MA/A 0001006938 XXXXXXXX Traci Spanier 612-851-4901 tspanier@northlandsecurities.com awatson@northlandsecurities.com NORTHLAND SECURITIES, INC. 40258 41-1819873 867-00500 008-48994 40258 801-96329 40258 150 SOUTH 5TH STREET 33rd FLOOR MINNEAPOLIS MN 55402 612-851-5900 612-851-5987 Add 6903 Vista Drive West Des Moines IA 50266 515-657-4677 515-657-4678 Add 5251 DTC Parkway Suite 1020 Greenwood Village CO 80111 303-801-3375 Add 175 South Third Street Suite 340 Columbus OH 43215 614-663-8070 Add 1620 Dodge St 28th Floor MS 3284 Omaha NE 68197 402-602-3372 Add 9400 Mission Road Prairie Village KS 66206 9132667002 N www.northlandsecurities.com Traci Lee Spanier

150 South 5th Street 33rd Floor Minneapolis MN 55402

612-851-4901 612-851-5955 tspanier@northlandsecurities.com Alicia Michelle Watson

150 South 5th Street 33rd Floor Minneapolis MN 55402

612-460-4823 612-851-5955 awatson@northlandsecurities.com Add Iron Mountain 1 Federal Street Boston MA 02110 800-934-3453 Customer account information over 2 years old; municipal deal documents; customer correspondence; back up CD's Add Smarsh, Inc 921 SW Washington Street Suite 540 Portland OR 97205 866-762-7741 Email archive Northland Capital Holdings N First National of Nebraska N December MN 09-14-1995 N 215 22 22 0 0 67 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice On Selection Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Banking/Thrift institution Trust Company Insurance company or agency Other municipal advisor 8 Add Banking/Thrift institution First National Bank of Omaha First National Bank of Omaha N Y N Add Banking/Thrift institution First National of Nebraska, Inc First National of Nebraska, Inc Y N N Add Trust Company FNN Trust Company, LLC FNN Trust Company LLC N Y N Add Insurance company or agency First Insurance Group, LLC First Insurance Group, LLC N Y N Add Investment Adviser First National Advisers, LLC First National Advisers, LLC N Y N Add Investment Adviser Tributary Capital Management, LLC Tributary Capital Management, LLC N Y N Add Insurance company or agency Diversified Agrisurance Company Diversified Agrisurance Company N Y N Add Insurance company or agency Diversified Casualty Company, LTD Diversified Casualty Company, LTD N Y N N N N N N N N N N N N N N N N N N N Y N Y Y Y Y N Y N N Y N N N N N N N N N N Northland Capital Holdings, Inc N 20-0222291 Direct Owner 01-02-2004 E Y Randy Gene Nitzsche CEO, President 09-01-2002 NA Y 1558954 Dustin Richard Alden Controller, Fin Op 08-01-2017 NA Y 6131554 Mandy Marie Teigland Co-Chief Compliance Officer 06-01-2021 NA Y 4870219 Traci Lee Spanier Co-Chief Compliance 06-01-2021 NA Y 2897659 David E Cota Director 05-01-2023 NA N 2866911 Tiffany Dawn Henn Director 05-01-2023 NA Y 5515577 Stephen Curtis Wade Director 05-01-2023 NA N 2416612 Northland Capital Holdings, Inc First National of Nebraska, Inc N 47-0444651 Owner 05-01-2023 E Y FIRST NATIONAL OF NEBRASKA, INC LAURITZEN CORPORATION N 47-0444651 DIRECT OWNER 06-01-1997 C N LAURITZEN CORPORATION JOHN R. LAURITZEN IRREVOCABLE TRUST N 20-6035628 DIRECT OWNER 06-01-1984 C N JOHN R LAURITZEN IRREVOCABLE TRUST FIRST NATIONAL BANK OF OMAHA N 47-0259043 TRUSTEE 12-01-1972 E N Northland Capital Holdings, Inc N 20-0222291 Direct Owner 01-02-2004 E Y Randy Gene Nitzsche CEO, President 09-01-2002 NA Y 1558954 Dustin Richard Alden Controller, Fin Op 08-01-2017 NA Y 6131554 Mandy Marie Teigland Co-Chief Compliance Officer 06-01-2021 NA Y 4870219 Traci Lee Spanier Co-Chief Compliance 06-01-2021 NA Y 2897659 Delete David E Cota Director 05-01-2023 NA N 2866911 Tiffany Dawn Henn Director 05-01-2023 NA Y 5515577 Delete Stephen Curtis Wade Director 05-01-2023 NA N 2416612 NewAdd Scott David Carrithers Director 03-02-2026 NA N 6944152 NewAdd Christopher Robert Ruggiero Director 03-02-2026 NA N 4197520 Northland Capital Holdings, Inc First National of Nebraska, Inc N 47-0444651 Owner 05-01-2023 E Y FIRST NATIONAL OF NEBRASKA, INC LAURITZEN CORPORATION N 47-0444651 DIRECT OWNER 06-01-1997 C N LAURITZEN CORPORATION JOHN R. LAURITZEN IRREVOCABLE TRUST N 20-6035628 DIRECT OWNER 06-01-1984 C N JOHN R LAURITZEN IRREVOCABLE TRUST FIRST NATIONAL BANK OF OMAHA N 47-0259043 TRUSTEE 12-01-1972 E N 9-E2 Northland Securities, Inc 40258 1519706 9-E2 Northland Securities, Inc 40258 1519134 9-E2 Northland Securities, Inc 40258 1344879 9-E2 Northland Securities, Inc 40258 1335389 9-C2 Northland Securities, Inc 40258 1826175 9-C4 Northland Securities, Inc. 40258 1826175 9-C5 Northland Securities, Inc. 40258 1826175 1 9-D1 9-D2 9-D4 First National Bank of Omaha N First National Fund Advisors 153128 1971295 Traci Spanier Traci Spanier Co-Chief Compliance Officer 03-26-2026 N N N N N N N Y N N Y N Y N N N N N Y N N