Fundstrat Granny Shots US Large Cap & Income ETF
Schedule of Investments
January 31, 2026 (Unaudited)
| COMMON STOCKS - 100.6% | Shares | Value | ||||||
| Banking - 5.6% | ||||||||
| JPMorgan Chase & Co. | 4,553 | $ | 1,392,717 | |||||
| PNC Financial Services Group, Inc. | 7,883 | 1,760,274 | ||||||
| 3,152,991 | ||||||||
| Consumer Discretionary Products - 2.6% | ||||||||
| Tesla, Inc.(a) | 3,441 | 1,481,041 | ||||||
| Consumer Staple Products - 2.9% | ||||||||
| Monster Beverage Corp.(a) | 20,538 | 1,658,649 | ||||||
| Financial Services - 14.8% | ||||||||
| American Express Co. | 3,887 | 1,368,885 | ||||||
| Bank of New York Mellon Corp. | 12,988 | 1,557,521 | ||||||
| Goldman Sachs Group, Inc. | 1,776 | 1,661,288 | ||||||
| Robinhood Markets, Inc. - Class A(a) | 11,326 | 1,126,711 | ||||||
| S&P Global, Inc. | 2,889 | 1,524,785 | ||||||
| SoFi Technologies, Inc.(a) | 47,064 | 1,073,530 | ||||||
| 8,312,720 | ||||||||
| Industrial Products - 19.2% | ||||||||
| Axon Enterprise, Inc.(a) | 2,554 | 1,235,063 | ||||||
| Caterpillar, Inc. | 2,553 | 1,678,240 | ||||||
| Deere & Co. | 2,999 | 1,583,472 | ||||||
| Eaton Corp. PLC | 3,997 | 1,404,626 | ||||||
| Emerson Electric Co. | 10,992 | 1,615,384 | ||||||
| GE Aerospace | 4,774 | 1,464,616 | ||||||
| GE Vernova, Inc. | 2,553 | 1,854,423 | ||||||
| 10,835,824 | ||||||||
| Industrial Services - 2.7% | ||||||||
| Quanta Services, Inc. | 3,221 | 1,528,783 | ||||||
| Media - 10.5% | ||||||||
| Alphabet, Inc. - Class A | 5,109 | 1,726,842 | ||||||
| Expedia Group, Inc. - Class A | 5,332 | 1,412,127 | ||||||
| Meta Platforms, Inc. - Class A | 2,335 | 1,673,027 | ||||||
| Netflix, Inc.(a) | 12,877 | 1,075,101 | ||||||
| 5,887,097 | ||||||||
| Retail & Wholesale - Discretionary - 5.2% | ||||||||
| Amazon.com, Inc.(a) | 5,995 | 1,434,603 | ||||||
| TJX Cos., Inc. | 9,992 | 1,496,902 | ||||||
| 2,931,505 | ||||||||
| Retail & Wholesale - Staples - 2.6% | ||||||||
| Costco Wholesale Corp. | 1,557 | $ | 1,463,969 | |||||
| Software & Tech Services - 12.7% | ||||||||
| Cadence Design Systems, Inc.(a) | 4,554 | 1,349,623 | ||||||
| CrowdStrike Holdings, Inc. - Class A(a) | 2,665 | 1,176,344 | ||||||
| Microsoft Corp. | 2,889 | 1,243,108 | ||||||
| Palantir Technologies, Inc. - Class A(a) | 8,105 | 1,188,112 | ||||||
| Palo Alto Networks, Inc.(a) | 6,884 | 1,218,262 | ||||||
| Strategy, Inc. - Class A(a) | 6,442 | 964,432 | ||||||
| 7,139,881 | ||||||||
| Tech Hardware & Semiconductors - 19.5% | ||||||||
| Advanced Micro Devices, Inc.(a) | 5,661 | 1,340,128 | ||||||
| Apple, Inc. | 5,330 | 1,383,028 | ||||||
| Arista Networks, Inc.(a) | 10,882 | 1,542,415 | ||||||
| Broadcom, Inc. | 4,109 | 1,361,312 | ||||||
| KLA Corp. | 1,221 | 1,743,515 | ||||||
| Lam Research Corp. | 9,105 | 2,125,653 | ||||||
| NVIDIA Corp. | 7,659 | 1,463,865 | ||||||
| 10,959,916 | ||||||||
| Utilities - 2.3% | ||||||||
| Vistra Corp. | 8,217 | 1,301,162 | ||||||
| TOTAL COMMON STOCKS (Cost $55,747,934) | 56,653,538 |
| PURCHASED OPTIONS - 1.3%(a)(b)(c)(d) | Notional Amount | Contracts | Value | |||||||||
| Call Options - 1.3% | ||||||||||||
| Advanced Micro Devices, Inc., Expiration: 2/20/2026; Exercise Price: $270.00 | $ | 71,019 | 3 | 1,260 | ||||||||
| Advanced Micro Devices, Inc., Expiration: 2/20/2026; Exercise Price: $240.00 | 1,254,669 | 53 | 68,768 | |||||||||
| Alphabet, Inc., Expiration: 2/20/2026; Exercise Price: $395.00 | 1,047,800 | 31 | 3,270 | |||||||||
| Alphabet, Inc., Expiration: 2/20/2026; Exercise Price: $360.00 | 676,000 | 20 | 11,050 | |||||||||
| Amazon.com, Inc., Expiration: 2/20/2026; Exercise Price: $270.00 | 1,411,870 | 59 | 10,974 | |||||||||
| American Express Co., Expiration: 2/20/2026; Exercise Price: $410.00 | 880,425 | 25 | 725 | |||||||||
| American Express Co., Expiration: 2/20/2026; Exercise Price: $400.00 | 457,821 | 13 | 416 | |||||||||
| Apple, Inc., Expiration: 2/20/2026; Exercise Price: $290.00 | 726,544 | 28 | 532 | |||||||||
| Apple, Inc., Expiration: 2/20/2026; Exercise Price: $285.00 | 648,700 | 25 | 863 | |||||||||
| Arista Networks, Inc., Expiration: 2/20/2026; Exercise Price: $170.00 | 14,174 | 1 | 136 | |||||||||
| Arista Networks, Inc., Expiration: 2/20/2026; Exercise Price: $155.00 | 1,516,618 | 107 | 44,137 | |||||||||
| Axon Enterprise, Inc., Expiration: 2/20/2026; Exercise Price: $670.00 | 1,208,950 | 25 | 3,063 | |||||||||
| Axon Enterprise, Inc., Expiration: 2/20/2026; Exercise Price: $580.00 | 1,208,950 | 25 | 6,937 | |||||||||
| Bank of New York Mellon Corp., Expiration: 2/20/2026; Exercise Price: $130.00 | 1,522,984 | 127 | 1,270 | |||||||||
| Broadcom, Inc., Expiration: 2/20/2026; Exercise Price: $400.00 | 1,358,330 | 41 | 3,013 | |||||||||
| Cadence Design Systems, Inc., Expiration: 2/20/2026; Exercise Price: $355.00 | 1,333,620 | 45 | 5,175 | |||||||||
| Caterpillar, Inc., Expiration: 2/20/2026; Exercise Price: $720.00 | 1,643,400 | 25 | 7,787 | |||||||||
| Costco Wholesale Corp., Expiration: 2/20/2026; Exercise Price: $1,020.00 | 1,410,375 | 15 | 1,898 | |||||||||
| CrowdStrike Holdings, Inc., Expiration: 2/20/2026; Exercise Price: $530.00 | 1,147,653 | 26 | 1,716 | |||||||||
| Deere & Co., Expiration: 2/20/2026; Exercise Price: $545.00 | 52,800 | 1 | 1,130 | |||||||||
| Deere & Co., Expiration: 2/20/2026; Exercise Price: $530.00 | 1,478,400 | 28 | 49,000 | |||||||||
| Eaton Corp. PLC, Expiration: 2/20/2026; Exercise Price: $370.00 | 1,370,538 | 39 | 21,255 | |||||||||
| Emerson Electric Co., Expiration: 2/20/2026; Exercise Price: $155.00 | 1,601,864 | 109 | 19,620 | |||||||||
| Expedia Group, Inc., Expiration: 2/20/2026; Exercise Price: $340.00 | 1,403,652 | 53 | 5,936 | |||||||||
| GE Aerospace, Expiration: 2/20/2026; Exercise Price: $330.00 | 1,441,913 | 47 | 6,486 | |||||||||
| GE Vernova, Inc., Expiration: 2/20/2026; Exercise Price: $690.00 | 1,815,925 | 25 | 133,500 | |||||||||
| Goldman Sachs Group, Inc., Expiration: 2/20/2026; Exercise Price: $1,050.00 | 1,590,197 | 17 | 2,125 | |||||||||
| JPMorgan Chase & Co., Expiration: 2/20/2026; Exercise Price: $340.00 | 1,254,149 | 41 | 861 | |||||||||
| JPMorgan Chase & Co., Expiration: 2/20/2026; Exercise Price: $322.50 | 122,356 | 4 | 502 | |||||||||
| KLA Corp., Expiration: 2/20/2026; Exercise Price: $1,840.00 | 142,794 | 1 | 243 | |||||||||
| KLA Corp., Expiration: 2/20/2026; Exercise Price: $1,680.00 | 1,142,352 | 8 | 4,440 | |||||||||
| KLA Corp., Expiration: 2/20/2026; Exercise Price: $1,580.00 | 428,382 | 3 | 4,815 | |||||||||
| Lam Research Corp., Expiration: 2/20/2026; Exercise Price: $250.00 | 116,730 | 5 | 3,400 | |||||||||
| Lam Research Corp., Expiration: 2/20/2026; Exercise Price: $230.00 | 2,007,756 | 86 | 129,860 | |||||||||
| Meta Platforms, Inc., Expiration: 2/20/2026; Exercise Price: $755.00 | 931,450 | 13 | 9,035 | |||||||||
| Meta Platforms, Inc., Expiration: 2/20/2026; Exercise Price: $735.00 | 429,900 | 6 | 7,830 | |||||||||
| Meta Platforms, Inc., Expiration: 2/20/2026; Exercise Price: $715.00 | 286,600 | 4 | 8,600 | |||||||||
| Microsoft Corp., Expiration: 2/20/2026; Exercise Price: $457.50 | 1,204,812 | 28 | 6,398 | |||||||||
| MicroStrategy, Inc., Expiration: 2/20/2026; Exercise Price: $200.00 | 14,971 | 1 | 102 | |||||||||
| MicroStrategy, Inc., Expiration: 2/20/2026; Exercise Price: $180.00 | 943,173 | 63 | 14,616 | |||||||||
| Monster Beverage Corp., Expiration: 2/20/2026; Exercise Price: $85.00 | 1,203,324 | 149 | 5,215 | |||||||||
| Monster Beverage Corp., Expiration: 2/20/2026; Exercise Price: $80.00 | 452,256 | 56 | 12,600 | |||||||||
| Netflix, Inc., Expiration: 2/20/2026; Exercise Price: $91.00 | 1,068,672 | 128 | 4,800 | |||||||||
| NVIDIA Corp., Expiration: 2/20/2026; Exercise Price: $220.00 | 1,452,588 | 76 | 2,660 | |||||||||
| Palantir Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $180.00 | 14,659 | 1 | 134 | |||||||||
| Palantir Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $165.00 | 1,172,720 | 80 | 26,000 | |||||||||
| Palo Alto Networks, Inc., Expiration: 2/20/2026; Exercise Price: $210.00 | 1,203,396 | 68 | 6,052 | |||||||||
| PNC Financial Services Group, Inc., Expiration: 2/20/2026; Exercise Price: $240.00 | 1,741,740 | 78 | 3,705 | |||||||||
| Quanta Services, Inc., Expiration: 2/20/2026; Exercise Price: $520.00 | 1,518,816 | 32 | 18,240 | |||||||||
| Robinhood Markets, Inc., Expiration: 2/20/2026; Exercise Price: $140.00 | 1,104,228 | 111 | 2,387 | |||||||||
| Robinhood Markets, Inc., Expiration: 2/20/2026; Exercise Price: $118.00 | 19,896 | 2 | 260 | |||||||||
| S&P Global, Inc., Expiration: 2/20/2026; Exercise Price: $580.00 | 1,477,812 | 28 | 6,720 | |||||||||
| SoFi Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $33.00 | 1,053,822 | 462 | 3,696 | |||||||||
| SoFi Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $29.00 | 18,248 | 8 | 116 | |||||||||
| Tesla, Inc., Expiration: 2/20/2026; Exercise Price: $530.00 | 43,041 | 1 | 77 | |||||||||
| Tesla, Inc., Expiration: 2/20/2026; Exercise Price: $500.00 | 1,420,353 | 33 | 6,435 | |||||||||
| TJX Cos., Inc., Expiration: 2/20/2026; Exercise Price: $152.50 | 1,483,119 | 99 | 14,306 | |||||||||
| Vistra Corp., Expiration: 2/20/2026; Exercise Price: $195.00 | 364,205 | 23 | 1,173 |
| Vistra Corp., Expiration: 2/20/2026; Exercise Price: $180.00 | $ | 934,265 | 59 | $ | 9,410 | |||||||
| 726,730 | ||||||||||||
| TOTAL PURCHASED OPTIONS (Cost $746,817) | 726,730 |
| SHORT-TERM INVESTMENTS - 0.0%(e) | ||||||||
| Money Market Funds - 0.0%(e) | Shares | Value | ||||||
| First American Government Obligations Fund - Class X, 3.61%(f) | 23,084 | 23,084 | ||||||
| TOTAL SHORT-TERM INVESTMENTS (Cost $23,084) | 23,084 | |||||||
| TOTAL INVESTMENTS - 101.9% (Cost $56,517,835) | $ | 57,403,352 | ||||||
| Liabilities in Excess of Other Assets - (1.9)% | (1,052,817 | ) | ||||||
| TOTAL NET ASSETS - 100.0% | $ | 56,350,535 | ||||||
Percentages are stated as a percent of net assets.
| PLC | Public Limited Company |
| (a) | Non-income producing security. |
| (b) | Exchange-traded. |
| (c) | 100 shares per contract. |
| (d) | Held in connection with written option contracts. See Schedule of Written Options Contracts for further information. |
| (e) | Does not round to 0.1% or (0.1)%, as applicable. |
| (f) | The rate shown represents the 7-day annualized effective yield as of January 31, 2026. |
Fundstrat Granny Shots US Large Cap & Income ETF
Schedule of Written Options Contracts
January 31, 2026 (Unaudited)
| WRITTEN OPTIONS - (2.2)%(a)(b) | Notional Amount | Contracts | Value | |||||||||
| Call Options - (2.2)% | ||||||||||||
| Advanced Micro Devices, Inc., Expiration: 2/20/2026; Exercise Price: $260.00 | $ | (71,019 | ) | (3 | ) | $ | (1,875 | ) | ||||
| Advanced Micro Devices, Inc., Expiration: 2/20/2026; Exercise Price: $230.00 | (1,254,669 | ) | (53 | ) | (95,665 | ) | ||||||
| Alphabet, Inc., Expiration: 2/20/2026; Exercise Price: $375.00 | (1,047,800 | ) | (31 | ) | (7,982 | ) | ||||||
| Alphabet, Inc., Expiration: 2/20/2026; Exercise Price: $345.00 | (676,000 | ) | (20 | ) | (21,000 | ) | ||||||
| Amazon.com, Inc., Expiration: 2/20/2026; Exercise Price: $260.00 | (1,411,870 | ) | (59 | ) | (21,978 | ) | ||||||
| American Express Co., Expiration: 2/20/2026; Exercise Price: $390.00 | (880,425 | ) | (25 | ) | (1,550 | ) | ||||||
| American Express Co., Expiration: 2/20/2026; Exercise Price: $380.00 | (457,821 | ) | (13 | ) | (1,807 | ) | ||||||
| Apple, Inc., Expiration: 2/20/2026; Exercise Price: $280.00 | (726,544 | ) | (28 | ) | (1,778 | ) | ||||||
| Apple, Inc., Expiration: 2/20/2026; Exercise Price: $270.00 | (648,700 | ) | (25 | ) | (5,288 | ) | ||||||
| Arista Networks, Inc., Expiration: 2/20/2026; Exercise Price: $165.00 | (14,174 | ) | (1 | ) | (200 | ) | ||||||
| Arista Networks, Inc., Expiration: 2/20/2026; Exercise Price: $145.00 | (1,516,618 | ) | (107 | ) | (80,250 | ) | ||||||
| Axon Enterprise, Inc., Expiration: 2/20/2026; Exercise Price: $670.00 | (1,208,950 | ) | (25 | ) | (3,063 | ) | ||||||
| Axon Enterprise, Inc., Expiration: 2/20/2026; Exercise Price: $560.00 | (1,208,950 | ) | (25 | ) | (10,688 | ) | ||||||
| Bank of New York Mellon Corp., Expiration: 2/20/2026; Exercise Price: $125.00 | (1,546,968 | ) | (129 | ) | (7,740 | ) | ||||||
| Broadcom, Inc., Expiration: 2/20/2026; Exercise Price: $380.00 | (1,358,330 | ) | (41 | ) | (7,667 | ) | ||||||
| Cadence Design Systems, Inc., Expiration: 2/20/2026; Exercise Price: $335.00 | (1,333,620 | ) | (45 | ) | (10,800 | ) | ||||||
| Caterpillar, Inc., Expiration: 2/20/2026; Exercise Price: $690.00 | (1,643,400 | ) | (25 | ) | (20,875 | ) | ||||||
| Costco Wholesale Corp., Expiration: 2/20/2026; Exercise Price: $980.00 | (1,410,375 | ) | (15 | ) | (8,400 | ) | ||||||
| CrowdStrike Holdings, Inc., Expiration: 2/20/2026; Exercise Price: $500.00 | (1,147,653 | ) | (26 | ) | (5,395 | ) | ||||||
| Deere & Co., Expiration: 2/20/2026; Exercise Price: $525.00 | (52,800 | ) | (1 | ) | (2,090 | ) | ||||||
| Deere & Co., Expiration: 2/20/2026; Exercise Price: $510.00 | (1,478,400 | ) | (28 | ) | (79,870 | ) | ||||||
| Eaton Corp. PLC, Expiration: 2/20/2026; Exercise Price: $350.00 | (1,370,538 | ) | (39 | ) | (54,600 | ) | ||||||
| Emerson Electric Co., Expiration: 2/20/2026; Exercise Price: $150.00 | (1,601,864 | ) | (109 | ) | (37,605 | ) | ||||||
| Expedia Group, Inc., Expiration: 2/20/2026; Exercise Price: $320.00 | (1,403,652 | ) | (53 | ) | (8,692 | ) | ||||||
| GE Aerospace, Expiration: 2/20/2026; Exercise Price: $315.00 | (1,441,913 | ) | (47 | ) | (22,678 | ) | ||||||
| GE Vernova, Inc., Expiration: 2/20/2026; Exercise Price: $670.00 | (1,815,925 | ) | (25 | ) | (170,375 | ) | ||||||
| Goldman Sachs Group, Inc., Expiration: 2/20/2026; Exercise Price: $1,020.00 | (1,590,197 | ) | (17 | ) | (4,003 | ) | ||||||
| JPMorgan Chase & Co., Expiration: 2/20/2026; Exercise Price: $325.00 | (1,254,149 | ) | (41 | ) | (4,203 | ) | ||||||
| JPMorgan Chase & Co., Expiration: 2/20/2026; Exercise Price: $312.50 | (122,356 | ) | (4 | ) | (1,470 | ) | ||||||
| KLA Corp., Expiration: 2/20/2026; Exercise Price: $1,780.00 | (142,794 | ) | (1 | ) | (275 | ) | ||||||
| KLA Corp., Expiration: 2/20/2026; Exercise Price: $1,600.00 | (1,142,352 | ) | (8 | ) | (11,080 | ) | ||||||
| KLA Corp., Expiration: 2/20/2026; Exercise Price: $1,500.00 | (428,382 | ) | (3 | ) | (10,425 | ) | ||||||
| Lam Research Corp., Expiration: 2/20/2026; Exercise Price: $245.00 | (116,730 | ) | (5 | ) | (4,312 | ) | ||||||
| Lam Research Corp., Expiration: 2/20/2026; Exercise Price: $220.00 | (2,007,756 | ) | (86 | ) | (175,655 | ) | ||||||
| Meta Platforms, Inc., Expiration: 2/20/2026; Exercise Price: $725.00 | (931,450 | ) | (13 | ) | (21,580 | ) | ||||||
| Meta Platforms, Inc., Expiration: 2/20/2026; Exercise Price: $705.00 | (429,900 | ) | (6 | ) | (16,290 | ) | ||||||
| Meta Platforms, Inc., Expiration: 2/20/2026; Exercise Price: $685.00 | (286,600 | ) | (4 | ) | (16,350 | ) | ||||||
| Microsoft Corp., Expiration: 2/20/2026; Exercise Price: $447.50 | (1,204,812 | ) | (28 | ) | (11,410 | ) | ||||||
| MicroStrategy, Inc., Expiration: 2/20/2026; Exercise Price: $195.00 | (14,971 | ) | (1 | ) | (123 | ) | ||||||
| MicroStrategy, Inc., Expiration: 2/20/2026; Exercise Price: $175.00 | (943,173 | ) | (63 | ) | (18,774 | ) | ||||||
| Monster Beverage Corp., Expiration: 2/20/2026; Exercise Price: $82.50 | (1,203,324 | ) | (149 | ) | (14,900 | ) | ||||||
| Monster Beverage Corp., Expiration: 2/20/2026; Exercise Price: $77.50 | (452,256 | ) | (56 | ) | (22,680 | ) | ||||||
| Netflix, Inc., Expiration: 2/20/2026; Exercise Price: $88.00 | (1,068,672 | ) | (128 | ) | (10,176 | ) | ||||||
| NVIDIA Corp., Expiration: 2/20/2026; Exercise Price: $200.00 | (1,452,588 | ) | (76 | ) | (26,220 | ) | ||||||
| Palantir Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $175.00 | (14,659 | ) | (1 | ) | (178 | ) | ||||||
| Palantir Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $162.50 | (1,172,720 | ) | (80 | ) | (30,400 | ) | ||||||
| Palo Alto Networks, Inc., Expiration: 2/20/2026; Exercise Price: $200.00 | (1,203,396 | ) | (68 | ) | (11,628 | ) | ||||||
| PNC Financial Services Group, Inc., Expiration: 2/20/2026; Exercise Price: $230.00 | (1,741,740 | ) | (78 | ) | (14,235 | ) | ||||||
| Quanta Services, Inc., Expiration: 2/20/2026; Exercise Price: $500.00 | (1,518,816 | ) | (32 | ) | (29,440 | ) | ||||||
| Robinhood Markets, Inc., Expiration: 2/20/2026; Exercise Price: $135.00 | (1,104,228 | ) | (111 | ) | (3,330 | ) | ||||||
| Robinhood Markets, Inc., Expiration: 2/20/2026; Exercise Price: $115.00 | (19,896 | ) | (2 | ) | (365 | ) | ||||||
| S&P Global, Inc., Expiration: 2/20/2026; Exercise Price: $560.00 | (1,477,812 | ) | (28 | ) | (11,550 | ) | ||||||
| SoFi Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $31.00 | (1,053,822 | ) | (462 | ) | (4,851 | ) | ||||||
| SoFi Technologies, Inc., Expiration: 2/20/2026; Exercise Price: $28.00 | (18,248 | ) | (8 | ) | (148 | ) | ||||||
| Tesla, Inc., Expiration: 2/20/2026; Exercise Price: $510.00 | (43,041 | ) | (1 | ) | (141 | ) | ||||||
| Tesla, Inc., Expiration: 2/20/2026; Exercise Price: $480.00 | (1,420,353 | ) | (33 | ) | (12,540 | ) | ||||||
| TJX Cos., Inc., Expiration: 2/20/2026; Exercise Price: $150.00 | (1,483,119 | ) | (99 | ) | (24,453 | ) | ||||||
| Vistra Corp., Expiration: 2/20/2026; Exercise Price: $185.00 | (364,205 | ) | (23 | ) | (2,576 | ) | ||||||
| Vistra Corp., Expiration: 2/20/2026; Exercise Price: $170.00 | (934,265 | ) | (59 | ) | (21,683 | ) | ||||||
| (1,227,355 | ) | |||||||||||
| TOTAL WRITTEN OPTIONS (Premiums received $1,311,714) | (1,227,355 | ) |
Percentages are stated as a percent of net assets.
| PLC | Public Limited Company |
| (a) | 100 shares per contract. |
| (b) | Exchange-traded. |