SCHEDULE I
INFORMATION RELATING TO THE EXECUTIVE OFFICERS AND DIRECTORS OF THE TD ENTITIES
The following sets forth the name, title and present principal occupation of each executive officer and director of TDI.
TORONTO DOMINION INVESTMENTS LLC
EXECUTIVE OFFICERS
|
Name (Citizenship)
|
Title | Principal Occupation or Employment |
|
Wong, Kristie (U.S. Citizen) |
Vice President & CFO |
VP FINANCE TDS (US) 125 Park Avenue New York NY 10017 United States
|
|
Petrou, Christina (U.S. Citizen) |
Vice President & CCO |
Senior Vice President 1 Vanderbilt Avenue New York NY 10017 United States
|
|
Baldi, Frank (U.S. Citizen) |
Vice President |
Managing Director of Global Counterparty Credit TDS (US) 125 Park Avenue New York NY 10017 United States
|
|
Haraf, Nancy (U.S. Citizen) |
Vice President |
Director - Finance, Group Manager TDS (US) 125 Park Avenue New York NY 10017 United States |
|
Win, Tracy (U.S. Citizen) |
Vice President |
Managing Director - Global Counterparty Credit TDS (US) 125 Park Avenue New York NY 10017 United States
|
|
Zeller, Robyn (U.S. Citizen) |
Vice President |
Senior Vice President and Executive Managing Director & Global Head 125 Park Avenue New York NY 10017 United States
|
Executive Officers and Directors of TDH
The following sets forth the name, title and present principal occupation of each executive officer and director of TDH.
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
EXECUTIVE OFFICERS AND DIRECTORS
|
Name (Citizenship)
|
Title | Principal Occupation or Employment |
|
Gibson, Glenn (Canadian Citizen) |
Director, Executive Vice President and Chief Executive Officer |
Executive Vice President and Vice Chair, USA Region Head and Global 1 Vanderbilt Avenue New York NY 10017 United States
|
|
Doster, Robert (U.S. Citizen) |
Vice President |
Vice President, US Region, Global Operations, TD Securities 125 Park Avenue New York NY 10017 United States
|
|
Wong, Kristie (U.S. Citizen) |
Director, Vice President & CFO |
Vice President, Finance TD Securities 125 Park Avenue New York NY 10017 United States
|
|
Weinman, Robert (U.S. Citizen) |
Director |
Vice President & Chief Risk Officer, TDS 1 Vanderbilt Avenue New York NY 10017
|
|
Mehra, Pradeep (India Citizen) |
Vice President |
Managing Director, Corporate & Investment Banking Credit, TD Securities (USA LLC) 125 Park Avenue New York NY 10017 United States
|
|
Stroud, Peter (U.S. Citizen)
|
Vice President |
Director, TDS Operations (US) 125 Park Avenue New York NY 10017 United States
|
|
Wieseneck, Larry (U.S. Citizen) |
Director |
Executive Vice President, Vice Chair, Head of Corporate & Investment Banking 1 Vanderbilt Avenue New York NY 10017
|
|
Charney, Daniel (U.S. Citizen) |
Director |
Executive Vice President, Vice Chair, Global Markets 1 Vanderbilt Avenue New York NY 10017
|
|
Zeller, Robyn (U.S. Citizen) |
Director, Vice President |
Senior Vice President and Executive Managing Director & Global Head 125 Park Avenue New York NY 10017 United States
|
|
Haraf, Nancy (U.S. Citizen) |
Vice President |
Director - Finance, Group Manager TDS (US) 125 Park Avenue New York NY 10017 United States
|
|
Petrou, Christina (U.S. Citizen) |
Director, Senior Vice President, Chief Operating Officer |
Senior Vice President, Chief Operating Officer 1 Vanderbilt Avenue New York NY 10017 United States
|
|
Bosman, Dan (U.S. Citizen) |
Vice President, Chief Information Officer |
Senior Vice President and Chief Information Officer, TD Securities (USA) LLC 125 Park Avenue New York NY 10017 United States
|
|
Baldi, Frank (U.S. Citizen) |
Vice President |
Managing Director of Global Count Credit TDS (US) 1 Vanderbilt Avenue New York NY 10017 United States
|
|
Worchel, Cori (U.S. Citizen) |
Vice President |
Managing Director - Global Counterparty Credit TDS (US) 125 Park Avenue New York NY 10017 United States
|
|
Win, Tracy (U.S. Citizen) |
Vice President |
Managing Director - Global Counterparty Credit TDS (US) 125 Park Avenue New York NY 10017 United States |
Executive Officers and Directors of TD
The following sets forth the name, title and present principal occupation of each executive officer and director of TD.
THE TORONTO-DOMINION BANK
DIRECTORS
| Name (Citizenship) | Principal Occupation or Employment |
| Ayman Antoun (Canadian and Egyptian Citizen) |
Corporate Director, and former President, IBM Americas (Oakville, Ontario, Canada) |
| Ana Arsov (U.S. and Macedonian Citizen) |
Corporate Director, and former Global Co-Head of Financial Institutions and Global Head of Private Credit, Moody’s Ratings (Greenwich, CT, USA) |
| Cherie L. Brant (Canadian Citizen) |
Partner, Borden Ladner Gervais LLP, 22 Adelaide St. West, Suite 3400, Toronto, Ontario M5H 4E3 |
| Elio Luongo (Canadian and Italian Citizen) |
Corporate Director, and former Chief Executive Officer and Senior Partner, KPMG Canada (Burnaby, BC, Canada) |
| Alan N. MacGibbon (Canadian Citizen) |
Board Chair, The Toronto-Dominion Bank (Mississauga, Ontario, Canada) |
| John B. MacIntyre (Canadian Citizen) |
Chairman, Birch Hill Equity Partners (Toronto, Ontario, Canada) |
| Nathalie Palladitcheff (Canadian and French Citizen) |
Corporate Director, and former Chief Executive Officer, Ivanhoé Cambridge (Montreal, Quebec, Canada) |
| Keith G. Martell (Canadian Citizen) |
Corporate Director, and former President & Chief Executive Officer, First Nations Bank of Canada (Eagle Ridge, Saskatchewan, Canada) |
| Raymond Chun (Canadian Citizen) |
Group President and Chief Executive Officer, The Toronto-Dominion Bank, 161 Bay Street, Toronto, Ontario M5J 2T2, Canada |
| S. Jane Rowe (Canadian Citizen) |
Corporate Director, and former Vice Chair, Investments, Ontario Teachers’ Pension Plan Board, 160 Front St. W., Suite 3200, Toronto, Ontario M5J 0G4 |
| Nancy G. Tower (Canadian Citizen) |
Corporate Director, and former President & Chief Executive Officer, Tampa Electric Company, 1223 Lower Water Street, Halifax, Nova Scotia B3J 3S8 |
| Ajay K. Virmani (Canadian Citizen) |
President & CEO, Cargojet Inc., 2281 North Sheridan Way, Mississauga, Ontario L5K 2S3 |
| Mary A. Winston (U.S. Citizen) |
Corporate Director, and former public-company Chief Financial Officer (Charlotte, North Carolina, U.S.A.) |
| Paul Wirth (U.S. Citizen) |
Corporate Director, and former Deputy Chief Financial Officer, Global Controller and Chief Accounting Officer, Morgan Stanley (New Vernon, NJ, USA) |
EXECUTIVE OFFICERS
| Name (Citizenship) | Principal Occupation or Employment |
| Raymond Chun (Canadian Citizen) |
Group President and Chief Executive Officer, TD Bank Group, 161 Bay Street, 35th Floor, Toronto, Ontario M5J 2T2, Canada |
| Ajai K. Bambawale (Canadian Citizen) |
Group Head and Chief Risk Officer, TD Bank Group, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Melanie Burns (Canadian Citizen) |
Executive Vice President and Chief Human Resources Officer, TD Bank Group, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Paul Clark (Canadian Citizen) |
Senior Executive Vice President, Wealth Management, TD Bank Group, 161 Bay Street, Toronto, Ontario M5J 2T2, Canada |
| Barbara Hooper (Canadian Citizen) |
Group Head, Canadian Business Banking, TD Bank, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Vlad Shpilsky (US Citizen) |
Head of Platforms and Technology and Chief Information Officer, TD Bank Group, 66 Wellington Street West, Toronto, Ontario M5K 1A2, Canada |
| Jane A. Langford (Canadian Citizen) |
Executive Vice President and General Counsel, TD Bank Group, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Christine Morris (Canadian Citizen) |
Senior Executive Vice President, Transformation, Enablement and Customer Experience, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Sona Mehta (Canadian Citizen) |
Group Head, Canadian Personal Banking, TD Bank Group, 66 Wellington Street West, Toronto, Ontario M5K 1A2, Canada |
| Michelle Myers (Canadian Citizen) |
Global Chief Auditor, TD Bank Group, 66 Wellington Street West, Toronto, Ontario M5K 1A2, Canada |
| Leovigildo Salom (U.S. Citizen) |
Group Head, U.S. Retail and President and CEO, TD Bank, America’s Most Convenient Bank®, 1701 Route 70 East, 2nd Floor, Cherry Hill, Camden, NJ 08003 |
| Kelvin Vi Luan Tran (Canadian Citizen) |
Group Head and Chief Financial Officer, TD Bank, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Tim Wiggan (Canadian Citizen) |
President and CEO, TD Securities, Group Head, Wholesale Banking, TD Bank Group, 161 Bay Street, Toronto, Ontario M5J 2T2, Canada |