75%, 07/03/2030
372,090
615,000
4.50%, 01/13/2031
611,637
825,000
5.38%, 03/12/2029
848,035
1,705,000
5.38%, 02/19/2030
1,759,901
The accompanying notes are an integral part of these financial statements.
 
84
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
FOREIGN GOVERNMENT OBLIGATIONS - 3.4% - (continued)
Israel - 0.2% - (continued)
State of Israel
$  1,210,000
3.80%, 05/13/2060(5)
$816,302
230,000
3.80%, 05/13/2060(5)
155,165
 
4,563,130
Mexico - 1.0%
Mexico Government International Bonds
850,000
3.50%, 02/12/2034
732,275
EUR 
   265,000
4.50%, 03/19/2034
314,960
$ 2,950,000
4.88%, 05/19/2033
2,820,495
EUR 
300,000
4.88%, 05/16/2036
356,554
$ 4,935,000
5.38%, 03/22/2033
4,859,741
3,285,000
5.38%, 03/22/2033
3,235,232
1,765,000
5.63%, 02/09/2034
1,758,540
490,000
5.63%, 09/22/2035
480,200
575,000
6.35%, 02/09/2035
597,828
2,755,000
6.63%, 01/29/2038
2,863,685
540,000
6.75%, 02/09/2056
532,494
2,370,000
6.88%, 05/13/2037
2,505,683
1,960,000
7.38%, 05/13/2055
2,096,024
 
23,153,711
Philippines - 0.1%
1,855,000
Philippines Government International Bonds
5.00%, 01/27/2036
1,853,995
Romania - 0.3%
Romania Government International Bonds
EUR 
1,265,000
2.63%, 12/02/2040(1)
1,039,698
890,000
2.63%, 12/02/2040(5)
731,487
5,520,000
2.75%, 04/14/2041(5)
4,565,989
1,205,000
2.88%, 04/13/2042(5)
989,858
150,000
3.88%, 10/29/2035(5)
160,619
130,000
6.13%, 10/07/2037(5)
160,866
 
7,648,517
Saudi Arabia - 0.1%
$ 2,740,000
Saudi Government International Bonds
5.88%, 01/12/2056(1)
2,670,512
Serbia - 0.0%
EUR 
315,000
Serbia International Bonds 1.65%,
03/03/2033(5)
318,503
Total Foreign Government
Obligations
(cost $76,409,429)
$77,177,955
MUNICIPAL BONDS - 0.2%
Development - 0.0%
$ 1,070,000
New York Transportation Dev Corp., NY,
Rev 4.25%, 09/01/2035
$1,056,597
General - 0.1%
1,630,000
County of Riverside, CA, Rev 3.07%,
02/15/2028
1,600,518
1,530,000
Philadelphia Auth for Industrial Dev, PA,
Rev, (NPFG) 6.55%, 10/15/2028
1,623,686
 
3,224,204
Shares or Principal Amount
Market Value†
MUNICIPAL BONDS - 0.2% - (continued)
School District - 0.1%
Chicago Board of Education, IL, GO
$  220,000
6.14%, 12/01/2039
$207,654
885,000
6.32%, 11/01/2029
879,122
 
1,086,776
Total Municipal Bonds
(cost $5,534,112)
$5,367,577
U.S. GOVERNMENT AGENCIES - 39.9%
Mortgage-Backed Agencies - 39.9%
Federal Home Loan Mortgage Corp. - 10.1%
12,799,330
0.15%, 10/25/2034(3)(4)
$200,915
6,582,158
0.21%, 02/25/2035(3)(4)
128,236
8,767,480
0.28%, 05/25/2034(3)(4)
206,797
4,562,775
0.37%, 12/25/2033(3)(4)
122,940
3,077,855
0.48%, 01/25/2034(3)(4)
84,524
1,352,156
0.61%, 10/25/2026(3)(4)
3,912
6,516,591
0.71%, 12/25/2030(3)(4)
190,408
3,075,810
0.73%, 06/25/2027(3)(4)
22,444
1,441,548
0.87%, 11/25/2030(3)(4)
49,621
516,404
1.00%, 10/25/2040
442,708
824,164
1.00%, 02/25/2051
726,031
2,524,782
1.01%, 10/25/2030(3)(4)
96,667
3,288,951
1.11%, 01/25/2030(3)(4)
120,245
4,211,926
1.11%, 06/25/2030(3)(4)
173,516
3,259,409
1.43%, 05/25/2030(3)(4)
166,571
4,031,949
1.50%, 05/15/2037(4)
205,223
2,312,733
1.50%, 09/25/2047
1,960,960
2,034,155
1.56%, 05/25/2030(3)(4)
114,472
191,977
1.75%, 10/15/2042
169,277
277,743
2.00%, 06/01/2036
256,779
145,755
2.00%, 12/01/2040
128,627
890,581
2.00%, 05/01/2041
781,879
2,872,427
2.00%, 06/01/2041
2,519,642
996,225
2.00%, 12/01/2041
870,688
4,414,178
2.00%, 02/15/2042(4)
406,132
616,995
2.00%, 10/01/2050
505,540
736,179
2.00%, 02/01/2051
607,637
3,798,289
2.00%, 03/01/2051
3,113,663
1,291,138
2.00%, 04/01/2051
1,054,403
686,326
2.00%, 05/01/2051
569,361
684,215
2.00%, 07/01/2051
558,548
296,464
2.00%, 08/01/2051
242,658
301,270
2.00%, 11/01/2051
248,248
1,077,048
2.00%, 01/01/2052
887,183
1,172,425
2.00%, 04/01/2052
968,048
1,946,579
2.00%, 06/15/2052(4)
259,818
5,364,562
2.05%, 05/25/2055, 30 day USD SOFR
Average + 5.75%(3)(4)
311,777
2,140,635
2.50%, 04/25/2036(4)
184,257
430,553
2.50%, 05/01/2050
372,852
511,850
2.50%, 06/01/2050
441,179
1,424,115
2.50%, 06/25/2050(4)
221,555
3,078,723
2.50%, 07/01/2050
2,660,731
828,067
2.50%, 08/01/2050
715,761
1,254,012
2.50%, 09/01/2050
1,082,402
961,493
2.50%, 10/01/2050
835,939
896,507
2.50%, 11/01/2050
771,654
276,149
2.50%, 02/01/2051
240,168
707,970
2.50%, 03/01/2051
607,335
317,149
2.50%, 05/01/2051
272,975
204,051
2.50%, 07/01/2051
175,045
275,294
2.50%, 08/01/2051
237,222
477,342
2.50%, 10/01/2051
409,745
The accompanying notes are an integral part of these financial statements.
 
85
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Federal Home Loan Mortgage Corp. - 10.1% - (continued)
$  2,251,730
2.50%, 11/01/2051
$1,953,390
1,319,224
2.50%, 03/15/2052(4)
208,756
805,357
2.50%, 03/25/2052
729,324
1,935,786
2.50%, 04/01/2052
1,655,042
2,711,440
2.50%, 08/25/2052(4)
413,648
746,375
3.00%, 10/01/2032
728,177
2,573
3.00%, 05/15/2041
2,486
76,815
3.00%, 07/01/2047
69,879
290,875
3.00%, 12/15/2047
227,386
100,309
3.00%, 01/01/2048
90,952
2,514,371
3.00%, 12/25/2049(4)
416,801
530,410
3.00%, 07/01/2050
477,331
665,216
3.00%, 08/01/2050
594,958
296,835
3.00%, 08/01/2051
263,306
2,274,260
3.00%, 08/25/2051(4)
370,426
1,743,797
3.00%, 09/25/2051(4)
640,851
923,550
3.00%, 10/01/2051
832,812
351,679
3.00%, 01/01/2052
317,265
1,817,484
3.00%, 05/01/2052
1,617,556
107,971
3.00%, 07/01/2052
95,892
2,640,440
3.00%, 08/01/2052
2,342,995
768,605
3.50%, 01/15/2033(4)
58,834
232,216
3.50%, 05/15/2034(4)
15,902
507,457
3.50%, 10/15/2042
472,674
252,539
3.50%, 10/15/2045
240,363
563,514
3.50%, 12/01/2046
531,887
331,219
3.50%, 01/01/2047
315,429
217,552
3.50%, 03/15/2047
202,932
99,051
3.50%, 06/01/2047
93,450
123,833
3.50%, 12/01/2047
116,385
137,973
3.50%, 01/01/2048
129,772
189,556
3.50%, 12/01/2048
177,850
725,278
3.50%, 04/01/2050
679,032
252,323
4.00%, 05/01/2038
248,721
310,818
4.00%, 05/25/2040(4)
46,136
565,299
4.00%, 09/15/2041
551,452
7,166
4.00%, 01/01/2042
7,030
138,042
4.00%, 03/01/2042
135,487
3,498
4.00%, 04/01/2042
3,432
5,908
4.00%, 06/01/2042
5,786
1,413,986
4.00%, 03/25/2045(4)
230,521
80,991
4.00%, 04/01/2047
79,081
161,514
4.00%, 11/01/2047
157,773
320,969
4.00%, 12/01/2047
318,569
1,098,433
4.00%, 04/01/2049
1,065,993
286,231
4.00%, 05/01/2049
278,829
900,972
4.00%, 07/01/2049
877,617
1,215,870
4.00%, 09/25/2050(4)
243,831
2,916,863
4.00%, 03/25/2051(4)
529,464
878,814
4.50%, 07/01/2052
870,911
63,952
5.00%, 09/01/2035
65,458
243,007
5.00%, 09/15/2036(4)
36,234
1,025,326
5.00%, 07/01/2040
1,037,315
766,143
5.00%, 03/15/2045(4)
154,906
142,485
5.00%, 02/15/2048(4)
27,847
33,766
5.00%, 09/01/2048
34,425
22,551
5.00%, 02/01/2049
22,964
1,160,142
5.00%, 08/25/2052
1,166,658
585,721
5.00%, 10/01/2052
587,785
1,100,014
5.00%, 10/25/2052
1,101,454
71,872
5.00%, 11/01/2052
72,390
23,282
5.00%, 01/01/2053
23,374
2,213,193
5.00%, 04/01/2053
2,223,434
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Federal Home Loan Mortgage Corp. - 10.1% - (continued)
$  3,122
5.50%, 02/01/2029
$3,170
2,027,341
5.50%, 12/01/2037
2,073,469
9,062
5.50%, 12/01/2038
9,201
308,726
5.50%, 05/15/2040(4)
54,768
273,399
5.50%, 06/15/2046(4)
47,424
265,330
5.50%, 10/15/2046(4)
49,832
232,650
5.50%, 02/01/2049
240,378
30,683
5.50%, 03/01/2049
31,608
994,225
5.50%, 02/01/2053
1,013,042
1,912,381
5.50%, 04/01/2053
1,944,866
16,862,838
5.50%, 04/01/2054
17,109,208
21,158,074
5.50%, 08/01/2054
21,462,906
31,014,817
5.50%, 09/01/2054
31,459,651
2,555,745
5.50%, 06/01/2055
2,618,852
22,123,557
5.50%, 09/01/2055
22,440,867
20,575,821
5.50%, 12/01/2055
20,870,932
345,737
5.55%, 11/25/2043, 30 day USD SOFR
Average + 1.85%(1)(3)
348,539
653,000
5.80%, 09/25/2041, 30 day USD SOFR
Average + 2.10%(1)(3)
657,455
885,473
6.00%, 11/01/2052
912,776
607,719
6.00%, 12/01/2052
631,128
272,053
6.00%, 03/01/2053
283,805
5,301,240
6.00%, 09/01/2053
5,434,424
615,620
6.00%, 11/01/2053
631,877
1,596,677
6.00%, 12/01/2053
1,641,592
296,044
6.00%, 01/01/2054
303,126
1,446,870
6.00%, 02/01/2054
1,485,015
672,426
6.00%, 03/01/2054
694,912
644,353
6.00%, 04/01/2054
670,118
2,075,010
6.00%, 05/01/2054
2,128,673
5,083,122
6.00%, 06/01/2054
5,227,280
3,295,260
6.00%, 08/01/2054
3,389,131
892,000
6.60%, 04/25/2042, 30 day USD SOFR
Average + 2.90%(1)(3)
912,347
1,545,000
7.05%, 09/25/2041, 30 day USD SOFR
Average + 3.35%(1)(3)
1,566,723
1,310,000
7.05%, 05/25/2042, 30 day USD SOFR
Average + 3.35%(1)(3)
1,348,894
2,545,000
7.05%, 06/25/2043, 30 day USD SOFR
Average + 3.35%(1)(3)
2,620,439
5,285,000
7.10%, 10/25/2041, 30 day USD SOFR
Average + 3.40%(1)(3)
5,377,487
2,460,000
7.20%, 05/25/2043, 30 day USD SOFR
Average + 3.50%(1)(3)
2,576,905
380,000
7.25%, 08/25/2042, 30 day USD SOFR
Average + 3.55%(1)(3)
395,173
2,925,000
7.35%, 11/25/2041, 30 day USD SOFR
Average + 3.65%(1)(3)
2,985,343
3,460,000
7.40%, 09/25/2042, 30 day USD SOFR
Average + 3.70%(1)(3)
3,602,446
1,305,000
7.45%, 02/25/2042, 30 day USD SOFR
Average + 3.75%(1)(3)
1,342,728
970,000
7.70%, 07/25/2042, 30 day USD SOFR
Average + 4.00%(1)(3)
1,011,942
1,593,000
8.20%, 06/25/2042, 30 day USD SOFR
Average + 4.50%(1)(3)
1,669,137
2,280,000
8.95%, 03/25/2042, 30 day USD SOFR
Average + 5.25%(1)(3)
2,383,307
 
231,656,434
Federal National Mortgage Association - 8.7%
108,593
0.00%, 06/25/2041(10)(11)
82,792
2,085,531
0.30%, 01/25/2030(3)(4)
16,747
The accompanying notes are an integral part of these financial statements.
 
86
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Federal National Mortgage Association - 8.7% - (continued)
$  5,778,248
1.13%, 06/25/2034(3)(4)
$326,887
3,374,994
1.45%, 05/25/2029(3)(4)
105,958
2,540,105
1.50%, 11/25/2035(4)
115,637
193,485
1.50%, 07/01/2051
149,936
3,338,330
1.50%, 09/01/2051
2,586,948
50,478
2.00%, 03/01/2036
46,688
401,714
2.00%, 05/01/2036
371,231
915,625
2.00%, 08/01/2036
846,859
509,823
2.00%, 09/01/2036
472,580
321,819
2.00%, 12/01/2036
298,304
512,146
2.00%, 09/01/2040
453,391
1,912,067
2.00%, 12/01/2040
1,686,513
519,569
2.00%, 04/01/2041
458,139
176,673
2.00%, 05/01/2041
155,247
1,431
2.00%, 09/25/2041
1,369
722,590
2.00%, 10/01/2041
632,436
2,866
2.00%, 12/25/2041
2,717
474,760
2.00%, 02/01/2042
417,985
183,969
2.00%, 03/25/2044
176,905
200,409
2.00%, 05/25/2044
188,797
1,347,238
2.00%, 03/25/2050
1,170,619
534,648
2.00%, 08/25/2050
384,486
1,786,759
2.00%, 10/01/2050
1,478,064
5,068,036
2.00%, 10/25/2050(4)
623,417
1,510,936
2.00%, 12/01/2050
1,241,801
3,334,734
2.00%, 02/01/2051
2,731,692
5,203,653
2.00%, 03/01/2051
4,254,260
6,850,952
2.00%, 04/01/2051
5,601,695
1,013,227
2.00%, 05/01/2051
827,860
549,716
2.00%, 06/01/2051
448,926
2,394,651
2.00%, 07/01/2051
1,961,670
1,278,049
2.00%, 08/01/2051
1,056,097
1,239,537
2.00%, 09/01/2051
1,020,903
1,878,938
2.00%, 03/25/2052(4)
235,465
7,736,624
2.00%, 04/01/2052
6,343,994
3,525,914
2.14%, 03/25/2055, 30 day USD SOFR
Average + 5.84%(3)(4)
184,742
412,619
2.25%, 04/01/2033
364,444
5,213,948
2.25%, 10/25/2054, 30 day USD SOFR
Average + 5.95%(3)(4)
265,035
1,020,700
2.50%, 06/25/2045
881,980
5,450
2.50%, 03/25/2046
5,146
540,608
2.50%, 04/01/2050
464,457
515,392
2.50%, 06/01/2050
444,070
3,879,110
2.50%, 07/01/2050
3,359,081
828,172
2.50%, 09/01/2050
710,628
1,310,705
2.50%, 10/01/2050
1,136,925
1,436,972
2.50%, 12/01/2050
1,236,852
332,203
2.50%, 01/01/2051
287,963
2,179,363
2.50%, 02/01/2051
1,871,122
1,443,925
2.50%, 02/25/2051(4)
245,778
2,095,866
2.50%, 04/25/2051(4)
342,934
7,125,900
2.50%, 05/01/2051
6,130,616
1,274,073
2.50%, 06/01/2051
1,091,109
677,378
2.50%, 07/01/2051
582,195
294,705
2.50%, 08/01/2051
256,365
433,461
2.50%, 09/01/2051
374,128
6,609,528
2.50%, 10/01/2051
5,709,890
6,340,578
2.50%, 11/01/2051
5,484,617
1,968,283
2.50%, 12/01/2051
1,699,820
765,598
2.50%, 01/01/2052
659,916
8,361,206
2.50%, 03/01/2052
7,121,459
443,362
2.50%, 04/01/2052
383,440
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Federal National Mortgage Association - 8.7% - (continued)
$  1,875,147
2.50%, 06/25/2052(4)
$281,617
2,211,255
2.50%, 09/25/2052(4)
344,906
1,065,435
2.50%, 01/01/2057
910,510
292,139
3.00%, 04/25/2033(4)
16,936
114,583
3.00%, 08/01/2033
111,920
841,060
3.00%, 06/01/2038
812,019
368,886
3.00%, 11/25/2042
334,483
1,919
3.00%, 02/25/2043
1,893
896,145
3.00%, 06/01/2043
830,438
997,281
3.00%, 11/01/2044
922,309
51,810
3.00%, 01/25/2046
48,999
701,089
3.00%, 02/25/2047
660,180
5,339,703
3.00%, 08/01/2048
4,870,295
258,050
3.00%, 08/25/2049
236,643
331,390
3.00%, 02/01/2050
300,215
1,352,550
3.00%, 07/01/2050
1,226,223
1,272,708
3.00%, 08/01/2050
1,137,071
504,848
3.00%, 10/01/2050
449,028
2,795,791
3.00%, 10/25/2050(4)
505,231
2,120,747
3.00%, 12/01/2050
1,905,202
644,965
3.00%, 05/01/2051
586,129
1,134,630
3.00%, 07/01/2051
1,012,318
302,420
3.00%, 08/01/2051
272,627
1,647,094
3.00%, 10/01/2051
1,478,366
1,762,391
3.00%, 11/01/2051
1,576,297
957,626
3.00%, 12/01/2051
856,577
462,274
3.00%, 01/01/2052
413,638
1,462,274
3.00%, 01/25/2052(4)
230,777
556,698
3.00%, 04/01/2052
499,371
693,192
3.00%, 05/01/2052
622,521
22,143
3.00%, 06/01/2052
19,648
523,074
3.00%, 09/01/2052
464,295
712,085
3.50%, 07/25/2033(4)
40,988
340,985
3.50%, 08/25/2033(4)
26,824
101,663
3.50%, 04/25/2034(4)
1,708
754,935
3.50%, 05/01/2037
732,023
368,478
3.50%, 11/25/2039(4)
31,006
371,532
3.50%, 10/01/2041
355,934
2,494
3.50%, 05/25/2042
2,427
1,177,556
3.50%, 08/01/2043
1,121,778
27,629
3.50%, 07/25/2044
27,509
170,150
3.50%, 12/01/2045
161,146
165,960
3.50%, 01/01/2046
157,203
122,922
3.50%, 03/01/2046
116,422
604,713
3.50%, 12/01/2046
574,254
209,846
3.50%, 05/01/2047
198,478
1,641,254
3.50%, 09/01/2047
1,544,284
1,578,647
3.50%, 12/01/2047
1,477,344
182,405
3.50%, 01/01/2048
171,132
2,014,337
3.50%, 02/01/2048
1,907,976
70,170
3.50%, 06/01/2048
65,702
325,037
3.50%, 07/01/2048
307,260
70,457
3.50%, 11/01/2048
66,221
1,005,767
3.50%, 03/25/2049
939,228
412,468
3.50%, 04/25/2049
401,837
513,673
3.50%, 06/01/2049
487,516
326,785
3.50%, 09/01/2050
307,914
706,171
3.50%, 11/01/2051
657,991
1,058,557
3.50%, 04/01/2052
989,197
596,013
3.50%, 05/01/2056
539,422
481,654
3.50%, 11/25/2057
467,635
886,442
3.50%, 05/01/2058
813,675
838,767
3.50%, 12/25/2058
763,697
The accompanying notes are an integral part of these financial statements.
 
87
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Federal National Mortgage Association - 8.7% - (continued)
$  1,584,500
3.92%, 10/01/2030
$1,572,179
441,559
4.00%, 08/01/2038
437,860
1,867
4.00%, 11/01/2040
1,835
19,401
4.00%, 02/01/2041
19,079
275,846
4.00%, 06/01/2041
273,778
3,539
4.00%, 09/01/2041
3,477
5,243
4.00%, 10/01/2041
5,167
132,371
4.00%, 01/01/2042
129,741
180,215
4.00%, 02/01/2042
176,712
46,571
4.00%, 05/01/2042
45,598
1,815
4.00%, 09/01/2042
1,778
680,350
4.00%, 01/01/2043
667,333
14,322
4.00%, 10/01/2043
14,055
1,161,117
4.00%, 12/01/2043
1,140,911
174,598
4.00%, 03/01/2046
170,300
225,425
4.00%, 09/01/2047
219,388
402,343
4.00%, 10/01/2047
391,611
208,180
4.00%, 11/01/2047
202,573
1,240,709
4.00%, 06/01/2048
1,204,530
1,631,792
4.00%, 10/01/2048
1,588,077
637,104
4.00%, 01/01/2049
620,431
1,371,616
4.00%, 04/01/2049
1,324,387
76,710
4.00%, 08/01/2049
74,822
487,325
4.00%, 09/01/2049
473,110
2,857,524
4.00%, 02/25/2050(4)
595,371
967,405
4.00%, 04/01/2050
942,419
1,475,650
4.00%, 06/25/2050(4)
295,039
1,222,536
4.00%, 09/25/2050(4)
230,745
1,580,117
4.00%, 11/25/2050(4)
321,606
631,059
4.00%, 08/01/2051
614,257
1,801,384
4.00%, 04/01/2052
1,727,885
688,041
4.00%, 06/01/2052
663,869
2,500,000
4.12%, 11/01/2030
2,500,743
1,105,000
4.21%, 01/01/2031
1,110,664
1,996,519
4.39%, 04/01/2029
2,029,100
2,287,000
4.42%, 11/01/2030
2,317,615
1,819,767
4.48%, 02/01/2029
1,852,468
453,727
4.50%, 12/01/2037
457,588
344,651
4.50%, 04/01/2048
340,415
147,069
4.50%, 04/01/2049
146,276
2,046,208
4.50%, 05/25/2049(4)
372,084
657,232
4.50%, 01/01/2051
644,898
3,077,235
4.50%, 03/25/2051(4)
596,071
1,059,504
4.50%, 08/01/2052
1,049,976
1,172,142
4.50%, 03/01/2053
1,151,093
4,565,124
4.50%, 10/01/2053
4,479,612
1,262,000
4.52%, 10/01/2030
1,284,235
215,000
4.75%, 04/01/2028
217,980
1,900,000
4.91%, 01/01/2029
1,953,228
208,550
5.00%, 06/25/2048(4)
29,391
1,594,731
5.00%, 12/25/2051
1,596,976
850,751
5.00%, 07/01/2052
857,047
6,155,130
5.00%, 09/01/2052
6,179,814
202,187
5.00%, 10/01/2052
202,602
97,468
5.00%, 11/01/2052
97,818
127,777
5.00%, 12/01/2052
128,060
1,465,000
5.07%, 12/01/2028
1,510,322
2,090,171
5.50%, 11/25/2035
2,156,579
628,247
5.50%, 04/01/2038
642,541
1,555,243
5.50%, 11/01/2039
1,589,857
3,306,289
5.50%, 08/01/2040
3,381,625
1,635,343
5.50%, 12/01/2040
1,672,615
218,799
5.50%, 04/25/2044(4)
31,118
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Federal National Mortgage Association - 8.7% - (continued)
$  1,441,985
5.50%, 06/25/2051
$1,463,380
1,651,325
5.50%, 12/25/2051
1,668,793
1,341,187
5.50%, 02/25/2052
1,359,523
1,551,375
5.50%, 03/25/2052
1,572,745
1,445,834
5.50%, 04/25/2052
1,477,961
612,117
5.50%, 10/01/2052
624,418
1,149,419
5.50%, 11/01/2052
1,171,539
2,156,249
5.50%, 12/01/2052
2,197,358
1,161,461
5.50%, 06/01/2053
1,183,341
1,342,951
5.50%, 07/01/2053
1,366,050
145,833
5.50%, 03/01/2054
147,941
485,400
6.00%, 04/01/2044
499,031
1,467,876
6.00%, 08/25/2044
1,494,141
264,703
6.00%, 01/01/2053
272,754
660,493
6.00%, 05/01/2053
686,710
306,063
6.00%, 11/01/2053
314,451
206,658
6.00%, 01/01/2054
211,767
869,855
6.00%, 02/01/2054
891,635
666,973
6.00%, 03/01/2054
688,902
1,236,043
6.00%, 05/01/2054
1,266,634
1,037,372
6.00%, 06/01/2054
1,062,929
1,138,439
6.00%, 09/01/2054
1,167,786
 
201,184,263
Government National Mortgage Association - 9.9%
96,856
2.00%, 06/16/2042
90,789
1,100,161
2.00%, 10/20/2050
915,648
3,204,015
2.00%, 12/20/2050
2,666,638
215,011
2.00%, 12/20/2051
178,942
5,198,167
2.00%, 02/20/2052
4,326,182
593,565
2.00%, 03/20/2052
493,994
581,163
2.00%, 10/20/2052
484,381
10,650,000
2.00%, 02/20/2056(12)
8,855,120
18,934
2.50%, 05/20/2040
18,743
1,479,027
2.50%, 10/20/2049
1,333,610
1,135,259
2.50%, 11/20/2049
990,240
904,656
2.50%, 03/20/2051
784,080
6,843,297
2.50%, 04/20/2051
5,931,410
1,999,999
2.50%, 07/20/2051
1,733,510
796,539
2.50%, 09/20/2051
690,359
2,667,472
2.50%, 10/20/2051
2,311,891
11,850,003
2.50%, 02/20/2052
10,270,340
42,417,000
2.50%, 02/20/2056(12)
36,733,821
567,172
3.00%, 02/20/2047
500,300
431,002
3.00%, 05/20/2049
403,387
165,494
3.00%, 03/20/2050
149,854
2,289,855
3.00%, 07/20/2050(4)
293,120
370,887
3.00%, 11/20/2050
335,491
3,386,980
3.00%, 04/20/2051
3,062,845
5,009,870
3.00%, 06/20/2051
4,526,895
1,948,108
3.00%, 08/20/2051
1,760,208
1,236,984
3.00%, 09/20/2051
1,118,026
383,653
3.00%, 10/20/2051
346,700
2,657,900
3.00%, 12/20/2051
2,404,489
610,274
3.00%, 04/20/2052
551,411
1,650,000
3.00%, 02/20/2056(12)
1,489,537
166,020
3.50%, 11/20/2042
152,817
635,114
3.50%, 03/20/2044
599,896
404,601
3.50%, 06/20/2046
380,360
88,004
3.50%, 07/20/2046
82,188
93,879
3.50%, 10/20/2046
88,216
407,234
3.50%, 02/20/2047
382,577
109,146
3.50%, 05/20/2047
102,492
111,466
3.50%, 07/20/2047
104,590
The accompanying notes are an integral part of these financial statements.
 
88
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Government National Mortgage Association - 9.9% - (continued)
$  81,553
3.50%, 11/20/2047
$76,547
99,362
3.50%, 03/20/2048
93,018
474,443
3.50%, 02/20/2049
443,864
1,088,293
3.50%, 06/20/2049
1,017,127
2,649,869
3.50%, 11/20/2049
2,470,843
284,637
3.50%, 12/20/2049
264,277
172,551
3.50%, 01/20/2050
160,844
659,073
3.50%, 06/20/2050
613,679
2,658,709
3.50%, 02/20/2051
2,479,262
975,947
3.50%, 11/20/2052
882,514
1,494,031
3.50%, 01/20/2053
1,384,256
1,275,000
3.50%, 03/20/2056(12)
1,166,988
238,739
3.88%, 08/15/2042
230,029
827,549
4.00%, 09/16/2042(4)
171,726
236,474
4.00%, 09/20/2042(4)
29,488
174,729
4.00%, 12/20/2044(4)
32,533
381,040
4.00%, 08/20/2045
367,458
516,443
4.00%, 09/20/2047
498,003
2,186,389
4.00%, 11/20/2047
2,107,535
327,206
4.00%, 12/20/2047
315,346
836,668
4.00%, 02/20/2048
806,185
14,185
4.00%, 04/20/2048
13,660
743,342
4.00%, 07/20/2048
714,802
2,523,105
4.00%, 08/20/2052
2,406,676
725,000
4.00%, 02/20/2056(12)
685,474
731,846
4.50%, 02/20/2040
734,399
658,114
4.50%, 05/20/2041
660,174
539,097
4.50%, 06/16/2043(4)
98,049
272,929
4.50%, 05/20/2045(4)
60,602
2,671,728
4.50%, 08/20/2045(4)
501,532
422,160
4.50%, 12/16/2046(4)
57,822
291,714
4.50%, 05/20/2048(4)
43,171
187,366
4.50%, 06/20/2048(4)
34,671
138,281
4.50%, 05/20/2052
136,143
575,961
4.50%, 08/20/2052
566,879
526,977
4.50%, 09/20/2052
518,586
2,403,553
4.50%, 10/20/2052
2,366,021
2,120,430
4.50%, 11/20/2052
2,086,013
5,023,570
4.50%, 11/20/2054
4,911,183
4,934,623
4.50%, 12/20/2054
4,824,225
1,970,000
4.50%, 02/20/2056(12)
1,923,446
519,025
5.00%, 05/20/2040
533,554
414,432
5.00%, 06/20/2040
427,297
162,912
5.00%, 07/20/2040
167,569
226,726
5.00%, 12/20/2043(4)
44,879
1,012,869
5.00%, 07/16/2044(4)
161,006
184,725
5.00%, 11/16/2046(4)
28,162
190,082
5.00%, 06/16/2047(4)
32,626
2,091,902
5.00%, 10/20/2047(4)
423,215
253,077
5.00%, 11/16/2047(4)
47,532
689,401
5.00%, 11/20/2049
700,605
18,575,000
5.00%, 03/20/2055(12)
18,537,931
10,807,500
5.00%, 02/20/2056(12)
10,804,929
173,481
5.50%, 02/20/2044(4)
6,160
139,234
5.50%, 09/15/2045
146,704
201,000
5.50%, 09/20/2045(4)
36,632
19,035,000
5.50%, 02/20/2056(12)
19,242,918
23,300,000
5.50%, 03/20/2056(12)
23,523,559
1,085,934
6.00%, 07/20/2055
1,113,007
4,626,139
6.00%, 09/20/2055
4,741,474
5,576,000
6.00%, 02/20/2056(12)
5,703,534
4,499,000
6.00%, 03/20/2056(12)
4,585,733
 
227,609,173
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT AGENCIES - 39.9% - (continued)
Mortgage-Backed Agencies - 39.9% - (continued)
Uniform Mortgage-Backed Security - 11.2%
$  17,437,000
2.00%, 02/01/2056(12)
$14,142,051
4,445,000
2.50%, 02/01/2056(12)
3,772,350
13,305,000
3.00%, 02/01/2056(12)
11,790,719
13,300,000
3.00%, 03/01/2056(12)
11,776,937
11,377,000
3.50%, 03/01/2056(12)
10,509,816
735,000
4.00%, 02/01/2041(12)
724,912
1,150,000
4.00%, 02/01/2056(12)
1,098,170
40,705,000
4.50%, 03/01/2040(12)
40,704,021
1,586,000
4.50%, 02/01/2056(12)
1,553,672
29,555,000
5.00%, 02/01/2056(12)
29,546,858
11,240,000
5.50%, 02/01/2041(12)
11,485,754
31,920,000
5.50%, 02/01/2056(12)
32,364,024
415,000
5.50%, 03/01/2056(12)
420,270
55,750,000
6.00%, 03/01/2055(12)
57,058,543
16,181,000
6.00%, 02/01/2056(12)
16,569,011
5,280,000
6.50%, 03/01/2055(12)
5,468,719
7,450,000
6.50%, 02/01/2056(12)
7,714,824
 
256,700,651
Total U.S. Government Agencies
(cost $922,604,847)
$917,150,521
U.S. GOVERNMENT SECURITIES - 30.5%
U.S. Treasury Securities - 30.5%
U.S. Treasury Bonds - 9.9%
40,165,000
1.25%, 05/15/2050
$19,175,650
19,520,000
1.63%, 11/15/2050
10,210,638
13,535,000
2.75%, 11/15/2042
10,366,435
56,000
2.88%, 05/15/2052
38,959
1,395,000
3.00%, 02/15/2048
1,034,807
23,885,000
3.00%, 08/15/2052(13)(14)
17,029,259
13,195,000
3.13%, 05/15/2048
9,986,450
28,525,000
3.38%, 08/15/2042
24,030,084
55,565,000
3.38%, 11/15/2048
43,796,506
8,720,000
3.63%, 08/15/2043
7,507,034
8,145,000
3.63%, 02/15/2044
6,976,383
30,905,000
3.63%, 05/15/2053
24,877,318
1,455,000
4.13%, 08/15/2053
1,281,878
13,405,000
4.25%, 08/15/2054
12,057,693
8,000,000
4.63%, 11/15/2045
7,781,250
6,900,000
4.63%, 11/15/2055
6,613,219
8,975,000
4.88%, 08/15/2045
9,026,887
14,700,000
5.00%, 05/15/2045
15,021,562
 
226,812,012
U.S. Treasury Inflation-Indexed Bonds - 2.2%
15,471,120
0.25%, 02/15/2050(15)
8,894,764
754,339
0.63%, 02/15/2043(15)
563,293
23,477,720
0.75%, 02/15/2042(15)
18,322,674
10,517,453
0.75%, 02/15/2045(15)
7,674,492
3,721,314
1.00%, 02/15/2046(15)
2,804,560
13,999,711
1.38%, 02/15/2044(15)
11,737,219
 
49,997,002
U.S. Treasury Inflation-Indexed Notes - 2.0%
25,157,006
1.75%, 01/15/2034(15)
25,209,549
20,923,338
1.88%, 07/15/2035(15)
20,988,124
 
46,197,673
U.S. Treasury Notes - 16.4%
16,965,000
1.38%, 11/15/2031(16)
14,749,609
10,740,000
2.75%, 08/15/2032
9,976,873
46,650,000
3.38%, 12/31/2027
46,515,152
40,170,000
3.50%, 11/15/2028
40,066,437
12,000,000
3.50%, 01/15/2029
11,965,312
The accompanying notes are an integral part of these financial statements.
 
89
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Shares or Principal Amount
Market Value†
U.S. GOVERNMENT SECURITIES - 30.5% - (continued)
U.S. Treasury Securities - 30.5% - (continued)
U.S. Treasury Notes - 16.4% - (continued)
$  14,200,000
3.63%, 08/31/2030
$14,110,141
15,000,000
3.63%, 12/31/2030
14,881,641
37,960,000
3.75%, 05/15/2028
38,115,695
27,210,000
3.75%, 06/30/2030
27,202,560
10,375,000
3.88%, 05/31/2027
10,419,985
7,975,000
3.88%, 06/15/2028
8,031,386
50,420,000
4.00%, 01/31/2029
50,971,469
31,880,000
4.13%, 11/30/2031
32,227,442
13,230,000
4.25%, 05/15/2035
13,258,941
15,005,000
4.38%, 11/30/2030
15,383,056
28,125,000
4.38%, 01/31/2032
28,786,377
 
376,662,076
Total U.S. Government Securities
(cost $736,346,706)
$699,668,763
Total Long-Term Investments
(cost $2,728,607,195)
$2,688,537,271
SHORT-TERM INVESTMENTS - 0.7%
Repurchase Agreements - 0.1%
1,476,212
Fixed Income Clearing Corp. Repurchase
Agreement dated 01/30/2026 at
3.66%, due on 02/02/2026 with a
maturity value of $1,476,662;
collateralized by U.S. Treasury Note at
3.75%, maturing 06/30/2027, with a
market value of $1,505,839
$1,476,212
Securities Lending Collateral - 0.6%
13,318,817
State Street Navigator Securities Lending
Government Money Market Portfolio,
3.66%(17)
13,318,817
Total Short-Term Investments
(cost $14,795,029)
$14,795,029
Total Investments Excluding
Purchased Options
(cost $2,743,402,224)
117.7
%
$2,703,332,300
Total Purchased Options
(cost $2,205,686)
0.1
%
$2,094,404
Total Investments
(cost $2,745,607,910)
117.8
%
$2,705,426,704
Other Assets and Liabilities
(17.8
)%
(408,185,878
)
Net Assets
100.0
%
$2,297,240,826
Note:
Percentage of investments as shown is the ratio of the total market value to net assets.
The Fund may refer to any one or more of the industry classifications used by one or more widely recognized market indices, ratings group and/or as defined by Fund management. Industry classifications may not be identical across all security types.
For Fund compliance purposes, the Fund may not use the same classification system. These classifications are used for financial reporting purposes.
See “Glossary” for abbreviation descriptions.  
(1)
Security was purchased pursuant to Rule 144A under the Securities Act of 1933
and may be sold in transactions that are exempt from registration (typically only to
qualified institutional buyers) or in a public offering registered under the Securities
Act of 1933. At January 31, 2026, the aggregate value of these securities was
$549,788,883, representing 23.9% of net assets.
(2)
Security is a “step-up” bond where coupon increases or steps up at a
predetermined date. Rate shown is current coupon rate.
(3)
Variable or floating rate securities. Interest rate resets periodically. The rate shown
is the effective interest rate as of period end. Security description also includes the
reference rate and spread if published and available. Variable rate securities with a
floor or ceiling feature are disclosed at the inherent rate, where applicable. Certain
variable rate securities are not based on a published reference rate and spread but
are determined by the issuer or agent and are based on current market conditions;
these securities do not indicate a reference rate and spread in the description. For
fixed to variable securities, the rate remains fixed until designated date stated in
security description.
(4)
Securities disclosed are interest-only strips.
(5)
Security is exempt from registration under Regulation S under the Securities Act of
1933, which exempts from registration securities offered and sold outside of the
United States. Security may not be offered or sold in the United States except
pursuant to an exemption from, or in a transaction not subject to, the registration
requirements of the Securities Act of 1933. At January 31, 2026, the aggregate
value of these securities was $70,188,194, representing 3.1% of net assets.
(6)
Perpetual maturity security. Maturity date shown is the next call date or final legal
maturity date, whichever comes first.
(7)
Represents entire or partial securities on loan. See Note 8 in the accompanying
Notes to Financial Statements for securities lending information.
(8)
Security has the ability to pay in kind (“PIK”) or pay income in cash. When
applicable, separate rates of such payments are disclosed.
(9)
The rate shown represents current yield to maturity.
(10)
Security disclosed is principal-only strips.
(11)
Security is a zero-coupon bond.
(12)
Represents or includes a TBA transaction.
(13)
All, or a portion of the security, was pledged as collateral in connection with
futures contracts. As of January 31, 2026, the market value of securities pledged
was $8,926,369.
(14)
All, or a portion of the security, was pledged as collateral in connection with TBAs.
As of January 31, 2026, the market value of securities pledged was $324,401.
(15)
The principal amount for these securities are adjusted for inflation and the interest
payments equal a fixed percentage of the inflation-adjusted principal amount.
(16)
All, or a portion of the security, was pledged as collateral in connection with
centrally cleared swap contracts. As of January 31, 2026, the market value of
securities pledged was $5,955,486.
(17)
Current yield as of period end.
The accompanying notes are an integral part of these financial statements.
 
90
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
OTC Swaptions Outstanding at January 31, 2026
Description
Counter-
party
Strike
Pay
Receive
Periodic
Payment
Frequency
Expiration
Date
Notional
Amount
Value†
Premiums
Paid
(Received)
by Fund
Unrealized
Appreciation/
(Depreciation)
Purchased swaptions:
Put
10 Year Interest
Rate Swap
Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
30,890,000
$520,154
$498,873
$21,281
10 Year Interest
Rate Swap
Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
30,890,000
520,506
509,685
10,821
10 Year Interest
Rate Swap
Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
30,890,000
524,033
617,800
(93,767
)
10 Year Interest
Rate Swap
Option*
BOA
4.15
%
4.15%
1 day USD SOFR
Annual
01/11/2027
USD
31,315,000
529,711
579,328
(49,617
)
 
 
 
 
 
$2,094,404
$2,205,686
$(111,282
)
 
*
Swaptions with forward premiums.
 
Futures Contracts Outstanding at January 31, 2026
Description
Number of
Contracts
Expiration
Date
Current
Notional
Amount
Value and
Unrealized
Appreciation/
(Depreciation)
Long position contracts:
Australian 10-Year Bond Future
1,124
03/16/2026
$85,948,145
$104,482
Euro BUXL 30-Year Bond Future
109
03/06/2026
14,248,349
(107,762
)
Euro-BTP Italian Bond Future
217
03/06/2026
31,265,051
69,937
U.S. Treasury 2-Year Note Future
309
03/31/2026
64,424,086
(110,431
)
U.S. Treasury 5-Year Note Future
878
03/31/2026
95,640,266
(291,882
)
U.S. Treasury 10-Year Ultra Future
480
03/20/2026
54,795,000
(20,201
)
U.S. Treasury Long Bond Future
500
03/20/2026
57,562,500
(885,008
)
Total
 
 
$(1,240,865
)
Short position contracts:
Euro-BUND Future
(341)
03/06/2026
$(51,994,830
)
$(212,424
)
Long Gilt Future
(281)
03/27/2026
(35,031,973
)
376,016
U.S. Treasury 10-Year Note Future
(216)
03/20/2026
(24,154,875
)
(7,057
)
U.S. Treasury Ultra Bond Future
(3)
03/20/2026
(352,313
)
2,433
Total
 
 
$158,968
Total futures contracts
$(1,081,897
)
 
TBA Sale Commitments Outstanding at January 31, 2026
Description
Principal
Amount
Maturity
Date
Market
Value†
Unrealized
Appreciation/
(Depreciation)
Government National Mortgage Association, 3.00%
$1,600,000
02/20/2056
$(1,444,399
)
$2,413
Government National Mortgage Association, 4.00%
1,845,000
02/20/2056
(1,744,412
)
8,143
Government National Mortgage Association, 4.50%
3,050,000
02/20/2056
(2,977,925
)
10,360
Government National Mortgage Association, 6.00%
6,651,000
02/20/2056
(6,803,122
)
(26,246
)
Uniform Mortgage-Backed Security, 2.50%
10,694,000
02/01/2056
(9,075,706
)
(45,292
)
Uniform Mortgage-Backed Security, 2.50%
12,390,000
03/01/2056
(10,510,215
)
29,438
Uniform Mortgage-Backed Security, 4.00%
1,641,000
02/01/2056
(1,567,041
)
(9,565
)
Uniform Mortgage-Backed Security, 4.50%
6,108,000
02/01/2056
(5,983,499
)
(22,138
)
Uniform Mortgage-Backed Security, 4.50%
15,605,000
03/01/2056
(15,269,241
)
10,945
Uniform Mortgage-Backed Security, 5.00%
26,665,000
02/01/2056
(26,657,654
)
(42,184
)
The accompanying notes are an integral part of these financial statements.
 
91
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
TBA Sale Commitments Outstanding at January 31, 2026 – (continued)
Description
Principal
Amount
Maturity
Date
Market
Value†
Unrealized
Appreciation/
(Depreciation)
Uniform Mortgage-Backed Security, 5.00%
$10,210,000
03/01/2056
$(10,192,829
)
$(23
)
Uniform Mortgage-Backed Security, 6.50%
2,170,000
02/01/2056
(2,247,137
)
3,730
Total TBA sale commitments (proceeds receivable $94,392,761)
$(94,473,180
)
$(80,419
)
At January 31, 2026, the aggregate market value of TBA Sale Commitments represents (4.1)% of total net assets.
 
Centrally Cleared Credit Default Swap Contracts Outstanding at January 31, 2026
Reference Entity
Notional
Amount(1)
(Pay)/Receive
Fixed Rate
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
Credit default swaps on indices:
Sell protection:
ITRAXX-EUR S44.V1
EUR
3,890,000
1.00%
12/20/2030
Quarterly
$103,585
$—
$108,922
$5,337
Total centrally cleared credit default swap contracts
$103,585
$—
$108,922
$5,337
 
(1)
The maximum potential amount the Fund could be required to pay as a seller of credit protection or receive as a buyer of credit protection if a credit event occurs as defined under
the terms of that particular swap agreement.
 
Centrally Cleared Interest Rate Swap Contracts Outstanding at January 31, 2026
Payments made
by Fund
Payments received
by Fund
Notional
Amount
Expiration
Date
Periodic
Payment
Frequency
Upfront
Premiums
Paid
Upfront
Premiums
Received
Value†
Unrealized
Appreciation/
(Depreciation)
3.70% Fixed
12 Mo. USD SOFR
USD
11,075,000
05/31/2029
Annual
$—
$—
$(68,028
)
$(68,028
)
3.38% Fixed
12 Mo. USD SOFR
USD
3,775,000
05/31/2030
Annual
—
—
12,535
12,535
3.60% Fixed
12 Mo. USD SOFR
USD
8,675,000
11/15/2032
Annual
—
—
28,557
28,557
4.16% Fixed
12 Mo. USD SOFR
USD
35,970,000
03/19/2045
Annual
—
(66,559
)
136,094
202,653
2.97% Fixed
12 Mo. USD SOFR
USD
5,185,000
03/15/2053
Annual
2,839
—
1,108,211
1,105,372
2.88% Fixed
12 Mo. USD SOFR
USD
4,030,000
03/15/2053
Annual
42,469
—
923,687
881,218
3.25% Fixed
12 Mo. USD SOFR
USD
3,735,000
06/21/2053
Annual
—
(34,045
)
610,279
644,324
3.59% Fixed
12 Mo. USD SOFR
USD
8,150,000
09/20/2053
Annual
35,182
—
847,228
812,046
3.75% Fixed
12 Mo. USD SOFR
USD
3,325,000
12/18/2054
Annual
4,731
—
255,155
250,424
Total centrally cleared interest rate swaps contracts
$85,221
$(100,604
)
$3,853,718
$3,869,101
 
Foreign Currency Contracts Outstanding at January 31, 2026
Amount and Description of
Currency to be Purchased
Amount and Description of
Currency to be Sold
Counterparty
Settlement
Date
Appreciation/
(Depreciation)
8,066,000
EUR
9,583,909
USD
DEUT
02/27/2026
$23,662
362,000
EUR
425,877
USD
SSG
03/18/2026
5,769
387,000
EUR
457,097
USD
WFB
03/18/2026
4,360
181,000
EUR
213,332
USD
NWM
03/18/2026
2,491
72,800,162
USD
61,270,000
EUR
DEUT
02/27/2026
(179,738
)
12,644,877
USD
10,756,000
EUR
DEUT
03/18/2026
(180,508
)
167,191
USD
121,000
GBP
DEUT
02/27/2026
1,153
4,569,271
USD
3,342,000
GBP
BCLY
02/27/2026
(16,669
)
Total foreign currency contracts
$(339,480
)
† See Significant Accounting Policies of accompanying Notes to Financial Statements regarding valuation of investments.
The accompanying notes are an integral part of these financial statements.
 
92
Hartford Total Return Bond ETF
Schedule of Investments – (continued)
January 31, 2026 (Unaudited) 
Fair Value Summary
The following is a summary of the fair valuations according to the inputs used as of January 31, 2026 in valuing the Fund’s investments.
 
Description
Total
Level 1
Level 2
Level 3(1)
Assets
Asset-Backed & Commercial Mortgage-Backed Securities 
$413,569,689
$—
$413,569,689
$—
Convertible Bonds 
768,559
—
768,559
—
Corporate Bonds 
574,834,207
—
574,834,207
—
Foreign Government Obligations 
77,177,955
—
77,177,955
—
Municipal Bonds 
5,367,577
—
5,367,577
—
U.S. Government Agencies 
917,150,521
—
917,150,521
—
U.S. Government Securities 
699,668,763
—
699,668,763
—
Short-Term Investments 
14,795,029
13,318,817
1,476,212
—
Purchased Options 
2,094,404
—
2,094,404
—
Foreign Currency Contracts(2) 
37,435
—
37,435
—
Futures Contracts(2) 
552,868
552,868
—
—
Swaps - Credit Default(2) 
5,337
—
5,337
—
Swaps - Interest Rate(2) 
3,937,129
—
3,937,129
—
Total
$2,709,959,473
$13,871,685
$2,696,087,788
$—
Liabilities
Foreign Currency Contracts(2) 
$(376,915
)
$—
$(376,915
)
$—
Futures Contracts(2) 
(1,634,765
)
(1,634,765
)
—
—
Swaps - Interest Rate(2) 
(68,028
)
—
(68,028
)
—
TBA Sale Commitments 
(94,473,180
)
—
(94,473,180
)
—
Total
$(96,552,888
)
$(1,634,765
)
$(94,918,123
)
$—
 
(1)
For the six-month period ended January 31, 2026, there were no transfers in and out of Level 3.
(2)
Derivative instruments (excluding purchased and written options, if applicable) are valued at the unrealized appreciation/(depreciation) on the investments.
The accompanying notes are an integral part of these financial statements.
 
93
Hartford Active ETFs
GLOSSARY: (abbreviations used in preceding Schedules of Investments) (Unaudited)
 
Counterparty Abbreviations:
BCLY
Barclays
BNP
BNP Paribas Securities Services
BOA
Bank of America Securities LLC
CAG
Credit Agricole CIB
CBA
Commonwealth Bank of Australia
CBK
Citibank NA
DEUT
Deutsche Bank Securities, Inc.
GSC
Goldman Sachs & Co.
HSBC
Hongkong and Shanghai Banking Corporation
JPM
JP Morgan Chase & Co.
MSC
Morgan Stanley
NWM
NatWest Markets Plc
RBC
RBC Dominion Securities, Inc.
SCB
Standard Chartered Bank
SGG
Societe Generale Group
SSG
State Street Global Markets LLC
TDB
Toronto-Dominion Bank
UBS
UBS AG
WFB
Wells Fargo Bank NA
Currency Abbreviations:
ARS
Argentine Peso
AUD
Australia Dollar
BRL
Brazil Real
CAD
Canadian Dollar
CLP
Chile Peso
CNH
China Yuan Renminbi
COP
Colombia Peso
CZK
Czech Republic Koruna
DOP
Dominican Republic Peso
EGP
Egypt Pound
EUR
Euro Member Countries
GBP
British Pound
HKD
Hong Kong Dollar
HUF
Hungary Forint
IDR
Indonesia Rupiah
INR
Indian Rupee
KRW
Korean Won
KZT
Kazakhstan Tenge
MXN
Mexican Peso
MYR
Malaysia Ringgit
NGN
Nigeria Naira
NZD
New Zealand Dollar
PEN
Peru Nuevo Sol
PHP
Philippines Peso
PLN
Poland Zloty
RON
Romania New Leu
RSD
Serbia Dinar
SGD
Singapore Dollar
THB
Thailand Baht
TRY
Turkish Currency
USD
United States Dollar
UYU
Uruguay Peso
ZAR
South Africa Rand
Index Abbreviations:
CDX.EM
Credit Derivatives Emerging Markets
CDX.NA.HY
Credit Derivatives North American High Yield
CMT
Constant Maturity Treasury Index
CPI
Consumer Price Index
ICE
Intercontinental Exchange, Inc.
ITRAXX-EUR
Markit iTraxx - Europe
ITRAXX-XOVER
iTraxx Europe Crossover
Municipal Abbreviations:
Auth
Authority
COP
Certificate of Participation
Dev
Development
Dist
District
Facs
Facilities
GO
General Obligation
Rev
Revenue
Other Abbreviations:
ADR
American Depositary Receipt
AG
Assured Guaranty Inc.
AMBAC
American Municipal Bond Assurance Corp.
ASA
Allmennaksjeselskap
BAM
Build America Mutual Assurance Co.
BIBOR
Bangkok Interbank Offered Rate
BZDIOVRA
Brazil Cetip Interbank Deposit Rate
CLO
Collateralized Loan Obligation
CMO
Collateralized Mortgage Obligation
CPIBR
Consumer price index Brazil
EURIBOR
Euro Interbank Offered Rate
FHLMC
Federal Home Loan Mortgage Corp.
FNMA
Federal National Mortgage Association
GmbH
Gesellschaft mit beschränkter Haftung
GNMA
Government National Mortgage Association
HUD
Housing and Urban Development
JIBAR
Johannesburg Interbank Agreed Rate
NPFG
National Public Finance Guarantee Corp.
PRIBOR
Prague Interbank Offered Rate
PSF-GTD
Permanent School Fund
Q-SBLF
Qualified School Bond Loan Fund
REIT
Real Estate Investment Trust
SCH BD GTY
School Bond Guaranty
SIFMA
Securities Industry and Financial Markets Association
SOFR
Secured Overnight Financing Rate
ST AID
WITHHLDG
State Aid Withholding
ST APPROP
State Appropriation
ST INTERCEPT
State Intercept
TBA
To Be Announced
THOR
Thai Overnight Repurchase Rate
TIIE
Interbank Equilibrium Interest Rate
WIBOR
Warsaw Interbank Offered Rate
 
94
Hartford Active ETFs
 Statements of Assets and Liabilities
January 31, 2026 (Unaudited)  
 
 
Hartford
AAA
CLO
ETF
Hartford Core
Bond ETF
Hartford
Dynamic
Bond
ETF
Hartford
Large Cap
Growth ETF
Hartford
Municipal
Opportunities
ETF
Assets:
Investments in securities, at market value(1) 
$108,951,527
$391,358,349
$44,152,827
$176,656,514
$644,260,686
Repurchase agreements
141,084
934,938
—
224,378
10,384,530
Cash
566,905
4,227,277
241,567
900,076
41,807,443
Foreign currency
—
124
10
—
—
Receivables:
From affiliates
—
—
6,697
—
—
Investment securities sold
—
20,766,558
424,662
1,106,922
1,755,595
Dividends and interest
246,991
2,951,547
526,838
46
6,100,386
Securities lending income
—
556
473
—
—
Variation margin on centrally cleared swap contracts
—
8,738
—
—
—
Total assets
109,906,507
420,248,087
45,353,074
178,887,936
704,308,640
Liabilities:
Obligation to return securities lending collateral
—
1,565,263
986,800
—
—
Payables:
Investment securities purchased
500,000
70,367,614
511,381
—
13,026,236
Fund shares redeemed
—
—
—
662,180
—
Investment management fees
22,138
85,462
20,438
91,609
164,798
Accounting services fees
—
—
1,319
—
—
Board of Trustees' fees
—
—
259
—
—
Variation margin on futures contracts
—
5,532
—
—
—
Variation margin on centrally cleared swap contracts
—
—
2,497
—
—
Distributions payable
436,901
1,081,057
142,429
—
1,872,476
Accrued expenses
—
—
33,492
—
—
Total liabilities
959,039
73,104,928
1,698,615
753,789
15,063,510
Net assets
$108,947,468
$347,143,159
$43,654,459
$178,134,147
$689,245,130
Summary of Net Assets:
Paid-in-capital
$110,816,076
$383,900,840
$43,983,591
$146,554,280
$689,401,855
Distributable earnings (loss)
(1,868,608
)
(36,757,681
)
(329,132
)
31,579,867
(156,725
)
Net assets
108,947,468
347,143,159
43,654,459
178,134,147
689,245,130
Net asset value per share
38.91
35.42
39.69
26.49
39.33
Shares issued and outstanding
2,800,000
9,800,000
1,100,000
6,725,000
17,525,000
Cost of investments
$108,989,334
$403,021,050
$44,234,955
$136,972,765
$645,230,819
Cost of foreign currency
$—
$113
$9
$—
$—
(1) Includes Investment in securities on loan, at market value
$—
$1,511,474
$947,368
$—
$—
The accompanying notes are an integral part of these financial statements.
 
95
Hartford Active ETFs
 Statements of Assets and Liabilities – (continued)
January 31, 2026 (Unaudited)  
 
 
Hartford Quality
Value ETF
Hartford
Schroders
Tax-Aware
Bond ETF
Hartford
Strategic
Income ETF
Hartford Total
Return Bond
ETF
Assets:
Investments in securities, at market value(1) 
$176,333,837
$309,609,799
$629,104,465
$2,703,950,492
Repurchase agreements
—
—
—
1,476,212
Cash
1,707,818
1,577,577
—
9,524,440
Foreign currency
—
—
7,969,092
4,975,773
Unrealized appreciation on foreign currency contracts
—
—
480,525
37,435
Receivables:
Investment securities sold
—
3,774,242
104,892,908
503,368,442
Dividends and interest
148,303
3,492,930
5,868,634
18,990,331
Securities lending income
3,633
—
20,439
9,713
Variation margin on futures contracts
—
—
77,852
221,057
Variation margin on centrally cleared swap contracts
—
—
14,209
68,539
Tax reclaims
77,348
—
27,172
575
Total assets
178,270,939
318,454,548
748,455,296
3,242,623,009
Liabilities:
Due to custodian
—
—
3,631,439
—
Unrealized depreciation on foreign currency contracts
—
—
875,608
376,915
Obligation to return securities lending collateral
1,880,107
—
18,079,171
13,318,817
Unrealized depreciation on OTC swap contracts
—
—
5,851
—
TBA sale commitments, at market value
—
—
37,164,042
94,473,180
Unfunded loan commitments
—
—
28,844
—
Payables:
Investment securities purchased
—
1,905,833
110,894,910
830,075,969
Fund shares redeemed
—
1,917,860
—
—
Investment management fees
67,193
105,499
204,682
525,147
Foreign taxes
—
—
93
—
Distributions payable
—
952,965
1,911,762
6,612,155
Written options
—
—
6,134
—
OTC swap contracts premiums received
—
—
6,891
—
Total liabilities
1,947,300
4,882,157
172,809,427
945,382,183
Net assets
$176,323,639
$313,572,391
$575,645,869
$2,297,240,826
Summary of Net Assets:
Paid-in-capital
$128,117,777
$327,740,890
$579,182,749
$2,440,392,869
Distributable earnings (loss)
48,205,862
(14,168,499
)
(3,536,880
)
(143,152,043
)
Net assets
176,323,639
313,572,391
575,645,869
2,297,240,826
Net asset value per share
28.17
19.18
35.53
34.16
Shares issued and outstanding
6,259,258
16,350,000
16,200,000
67,250,000
Cost of investments
$151,466,889
$312,851,783
$625,382,735
$2,745,607,910
Cost of foreign currency
$—
$—
$7,969,108
$4,975,772
Proceeds of TBA sale commitments
$—
$—
$37,136,878
$94,392,761
Written option contracts premiums received
$—
$—
$3,354
$—
(1) Includes Investment in securities on loan, at market value
$1,839,621
$—
$18,395,275
$12,999,213
The accompanying notes are an integral part of these financial statements.
 
96
Hartford Active ETFs
 Statements of Operations
For the Six-Month Period Ended January 31, 2026 (Unaudited) 
 
 
Hartford
AAA
CLO
ETF
Hartford Core
Bond ETF
Hartford
Dynamic
Bond
ETF(1)
Hartford
Large Cap
Growth ETF
Hartford
Municipal
Opportunities
ETF
Investment Income:
Dividends
$—
$—
$—
$321,246
$—
Interest
3,008,729
7,577,094
661,825
32,777
11,751,281
Securities lending — net
—
2,874
1,143
708
—
Less: Foreign tax withheld
—
(38
)
(19
)
—
—
Total investment income, net
3,008,729
7,579,930
662,949
354,731
11,751,281
Expenses:
Investment management fees
131,359
502,873
83,261
525,517
902,963
Custodian fees
—
—
6,594
—
—
Accounting services fees
—
—
2,859
—
—
Board of Trustees' fees
—
—
429
—
—
Professional fees
—
—
16,944
—
—
Basket creation fees
—
—
6,308
—
—
Other expenses
—
—
3,705
—
—
Total expenses (before waivers and fees paid indirectly)
131,359
502,873
120,100
525,517
902,963
Expense waivers
—
—
(29,269
)
—
—
Commission recapture
—
—
—
(22
)
—
Total waivers and fees paid indirectly
—
—
(29,269
)
(22
)
—
Total expenses
131,359
502,873
90,831
525,495
902,963
Net Investment Income (Loss)
2,877,370
7,077,057
572,118
(170,764
)
10,848,318
Net Realized Gain (Loss) on Investments and Other Financial Instruments on:
Investments
16,745
1,194,293
(2)
(249,985
)
11,406,907
(2)
892,779
Futures contracts
—
(103,369
)
(2,168
)
—
—
Swap contracts
—
5,593
9,121
—
—
Net Realized Gain (Loss) on Investments and Other Financial Instruments
16,745
1,096,517
(243,032
)
11,406,907
892,779
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial
Instruments and Foreign Currency Transactions of:
Investments
88,323
4,328,262
(82,128
)
(6,824,978
)
18,882,188
Purchased options contracts
—
(15,582
)
—
—
—
Futures contracts
—
(102,017
)
—
—
—
Swap contracts
—
116,680
1,621
—
—
Translation of other assets and liabilities in foreign currencies
—
3
—
—
—
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial
Instruments and Foreign Currency Transactions
88,323
4,327,346
(80,507
)
(6,824,978
)
18,882,188
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency
Transactions
105,068
5,423,863
(323,539
)
4,581,929
19,774,967
Net Increase (Decrease) in Net Assets Resulting from Operations
$2,982,438
$12,500,920
$248,579
$4,411,165
$30,623,285
 
(1) 
Commenced operations on September 23, 2025.
(2) 
Includes realized gains/(losses) as a result of in-kind redemptions (See Note 12 in the Notes to Financial Statements).
The accompanying notes are an integral part of these financial statements.
 
97
Hartford Active ETFs
 Statements of Operations – (continued)
For the Six-Month Period Ended January 31, 2026 (Unaudited) 
 
 
Hartford Quality
Value ETF
Hartford
Schroders
Tax-Aware
Bond ETF
Hartford
Strategic
Income ETF
Hartford Total
Return Bond
ETF
Investment Income:
Dividends
$2,105,144
$—
$76,886
$—
Interest
51,699
7,177,651
8,366,192
48,591,784
Securities lending — net
17,779
—
20,666
30,573
Less: Foreign tax withheld
(24,913
)
—
(32,385
)
—
Total investment income, net
2,149,709
7,177,651
8,431,359
48,622,357
Expenses:
Investment management fees
412,138
673,739
706,161
3,021,589
Total expenses (before fees paid indirectly)
412,138
673,739
706,161
3,021,589
Commission recapture
(451
)
—
—
—
Total fees paid indirectly
(451
)
—
—
—
Total expenses
411,687
673,739
706,161
3,021,589
Net Investment Income (Loss)
1,738,022
6,503,912
7,725,198
45,600,768
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency
Transactions on:
Investments
25,395,814
(2)
(3,458,552
)
1,449,862
790,339
(2)
Less: Foreign taxes paid on realized capital gains
—
—
(1,926
)
—
Purchased options contracts
—
—
—
(72,259
)
Futures contracts
—
(329,101
)
505,193
1,896,559
Swap contracts
—
—
695,920
96,302
Foreign currency contracts
—
—
(327,144
)
(1,084,443
)
Other foreign currency transactions
532
—
407,433
121,455
Net Realized Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency
Transactions
25,396,346
(3,787,653
)
2,729,338
1,747,953
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments
and Foreign Currency Transactions of:
Investments*
(1,474,771
)
17,913,019
2,883,457
33,811,415
Purchased options contracts
—
—
5,253
(105,216
)
Futures contracts
—
127,731
(689,382
)
(1,177,966
)
Written options contracts
—
—
(2,780
)
—
Swap contracts
—
—
(368,388
)
1,001,974
Foreign currency contracts
—
—
(855,370
)
(339,821
)
Translation of other assets and liabilities in foreign currencies
—
—
8,207
32,443
Net Changes in Unrealized Appreciation (Depreciation) of Investments, Other Financial Instruments
and Foreign Currency Transactions
(1,474,771
)
18,040,750
980,997
33,222,829
Net Gain (Loss) on Investments, Other Financial Instruments and Foreign Currency Transactions
23,921,575
14,253,097
3,710,335
34,970,782
Net Increase (Decrease) in Net Assets Resulting from Operations
$25,659,597
$20,757,009
$11,435,533
$80,571,550
* Includes change in unrealized appreciation (depreciation) on deferred capital gains tax
$—
$—
$349
$—
 
(2) 
Includes realized gains/(losses) as a result of in-kind redemptions (See Note 12 in the Notes to Financial Statements).
The accompanying notes are an integral part of these financial statements.
 
98
Hartford Active ETFs
 Statements of Changes in Net Assets  
 
 
Hartford AAA
CLO ETF
Hartford Core
Bond ETF
 
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
Operations:
Net investment income (loss)
$2,877,370
$5,631,843
$7,077,057
$12,076,178
Net realized gain (loss) on investments and other financial instruments
16,745
(103,083
)
1,096,517
(1,983,808
)
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments
and foreign currency transactions
88,323
(48,765
)
4,327,346
418,488
Net Increase (Decrease) in Net Assets Resulting from Operations
2,982,438
5,479,995
12,500,920
10,510,858
Distributions to Shareholders
(2,878,542
)
(5,825,455
)
(7,367,392
)
(12,483,704
)
Capital Share Transactions:
Sold
7,791,424
31,200,990
14,202,100
89,084,286
Redeemed
(7,802,025
)
(5,834,990
)
(8,910,631
)
(19,204,439
)
Other Capital
12,183
22,123
849
38,346
Net increase (decrease) from capital share transactions
1,582
25,388,123
5,292,318
69,918,193
Net Increase (Decrease) in Net Assets
105,478
25,042,663
10,425,846
67,945,347
Net Assets:
Beginning of period
108,841,990
83,799,327
336,717,313
268,771,966
End of period
$108,947,468
$108,841,990
$347,143,159
$336,717,313
The accompanying notes are an integral part of these financial statements.
 
99
Hartford Active ETFs
 Statements of Changes in Net Assets – (continued) 
 
 
Hartford
Dynamic
Bond ETF
Hartford
Large Cap
Growth ETF
 
For the
Period Ended
January 31, 2026
(Unaudited)(1)
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
Operations:
Net investment income (loss)
$572,118
$(170,764
)
$(242,431
)
Net realized gain (loss) on investments and other financial instruments
(243,032
)
11,406,907
25,913,365
Net changes in unrealized appreciation (depreciation) of investments and other financial instruments
(80,507
)
(6,824,978
)
8,703,730
Net Increase (Decrease) in Net Assets Resulting from Operations
248,579
4,411,165
34,374,664
Distributions to Shareholders
(577,711
)
—
—
Capital Share Transactions:
Sold
43,982,813
46,270,244
62,937,233
Redeemed
(40
)
(32,752,063
)
(61,987,709
)
Other Capital
818
203
338
Net increase (decrease) from capital share transactions
43,983,591
13,518,384
949,862
Net Increase (Decrease) in Net Assets
43,654,459
17,929,549
35,324,526
Net Assets:
Beginning of period
—
160,204,598
124,880,072
End of period
$43,654,459
$178,134,147
$160,204,598
 
(1) 
Commenced operations on September 23, 2025.
The accompanying notes are an integral part of these financial statements.
 
100
Hartford Active ETFs
 Statements of Changes in Net Assets – (continued) 
 
 
Hartford Municipal
Opportunities ETF
Hartford
Quality Value ETF
 
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
Operations:
Net investment income (loss)
$10,848,318
$17,142,854
$1,738,022
$3,864,539
Net realized gain (loss) on investments and foreign currency transactions
892,779
(3,473,512
)
25,396,346
17,688,867
Net changes in unrealized appreciation (depreciation) of investments
18,882,188
(6,612,158
)
(1,474,771
)
(17,276,318
)
Net Increase (Decrease) in Net Assets Resulting from Operations
30,623,285
7,057,184
25,659,597
4,277,088
Distributions to Shareholders
(11,000,370
)
(17,506,927
)
(3,675,004
)
(6,565,269
)
Capital Share Transactions:
Sold
114,211,960
169,331,279
49,932,049
58,650,579
Redeemed
(29,862,963
)
(12,558,984
)
(68,213,545
)
(61,484,904
)
Other Capital
86,445
119,686
—
—
Net increase (decrease) from capital share transactions
84,435,442
156,891,981
(18,281,496
)
(2,834,325
)
Net Increase (Decrease) in Net Assets
104,058,357
146,442,238
3,703,097
(5,122,506
)
Net Assets:
Beginning of period
585,186,773
438,744,535
172,620,542
177,743,048
End of period
$689,245,130
$585,186,773
$176,323,639
$172,620,542
The accompanying notes are an integral part of these financial statements.
 
101
Hartford Active ETFs
 Statements of Changes in Net Assets – (continued) 
 
 
Hartford Schroders Tax-Aware
Bond ETF
Hartford Strategic
Income ETF
 
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
Operations:
Net investment income (loss)
$6,503,912
$15,787,710
$7,725,198
$5,451,825
Net realized gain (loss) on investments, other financial instruments and foreign currency
transactions
(3,787,653
)
1,818,229
2,729,338
(1,525,281
)
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments
and foreign currency transactions
18,040,750
(25,722,246
)
980,997
3,055,071
Net Increase (Decrease) in Net Assets Resulting from Operations
20,757,009
(8,116,307
)
11,435,533
6,981,615
Distributions to Shareholders
(6,529,326
)
(15,989,953
)
(9,060,051
)
(6,033,274
)
Capital Share Transactions:
Sold
7,590,287
136,109,047
407,792,420
111,059,369
Redeemed
(96,542,618
)
(82,687,630
)
—
(3,368,622
)
Other Capital
125,981
205,608
30,082
47,845
Net increase (decrease) from capital share transactions
(88,826,350
)
53,627,025
407,822,502
107,738,592
Net Increase (Decrease) in Net Assets
(74,598,667
)
29,520,765
410,197,984
108,686,933
Net Assets:
Beginning of period
388,171,058
358,650,293
165,447,885
56,760,952
End of period
$313,572,391
$388,171,058
$575,645,869
$165,447,885
The accompanying notes are an integral part of these financial statements.
 
102
Hartford Active ETFs
 Statements of Changes in Net Assets – (continued) 
 
 
Hartford Total Return
Bond ETF
 
For the
Six-Month
Period Ended
January 31, 2026
(Unaudited)
For the
Year Ended
July 31,
2025
Operations:
Net investment income (loss)
$45,600,768
$87,464,122
Net realized gain (loss) on investments, other financial instruments and foreign currency transactions
1,747,953
(11,715,563
)
Net changes in unrealized appreciation (depreciation) of investments, other financial instruments and foreign currency transactions
33,222,829
(12,588,903
)
Net Increase (Decrease) in Net Assets Resulting from Operations
80,571,550
63,159,656
Distributions to Shareholders
(50,349,156
)
(87,837,699
)
Capital Share Transactions:
Sold
441,988,970
526,419,944
Redeemed
(168,442,566
)
(193,721,995
)
Other Capital
11,587
189,807
Net increase (decrease) from capital share transactions
273,557,991
332,887,756
Net Increase (Decrease) in Net Assets
303,780,385
308,209,713
Net Assets:
Beginning of period
1,993,460,441
1,685,250,728
End of period
$2,297,240,826
$1,993,460,441
The accompanying notes are an integral part of these financial statements.
 
103
Hartford Active ETFs
Financial Highlights
 
 
—Selected Per-Share Data(1)—
—Ratios and Supplemental Data —
 
Net Asset
Value at
Beginning
of Period
Net
Investment
Income
(Loss)
Net
Realized
and
Unrealized
Gain (Loss)
on
Investments
Total
from
Investment
Operations
Other
Capital
Dividends
from Net
Investment
Income
Distributions
from
Capital
Gains
Total
Dividends
and
Distributions
Net
Asset
Value at
End of
Period
Total
Return(2)
Net
Assets at
End of
Period
(000s)
Ratio of
Expenses
to
Average
Net
Assets
Before
Adjust-
ments(3)
Ratio of
Expenses
to
Average
Net
Assets
After
Adjust-
ments(3)
Ratio of
Net
Investment
Income
(Loss) to
Average
Net Assets
Portfolio
Turnover(4)
Hartford AAA CLO ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$38.87
$1.03
$0.05
$1.08
$0.00
(5)
$(1.04
)
$—
$(1.04
)
$38.91
2.80
%(6)
$108,947
0.24
%(7)
0.24
%(7)
5.26
%(7)
29
%
For the Year Ended July 31, 2025
 
$38.98
$2.27
$(0.05
)
$2.22
$0.01
$(2.34
)
$—
$(2.34
)
$38.87
5.90
%
$108,842
0.24
%
0.24
%
5.84
%
51
%
For the Year Ended July 31, 2024
 
$38.12
$2.23
$0.70
$2.93
$0.02
$(2.09
)
$—
$(2.09
)
$38.98
7.90
%
$83,799
0.26
%
0.26
%
5.76
%
171
%
For the Year Ended July 31, 2023
 
$38.50
$1.31
$(0.34
)
$0.97
$0.01
$(1.36
)
$—
$(1.36
)
$38.12
2.63
%
$45,748
0.29
%
0.29
%
3.43
%
14
%
For the Year Ended July 31, 2022
 
$41.03
$0.77
$(2.41
)
$(1.64
)
$0.01
$(0.85
)
$(0.05
)
$(0.90
)
$38.50
(4.01
)%
$82,775
0.29
%
0.29
%
1.92
%
41
%(8)
For the Year Ended July 31, 2021
 
$40.88
$0.90
$0.17
$1.07
$0.02
$(0.94
)
$—
$(0.94
)
$41.03
2.69
%
$129,241
0.29
%
0.29
%
2.20
%
41
%(8)
Hartford Core Bond ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$34.89
$0.73
$0.56
$1.29
$0.00
(5)
$(0.76
)
$—
$(0.76
)
$35.42
3.70
%(6)
$347,143
0.29
%(7)
0.29
%(7)
4.08
%(7)
24
%(9)
For the Year Ended July 31, 2025
 
$35.13
$1.44
$(0.20
)
$1.24
$0.00
(5)
$(1.48
)
$—
$(1.48
)
$34.89
3.59
%
$336,717
0.29
%
0.29
%
4.12
%
47
%(9)
For the Year Ended July 31, 2024
 
$34.41
$1.36
$0.71
$2.07
$0.00
(5)
$(1.35
)
$—
$(1.35
)
$35.13
6.19
%(10)
$268,772
0.29
%
0.29
%
3.98
%
43
%(9)
For the Year Ended July 31, 2023
 
$36.62
$1.03
$(2.25
)
$(1.22
)
$0.00
(5)
$(0.99
)
$—
$(0.99
)
$34.41
(3.29
)%
$251,194
0.29
%
0.29
%
2.97
%
60
%(9)
For the Year Ended July 31, 2022
 
$41.48
$0.55
$(4.72
)
$(4.17
)
$0.01
$(0.56
)
$(0.14
)
$(0.70
)
$36.62
(10.11
)%
$247,163
0.29
%
0.29
%
1.42
%
36
%(9)
For the Year Ended July 31, 2021
 
$42.52
$0.44
$(0.73
)
$(0.29
)
$0.03
$(0.45
)
$(0.33
)
$(0.78
)
$41.48
(0.59
)%
$265,503
0.29
%
0.29
%
1.06
%
30
%(9)
Hartford Dynamic Bond ETF
For the Period Ended January 31, 2026 (Unaudited)(11)
 
$40.00
$0.54
$(0.31
)
$0.23
$0.00
(5)
$(0.54
)
$—
$(0.54
)
$39.69
0.57
%(6)
$43,654
0.79
%(7)
0.60
%(7)
3.78
%(7)
315
%(12)
Hartford Large Cap Growth ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$25.74
$(0.03
)
$0.78
$0.75
$0.00
(5)
$—
$—
$—
$26.49
2.91
%(6)
$178,134
0.59
%(7)
0.59
%(7)
(0.19
)%(7)
56
%
For the Year Ended July 31, 2025
 
$20.47
$(0.04
)
$5.31
$5.27
$0.00
(5)
$—
$—
$—
$25.74
25.75
%
$160,205
0.59
%
0.59
%
(0.18
)%
68
%
For the Year Ended July 31, 2024
 
$16.04
$(0.03
)
$4.46
$4.43
$0.00
(5)
$—
$—
$—
$20.47
27.62
%(10)
$124,880
0.59
%
0.59
%
(0.20
)%
97
%
For the Year Ended July 31, 2023
 
$12.95
$(0.01
)
$3.10
$3.09
$0.00
(5)
$—
$—
$—
$16.04
23.86
%
$97,012
0.59
%
0.59
%
(0.07
)%
103
%
For the Period Ended July 31, 2022 (13)
 
$20.00
$(0.04
)
$(7.01
)
$(7.05
)
$0.00
(5)
$—
$—
$—
$12.95
(35.25
)%(6)
$78,370
0.59
%(7)
0.59
%(7)
(0.38
)%(7)
90
%
The accompanying notes are an integral part of these financial statements.
 
104
Hartford Active ETFs
Financial Highlights – (continued)
 
—Selected Per-Share Data(1)—
—Ratios and Supplemental Data —
 
Net Asset
Value at
Beginning
of Period
Net
Investment
Income
(Loss)
Net
Realized
and
Unrealized
Gain (Loss)
on
Investments
Total
from
Investment
Operations
Other
Capital
Dividends
from Net
Investment
Income
Distributions
from
Capital
Gains
Total
Dividends
and
Distributions
Net
Asset
Value at
End of
Period
Total
Return(2)
Net
Assets at
End of
Period
(000s)
Ratio of
Expenses
to
Average
Net
Assets
Before
Adjust-
ments(3)
Ratio of
Expenses
to
Average
Net
Assets
After
Adjust-
ments(3)
Ratio of
Net
Investment
Income
(Loss) to
Average
Net Assets
Portfolio
Turnover(4)
Hartford Municipal Opportunities ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$38.06
$0.68
$1.27
$1.95
$0.01
$(0.69
)
$—
$(0.69
)
$39.33
5.17
%(6)
$689,245
0.29
%(7)
0.29
%(7)
3.48
%(7)
22
%
For the Year Ended July 31, 2025
 
$38.83
$1.31
$(0.78
)
$0.53
$0.01
$(1.31
)
$—
$(1.31
)
$38.06
1.41
%
$585,187
0.29
%
0.29
%
3.39
%
43
%
For the Year Ended July 31, 2024
 
$38.03
$1.25
$0.77
$2.02
$0.00
(5)
$(1.22
)
$—
$(1.22
)
$38.83
5.42
%
$438,745
0.29
%
0.29
%
3.26
%
38
%
For the Year Ended July 31, 2023
 
$38.78
$1.05
$(0.81
)
$0.24
$0.01
$(1.00
)
$—
$(1.00
)
$38.03
0.70
%
$376,495
0.29
%
0.29
%
2.79
%
16
%
For the Year Ended July 31, 2022
 
$42.32
$0.69
$(3.56
)
$(2.87
)
$0.01
$(0.68
)
$—
$(0.68
)
$38.78
(6.80
)%
$269,489
0.29
%
0.29
%
1.73
%
37
%
For the Year Ended July 31, 2021
 
$42.52
$0.80
$0.98
$1.78
$0.01
$(0.79
)
$(1.20
)
$(1.99
)
$42.32
4.40
%
$201,043
0.29
%
0.29
%
1.92
%
17
%
Hartford Quality Value ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$24.98
$0.26
$3.47
$3.73
$—
$(0.54
)
$—
$(0.54
)
$28.17
14.98
%(6)
$176,324
0.45
%(7)
0.45
%(7)
1.90
%(7)
30
%
For the Year Ended July 31, 2025
 
$25.36
$0.56
$0.02
$0.58
$—
$(0.53
)
$(0.43
)
$(0.96
)
$24.98
2.34
%
$172,621
0.45
%
0.45
%
2.20
%
31
%
For the Period Ended July 31, 2024 (14)
 
$21.12
$0.45
$4.45
$4.90
$—
$(0.62
)
$(0.04
)
$(0.66
)
$25.36
23.55
%
$177,743
0.45
%
0.45
%
2.56
%
51
%
For the Year Ended October 31, 2023 (15)
 
$23.22
$0.38
$(0.89
)
$(0.51
)
$—
$(0.47
)
$(1.12
)
$(1.59
)
$21.12
(2.60
)%
$161,781
0.51
%
0.46
%
1.75
%
30
%
For the Year Ended October 31, 2022
 
$25.84
$0.49
$(1.39
)
$(0.90
)
$—
$(0.47
)
$(1.25
)
$(1.72
)
$23.22
(3.78
)%
$12,495
0.55
%
0.46
%
2.07
%
24
%
For the Year Ended October 31, 2021
 
$18.31
$0.45
$7.62
$8.07
$—
$(0.54
)
$—
$(0.54
)
$25.84
44.84
%
$12,182
0.56
%
0.46
%
1.92
%
21
%
For the Year Ended October 31, 2020
 
$20.83
$0.50
$(1.82
)
$(1.32
)
$—
$(0.61
)
$(0.59
)
$(1.20
)
$18.31
(6.94
)%
$8,975
0.58
%
0.46
%
2.64
%
26
%
Hartford Schroders Tax-Aware Bond ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$18.48
$0.36
$0.70
$1.06
$0.01
$(0.37
)
$—
$(0.37
)
$19.18
5.83
%(6)
$313,572
0.39
%(7)
0.39
%(7)
3.76
%(7)
14
%
For the Year Ended July 31, 2025
 
$19.49
$0.72
$(1.01
)
$(0.29
)
$0.01
$(0.73
)
$—
$(0.73
)
$18.48
(1.52
)%
$388,171
0.39
%
0.39
%
3.76
%
66
%
For the Year Ended July 31, 2024
 
$19.35
$0.72
$0.08
$0.80
$0.02
$(0.68
)
$—
$(0.68
)
$19.49
4.36
%
$358,650
0.39
%
0.39
%
3.77
%
60
%
For the Year Ended July 31, 2023
 
$19.85
$0.60
$(0.55
)
$0.05
$0.02
$(0.57
)
$—
$(0.57
)
$19.35
0.43
%
$142,187
0.39
%
0.39
%
3.10
%
135
%
For the Year Ended July 31, 2022
 
$21.80
$0.31
$(1.74
)
$(1.43
)
$0.01
$(0.32
)
$(0.21
)
$(0.53
)
$19.85
(6.58
)%
$85,338
0.39
%
0.39
%
1.51
%
116
%
For the Year Ended July 31, 2021
 
$21.76
$0.25
$0.08
$0.33
$0.02
$(0.25
)
$(0.06
)
$(0.31
)
$21.80
1.64
%
$105,708
0.39
%
0.39
%
1.14
%
199
%
The accompanying notes are an integral part of these financial statements.
 
105
Hartford Active ETFs
Financial Highlights – (continued)
 
—Selected Per-Share Data(1)—
—Ratios and Supplemental Data —
 
Net Asset
Value at
Beginning
of Period
Net
Investment
Income
(Loss)
Net
Realized
and
Unrealized
Gain (Loss)
on
Investments
Total
from
Investment
Operations
Other
Capital
Dividends
from Net
Investment
Income
Distributions
from
Capital
Gains
Total
Dividends
and
Distributions
Net
Asset
Value at
End of
Period
Total
Return(2)
Net
Assets at
End of
Period
(000s)
Ratio of
Expenses
to
Average
Net
Assets
Before
Adjust-
ments(3)
Ratio of
Expenses
to
Average
Net
Assets
After
Adjust-
ments(3)
Ratio of
Net
Investment
Income
(Loss) to
Average
Net Assets
Portfolio
Turnover(4)
Hartford Strategic Income ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$34.83
$0.95
$0.75
$1.70
$0.00
(5)
$(1.00
)
$—
$(1.00
)
$35.53
4.92
%(6)
$575,646
0.49
%(7)
0.49
%(7)
5.36
%(7)
94
%(16)
For the Year Ended July 31, 2025
 
$34.40
$2.02
$0.62
$2.64
$0.02
$(2.23
)
$—
$(2.23
)
$34.83
7.98
%
$165,448
0.50
%
0.50
%
5.86
%
136
%(16)
For the Year Ended July 31, 2024
 
$33.23
$1.92
$1.40
$3.32
$0.01
$(2.16
)
$—
$(2.16
)
$34.40
10.43
%
$56,761
0.54
%
0.54
%
5.75
%
56
%(16)
For the Year Ended July 31, 2023
 
$33.69
$1.61
$(0.24
)
$1.37
$0.00
(5)
$(1.83
)
$—
$(1.83
)
$33.23
4.28
%
$53,172
0.54
%
0.54
%
4.89
%
63
%(16)
For the Period Ended July 31, 2022 (17)
 
$40.00
$0.91
$(6.35
)
$(5.44
)
$0.09
$(0.96
)
$—
$(0.96
)
$33.69
(13.52
)%(6)
$45,485
0.54
%(7)
0.54
%(7)
2.87
%(7)
39
%(16)
Hartford Total Return Bond ETF
For the Six-Month Period Ended January 31, 2026 (Unaudited)
 
$33.64
$0.76
$0.59
$1.35
$0.00
(5)
$(0.83
)
$—
$(0.83
)
$34.16
4.02
%(6)
$2,297,241
0.29
%(7)
0.29
%(7)
4.38
%(7)
36
%(18)
For the Year Ended July 31, 2025
 
$34.05
$1.53
$(0.42
)
$1.11
$0.00
(5)
$(1.52
)
$—
$(1.52
)
$33.64
3.33
%
$1,993,460
0.29
%
0.29
%
4.52
%
61
%(18)
For the Year Ended July 31, 2024
 
$33.28
$1.48
$0.72
$2.20
$0.01
$(1.44
)
$—
$(1.44
)
$34.05
6.86
%
$1,685,251
0.29
%
0.29
%
4.46
%
45
%(18)
For the Year Ended July 31, 2023
 
$35.19
$1.25
$(2.01
)
$(0.76
)
$0.00
(5)
$(1.15
)
$—
$(1.15
)
$33.28
(2.12
)%
$1,193,112
0.29
%
0.29
%
3.72
%
69
%(18)
For the Year Ended July 31, 2022
 
$41.16
$0.93
$(5.18
)
$(4.25
)
$0.01
$(1.02
)
$(0.71
)
$(1.73
)
$35.19
(10.60
)%
$969,596
0.29
%
0.29
%
2.46
%
61
%(18)
For the Year Ended July 31, 2021
 
$42.52
$0.85
$(0.35
)
$0.50
$0.01
$(0.91
)
$(0.96
)
$(1.87
)
$41.16
1.26
%
$1,059,971
0.29
%
0.29
%
2.07
%
49
%(18)
 
FINANCIAL HIGHLIGHTS FOOTNOTES
(1)
Information presented relates to a share outstanding throughout the indicated period. Net investment income (loss) per share amounts are calculated based on average
shares outstanding unless otherwise noted.
(2)
Total return is calculated assuming a hypothetical purchase of beneficial shares on the opening of the first day at the net asset value and a sale on the closing of the last day at the
net asset value of each period reported. Dividends and distributions, if any, are assumed for purposes of this calculation, to be reinvested at net asset value at the end of the
distribution day.
(3)
Adjustments include waivers and reimbursements, if applicable. Ratios do not include fees paid indirectly (see Expenses in the accompanying Notes to Financial Statements).
(4)
Portfolio turnover rate excludes securities received or delivered from in-kind processing of creations or redemptions, if any.
(5)
Per share amount is less than $0.005.
(6)
Not annualized.
(7)
Annualized.
(8)
Excluding TBA roll transactions. Had TBA roll transactions been included, the portfolio turnover rate would have been 47% and 53% for the years ended July 31, 2022 and July 31,
2021 respectively.
(9)
Excluding TBA roll transactions. Had TBA roll transactions been included, the portfolio turnover rate would have been 119% for the six-month period ended January 31, 2026 and
210%, 258%, 344%, 363% and 362% for the years ended July 31, 2025, July 31, 2024, July 31, 2023, July 31, 2022 and July 31, 2021 respectively.
(10)
The total returns have been calculated based on net assets which include adjustments made in accordance with U.S. Generally Accepted Accounting Principles required at period end
for financial reporting purposes. These figures do not necessarily reflect the total return experienced by the shareholder and disclosed in the Shareholder Report.
(11)
Commenced operations on September 23, 2025.
(12)
Reflects the Fund's portfolio turnover for the period September 23, 2025 through January 31, 2026.
(13)
Commenced operations on November 9, 2021.
(14)
Effective June 1, 2024, the Hartford Quality Value ETF changed its fiscal year end from October 31 to July 31 (See Note 1 in the Notes to Financial Statements).
(15)
As of October 13, 2023, the Hartford Quality Value ETF converted from a mutual fund to an ETF pursuant to an Agreement and Plan of Reorganization and Liquidation (the
"Reorganization"). All information and references to periods prior to the close of business on October 13, 2023 refers to the Predecessor Fund (as defined in Note 1). See Note 1 in
the Notes to Financial Statements for additional information about the Reorganization.
The accompanying notes are an integral part of these financial statements.
 
106
Hartford Active ETFs
Financial Highlights – (continued)
(16)
Excluding TBA roll transactions. Had TBA roll transactions been included, the portfolio turnover rate would have been 193% for the six-month period ended January 31, 2026 and
201%, 162%, 173% and 143% for the years ended July 31, 2025, July 31, 2024, July 31, 2023 and July 31, 2022 respectively.
(17)
Commenced operations on September 21, 2021.
(18)
Excluding TBA roll transactions. Had TBA roll transactions been included, the portfolio turnover rate would have been 221% for the six-month period ended January 31, 2026 and
329%, 359%, 436%, 450% and 499% for the years ended July 31, 2025, July 31, 2024, July 31, 2023, July 31, 2022 and July 31, 2021 respectively.
The accompanying notes are an integral part of these financial statements.
 
107
Hartford Active ETFs
 Notes to Financial Statements
 January 31, 2026 (Unaudited) 
1.
Organization:
Hartford Funds Exchange-Traded Trust (the "Trust") is an open-end registered management investment company comprised of ten operational series as of January 31, 2026. Financial statements for the series of the Trust listed below (each, a "Fund" and collectively, the "Funds") are included in this report. 
Hartford Funds Exchange-Traded Trust:
Hartford AAA CLO ETF (the "AAA CLO ETF")
Hartford Core Bond ETF (the "Core Bond ETF")
Hartford Dynamic Bond ETF (the "Dynamic Bond ETF")
Hartford Large Cap Growth ETF (the "Large Cap Growth ETF")
Hartford Municipal Opportunities ETF (the "Municipal Opportunities ETF")
Hartford Quality Value ETF (the "Quality Value ETF")
Hartford Schroders Tax-Aware Bond ETF (the "Tax-Aware Bond ETF")
Hartford Strategic Income ETF (the "Strategic Income ETF")
Hartford Total Return Bond ETF (the "Total Return Bond ETF")
AAA CLO ETF commenced operations on May 30, 2018 and changed its name, investment objective and strategy as of February 12, 2024. Core Bond ETF commenced operations on February 19, 2020. Dynamic Bond ETF commenced operations on September 23, 2025. Large Cap Growth ETF commenced operations on November 9, 2021. Municipal Opportunities ETF commenced operations on December 13, 2017. Tax-Aware Bond ETF commenced operations on April 18, 2018. Strategic Income ETF commenced operations on September 21, 2021 and changed its name, investment objective and strategy as of September 30, 2024. Total Return Bond ETF commenced operations on September 27, 2017. Each Fund is an actively managed, exchange-traded fund ("ETF") that trades on an exchange like other publicly traded securities. Shares of Municipal Opportunities ETF, Tax-Aware Bond ETF and Total Return Bond ETF are listed and traded on NYSE Arca, Inc. ("NYSE Arca"). Shares of AAA CLO ETF, Core Bond ETF, Large Cap Growth ETF, Quality Value ETF and Strategic Income ETF are listed and traded on Cboe BZX Exchange, Inc. ("Cboe BZX"). Shares of Dynamic Bond ETF are listed and traded on The NASDAQ Stock Market LLC ("NASDAQ Stock Market"). Each share of a Fund represents a partial ownership in securities held by the Fund. Shares of a Fund may be purchased or redeemed directly from the Fund in Creation Units at net asset value ("NAV") only by certain large institutional investors ("Authorized Participants") who have entered into agreements with ALPS Distributors, Inc. ("ALPS" or the "Distributor"), the Funds’ Distributor.
Quality Value ETF acquired all the assets and liabilities of the Hartford Quality Value Fund (the "Predecessor Fund") pursuant to an Agreement and Plan of Reorganization and Liquidation as of the close of business on October 13, 2023 (the “Reorganization”). Prior to October 13, 2023, the financial statements of the Quality Value ETF reflect the historical results of the Predecessor Fund. All information and references to periods prior to the close of business on October 13, 2023, refer to the Predecessor Fund. Following the Reorganization, the Predecessor Fund’s performance and financial history were adopted by Quality Value ETF.
Effective as of June 1, 2024, the Quality Value ETF fiscal year end changed from October 31 to July 31.
The assets of each Fund are separate, and a shareholder's interest is limited to the Fund in which shares are held. The Trust was organized as a Delaware statutory trust on September 20, 2010 and is registered with the Securities and Exchange Commission (the "SEC") under the Investment Company Act of 1940, as amended (the "1940 Act"). The shares of the Funds are registered under the Securities Act of 1933, as amended (the "Securities Act"). Each Fund is a diversified open-end management investment company. Each Fund applies specialized accounting and reporting standards under Financial Accounting Standards Board ("FASB") Accounting Standards Codification Topic 946 "Financial Services – Investment Companies."
2.
Significant Accounting Policies:
The following is a summary of significant accounting policies of each Fund used in the preparation of its financial statements, which are in accordance with United States Generally Accepted Accounting Principles ("U.S. GAAP"). The preparation of financial statements in accordance with U.S. GAAP may require management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates.
a)
Determination of Net Asset Value – The NAV of each Fund's shares is determined as of the close of regular trading on the New York Stock Exchange (the “Exchange”) (normally 4:00 p.m. Eastern Time) (the “NYSE Close”) on each day that the Exchange is open (“Valuation Date”). If the Exchange is closed due to weather or other extraordinary circumstances on a day it would typically be open for business, each Fund may treat such day as a typical business day and accept creation and redemption orders from Authorized Participants and calculate
 
108
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
each Fund’s NAV in accordance with applicable law. The NAV for the shares of each Fund is determined by dividing the value of the Fund’s net assets attributable to the shares by the number of shares outstanding. Information that becomes known to the Funds after the NAV has been calculated on a particular day will not generally be used to retroactively adjust the NAV determined earlier that day.
b)
Investment Valuation and Fair Value Measurements – For purposes of calculating the NAV per share of each Fund, portfolio securities and other assets held in a Fund’s portfolio for which market prices are readily available are valued at market value. Market value is generally determined on the basis of official close price or last reported trade price. If no trades were reported, market value is based on prices obtained from a quotation reporting system, established market makers (including evaluated prices), or independent pricing services. Pricing vendors may use matrix pricing or valuation models that utilize certain inputs and assumptions to derive values, including transaction data, credit quality information, general market conditions, news, and other factors and assumptions.
With respect to a Fund's investments that do not have readily available market prices, the Trust's Board of Trustees (the "Board") has designated Hartford Funds Management Company, LLC (the "Investment Manager" or "HFMC") as its valuation designee to perform fair valuations pursuant to Rule 2a-5 under the 1940 Act (the "Valuation Designee").
If market prices are not readily available or deemed unreliable, the Valuation Designee determines the fair value of the security or other instrument in good faith under policies and procedures approved by and under the supervision of the Board ("Valuation Procedures").
The Valuation Designee has delegated the day-to-day responsibility for implementing the Valuation Procedures to the Valuation Committee (the "Valuation Committee"). The Valuation Committee will consider all available relevant factors in determining an investment’s fair value. The Valuation Designee reports fair value matters to the Audit Committee of the Board.
Securities and other instruments that are primarily traded on foreign markets may trade on days that are not business days of the Funds. The value of the foreign securities or other instruments in which a Fund invests may change on days when a shareholder will not be able to purchase, sell or redeem shares of the Fund.
Fixed income investments (other than short-term obligations) and non-exchange traded derivatives held by a Fund are normally valued at prices supplied by independent pricing services in accordance with the Valuation Procedures. Short-term investments maturing in 60 days or less are generally valued at amortized cost, which approximates fair value.
Exchange-traded derivatives, such as options, futures and options on futures, are valued at the last sale price determined by the exchange where such instruments principally trade as of the close of such exchange ("Exchange Close"). If a last sale price is not available, the value will be the mean of the most recently quoted bid and ask prices as of the Exchange Close. If a mean of the bid and ask prices cannot be calculated for the day, the value will be the most recently quoted bid price as of the Exchange Close. Over-the-counter derivatives are normally valued based on prices supplied by independent pricing services in accordance with the Valuation Procedures.
Investments valued in currencies other than U.S. dollars are converted to U.S. dollars using the prevailing spot currency exchange rates obtained from independent pricing services for calculation of the NAV. As a result, the NAV of a Fund’s shares may be affected by changes in the value of currencies in relation to the U.S. dollar. The value of securities or other instruments traded in markets outside the United States or denominated in currencies other than the U.S. dollar may be affected significantly on a day that the Exchange is closed and the market value may change on days when an investor is not able to purchase, sell or redeem shares of a Fund.
Foreign currency contracts represent agreements to exchange currencies on specific future dates at predetermined rates. Foreign currency contracts are valued using foreign currency exchange rates and forward rates as provided by an independent pricing service on the Valuation Date.
Shares of investment companies listed and traded on an exchange are valued in the same manner as any exchange-listed equity security. Investments in investment companies that are not listed or traded on an exchange ("Non-Traded Funds"), if any, are valued at the respective NAV of each Non-Traded Fund on the Valuation Date. Such Non-Traded Funds and listed investment companies may use fair value pricing as disclosed in their prospectuses.
Financial instruments for which prices are not available from an independent pricing service may be valued using quotations obtained from one or more dealers that make markets in the respective financial instrument in accordance with the Valuation Procedures.
 
109
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
U.S. GAAP defines fair value as the price that a Fund would receive to sell an asset or pay to transfer a liability in an orderly transaction between market participants. The U.S. GAAP fair value measurement standards require disclosure of a fair value hierarchy for each major category of assets and liabilities. Various inputs are used in determining the fair value of each Fund’s investments. These inputs are summarized into three broad hierarchy levels. This hierarchy is based on whether the valuation inputs are observable or unobservable. These levels are:
•
Level 1 – Quoted prices in active markets for identical investments. Level 1 may include exchange-traded instruments, such as domestic equities, some foreign equities, options, futures, mutual funds, exchange-traded funds, rights and warrants.
•
Level 2 – Observable inputs other than Level 1 prices, such as quoted prices for similar investments; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data. Level 2 may include debt investments that are traded less frequently than exchange traded instruments and which are valued using independent pricing services; senior floating rate interests, which are valued using an aggregate of dealer bids; short-term investments, which are valued at amortized cost; and swaps, which are valued based upon the terms of each swap contract.
•
Level 3 – Significant unobservable inputs that are supported by limited or no market activity. Level 3 may include financial instruments whose values are determined using indicative market quotes or require significant management judgment or estimation. These unobservable valuation inputs may include estimates for current yields, maturity/duration, prepayment speed, and indicative market quotes for comparable investments along with other assumptions relating to credit quality, collateral value, complexity of the investment structure, general market conditions and liquidity. This category may include investments where trading has been halted or there are certain restrictions on trading. While these investments are priced using unobservable inputs, the valuation of these investments reflects the best available data and management believes the prices are a reasonable representation of exit price.
Valuation levels are not necessarily indicative of the risk associated with investing in such investments. Individual investments within any of the above mentioned asset classes may be assigned a different hierarchical level than those presented above, as individual circumstances dictate.
For additional information, refer to the Fair Value Summary and the Level 3 roll-forward reconciliation, if applicable, which follows each Fund’s Schedule of Investments.
c)
Investment Transactions and Investment Income – Investment transactions are recorded as of the trade date (the date the order to buy or sell is executed) for financial reporting purposes. Investments purchased or sold on a when-issued or delayed-delivery basis may be settled a month or more after the trade date. Realized gains and losses are determined on the basis of identified cost. Income tax-related interest and penalties, if incurred, are recorded as income tax expense.
The trade date for senior floating rate interests purchased in the primary loan market is considered the date on which the loan allocations are determined. The trade date for senior floating rate interests purchased in the secondary loan market is the date on which the transaction is entered into.
Dividend income from domestic securities is accrued on the ex-dividend date. In general, dividend income from foreign securities is recorded on the ex-date; however, dividend notifications in certain foreign jurisdictions may not be available in a timely manner and as a result, such Fund will record the dividend as soon as the relevant details (i.e., rate per share, payment date, shareholders of record, etc.) are publicly available. Interest income, including amortization of premium, accretion of discounts, inflation adjustments and additional principal received in-kind in lieu of cash, is accrued on a daily basis. Paydown gains and losses on mortgage-related and other asset-backed securities are included in interest income in the Statements of Operations, as applicable.
Idle cash and currency balances may be swept into overnight sweep accounts held in a demand deposit account at State Street Bank and Trust Company ("State Street") that earn interest, which are classified as interest income on the Statements of Operations.
Please refer to Note 8 for Securities Lending information.
d)
Taxes – A Fund may be subject to taxes imposed on realized gains on securities of certain foreign countries in which such Fund invests. A Fund may also be subject to taxes withheld on foreign dividends and interest from securities in which such Fund invests. The amount of any foreign taxes withheld and foreign tax expense is included on the accompanying Statements of Operations as a reduction to net investment income or net realized or unrealized gain (loss) on investments in these securities, if applicable. 
e)
Foreign Currency Transactions – Assets and liabilities denominated in currencies other than U.S. dollars are translated into U.S. dollars at the exchange rates in effect on the Valuation Date. Purchases and sales of investments, income and expenses are translated into U.S. dollars at the exchange rates on the dates of such transactions.
 
110
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
A Fund does not isolate that portion of portfolio investment valuation resulting from fluctuations in the foreign currency exchange rates from the fluctuations arising from changes in the market prices of investments held. Exchange rate fluctuations are included with the net realized and unrealized gain or loss on investments in the accompanying financial statements.
Net realized foreign exchange gains or losses arise from sales of foreign currencies and the difference between asset and liability amounts initially stated in foreign currencies and the U.S. dollar value of the amounts actually received or paid. Net unrealized foreign exchange gains or losses arise from changes in the value of other assets and liabilities at the end of the reporting period, resulting from changes in the exchange rates.
f)
Dividend Distributions to Shareholders – Dividends are declared pursuant to a policy adopted by the Board. Dividends and/or distributions to shareholders are recorded on ex-date. The policy of AAA CLO ETF, Core Bond ETF, Dynamic Bond ETF, Municipal Opportunities ETF, Tax-Aware Bond ETF, Strategic Income ETF and Total Return Bond ETF is to pay dividends from net investment income, if any, monthly and realized gains, if any, at least once a year. The policy of Large Cap Growth ETF and Quality Value ETF is to pay dividends from net investment income, if any, annually, and realized gains, if any, at least once a year. Dividends may be declared and paid more frequently or at any other times to comply with the distribution requirements of the Internal Revenue Code.
Income dividends and capital gains distributions are determined in accordance with federal income tax regulations, which may differ from U.S. GAAP with respect to character and timing.
g)
Segment Reporting – The Funds adopted Financial Accounting Standards Board Accounting Standards Update 2023-07, Segment Reporting (Topic 280) - Improvements to Reportable Segment Disclosures (“ASU 2023-07”). Each Fund operates in one segment. The segment derives its revenues from Fund investments made in accordance with the defined investment strategy of such Fund, as prescribed in its prospectus. The Chief Operating Decision Maker (“CODM”) is the Senior Leadership Committee of the Investment Manager. The CODM monitors the operating results of each Fund. The financial information the CODM leverages to assess the segment’s performance and to make decisions for each Fund's single segment is consistent with that presented within the Fund’s financial statements and financial highlights.
3.
Securities and Other Investments:
a)
Restricted Securities – Each Fund may invest in securities that are subject to legal or contractual restrictions on resale. These securities generally may be resold in transactions exempt from registration or to the public if the securities are registered. Disposal of these securities may involve time-consuming negotiations and expense, and prompt sale at an acceptable price may be difficult. Information regarding restricted securities, if applicable, is included at the end of each Fund's Schedule of Investments.
b)
Investments Purchased on a When-Issued or Delayed-Delivery Basis – Delivery and payment for investments that have been purchased by a Fund on a forward commitment, or when-issued or delayed-delivery basis, take place beyond the customary settlement period. A Fund may dispose of or renegotiate a delayed-delivery transaction after it is entered into, and may sell delayed-delivery investments before they are delivered, which may result in a realized gain or loss. During this period, such investments are subject to market fluctuations, and a Fund identifies investments segregated in its records with a value at least equal to the amount of the commitment. See each Fund’s Schedule of Investments, if applicable, for when-issued or delayed-delivery investments as of January 31, 2026.
A Fund may enter into to-be announced ("TBA") commitments. TBA commitments are forward agreements for the purchase or sale of mortgage-backed securities for a fixed price, with payment and delivery on an agreed-upon future settlement date. The specific securities to be delivered are not identified at the trade date; however, delivered securities must meet specified terms, including issuer, rate and mortgage terms. Although a Fund may enter into TBA commitments with the intention of acquiring or delivering securities for its portfolio, the Fund can extend the settlement date, roll the transaction, or dispose of a commitment prior to settlement if deemed appropriate to do so. If the TBA commitment is closed through the acquisition of an offsetting TBA commitment, a Fund realizes a gain or loss. In a TBA roll transaction, a Fund generally purchases or sells the initial TBA commitment prior to the agreed upon settlement date and enters into a new TBA commitment for future delivery or receipt of the mortgage-backed securities. TBA commitments involve a risk of loss if the value of the security to be purchased or sold declines or increases, respectively, prior to settlement date. See each Fund's Schedule of Investments, if applicable, for TBA commitments as of January 31, 2026.
c)
Senior Floating Rate Interests – Certain Funds may invest in senior floating rate interests. Senior floating rate interests generally hold the most senior position in the capital structure of a business entity (the "Borrower"), are typically secured by specific collateral and have a claim on the assets and/or stock of the Borrower that is senior to that held by subordinated debt holders and stockholders of the Borrower. Senior floating rate interests are typically structured and administered by a financial institution that acts as the agent of the lenders participating in the senior floating rate interest. A Fund may invest in multiple series or tranches of a senior floating rate interest, which may have varying terms and carry different associated risks. A Fund may also enter into unfunded loan commitments, which are contractual obligations for future funding. Unfunded loan commitments may include revolving credit facilities, which may obligate a Fund to supply additional cash to
 
111
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
the Borrower on demand. Unfunded loan commitments represent a future obligation in full. A Fund may receive a commitment fee based on the undrawn portion of the underlying line of credit portion of a senior floating rate interest. In certain circumstances, a Fund may receive various fees upon the restructure of a senior floating rate interest by a borrower. Fees earned/paid may be recorded as a component of income or realized gain/loss in the Statements of Operations.
Senior floating rate interests are typically rated below-investment-grade, which suggests they are more likely to default and generally pay higher interest rates than investment-grade loans. A default could lead to non-payment of income, which would result in a reduction of income to a Fund, and there can be no assurance that the liquidation of any collateral would satisfy the Borrower’s obligation in the event of non-payment of scheduled interest or principal payments, or that such collateral could be readily liquidated. See each Fund's Schedule of Investments, if applicable, for outstanding senior floating rate interests as of January 31, 2026.
d)
Mortgage-Related and Other Asset-Backed Securities – A Fund may invest in mortgage-related and other asset-backed securities. These securities include mortgage pass-through securities, collateralized mortgage obligations, commercial mortgage-backed securities, stripped mortgage-backed securities, asset-backed securities, collateralized debt obligations and other securities that directly or indirectly represent a participation in, or are secured by and payable from, mortgage loans on real property. Mortgage-related securities are created from pools of residential or commercial mortgage loans, including mortgage loans made by savings and loan institutions, mortgage bankers, commercial banks and others. Asset-backed securities are created from many types of assets, including auto loans, credit card receivables, home equity loans, and student loans. These securities provide a monthly payment that consists of both interest and principal payments. Interest payments may be determined by fixed or adjustable rates. The rate of prepayments on underlying mortgages will affect the price and volatility of a mortgage-related security, and may have the effect of shortening or extending the effective duration of the security relative to what was anticipated at the time of purchase. The timely payment of principal and interest of certain mortgage-related securities is guaranteed by the full faith and credit of the United States Government. Mortgage-related and other asset-backed securities created and guaranteed by non-governmental issuers, including government-sponsored corporations, may be supported by various forms of insurance or guarantees, but there can be no assurance that the private insurers or guarantors can meet their obligations under the insurance policies or guarantee arrangements. See each Fund's Schedule of Investments, if applicable, for mortgage-related and other asset-backed securities as of January 31, 2026.
e)
Repurchase Agreements – A repurchase agreement is an agreement between two parties whereby one party sells the other a security at a specified price with a commitment to repurchase the security later at an agreed-upon price, date and interest payment. Each Fund is permitted to enter into fully collateralized repurchase agreements. The Trust's Board has delegated to the sub-adviser(s), as applicable, the responsibility of evaluating the creditworthiness of the banks and securities dealers with which the Funds will engage in repurchase agreements. The sub-adviser(s) will monitor such transactions to ensure that the value of underlying collateral will be at least equal to the total amount of the repurchase obligation as required by the valuation provision of the repurchase agreement, including the accrued interest. Repurchase agreements carry the risk that the market value of the securities declines below the repurchase price. A Fund could also lose money if it is unable to recover the securities and the value of any collateral held is less than the value of the securities. In the event the borrower commences bankruptcy proceedings, a court may characterize the transaction as a loan. If a Fund has not perfected a security interest in the underlying collateral, the Fund may be required to return the underlying collateral to the borrower’s estate and be treated as an unsecured creditor. As an unsecured creditor, the Fund could lose some or all of the principal and interest involved in the transaction. See each Fund's Schedule of Investments, if applicable, for repurchase agreements as of January 31, 2026. 
4.
Financial Derivative Instruments:
The following disclosures contain information on the derivative instruments used by a Fund during the period, the credit-risk-related contingent features in certain derivative instruments, and how such derivative instruments affect the financial position and results of operations of the applicable Fund. The location and fair value amounts of these instruments on the Statements of Assets and Liabilities and the realized gains and losses and changes in unrealized gains and losses on the Statements of Operations, each categorized by type of derivative contract, are included in the following Additional Derivative Instrument Information footnote. The derivative instruments outstanding as of period-end are disclosed in the notes to the Schedules of Investments, if applicable. The amounts of realized gains and losses and changes in unrealized gains and losses on derivative instruments during the period are disclosed in the Statements of Operations.
a)
Futures Contracts – A Fund may enter into futures contracts. A futures contract is an agreement between two parties to buy or sell an asset at a set price on a future date. A Fund may use futures contracts to manage risk or obtain exposure to the investment markets, commodities, or movements in interest rates and currency values. The primary risks associated with the use of futures contracts are the imperfect correlation between the change in market value of the investments held by a Fund and the prices of futures contracts and the possibility of an illiquid market. Upon entering into a futures contract, a Fund is required to deposit with a futures commission merchant ("FCM") an amount of cash or U.S. Government or Agency Obligations in accordance with the initial margin requirements of the broker or exchange. Futures contracts are marked to market daily and an appropriate amount equal to the change in value ("variation margin") is paid or received
 
112
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
by a Fund. Gains or losses are recognized but not considered realized until the contracts expire or are closed. Futures contracts involve, to varying degrees, risk of loss in excess of the variation margin disclosed on the Statements of Assets and Liabilities.
During the six-month period ended January 31, 2026, each of Core Bond ETF, Dynamic Bond ETF, Tax-Aware Bond ETF, Strategic Income ETF and Total Return Bond ETF had used Futures Contracts.
b)
Foreign Currency Contracts – A Fund may enter into foreign currency contracts that obligate the Fund to purchase or sell currencies at specified future dates. Foreign currency contracts may be used in connection with settling purchases or sales of securities to hedge the currency exposure associated with some or all of a Fund’s investments and/or as part of an investment strategy. Foreign currency contracts are marked to market daily and the change in value is recorded by a Fund as an unrealized gain or loss. A Fund will record a realized gain or loss when the foreign currency contract is settled.
Foreign currency contracts involve elements of market risk in excess of the amounts reflected in the Statements of Assets and Liabilities. In addition, risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of the contracts and from unanticipated movements in the value of the foreign currencies relative to the U.S. dollar. Upon entering into a foreign currency contract, a Fund may be required to post margin equal to its outstanding exposure thereunder.
During the six-month period ended January 31, 2026, each of Strategic Income ETF and Total Return Bond ETF had used Foreign Currency Contracts.
c)
Options Contracts – An option contract is a contract sold by one party to another party that offers the buyer the right, but not the obligation, to buy (call) or sell (put) an investment or other financial asset at an agreed-upon price during a specific period of time or on a specific date. Option contracts are either over-the-counter ("OTC") options or executed in a registered exchange ("exchange-traded options"). A Fund may write (sell) covered call and put options on futures, swaps ("swaptions"), securities, commodities or currencies. Writing put options may increase a Fund’s exposure to the underlying instrument. Writing call options may decrease a Fund’s exposure to the underlying instrument. Premiums received from writing options that expire are treated as realized gains. Premiums received from writing options that are exercised or closed are added to the proceeds or offset amounts paid on the underlying futures, swaps, investments or currency transactions to determine the realized gain or loss. A Fund, as a writer of an option, has no control over whether the underlying instrument may be sold (call) or purchased (put) and as a result bears the market risk of an unfavorable change in the price of the instrument underlying the written option. There is the risk a Fund may not be able to enter into a closing transaction because of an illiquid market. A Fund may also purchase put and call options. Purchasing call options may increase a Fund’s exposure to the underlying instrument. Purchasing put options may decrease a Fund’s exposure to the underlying instrument. A Fund pays a premium, which is included on the Fund’s Statement of Assets and Liabilities as an investment and is subsequently marked to market to reflect the current value of the option. Premiums paid for purchasing options that expire are treated as realized losses. Certain options may be purchased with premiums to be determined on a future date. The premiums for these options are based upon implied volatility parameters at specified terms. The risk associated with purchasing put and call options is generally limited to the premium paid. Premiums paid for purchasing options that are exercised or closed are added to the amounts paid or offset against the proceeds on the underlying investment transaction to determine the realized gain or loss. Entering into OTC options also exposes a Fund to counterparty risk. Counterparty risk is the possibility that the counterparty to the agreements may default on its obligation to perform or disagree as to the meaning of the contractual terms in the agreements.
During the six-month period ended January 31, 2026, each of Core Bond ETF, Strategic Income ETF and Total Return Bond ETF had used Options Contracts.
d)
Swap Contracts – A Fund may invest in swap contracts. Swap contracts are agreements to exchange or swap investment cash flows, assets, foreign currencies or market-linked returns at specified future intervals. Swap contracts are either privately negotiated in the over-the-counter market ("OTC swaps") or cleared through a central counterparty or derivatives clearing organization ("centrally cleared swaps"). A Fund may enter into credit default, total return, cross-currency, interest rate, inflation and other forms of swap contracts to manage its exposure to credit, currency, interest rate, commodity and inflation risk. Swap contracts are also used to gain exposure to certain markets. In connection with these contracts, investments or cash may be identified as collateral or margin in accordance with the terms of the respective swap contracts and/or master netting arrangement to provide assets of value and recourse in the event of default or bankruptcy/insolvency.
Swaps are valued in accordance with the Valuation Procedures. Changes in market value, if any, are reflected as a component of net changes in unrealized appreciation or depreciation on the Statements of Operations. Daily changes in valuation of centrally cleared swaps, if any, are recorded as a receivable or payable for the change in value ("variation margin") on the Statements of Assets and Liabilities. Realized gains or losses on centrally cleared swaps are recorded upon the termination of the swaps. OTC swap payments received or paid at the beginning of the measurement period are reflected as such on the Statements of Assets and Liabilities and represent premiums paid or received upon entering into the swap contract to compensate for differences between the stated terms of the swap contract and prevailing market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors). These upfront premiums are recorded
 
113
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
as realized gains or losses on the Statements of Operations upon termination or maturity of the swap. A liquidation payment received or made at the termination or maturity of the swap is recorded as a realized gain or loss on the Statements of Operations. Net periodic payments received or paid by a Fund are included as part of realized gains or losses on the Statements of Operations.
Entering into these contracts involves, to varying degrees, elements of liquidation, counterparty, credit and market risk in excess of the amounts recognized on the Statements of Assets and Liabilities. Such risks involve the possibility that there will be no liquid market for these contracts, that the counterparty to the contracts may default on its obligation to perform or disagree as to the meaning of contractual terms in the contracts, and that there may be unfavorable changes in market conditions (credit spreads, currency exchange rates, interest rates and other relevant factors).
To seek to mitigate counterparty risk associated with OTC swaps, a Fund may enter into a master netting arrangement between a Fund and the counterparty, which allows for the netting of payments made or received (although such amounts are presented on a gross basis within the Statements of Assets and Liabilities, as applicable) as well as the posting of collateral to a Fund to cover the Fund’s exposure to the counterparty. In a centrally cleared swap, while a Fund enters into an agreement with a clearing broker to execute contracts with a counterparty, the performance of the swap is guaranteed by the central clearinghouse, which reduces the Fund’s exposure to counterparty risk. However, the Fund is still exposed to a certain amount of counterparty risk through the clearing broker and clearinghouse. The clearinghouse attempts to minimize this risk to its participants through the use of mandatory margin requirements, daily cash settlements and other procedures. Likewise, the clearing broker reduces its risk through margin requirements and required segregation of customer balances.
Credit Default Swap Contracts – The credit default swap market allows a Fund to manage credit risk through buying and selling credit protection on a specific issuer, asset or basket of assets. Certain credit default swaps involve the exchange of a fixed rate premium for protection against the loss in value of an underlying investment or index in the event of a credit event, such as payment default or bankruptcy.
Under a credit default swap contract, one party acts as guarantor by receiving the fixed periodic payment in exchange for the commitment to purchase the underlying investment at par if the defined credit event occurs. Upon the occurrence of a defined credit event, the difference between the value of the reference obligation and the swap’s notional amount is recorded as realized gain or loss on swap transactions in the Statements of Operations. A "buyer" of credit protection agrees to pay a counterparty to assume the credit risk of an issuer upon the occurrence of certain events. The "seller" of the protection receives periodic payments and agrees to assume the credit risk of an issuer upon the occurrence of certain events. Although specified events are contract specific, credit events are generally defined as bankruptcy, failure to pay, restructuring, obligation acceleration, obligation default or repudiation/moratorium. A "seller’s" exposure is limited to the total notional amount of the credit default swap contract. These potential amounts would be partially offset by any recovery values of the respective referenced obligations or upfront payments received upon entering into the contract.
Implied credit spreads, represented in absolute terms, utilized in determining the market value of credit default swap contracts on corporate issues, sovereign government issues or U.S. municipal issues as of year-end are disclosed in the notes to the Schedules of Investments, as applicable, and serve as an indicator of the current status of the payment/performance risk and represent the likelihood or risk of default for the credit derivative. The implied credit spread of a particular referenced entity reflects the cost of buying/selling protection and there may also be upfront payments required to be made to enter into the contract. Wider credit spreads represent a deterioration of the referenced entity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract. For credit default swap contracts on credit indices, the quoted market prices and resulting values serve as the indicator of the current status of the payment/performance risk. Increasing market values, in absolute terms when compared to the notional amount of the swap, represent a deterioration of the referenced equity’s credit soundness and a greater likelihood or risk of default or other credit event occurring as defined under the terms of the contract.
During the six-month period ended January 31, 2026, each of Dynamic Bond ETF, Strategic Income ETF and Total Return Bond ETF had used Credit Default Swap Contracts.
Interest Rate Swap Contracts – A Fund may use interest rate swaps to hedge interest rate and duration risk. In a typical interest rate swap, one party agrees to make regular payments equal to a floating interest rate, based on a specified interest rate or benchmark (e.g. Secured Overnight Financing Rate (“SOFR”)), multiplied by a notional amount, in return for payments equal to a fixed rate multiplied by the same amount, for a specific period of time. The net interest received or paid on interest rate swap contracts is recorded as a realized gain or loss. Interest rate swaps are marked to market daily and the change, if any, is recorded as an unrealized gain or loss in the Statements of Operations. When the interest rate swap contract is terminated early, a Fund records a realized gain or loss equal to the difference between the current market value and the upfront premium or cost.
 
114
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
If an interest rate swap contract provides for payments in different currencies, the parties might agree to exchange the notional amount as well. Interest rate swaps may also depend on other prices or rates, such as the value of an index. The risks of interest rate swaps include changes in market conditions, which will affect the value of the contract or the cash flows and the possible inability of the counterparty to fulfill its obligations under the contract. 
During the six-month period ended January 31, 2026, each of Core Bond ETF, Strategic Income ETF and Total Return Bond ETF had used Interest Rate Swap Contracts.
e)
Additional Derivative Instrument Information:
Core Bond ETF 
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Assets:
Investments in securities, at value (purchased options), market value
$293,252
$—
$—
$—
$—
$293,252
Unrealized appreciation on futures contracts(1)
150,673
—
—
—
—
150,673
Unrealized appreciation on swap contracts(2)
530,108
—
—
—
—
530,108
Total
$974,033
$—
$—
$—
$—
$974,033
Liabilities:
Unrealized depreciation on futures contracts(1)
$223,359
$—
$—
$—
$—
$223,359
Total
$223,359
$—
$—
$—
$—
$223,359
 
(1)
Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures
Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities.
(2)
Amount represents the cumulative appreciation and depreciation on centrally cleared swaps, if applicable, as disclosed within the Schedule of Investments. Only the
current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. OTC swaps are reported within the Statement of Assets and Liabilities
within Unrealized appreciation and depreciation on OTC swap contracts, if applicable.
 
The Effect of Derivative Instruments on the Statement of Operations for the period ended January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations:
Net realized gain (loss) on futures contracts
$(103,369
)
$—
$—
$—
$—
$(103,369
)
Net realized gain (loss) on swap contracts
5,593
—
—
—
—
5,593
Total
$(97,776
)
$—
$—
$—
$—
$(97,776
)
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized
as a Result of Operations:
Net change in unrealized appreciation (depreciation) of investments in purchased
options contracts
$(15,582
)
$—
$—
$—
$—
$(15,582
)
Net change in unrealized appreciation (depreciation) of futures contracts
(102,017
)
—
—
—
—
(102,017
)
Net change in unrealized appreciation (depreciation) of swap contracts
116,680
—
—
—
—
116,680
Total
$(919
)
$—
$—
$—
$—
$(919
)
For the period ended January 31, 2026, the average monthly amount or number per contract outstanding for each derivative type was as follows: 
Derivative Description
Average Notional
Par, Contracts
or Face Amount
Purchased Options at Notional Amount
$2,893,333
Futures Contracts Number of Long Contracts
188
Futures Contracts Number of Short Contracts
(209
)
Swap Contracts at Notional Amount
$6,835,000
 
115
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Dynamic Bond ETF 
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Assets:
Unrealized appreciation on swap contracts(1)
$—
$—
$1,621
$—
$—
$1,621
Total
$—
$—
$1,621
$—
$—
$1,621
 
(1)
Amount represents the cumulative appreciation and depreciation on centrally cleared swaps, if applicable, as disclosed within the Schedule of Investments. Only the
current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. OTC swaps are reported within the Statement of Assets and Liabilities
within Unrealized appreciation and depreciation on OTC swap contracts, if applicable.
 
The Effect of Derivative Instruments on the Statement of Operations for the period ended January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations:
Net realized gain (loss) on futures contracts
$(2,168
)
$—
$—
$—
$—
$(2,168
)
Net realized gain (loss) on swap contracts
—
—
9,121
—
—
9,121
Total
$(2,168
)
$—
$9,121
$—
$—
$6,953
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized
as a Result of Operations:
Net change in unrealized appreciation (depreciation) of swap contracts
$—
$—
$1,621
$—
$—
$1,621
Total
$—
$—
$1,621
$—
$—
$1,621
For the period ended January 31, 2026, the average monthly amount or number per contract outstanding for each derivative type was as follows: 
Derivative Description
Average Notional
Par, Contracts
or Face Amount
Futures Contracts Number of Long Contracts
1
Swap Contracts at Notional Amount
$273,475
Tax-Aware Bond ETF 
The Effect of Derivative Instruments on the Statement of Operations for the period ended January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations:
Net realized gain (loss) on futures contracts
$(329,101
)
$—
$—
$—
$—
$(329,101
)
Total
$(329,101
)
$—
$—
$—
$—
$(329,101
)
Net Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized
as a Result of Operations:
Net change in unrealized appreciation (depreciation) of futures contracts
$127,731
$—
$—
$—
$—
$127,731
Total
$127,731
$—
$—
$—
$—
$127,731
For the period ended January 31, 2026, the average monthly amount or number per contract outstanding for each derivative type was as follows: 
Derivative Description
Average Notional
Par, Contracts
or Face Amount
Futures Contracts Number of Short Contracts
(21
)
 
116
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Strategic Income ETF 
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Assets:
Investments in securities, at value (purchased options), market value
$—
$26,275
$—
$—
$—
$26,275
Unrealized appreciation on futures contracts(1)
235,178
—
—
—
—
235,178
Unrealized appreciation on foreign currency contracts
—
480,525
—
—
—
480,525
Unrealized appreciation on swap contracts(2)
264,213
—
—
—
—
264,213
Total
$499,391
$506,800
$—
$—
$—
$1,006,191
Liabilities:
Unrealized depreciation on futures contracts(1)
$713,015
$—
$—
$—
$—
$713,015
Unrealized depreciation on foreign currency contracts
—
875,608
—
—
—
875,608
Written options, market value
—
6,134
—
—
—
6,134
Unrealized depreciation on swap contracts(2)
11,516
—
20,535
—
—
32,051
Total
$724,531
$881,742
$20,535
$—
$—
$1,626,808
 
(1)
Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures
Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities.
(2)
Amount represents the cumulative appreciation and depreciation on centrally cleared swaps, if applicable, as disclosed within the Schedule of Investments. Only the
current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. OTC swaps are reported within the Statement of Assets and Liabilities
within Unrealized appreciation and depreciation on OTC swap contracts, if applicable.
 
The Effect of Derivative Instruments on the Statement of Operations for the period ended January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations:
Net realized gain (loss) on futures contracts
$505,193
$—
$—
$—
$—
$505,193
Net realized gain (loss) on swap contracts
(62,005
)
—
757,925
—
—
695,920
Net realized gain (loss) on foreign currency contracts
—
(327,144
)
—
—
—
(327,144
)
Total
$443,188
$(327,144
)
$757,925
$—
$—
$873,969
Net Change in Unrealized Appreciation (Depreciation) on Derivatives
Recognized as a Result of Operations:
Net change in unrealized appreciation (depreciation) of investments in
purchased options contracts
$—
$5,253
$—
$—
$—
$5,253
Net change in unrealized appreciation (depreciation) of futures contracts
(689,382
)
—
—
—
—
(689,382
)
Net change in unrealized appreciation (depreciation) of written options
contracts
—
(2,780
)
—
—
—
(2,780
)
Net change in unrealized appreciation (depreciation) of swap contracts
65,339
—
(433,727
)
—
—
(368,388
)
Net change in unrealized appreciation (depreciation) of foreign currency
contracts
—
(855,370
)
—
—
—
(855,370
)
Total
$(624,043
)
$(852,897
)
$(433,727
)
$—
$—
$(1,910,667
)
For the period ended January 31, 2026, the average monthly amount or number per contract outstanding for each derivative type was as follows: 
Derivative Description
Average Notional
Par, Contracts
or Face Amount
Purchased Options at Notional Amount
$404,167
Futures Contracts Number of Long Contracts
852
Futures Contracts Number of Short Contracts
(199
)
Written Options at Notional Amount
$(55,833
)
Swap Contracts at Notional Amount
$280,120,436
Foreign Currency Contracts Purchased at Contract Amount
$11,732,377
Foreign Currency Contracts Sold at Contract Amount
$44,451,350
 
117
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Total Return Bond ETF 
The Effect of Derivative Instruments on the Statement of Assets and Liabilities as of January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Assets:
Investments in securities, at value (purchased options), market value
$2,094,404
$—
$—
$—
$—
$2,094,404
Unrealized appreciation on futures contracts(1)
552,868
—
—
—
—
552,868
Unrealized appreciation on foreign currency contracts
—
37,435
—
—
—
37,435
Unrealized appreciation on swap contracts(2)
3,937,129
—
5,337
—
—
3,942,466
Total
$6,584,401
$37,435
$5,337
$—
$—
$6,627,173
Liabilities:
Unrealized depreciation on futures contracts(1)
$1,634,765
$—
$—
$—
$—
$1,634,765
Unrealized depreciation on foreign currency contracts
—
376,915
—
—
—
376,915
Unrealized depreciation on swap contracts(2)
68,028
—
—
—
—
68,028
Total
$1,702,793
$376,915
$—
$—
$—
$2,079,708
 
(1)
Amount represents the cumulative appreciation and depreciation on futures contracts as disclosed within the Schedule of Investments under the open “Futures
Contracts” section. Only current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities.
(2)
Amount represents the cumulative appreciation and depreciation on centrally cleared swaps, if applicable, as disclosed within the Schedule of Investments. Only the
current day’s variation margin, if any, is reported within the Statement of Assets and Liabilities. OTC swaps are reported within the Statement of Assets and Liabilities
within Unrealized appreciation and depreciation on OTC swap contracts, if applicable.
 
The Effect of Derivative Instruments on the Statement of Operations for the period ended January 31, 2026:
 
Risk Exposure Category
 
Interest Rate
Contracts
Foreign
Currency
Contracts
Credit
Contracts
Equity
Contracts
Commodity
Contracts
Total
Realized Gain (Loss) on Derivatives Recognized as a Result of Operations:
Net realized gain (loss) on purchased options contracts
$(72,259
)
$—
$—
$—
$—
$(72,259
)
Net realized gain (loss) on futures contracts
1,896,559
—
—
—
—
1,896,559
Net realized gain (loss) on swap contracts
98,085
—
(1,783
)
—
—
96,302
Net realized gain (loss) on foreign currency contracts
—
(1,084,443
)
—
—
—
(1,084,443
)
Total
$1,922,385
$(1,084,443
)
$(1,783
)
$—
$—
$836,159
Net Change in Unrealized Appreciation (Depreciation) on Derivatives
Recognized as a Result of Operations:
Net change in unrealized appreciation (depreciation) of investments in
purchased options contracts
$(105,216
)
$—
$—
$—
$—
$(105,216
)
Net change in unrealized appreciation (depreciation) of futures contracts
(1,177,966
)
—
—
—
—
(1,177,966
)
Net change in unrealized appreciation (depreciation) of swap contracts
996,637
—
5,337
—
—
1,001,974
Net change in unrealized appreciation (depreciation) of foreign currency
contracts
—
(339,821
)
—
—
—
(339,821
)
Total
$(286,545
)
$(339,821
)
$5,337
$—
$—
$(621,029
)
For the period ended January 31, 2026, the average monthly amount or number per contract outstanding for each derivative type was as follows: 
Derivative Description
Average Notional
Par, Contracts
or Face Amount
Purchased Options at Notional Amount
$26,897,500
Futures Contracts Number of Long Contracts
3,016
Futures Contracts Number of Short Contracts
(1,767
)
Swap Contracts at Notional Amount
$74,193,333
Foreign Currency Contracts Purchased at Contract Amount
$3,973,923
Foreign Currency Contracts Sold at Contract Amount
$37,039,364
f)
Balance Sheet Offsetting Information – Set forth below are tables which disclose both gross information and net information about instruments and transactions eligible for offset in the financial statements, and instruments and transactions that are subject to a master netting arrangement, as well as amounts related to margin, reflected as financial collateral (including cash collateral), held at clearing
 
118
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
brokers, counterparties and a Fund's custodian. The master netting arrangements allow the clearing brokers to net any collateral held in or on behalf of a Fund, or liabilities or payment obligations of the clearing brokers to a Fund, against any liabilities or payment obligations of the Fund to the clearing brokers. A Fund is required to deposit financial collateral (including cash collateral) at the Fund's custodian on behalf of clearing brokers and counterparties to continually meet the original and maintenance requirements established by the clearing brokers and counterparties. Such requirements are specific to the respective clearing broker or counterparty. Certain master netting arrangements may not be enforceable in a bankruptcy.
The following tables present a Fund's derivative assets and liabilities, presented on a gross basis as no amounts are netted within the Statements of Assets and Liabilities, by counterparty net of amounts available for offset under a master netting agreement or similar agreement ("MNA") and net of the related collateral received/pledged by a Fund as of January 31, 2026:   
Core Bond ETF
 
 
Derivative Financial Instruments:
Assets
Liabilities
Futures contracts
$150,673
$(223,359
)
Purchased options
293,252
—
Swap contracts
530,108
—
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities
974,033
(223,359
)
Derivatives not subject to a MNA
(680,781
)
223,359
Total gross amount of assets and liabilities subject to MNA or similar agreements
$293,252
$—
 
Counterparty
Gross Amount
of Assets
Financial
Instruments
and Derivatives
Available
for Offset
Non-cash
Collateral
Received*
Cash
Collateral
Received*
Net Amount
of Assets
Bank of America Securities LLC
$293,252
$—
$—
$—
$293,252
Total
$293,252
$—
$—
$—
$293,252

 

 
 
*
In some instances, the actual collateral received and/or pledged may be more than the amount shown.
 
Dynamic Bond ETF
 
 
Derivative Financial Instruments:
Assets
Liabilities
Swap contracts
$1,621
$—
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities
1,621
—
Derivatives not subject to a MNA
(1,621
)
—
Total gross amount of assets and liabilities subject to MNA or similar agreements
$—
$—
 
Strategic Income ETF
 
 
Derivative Financial Instruments:
Assets
Liabilities
Foreign currency contracts
$480,525
$(875,608
)
Futures contracts
235,178
(713,015
)
Purchased options
26,275
—
Swap contracts
264,213
(32,051
)
Written options
—
(6,134
)
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities
1,006,191
(1,626,808
)
Derivatives not subject to a MNA
(499,391
)
739,215
Total gross amount of assets and liabilities subject to MNA or similar agreements
$506,800
$(887,593
)
 
 
119
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Counterparty
Gross Amount
of Assets
Financial
Instruments
and Derivatives
Available
for Offset
Non-cash
Collateral
Received*
Cash
Collateral
Received*
Net Amount
of Assets
Bank of America Securities LLC
$152,807
$(58,093
)
$—
$—
$94,714
Barclays
27,615
(8,102
)
—
—
19,513
BNP Paribas Securities Services
48,471
(20,990
)
—
—
27,481
Citibank NA
36,924
(36,924
)
—
—
—
Commonwealth Bank of Australia
9,256
(9,256
)
—
—
—
Credit Agricole CIB
2,428
(1,512
)
—
—
916
Deutsche Bank Securities, Inc.
14,891
(14,891
)
—
—
—
Goldman Sachs & Co.
49,174
(49,174
)
—
—
—
Hongkong and Shanghai Banking Corporation
21,185
(21,185
)
—
—
—
JP Morgan Chase & Co.
19,739
(19,739
)
—
—
—
Morgan Stanley
41,008
(41,008
)
—
—
—
RBC Dominion Securities, Inc.
23,200
(6,427
)
—
—
16,773
Societe Generale Group
1,134
(1,134
)
—
—
—
Standard Chartered Bank
8,848
(8,848
)
—
—
—
State Street Global Markets LLC
32,585
(32,585
)
—
—
—
UBS AG
11,562
(11,149
)
—
—
413
Wells Fargo Bank NA
5,973
(5,973
)
—
—
—
Total
$506,800
$(346,990
)
$—
$—
$159,810

 

 
 
Counterparty
Gross Amount
of Liabilities
Financial
Instruments
and Derivatives
Available
for Offset
Non-cash
Collateral
Pledged*
Cash
Collateral
Pledged*
Net Amount
of Liabilities
Bank of America Securities LLC
$(58,093
)
$58,093
$—
$—
$—
Barclays
(8,102
)
8,102
—
—
—
BNP Paribas Securities Services
(20,990
)
20,990
—
—
—
Citibank NA
(47,656
)
36,924
—
—
(10,732
)
Commonwealth Bank of Australia
(48,042
)
9,256
—
—
(38,786
)
Credit Agricole CIB
(1,512
)
1,512
—
—
—
Deutsche Bank Securities, Inc.
(195,948
)
14,891
—
—
(181,057
)
Goldman Sachs & Co.
(79,401
)
49,174
—
—
(30,227
)
Hongkong and Shanghai Banking Corporation
(24,152
)
21,185
—
—
(2,967
)
JP Morgan Chase & Co.
(99,143
)
19,739
—
—
(79,404
)
Morgan Stanley
(76,350
)
41,008
—
—
(35,342
)
RBC Dominion Securities, Inc.
(6,427
)
6,427
—
—
—
Societe Generale Group
(29,595
)
1,134
—
—
(28,461
)
Standard Chartered Bank
(20,059
)
8,848
—
—
(11,211
)
State Street Global Markets LLC
(84,032
)
32,585
—
—
(51,447
)
Toronto-Dominion Bank
(22,036
)
—
—
—
(22,036
)
UBS AG
(11,149
)
11,149
—
—
—
Wells Fargo Bank NA
(54,906
)
5,973
—
—
(48,933
)
Total
$(887,593
)
$346,990
$—
$—
$(540,603
)
 
*
In some instances, the actual collateral received and/or pledged may be more than the amount shown.
 
Total Return Bond ETF
 
 
Derivative Financial Instruments:
Assets
Liabilities
Foreign currency contracts
$37,435
$(376,915
)
Futures contracts
552,868
(1,634,765
)
Purchased options
2,094,404
—
Swap contracts
3,942,466
(68,028
)
Total gross amount of derivative assets and liabilities in the Statement of Assets and Liabilities
6,627,173
(2,079,708
)
Derivatives not subject to a MNA
(4,495,334
)
1,702,793
Total gross amount of assets and liabilities subject to MNA or similar agreements
$2,131,839
$(376,915
)
 
 
120
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Counterparty
Gross Amount
of Assets
Financial
Instruments
and Derivatives
Available
for Offset
Non-cash
Collateral
Received*
Cash
Collateral
Received*
Net Amount
of Assets
Bank of America Securities LLC
$2,094,404
$—
$—
$—
$2,094,404
Deutsche Bank Securities, Inc.
24,815
(24,815
)
—
—
—
NatWest Markets Plc
2,491
—
—
—
2,491
State Street Global Markets LLC
5,769
—
—
—
5,769
Wells Fargo Bank NA
4,360
—
—
—
4,360
Total
$2,131,839
$(24,815
)
$—
$—
$2,107,024

 

 
 
Counterparty
Gross Amount
of Liabilities
Financial
Instruments
and Derivatives
Available
for Offset
Non-cash
Collateral
Pledged*
Cash
Collateral
Pledged*
Net Amount
of Liabilities
Barclays
$(16,669
)
$—
$—
$—
$(16,669
)
Deutsche Bank Securities, Inc.
(360,246
)
24,815
—
—
(335,431
)
Total
$(376,915
)
$24,815
$—
$—
$(352,100
)
 
*
In some instances, the actual collateral received and/or pledged may be more than the amount shown.
5.
Principal Risks:
A Fund’s investments expose it to various types of risks associated with financial instruments and the markets. A Fund may be exposed to the risks described below. Each Fund's prospectus provides details of its principal risks.
The market values of equity securities, such as common stocks and preferred stocks, or equity related derivative investments, such as futures and options, may decline due to general market conditions which are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the general outlook for corporate earnings, changes in interest or currency rates or adverse investor sentiment generally. The market value of equity securities may also decline due to factors which affect a particular industry or industries, such as labor shortages or increased production costs and competitive conditions within an industry. Equity securities and equity related investments generally have greater market price volatility than fixed income securities.
Certain investments held by a Fund expose the Fund to various risks which may include, but are not limited to, interest rate, prepayment, and extension risks. Interest rate risk is the risk that fixed income securities will decline in value because of changes in interest rates. As nominal interest rates rise, the values of certain fixed income securities held by a Fund are likely to decrease. A nominal interest rate can be described as the sum of a real interest rate and an expected inflation rate. Fixed income securities with longer durations tend to be more sensitive to changes in interest rates, usually making them more volatile than securities with shorter durations. Duration is useful primarily as a measure of the sensitivity of a fixed income security’s market price to interest rate (i.e., yield) movements. Senior floating rate interests and securities subject to prepayment and extension risk generally offer less potential for gains when interest rates decline. Rising interest rates may cause prepayments to occur at a slower than expected rate, thereby effectively lengthening the maturity of the security and making the security more sensitive to interest rate changes. Prepayment and extension risk are major risks of mortgage-backed securities, senior floating rate interests and certain asset-backed securities. For certain asset-backed securities, the actual maturity may be less than the stated maturity shown in the Schedule of Investments, if applicable. As a result, the timing of income recognition relating to these securities may vary based upon the actual maturity.
Investing in the securities of non-U.S. issuers, whether directly or indirectly, involves certain considerations and risks not typically associated with securities of U.S. issuers. Such risks include, but are not limited to: generally less liquid and less efficient securities markets; generally greater price volatility; exchange rate fluctuations; imposition of restrictions on the expatriation of funds or other protectionist measures; less publicly available information about issuers; the imposition of withholding or other taxes; higher transaction and custody costs; settlement delays and risk of loss attendant in settlement procedures; difficulties in enforcing contractual obligations; less regulation of securities markets; different accounting, disclosure and reporting requirements; more substantial governmental involvement in the economy; higher inflation rates; and greater social, economic and political uncertainties. Non-U.S. issuers may also be affected by political, social, economic or diplomatic developments in a foreign country or region or the U.S. (including the imposition of sanctions, tariffs, or other governmental restrictions). These risks are heightened for investments in issuers from countries with less developed markets.
 
121
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Credit risk depends largely on the perceived financial health of bond issuers. In general, the credit rating is inversely related to the credit risk of the issuer. Higher rated bonds generally are deemed to have less credit risk, while lower or unrated bonds are deemed to have higher risk of default. The share price, yield and total return of a fund that holds securities with higher credit risk may be more volatile than those of a fund that holds bonds with lower credit risk. A Fund may be exposed to counterparty risk, or the risk that an institution or other entity with which a Fund has unsettled or open transactions will default.
Geopolitical events (including wars, military conflicts, trade disputes, tariffs, economic sanctions, export controls, retaliatory measures, pandemics and epidemics) may inject uncertainty into the global financial markets. Investments in Russia are subject to political, economic, legal, market and currency risks, as well as the risks related to the economic sanctions on Russia imposed by the United States and/or other countries. Such sanctions which affect companies in many sectors, including energy, financial services and defense, among others, have adversely affected and could continue to adversely affect the global energy and financial markets and, thus, have adversely affected and could continue to adversely affect the value of a Fund’s investments, even beyond any direct exposure the Fund may have to Russian issuers or the adjoining geographic regions. In addition, certain transactions have or may be prohibited and/or existing investments have or may become illiquid (e.g., because transacting in certain existing investments is prohibited), which could cause a Fund to sell other portfolio holdings at a disadvantageous time or price in order to meet redemptions.
A widespread health crisis, such as a global pandemic, could cause substantial market volatility, exchange trading suspensions or restrictions and closures of securities exchanges and businesses, impact the ability to complete redemptions, and adversely impact Fund performance.
6.
Federal Income Taxes:
a)
Each Fund intends to continue to qualify as a Regulated Investment Company ("RIC") under Subchapter M of the Internal Revenue Code ("IRC") by distributing substantially all of its taxable net investment income and net realized capital gains to its shareholders each year. Each Fund has distributed substantially all of its income and capital gains in prior years, if applicable, and intends to distribute substantially all of its income and capital gains during the calendar year ending December 31, 2026. Accordingly, no provision for federal income or excise taxes has been made in the accompanying financial statements. Distributions from short-term capital gains are treated as ordinary income distributions for federal income tax purposes.
Management evaluated each Fund's investments in foreign markets for the current tax year. As of January 31, 2026, the Funds have not incurred foreign income tax payments that met the disclosure threshold.
b)
Capital Loss Carryforward – Under the Regulated Investment Company Modernization Act of 2010, funds are permitted to carry forward capital losses for an unlimited period.
At July 31, 2025 (tax year end), each Fund's capital loss carryforwards for U.S. federal income tax purposes were as follows: 
Fund
Short-Term
Capital Loss
Carryforward with
No Expiration
Long-Term
Capital Loss
Carryforward with
No Expiration
AAA CLO ETF
$22,321
$1,977,057
Core Bond ETF
15,245,201
11,563,958
Large Cap Growth ETF
18,533,137
—
Municipal Opportunities ETF
4,229,349
6,333,162
Quality Value ETF
1,925,553
1,095,030
Tax-Aware Bond ETF
2,988,421
4,284,744
Strategic Income ETF
2,031,612
4,928,818
Total Return Bond ETF
49,707,113
54,187,344
During the year ended July 31, 2025, Large Cap Growth ETF deferred 153,308 of Late-Year Ordinary Loss.
During the year ended July 31, 2025, Core Bond ETF utilized $32,158 and Tax-Aware Bond ETF utilized $1,994,154 of prior year capital loss
carryforwards.
 
122
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
c)
Tax Basis of Investments – The aggregate cost of investments for federal income tax purposes at January 31, 2026 was substantially the same for book purposes. The net unrealized appreciation/(depreciation) on investments, which consists of gross unrealized appreciation and depreciation, is disclosed below:  
Fund
Tax Cost
Gross Unrealized
Appreciation
Gross Unrealized
(Depreciation)
Net Unrealized
Appreciation
(Depreciation)
AAA CLO ETF
$108,989,334
$199,494
$(96,217
)
$103,277
Core Bond ETF
403,021,050
3,772,674
(14,043,015
)
(10,270,341
)
Dynamic Bond ETF
44,234,955
57,707
(138,214
)
(80,507
)
Large Cap Growth ETF
136,972,765
45,269,022
(5,360,895
)
39,908,127
Municipal Opportunities ETF
645,230,819
14,138,816
(4,724,419
)
9,414,397
Quality Value ETF
151,466,889
28,184,411
(3,317,463
)
24,866,948
Tax-Aware Bond ETF
312,851,783
2,803,718
(6,045,702
)
(3,241,984
)
Strategic Income ETF
625,382,735
8,424,617
(5,373,589
)
3,051,028
Total Return Bond ETF
2,745,607,910
28,784,675
(66,593,239
)
(37,808,564
)
7.
Expenses:
a)
Investment Management Agreement – HFMC serves as each Fund’s investment manager. The Trust, on behalf of each Fund, has entered into an Investment Management Agreement with HFMC. HFMC is an indirect subsidiary of The Hartford Insurance Group, Inc. ("The Hartford"). HFMC has overall investment supervisory responsibility for each Fund. In addition, HFMC provides administrative personnel, services, equipment, facilities and office space for proper operation of each Fund. HFMC has contracted with Wellington Management Company LLP ("Wellington Management") under a sub-advisory agreement pursuant to which Wellington Management performs the daily investment of the assets of each of AAA CLO ETF, Core Bond ETF, Dynamic Bond ETF, Large Cap Growth ETF, Municipal Opportunities ETF, Quality Value ETF, Strategic Income ETF and Total Return Bond ETF in accordance with each Fund’s investment objective and policies. HFMC has contracted with Schroder Investment Management North America Inc. ("SIMNA") under a sub-advisory agreement with respect to Tax-Aware Bond ETF. SIMNA has contracted with Schroder Investment Management North America Limited ("SIMNA Ltd.") under sub-sub-advisory agreement with respect to Tax-Aware Bond ETF. SIMNA performs the daily investment of the assets for the Tax-Aware Bond ETF and SIMNA may allocate assets to or from SIMNA Ltd. in connection with the daily investment of the assets for the Tax-Aware Bond ETF. HFMC (not the Funds) pays a sub-advisory fee to the respective sub-adviser out of its management fee. SIMNA pays the sub-sub-advisory fees to SIMNA Ltd. out of the sub-advisory fees received from HFMC.
Under the Investment Management Agreement applicable to each Fund except Dynamic Bond ETF, the Investment Manager agrees to pay all expenses of each such Fund, except (i) interest and taxes; (ii) brokerage expenses and other expenses (such as stamp taxes) connected with the execution of portfolio transactions or in connection with creation and redemption transactions; (iii) legal fees or expenses in connection with any arbitration, litigation or pending or threatened arbitration or litigation, including any settlements in connection therewith; (iv) extraordinary expenses; (v) distribution fees and expenses paid by a Fund under any distribution plan adopted pursuant to Rule 12b-1 under the 1940 Act; (vi) acquired fund fees and expenses; and (vii) the management fee payable to the Investment Manager under the Investment Management Agreement. The payment or assumption by the Investment Manager of any expense of a Fund that the Investment Manager is not required by the Investment Management Agreement to pay or assume shall not obligate the Investment Manager to pay or assume the same or any similar expense of a Fund on any subsequent occasion. Under its Investment Management Agreement with HFMC, Dynamic Bond ETF pays the expenses of that Fund.
The table below reflects the rates of compensation paid to HFMC for investment management services rendered as of January 31, 2026; the rates are accrued daily and paid monthly based on each Fund’s average daily net assets, at the following annual rates: 
Fund
Management Fee Rates
AAA CLO ETF
0.2400%
Core Bond ETF
0.2900%
Dynamic Bond ETF(1)
0.5500% on first $1 billion and;
 
0.5400% over $1 billion
Large Cap Growth ETF
0.5900%
Municipal Opportunities ETF
0.2900%
 
123
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 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Fund
Management Fee Rates
Quality Value ETF
0.4500% on first $500 million and;
 
0.3500% on next $500 million and;
 
0.3300% on next $4 billion and;
 
0.3250% on next $5 billion and;
 
0.3225% over $10 billion
Tax-Aware Bond ETF
0.3900%
Strategic Income ETF
0.4900%
Total Return Bond ETF
0.2900%
 
(1)
HMFC has contractually agreed to reimburse expenses (exclusive of taxes, interest expenses, brokerage commissions, acquired fund fees and expenses and extraordinary expenses) to the extent necessary to limit total annual fund operating expenses to 0.60%. This contractual arrangement will remain in effect until November 30, 2026 unless the Board approves its earlier termination.
b)
Accounting Services Agreement – HFMC provides the Funds with accounting services pursuant to a fund accounting agreement by and between the Trust, on behalf of each Fund, and HFMC. For each Fund, except for Dynamic Bond ETF, HFMC is not entitled to any compensation under this agreement. HFMC has delegated certain accounting and administrative services functions to State Street. For each Fund except Dynamic Bond ETF, the cost and expenses of such delegation are born by HFMC. Dynamic Bond ETF pays HFMC a fee which is equal to the greater of: (A) the sum of (i) the sub-accounting fee payable by HFMC with respect to the Dynamic Bond ETF; (ii) the fee payable for tax preparation services for the Dynamic Bond ETF; and (iii) the amount of expenses that HFMC allocates for providing the fund accounting services to the Dynamic Bond ETF; plus a target profit margin; or (B) $40,000 per year; provided, however, that to the extent the annual amount of the fund accounting fee exceeds 0.02% of the Dynamic Bond ETF’s average net assets (calculated during its current fiscal year), HFMC shall waive such portion of the fund accounting fee.
c)
Fees Paid Indirectly – The Trust has entered into agreements with State Street Global Markets, LLC and Russell Implementation Services, Inc, to partially recapture non-discounted trade commissions. Such rebates are used to pay a portion of the Fund’s expenses. For the six-month period ended January 31, 2026, these amounts, if any, are included in the Statements of Operations.
The ratio of expenses to average net assets in the accompanying financial highlights excludes the reduction in expenses related to fees paid indirectly. For the period ended January 31, 2026, the amount of fees recaptured did not impact the ratio of expenses to average net assets in the financial highlights.
d)
Distribution Plans – Each Fund, except Quality Value ETF, has adopted a Rule 12b-1 Distribution and Service Plan in accordance with Rule 12b-1 under the 1940 Act pursuant to which payments of up to 0.25% of each Fund’s average daily net assets may be made for the sale and distribution of its shares. The Board has determined that the Funds may not make payments under the Rule 12b-1 Distribution and Service Plan until authorized to do so by affirmative action of the Board. No Rule 12b-1 fees are currently paid by the Funds and there are no plans to impose these fees.
For the six-month period ended January 31, 2026, the Funds did not pay any Rule 12b-1 fees.
e)
Remuneration Paid to Trustees and Officers – Certain officers of the Trust are trustees and/or officers of HFMC and/or The Hartford or its subsidiaries. For the six-month period ended January 31, 2026, a portion of the Trust's Chief Compliance Officer’s ("CCO") compensation was paid by HFMC. As part of the Funds' Investment Management Agreement, HFMC also pays any Trustee and CCO compensation on behalf of each Fund, except for Dynamic Bond ETF. The remuneration paid to trustees by Dynamic Bond ETF for the period ended January 31, 2026 is disclosed in the Statement of Operations under the caption "Board of Trustees' fees."
8.
Securities Lending:
A Fund may lend portfolio securities to certain borrowers in U.S. and non-U.S. markets in an amount not to exceed one-third (33 1/3%) of the value of its total assets. A Fund may lend portfolio securities, provided that the borrower provides collateral that is maintained in an amount at least equal to the current market value of the securities loaned. Cash collateral is invested for the benefit of a Fund by the Fund’s lending agent pursuant to collateral investment guidelines. The collateral is marked to market daily, in an amount at least equal to the current market value of the securities loaned. The contractual maturities of the securities lending transactions are considered overnight and continuous.
A Fund is subject to certain risks while its securities are on loan, including the following: (i) the risk that the borrower defaults on the loan and the collateral is inadequate to cover the Fund’s loss; (ii) the risk that the earnings on the collateral invested are not sufficient to pay fees incurred in connection with the loan; (iii) the Fund could lose money in the event of a decline in the value of the collateral provided for loaned securities or a decline in the value of any investments made with cash collateral; (iv) the risk that the borrower may use the loaned securities to cover a short
 
124
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
sale, which may in turn place downward pressure on the market prices of the loaned securities; (v) the risk that return of loaned securities could be delayed and interfere with portfolio management decisions; (vi) the risk that any efforts to restrict or recall the securities for purposes of voting may not be effective; and (vii) operational risks (i.e., the risk of losses resulting from problems in the settlement and accounting process especially so in certain international markets). These events could also trigger adverse tax consequences for a Fund.
A Fund retains loan fees and the interest on cash collateral investments but is required to pay the borrower a rebate for the use of cash collateral. In cases where the lent security is of high value to borrowers, there may be a negative rebate (i.e., a net payment from the borrower to the applicable Fund). Upon termination of a loan, a Fund is required to return to the borrower an amount equal to the cash collateral, plus any rebate owed to the borrowers.
The net income earned on the securities lending (after payment of rebates and the lending agent's fee) is included on the Statements of Operations as Investment Income from securities lending. A Fund also receives payments from the borrower during the period of the loan, equivalent to dividends and interest earned on the securities loaned, which are recorded as Investment Income from dividends or interest, respectively, on the Statements of Operations.
The following table presents for each Fund that lends its portfolio securities the market value of the securities on loan and the cash and non-cash collateral posted by the borrower as of January 31, 2026.  
Fund
Investment Securities on Loan, at market value,
Presented on the Statements of Assets and Liabilities
Cash
Collateral(1)
Non-Cash
Collateral(1)
AAA CLO ETF
$—
$—
$—
Core Bond ETF
1,511,474
1,565,263
—
Dynamic Bond ETF
947,368
986,800
—
Large Cap Growth ETF
—
—
—
Municipal Opportunities ETF
—
—
—
Quality Value ETF
1,839,621
1,880,107
—
Tax-Aware Bond ETF
—
—
—
Strategic Income ETF
18,395,275
18,079,171
1,059,571
(2)
Total Return Bond ETF
12,999,213
13,318,817
155,223
(2)
 
(1)
It is each Fund’s policy to obtain additional collateral from, or return excess collateral to, the borrower by the end of the next business day following the valuation date of the
securities loaned. Therefore, the value of the collateral held may be temporarily less than that required under the lending contract due to timing.
(2)
U.S. Government securities.
9.
Custodian and Transfer Agent:
State Street serves as Custodian for the Funds pursuant to a custodian agreement ("Custodian Agreement") dated December 31, 2014, as amended from time to time.  As Custodian, State Street holds each Fund’s assets, calculates the net asset value of the shares and calculates net income and realized capital gains or losses. State Street serves as Transfer Agent of each Fund pursuant to a transfer agency and service agreement ("Transfer Agency and Service Agreement") dated February 13, 2018, as amended from time to time.  As Transfer Agent, State Street maintains the records of each Authorized Participant’s ownership of each Fund and processes the purchases and redemptions of Creation Units.
For the services provided under the Custodian Agreement and Transfer Agency and Service Agreement, HFMC, and not the Funds, except Dynamic Bond ETF, compensates State Street pursuant to the Funds' unitary management fee structure.
10.
Affiliate Holdings:
As of January 31, 2026, affiliates of The Hartford had ownership of shares in certain Funds as follows:  
Fund
Percentage
of Fund
Dynamic Bond ETF
88
%
Large Cap Growth ETF
8
%
 
125
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
As of January 31, 2026, affiliated funds of funds and the 529 plan for which HFMC serves as the program manager (the "529 plan") in the aggregate owned a portion of the Funds identified below. Therefore, these Funds may experience relatively large purchases or redemptions of their shares as a result of purchase and sale activity from these affiliated funds of funds and the 529 plan. Affiliated funds of funds and the 529 plan owned shares in the Funds listed below as follows: 
Fund
Percentage
of Fund
Core Bond ETF
54
%
Large Cap Growth ETF
50
%
Strategic Income ETF
10
%
Total Return Bond ETF
21
%
11.
Beneficial Fund Ownership:
As of January 31, 2026, to the knowledge of a Fund, Hartford Funds Management Company, LLC beneficially held more than 25% of the shares outstanding of the following Fund:  
Fund
Shareholder
Percentage of Ownership
Dynamic Bond ETF
Hartford Funds Management Company, LLC
88
%
12.
Investment Transactions:
For the six-month period ended January 31, 2026, the cost of purchases and proceeds from sales of investment securities (excluding short-term investments) were as follows:  
Fund
Cost of Purchases
Excluding U.S.
Government
Obligations
Sales Proceeds
Excluding U.S.
Government
Obligations
Cost of Purchases
For U.S. Government
Obligations
Sales Proceeds
For U.S. Government
Obligations
Total Cost of
Purchases
Total Sales
Proceeds
AAA CLO ETF
$31,591,061
$30,787,133
$—
$—
$31,591,061
$30,787,133
Core Bond ETF
68,898,133
53,350,064
15,425,446
26,741,372
84,323,579
80,091,436
Dynamic Bond ETF
41,784,257
23,312,113
121,963,313
99,465,655
163,747,570
122,777,768
Large Cap Growth ETF
97,675,807
96,947,164
—
—
97,675,807
96,947,164
Municipal Opportunities ETF
195,367,266
131,667,209
2,612,683
8,722
197,979,949
131,675,931
Quality Value ETF
52,849,528
54,669,761
—
—
52,849,528
54,669,761
Tax-Aware Bond ETF
23,414,104
114,611,570
19,124,390
31,094,226
42,538,494
145,705,796
Strategic Income ETF
279,870,924
61,325,643
48,650,084
216,831,553
328,521,008
278,157,196
Total Return Bond ETF
552,049,335
410,837,229
201,593,389
321,721,689
753,642,724
732,558,918
For the six-month period ended January 31, 2026, in-kind transactions, which are not included in the table above, associated with purchase or redemption of Creation Units were as follows: 
Fund
Cost of Purchases
Sales Proceeds
Realized
Gain/(Loss)
Core Bond ETF
$13,789,163
$8,185,563
$125,851
Dynamic Bond ETF
1,916,540
—
—
Large Cap Growth ETF
44,421,214
31,397,433
11,238,257
Quality Value ETF
48,033,370
65,961,151
24,263,427
Strategic Income ETF
386,944,377
—
—
Total Return Bond ETF
434,115,430
162,276,068
(604,295
)
 
13.
Share Transactions:
Each Fund will issue and redeem shares at NAV only with certain Authorized Participants in large increments known as "Creation Units." Purchases of Creation Units are made by tendering a basket of designated securities to a Fund and redemption proceeds are paid with a basket of securities from the Fund with a balancing cash component to equate the market value of the basket securities delivered or redeemed to the NAV per Creation Unit on the transaction date. Cash may be substituted in an amount equivalent to the value of certain securities generally when they are not available in sufficient quantity for delivery. Each Fund’s shares are available in smaller increments to individual investors in the secondary market at market prices and may be subject to commissions. Authorized Participants may be required to pay a transaction fee when purchasing and redeeming Creation Units of the Fund. The transaction fee is used to defray the costs associated with the issuance and redemption of Creation Units, and is recorded as Other Capital on the Statements of Changes in Net Assets.
 
126
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
Purchase or redemption of Creation Units is only available to an Authorized Participant. An Authorized Participant is either (1) a "Participating Party" (i.e., a broker-dealer or other participant in the clearing process of the Continuous Net Settlement System of the NSCC) ("Clearing Process"), or (2) a participant of DTC ("DTC Participant"), and, in each case, must have executed an agreement ("Participation Agreement") with the Distributor with respect to creations and redemptions of Creation Units.
Shares of Municipal Opportunities ETF, Tax-Aware Bond ETF and Total Return Bond ETF are listed and traded throughout the day on the NYSE Arca and shares of AAA CLO ETF, Core Bond ETF, Large Cap Growth ETF, Quality Value ETF and Strategic Income ETF are listed and traded throughout the day on Cboe BZX. Shares of Dynamic Bond ETF are listed and traded on NASDAQ Stock Market. Shares of each Fund are publicly traded. Retail investors may purchase or sell shares in the secondary market (not from the Fund) through a broker or dealer. Investors purchasing or selling shares in the secondary market may pay a commission, market premium or discount or other transaction charge, to a broker or dealer, as well as some or all of the spread between the bid and the offered price for each purchase or sale transaction. Unless imposed by a broker or dealer, there is no minimum dollar amount upon purchase and no minimum number of shares that must be purchased in the secondary market. Because transactions in the secondary market occur at market prices, an investor may pay more than NAV upon purchase of shares and may receive less than a Fund’s NAV upon sale of shares.
Because each Fund is structured as an ETF, individual shares may only be purchased and sold on a listing exchange through a broker-dealer. The price of shares is based on market price, and because ETF shares trade at market prices rather than at NAV, shares may trade at a price greater than NAV (a premium) or less than NAV (a discount). Each Fund will only issue or redeem Creation Units to Authorized Participants who have entered into agreements with the Distributor. The Funds generally will issue or redeem Creation Units in return for a designated basket of securities (and an amount of cash) that the Fund specifies each day. The Funds do not impose any restrictions on the frequency of purchases and redemptions; however, the Funds reserve the right to reject or limit purchases at any time.
The following information is for the six-month period ended January 31, 2026 and the year ended July 31, 2025: 
 
For the Six-Month Period or Period Ended
January 31, 2026
For the Year Ended
July 31, 2025
 
Shares
Amount
Shares
Amount
AAA CLO ETF
Shares Sold
200,000
$7,791,424
800,000
$31,200,990
Shares Redeemed
(200,000
)
(7,802,025
)
(150,000
)
(5,834,990
)
Other Capital
—
12,183
—
22,123
Total Net Increase (Decrease)
—
1,582
650,000
25,388,123
Core Bond ETF
Shares Sold
400,000
$14,202,100
2,550,000
$89,084,286
Shares Redeemed
(250,000
)
(8,910,631
)
(550,000
)
(19,204,439
)
Other Capital
—
849
—
38,346
Total Net Increase (Decrease)
150,000
5,292,318
2,000,000
69,918,193
Dynamic Bond ETF(1)
Shares Sold
1,100,001
$43,982,813
Shares Redeemed
(1
)
(40
)
Other Capital
—
818
Total Net Increase (Decrease)
1,100,000
43,983,591
Large Cap Growth ETF
Shares Sold
1,700,000
$46,270,244
2,775,000
$62,937,233
Shares Redeemed
(1,200,000
)
(32,752,063
)
(2,650,000
)
(61,987,709
)
Other Capital
—
203
—
338
Total Net Increase (Decrease)
500,000
13,518,384
125,000
949,862
Municipal Opportunities ETF
Shares Sold
2,925,000
$114,211,960
4,400,000
$169,331,279
Shares Redeemed
(775,000
)
(29,862,963
)
(325,000
)
(12,558,984
)
Other Capital
—
86,445
—
119,686
Total Net Increase (Decrease)
2,150,000
84,435,442
4,075,000
156,891,981
Quality Value ETF
Shares Sold
1,900,000
$49,932,049
2,350,000
$58,650,579
Shares Redeemed
(2,550,000
)
(68,213,545
)
(2,450,000
)
(61,484,904
)
Other Capital
—
—
—
—
Total Net Increase (Decrease)
(650,000
)
(18,281,496
)
(100,000
)
(2,834,325
)
 
127
Hartford Active ETFs
 Notes to Financial Statements – (continued)
 January 31, 2026 (Unaudited) 
 
For the Six-Month Period or Period Ended
January 31, 2026
For the Year Ended
July 31, 2025
 
Shares
Amount
Shares
Amount
Tax-Aware Bond ETF
Shares Sold
400,000
$7,590,287
7,000,000
$136,109,047
Shares Redeemed
(5,050,000
)
(96,542,618
)
(4,400,000
)
(82,687,630
)
Other Capital
—
125,981
—
205,608
Total Net Increase (Decrease)
(4,650,000
)
(88,826,350
)
2,600,000
53,627,025
Strategic Income ETF
Shares Sold
11,450,000
$407,792,420
3,200,000
$111,059,369
Shares Redeemed
—
—
(100,000
)
(3,368,622
)
Other Capital
—
30,082
—
47,845
Total Net Increase (Decrease)
11,450,000
407,822,502
3,100,000
107,738,592
Total Return Bond ETF
Shares Sold
12,900,000
$441,988,970
15,500,000
$526,419,944
Shares Redeemed
(4,900,000
)
(168,442,566
)
(5,750,000
)
(193,721,995
)
Other Capital
—
11,587
—
189,807
Total Net Increase (Decrease)
8,000,000
273,557,991
9,750,000
332,887,756
 
(1)
Commenced operations on September 23, 2025.
14.
Line of Credit:
The AAA CLO ETF, Core Bond ETF, Municipal Opportunities ETF, Tax-Aware Bond ETF, Strategic Income ETF, and Total Return Bond ETF participate in a committed line of credit pursuant to a credit agreement dated February 27, 2025. Each such Fund may borrow under the line of credit for temporary or emergency purposes. These Funds (together with certain other Hartford mutual funds and ETFs) may borrow up to $350 million in the aggregate, subject to asset coverage and other limitations specified in the credit agreement. The interest rate on borrowings is equal to the higher of the Federal Funds Effective Rate and the Overnight Bank Funding Rate, plus an applicable margin. The facility also charges a commitment fee. The fees incurred by these Funds, if any, in connection with the credit facility during the period would be paid by the Investment Manager. During and as of the six-month period ended January 31, 2026, none of these Funds had borrowings under this facility.
15.
Indemnifications:
Under the Trust’s organizational documents, the Trust shall indemnify its officers and trustees to the full extent required or permitted under the applicable laws of the State of Delaware and federal securities laws. In addition, the Trust, on behalf of the Funds, may enter into contracts that contain a variety of indemnifications. The Trust’s maximum exposure under these arrangements is unknown. However, as of the date of these financial statements, the Trust has not had prior claims or losses pursuant to these contracts and expects the risk of loss to be remote.
16.
Subsequent Events:
In connection with the preparation of the financial statements of the Funds as of and for the period ended January 31, 2026, events and transactions subsequent to January 31, 2026, through the date the financial statements were issued have been evaluated by the Funds’ management for possible adjustment and/or disclosure.
Effective February 26, 2026, the Dynamic Bond ETF may participate in a committed line of credit pursuant to a credit agreement.
Effective April 30, 2026, the Quality Value ETF's name, portfolio manager, principal investment strategy, and ticker will change. The Quality Value ETF's new name is Hartford Alpha Capture Value ETF. Please see the Quality Value ETF's prospectus supplement dated February 27, 2026 for additional information.
 
128
Hartford Active ETFs
 Item 8. Changes in and Disagreements with Accountants for Open-End Management Investment Companies.   
Not applicable. There were no changes in or disagreements with accountants during the period.
 
129
Hartford Active ETFs
Item 9. Proxy Disclosures for Open-End Management Investment Companies.
Not applicable. There were no matters submitted to a vote of shareholders during the period.
 
130
Hartford Active ETFs
 Item 10. Remuneration Paid to Trustees, Officers, and Others of Open-End Management Investment Companies.   
Under each Fund's, except for Dynamic Bond ETF, unitary management fee arrangements, remuneration for independent trustees and officers is paid by Hartford Funds Exchange-Traded Trust out of the management fee.
The aggregate remuneration paid by the Dynamic Bond ETF during the period September 23, 2025 through January 31, 2026:
(1) All trustees and all members of any advisory board for regular compensation: $166.
(2) Each trustee and each member of an advisory board for special compensation: Not applicable.
(3) All officers: Except for a portion of the CCO’s compensation, none of the series of the Trust paid any remuneration to its officers. The aggregate remuneration paid to the CCO by all of the series of the Trust is as follows: $0.
(4) Each person of whom any officer or trustee of the Fund is an affiliated person: Not applicable.
 
131
Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited)
Hartford Funds Exchange-Traded Trust
Hartford AAA CLO ETF
Hartford Core Bond ETF
Hartford Large Cap Growth ETF
Hartford Municipal Opportunities ETF
Hartford Quality Value ETF
Hartford Schroders Tax-Aware Bond ETF
Hartford Strategic Income ETF
Hartford Total Return Bond ETF
(each, a “Fund” and collectively, the “Funds”)
Hartford Quality Value ETF is a series of Hartford Funds Exchange-Traded Trust (the “Trust”) and successor to a corresponding series of The Hartford Mutual Funds II, Inc. (the “Predecessor Fund”) pursuant to a reorganization consummated on October 13, 2023. Hartford Quality Value ETF has an investment objective and strategy substantially similar to those of its Predecessor Fund.
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each registered investment company’s board of trustees, including a majority of those trustees who are not “interested persons” of the investment company, as defined in the 1940 Act (the “Independent Trustees”), annually review and consider the continuation of the investment company’s investment management and sub-advisory agreements. At its meeting held on September 10-11, 2025, the Board of Trustees (the “Board”) of the Trust, including the Independent Trustees, unanimously voted to approve (i) the continuation of an investment management agreement by and between Hartford Funds Management Company, LLC (“HFMC”) and the Trust, on behalf of each of the Funds (the “Investment Management Agreement”); (ii) the continuation of an investment sub-advisory agreement (the “Schroders Sub-Advisory Agreement”) by and between HFMC and Schroder Investment Management North America Inc. (“SIMNA Inc.”) with respect to Hartford Schroders Tax-Aware Bond ETF; (iii) the continuation of a separate sub-sub-advisory agreement (the “Sub-Sub-Advisory Agreement”) by and between SIMNA Inc. and Schroder Investment Management North America Limited (“SIMNA Ltd.”) with respect to Hartford Schroders Tax-Aware Bond ETF; and (iv) the continuation of an investment sub-advisory agreement (the “Wellington Sub-Advisory Agreement” and together with the Investment Management Agreement, the Schroders Sub-Advisory Agreement and the Sub-Sub-Advisory Agreement, the “Agreements”) by and between HFMC and Wellington Management Company LLP (“Wellington,” and together with SIMNA Inc. and SIMNA Ltd., the “Sub-advisers,” and together with HFMC, SIMNA Inc. and SIMNA Ltd., the “Advisers”), with respect to Hartford AAA CLO ETF, Hartford Core Bond ETF, Hartford Large Cap Growth ETF, Hartford Municipal Opportunities ETF, Hartford Quality Value ETF, Hartford Strategic Income ETF and Hartford Total Return Bond ETF.
In the months preceding the September 10-11, 2025 meeting, the Board requested and reviewed written responses from the Advisers to questions posed to the Advisers on behalf of the Independent Trustees and supporting materials relating to those questions and responses. In addition, the Board considered such additional information as it deemed reasonably necessary to evaluate the Agreements, as applicable, with respect to each Fund, which included information furnished to the Board and its committees at their meetings throughout the year and in between regularly scheduled meetings on particular matters as the need arose, as well as information specifically prepared in connection with the approval of the continuation of the Agreements that was presented at the Board’s meetings held on June 17-18, 2025 and September 10-11, 2025. Information provided to the Board and its committees at their meetings throughout the year included, among other things, reports on Fund performance, legal, compliance and risk management matters, sales and marketing activity, and the other services provided to each Fund by the Advisers and their affiliates. The members of the Board also considered the materials and presentations by Fund officers and representatives of HFMC received at the Board’s meetings on June 17-18, 2025 and September 10-11, 2025 concerning the Agreements, Fund fees and expenses, performance and other investment-related matters.
The Independent Trustees engaged service providers to assist them with evaluating the Agreements with respect to each Fund, as applicable. Broadridge Financial Solutions, Inc. (“Broadridge”), an independent provider of investment company data, was retained to provide the Board with reports on how each Fund’s contractual management fees, total expense ratio and investment performance compared to those of an appropriate group of investment companies selected by Broadridge. The Independent Trustees also engaged an independent consultant (the “Consultant”) to assist them in evaluating each Fund’s fees and expenses.
In determining whether to approve the continuation of the Agreements for a Fund, the members of the Board reviewed and evaluated information and factors they believed to be relevant and appropriate through the exercise of their reasonable business judgment. While individual members of the Board may have weighed certain factors differently, the Board’s determination to approve the continuation of the Agreements was based on a comprehensive consideration of all information provided to the Board throughout the year and specifically with respect to the continuation of the Agreements. The Board was also furnished with an analysis of its fiduciary obligations in connection with its evaluation of the Agreements.
 
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Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Throughout the evaluation process, the Board was assisted by counsel for the Funds and the Independent Trustees were also separately assisted by independent legal counsel. In connection with their deliberations, the Independent Trustees met separately with independent legal counsel and the Consultant on June 11, 2025 and in executive session on several occasions to consider their responsibilities under relevant laws and regulations and to discuss the materials presented and other matters deemed relevant to their consideration of the approval of the continuation of the Agreements. As a result of the discussions that occurred during the June 11, 2025 and June 17-18, 2025 meetings, the Independent Trustees presented HFMC and its affiliates with requests for additional information on certain topics. HFMC responded to these requests with additional information in connection with the September 10-11, 2025 meeting. A more detailed summary of the important, but not necessarily all, factors the Board considered with respect to its approval of the continuation of the Agreements is provided below.
Nature, Extent and Quality of Services Provided by the Advisers
The Board requested and considered information concerning the nature, extent and quality of the services provided to each Fund by the Advisers. The Board considered, among other things, the terms of the Agreements and the range of services provided by the Advisers. The Board considered the Advisers’ professional personnel who provide services to the Funds, including each Adviser’s ability and experience in attracting and retaining qualified personnel to service the Funds. The Board considered each Adviser’s reputation and overall financial strength, as well as each Adviser’s willingness to consider and implement organizational and operational changes designed to enhance services to the funds managed by HFMC and its affiliates (the “Hartford funds”). In addition, the Board considered the quality of each Adviser’s communications with the Board and responsiveness to Board inquiries and requests made from time to time with respect to the Funds and other Hartford funds.
The Board also requested and evaluated information concerning each Adviser’s regulatory and compliance environment. In this regard, the Board reviewed information about each Adviser’s compliance policies and procedures and compliance history, and a report from the Funds’ Chief Compliance Officer about each Adviser’s compliance with applicable laws and regulations, including responses to regulatory developments and any compliance or other issues raised by regulators. The Board also noted the Advisers’ support of the Funds’ compliance control structure, as applicable, including the resources devoted by the Advisers in support of the Funds’ obligations pursuant to Rule 38a-1 under the 1940 Act and the Funds’ risk management programs, as well as the efforts of the Advisers to address cybersecurity risks. The Board also considered HFMC’s investments in business continuity planning designed to benefit the Funds. The Board also noted HFMC’s commitment to maintaining high quality systems and expending substantial resources to prepare for and respond to ongoing changes to the market, regulatory and control environments in which the Funds and their service providers operate.
With respect to HFMC, the Board noted that, under the Investment Management Agreement, HFMC is responsible for the management of the Funds, including oversight of fund operations and service providers, and the provision of investment management and administrative services in connection with selecting, monitoring and supervising the Sub-advisers. In this regard, the Board evaluated information about the nature and extent of responsibilities retained and risks assumed by HFMC that were not delegated to or assumed by the Sub-advisers. The Board considered HFMC’s ongoing monitoring of people, process and performance, including its quarterly reviews of each of the Hartford funds, semi-annual meetings with the leaders of each Fund’s portfolio management team, and ongoing oversight of the Hartford funds’ portfolio managers. The Board noted that HFMC has demonstrated a record of initiating changes to the portfolio management and/or investment strategies of the Hartford funds when warranted. The Board considered HFMC’s periodic due diligence reviews of each Sub-adviser and ongoing oversight of each Sub-adviser’s investment approach and results, HFMC’s process for monitoring best execution of portfolio trades and other trading operations by each Sub-adviser, and HFMC’s approach to risk management with respect to the Funds. The Board considered HFMC’s oversight of the securities lending program for the Funds that engage in securities lending and noted the income earned by the Funds that participate in such program. The Board also considered HFMC’s day-to-day oversight of each Fund’s compliance with its investment objective and policies as well as with applicable laws and regulations, noting that regulatory and other developments had over time led to an increase in the scope of HFMC’s oversight in this regard.
In addition, the Board considered HFMC’s overall strategic plan for, and ongoing commitment to review and re-assess, the Hartford funds product line-up. The Board also considered the expenses that HFMC had incurred, as well as the risks HFMC had assumed, in connection with the launch of new funds and changes to existing Hartford funds in recent years. The Board considered that HFMC is responsible for providing the Funds’ officers.
With respect to the Sub-advisers, which are responsible for the daily investment of the assets of their respective Funds, subject to oversight by HFMC, the Board considered, among other things, each Sub-adviser’s investment personnel, investment philosophy and process, investment research capabilities and resources, performance record, trade execution capabilities and experience. The Board considered the experience and expertise of each Fund’s portfolio manager(s), the number of accounts managed by the portfolio manager(s), and each Sub-adviser’s method for compensating the portfolio manager(s). The Board also considered each Sub-adviser’s succession planning practices to ensure continuity of portfolio management services provided to the Funds and HFMC’s oversight of these practices.
 
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Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
The Board considered the benefits to shareholders of investing in a fund that is part of the family of Hartford funds. The Board considered HFMC’s efforts to provide investors in the Hartford funds with a broad range of investment styles and asset classes and the assumption of entrepreneurial and other risks by HFMC in connection with sponsoring new funds to expand these opportunities for shareholders and providing ongoing services to each Fund. In addition, the Board observed that in the marketplace there are a range of investment options available to each Fund’s shareholders and such shareholders, having had the opportunity to consider other investment options, have chosen to invest in the Fund. The Board considered the special attributes of the Funds, which are exchange-traded funds (“ETFs”), relative to mutual funds and the benefits that are expected to be realized from an investment in the Funds, rather than a mutual fund. The Board also considered the resources devoted by HFMC and its affiliates in developing and maintaining an infrastructure necessary to support the ongoing operations of the Funds.
Based on these considerations, the Board concluded that it was satisfied with the nature, extent and quality of the services provided to each Fund by HFMC and the Sub-advisers.
Performance of each Fund and the Advisers
The Board considered the investment performance of each Fund, which, with respect to the Hartford Quality Value ETF, included the performance of the Predecessor Fund. The Board noted that the Predecessor Fund’s investment portfolio had been managed by Wellington. In this regard, the Board reviewed the performance of each Fund over different time periods and evaluated HFMC’s analysis of each Fund’s performance for these time periods. The Board considered information and materials provided to the Board by the Advisers concerning Fund performance, as well as information from Broadridge comparing the investment performance of each Fund to an appropriate universe of peer funds selected by Broadridge. The Board noted that while it found the comparative data provided by Broadridge generally useful in evaluating a Hartford fund’s investment performance, the Board recognized the limitations of such data, including that notable differences may exist between a Hartford fund and its peers. The Board also noted the limited operating history of certain Funds in evaluating the performance of the Advisers. For details regarding each Fund’s performance, see the Fund-by-Fund synopsis below.
The Board considered the detailed investment analytics reports provided by HFMC’s Investment Advisory Group throughout the year, including in connection with the approval of the continuation of the Agreements. These reports included, among other things, information on each Fund’s gross returns and net returns, the Fund’s investment performance compared to one or more appropriate benchmarks and relevant groups or categories of peer funds, various statistics concerning the Fund’s portfolio, a narrative summary of various factors affecting Fund performance, and commentary on the effect of current and recent market conditions. The Board considered the Advisers’ work with the Investment Committee, which assists the Board in evaluating the performance of each Fund at periodic meetings throughout the year and specifically with respect to the approval of the continuation of the Agreements. The Board considered that the Investment Committee, in its oversight of investment performance at meetings throughout the year, focused particular attention on information indicating less favorable performance of certain Hartford funds for specific time periods and discussed with HFMC’s Investment Advisory Group the reasons for such performance, as well as any specific actions that the Advisers had taken, or had agreed to take, to seek to enhance Fund investment performance and the results of those actions. The Board also considered information provided by the Consultant relating to each Fund’s performance track record. In addition, the Board considered information about HFMC’s overall assessment of the functioning of each Fund’s arbitrage mechanism, noting HFMC’s statement that the arbitrage mechanism of each Fund functioned as expected.
Based on these considerations, the Board concluded that it had continued confidence in HFMC’s and each Sub-adviser’s overall capabilities to manage the Funds, as applicable.
Costs of the Services and Profitability of the Advisers
The Board reviewed information regarding HFMC’s cost to provide investment management and related services to each Fund and HFMC’s profitability, both overall and for each Fund, on a pre-tax basis without regard to distribution expenses. The Board also requested and reviewed information about the profitability to HFMC and its affiliates from all services provided to each Fund and all aspects of their relationship with the Fund, including information regarding profitability trends over time. The Board also requested and received information relating to the operations and profitability of the Sub-advisers. The Board considered representations from HFMC, SIMNA Inc. and Wellington that the respective Sub-adviser’s fees were negotiated at arm’s length on a Fund-by-Fund basis and that the sub-advisory fees are paid by HFMC and not the Funds. The Board also considered that SIMNA Ltd. is an affiliate of SIMNA Inc. and that SIMNA Ltd.’s sub-sub-advisory fees would be paid by SIMNA Inc., not Hartford Schroders Tax-Aware Bond ETF. Accordingly, the Board concluded that the profitability of each Sub-adviser is a less relevant factor with respect to the Board’s consideration of the Funds’ sub-advisory agreements.
 
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Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
The Board considered that the Independent Trustees’ prior independent consultant had previously reviewed the methodologies and estimates used by HFMC in calculating profitability in connection with the continuation of the Investment Management Agreement, including a description of the methodology used to allocate certain expenses. The Board noted that the prior independent consultant previously reported that such process is reasonable, sound and consistent with common industry practice. The Board noted that HFMC’s process for calculating and reporting Fund profitability is consistent with the process previously reviewed by the prior independent consultant.
Based on these considerations, the Board concluded that the profits realized by HFMC and its affiliates from their relationships with each Fund were not excessive.
Comparison of Fees and Services Provided by the Advisers
The Board considered comparative information with respect to the services rendered to and the management fees to be paid by each Fund to HFMC and the total expense ratio of each Fund. The Board considered that HFMC would pay all expenses of the Trust, except for: (i) interest and taxes; (ii) brokerage commissions and other expenses (such as stamp taxes) connected with the execution of portfolio transactions; (iii) expenses incident to the creation and redemption of its shares; (iv) legal fees in connection with any arbitration, litigation or pending or threatened arbitration or litigation, including any settlements in connection therewith and any obligation which the Trust may have to indemnify its officers and Trustees with respect thereto; (v) distribution fees and expenses paid by the Trust under any distribution plan adopted pursuant to Rule 12b-1 under the 1940 Act; (vi) such extraordinary non-recurring expenses as may arise; and (vii) acquired fund fees and expenses. The Board noted that HFMC would bear the risk that Fund operating costs may increase over time. The Board also considered comparative information with respect to the sub-advisory fees to be paid by HFMC to SIMNA Inc. and Wellington with respect to each Fund, as applicable. In this regard, the Board requested and reviewed information from HFMC, SIMNA Inc. and Wellington relating to the management and sub-advisory fees, including the sub-advisory fee schedule for each Fund and the amount of the management fee retained by HFMC, and total operating expenses for each Fund. The Board also reviewed information from Broadridge comparing each Fund’s contractual management fees, actual management fees and total expense ratio relative to an appropriate group of funds selected by Broadridge. For details regarding each Fund’s fees and expenses, see the Fund-by-Fund synopsis below.
The Board considered the methodology used by Broadridge to select the funds included in the expense groups. While the Board recognized that comparisons between a Fund and its peer funds may be imprecise given, among other differences, the different service levels and characteristics of registered investment companies and the different business models and cost structures of the Advisers, the comparative information provided by Broadridge assisted the Board in evaluating the reasonableness of each Fund’s fees and total operating expenses. In addition, the Board considered the independent analysis and views of the Consultant regarding each Fund’s fees and total operating expenses in the context of the Fund’s investment performance.
The Board received information regarding fees charged by HFMC to other Hartford funds that are mutual funds with investment strategies similar to those of Hartford Large Cap Growth ETF, Hartford Municipal Opportunities ETF, Hartford Schroders Tax-Aware Bond ETF, Hartford Strategic Income ETF, and Hartford Total Return Bond ETF. The Board reviewed information about structural, operational and other differences between the Funds and the mutual funds, including differences in the services provided to each type of product and differences in the marketplace in which each type of product must compete. The Board also received information regarding fees charged by the Sub-advisers to any other clients with investment strategies similar to those of the Funds, including any institutional separate account clients and registered fund clients for which a Sub-adviser serves as either primary investment adviser or sub-adviser. The Board considered the explanations provided by the Sub-advisers about any differences between a Sub-adviser’s services to the Funds and the services it provides to other types of clients. In this regard, the Board reviewed information about the generally broader scope of services and compliance, reporting and other legal burdens and risks of managing registered funds compared with those associated with managing assets of non-registered fund clients such as institutional separate accounts.
Based on these considerations, the Board concluded that each Fund’s fees and total operating expenses, in conjunction with the information about quality of services, profitability, economies of scale, and other matters considered, were reasonable in light of the services provided.
Economies of Scale
The Board considered information regarding economies of scale, including the extent to which economies of scale may be realized as a Fund grows and whether fee levels reflect these economies of scale for the benefit of shareholders of the Fund. The Board considered that any economies of scale in respect of the management of a Fund would benefit HFMC due to the unitary fee structure of each Fund, but that the unitary fee protects shareholders from a rise in operating costs and/or a decline in Fund assets and is a transparent means of informing the Fund’s shareholders of the fees associated with the Fund. The Board considered that each Fund could share in the benefits from some economies of scale as assets in the Fund grow. The Board reviewed the breakpoints in the management fee schedule for the Hartford Quality Value ETF, which reduce fee rates as the Hartford
 
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Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Quality Value ETF’s assets grow over time. The Board recognized that if Hartford Quality Value ETF’s assets were beyond the highest breakpoint level, it will continue to benefit from economies of scale because additional assets are charged the lowest breakpoint fee resulting in lower effective management fee rates. The Board also recognized that a fee schedule that reaches a breakpoint at a lower asset level provides shareholders with the benefit of anticipated or potential economies of scale. Based on information provided by HFMC and Broadridge, the Board recognized that there is no uniform methodology for establishing breakpoints or uniform pattern in asset levels that trigger breakpoints or the amounts of breakpoints triggered.
The Board noted that, except for the Hartford Quality Value ETF, each Fund’s management fee does not contain breakpoints. However, the Board considered that HFMC shares anticipated or potential economies of scale with shareholders in a variety of ways, including through initially setting competitive fee rates and pricing each Fund to scale at inception, as well as additional investments in HFMC’s business and the provision of improved or additional infrastructure and services to the Funds and their shareholders.
After considering all of the information available to it, the Board concluded that it was satisfied with the extent to which economies of scale, if any, would be shared for the benefit of each Fund’s shareholders based on currently available information and the effective management fees and total expense ratio for each Fund at its current and reasonably anticipated asset levels. The Board noted, however, that it would continue to monitor any future growth in each Fund’s assets and the appropriateness of management fee breakpoints or other methods to share benefits from economies of scale as part of its future review of the Agreements.
Other Benefits
The Board considered other benefits to the Advisers and their affiliates from their relationships with the Funds.
Fund-by-Fund Factors
For purposes of evaluating a Fund’s performance, the Board considered the Fund’s performance relative to similarly managed funds and the Fund’s performance relative to its benchmark. In particular, the Board considered the Fund’s performance (net of all fees and expenses), as of March 31, 2025, and compared that performance to the Fund’s peer universe, which includes all funds within the same classification or category, as determined by Broadridge. The Board considered the Fund’s performance relative to its peer universe by evaluating its quintile ranking, with the 1st quintile representing the top performing funds within a peer universe and the 5th quintile representing the lowest performing funds. For purposes of evaluating the Fund’s performance relative to its benchmark, the Board considered the Fund’s performance (net of all fees and expenses) as of March 31, 2025. The Board considered Fund performance to be “in line with” a Fund’s benchmark where it was 50 basis points above or below the benchmark return. With respect to fees and expenses, the Board considered the Fund’s contractual management fee, actual management fee, and total operating expenses, as compared to the Fund’s expense peer group, which includes a group of similarly sized funds selected by Broadridge.
Hartford AAA CLO ETF
•
The Board noted that the Fund’s performance was in the 5th quintile versus its peer universe for the 1-, 3- and 5-year periods. The Board also noted that the Fund’s performance was in line with its benchmark for the 1-year period and below its benchmark for the 3- and 5-year periods.
•
The Board noted that the Fund’s contractual management fee was in the 3rd quintile of its expense group, while its actual management fee and its total expenses were in the 4th quintile.
Hartford Core Bond ETF
•
The Board noted that the Fund’s performance was in the 2nd quintile versus its peer universe for the 1- and 3-year periods and the 3rd quintile for the 5-year period. The Board also noted that the Fund’s performance was in line with its benchmark for the 1-, 3- and 5-year periods. The Board noted upcoming changes to the Fund’s portfolio management team.
•
The Board noted that the Fund’s contractual management fee was in the 1st quintile of its expense group, while its actual management fee and its total expenses were in the 2nd quintile.
 
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Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Hartford Large Cap Growth ETF
•
The Board noted that the Fund’s performance was in the 1st quintile and 3rd quintile versus its peer universe for the 1- and 3-year periods, respectively. The Board also noted that the Fund’s performance was in line with its benchmark for the 1-year period and below its benchmark for the 3-year period.
•
The Board noted that the Fund’s contractual management fee and total expenses were in the 3rd quintile of its expense group, while its actual management fee was in the 4th quintile.
Hartford Municipal Opportunities ETF
•
The Board noted that the Fund’s performance was in the 2nd quintile versus its peer universe for the 1-, 3- and 5-year periods. The Board also noted that the Fund’s performance was in line with its benchmark for the 1-, 3- and 5-year periods.
•
The Board noted that the Fund’s contractual management fee was in the 1st quintile of its expense group, while its actual management fee and its total expenses were in the 2nd quintile.
Hartford Quality Value ETF
•
The Board noted that the Fund’s performance was in the 5th quintile versus its peer universe for the 1-, 3- and 5-year periods. The Board also noted that the Fund’s performance was below its benchmark for the 1-, 3- and 5-year periods.
•
The Board noted that the Fund’s contractual management fee was in the 2nd quintile of its expense group, while its actual management fee and its total expense were in the 1st quintile.
Hartford Schroders Tax-Aware Bond ETF
•
The Board noted that the Fund’s performance was in the 2nd quintile versus its peer universe for the 1-, 3- and 5-year periods. The Board also noted that the Fund’s performance was above its benchmark for the 1-year period and in line with its benchmark for the 3- and 5-year periods.
•
The Board noted that the Fund’s contractual management fee, actual management fee and total expenses were in the 4th quintile of its expense group.
Hartford Strategic Income ETF
•
The Board noted that the Fund’s performance was in the 1st quintile versus its peer universe for the 1- and 3-year periods. The Board also noted that the Fund’s performance above its custom blended evaluation benchmark for the 1- and 3-year periods. The Board noted upcoming changes to the Fund’s portfolio management team.
•
The Board noted that the Fund’s contractual management fee was in the 3rd quintile of its expense group, while its actual management fee and its total expenses were in the 4th quintile.
Hartford Total Return Bond ETF
•
The Board noted that the Fund’s performance was in the 2nd quintile, 1st quintile, and 2nd quintile versus its peer universe for the 1-, 3- and 5-year periods, respectively. The Board also noted that the Fund’s performance was in line with its benchmark for the 1-year period and above its benchmark for the 3- and 5-year periods. The Board noted upcoming to the Fund’s portfolio management team.
•
The Board noted that the Fund’s contractual management fee was in the 1st quintile of its expense group, while its actual management fee and its total expenses were in the 2nd quintile.
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Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Based upon the review of the factors summarized above, among others, the Board concluded that it is in the best interests of each Fund and its shareholders for the Board to approve the continuation of the Agreements for an additional year. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
 
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Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Hartford Funds Exchange-Traded Trust
Hartford Dynamic Bond ETF
(the “Fund”)
Section 15(c) of the Investment Company Act of 1940, as amended (the “1940 Act”), requires that each registered investment company’s board of trustees, including a majority of those trustees who are not “interested persons” of the investment company, as defined in the 1940 Act (the “Independent Trustees”), initially approve, and annually review and consider the continuation of, the investment company’s investment management and sub-advisory agreements. At its meeting held on September 10-11, 2025, the Board of Trustees (the “Board”) of the Trust, including the Independent Trustees, unanimously voted to approve (i) the investment management agreement by and between Hartford Funds Management Company, LLC (“HFMC”) and the Trust on behalf of the Fund (the “Investment Management Agreement”); and (ii) an amendment to the investment sub-advisory agreement (the “Sub-Advisory Agreement” and together with the Investment Management Agreement, the “Agreements”) by and between HFMC and Wellington Management Company LLP (“Wellington” or the “Sub-adviser,” and together with HFMC, the “Advisers”), with respect to the Fund.
Prior to approving the Agreements, the Board requested and reviewed written responses from the Advisers to questions posed to the Advisers on behalf of the Independent Trustees and supporting materials relating to those questions and responses. In addition, the Board considered the materials and presentations from representatives of the Advisers received at meetings held on June 17-18, 2025 regarding the Fund and its investment strategies and on September 10-11, 2025 concerning the Agreements.
In determining whether to approve the Agreements for the Fund, the members of the Board reviewed and evaluated information and factors they believed to be relevant and appropriate through the exercise of their reasonable business judgment. While individual members of the Board may have weighed certain factors differently, the Board’s determination to approve the Agreements was based on a comprehensive consideration of all information provided to the Board with respect to the approval of the Agreements. The Board was also furnished with an analysis of its fiduciary obligations in connection with its evaluation of the Agreements.
Throughout the evaluation process, the Board was assisted by counsel for the Fund and the Independent Trustees were also separately assisted by independent legal counsel. In connection with their deliberations, the Independent Trustees met separately with independent legal counsel in executive session to consider their responsibilities under relevant laws and regulations and to discuss the materials presented and other matters deemed relevant to their consideration of the approval of the Agreements. A more detailed summary of the important, but not necessarily all, factors the Board considered with respect to its approval of the Agreements is provided below.
Nature, Extent and Quality of Services to be Provided by the Advisers
The Board requested and considered information concerning the nature, extent and quality of the services to be provided to the Fund by the Advisers. The Board considered, among other things, the terms of the Agreements and the range of services to be provided by the Advisers. The Board considered each Adviser’s organizational structure, systems and personnel. The Board also considered each Adviser’s reputation and overall financial strength, and the Board’s past experience with each Adviser with respect to the services each Adviser provides to other funds managed by HFMC and its affiliates (the “Hartford funds”). The Board considered that HFMC has been advising actively managed exchange-traded funds (“ETFs”) since 2017 and HFMC has extensive experience advising actively managed mutual funds. In addition, the Board considered the quality of each Adviser’s communications with the Board and responsiveness to Board inquiries and requests made from time to time with respect to the Hartford funds.
With respect to HFMC, the Board noted that, under the Investment Management Agreement, HFMC would be responsible for the management of the Fund, including oversight of fund operations and service providers. The Board also noted that HFMC would provide investment management and administrative services to the Fund in connection with selecting, monitoring and supervising the Sub-adviser, and that HFMC had recommended to the Board that the Sub-adviser be appointed as the sub-adviser to the Fund. In this regard, the Board evaluated information about the nature and extent of responsibilities retained and risks assumed by HFMC that were not delegated to or assumed by the Sub-adviser. The Board considered the proposed services to be provided by HFMC and, in its consideration of these services, the Board noted HFMC’s ongoing monitoring of people, process and performance, including its quarterly reviews of each of the Hartford funds, semi-annual meetings with the leaders of each Hartford fund’s portfolio management team, and ongoing oversight of the Hartford funds’ portfolio managers. The Board noted that HFMC has demonstrated a record of initiating changes to the portfolio management and/or investment strategies of the Hartford funds when warranted. The Board considered that HFMC would oversee the Sub-adviser’s investment approach and results, HFMC’s process for monitoring best execution of portfolio trades and other trading operations by the Sub-adviser, and HFMC’s approach to risk management with respect to the Fund. The Board also considered that HFMC
 
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Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
would oversee the Fund’s compliance with its investment objective and policies as well as with applicable laws and regulations. Moreover, the Board considered that HFMC would oversee potential conflicts of interest between the Fund’s investments and those of other funds or accounts, if any, managed by the Fund’s portfolio management personnel. In addition, the Board considered that HFMC or its affiliates would be responsible for providing the Fund’s officers.
With respect to the Sub-adviser, which would be responsible for the daily investment of the assets of the Fund, subject to oversight by HFMC, the Board considered, among other things, the Sub-adviser’s investment personnel, investment philosophy and process, investment research capabilities and resources, performance record, trade execution capabilities and experience. The Board considered the experience and expertise of the Fund’s proposed portfolio managers, the number of accounts managed by the portfolio managers, and the Sub-adviser’s method for compensating the portfolio managers. The Board also considered the Sub-adviser’s succession planning practices to ensure continuity of portfolio management services to be provided to the Fund and HFMC’s oversight of these practices.
The Board also considered information previously provided by the Advisers regarding their compliance policies and procedures and compliance history, and received a representation from the Hartford funds’ Chief Compliance Officer that the written compliance policies and procedures of each of HFMC and the Sub-adviser are reasonably designed to prevent violations of the federal securities laws. In addition, the Board considered HFMC’s representation that it did not anticipate making any material changes to HFMC’s and the Hartford funds’ compliance program as a result of the addition of the Fund.
The Board considered the benefits to the Fund’s future shareholders of being part of the family of Hartford funds. The Board considered HFMC’s efforts to provide investors in the Hartford funds with a broad range of investment styles and asset classes and the assumption of entrepreneurial and other risks by HFMC in connection with sponsoring new funds to expand these opportunities for shareholders and providing ongoing services to the Hartford funds. The Board considered the special attributes of the Fund as an exchange-traded fund relative to mutual funds and the benefits that are expected to be realized from such a structure. The Board also considered the resources committed by HFMC and its affiliates to support the ongoing operations of the Fund. In addition, the Board considered the secondary market support services to be provided by HFMC to the Fund, including HFMC’s expected efforts to educate investment professionals about the Fund and other ETFs managed by HFMC.
In considering the foregoing information, the Board evaluated not only the information presented to the Board in connection with its consideration of the Agreements, but also the Board’s experience through past interactions with HFMC and the Sub-adviser.
Based on these considerations, the Board concluded that it was satisfied with the nature, extent and quality of the services to be provided to the Fund by HFMC and the Sub-adviser.
Performance
The Board considered the investment performance of the Sub-adviser and its portfolio management team, including, for purposes of considering the investment skill and experience of the Fund’s portfolio managers, the performance of a mutual fund with investment strategies substantially similar to that of the Fund. HFMC also provided additional information about the portfolio management team’s investment experience and its investment philosophy and process.
Based on these considerations, the Board concluded that it was satisfied that HFMC and the Sub-adviser have the capability of providing satisfactory investment performance for the Fund.
Costs of the Services and Profitability of the Advisers
In considering the proposed advisory and sub-advisory fee schedules for the Fund, the Board reviewed information regarding HFMC’s estimated costs to provide investment management and related services to the Fund and the estimated profitability to HFMC from the investment management and related services to be provided to the Fund. In evaluating HFMC’s estimated profitability with respect to the Fund, the Board also considered HFMC’s representation that the level of estimated profitability of the Fund, taking into consideration the revenue and expenses of the Fund, was fair and reasonable based on the nature and quality of the services to be provided to shareholders. The Board also noted that the actual profitability to HFMC of managing the Fund would depend on the growth of the Fund’s assets under management. The Board considered representations from HFMC and Wellington that the Sub-adviser’s fees were negotiated at arm’s length and that the sub-advisory fees would be paid by HFMC and not the Fund. Accordingly, the Board concluded that the profitability of the Sub-adviser is a less relevant factor with respect to the Board’s consideration of the Fund’s Sub-Advisory Agreement.
 
140
Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
Based on these considerations, the Board concluded that the profits anticipated to be realized by HFMC and its affiliates from their relationships with the Fund would not be excessive.
Comparison of Fees and Services to be Provided by the Advisers
The Board considered comparative information with respect to the services to be rendered to and the management fees to be paid by the Fund to HFMC and the estimated total expense ratio of the Fund. The Board also considered the proposed sub-advisory fees to be paid by HFMC to Wellington with respect to the Fund. In this regard, the Board requested and reviewed information from HFMC and Wellington relating to the proposed management and sub-advisory fees, including the sub-advisory fee schedule for the Fund and the amount of the management fee to be retained by HFMC, and estimated total operating expenses for the Fund. The Board also reviewed information comparing the Fund’s proposed management fees and estimated total expenses relative to an appropriate group of funds (the “Peer Group”) selected from the relevant peer universe identified by Broadridge Financial Solutions, Inc., an independent provider of investment company data. As part of this review, the Board considered the composition of the Peer Group and the methodology used to select the Peer Group, which included input from an independent financial services consultant engaged by the Independent Trustees to assist them in evaluating the Fund’s proposed management fees and estimated total expense ratios. The Board considered the inherent limitations of such comparisons in light of uncertainty as to how the fees of other funds in the Peer Group are set and potentially material differences between the Fund and its Peer Group. The Board also considered that HFMC had contractually agreed to limit the expenses (exclusive of certain specified expenses) for the Fund.
In considering the reasonableness of the Fund’s proposed management and sub-advisory fees and estimated total expense ratio, the Board considered that the Fund’s proposed contractual management fee was above the average and median of its Peer Group for all asset levels. The Board further considered that the Fund’s proposed contractual management fee fell within the 4th quintile of its Peer Group. The Board also considered that the Fund’s estimated total expense ratio was within the 4th quintile of its Peer Group. The Board noted that HFMC reported that the proposed management fee rate is in line with, or lower than, the management fee rates applicable to the Hartford fixed-income mutual funds that have similarly complex investment strategies and in line with funds in the Peer Group with such similarly complex strategies.
The Board received information regarding fees charged by HFMC to another Hartford fund that is a mutual fund with investment strategies substantially similar to that of the Fund. The Board reviewed information about structural, operational and other differences between the Fund and the mutual fund, including differences in the services provided to each type of product and differences in the marketplace in which each type of product must compete. The Board also received information regarding fees charged by the Sub-adviser to any other clients with investment strategies similar to those of the Fund, including institutional separate account clients. The Board considered the explanations provided by the Sub-adviser about any differences between the Sub-adviser’s services to the Fund and the services it provides to other types of clients. In this regard, the Board reviewed information about the generally broader scope of services and compliance, reporting and other legal burdens and risks of managing registered funds compared with those associated with managing assets of non-registered fund clients such as institutional separate accounts.
Based on these considerations, the Board concluded that the Fund’s proposed fees and estimated total operating expenses, in conjunction with the information about quality of services, profitability, economies of scale, and other matters considered, were reasonable in light of the services to be provided.
Economies of Scale
The Board considered information regarding economies of scale, including the extent to which economies of scale may be realized as the Fund grows and whether the Fund’s corresponding fee levels reflect these economies of scale for the benefit of the Fund’s future shareholders. The Board reviewed the breakpoints in the proposed management fee schedule for the Fund, which would reduce the fee rate if and when Fund assets grow past certain thresholds. The Board noted that HFMC proposed the same breakpoints in the management fee schedule for the Fund as those in the management fee schedule for the mutual fund with investment strategies substantially similar to that of the Fund. The Board considered HFMC’s representation that the Fund could be expected to share in the benefits from some economies of scale as assets in the Fund grow. The Board recognized that a fund with assets beyond the highest breakpoint level would continue to benefit from economies of scale because additional assets are charged the lowest breakpoint fee resulting in lower effective management fee rates. The Board also recognized that a fee schedule that reaches a breakpoint at a lower asset level provides shareholders with the benefit of anticipated or potential economies of scale. The Board recognized that there is no uniform methodology for establishing breakpoints or uniform pattern in asset levels that trigger breakpoints or the amounts of breakpoints triggered. The Board also considered that HFMC has been active in managing expenses for the Hartford funds in recent years, which has resulted in benefits being realized by shareholders. In addition, the Board considered that initially setting competitive fee rates and pricing the Fund to scale at inception are other means of sharing potential economies of scale with shareholders.
 
141
Hartford Active ETFs
Item 11. Statement Regarding Basis for Approval of Investment Advisory Contract.
Approval of Investment Management and Investment Sub-Advisory Agreements (Unaudited) – (continued)
After considering all of the information available to it, the Board concluded that it was satisfied with the extent to which economies of scale, if any, would be shared for the benefit of the Fund’s future shareholders. The Board noted, however, that it would continue to monitor any future growth in the Fund’s assets and the appropriateness of additional management fee breakpoints or other methods to share benefits from economies of scale as part of its future review of the Agreements.
Other Benefits
The Board considered other benefits to the Advisers and their affiliates from their relationships with the Fund.
 * * * * 
Based upon the review of the factors summarized above, among others, the Board concluded that it is in the best interests of the Fund for the Board to approve the Agreements. In reaching this decision, the Board did not assign relative weights to the factors discussed above or deem any one or group of them to be controlling in and of themselves.
 
142
This report is submitted for the general information of the shareholders of the Funds referenced in this report. It is not authorized for distribution to persons who are not shareholders of one or more Funds referenced in this report unless preceded or accompanied by a current prospectus for the relevant Funds. Nothing herein contained is to be considered an offer of sale or a solicitation of an offer to buy shares of any Fund listed in this report.
The information cannot be used or relied upon for the purpose of avoiding IRS penalties. These materials are not intended to provide tax, accounting or legal advice. As with all matters of a tax or legal nature, you should consult your own tax or legal counsel for advice.
Investors should carefully consider a Fund’s investment objectives, risks, charges and expenses. This and other important information is contained in the Fund’s prospectus and summary prospectus, which can be obtained by visiting hartfordfunds.com. Please read it carefully before investing.
Hartford Funds Management Company, LLC (HFMC) is the investment manager for the active ETFs. Hartford AAA CLO ETF, Hartford Core Bond ETF, Hartford Dynamic Bond ETF, Hartford Large Cap Growth ETF, Hartford Municipal Opportunities ETF, Hartford Quality Value ETF, Hartford Strategic Income ETF and Hartford Total Return Bond ETF are sub-advised by Wellington Management Company LLP (Wellington). Hartford Schroders Tax-Aware Bond ETF is sub-advised by Schroder Investment Management North America Inc. (“SIMNA”) and sub-sub-advised by Schroder Investment Management North America Ltd. (“SIMNA Ltd”, together with SIMNA, “Schroders”). HFMC, Wellington, SIMNA, and SIMNA Ltd. are all SEC registered investment advisers. The ETFs are distributed by ALPS Distributors, Inc., which is not affiliated with Wellington, Schroders or HFMC.
ETFSAR-A26 03/26 Printed in the U.S.A.
 

Item 12. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.

Not applicable.

Item 13. Portfolio Managers of Closed-End Management Investment Companies.

Not applicable.

Item 14. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.

Not applicable.

Item 15. Submission of Matters to a Vote of Security Holders.

There have been no material changes to the procedures by which shareholders may recommend nominees to the registrant’s board of trustees, where those changes were implemented after the registrant last provided disclosure in response to the requirements of Item 407(c)(2)(iv) of Regulation S-K (17 CFR 229.407) (as required by Item 22(b)(15) of Schedule 14A (17 CFR 240.14a-101)), or this Item.

Item 16. Controls and Procedures.

 

  (a)

The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are generally effective to provide reasonable assurance, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(b)).

 

  (b)

There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 17. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.

Not applicable.

Item 18. Recovery of Erroneously Awarded Compensation.

Not applicable.

Item 19. Exhibits.

 

  (a)(1)   Not applicable.
  (a)(2)   Not applicable.
  (a)(3)   Separate certifications for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)) and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto.
  (a)(4)   Not applicable.
  (a)(5)   Not applicable.
  (b)   Certifications pursuant to Rule 30a-2(b) under the 1940 Act and Section 906 of the Sarbanes-Oxley Act of 2002 are attached hereto.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    HARTFORD FUNDS EXCHANGE-TRADED TRUST
Date: April 2, 2026     By:    /s/ Gregory A. Frost
      Gregory A. Frost
      Chief Executive Officer and President (principal
      executive officer)

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Date: April 2, 2026     By:    /s/ Gregory A. Frost
      Gregory A. Frost
      Chief Executive Officer and President (principal
      executive officer)
Date: April 2, 2026     By:   /s/ Ankit Puri
      Ankit Puri
      Treasurer (principal financial officer)
ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

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906 CERTIFICATION

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