MA-A 0001280139 XXXXXXXX Douglas Greenwood 914-220-5881 greenwoodd@pickwickcapital.com fazioa@pickwickcapital.com Greenwoodd@pickwickcapital.com 12-31-2025 Y PICKWICK CAPITAL PARTNERS, LLC 130672 20-0425286 867-01870 008-66373 130672 445 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY 10601 914-220-5881 914-220-5879 Delete 203-918-4623 Add 914-412-9090 Delete 914-358-3269 Add 410-935-9334 NewAdd 914-358-3269 N pickwickcapitalpartners.com Douglas Charles Greenwood

445 Hamilton Ave Suite 1102 White Plains NY 10017

914-220-5881 914-220-5879 greenwoodd@pickwickcapital.com Add British Columbia Securities Commission 48290 A1 Add Investment Industry Regulatory Organization of Canada 48290 Z4 Add Ontario Securities Commission 48290 A6 Add Quebec Securities Commission 48290 A8 December DE 08-21-2007 N 114 5 5 0 0 0 Not Applicable 4 0 4 Public pension funds Fixed Fees Contingent Fees Fixed Fees Contingent Fees Solicitation Of IAB Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer 5 Delete Broker-dealer municipal securities dealer or government securities broker or dealer Christine Breck Pickwick Capital Partners, LLC N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer John Dierkes Pickwick Capital Partners, LLC N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer James Elkus Pickwick Capital Partners, LLC N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Douglas Greenwood Pickwick Capital Partners, LLC Y N N Delete Broker-dealer municipal securities dealer or government securities broker or dealer Dennis Miner Pickwick Capital Partners, LLC N N N NewAdd Broker-dealer municipal securities dealer or government securities broker or dealer Pamela Jean Fitton Pickwick Capital Partners, LLC N N N NewAdd Broker-dealer municipal securities dealer or government securities broker or dealer Kristie Pellecchia-Loiacono Pickwick Capital Partners, LLC N N N N N N N N N N N N N Y Y N Y N N N N N N N N N N N N N N N N N N N N N N N N N N Acces Media Advisory LLC N 04-7524563 Member 03-15-2010 NA N FJC Capital Inc N 87-3103409 Owner 03-15-2010 A N John Gregory Van Schaak Member 03-15-2010 A N 1121171 Karen Marie Gendron FinOp 08-20-2017 NA N 1503330 Douglas Charles William Greenwood President 03-15-2007 C Y 1192611 David E Danovitch Managing Principal 04-15-2012 B Y 3013350 John Irving Rose Member 03-15-2007 B N 2790640 Jay NMN Kaplowitz Member 03-15-2007 B N 5088074 Chih-Chin NMN Wu Member 08-15-2009 B N 5704739 Jane E Abramczyk CCO 08-30-2017 NA N 4801666 FJC Capital Inc Francis Joseph Calcagno Owner 03-15-2010 E N 13447744 Access Media Advisory LLC Teresa Miles Walsh Owner 03-15-2010 E N 2608455 Acces Media Advisory LLC N 04-7524563 Member 03-15-2010 NA N FJC Capital Inc N 87-3103409 Owner 03-15-2010 A N John Gregory Van Schaak Member 03-15-2010 A N 1121171 Karen Marie Gendron FinOp 08-20-2017 NA N 1503330 Douglas Charles William Greenwood President 03-15-2007 C Y 1192611 David E Danovitch Managing Principal 04-15-2012 B Y 3013350 John Irving Rose Member 03-15-2007 B N 2790640 Jay NMN Kaplowitz Member 03-15-2007 B N 5088074 Chih-Chin NMN Wu Member 08-15-2009 B N 5704739 Delete Jane E Abramczyk CCO 08-30-2017 NA N 4801666 NewAdd SUZANNE LOUISE RISSER CCO 12-04-2025 NA N 1303694 FJC Capital Inc Francis Joseph Calcagno Owner 03-15-2010 E N 13447744 Access Media Advisory LLC Teresa Miles Walsh Owner 03-15-2010 E N 2608455 Douglas Greenwood Douglas Greenwood President 01-30-2026 1192611 N N N N N N N Y N N N Y N N N N N N Y N N