MA-A
0000049303
XXXXXXXX
John Szwagulak
216-515-6574
john.szwagulak@huntington.com
ryan.lubbers@huntington.com
12-31-2025
Y
HUNTINGTON SECURITIES, INC.
2261
Huntington Capital Markets
36-2355753
866-00229-00
867-00630
008-05761
2261
41 South High Street
5th Floor
Columbus
OH
43606
800-824-5652
Add
222 N. LaSalle Street
Suite 1200
Chicago
IL
60606
312-443-1500
Amend
14221 Dallas Parkway
SUITE 850
DALLAS
TX
75254
214-354-3380
Add
41 S. High St
5th Floor
Columbus
OH
43215
800-824-5652
NewAdd
104 W. 40th St. 3rd Floor
New York
NY
10018
9737278095
N
huntington.com
John
William
Szwagulak
200 Public Square
CM235
Cleveland
OH
44114
216-515-6574
john.szwagulak@huntington.com
Ryan
Christopher
Lubbers
Compliance Manager
222 N. Lasalle Street
Suite 1200
Chicago
IL
60606
312-263-0549
ryan.lubbers@huntington.com
Add
Huntington Securities, Inc.
222 N. LaSalle Street
Chicago
IL
60606
312-443-1500
Chicago is the primary location for municipal securities activity, so records for the activity are primarily maintained at this office.
HUNTINGTON BANCSHARES INCORPORATED
N
December
DE
02-08-1957
N
225
4
4
0
0
3
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice ME Investments
Advice Use Of MD
Advice On Selection
Y
Y
Y
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Banking/Thrift institution
Insurance company or agency
7
Add
Banking/Thrift institution
THE HUNTINGTON NATIONAL BANK
THE HUNTINGTON NATIONAL BANK
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Insurance company or agency
THE HUNTINGTON INVESTMENT COMPANY
THE HUNTINGTON INVESTMENT COMPANY
N
Y
N
Add
Insurance company or agency
HUNTINGTON INSURANCE, INC.
HUNTINGTON INSURANCE, INC.
N
Y
N
Add
Insurance company or agency
HBI TITLE SERVICES, INC.
HBI TITLE SERVICES, INC.
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
CAPSTONE CAPITAL MARKETS LLC
CAPSTONE PARTNERS
N
Y
N
Add
Insurance company or agency
HUNTINGTON CAPTIVE INSURANCE COMPANY
HUNTINGTON CAPTIVE INSURANCE COMPANY
N
Y
N
Add
Insurance company or agency
HBI SPECIALTY INSURANCE COMPANY
HBI SPECIALTY INSURANCE COMPANY
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
HUNTINGTON BANCSHARES INC/MD
0000049196
Schedule A
N
N
N
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
N
Y
N
N
N
N
N
Y
N
N
N
N
HUNTINGTON BANCSHARES INCORPORATED
Y
SOLE SHAREHOLDER
10-01-2018
E
Y
49196
John
William
Szwagulak
CCO
02-24-2020
NA
Y
4033023
Mark
Robert
Borrelli
General Counsel/Secretary
04-20-2017
NA
Y
6803711
Scott
David
Kleinman
DIRECTOR
10-01-2018
NA
Y
2357636
Matthew
Louis
Milcetich
DIRECTOR
10-01-2018
NA
Y
6419334
David
Raymond
Fitzsimmons
President
10-01-2018
NA
Y
4245434
Todd
Andrew
Beekman
DIRECTOR
02-01-2020
NA
Y
6291198
Brian
James
Regureio
Municipal Principal
01-01-2024
NA
N
5771564
Kathleen
*
Walther
Director
01-01-2024
NA
Y
7858303
TERRA
*
DIBOWSKI
HEAD OF BROKERAGE OPERATIONS
02-01-2020
NA
Y
5468840
KATHERINE
ELEANOR
HERBERT
CONTROLLER/FINOP
03-01-2022
NA
Y
6412263
HUNTINGTON BANCSHARES INCORPORATED
Y
SOLE SHAREHOLDER
10-01-2018
E
Y
49196
John
William
Szwagulak
CCO
02-24-2020
NA
Y
4033023
Mark
Robert
Borrelli
General Counsel/Secretary
04-20-2017
NA
Y
6803711
Scott
David
Kleinman
DIRECTOR
10-01-2018
NA
Y
2357636
Matthew
Louis
Milcetich
DIRECTOR
10-01-2018
NA
Y
6419334
David
Raymond
Fitzsimmons
President
10-01-2018
NA
Y
4245434
Todd
Andrew
Beekman
DIRECTOR
02-01-2020
NA
Y
6291198
Brian
James
Regureio
Municipal Principal
01-01-2024
NA
N
5771564
Kathleen
*
Walther
Director
01-01-2024
NA
Y
7858303
TERRA
*
DIBOWSKI
HEAD OF BROKERAGE OPERATIONS
02-01-2020
NA
Y
5468840
KATHERINE
ELEANOR
HERBERT
CONTROLLER/FINOP
03-01-2022
NA
Y
6412263
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1584032
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1359220
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1247164
9-E2
Hutchinson, Shockey, Erley & Co.
2261
1221288
9-D2
9-D4
Hutchinson, Shockey, Erley & Co.
2261
164074
9-E2
Hutchinson, Shockey, Erley & Co.
2261
104782
9-C2
9-C4
9-C5
HUNTINGTON SECURITIES INC.
2261
2321783
1
9-D1
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1943594
1
9-D5
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1938779
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1910631
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1530641
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
607281
1
9-C2
9-C4
9-C5
9-D1
9-D2
9-D4
9-E2
HUNTINGTON INVESTMENT COMPANY
Y
008-34867
HUNTINGTON INVESTMENT COMPANY
16986
2001607
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1833698
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1795146
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1694067
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1431197
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1368254
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1368253
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1318588
1
9-C1
9-C2
9-C4
9-C5
HUNTINGTON BANCSHARES INCORPORATED
N
THE HUNTINGTON INVESTMENT COMPANY
16986
1261457
1
9-E2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1256990
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
384405
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
365928
1
9-D2
9-D4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
337999
1
9-D2
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
328250
1
9-C2
9-C4
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
2020004
1
9-C1
9-C2
9-C5
1
9-D1
9-D2
9-D4
1
9-D1
TCF National Bank
N
Huntington Securities, Inc.
2261
2307514
1
9-D1
TCF National Bank
N
Huntington Securities, Inc.
2261
2307513
1
9-D1
THE HUNTINGTON INVESTMENT COMPANY
Y
008-34867
THE HUNTINGTON INVESTMENT COMPANY
16986
1786686
1
9-H1b
HUNTINGTON BANCSHARES INCORPORATED
N
THE HUNTINGTON INVESTMENT COMPANY
16986
1261456
John Szwagulak
John Szwagulak
Chief Compliance Officer
03-27-2026
2261
N
N
Y
N
N
Y
N
Y
N
N
Y
N
Y
N
N
N
N
Y
N
N
N