WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF INVESTMENTS
January 31, 2026 (Unaudited)
 
CONVERTIBLE BONDS - 90.7% Coupon Maturity Par Value Value
Communications - 5.2%    
DoorDash, Inc., 144A   0.000% 05/15/30 $ 1,000,000   $ 1,000,500  
Liberty Media Corporation -
Liberty Formula One, 144A  
2.250% 08/15/27 1,500,000   1,753,500  
Trip.com Group Ltd., 144A   0.750% 06/15/29 2,000,000   2,265,000  
Uber Technologies, Inc. * 0.875% 12/01/28 2,000,000   2,562,061  
        7,581,061  
Consumer Discretionary - 10.6%    
Alibaba Group Holding Ltd.   0.500% 06/01/31 2,000,000   3,503,977  
Cheesecake Factory, Inc. (The), 144A   2.000% 03/15/30 2,000,000   2,106,000  
Cloudflare, Inc., 144A 0.000% 06/15/30 2,500,000   2,632,750  
Etsy, Inc., 144A   1.000% 06/15/30 200,000   198,839  
JD.com, Inc.   0.250% 06/01/29 2,500,000   2,512,500  
Live Nation Entertainment, Inc. * 3.125% 01/15/29 2,000,000   2,943,200  
Meritage Homes Corporation   1.750% 05/15/28 1,500,000   1,522,133  
        15,419,399  
Consumer Staples - 1.5%    
Chef's Warehouse, Inc. (The)   2.375% 12/15/28 1,470,000   2,257,479  
       
 
Energy - 4.9%    
CMS Energy Corporation * 3.375% 05/01/28 2,250,000   2,428,875  
Northern Oil & Gas, Inc.   3.625% 04/15/29 2,900,000   2,933,785  
Solaris Energy Infrastructure, Inc.   0.250% 10/01/31 1,500,000   1,845,750  
        7,208,410  
Financials - 3.4%    
Blackstone Mortgage Trust, Inc.   5.500% 03/15/27 1,000,000   985,500  
Core Scientific, Inc., 144A   3.000% 09/01/29 700,000   1,287,125  
PennyMac Corporation   5.500% 03/15/26 500,000   496,750  
Redwood Trust, Inc.   7.750% 06/15/27 1,500,000   1,515,000  
WisdomTree, Inc. 3.250% 08/15/29 500,000   734,681  
        5,019,056  
Health Care - 11.9%    
Alnylam Pharmaceuticals, Inc.   1.000% 09/15/27 2,100,000   2,737,428  
Dexcom, Inc.   0.375% 05/15/28 1,500,000   1,399,500  
Halozyme Therapeutics, Inc., 144A   0.000% 02/15/31 1,900,000   1,952,250  
Ionis Pharmaceuticals, Inc. * 1.750% 06/15/28 2,000,000   3,279,534  
 
 

 

WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF INVESTMENTS (Continued)
 
CONVERTIBLE BONDS - 90.7% (Continued) Coupon Maturity Par Value Value
Health Care - 11.9% (Continued)    
Lantheus Holdings, Inc., 144A 2.625% 12/15/27 $ 1,000,000   $ 1,143,000  
Ligand Pharmaceuticals, Inc., 144A   0.750% 10/01/30 2,000,000   2,385,309  
Merit Medical Systems, Inc., 144A   3.000% 02/01/29 1,500,000   1,733,250  
Mirion Technologies, Inc., 144A   0.250% 06/01/30 1,000,000   1,290,000  
Zoetis, Inc., 144A   0.250% 06/15/29 1,500,000   1,533,750  
        17,454,021  
Industrials - 15.7%    
Advanced Energy Industries, Inc., 144A   2.500% 09/15/28 2,250,000   4,372,875  
AeroVironment, Inc.   0.000% 07/15/30 1,000,000   1,176,000  
BWX Technologies, Inc., 144A   0.000% 11/01/30 2,500,000   2,577,500  
Fluor Corporation   1.125% 08/15/29 2,250,000   2,775,600  
Granite Construction, Inc.   3.250% 06/15/30 2,000,000   3,328,000  
Itron, Inc.   1.375% 07/15/30 2,000,000   2,125,000  
OSI Systems, Inc. * 2.250% 08/01/29 2,500,000   3,675,000  
Tetra Tech, Inc. * 2.250% 08/15/28 2,500,000   2,897,500  
        22,927,475  
Materials - 3.2%    
B2Gold Corporation, 144A   2.750% 02/01/30 500,000   859,776  
MP Materials Corporation, 144A   3.000% 03/01/30 1,000,000   2,847,000  
Peabody Energy Corporation   3.250% 03/01/28 500,000   976,500  
        4,683,276  
Technology - 31.7%    
Akamai Technologies, Inc., 144A   0.250% 05/15/33 2,000,000   2,424,641  
BlackLine, Inc. * 1.000% 06/01/29 2,000,000   1,985,600  
Check Point Software Technologies Ltd., 144A   0.000% 12/15/30 2,000,000   1,979,971  
Cipher Mining, Inc., 144A   0.000% 10/01/31 1,000,000   1,271,250  
Datadog, Inc.   0.000% 12/01/29 2,500,000   2,458,750  
DigitalOcean Holdings, Inc., 144A   0.000% 08/15/30 2,000,000   3,164,001  
Dropbox, Inc.   0.000% 03/01/28 1,000,000   989,500  
Five9, Inc.   1.000% 03/15/29 1,000,000   901,000  
Global Payments, Inc.   1.500% 03/01/31 2,500,000   2,211,250  
Microchip Technology, Inc.   0.750% 06/01/30 1,500,000   1,541,687  
MKS Instruments, Inc. * 1.250% 06/01/30 2,200,000   3,700,274  
Nebius Group N.V., 144A   1.000% 09/15/30 500,000   498,500  
Nutanix, Inc.   0.250% 10/01/27 2,000,000   2,058,000  
Seagate HDD Cayman   3.500% 06/01/28 1,000,000   4,959,500  
 
 

 

WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF INVESTMENTS (Continued)
 
CONVERTIBLE BONDS - 90.7% (Continued) Coupon Maturity Par Value Value
Technology - 31.7% (Continued)    
Shift4 Payments, Inc. * 0.500% 08/01/27 $ 2,800,000   $ 2,689,400  
Snowflake, Inc.   0.000% 10/01/29 2,000,000   2,814,000  
Synaptics, Inc.   0.750% 12/01/31 1,000,000   1,129,013  
Tempus AI, Inc., 144A   0.750% 07/15/30 500,000   541,753  
Veeco Instruments, Inc.   2.875% 06/01/29 1,000,000   1,294,500  
Vishay Intertechnology, Inc.   2.250% 09/15/30 500,000   503,750  
Western Digital Corporation   3.000% 11/15/28 800,000   5,314,324  
Wix.com Ltd., 144A   0.000% 09/15/30 1,000,000   881,000  
Zscaler, Inc., 144A * 0.000% 07/15/28 1,000,000   929,653  
        46,241,317  
Utilities - 2.6%    
Evergy, Inc.   4.500% 12/15/27 1,000,000   1,270,000  
Ormat Technologies, Inc.   2.500% 07/15/27 1,750,000   2,579,675  
        3,849,675  
       
Total Convertible Bonds (Cost $109,161,415) $ 132,641,169  
         
         
CORPORATE BONDS - 6.5% Coupon Maturity Par Value Value
Industrials - 4.6%    
Centrus Energy Corporation, 144A * 0.000% 08/15/32 $ 1,300,000   $ 1,876,550  
GEO Group, Inc.   8.625% 04/15/29 1,500,000   1,568,599  
Parsons Corporation * 2.625% 03/01/29 3,000,000   3,210,849  
        6,655,998  
Materials - 0.4%    
Celanese US Holdings, LLC   6.850% 11/15/28 571,000   599,390  
       
 
Real Estate - 1.5%    
Iron Mountain, Inc., 144A   7.000% 02/15/29 1,000,000   1,027,516  
Service Properties Trust, 144A   8.625% 11/15/31 1,100,000   1,155,410  
        2,182,926  
       
Total Corporate Bonds (Cost $9,024,622) $ 9,438,314  
         
         
 
 

 

WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF INVESTMENTS (Continued)
 
COMMON STOCKS - 0.3% Shares Value
Industrials - 0.3%    
Aerospace & Defense - 0.3%    
Kratos Defense & Security Solutions, Inc. (a)(b)
(Cost $182,324)
4,000   $ 412,040  
       
 
         
MONEY MARKET FUNDS - 2.1% Shares Value
First American Government Obligations Fund - Class U, 3.63% (c)
(Cost $3,003,637)
3,003,637   $ 3,003,637  
         
Investments at Value - 99.6% (Cost $121,371,998) $ 145,495,160  
       
Other Assets in Excess of Liabilities - 0.4% 567,280  
       
Net Assets - 100.0% $ 146,062,440  
 

 

 

 

144A - Security was purchased in a transaction exempt from registration in compliance with Rule 144A of the Securities Act of 1933.  This security may be resold in transactions exempt from registration, normally to qualified institutional buyers.  The total value of such securities is $47,688,669 as of January 31, 2026, representing 32.6% of net assets.
N.V. - Naamloze Vennootschap
 

 

* All or a part of this security has been pledged as collateral for derivative instruments held by the Fund. The total value of these securities as of January 31, 2026 was $27,358,253.
(a) Non-income producing security.
(b) All or a portion of this security covers a written call option. The total value of these securities as of January 31, 2026 was $412,040.
(c) The rate shown is the 7-day effective yield as of January 31, 2026.

 

 

 

 

 

 

 

 

 
 

 

WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF TOTAL RETURN SWAP AGREEMENTS
January 31, 2026 (Unaudited)    

 

                     
 A list of open OTC swap agreements as of January 31, 2026, is as follows: 
Total Return Swap Agreements
Number of Shares   Reference Entity    Notional Amount Interest Rate Receivable (a) Termination Date   Counterparty   Net Unrealized Appreciation / (Depreciation)
Short Positions                  
         (14,600)   Advanced Energy Industries, Inc.    $(3,774,823)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas    $              51,864
           (2,098)   AeroVironment, Inc.          (794,240)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                  211,336
         (14,200)   Akamai Technologies, Inc.       (1,299,726)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (77,909)
         (16,700)   Alibaba Group Holding Ltd.       (2,854,531)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    27,042
           (5,700)   Alnylam Pharmaceuticals, Inc.       (2,047,782)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                  123,928
       (117,600)   B2Gold Corporation          (544,488)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (30,958)
         (15,800)   BlackLine, Inc.          (828,394)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    95,376
           (5,700)   BWX Technologies, Inc.       (1,215,525)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    46,347
           (4,300)   Centrus Energy Corporation - Class A       (1,316,230)  3.12% OBFR 3.63% minus 51bp  05/18/2026   BNP Paribas                  121,452
           (3,900)   Check Point Software Technologies Ltd.          (735,306)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    36,289
         (14,900)   Cheesecake Factory, Inc. (The)          (884,350)  2.86% OBFR 3.63% minus 77bp  05/18/2026   BNP Paribas                    21,286
         (26,400)   Chef's Warehouse, Inc. (The)       (1,704,120)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    46,045
         (47,800)   Cipher Mining, Inc.          (837,456)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    75,789
           (5,000)   Cloudflare, Inc.          (920,700)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    35,655
         (12,300)   CMS Energy Corporation          (876,744)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                     (1,304)
         (45,700)   Core Scientific, Inc.          (826,256)  3.22% OBFR 3.63% minus 41bp  05/18/2026   BNP Paribas                       5,296
           (6,500)   Datadog, Inc. - Class A          (785,590)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (53,844)
           (1,300)   DexCom, Inc.            (90,012)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                     (4,809)
         (39,000)   DigitalOcean Holdings, Inc.       (2,062,320)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (89,422)
           (2,100)   DoorDash, Inc. - Class A          (441,231)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    12,173
         (11,400)   Dropbox, Inc.          (302,214)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    12,250
           (1,300)   Etsy, Inc.            (82,719)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    13,992
         (13,100)   Evergy, Inc.          (992,718)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (10,997)
           (1,300)   Five9, Inc.            (24,713)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                       1,791
         (31,400)   Fluor Corporation       (1,364,016)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (84,361)
           (5,900)   Global Payments, Inc.          (442,441)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    19,820
         (20,600)   Granite Construction, Inc.       (2,492,188)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                       8,579
         (14,600)   Halozyme Therapeutics, Inc.       (1,048,572)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                       3,135
         (28,000)   Ionis Pharmaceuticals, Inc.       (2,161,880)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                (149,727)
           (9,200)   Itron, Inc.          (928,372)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    18,190
         (22,500)   JD.com, Inc.          (661,725)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    21,890
                     

 

 
 
WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF TOTAL RETURN SWAP AGREEMENTS (Continued)

 

 

                     
Total Return Swap Agreements (Continued)
Number of Shares   Reference Entity    Notional Amount Interest Rate Receivable (a) Termination Date   Counterparty    Net Unrealized Appreciation / (Depreciation) 
           (5,000)   Lantheus Holdings, Inc.    $    (327,100)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas    $               (7,023)
         (13,200)   Liberty Media Corporation - Liberty Formula One       (1,188,300)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    41,210
           (7,000)   Ligand Pharmaceuticals, Inc.       (1,372,560)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    29,862
         (14,400)   Live Nation Entertainment, Inc.       (2,098,512)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                       7,093
         (10,700)   Merit Medical Systems, Inc.          (859,745)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                     (6,664)
           (4,600)   Meritage Homes Corporation          (359,950)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    40,729
           (2,400)   Microchip Technology, Inc.          (178,680)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                     (3,268)
         (31,700)   Mirion Technologies, Inc. - Class A          (855,900)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    69,720
         (10,900)   MKS Instruments, Inc.       (2,260,791)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                (302,094)
         (41,800)   MP Materials Corporation       (2,788,060)  2.85% OBFR 3.63% minus 78bp  05/18/2026   BNP Paribas                  335,007
           (2,200)   Nebius Group N.V. - Class A          (228,547)  2.16% OBFR 3.63% minus 47bp  05/18/2026   BNP Paribas                    41,349
         (33,100)   Northern Oil & Gas, Inc.          (746,736)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (79,675)
         (14,600)   Nutanix, Inc. - Class A          (710,582)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                  137,603
         (13,600)   Ormat Technologies, Inc.       (1,576,376)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                (120,509)
         (10,500)   OSI Systems, Inc.       (3,052,721)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                  430,804
         (13,400)   Parsons Corporation          (967,748)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    30,355
         (23,400)   Peabody Energy Corporation          (843,804)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    19,951
         (11,925)   Seagate Technology Holdings plc       (3,844,216)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas             (1,011,963)
           (4,800)   Shift4 Payments, Inc.          (316,368)  1.61% OBFR 3.63% minus 02bp  05/18/2026   BNP Paribas                    33,304
         (10,200)   Snowflake, Inc. - Class A       (2,118,948)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                  156,604
         (20,200)   Solaris Energy Infrastructure, Inc. - Class A       (1,119,080)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                       5,874
           (6,400)   Synaptics, Inc.          (579,456)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    52,237
           (3,600)   Tempus AI, Inc. - Class A          (248,112)  2.42% OBFR 3.63% minus 21bp  05/18/2026   BNP Paribas                    33,027
         (35,000)   Tetra Tech, Inc.       (1,300,950)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (15,131)
         (21,100)   Trip.com Group Ltd.       (1,293,430)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                          409
         (20,500)   Uber Technologies, Inc.       (1,729,790)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    91,288
         (22,300)   Veeco Instruments, Inc.          (760,207)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                    64,887
           (7,200)   Vishay Intertechnology, Inc.          (131,238)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (13,683)
         (20,600)   Western Digital Corporation       (4,575,259)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                (572,805)
         (27,800)   WisdomTree, Inc.          (395,316)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                   (54,468)
           (2,300)   Wix.com Ltd.          (192,671)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                     (6,780)
           (5,600)   Zoetis, Inc. - Class A          (701,568)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                          631
               (600)   Zscaler, Inc.          (126,348)  3.28% OBFR 3.63% minus 35bp  05/18/2026   BNP Paribas                       6,553
 Total Short Positions                   $            (59,372)
                     
          Total swap agreements at value (assets) $2,638,022
          Total swap agreements at value (liabilities) (2,697,394)
          Net swap agreements at value $(59,372)

 

 

 

 

 

OFBR - Overnight Bank Funding Rate

OTC - Over the Counter

(a) Payment frequency is monthly.

The average monthly notional value for swap contracts for the three months ended January 31, 2026 was $69,857,222.

 
 

 

WESTWOOD ALTERNATIVE INCOME FUND
SCHEDULE OF OPEN WRITTEN OPTION CONTRACTS
January 31, 2026 (Unaudited)    
     
WRITTEN OPTION CONTRACTS Strike Price Contracts Notional Value Value of Options
Call Option Contracts
Kratos Defense & Security Solutions, Inc., 05/15/26 (Premiums $32,489) $ 140 .00 40   $ 412,040   $ 29,200  
       
           
 
The average monthly notional value of written option contracts during the three months ended January 31, 2026 was $441,367.
 
           

 

 

WESTWOOD ALTERNATIVE INCOME FUND  
SCHEDULE OF FUTURES CONTRACTS  
January 31, 2026 (Unaudited)  
   
FUTURES CONTRACTS Contracts

Expiration

Date

Notional Value Value/Unrealized Appreciation (Depreciation)
Interest Rate Futures  
5-Year U.S. Treasury Note Future 57 3/31/2026 $   6,208,992   $   (30,896)  
 

 

The average monthly notional value of futures contracts during the three months ended January 31, 2026 was $6,232,000.