MA/A
0001261467
XXXXXXXX
Esteban Umana
212-278-4183
Esteban.Umana@sgcib.com
esteban.umana@sgcib.com
lauren.stiefel@sgcib.com
SG AMERICAS SECURITIES, LLC
128351
52-1128875
866-00197-00
867-00824
008-66125
128351
SG Americas Securities, LLC
Registered in all 50 states, the District of Columbia and Puerto Rico
245 PARK AVENUE
NEW YORK
NY
10167
212-278-5004
N
www.sgcib.com
William
R
Gerlesits
Managing Director, Senior Compliance Officer
425 S. Financial Place
Chicago
IL
60605
312-258-2224
212-278-7696
bill.gerlesits@sgcib.com
William
R
Gerlesits
425 S. Financial Place
Chicago
IL
60605
212-278-6412
212-278-7696
bill.gerlesits@sgcib.com
SG Americas Securities Holdings LLC
N
Societe Generale S.A.
Y
Registry of Commerce and Companies
552 120 222 RCS Paris
I0
December
DE
08-08-2003
N
6
6
6
0
0
3
Corporations or other businesses
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Y
Y
Y
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Company
Investment Adviser
Swap Dealer
Security-based swap dealer
Commodity pool operator
Commodity trading advisor
Futures commission merchant
Banking/Thrift institution
Trust Company
Insurance company or agency
Pension consultant
Real estate broker or dealer
170
Add
Other municipal advisor
Valentine Sallettaz
Valentine Sallettaz
Y
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Swap Dealer
Futures commission merchant
Societe Generale International Limited
Societe Generale International Limited
N
Y
Y
Financial Conduct Authority (FCA)?
538896
X0
Add
Investment Company
SOCIETE GENERALE CAPITAL PARTENAIRES
SOCIETE GENERALE CAPITAL PARTENAIRES
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Swap Dealer
Security-based swap dealer
Commodity pool operator
Commodity trading advisor
Futures commission merchant
Banking/Thrift institution
Other municipal advisor
KOMERCNI BANKA A.S
KOMERCNI BANKA A.S
N
Y
Y
Czech National Bank
45317054
2N
Add
Investment Adviser
Commodity trading advisor
Banking/Thrift institution
SOCIETE GENERALE PRIVATE BANKING (MONACO)
SOCIETE GENERALE PRIVATE BANKING (MONACO)
N
Y
Y
ACPR
13368
I0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
SG SECURITIES (HK) LIMITED
SG SECURITIES (HK) LIMITED
N
Y
Y
Securities and Futures Commission
AAD941
K3
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
SOCIETE GENERALE SECURITIES INDIA PRIVATE LIMITED
SOCIETE GENERALE SECURITIES INDIA PRIVATE LIMITED
N
Y
Y
Securities and Exchange Board of India (SEBI)
?INZ000093534
K7
Add
Investment Company
SOCIETE GENERALE INVESTMENT CORPORATION
SOCIETE GENERALE INVESTMENT CORPORATION
N
Y
N
Add
Investment Company
SG AMERICAS EQUITIES CORP.
SG AMERICAS EQUITIES CORP.
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
Societe Generale Capital Canada Inc
Societe Generale Capital Canada Inc
N
Y
Y
"1- Investment Industry Regulatory Organization of Canada (IIROC) 2- Montreal Exchange Regulatory Division (MXR) 3- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) 4-Securities Commissions of each province in Canada
Z4
Add
Investment Adviser
Banking/Thrift institution
SOCIETE GENERALE PRIVATE BANKING (SUISSE) S.A.
SOCIETE GENERALE PRIVATE BANKING (SUISSE) S.A.
N
Y
Y
FINMA
117056
V8
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD
SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD
N
Y
Y
Australian Securities and Investments Commission (ASIC)
114 206 307
C3
Add
Investment Company
Sponsor or syndicator of limited partnerships
Co-Invest LBO GP Limited
Co-Invest LBO GP Limited
N
Y
Y
Jersey Financial Services Commission
95514
Y9
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
Altura Markets, Sociedad de Valores, SA
Altura Markets, Sociedad de Valores, SA
N
Y
Y
CNMV (Comision Nacional del Mercado de Valores)
U3
Add
Investment Company
PROTOS
PROTOS
N
Y
Y
Czech National Bank
2N
Add
Investment Company
Pascal Fundo de Investimento Multi Mercado - Investimento No Exterior
Pascal Fundo de Investimento Multi Mercado - Investimento No Exterior
N
Y
Y
CVM - Comissao de Valores Mobiliarios
13.107.003/0001-70
D5
Add
Investment Company
PASCAL SOLUTIONS LIMITED
PASCAL SOLUTIONS LIMITED
N
Y
Y
Jersey Financial Services Commission
107881
Y9
Add
Investment Company
SOCIETE GENERALE CAPITAL FINANCE
SOCIETE GENERALE CAPITAL FINANCE
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
Societe Generale Securities Japan Limited
Societe Generale Securities Japan Limited
N
Y
Y
FSA (Financial Services Agency)
1770
M0
Add
Investment Company
Societe Immobiliere De L'Arsenal
Societe Immobiliere De L'Arsenal
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Banking/Thrift institution
Societe Generale Burkina Faso
Societe Generale Burkina Faso
N
Y
Y
BANK OF GHANA
C 0074 P
J0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Societe Generale Algerie
Societe Generale Algerie
N
Y
Y
Bank of Algeria
99-03/ 03-2015
B4
Add
Insurance company or agency
Sogessur
Sogessur
N
Y
Y
Autorite de Controle Prudentiel et de Resolution
4021201
I0
Add
Banking/Thrift institution
Societe Generale Financing And Distribution
Societe Generale Financing And Distribution
N
Y
Y
Commission de Surveillance du Secteur Financier (CSSF)
B170794
N4
Add
Banking/Thrift institution
Societe Generale Capital Market Finance
Societe Generale Capital Market Finance
N
Y
Y
Commission de Surveillance du Secteur Financier (CSSF)
B180290
N4
Add
Banking/Thrift institution
Franfinance
Franfinance
N
Y
Y
ACPR ( Autorite de controle prudentiel et de resolution ) / Prudential Control and Resolution Authority
16760
I0
Add
Trust Company
Sg Trust (Asia) Ltd
Sg Trust (Asia) Ltd
N
Y
Y
Monetary Authority of Singapore
200010525H
U0
Add
Insurance company or agency
Sogecap
Sogecap
N
Y
Y
Autorite de Controle Prudentiel et de Resolution
5020040
I0
Add
Banking/Thrift institution
Sogelease France
Sogelease France
N
Y
Y
ACPR ( Autorite de controle prudentiel et de resolution ) / Prudential Control and Resolution Authority
14198
I0
Add
Insurance company or agency
Finassurance Snc
Finassurance Snc
N
Y
Y
Authority for Prudential Control and Resolution (ACPR)
352 937 247
I0
Add
Insurance company or agency
Sogelife
Sogelife
N
Y
Y
COMMISSARIAT AUX ASSURANCES
B55612
N4
Add
Swap Dealer
Banking/Thrift institution
Societe Generale Caledonienne De Banque
Societe Generale Caledonienne De Banque
N
Y
Y
ACPR (Autorite de Controle Prudentiel et de Resolution)
80B76232
1W
Amend
Banking/Thrift institution
Societe Generale Pour Le Developpement Des Operations De Credit-Bail Immobilier "Sogebail"
Societe Generale Pour Le Developpement Des Operations De Credit-Bail Immobilier "Sogebail"
N
Y
Y
ACPR
13769R
I0
Add
Banking/Thrift institution
Sgb Finance S.A.
Sgb Finance S.A.
N
Y
Y
ACPR (Autorite de Controle Prudentiel et de Resolution)
422?518?746
I0
Add
Insurance company or agency
Antarius
Antarius
N
Y
Y
Autorite de Controle Prudentiel et de Resolution
I0
Add
Banking/Thrift institution
Societe Generale Cameroun
Societe Generale Cameroun
N
Y
Y
Central African Banking Authority
E4
Add
Insurance company or agency
Banque Pouyanne
Banque Pouyanne
N
Y
Y
French Prudential Supervision and Resolution Authority (ACPR) - and Bank of France
11989
I0
Add
Trust Company
Sg Healthcare Benefits Trustee Company Limited
Sg Healthcare Benefits Trustee Company Limited
N
Y
Y
Companies House
02202418?
X0
Add
Banking/Thrift institution
Credical
Credical
N
Y
Y
Autorite de Controle Prudential et de Resolution (ACPR)
1W
Add
Banking/Thrift institution
Gefa Bank Gmbh
Gefa Bank Gmbh
N
Y
Y
BaFin (Federal Financial)
104146
2M
Add
Banking/Thrift institution
Essox Sro
Essox Sro
N
Y
Y
Trade Inspection Authority (CTIA)/Personal Data Protection Office (PDPO)/Financial Arbiter (FA)/Labour Inspectorate (LI)
48136450/00020869/70837627/72546522/75046962
2N
Add
Real estate broker or dealer
Societe Generale Immobilier Patrimonial
Societe Generale Immobilier Patrimonial
N
Y
N
Add
Trust Company
Aegis Holdings (Offshore) Ltd.
Aegis Holdings (Offshore) Ltd.
N
Y
Y
Intertrust Corporate Services (Cayman) Limited
136508
2J
Add
Banking/Thrift institution
Hanseatic Bank Gmbh & Co Kg
Hanseatic Bank Gmbh & Co Kg
N
Y
Y
BAFIN
2M
Add
Banking/Thrift institution
Modra Pyramida Stavebni Sporitelna As
Modra Pyramida Stavebni Sporitelna As
N
Y
Y
Czech National Bank
60192852
2N
Add
Pension consultant
Kb Penzijni Spolecnost, A.S.
Kb Penzijni Spolecnost, A.S.
N
Y
Y
Czech National Bank
61860018
2N
Add
Insurance company or agency
Brd Societate De Administrare A Fondurilor De Pensii Private Sa
Brd Societate De Administrare A Fondurilor De Pensii Private Sa
N
Y
Y
IDEM
17113?
S5
Add
Trust Company
Sg Uk Db Trustee Company Limited
Sg Uk Db Trustee Company Limited
N
Y
Y
Companies House
6209963
X0
Add
Trust Company
Sg Uk Mp Trustee Company Limited
Sg Uk Mp Trustee Company Limited
N
Y
Y
Companies House
6209960
X0
Add
Banking/Thrift institution
Prioris
Prioris
N
Y
Y
Authority for Prudential Control and Resolution (ACPR)
489 581 769
I0
Add
Insurance company or agency
Brd Asigurari De Viata Sa
Brd Asigurari De Viata Sa
N
Y
Y
Financial Supervisory Authority
S5
Add
Insurance company or agency
Hsce Hanseatic Service Center Gmbh
Hsce Hanseatic Service Center Gmbh
N
Y
Y
BAFIN
2M
Add
Sponsor or syndicator of limited partnerships
St. George St. Capital (Kb) Limited
St. George St. Capital (Kb) Limited
N
Y
N
Add
Banking/Thrift institution
Societe Generale Benin
Societe Generale Benin
N
Y
Y
Central Bank of West African States (BCEAO)
BJ 0104
G6
Add
Banking/Thrift institution
Societe Generale De Banques En Guinee Equatoriale
Societe Generale De Banques En Guinee Equatoriale
N
Y
Y
COBAC
COBAC D-98/29
I5
Add
Banking/Thrift institution
Socalfi
Socalfi
N
Y
Y
Authority for Prudential and Regulatory Control
14848
1W
Add
Banking/Thrift institution
Banque De Polynesie
Banque De Polynesie
N
Y
Y
Authority for Prudential and Regulatory Control
12149
I4
Add
Banking/Thrift institution
Sogelease Bdp "Sas"
Sogelease Bdp "Sas"
N
Y
Y
Authority for Prudential Control and Resolution (ACPR)
RCS 04186B?
I0
Add
Investment Company
SG 29 HAUSSMANN
SG 29 HAUSSMANN
N
Y
Y
French Financial Market Authority
14441
I0
Add
Banking/Thrift institution
LeasePlan Partnerships & Alliances
LeasePlan Partnerships & Alliances
N
Y
Y
Financial Services and Markets Authority
453566951
C9
Add
Banking/Thrift institution
LeasePlan UK Limited
LeasePlan UK Limited
N
Y
Y
Financial Conduct Authority
1397939
X0
Add
Banking/Thrift institution
Lease Plan Servicios S.A.U
Lease Plan Servicios S.A.U
N
Y
N
Add
Banking/Thrift institution
LeasePlan (Schweiz) A.G.
LeasePlan (Schweiz) A.G.
N
Y
N
Add
Banking/Thrift institution
LeasePlan Sverige AB
LeasePlan Sverige AB
N
Y
Y
Swedish Financial Supervisory Authority
556506-1776
V7
Add
Banking/Thrift institution
LeasePlan Slovakia s.r.o.
LeasePlan Slovakia s.r.o.
N
Y
Y
National Bank of Slovakia
44558970
2B
Add
Investment Company
SOCIETE GENERALE CAPITAL ASSET MANAGEMENT CENTRAL AFRICA
SOCIETE GENERALE CAPITAL ASSET MANAGEMENT CENTRAL AFRICA
N
Y
Y
Commission e Surveillance du Marche Financier de l'Afrique Centrale (COSUMAF)
COSUMAF-SGP-04/2023
I5
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Swap Dealer
Security-based swap dealer
WEMATCH
WEMATCH
N
Y
N
Add
Banking/Thrift institution
SOCIETE GENERALE MAURITANIE
SOCIETE GENERALE MAURITANIE
N
Y
Y
Central Bank of Mauritania
12
O3
Add
Investment Company
Commodity pool operator
Real estate broker or dealer
COMOE CAPITAL
COMOE CAPITAL
N
Y
Y
Ministry of Economy and Finance of Cote D'Ivoire
CI-ABJ-2018-B-11100
L7
Add
Banking/Thrift institution
ESSOX FINANCE s.r.o
ESSOX FINANCE s.r.o
N
Y
Y
National Bank of Slovakia (NBS)///Slovak Trade Inspection Authority (CTIA)///Personal Data Protection Office (PDPO)/ Labour Inspectorate (LI)
30844789///17331927///36064220///00166367
2B
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SANFORD C. BERNSTEIN HOLDINGS LIMITED
SANFORD C. BERNSTEIN HOLDINGS LIMITED
N
Y
Y
FCA
X0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Sanford C. Bernstein (Hong Kong) Limited
Sanford C. Bernstein (Hong Kong) Limited
N
Y
Y
Securities and Futures Commission of Hong Kong
AXC846
K3
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Sanford C. Bernstein (Canada) Limited
Sanford C. Bernstein (Canada) Limited
N
Y
Y
CIRO
NRD #: 817239
Z4
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Sanford C. Bernstein (India) Private Limited
Sanford C. Bernstein (India) Private Limited
N
Y
Y
SEBI - Securities and Exchange Board of India
INZ000213537
K7
Add
Investment Adviser
Sanford C. Bernstein Japan KK
Sanford C. Bernstein Japan KK
N
Y
Y
The Director-General of Kanto Local Finance Bureau (FIBO)
FIBO NO. 3387 / Company Regsitration : 0100-01-227438
M0
Add
Investment Adviser
SANFORD C. BERNSTEIN (SINGAPORE) PRIVATE LIMITED
SANFORD C. BERNSTEIN (SINGAPORE) PRIVATE LIMITED
N
Y
Y
Monetary Authority of Singapore
202137102W
U0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Sanford C. Bernstein Ireland Limited
Sanford C. Bernstein Ireland Limited
N
Y
Y
CBA
L2
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Sanford C. Bernstein (Schweiz) GmbH
Sanford C. Bernstein (Schweiz) GmbH
N
Y
Y
FINMA
V8
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Bernstein Institutional Services LLC
Bernstein Institutional Services LLC
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
BSG France S.A.
BSG France S.A.
N
Y
Y
AMF/ACPR
I0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SANFORD C. BERNSTEIN LIMITED
SANFORD C. BERNSTEIN LIMITED
N
Y
Y
FCA
X0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SANFORD C. BERNSTEIN (Autonomous UK) 1 LIMITED
SANFORD C. BERNSTEIN (Autonomous UK) 1 LIMITED
N
Y
Y
FCA
X0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SANFORD C. BERNSTEIN (CREST NOMINEES) LIMITED
SANFORD C. BERNSTEIN (CREST NOMINEES) LIMITED
N
Y
Y
FCA
X0
Add
Other municipal advisor
Ricardo Alvarez Peralta
Ricardo Alvarez Peralta
N
Y
N
Add
Other municipal advisor
Steven Levinson
Steven Levinson
Y
Y
N
Add
Other municipal advisor
Sebastian Eslava Bejarano
Sebastian Eslava Bejarano
Y
Y
N
Add
Other municipal advisor
Charles Hubert Baquet
Charles Hubert Baquet
Y
Y
N
Add
Other municipal advisor
Anne-Laure Simon
Anne-Laure Simon
Y
Y
N
Add
Banking/Thrift institution
Ayvens Norge AS
Ayvens Norge AS
N
Y
Y
Financial Supervisory Authority
945098775
Q8
Add
Insurance company or agency
LeasePlan Hungaria GEpjarmu Kezelo Es Fiannszirozo REszvEnytarsasag
LeasePlan Hungaria GEpjarmu Kezelo Es Fiannszirozo REszvEnytarsasag
N
Y
N
Add
Banking/Thrift institution
Insurance company or agency
LeasePlan Osterreich Fuhrparkmanagement GmbH
LeasePlan Osterreich Fuhrparkmanagement GmbH
N
Y
Y
Austrian financial markets authority
92353P
C4
Add
Insurance company or agency
Fleet Cover-Sociedade Mediacao de Seguros, Lda.
Fleet Cover-Sociedade Mediacao de Seguros, Lda.
N
Y
Y
"Insurance Supervisory Authority and Pension Funds (ASF)"
507943325
S1
Add
Insurance company or agency
LeasePlan Portugal Comercio e Aluguer de Automoveis e Equipamentos Lda.
LeasePlan Portugal Comercio e Aluguer de Automoveis e Equipamentos Lda.
N
Y
Y
Mobility and Transport Institute, Bank of Portugal
502167610
S1
Add
Insurance company or agency
InsurancePlan s.r.o.
InsurancePlan s.r.o.
N
Y
Y
National Bank of Slovakia
52 760 791
2B
Add
Banking/Thrift institution
LeasePlan Mexico S.A. de C.V.
LeasePlan Mexico S.A. de C.V.
N
Y
N
Add
Insurance company or agency
Fleet Accident Management Services Sp.z o.o.
Fleet Accident Management Services Sp.z o.o.
N
Y
Y
Financial Supervision Authority (Polish KNF)
403891
R9
Add
Banking/Thrift institution
Ayvens Poland Sp.z o.o.
Ayvens Poland Sp.z o.o.
N
Y
Y
President of the Energy Regulatory Office for trading in liquid fuels, Financial Supervision Authority (Polish KNF)
93257
R9
Add
Banking/Thrift institution
LeasePlan Hellas Commercial Vehicle Leasing And Fleet Management Services Single-Member Societe Anonyme
LeasePlan Hellas Commercial Vehicle Leasing And Fleet Management Services Single-Member Societe Anonyme
N
Y
N
Add
Banking/Thrift institution
LeasePlan Otomotiv Servis ve Ticaret A.S.
LeasePlan Otomotiv Servis ve Ticaret A.S.
N
Y
N
Add
Banking/Thrift institution
LeasePlan Danmark A/S
LeasePlan Danmark A/S
N
Y
Y
Danish Financial Supervisory Authority
CVR 16227641
G7
Add
Insurance company or agency
LeasePlan Fleet Management India Pvt. Ltd.
LeasePlan Fleet Management India Pvt. Ltd.
N
Y
Y
Insurance Regulatory and Development Authority
U61100DL1999PTC098050
K7
Add
Insurance company or agency
Accident Management Services S.R.L.
Accident Management Services S.R.L.
N
Y
N
Add
Banking/Thrift institution
LeasePlan Italia S.p.a.
LeasePlan Italia S.p.a.
N
Y
N
Add
Banking/Thrift institution
Ayvens Ireland Limited
Ayvens Ireland Limited
N
Y
Y
Central Bank Ireland
45627
L2
Add
Insurance company or agency
Euro Insurances Designated Activity Company
Euro Insurances Designated Activity Company
N
Y
Y
Central Bank of Ireland Insurance Supervision Division
222618
L2
Add
Insurance company or agency
Garanthia Plan S.L.U.
Garanthia Plan S.L.U.
N
Y
Y
Directorate General for Insurance and Pension Funds
M-416541-8
U3
Add
Insurance company or agency
SOCIETE DE COURTAGES D'ASSURANCES GROUPE
SOCIETE DE COURTAGES D'ASSURANCES GROUPE
N
Y
Y
Organization for the Register of Banking and Finance Insurance Intermediaries (ORIAS)
318332988
I0
Add
Banking/Thrift institution
LeasePlan France S.A.S.
LeasePlan France S.A.S.
N
Y
Y
Organization for the Register of Banking and Finance Insurance Intermediaries (ORIAS)
313606477
I0
Add
Insurance company or agency
LeasePlan Versicherungsvermittlungsgesellschaft mbH
LeasePlan Versicherungsvermittlungsgesellschaft mbH
N
Y
Y
Chamber of Industry and Commerce of Dusseldorf
HRB 85689
2M
Add
Banking/Thrift institution
LeasePlan Deutschland GmbH
LeasePlan Deutschland GmbH
N
Y
Y
Federal Financial Supervisory Authority and German Central Bank - Chamber of Industry and Commerce of Dusseldorf
HRB 85877
2M
Add
Insurance company or agency
LeasePlan Fleet Management N.V.
LeasePlan Fleet Management N.V.
N
Y
Y
Financial Services and Markets Authority
424632148
C9
Add
Banking/Thrift institution
Firenta B.V.
Firenta B.V.
N
Y
N
Add
Banking/Thrift institution
Insurance company or agency
Axus Nederland N.V.
Axus Nederland N.V.
N
Y
Y
Dutch Authority for the Financial Markets (AFM)
39037163
P7
Add
Banking/Thrift institution
AALH Participaties B.V.
AALH Participaties B.V.
N
Y
N
Add
Banking/Thrift institution
Ayvens Bank N.V.
Ayvens Bank N.V.
N
Y
Y
European Central Bank (ECB)
39037076
P7
Add
Trust Company
KLEINWORT BENSON INTERNATIONAL TRUSTEES LIMITED
KLEINWORT BENSON INTERNATIONAL TRUSTEES LIMITED
N
Y
Y
Guernsey Financial Services Commission
1002565
Y7
Add
Trust Company
SG KLEINWORT HAMBROS TRUST COMPANY (UK) LIMITED
SG KLEINWORT HAMBROS TRUST COMPANY (UK) LIMITED
N
Y
Y
Financial Conduct Authority
?779105
X0
Add
Trust Company
SG HAMBROS TRUST COMPANY LIMITED
SG HAMBROS TRUST COMPANY LIMITED
N
Y
Y
Financial Conduct Authority
122566
X0
Add
Trust Company
SGKH TRUSTEES (CI) LIMITED
SGKH TRUSTEES (CI) LIMITED
N
Y
Y
Jersey
77469
Y9
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Swap Dealer
Banking/Thrift institution
SG KLEINWORT HAMBROS BANK LIMITED
SG KLEINWORT HAMBROS BANK LIMITED
N
Y
Y
Financial Conduct Authority
119250
X0
Add
Trust Company
SG KLEINWORT HAMBROS TRUST COMPANY (CI) LIMITED
SG KLEINWORT HAMBROS TRUST COMPANY (CI) LIMITED
N
Y
Y
Financial Conduct Authority; Guernsey Financial Services Commission; Jersey Financial Services Commission
4345
Y9
Add
Banking/Thrift institution
Insurance company or agency
HYUNDAI CAPITAL FRANCE (ex SEFIA)
HYUNDAI CAPITAL FRANCE (ex SEFIA)
N
Y
Y
Authority for Prudential Control and Resolution (ACPR)
SIREN 491 411 542
I0
Add
Banking/Thrift institution
Insurance company or agency
COMPAGNIE GENERALE DE LOCATION D'EQUIPEMENTS
COMPAGNIE GENERALE DE LOCATION D'EQUIPEMENTS
N
Y
Y
Authority for Prudential Control and Resolution (ACPR)
SIREN 303 236 186
I0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Swap Dealer
Security-based swap dealer
Futures commission merchant
SG Securities Korea Co., Ltd.
SG Securities Korea Co., Ltd.
N
Y
Y
Financial Supervisory Service
n/a
M5
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SOCIETE GENERALE CAPITAL SECURITIES CENTRAL AFRICA
SOCIETE GENERALE CAPITAL SECURITIES CENTRAL AFRICA
N
Y
Y
Financial Market Supervisory Commission of Central Africa (COSUMAF)
DECISION N 091/10/CMF/18 du 30/10/2018
E4
Add
Banking/Thrift institution
BOURSORAMA SA
BOURSORAMA SA
N
Y
Y
Authority for Prudential and Regulatory Control (ACPR)
n/a
I0
Add
Investment Company
ARDIAN Expansion Fund VI Vendome Co-Invest
ARDIAN Expansion Fund VI Vendome Co-Invest
N
Y
Y
France
403201882
I0
Add
Investment Company
EZ PME CO INVESTMENT FUND 2 EFESO COMPARTMENT II
EZ PME CO INVESTMENT FUND 2 EFESO COMPARTMENT II
N
Y
Y
France
948525316
I0
Add
Investment Company
SOCIETE GENERALE CAPITAL IMPACT
SOCIETE GENERALE CAPITAL IMPACT
N
Y
N
Add
Investment Company
FRANPART
FRANPART
N
Y
N
Add
Banking/Thrift institution
SG EQUIPMENT FINANCE CZECH REPUBLIC S.R.O.
SG EQUIPMENT FINANCE CZECH REPUBLIC S.R.O.
N
Y
N
Add
Insurance company or agency
KOMERCNI POJISTOVNA A.S
KOMERCNI POJISTOVNA A.S
N
Y
Y
Czech National Bank
63998017
2N
Add
Insurance company or agency
AXUS FINLAND OY
AXUS FINLAND OY
N
Y
N
Add
Swap Dealer
Banking/Thrift institution
UNION INTERNATIONALE DE BANQUES
UNION INTERNATIONALE DE BANQUES
N
Y
Y
Central Bank of Tunisia
B6151996?
W6
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Company
Trust Company
UIB Finance
UIB Finance
N
Y
Y
Central Bank of Tunisia
B2691995
W6
Add
Investment Company
INTERNATIONAL SICAR
INTERNATIONAL SICAR
N
Y
N
Add
Investment Company
BRD Asset Management SAI SA
BRD Asset Management SAI SA
N
Y
Y
Financial Supervisory Authority
PJR05SAIR/400010
S5
Add
Investment Company
AFRIGREEN DEBT IMPACT FUND SLP
AFRIGREEN DEBT IMPACT FUND SLP
N
Y
Y
Autorite des marches Financiers (AMF)
GP-15000021
I0
Add
Banking/Thrift institution
SOCIETE ANONYME DE CREDIT A LINDUSTRIE FRANCAISE (CALIF)
SOCIETE ANONYME DE CREDIT A LINDUSTRIE FRANCAISE (CALIF)
N
Y
Y
Authority for Prudential and Regulatory Control (ACPR)
CIB : 43629
I0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SOCIETE GENERALE AIRCRAFT LEASING CO., LTD
SOCIETE GENERALE AIRCRAFT LEASING CO., LTD
N
Y
N
Add
Banking/Thrift institution
ADVANS COTE D'IVOIRE S.A.
ADVANS COTE D'IVOIRE S.A.
N
Y
Y
Ministry of Economy and Finance
N 0066 MPMEF/DGTCP/DM of 01 february 2014
L7
Central Bank of West African States
N 0066 MPMEF/DGTCP/DM of 01 february 2014
L7
Add
Banking/Thrift institution
SOCIETE GENERALE COTE D'IVOIRE
SOCIETE GENERALE COTE D'IVOIRE
N
Y
Y
Commission Bancaire de l'UMOA
A008D
L7
Add
Investment Company
SOCIETE GENERALE CAPITAL ASSET MANAGEMENT WEST AFRICA
SOCIETE GENERALE CAPITAL ASSET MANAGEMENT WEST AFRICA
N
Y
Y
Autorite des Marches Financiers de l'UMOA (AMF-UMOA)
SOGEST 001/200
L7
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
SOCIETE GENERALE CAPITAL SECURITIES WEST AFRICA
SOCIETE GENERALE CAPITAL SECURITIES WEST AFRICA
N
Y
Y
Autorite des Marches Financiers de l'UMOA (AMF-UMOA)
15/12/009 97
L7
Add
Banking/Thrift institution
BANQUE FRANCAISE COMMERCIALE OCEAN INDIEN
BANQUE FRANCAISE COMMERCIALE OCEAN INDIEN
N
Y
Y
French Prudential Supervision and Resolution Authority
18719
I0
Add
Swap Dealer
Futures commission merchant
Banking/Thrift institution
BANCO SOCIETE GENERALE BRASIL S.A.
BANCO SOCIETE GENERALE BRASIL S.A.
N
Y
Y
Central Bank of Brazil and CVM - Comissao de Valores Mobiliarios
61.533.584/0001-55
D5
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Futures commission merchant
SG SECURITIES (SINGAPORE) PTE. LTD.
SG SECURITIES (SINGAPORE) PTE. LTD.
N
Y
Y
Monetary Authority of Singapore (MAS) and SGX
198200823Z
U0
Add
Investment Company
ETOILE CAPITAL
ETOILE CAPITAL
N
Y
Y
Bank of France
I0
Add
Banking/Thrift institution
GENEFIM
GENEFIM
N
Y
Y
ACPR
17760W
I0
Add
Banking/Thrift institution
SOGEFIMUR
SOGEFIMUR
N
Y
Y
ACPR
19259J
I0
Add
Investment Adviser
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC
N
Y
N
Add
Real estate broker or dealer
SG REAL ESTATE ADVISORY
SG REAL ESTATE ADVISORY
N
Y
Y
DGCCRF
I0
Add
Banking/Thrift institution
CALEDONIENNE DE SOLUTIONS BUSINESS
CALEDONIENNE DE SOLUTIONS BUSINESS
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Swap Dealer
Banking/Thrift institution
BRD - Groupe SOCIETE GENERALE SA
BRD - Groupe SOCIETE GENERALE SA
N
Y
Y
National Bank of Romania / Financial Supervisory Authority
361579 / PJR01INCR/400008 .C. ; RB - PJR - 40 - 007 /18.02.1999;J40/608/19.02.1991; RO361579;
S5
Add
Banking/Thrift institution
BRD SOGELEASE IFN S.A.
BRD SOGELEASE IFN S.A.
N
Y
Y
National Bank of Romania
Identificator Unic la Nivel European (EUID): ROONRC.J40/6764/200114080565
S5
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Bernstein Autonomous LLP
Bernstein Autonomous LLP
N
Y
Y
FCA
500498
X0
Add
Insurance company or agency
ORADEA VIE
ORADEA VIE
N
Y
Y
Prudential Control and Resolution Authority
1265 05 02
I0
Add
Banking/Thrift institution
SociEtE GEnErale (China) Limited
SociEtE GEnErale (China) Limited
N
Y
Y
National Financial Regulatory Administration
?B0341H211000001
F4
Add
Banking/Thrift institution
SOCIETE GENERALE GUINEE
SOCIETE GENERALE GUINEE
N
Y
Y
CENTRAL BANK OF REPUBLIC OF GUINEA
RCCM/N 004/G/TCC/2024
J9
Add
Futures commission merchant
SBI - SG Global Securities Services Pvt Ltd
SBI - SG Global Securities Services Pvt Ltd
N
Y
Y
Securities and Exchange Board of India (SEBI)
IN/CUS/022?
K7
Add
Insurance company or agency
CATALYST RE INTERNATIONAL LTD.
CATALYST RE INTERNATIONAL LTD.
N
Y
Y
Bermuda Monetary Authority?
D0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Swap Dealer
SG OPTION EUROPE
SG OPTION EUROPE
N
Y
Y
ACPR / AMF / ECB
341369833 / 12148
I0
Add
Banking/Thrift institution
SOCIETE DE GESTION DES FONDS DE GARANTIE DES TERRITOIRES D'OUTRE-MER
SOCIETE DE GESTION DES FONDS DE GARANTIE DES TERRITOIRES D'OUTRE-MER
N
Y
Y
ACPR (Autorite de controle prudentiel et de resolution) / Prudential Control and Resolution Authority
13028
I0
Add
Banking/Thrift institution
FIDITALIA S.p.A
FIDITALIA S.p.A
N
Y
Y
Bank of Italy
19365
L6
Add
Insurance company or agency
SG LuCI
SG LuCI
N
Y
Y
Commissariat Aux Assurances (CAA)
LEI code: 549300KQX3FZFGO05T22
N4
Add
Investment Company
Investment Adviser
Security-based swap dealer
Commodity trading advisor
Banking/Thrift institution
SociEtE GEnErale Luxembourg
SociEtE GEnErale Luxembourg
N
Y
Y
CSSF
B00000019
N4
Add
Investment Company
SOCIETE GENERALE PRIVATE WEALTH MANAGEMENT S.A.
SOCIETE GENERALE PRIVATE WEALTH MANAGEMENT S.A.
N
Y
Y
CSSF
S0000427
N4
Add
Banking/Thrift institution
ADVANS GHANA SAVINGS AND LOANS
ADVANS GHANA SAVINGS AND LOANS
N
Y
Y
Bank of Ghana
ORC Reg No. (CS745132015) BoG Reg No.( 0046)
J0
Add
Swap Dealer
Banking/Thrift institution
SOCIETE GENERALE GHANA PLC
SOCIETE GENERALE GHANA PLC
N
Y
Y
Bank of Ghana
PL000722020
J0
NewAdd
Investment Company
Eurazeo Planetary Boundaries Co-Investment SLP?- Compartiment Tellus?
Eurazeo Planetary Boundaries Co-Investment SLP?- Compartiment Tellus?
N
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
Amend
Sylvain
NMN
Cartier
6390499
03-01-2025
Chief Executive Officer
245 Park Ave
New York
NY
10167
212-278-2352
The Applicant's municipal advisory business is conducted by the Applicant's Infrastructure Finance Group, the six members of which are located and employed by the Applicant solely in the United States. The Infrastructure Finance Group provides municipal advisory services for infrastructure projects throughout North American to consortia or single bidders that may be obligated persons within the meaning of Rule 15Ba1-1. The Infrastructure Finance Group does not provide municipal advisory services directly to municipal entities. The Applicant is an indirect wholly owned subsidiary of Societe Generale, a global financial services firm incorporated in France as a French limited liability company. The Societe Generale Group operates in eighty-three countries through an extensive network of domestic and international branches, agencies and subsidiaries, none of which, apart from the Applicant, conduct municipal advisory activities in the United States. We are continuing to diligence our affiliates and will provide supplementary information as to those affiliates if necessary.
N
Y
Y
Y
N
Y
N
Y
Y
N
Y
N
N
N
N
Y
N
Y
N
N
N
N
N
N
N
Y
SG Americas Securities Holdings, LLC
N
061703332
06-1703332
Direct Owner
04-01-2014
E
N
61703332
WILLIAM
R
GERLESITS
CHIEF COMPLIANCE OFFICER
06-01-2024
NA
Y
5457051
GREGORY
W
ZIELINSKI
CHIEF OPERATING OFFICER
05-01-2017
NA
Y
2384242
Sylvain
NMN
Cartier
Co-Chief Executive Officer
03-01-2025
NA
Y
6390499
Thomas
William
O'Keefe
Principal Financial Officer
06-26-2025
NA
Y
3054453
Edward
Patrick
Cullen
Operational Risk Manager
01-01-2026
NA
Y
1551615
SG Americas Securities Holdings, LLC
Societe Generale
N
52-1128875
Parent
12-01-2008
E
Y
SG Americas Securities Holdings, LLC
N
061703332
06-1703332
Direct Owner
04-01-2014
E
N
61703332
WILLIAM
R
GERLESITS
CHIEF COMPLIANCE OFFICER
06-01-2024
NA
Y
5457051
GREGORY
W
ZIELINSKI
CHIEF OPERATING OFFICER
05-01-2017
NA
Y
2384242
Sylvain
NMN
Cartier
Co-Chief Executive Officer
03-01-2025
NA
Y
6390499
Thomas
William
O'Keefe
Principal Financial Officer
06-26-2025
NA
Y
3054453
Edward
Patrick
Cullen
Operational Risk Manager
01-01-2026
NA
Y
1551615
SG Americas Securities Holdings, LLC
Societe Generale
N
52-1128875
Parent
12-01-2008
E
Y
1
9-A2
Societe Generale S.A.
N
SG Americas Securities, LLC
128351
1984101
1
9-B1
SGA Societe Generale Acceptance, N.V.
N
SG Americas Securites, LLC
128351
1984100
9-A2
SG AMERICAS SECURITIES, LLC
128351
2010024
1
9-A2
SOCIETE GENERALE, S.A.
N
SG AMERICAS SECURITIES, LLC
128351
2010023
1
9-B2
SOCIETE GENERALE SECURITIES AUSTRALIA PTY LIMITED (SGSAPL)
N
SG Americas Securities, LLC
128351
2066948
9-E2
SG Americas Securities, LLC
128351
1333127
9-E2
SG Americas Securities, LLC
128351
1278728
9-E2
SG Americas Securities, LLC
128351
1334732
9-E2
SG Americas Securities, LLC
128351
1347073
9-E2
SG Americas Securities, LLC
128351
1352159
9-E2
SG Americas Securities, LLC
128351
1354624
9-E2
SG Americas Securities, LLC
128351
1394307
9-E2
SG Americas Securities, LLC
128351
1394322
9-C2
9-C5
SG Americas Securities, LLC
128351
1442833
9-E2
SG Americas Securities, LLC
128351
1471470
9-E2
SG Americas Securities, LLC
128351
1477525
9-E2
SG AMericas Securities, LLC
128351
1533075
9-E2
SG Americas Securities, LLC
128351
1536945
9-E2
SG Americas Securities, LLC
128351
1562858
9-E2
SG Americas Securities, LLC
128351
1580724
9-E2
SG Americas Securities, LLC
128351
1594164
9-E2
SG Americas Securities, LLC
128351
1594234
9-E2
SG Americas Securities, LLC
128351
1631258
9-E2
SG Americas Securities, LLC
128351
1667735
9-E2
SG Americas Securities, LLC
128351
1674970
9-E2
SG Americas Securities, LLC
128351
1677273
9-E2
SG Americas Securities, LLC
128351
1679211
9-E2
SG Americas Securities, LLC
128351
1680499
9-E2
SG Americas Securities, LLC
128351
1688186
9-E2
SG Americas Securities, LLC
128351
1714360
1
9-D2
Societe Generale S.A.
N
Societe Generale S.A.
128351
1432649
1
9-D2
Societe Generale S.A.
N
Societe Generale S.A.
128351
1528875
2
9-D2
9-G
Societe Generale S.A.
N
Societe Generale S.A.
128351
1532471
Le Credit du Nord
N
Le Credit du Nord
128351
1532471
1
9-D2
Societe Generale
N
Societe Generale
128351
1581091
2
9-D2
SG Asset Management
N
SG Asset Management
128351
1599700
SG Asset Management Alternative Investments
N
SG Asset Management Alternative Investments
128351
1599700
1
9-D2
Societe Generale
N
Societe Generale
128351
1620138
1
9-D2
Societe Generale Private Banking Japan Ltd.
N
Societe Generale Private Banking Japan Ltd.
128351
1634670
1
9-C2
9-C5
9-E2
SG Cowen Securities Corporation
N
7616
SG Cowen Securities Corporation
7616
1154574
1
9-E2
SG Cowen Securities Corporation
N
7616
SG Cowen Securities Corporation
7616
1176507
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1711800
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1711799
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1680504
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1680503
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668344
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668343
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668342
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668341
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668339
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668338
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668337
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668336
1
9-E2
9-E4
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668330
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668329
1
9-C2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1594930
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1594549
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1589190
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1589189
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1575332
1
9-C2
9-C5
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1575331
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1575330
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1575329
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1575328
1
9-E2
Newedge USA, LLC
Y
008-47023
Newedge USA, LLC
36118
1668335
1
9-E2
SG Cowen Securities Corporration
Y
008-22522
SG Cowen Securities Corporation
7616
1176508
1
9-D2
SG Cowen Securities Corporation
Y
008-22522
SG Cowen Securities Corporation
7616
1176509
1
9-D2
SG Cowen Securities Corporation
Y
008-22522
SG Cowen Securities Corporation
7616
1176510
1
9-D2
SG Cowen Securities Corporation
Y
008-22522
SG Cowen Securities Corporation
7616
1176511
1
9-C2
9-C5
SG Cowen Securities Corporation
Y
008-22522
SG Cowen Securities Corporation
7616
1185456
1
9-E2
SG Cowen Securities Corporation
Y
008-22522
SG Cowen Securities Corporation
7616
1185758
1
9-E2
SG Cowen & Co, LLC
Y
008-22522
SG Cowen & Co, LLC
7616
1222963
1
9-C2
9-C5
SG Cowen & Co, LLC
Y
008-22522
SG Cowen & Co. LLC
7616
1222964
9-E2
SG Americas Securities LLC
128351
1912452
9-C2
9-C4
9-C5
SG Americas Securities LLC
128351
1902133
9-E2
SG Americas Securities LLC
128351
1904741
9-E2
SG Americas Securities LLC
128351
1898563
9-E2
SG Americas Securities LLC
128351
1898759
9-E2
SG Americas Securities LLC
128351
1896909
9-E2
SG Americas Securities LLC
128351
1892641
9-E2
SG Americas Securities LLC
128351
1892345
9-E2
SG Americas Securities LLC
128351
1886259
1
9-E2
Societe Generale
N
SG Americas Securities LLC
128351
1884074
9-E2
SG Americas Securities LLC
128351
1882577
9-E2
SG Americas Securities LLC
128351
1875170
9-E2
SG Americas Securities LLC
128351
1867759
9-E2
SG Americas Securities LLC
128351
1855125
9-E2
SG Americas Securities LLC
128351
1859583
9-E2
SG Americas Securities LLC
128351
1855125
1
9-E2
Societe Generale
N
SG Americas Securities, LLC
128351
1987773
1
9-C2
9-C4
9-C5
Societe Generale S.A.
N
SG Americas Securities, LLC
128351
1984102
1
9-C2
9-C4
Lyxor Asset Management
Y
802-75094
SG Americas Securities, LLC
128351
1982219
1
9-E2
Societe Generale
N
SG Americas Securities, LLC
128351
1979359
1
9-E2
Societe Generale
N
Societe Generale
128351
1975818
9-E2
SG Americas Securities LLC
128351
1975040
9-E2
SG Americas Securities LLC
128351
1964743
9-D2
SG Americas Securities LLC
128351
1958858
9-E2
SG Americas Securities LLC
128351
1953805
9-E2
SG Americas Securities LLC
128351
1951476
9-E2
SG Americas Securities LLC
128351
1950546
9-E2
SG Americas Securities LLC
128351
1947904
9-E2
SG Americas Securities LLC
128351
1947785
1
9-D2
Societe Generale
N
SG Americas Securities LLC
128351
1944106
1
9-E2
Societe Generale
N
SG Americas Securities LLC
128351
1938141
1
9-E2
Societe Generale
N
SG Americas Securities LLC
128351
1934148
9-E2
SG Americas Securities LLC
128351
1933759
9-E2
SG Americas Securities LLC
128351
1932006
9-E2
SG Americas Securities LLC
128351
1930963
9-E2
SG Americas Securities LLC
128351
1924204
1
9-E2
Societe Generale
N
SG Americas Securities LLC
128351
1923238
1
9-C2
9-C5
Societe Generale
N
SG Americas Securities LLC
128351
1922959
9-E3
SG Americas Securities LLC
128351
1884075
9-E2
SG Americas Securities LLC
128351
1870413
1
9-E2
Societe Generale
N
SG Americas Securities LLC
128351
1867760
9-E2
SG Americas Securities LLC
128351
1867141
9-E2
SG Americas Securities LLC
128351
1862258
9-E2
SG Americas Securities LLC
128351
1861093
9-E2
SG Americas Securities LLC
128351
1861092
9-C2
9-C4
9-C5
SG Americas Securities LLC
128351
1859576
9-E2
SG Americas Securities LLC
128351
1843454
9-E2
SG Americas Securities LLC
128351
1838062
9-E2
SG Americas Securities LLC
128351
1837755
9-E2
SG Americas Securities LLC
128351
1837754
9-E2
SG Americas Securities LLC
128351
1837753
9-E2
SG Americas Securities LLC
128351
1829895
9-E2
SG Americas Securities LLC
128351
1808762
9-E2
SG Americas Securities LLC
128351
1771453
9-E2
SG Americas Securities LLC
128351
1768447
9-E2
SG Americas Securities LLC
128351
1763128
9-E2
SG Americas Securities LLC
128351
1763115
9-E2
SG Americas Securities LLC
128351
1750949
9-E2
SG Americas Securities LLC
128351
1750948
1
9-E2
Societe Generale Capital Canada Inc.
N
SG Americas Securities LLC
128351
2001569
9-C2
9-C4
9-C5
SG Americas Securities LLC
128351
1999471
1
9-E2
Societe Generale
N
SG Americas Securities LLC
128351
2001554
9-E2
SG Americas Securities LLC
128351
2002869
9-E2
SG Americas Securities LLC
128351
2002864
9-E2
SG Americas Securities LLC
128351
2002853
9-E2
SG Americas Securities LLC
128351
2002782
9-E2
SG Americas Securities LLC
128351
2002779
1
9-D4
Societe Generale, S.A
N
SG AMERICAS SECURITIES, LLC
128351
2010285
1
9-D4
SOCIETE GENERALE, S.A.
N
SG AMERICAS SECURITIES, LLC
128351
2010051
1
9-D4
SOCIETE GENERALE, S.A.
N
SG AMERICAS SECURITIES, LLC
128351
2010050
1
9-D2
SOCIETE GENERALE, S.A.
N
SG AMERICAS SECURITIES, LLC
128351
2010049
1
9-E2
Societe Generale
N
SG Americas Securities, LLC
128351
2017963
9-E2
SG Americas Securities, LLC
128351
2021737
1
9-E2
Societe Generale
N
Sg Americas Securities, LLC
128351
2029108
9-E2
SG Americas Securities, LLC
128351
2024945
9-E2
SG Americas Securities, LLC
128351
2033721
9-E2
SG Americas Securities, LLC
128351
2036382
9-E2
SG Americas Securities, LLC
128351
2036371
9-E2
SG Americas Securities, LLC
128351
2035849
9-E2
SG Americas Securities, LLC
128351
2035698
9-E2
SG Americas Securities, LLC
128351
2038838
9-E2
SG Americas Securities, LLC
128351
2039756
9-E2
SG Americas Securities, LLC
128351
2049406
9-E2
SG Americas Securities, LLC
128351
2049891
9-E2
SG Americas Securities, LLC
128351
2049984
9-E2
SG Americas Securities, LLC
128351
2051051
9-E2
SG Americas Securities, LLC
128351
2054057
9-E2
SG Americas Securities, LLC
128351
2071189
1
9-D2
SOCIETE GENERALE FINANCIAL CORPORATION
N
SG Americas Securities, LLC
128351
2072442
9-E2
SG Americas Securities, LLC
128351
2069381
9-E2
SG Americas Securities, LLC
128351
2074260
1
9-E2
ALTURA MARKETS
N
SG Americas Securities, LLC
128351
2078702
9-C2
9-C4
9-C5
SG Americas Securities, LLC
128351
2078497
9-E2
SG Americas Securities, LLC
128351
2078213
9-E2
SG Americas Securities, LLC
128351
2081363
9-E2
SG Americas Securities, LLC
128351
2103568
1
9-E2
Societe Generale SA
N
SG Americas Securities, LLC
128351
2146188
9-E2
SG Americas Securities, LLC
128351
2154401
9-E2
SG Americas Securities, LLC
128351
2160574
1
9-C2
Societe Generale SA
N
SG Americas Securities, LLC
128351
2161519
9-E2
SG Americas Securities, LLC
128351
2172865
9-D2
SG Americas Securities, LLC
128351
2206897
9-E2
SG Americas Securities, LLC
128351
2221363
1
9-E2
Societe Generale Societe De Credit Foncier
N
SG Americas Securities, LLC
128351
2242166
1
9-E2
Societe Generale SA
N
SG Americas Securities, LLC
128351
2242167
1
9-E2
Societe Generale International Limited
N
SG Americas Securities, LLC
128351
2251962
9-E2
SG Americas Securities, LLC
128351
2255723
1
9-E2
Societe Generale
N
SG Americas Securities, LLC
128351
2263114
1
9-E2
Societe Generale
N
Sg Americas Securities, LLC
128351
2263113
1
9-E2
Societe Generale
N
SG Americas Securities, LLC
128351
2279248
1
9-E2
Societe Generale Capital Canada, Inc
N
SG Americas Securities, LLC
128351
2279247
1
9-C2
9-C4
9-C5
SG Americas Securities, LLC
128351
2289304
Societe Generale SA
N
SG Americas Securities, LLC
128351
2289304
9-C2
9-C4
9-C5
SG Americas Securities, LLC
128351
2288848
1
9-E2
TREEZOR
N
SG Americas Securities, LLC
128351
2347102
9-E2
SG Americas Securities LLC
128351
2372339
9-E2
SG Americas Securities, LLC
128351
2385352
1
9-E2
Societe Generale SA
N
SG Americas Securities, LLC
128351
2390973
1
9-C2
SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD
N
SG Americas Securities, LLC
128351
2411139
9-E2
SG Americas Securities, LLC
128351
2408777
9-E2
SG AMERICAS SECURITIES, LLC
128351
2418509
1
9-D2
SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD
N
SG AMERICAS SECURITIES, LLC
128351
2437617
9-E2
SG Americas Securities, LLC
128351
2450104
William R. Gerlesits
William R. Gerlesits
Managing Director
03-03-2026
5457051
N
N
N
N
N
Y
Y
N
N
N
N
N
Y
N
N
N
Y
N
Y
N
N