Nomura Asset Depositor Company, LLC ABS-15G

Exhibit 99.28

 

Seller Loan ID Seller Loan ID Investor Loan ID Queue Created Date Last Modified Date Finding Status Event Level Initial Finding Grade Current/Final Finding Grade Finding Category Finding Sub Category Finding Name Reviewer Comments Seller Comments Finding Resolution Finding Document Reviewer Comp Factors Originator Comp Factors State Occupancy Loan Purpose Refinance Purpose Unique Finding ID Acknowledged / Waived By Waiver in File?
XXXX XXXX   5941865 Closed 2022-04-19 17:18 2022-05-02 14:58 Resolved 1 - Information C A Compliance TRID TRID Total of Payments Test Resolved-client has submitted lender calculation sheet - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Unable to Resolve- - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-The Lender Calculation provided does not cure the XXXX Total of Payments. Please provide documentation explaining TOP due to the sales price and loan amount reduced XX/XX/XXXX. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Counter-please see comments from XXXXX on XX/XX/XX - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-The Lender Calculation provided does not cure the XXXX Total of Payments. Please provide documentation explaining TOP due to the sales price and loan amount reduced XX/XX/XXXX.  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Resolved-Client provided XXXX Total of Payments Test document  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-please see lender calculations uploaded - Seller-XX/XX/XXXX

Open-This loan failed the XXXX total of payments test. ( 12 CFR §1026.38(o)(1) )The total of payments is $XXXXXXXXXX.XX. The disclosed total of payments of $XXXXXXXXXX.XX is not considered accurate because it is understated by more than $XXX. The total of payments is $XXXXXXXXXX.XX. The disclosed total of payments of $XXXXXXXXXX.XX is not considered accurate because it
is understated by more than $XXX.
 - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-This loan failed the XXXX total of payments test. ( 12 CFR §1026.38(o)(1) )The total of payments is $XXXXXXXXXX.XX. The disclosed total of payments of $XXXXXXXXXX.XX is not considered accurate because it is understated by more than $XXX. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-please see lender calculations uploaded - Seller-XX/XX/XXXX

Resolved-client has submitted lender calculation sheet - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

 Resolved-Client provided XXXX Total of Payments Test document  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

      CA Primary Residence Purchase NA 405523 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-26 11:37 2022-05-02 14:58 Resolved 1 - Information C A Compliance Points & Fees TILA Finance Charge Test Resolved-client has submitted lender calculation sheet - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Unable to Resolve- - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open- The Lender Calculation provided does not cure the XXXX Finance Charge Test. All fees are entered accurately with the correct prepaid finances. Please provide detail information on the finance charges. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Counter- - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Counter-The Lender Calculation provided does not cure the XXXX Finance Charge Test.  All fees are entered accurately with the correct prepaid finances. Please provide detail information on the finance charges.  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-please see lender calculations uploaded - Buyer-XX/XX/XXXX

Ready for Review-Document Uploaded. please see lender calculations uploaded - Buyer-XX/XX/XXXX

Open-This loan failed the XXXX finance charge test.( 12 CFR §1026.38(o)(2) )The finance charge is $XXXXXXXXXX.XX. The disclosed finance charge of  $XXXXXXXXXX.XX is not considered accurate because it is understated by more than $XXX. The finance charge is $XXXXXXXXXX.XX. The disclosed finance charge of $XXXXXXXXXX.XX is not considered accurate because it is
understated by more than $XXX. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-This loan failed the XXXX finance charge test.( 12 CFR §1026.38(o)(2) )The finance charge is $XXXXXXXXXX.XX. The disclosed finance charge of  $XXXXXXXXXX.XX is not considered accurate because it is understated by more than $XXX. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
  Resolved-client has submitted lender calculation sheet - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXXXXXXX XXXXX Lender Calculation CD.pdf     CA Primary Residence Purchase NA 405519 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-26 11:37 2022-05-02 14:58 Resolved 1 - Information C A Compliance Points & Fees TILA APR Test Resolved-client has submitted lender calculation sheet - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Unable to Resolve- - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-The Lender Calculation provided does not cure the XXXX APR Test. Please provide documentation explaining APR on this loan. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Counter-please see comments from XXXXX on XX/XX/XX - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Counter-The Lender Calculation provided does not cure the XXXX APR Test. Please provide documentation explaining APR on this loan.  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. please see lender calculations uploaded - Seller-XX/XX/XXXX

Ready for Review-please see lender calculations uploaded - Buyer-XX/XX/XXXX

Open-This loan failed the XXXX APR test.
( 12 CFR §1026.22(a)(2), (4) , transferred from  12 CFR §226.22(a)(2), (4) )
The annual percentage rate (APR) is X.XXX%. The disclosed APR  of X.XXX% is not considered accurate because it is more than X/X of X percentage point above or below the APR as determined in accordance with the actuarial method. The annual percentage rate (APR) is X.XXX%. The disclosed APR of X.XXX% is not considered accurate because it is more than
X/X of X percentage point above or below the APR as determined in accordance with the actuarial method.
 - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-This loan failed the XXXX APR test.
( 12 CFR §1026.22(a)(2), (4) , transferred from  12 CFR §226.22(a)(2), (4) )
The annual percentage rate (APR) is X.XXX%. The disclosed APR  of X.XXX% is not considered accurate because it is more than X/X of X percentage point above or below the APR as determined in accordance with the actuarial method. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. please see lender calculations uploaded - Seller-XX/XX/XXXX

Resolved-client has submitted lender calculation sheet - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXXXXXXX XXXXX Lender Calculation CD.pdf     CA Primary Residence Purchase NA 405518 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-18 05:56 2022-04-26 13:18 Resolved 1 - Information A A Compliance TRID Revised Closing Disclosure Delivery Date Test (Waiting Period Required) Test Rescinded-This loan failed the revised closing disclosure delivery date test (waiting period required).( 12 CFR §1026.19(f)(2)(ii) )The revised closing disclosure delivery requires a new waiting period andThe revised closing disclosure delivery date is provided and the revised closing disclosure method of delivery is marked as either:"XXXX First Class Mail" or "Electronic Delivery" or blank, and the revised closing disclosure delivery date is less than six business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; or"In Person" and the revised closing disclosure delivery date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; orThe revised closing disclosure receipt date is provided and the revised closing disclosure receipt date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction.Changes before consummation requiring a new waiting period. If one of the following disclosures provided under §1026.19(f)(1)(i) becomes inaccurate in the following manner before consummation, the creditor shall ensure that the consumer receives corrected disclosures containing all changed terms in accordance with the requirements of §1026.19(f)(1)(ii)(A):(A) The annual percentage rate disclosed under §1026.38(o)(4) becomes inaccurate, as defined in §1026.22.(B) The loan product is changed, causing the information disclosed under §1026.38(a)(5)(iii) to become inaccurate.(C) A prepayment penalty is added, causing the statement regarding a prepayment penalty required under §1026.38(b) to become inaccurate.The creditor shall ensure that the consumer receives the disclosures required under §1026.19(f)(1)(i) no later than three business days before consummation. All loan estimates and closing disclosures were electronically signed on the issue date and the final closing disclosure was signed in person on the issue date and the notary date. Finding is rescinded.  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-This loan failed the revised closing disclosure delivery date test (waiting period required).( 12 CFR §1026.19(f)(2)(ii) )The revised closing disclosure delivery requires a new waiting period andThe revised closing disclosure delivery date is provided and the revised closing disclosure method of delivery is marked as either:"XXXX First Class Mail" or "Electronic Delivery" or blank, and the revised closing disclosure delivery date is less than six business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; or"In Person" and the revised closing disclosure delivery date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; orThe revised closing disclosure receipt date is provided and the revised closing disclosure receipt date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction.Changes before consummation requiring a new waiting period. If one of the following disclosures provided under §1026.19(f)(1)(i) becomes inaccurate in the following manner before consummation, the creditor shall ensure that the consumer receives corrected disclosures containing all changed terms in accordance with the requirements of §1026.19(f)(1)(ii)(A):(A) The annual percentage rate disclosed under §1026.38(o)(4) becomes inaccurate, as defined in §1026.22.(B) The loan product is changed, causing the information disclosed under §1026.38(a)(5)(iii) to become inaccurate.(C) A prepayment penalty is added, causing the statement regarding a prepayment penalty required under §1026.38(b) to become inaccurate.The creditor shall ensure that the consumer receives the disclosures required under §1026.19(f)(1)(i) no later than three business days before consummation. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
  Rescinded-This loan failed the revised closing disclosure delivery date test (waiting period required).( 12 CFR §1026.19(f)(2)(ii) )The revised closing disclosure delivery requires a new waiting period andThe revised closing disclosure delivery date is provided and the revised closing disclosure method of delivery is marked as either:"XXXX First Class Mail" or "Electronic Delivery" or blank, and the revised closing disclosure delivery date is less than six business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; or"In Person" and the revised closing disclosure delivery date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; orThe revised closing disclosure receipt date is provided and the revised closing disclosure receipt date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction.Changes before consummation requiring a new waiting period. If one of the following disclosures provided under §1026.19(f)(1)(i) becomes inaccurate in the following manner before consummation, the creditor shall ensure that the consumer receives corrected disclosures containing all changed terms in accordance with the requirements of §1026.19(f)(1)(ii)(A):(A) The annual percentage rate disclosed under §1026.38(o)(4) becomes inaccurate, as defined in §1026.22.(B) The loan product is changed, causing the information disclosed under §1026.38(a)(5)(iii) to become inaccurate.(C) A prepayment penalty is added, causing the statement regarding a prepayment penalty required under §1026.38(b) to become inaccurate.The creditor shall ensure that the consumer receives the disclosures required under §1026.19(f)(1)(i) no later than three business days before consummation. All loan estimates and closing disclosures were electronically signed on the issue date and the final closing disclosure was signed in person on the issue date and the notary date. Finding is rescinded.  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

      CA Primary Residence Purchase NA 405521 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-19 17:08 2022-04-20 13:50 Resolved 1 - Information D A Compliance Missing Doc The Final 1003 is Incomplete Resolved-Client provided 1003 document uploaded  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. please see 1a and 4d of 1003 - Seller-XX/XX/XXXX

Open-The Final 1003 is Incomplete Per LOE on file pg. 40 borrower current rental amount is $XXXX.
Borrower received a Gift Fund in the amount of $XXXXXX from XXXXX checking #XXXX . See pg. 48 Gift Letter
Please provide corrected Final 1003 with current rental expense in the amount of $XXXX in Section 1a. Personal Information as well update section 2b. Other assets adding the Gift Funds in the amount of $XXXXXX - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. please see 1a and 4d of 1003 - Seller-XX/XX/XXXX

Resolved-Client provided 1003 document uploaded  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXXXXXXX XXXXX 1003.pdf     CA Primary Residence Purchase NA 402490 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-19 13:58 2022-04-20 06:22 Resolved   A A Data Edit Data Edit Level of Property Review on 1008 is not selected Resolved-Waived by client grade 1 exception - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-please waive grade 1 exception - Buyer-XX/XX/XXXX

Open- - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
  Resolved-Waived by client grade 1 exception - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

      CA Primary Residence Purchase NA 402593 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-19 13:58 2022-04-20 06:20 Resolved   A A Data Edit Data Edit Risk Assessment on 1008 is not selected Resolved-Waived by client grade 1 exception - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-please waive grade 1 exception - Seller-XX/XX/XXXX

Open-Please select Risk Assessment on the 1008 - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-please waive grade 1 exception - Seller-XX/XX/XXXX

Resolved-Waived by client grade 1 exception - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

      CA Primary Residence Purchase NA 402587 N/A N/A
XXXX XXXX   5941865 Closed 2022-04-19 13:48 2022-04-19 14:29 Resolved 1 - Information C A Credit Insurance Hazard Insurance Coverage Amount is less than Required Coverage Amount Resolved-Client provided hazard insurance document uploaded resolved  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. hoi with RCE attached - Seller-XX/XX/XXXX

Open-Hazard Insurance Coverage Amount of $XXXXXX is less than Required Coverage Amount of $XXXXXXX and Guaranteed Replacement Coverage indicator is 'N/A' - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. hoi with RCE attached - Seller-XX/XX/XXXX

Resolved-Client provided hazard insurance document uploaded resolved  - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXXXXXXX XXXXX HOI with RCE.pdf     CA Primary Residence Purchase NA 402585 N/A N/A
XXXX XXXX   5726693 Closed 2023-06-05 17:44 2023-06-20 16:55 Resolved 1 - Information D A Credit Missing Doc Borrower 1 Credit Report is Missing Resolved-Borrower 1 Credit Report is not missing. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Resolved-Final credit report provided - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. This is the credit report-Please clear this - Buyer-XX/XX/XXXX

Ready for Review-Initial credit report is missing from the loan file, application date is on X/X/XX. The report in the file is the gap report date X/X/XX and closing was on X/X/XX. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. YOur condition states we are missing the credit report. It was in the file. Why does this not work? - Buyer-XX/XX/XXXX

Open-Borrower 1 Credit Report is Missing. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
  Resolved-Borrower 1 Credit Report is not missing. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

 Resolved-Final credit report provided - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

CREDIT_REPORT_XXXX-XX-XX_XXXXXXX, XXXX X.pdf

X - CREDIT REPORT.pdf
    CA Primary Residence Purchase NA 994466 N/A N/A
XXXX XXXX   5726693 Closed 2023-05-31 08:25 2023-05-31 08:31 Resolved 1 - Information A A Compliance TRID TRID Initial Closing Disclosure Date and Funding Date Validation Test Resolved-Resolved - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

Open-This loan failed the XXXX closing disclosure date and funding date validation test.This loan contains a closing disclosure receipt date (or closing disclosure delivery date if receipt date was not provided) that is after the funding date. Please review the loan data to ensure the dates are in the correct fields. - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX
  Resolved-Resolved - XXX XXXXXXXXX XXXXXX-XX/XX/XXXX

      CA Primary Residence Purchase NA 987668 N/A N/A
XXXX XXXX   5726709 Closed 2023-09-18 02:48 2023-09-26 08:28 Resolved 1 - Information D A Property Missing Doc Missing Homeowner's Association Questionnaire Resolved-Updated supportive Document Condo Questionnaire, hence finding resolved.  - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Resolved-HOA Questionnaire is Present - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Open-HOA Questionnaire is Missing or Partial. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Resolved-Updated supportive Document Condo Questionnaire, hence finding resolved.  - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

 Resolved-HOA Questionnaire is Present - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

XXXX- Condo docs.pdf     FL Investment Purchase NA 1160754 N/A N/A
XXXX XXXX   5726709 Closed 2023-09-18 05:28 2023-09-26 08:11 Resolved 1 - Information D A Credit Missing Doc Business Purpose Affidavit is Missing Resolved-The Business Purpose Affidavit is present or Not Applicable (1008 Page Loan Type is Conventional.) - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-this is not a business purpose loan so this is not needed - Seller-XX/XX/XXXX

Open-Business purpose affidavit is missing in file  - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-this is not a business purpose loan so this is not needed - Seller-XX/XX/XXXX

Resolved-The Business Purpose Affidavit is present or Not Applicable (1008 Page Loan Type is Conventional.) - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

      FL Investment Purchase NA 1160911 N/A N/A
XXXX XXXX   5726709 Closed 2023-09-18 06:44 2023-09-26 03:29 Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-Uploaded doc suffices the requirement. Hence resolved the condition - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Open-Lender income calculation worksheet is missing in file. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded.  - Seller-XX/XX/XXXX

Resolved-Uploaded doc suffices the requirement. Hence resolved the condition - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

XXXX XXXXXX XXXXXXXXX.pdf     FL Investment Purchase NA 1160998 N/A N/A
XXXX XXXX   5726709 Closed 2023-09-18 02:23 2023-09-25 04:40 Resolved 1 - Information C A Credit Closing Borrower 1 Gap Credit Report is Expired (Greater than 10 Days from Closing/Settlement Date) Resolved-Resolved, Verified & updated from provided fraud report.
 - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Resolved-Borrower 1 Gap Credit Report is not expired. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. Listed on first page of fraud report - Seller-XX/XX/XXXX

Open-Borrower 1 Gap Credit Report is Expired (Greater than 10 days from Closing/Settlement Date). - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. Listed on first page of fraud report - Seller-XX/XX/XXXX

Resolved-Resolved, Verified & updated from provided fraud report.
 - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

 Resolved-Borrower 1 Gap Credit Report is not expired. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXX_XXXXXXXXXXX XXXX_XXXX-XX-XX.pdf     FL Investment Purchase NA 1160716 N/A N/A
XXXX XXXX   5726709 Closed 2023-09-18 05:00 2023-09-25 04:40 Resolved 1 - Information B A Credit Doc Issue VOM or VOR missing/required Resolved-Updated Supportive document VOR (Verification of Rent). Hence finding resolved. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded.  - Buyer-XX/XX/XXXX

Open-Please provided VOM for current address XXX X XXXX, to verify mortgage history or any late payment. due to for this property loan not reflecting on credit report.  - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
  Resolved-Updated Supportive document VOR (Verification of Rent). Hence finding resolved. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXXXXXXXXXXXXXXXXX_XXXXXXXXXXX XXXX.pdf     FL Investment Purchase NA 1160899 N/A N/A
XXXX XXXX   4649134 Seller 2024-08-12 10:22 2024-08-12 10:22 Open 3 - Material C C Compliance Compliance Unable to test for Regulatory Compliance due to missing documents. Open-Unable to test for Regulatory Compliance due to missing application from origination and appraisal - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           GA Other Other Cash Out - Other 2169518 N/A N/A
XXXX XXXX   4649134 Seller 2024-08-10 11:19 2024-08-10 11:19 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          GA Other Other Cash Out - Other 2162218 N/A N/A
XXXX XXXX   4649134 Seller 2024-08-09 04:00 2024-08-09 04:00 Open 3 - Material C C Credit Doc Issue Application Missing Open-Please provide Initial Application as it is missing in File - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           GA Other Other Cash Out - Other 2153632 N/A N/A
XXXX XXXX   4649231 Seller 2024-08-10 11:16 2024-08-10 11:16 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          CA Other Other Cash Out - Other 2162201 N/A N/A
XXXX XXXX   4649231 Seller 2024-08-10 11:16 2024-08-10 11:16 Open 3 - Material C C Credit Doc Issue Application Missing Open-Missing application from origination. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2162199 N/A N/A
XXXX XXXX   4649231 Seller 2024-08-09 01:17 2024-08-09 01:17 Open 3 - Material C C Compliance Right to Rescind TILA Right of Rescission Test Open-This loan failed the TILA right of rescission test.

Closed-end ( 12 CFR §1026.23(a)(3) , transferred from  12 CFR §226.23(a)(3) ), Open-end ( 12 CFR §1026.15(a)(3) , transferred from  12 CFR §226.15(a)(3) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by 12 CFR §1026.23 or §1026.15, or delivery of all material disclosures, whichever occurs last. Missing Notice of Right to Cancel. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          CA Other Other Cash Out - Other 2153236 N/A N/A
XXXX XXXX   4649231 Seller 2024-08-09 01:17 2024-08-09 01:17 Open 2 - Non-Material B B Compliance State Reg Late Fees Test Open-This loan failed the late fees test.The loan has late fees that do not conform to the requirements for the lender's license type in the state where the property is located.PLEASE NOTE: Certain states impose a late charge restriction that requires a comparison of the late fees charge, expressed either as a percentage or a dollar amount, or as both. In cases where the user provided data does not contain the required data point, XXXXXXXXXXXXXXXXX® will calculate the required data point from the late charge value entered by the user, and for such purpose will use the system's calculation of the scheduled monthly payment amount. Such data point calculations are an estimate based on the user provided data, and may not reflect the actual late charge threshold on an irregular payment, or if the maximum permitted late charge is based on the amount of the scheduled payment that is outstanding and not the entire scheduled payment. As per Note Term on page 1, borrower is liable to pay XX% of late fee or $XX minimum as per requirements. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2153237 N/A N/A
XXXX XXXX   4649104 Seller 2024-08-09 08:40 2024-08-09 08:40 Open 3 - Material C C Compliance Compliance Unable to test for Regulatory Compliance due to missing documents. Open-Unable to test due to missing documents (Application, Appraisal etc.) - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA   Refinance Cash Out - Other 2155785 N/A N/A
XXXX XXXX   4649104 Seller 2024-08-09 08:39 2024-08-09 08:39 Open 3 - Material D D Credit Missing Doc Missing Application Open-Needed to show occupancy, etc.  - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA   Refinance Cash Out - Other 2155770 N/A N/A
XXXX XXXX   4649104 Seller 2024-08-09 08:38 2024-08-09 08:38 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Appraisal needed to show units, property type, etc.  - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA   Refinance Cash Out - Other 2155755 N/A N/A
XXXX XXXX   4649104 Seller 2024-08-09 00:40 2024-08-09 00:40 Open 2 - Non-Material B B Compliance State Reg Late Fees Test Open-This loan failed the late fees test.The loan has late fees that do not conform to the requirements for the lender's license type in the state where the property is located.PLEASE NOTE: Certain states impose a late charge restriction that requires a comparison of the late fees charge, expressed either as a percentage or a dollar amount, or as both. In cases where the user provided data does not contain the required data point, XXXXXXXXXXXXXXXXX® will calculate the required data point from the late charge value entered by the user, and for such purpose will use the system's calculation of the scheduled monthly payment amount. Such data point calculations are an estimate based on the user provided data, and may not reflect the actual late charge threshold on an irregular payment, or if the maximum permitted late charge is based on the amount of the scheduled payment that is outstanding and not the entire scheduled payment. as per the note term on page 1 of 7 other charges, borrower is liable to pay XX% of late fee or $XX minimum as per requirements - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA   Refinance Cash Out - Other 2153155 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 11:47 2024-08-10 11:47 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          NJ Primary Residence Refinance Cash Out - Other 2162308 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 11:47 2024-08-10 11:47 Open 3 - Material D D Compliance Missing Doc ARM Disclosure is Missing Open-Missing ARM Disclosure from origination
 - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          NJ Primary Residence Refinance Cash Out - Other 2162307 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 01:51 2024-08-10 01:51 Open 3 - Material D D Compliance Missing Doc CHARM Booklet is Missing Open-Please provide Charm Booklet as Note type is ARM - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           NJ Primary Residence Refinance Cash Out - Other 2160893 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 01:51 2024-08-10 01:51 Open 3 - Material C C Credit Doc Issue Application Missing Open-Please provide Initial Application as it is missing in File - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           NJ Primary Residence Refinance Cash Out - Other 2160892 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 01:48 2024-08-10 01:50 Open 3 - Material C C Compliance Points & Fees NJ HOSA 2004 Home Loan Late Charge Test Open-This loan failed the home loan late charge test.
 (XX XX XX, § X. X.) ,  (XX XX XXX, § X.)
The home loan charges a late payment fee of XX.XXX%, which is more than the allowed maximum of X% of the amount of the payment past due. As per Note Term on page X of X - other charges, borrower  is liable to pay XX% of late fee or $XX minimum as per requirements. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          NJ Primary Residence Refinance Cash Out - Other 2160889 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 01:48 2024-08-10 01:48 Open 3 - Material C C Compliance Right to Rescind TILA Right of Rescission Test Open-This loan failed the XXXX right of rescission test.

Closed-end ( XX XXX §XXXX.XX(X)(X) , transferred from  XX XXX §XXX.XX(X)(X) ), Open-end (  XX XXX §XXXX.XX(X)(X) , transferred from  XX XXX §XXX.XX(X)(X) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by XX XXX §XXXX.XX or §XXXX.XX, or delivery of all material disclosures, whichever occurs last. Missing Notice of Right to Cancel. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          NJ Primary Residence Refinance Cash Out - Other 2160888 N/A N/A
XXXX XXXX   4649142 Seller 2024-08-10 01:48 2024-08-10 01:48 Open 3 - Material C C Compliance Points & Fees NJ HOSA 2004 Home Loan Grace Period Test Open-This loan failed the home loan grace period test.
 (XX XX XX, § X. X.) ,  (XX XX XXX, § X.)
The home loan charges a late payment fee assessed on a payment past due for XX days, which is less than the allowed minimum of XX days. As per Note Term on page X of X - other charges, borrower  is liable to pay XX% of late fee or $XX minimum as per requirements. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          NJ Primary Residence Refinance Cash Out - Other 2160890 N/A N/A
XXXX XXXX   4649191 Seller 2024-08-12 00:04 2024-08-12 00:04 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CT Primary Residence Refinance Cash Out - Other 2165409 N/A N/A
XXXX XXXX   4649191 Seller 2024-08-10 10:29 2024-08-10 10:29 Open 3 - Material C C Compliance Right to Rescind TILA Right of Rescission Test Open-This loan failed the XXXX right of rescission test.

Closed-end ( XX XXX §XXXX.XX(X)(X) , transferred from  XX XXX §XXX.XX(X)(X) ), Open-end (  XX XXX §XXXX.XX(X)(X) , transferred from  XX XXX §XXX.XX(X)(X) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by XX XXX §XXXX.XX or §XXXX.XX, or delivery of all material disclosures, whichever occurs last. Missing Notice of Right to Cancel. - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          CT Primary Residence Refinance Cash Out - Other 2162077 N/A N/A
XXXX XXXX   4649191 Seller 2024-08-10 10:29 2024-08-10 10:29 Open 3 - Material C C Compliance Points & Fees CT License Validation Test Open-This loan failed the XXXXXXXXXXX license validation test. (XX XX XXXX Section XX(X))

First mortgage lender licenses and secondary mortgage lender licenses in existence on XXXX XXth, XXXX shall be deemed on and after XXXX Xst, XXXX, to be a mortgage lender license.

As of XXXX X, XXXX the XXXXXXXXXXX First Mortgage Lender License and the XXXXXXXXXXX Second Mortgage Lender License are no longer valid. The XXXXXXXXXXX Mortgage Lender License is available for loans with a closing date before XXXX Xst, XXXX. License Fail as the subject property is in XXXXXXXXXXX - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          CT Primary Residence Refinance Cash Out - Other 2162078 N/A N/A
XXXX XXXX   4649191 Seller 2024-08-10 10:27 2024-08-10 10:27 Open 3 - Material D D Compliance Missing Doc CHARM Booklet is Missing Open-Please provide Charm Booklet as Note type is ARM - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CT Primary Residence Refinance Cash Out - Other 2162065 N/A N/A
XXXX XXXX   4649191 Seller 2024-08-10 10:27 2024-08-10 10:27 Open 3 - Material C C Credit Doc Issue Application Missing Open-Please provide Initial Application as it is missing in File - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CT Primary Residence Refinance Cash Out - Other 2162064 N/A N/A
XXXX XXXX   4649193 Seller 2024-08-09 13:08 2024-08-09 13:08 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing Appraisal from file - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CO   Refinance Cash Out - Other 2158741 N/A N/A
XXXX XXXX   4649193 Seller 2024-08-09 10:59 2024-08-09 10:59 Open 3 - Material C C Compliance Compliance Unable to test for Regulatory Compliance due to missing documents. Open-Unable to test due to missing Application - XXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CO   Refinance Cash Out - Other 2157466 N/A N/A
XXXX XXXX   4649193 Seller 2024-08-09 10:56 2024-08-09 10:56 Open 2 - Non-Material B B Compliance Compliance RESPA violation; CHARM Booklet was not provided within the required timeframe. Open-Missing XXXXX XXXXXXX and proof provided within required timeline.  - Due Diligence Vendor-XX/XX/XXXX           CO   Refinance Cash Out - Other 2157450 N/A N/A
XXXX XXXX   4649193 Seller 2024-08-09 10:55 2024-08-09 10:55 Open 3 - Material C C Credit Doc Issue Application Missing Open-Missing Application from origination.  - Due Diligence Vendor-XX/XX/XXXX           CO   Refinance Cash Out - Other 2157441 N/A N/A
XXXX XXXX   4649193 Seller 2024-08-09 10:55 2024-08-09 10:55 Open 3 - Material D D Compliance Missing Doc ARM Disclosure is Missing Open-Missing ARM Disclosure from file. - Due Diligence Vendor-XX/XX/XXXX           CO   Refinance Cash Out - Other 2157428 N/A N/A
XXXX XXXX   4649193 Seller 2024-08-08 05:16 2024-08-08 05:16 Open 2 - Non-Material B B Compliance State Reg Late Fees Test Open-This loan failed the late fees test.The loan has late fees that do not conform to the requirements for the lender's license type in the state where the property is located.PLEASE NOTE: Certain states impose a late charge restriction that requires a comparison of the late fees charge, expressed either as a percentage or a dollar amount, or as both. In cases where the user provided data does not contain the required data point, XXXXXXXXXXXXXXXXXX® will calculate the required data point from the late charge value entered by the user, and for such purpose will use the system's calculation of the scheduled monthly payment amount. Such data point calculations are an estimate based on the user provided data, and may not reflect the actual late charge threshold on an irregular payment, or if the maximum permitted late charge is based on the amount of the scheduled payment that is outstanding and not the entire scheduled payment. As per note term on 2 of 8 - other charges, borrower is liable to pay XX% of late fee or $XX minimum as per requirements - Due Diligence Vendor-XX/XX/XXXX           CO   Refinance Cash Out - Other 2146123 N/A N/A
XXXX XXXX   4649229 Seller 2024-08-10 11:23 2024-08-10 11:23 Open 3 - Material D D Compliance Missing Doc ARM Disclosure is Missing Open-Missing ARM Disclosure from origination
 - Due Diligence Vendor-XX/XX/XXXX
          WA Primary Residence Refinance Cash Out - Other 2162233 N/A N/A
XXXX XXXX   4649229 Seller 2024-08-10 11:23 2024-08-10 11:23 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - Due Diligence Vendor-XX/XX/XXXX
          WA Primary Residence Refinance Cash Out - Other 2162231 N/A N/A
XXXX XXXX   4649229 Seller 2024-08-09 05:22 2024-08-09 05:22 Open 3 - Material D D Compliance Missing Doc CHARM Booklet is Missing Open-Please provide XXXXX XXXXXXX as Note type is ARM - Due Diligence Vendor-XX/XX/XXXX           WA Primary Residence Refinance Cash Out - Other 2153856 N/A N/A
XXXX XXXX   4649229 Seller 2024-08-09 05:20 2024-08-09 05:20 Open 3 - Material D D Credit Missing Doc Missing Application Open-Please provide Initial Application as it is missing in File - Due Diligence Vendor-XX/XX/XXXX           WA Primary Residence Refinance Cash Out - Other 2153854 N/A N/A
XXXX XXXX   4649229 Seller 2024-08-09 05:19 2024-08-09 05:19 Open 3 - Material C C Compliance Right to Rescind TILA Right of Rescission Test Open-This loan failed the TILA right of rescission test.

Closed-end ( 12 CFR §1026.23(a)(3) , transferred from  12 CFR §226.23(a)(3) ), Open-end ( 12 CFR §1026.15(a)(3) , transferred from  12 CFR §226.15(a)(3) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by 12 CFR §1026.23 or §1026.15, or delivery of all material disclosures, whichever occurs last. Missing Notice of Right to Cancel. - Due Diligence Vendor-XX/XX/XXXX
          WA Primary Residence Refinance Cash Out - Other 2153852 N/A N/A
XXXX XXXX   4649107 Seller 2024-08-12 14:15 2024-08-12 14:15 Open 3 - Material C C Compliance Compliance Unable to test for Regulatory Compliance due to missing documents. Open-Unable to test for Regulatory Compliance due to missing documents.  To be reviewed upon receipt of requested documents. - Due Diligence Vendor-XX/XX/XXXX           TN Other Other Cash Out - Other 2171910 N/A N/A
XXXX XXXX   4649107 Seller 2024-08-10 11:27 2024-08-10 11:27 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - Due Diligence Vendor-XX/XX/XXXX
          TN Other Other Cash Out - Other 2162249 N/A N/A
XXXX XXXX   4649107 Seller 2024-08-09 07:22 2024-08-09 07:22 Open 3 - Material C C Credit Doc Issue Application Missing Open-Please provide Initial Application as it is missing in File - Due Diligence Vendor-XX/XX/XXXX           TN Other Other Cash Out - Other 2154786 N/A N/A
XXXX XXXX   4649116 Seller 2024-08-10 11:33 2024-08-10 11:33 Open 3 - Material D D Compliance Missing Doc CHARM Booklet is Missing Open-Missing CHARM Booklet from origination
 - Due Diligence Vendor-XX/XX/XXXX
          CA Primary Residence Refinance Cash Out - Other 2162265 N/A N/A
XXXX XXXX   4649116 Seller 2024-08-10 11:32 2024-08-10 11:32 Open 3 - Material D D Compliance Missing Doc ARM Disclosure is Missing Open-Missing ARM Disclosure from origination
 - Due Diligence Vendor-XX/XX/XXXX
          CA Primary Residence Refinance Cash Out - Other 2162263 N/A N/A
XXXX XXXX   4649116 Seller 2024-08-10 11:32 2024-08-10 11:32 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - Due Diligence Vendor-XX/XX/XXXX
          CA Primary Residence Refinance Cash Out - Other 2162260 N/A N/A
XXXX XXXX   4649116 Seller 2024-08-10 11:32 2024-08-10 11:32 Open 3 - Material C C Credit Doc Issue Application Missing Open-Missing application from origination. - Due Diligence Vendor-XX/XX/XXXX           CA Primary Residence Refinance Cash Out - Other 2162255 N/A N/A
XXXX XXXX   4649116 Seller 2024-08-09 07:32 2024-08-09 07:32 Open 3 - Material C C Compliance Right to Rescind TILA Right of Rescission Test Open-This loan failed the XXXX right of rescission test.

Closed-end ( XX XXX §XXXX.XX(X)(X) , transferred from  XX XXX §XXX.XX(X)(X) ), Open-end ( XX XXX §XXXX.XX(X)(X) , transferred from  XX XXX §XXX.XX(X)(X) )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by XX XXX §XXXX.XX or §XXXX.XX, or delivery of all material disclosures, whichever occurs last. Missing Notice of Right to Cancel. - Due Diligence Vendor-XX/XX/XXXX
          CA Primary Residence Refinance Cash Out - Other 2154871 N/A N/A
XXXX XXXX   4649076 Seller 2024-08-12 00:08 2024-08-12 00:08 Open 3 - Material D D Compliance Missing Doc CHARM Booklet is Missing Open-Please provide Charm Booklet as Note type is ARM - Due Diligence Vendor-XX/XX/XXXX           CA Primary Residence Refinance Cash Out - Other 2165422 N/A N/A
XXXX XXXX   4649076 Seller 2024-08-12 00:07 2024-08-12 00:07 Open 3 - Material C C Credit Doc Issue Application Missing Open-Please provide Initial Application as it is missing in File - Due Diligence Vendor-XX/XX/XXXX           CA Primary Residence Refinance Cash Out - Other 2165417 N/A N/A
XXXX XXXX   4649076 Seller 2024-08-11 23:58 2024-08-11 23:58 Open 3 - Material D D Compliance Missing Doc ARM Disclosure is Missing Open-Missing ARM Disclosure from origination - Due Diligence Vendor-XX/XX/XXXX           CA Primary Residence Refinance Cash Out - Other 2165401 N/A N/A
XXXX XXXX   4649076 Seller 2024-08-11 23:57 2024-08-11 23:57 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Primary Residence Refinance Cash Out - Other 2165400 N/A N/A
XXXX XXXX   4649076 Seller 2024-08-11 23:49 2024-08-11 23:49 Open 3 - Material C C Compliance Right to Rescind TILA Right of Rescission Test Open-This loan failed the XXXX right of rescission test.

Closed-end ( XX XXX §XXXXXXXXX , transferred from  XX XXX §XXXXXXXXX ), Open-end ( XX XXX §XXXXXXXXX , transferred from  XX XXX §XXXXXXXXX )The funding date is before the third business day following consummation.

The consumer may exercise the right to rescind until midnight of the third business day following consummation, delivery of the notice required by XX XXX §XXXXXXXXX or §XXXXXXXXX, or delivery of all material disclosures, whichever occurs last. Missing Notice of Right to Cancel. - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          CA Primary Residence Refinance Cash Out - Other 2165361 N/A N/A
XXXX XXXX   4649076 Seller 2024-08-11 23:49 2024-08-11 23:49 Open 2 - Non-Material B B Compliance State Reg Late Fees Test Open-This loan failed the late fees test.The loan has late fees that do not conform to the requirements for the lender's license type in the state where the property is located.PLEASE NOTE: Certain states impose a late charge restriction that requires a comparison of the late fees charge, expressed either as a percentage or a dollar amount, or as both. In cases where the user provided data does not contain the required data point, XXXXXXXXXXXXXXXXXX® will calculate the required data point from the late charge value entered by the user, and for such purpose will use the system's calculation of the scheduled monthly payment amount. Such data point calculations are an estimate based on the user provided data, and may not reflect the actual late charge threshold on an irregular payment, or if the maximum permitted late charge is based on the amount of the scheduled payment that is outstanding and not the entire scheduled payment. As per Note Term on page 2 of 8 - other charges, borrower  is liable to pay XX% of late fee or $XX minimum as per requirements. - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Primary Residence Refinance Cash Out - Other 2165362 N/A N/A
XXXX XXXX   4649078 Seller 2024-08-12 12:41 2024-08-12 12:41 Open 3 - Material D D Compliance Missing Doc ARM Disclosure is Missing Open-Missing ARM Disclosure from origination - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2170945 N/A N/A
XXXX XXXX   4649078 Seller 2024-08-10 03:18 2024-08-12 12:40 Open 3 - Material D D Credit Missing Doc Note is missing or unexecuted Open-Missing Note from file - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2160972 N/A N/A
XXXX XXXX   4649078 Seller 2024-08-12 12:39 2024-08-12 12:39 Open 3 - Material D D Compliance Missing Doc CHARM Booklet is Missing Open-Missing XXXX Booklet from origination - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2170920 N/A N/A
XXXX XXXX   4649078 Seller 2024-08-12 12:38 2024-08-12 12:38 Open 3 - Material C C Compliance Compliance Unable to test for Regulatory Compliance due to missing documents. Open-Unable to test for Regulatory Compliance due to missing Note, application from origination, appraisal, ARM Disclosure and XXXX Booklet - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2170911 N/A N/A
XXXX XXXX   4649078 Seller 2024-08-10 11:43 2024-08-10 11:43 Open 3 - Material D D Property Missing Doc Appraisal is Missing Open-Missing appraisal from origination
 - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
          CA Other Other Cash Out - Other 2162296 N/A N/A
XXXX XXXX   4649078 Seller 2024-08-10 03:19 2024-08-10 03:19 Open 3 - Material C C Credit Doc Issue Application Missing Open-Please provide Initial Application as it is missing in File - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX           CA Other Other Cash Out - Other 2160975 N/A N/A
XXXX XXXX   4859248 Closed 2025-01-15 12:41 2025-01-30 17:32 Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-Validation Resolved' - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. Income Calc attached.   - XXXXXX-XX/XX/XXXX

Open-Bank Statement Summary Lender Worksheet / Income Calculator is Missing for one or more borrowers. The Income Calculator is missing from the file. Requesting to provide the Income Calculator.  - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. Income Calc attached.   - XXXXXX-XX/XX/XXXX

Resolved-Validation Resolved' - XXXX XXXXXXXXXX XXXXXX-XX/XX/XXXX

XXXXXXX XXXXXX XXXX.pdf     WA Primary Residence Refinance Cash Out - Other 3213592 N/A N/A
XXXX XXXX   4859248 Closed 2024-12-02 22:16 2025-01-15 11:47 Resolved 1 - Information D A Credit Missing Doc Borrower 2 Gap Credit Report is Missing Resolved-XXXXXXXXXX allow for 60 days to not pull gap report.
 - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Resolved-XXXXXXXXXX allow for 60 days to not pull gap report. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-XXXXXXXXXX allow for 60 days for GAP pull.     - XXXXXX-XX/XX/XXXX

Open-Borrower 2 Gap Credit Report is Missing GAP Report for Borrower 2 is missing - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-XXXXXXXXXX allow for 60 days for GAP pull.     - XXXXXX-XX/XX/XXXX

Resolved-XXXXXXXXXX allow for 60 days to not pull gap report.
 - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

 Resolved-XXXXXXXXXX allow for 60 days to not pull gap report. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915382 N/A N/A
XXXX XXXX   4859248 Closed 2024-12-02 22:16 2025-01-15 11:47 Resolved 1 - Information D A Credit Missing Doc Borrower 1 Gap Credit Report is Missing Resolved-XXXXXXXXXX allow for 60 days to not pull gap report. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-XXXXXXXXXX allow for 60 days to not pull gap report.     - XXXXXX-XX/XX/XXXX

Open-Borrower 1 Gap Credit Report is Missing GAP Report for Borrower 1 is missing - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-XXXXXXXXXX allow for 60 days to not pull gap report.     - XXXXXX-XX/XX/XXXX

Resolved-XXXXXXXXXX allow for 60 days to not pull gap report. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915381 N/A N/A
XXXX XXXX   4859248 Closed 2024-12-02 22:16 2025-01-15 11:47 Resolved 1 - Information C A Credit Borrower Discrepancy between 1008 Page Qualifying FICO and actual Qualifying FICO Resolved-Validation Resolved - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-Credit score should be 713.     - XXXXXX-XX/XX/XXXX

Open-Qualifying FICO on the 1008 Page is '713' or blank, but the Qualifying FICO from the Credit Liabilities Page is '707' or blank. Qualifying FICO entries do not match.  Please confirm the correct Qualifying FICO value. Used Primary wage earner FICO, score as per XXXXXXXXX, whereas 1008 is showing 713 as FICO score. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-Credit score should be 713.     - XXXXXX-XX/XX/XXXX

Resolved-Validation Resolved - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915383 N/A N/A
XXXX XXXX   4859248 Closed 2024-12-02 22:19 2025-01-15 11:32 Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Resolved-Secondary Valuation or Additional Valuation is present or Not Required - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. XXXXXX XXX Attached.     Correction to prior condition, score is 707 not 713.     - XXXXXX-XX/XX/XXXX

Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per XXXXXXXXX requirements and CU Score, if present, is greater than 2.5 Secondary Valuation or Additional Valuation is missing - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. XXXXXX XXX Attached.     Correction to prior condition, score is 707 not 713.     - XXXXXX-XX/XX/XXXX

Resolved-Secondary Valuation or Additional Valuation is present or Not Required - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

XXXXXXX XXXXXX XXX.pdf     WA Primary Residence Refinance Cash Out - Other 2915389 N/A N/A
XXXX XXXX   4859248 Closed 2024-12-02 23:17 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Prohibited Washington - Fees Allowed (Lender)(01/10) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Open-The XXXXXXXXXX XXXXXXXXX XXXX prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (XXX XX.XX.XXX(2); XXX XXX-XXX-XXX; XXX XXX-XXX-XXX(6)) All the fees and cost are updated as per TRID documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915497 Originator Post-Close No
XXXX XXXX   4859248 Closed 2024-12-02 23:17 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Limited Washington - Maximum Lender Fees (01/09) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Open-Under the XXXXXXXXXX XXXXXXXXX XXXX, a lender may not charge a "loan origination fee" exceeding XX% of the first $XXXXXX and X% thereafter of the remaining loan amount. (XXX XX.XX.XXX(2); XXX XXX-XXX-XXX(6)). The loan origination exceeds XX% of the first $XXXXXX.  - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915501 Originator Post-Close No
XXXX XXXX   4859248 Seller 2024-12-02 23:36 2025-01-30 20:02 Counter 3 - Material D D Credit Missing Doc 1008 Document is Missing Counter-The 1008 is incomplete. 1. First mortgage P&I on 1008 is showing $XXXXXXXX, where as recent mortgage statement and Credit report showing $XXXXXXXX (Excluding Taxes and Insurance). Risk Assessment on 1008 is showing Manual Underwriting, AUS and other marked as Portfolio Fixed. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-We update 1008 to actual costs, the payment made to existing lender maybe off based on adjustments or lack of adjustments to current escrow, if MI is present we add it to existing P&I.    We do not count any escrow shortage into our equation but use actual costs.    - XXXXXX-XX/XX/XXXX

Counter-The 1008 is incomplete. 1. First mortgage P&I on 1008 is showing $XXXXXXXX, where as recent mortgage statement and Credit report showing $XXXXXXXX (Excluding Taxes and Insurance). Risk Assessment on 1008 is showing Manual Underwriting, AUS and other marked as Portfolio Fixed.  - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. 1008 Attached 707 is score to use.     - XXXXXX-XX/XX/XXXX

Open-The 1008 document is missing from the loan file. 1. First mortgage P&I on 1008 is showing $XXXXXXXX, where as recent mortgage statement and Credit report showing $XXXXXXXX (Excluding Taxes and Insurance).
2.FICO score is showing 713, whereas, for multiple borrower Primary wage earner FICO as per XXXXXXXXX is 707.
3.Risk Assessment on 1008 is showing Manual Underwriting, AUS and other marked as Portfolio Fixed - Approved - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-We update 1008 to actual costs, the payment made to existing lender maybe off based on adjustments or lack of adjustments to current escrow, if MI is present we add it to existing P&I.    We do not count any escrow shortage into our equation but use actual costs.    - XXXXXX-XX/XX/XXXX

 Ready for Review-Document Uploaded. 1008 Attached 707 is score to use.     - XXXXXX-XX/XX/XXXX

  XXXXXXX 1008.pdf     WA Primary Residence Refinance Cash Out - Other 2915527 N/A N/A
XXXX XXXX   4859249 Closed 2024-12-02 02:23 2025-01-30 06:37 Resolved 1 - Information D A Credit Missing Doc Missing legal documents for senior or subordinate lien Resolved-Uploaded. Resolved.  - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-Document Uploaded. Terms of existing 1st lien are on this mortgage statement.    - XXXXXX-XX/XX/XXXX

Counter-Can we get the mortgage statement for the prior year to show terms of existing mortgage.  - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-XXXXXXXXXX do not call for the note, unless balloon or ARM.     The client has a fixed rate per billing statement.     - XXXXXX-XX/XX/XXXX

Open-We need the prior year Note details for the second lien - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-Document Uploaded. Terms of existing 1st lien are on this mortgage statement.    - XXXXXX-XX/XX/XXXX

 Ready for Review-XXXXXXXXXX do not call for the note, unless balloon or ARM.     The client has a fixed rate per billing statement.     - XXXXXX-XX/XX/XXXX

Resolved-Uploaded. Resolved.  - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

XXXXXXX XXX XXX.pdf     WA Primary Residence Refinance Cash Out - Other 2904177 N/A N/A
XXXX XXXX   4859249 Closed 2024-11-27 02:11 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Prohibited Washington - Fees Allowed (Lender)(01/10) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Open-The XXXXXXXXXX XXXXXXXXX XXXX prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (XXX XX.XX.XXX(2); XXX XXX-XXX-XXX; XXX XXX-XXX-XXX(6))   All the fees and cost are updated as per TRID documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2892486 Originator Post-Close No
XXXX XXXX   4859249 Closed 2024-11-27 02:11 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Limited Washington - Maximum Lender Fees (01/09) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

Open-Under the XXXXXXXXXX XXXXXXXXX XXXX, a lender may not charge a "loan origination fee" exceeding XX% of the first $XXXXXX and X% thereafter of the remaining loan amount. (XXX XX.XX.XXX(2); XXX XXX-XXX-XXX(6)).   All the fees and cost are updated as per TRID documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXX XXXXXXXXX XXXX XXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXX XXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2892492 Originator Post-Close No
XXXX XXXX   4859249 Seller 2024-11-27 01:21 2025-02-06 11:01 Counter 3 - Material C C Credit Insurance Hazard Insurance Effective Date is after the Note Date Counter-Currently being reviewed by investor as Client states unable to Resolve - Due Diligence Vendor-XX/XX/XXXX

Unable to Resolve-Unable to Resolve-Submitted docs are all that we have.    - Seller-XX/XX/XXXX

Counter-Are you able to capture a HOI before the NOTE date? This policy is after closing.   - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Correct, nothing we can do, but confirm no claims have been made so the future policy is all we have.     - Seller-XX/XX/XXXX

Open-Hazard Insurance Effective Date of XX-XX-XXXX is after the Note Date of XX-XX-XXXX - Due Diligence Vendor-XX/XX/XXXX
Unable to Resolve-Unable to Resolve-Submitted docs are all that we have.    - Seller-XX/XX/XXXX

 Ready for Review-Correct, nothing we can do, but confirm no claims have been made so the future policy is all we have.     - Seller-XX/XX/XXXX

        WA Primary Residence Refinance Cash Out - Other 2892388 N/A N/A
XXXX XXXX   4859249 Seller 2024-11-27 02:11 2025-02-06 11:01 Counter 3 - Material C C Compliance TRID Tolerance Fees: Limited Counter-Currently being reviewed by investor as Client states unable to Resolve - Due Diligence Vendor-XX/XX/XXXX

Unable to Resolve-Unable to Resolve-Submitted docs are what we have.   - Seller-XX/XX/XXXX

Counter-All the fees and cost are updated as per XXXXX documents, but unable to resolve the state specific finding in mavent fail. - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-No Charges increased.   This was done accurately and in compliance.    Escrow fee would go into the XX% column too.     - Seller-XX/XX/XXXX

Open-The total amount of the XX% category fees on the last Closing Disclosure (XXXXXXXX) has increased by more than XX% over the current baseline value of (XXXXXXXX). The total amount of fees in the XX% category cannot exceed (XXXXXXXX). The following fee(s) have either increased from their baseline disclosure or have been recently added: (Lender’s Title Policy, Recording Fees – Mortgage/Deed of Trust). Any increase to an existing fee and/or the addition of a new fee that causes the XX% category threshold to be exceeded cannot occur unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee(s) or new fee(s). (XX CFR XXXXXX(e)(X)(ii); XX CFR XXXXXX(e)(X)(iv)).   All the fees and cost are updated as per XXXXX documents, but unable to resolve the state specific finding in mavent fail. - Due Diligence Vendor-XX/XX/XXXX
Unable to Resolve-Unable to Resolve-Submitted docs are what we have.   - Seller-XX/XX/XXXX

 Ready for Review-No Charges increased.   This was done accurately and in compliance.    Escrow fee would go into the XX% column too.     - Seller-XX/XX/XXXX

        WA Primary Residence Refinance Cash Out - Other 2892487 N/A N/A
XXXX XXXX   4859249 Seller 2024-11-27 02:11 2025-02-06 11:01 Counter 3 - Material C C Compliance TRID Tolerance Fees: Limited Counter-Currently being reviewed by investor as Client states unable to Resolve - Due Diligence Vendor-XX/XX/XXXX

Unable to Resolve-Unable to Resolve-I still think our fees are accurate.    - Seller-XX/XX/XXXX

Counter-All the fees and cost are updated as per XXXXX documents, but unable to resolve the state specific finding in mavent fail. - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-The fees are all in compliance.     - Seller-XX/XX/XXXX

Open-The total amount of the XX% category fees (XXXXXXXX) has increased by more than XX% over the current baseline value of (XXXXXXXX). The total amount of fees in the XX% category cannot exceed (XXXXXXXX). The following fee(s) have either increased from their baseline disclosure or have been recently added: (Lender’s Title Policy, Recording Fees – Mortgage/Deed of Trust). Any increase to an existing fee and/or the addition of a new fee that causes the XX% category threshold to be exceeded cannot occur unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee(s) or new fee(s). (XX CFR XXXXXX(e)(X)(ii); XX CFR XXXXXX(e)(X)(iv)).   All the fees and cost are updated as per XXXXX documents, but unable to resolve the state specific finding in mavent fail. - Due Diligence Vendor-XX/XX/XXXX
Unable to Resolve-Unable to Resolve-I still think our fees are accurate.    - Seller-XX/XX/XXXX

 Ready for Review-The fees are all in compliance.     - Seller-XX/XX/XXXX

        WA Primary Residence Refinance Cash Out - Other 2892490 N/A N/A
XXXX XXXX   4859249 Seller 2024-11-27 02:11 2025-02-06 11:01 Counter 3 - Material C C Compliance TRID Federal - Inaccurate Closing Disclosure APR - Redisclosure and Waiting Period Counter-Currently being reviewed by investor as Client states unable to Resolve - Due Diligence Vendor-XX/XX/XXXX

Unable to Resolve-Unable to Resolve-Submitted docs are what we got.    - Seller-XX/XX/XXXX

Counter-it appears the APR increased over X.XXX% which needs closing to be pushed by X business days, and post closing it is not allowed. - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. PCCD attached.    - Seller-XX/XX/XXXX

Open-The Annual Percentage Rate of (XX.XXX%) on the Closing Disclosure is inaccurate. Under Regulation Z, if the APR is inaccurate, a consumer must receive a corrected Closing Disclosure no later than X business days before the consummation date of (XXXX-XX-XX). If corrected disclosures are delivered to a consumer other than in person, a consumer is deemed to have received them X business days after the corrected Closing Disclosure is mailed or delivered, unless there is evidence of earlier receipt by a consumer. (XX CFR XXXXXX(f)(X)(ii)(A)); XXXXXX(f)(X)(iii); XXXXXX(f)(X)(ii)(A); XXXXXX(a)(X)) As per final cd APR (XX.XXX) is lower than the actual APR (XX.XXX)  ,which is more than more than X.XXX%. - Due Diligence Vendor-XX/XX/XXXX
Unable to Resolve-Unable to Resolve-Submitted docs are what we got.    - Seller-XX/XX/XXXX

 Ready for Review-Document Uploaded. PCCD attached.    - Seller-XX/XX/XXXX

  XXXXXXXX PCCD.pdf     WA Primary Residence Refinance Cash Out - Other 2892491 N/A N/A
XXXX XXXX   4859249 Seller 2024-11-27 02:11 2025-02-06 11:01 Counter 3 - Material C C Compliance Tolerance:APR Federal - Closed End APR Disclosure Tolerance (Regular) Counter-Currently being reviewed by investor as Client states unable to Resolve - Due Diligence Vendor-XX/XX/XXXX

Unable to Resolve-Unable to Resolve-Submitted docs are what we got.    - Seller-XX/XX/XXXX

Counter-It appears the APR increased over X.XXX% which needs closing to be pushed by X business days, and post closing it is not allowed - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. PCCD submitted.      - Seller-XX/XX/XXXX

Open-The disclosed APR (XX.XXX) is lower than the actual APR (XX.XXX) by more than X.XXX%. The Truth in Lending Act considers a disclosed APR inaccurate if it is lower than the actual APR by more than X.XXX% on a regular mortgage transaction. (XX CFR XXXXXX(f), XXXXXX(a)(X), & XXXXXX(a)(X)) As per final cd APR (XX.XXX) is lower than the actual APR (XX.XXX)  ,which is more than more than X.XXX%. - Due Diligence Vendor-XX/XX/XXXX
Unable to Resolve-Unable to Resolve-Submitted docs are what we got.    - Seller-XX/XX/XXXX

 Ready for Review-Document Uploaded. PCCD submitted.      - Seller-XX/XX/XXXX

  XXXXXXXX PCCD.pdf     WA Primary Residence Refinance Cash Out - Other 2892493 N/A N/A
XXXX XXXX   4859249 Seller 2024-12-05 13:12 2025-01-15 16:16 Counter 3 - Material C C Compliance Mavent Tolerance: Disclosure Counter-it appears the APR increased over X.XXX% which needs closing to be pushed by X business days, and post closing it is not allowed as far as I remember.  - Due Diligence Vendor-XX/XX/XXXX

Counter-it appears the APR increased over X.XXX% which needs closing to be pushed by X business days, and post closing it is not allowed - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. Initial CD was emailed and the email is in the file to confirm receipt.     - Seller-XX/XX/XXXX

Open-The Last CD sent on (XXXX-XX-XX) and Prior CDX sent on (XXXX-XX-XX) were not received at least X business days before closing. The Initial CD was received at least X business days before closing. The Initial CD (XX.XXX%) APR is inaccurate when compared to the (XX.XXX%) actual APR. If the APR is inaccurate, a consumer must receive a corrected CD no later than (XXXXXXXX), which is X business days before the (XXXX-XX-XX) Consummation Date. If a corrected CD is not provided in person, a consumer is deemed to have received it X business days after the corrected CD is mailed or delivered, unless there is evidence of earlier receipt. The APR on the CD a consumer receives at closing must be accurate when compared to the APR on the CD received at least X business days before closing and the actual APR. (XX CFR XXXXXX(f)(X)(ii)(A); XXX X(f)(X)(ii)-X) - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Document Uploaded. Initial CD was emailed and the email is in the file to confirm receipt.     - Seller-XX/XX/XXXX

  XXXXXXXX CDs and Rceipt.pdf     WA Primary Residence Refinance Cash Out - Other 2942957 N/A N/A
XXXX XXXX   4859249 Closed 2024-11-27 02:11 2025-01-15 11:57 Resolved 1 - Information A A Compliance HigherPriced:APR Federal - Higher Priced Mortgage Loan (HPML)(Junior Lien 06/13) Resolved-Meets XXXX.  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-This is XXXX.     - Seller-XX/XX/XXXX

Open-meets xxxx - Due Diligence Vendor-XX/XX/XXXX

Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXX threshold of (X.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX CFR XXXXXX(a)(X)(iii)) The comparable XXXX for this loan is (X.XX%).(XX CFR XXXXXX(a)(X)(iii)) The comparable XXXX for this loan is (X.X%).(XX CFR XXXXXX(a)(X)(iii)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX CFR XXXXXX(a)(X)(iii)) This loan failed the higher-priced mortgage loan test. (  XX CFR § XXXXXX(a)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX CFR §XXXXXX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXX An interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXX guidelines. Resolved. - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-This is XXXX.     - Seller-XX/XX/XXXX

Resolved-Meets XXXX.  - Due Diligence Vendor-XX/XX/XXXX

 Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXX threshold of (X.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX CFR XXXXXX(a)(X)(iii)) The comparable XXXX for this loan is (X.XX%).(XX CFR XXXXXX(a)(X)(iii)) The comparable XXXX for this loan is (X.X%).(XX CFR XXXXXX(a)(X)(iii)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX CFR XXXXXX(a)(X)(iii)) This loan failed the higher-priced mortgage loan test. (  XX CFR § XXXXXX(a)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX CFR §XXXXXX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXX An interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXX guidelines. Resolved. - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2892489 N/A N/A
XXXX XXXX   4859250 Closed 2024-12-02 00:24 2025-01-15 13:19 Resolved 1 - Information D A Credit Missing Doc Borrower 1 Gap Credit Report is Missing Resolved-Borrower X Gap Credit Report is not missing. - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Gap not required per guidelines and credit report date to note date.    - Seller-XX/XX/XXXX

Open-Borrower X Gap Credit Report is Missing - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Gap not required per guidelines and credit report date to note date.    - Seller-XX/XX/XXXX

Resolved-Borrower X Gap Credit Report is not missing. - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2903996 N/A N/A
XXXX XXXX   4859250 Closed 2024-12-02 00:24 2025-01-15 13:19 Resolved 1 - Information D A Credit Missing Doc Borrower 2 Gap Credit Report is Missing Resolved-Borrower X Gap Credit Report is not missing. - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Gap not required per guidelines and credit report date to note date.   - Seller-XX/XX/XXXX

Open-Borrower X Gap Credit Report is Missing - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Gap not required per guidelines and credit report date to note date.   - Seller-XX/XX/XXXX

Resolved-Borrower X Gap Credit Report is not missing. - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2903997 N/A N/A
XXXX XXXX   4859250 Closed 2024-12-04 10:52 2025-01-15 13:19 Resolved 1 - Information C A Property Value Secondary Valuation or Additional Valuation has not been entered per securitization requirements Resolved-XXXX CU uploaded.  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. XXXXX XXX attached.    - Seller-XX/XX/XXXX

Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per guideline requirements and CU Score, if present, is greater than X.X. Requesting to provide a Secondary Valuation or Additional Valuation.  - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Document Uploaded. XXXXX XXX attached.    - Seller-XX/XX/XXXX

Resolved-XXXX CU uploaded.  - Due Diligence Vendor-XX/XX/XXXX

XXXXX XXXXX XXX.pdf     WA Primary Residence Refinance Cash Out - Other 2930006 N/A N/A
XXXX XXXX   4859250 Closed 2024-12-02 01:25 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Prohibited Washington - Fees Allowed (Lender)(01/10) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-The Washington Consumer Loan Act prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX; WAC XXX-XXX-XXX(X))   All the fees and cost are updated as per XXXX documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2904101 Originator Post-Close No
XXXX XXXX   4859250 Closed 2024-12-02 01:25 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Limited Washington - Maximum Lender Fees (01/09) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-Under the Washington Consumer Loan Act, a lender may not charge a "loan origination fee" exceeding X% of the first $XX,XXX and X% thereafter of the remaining loan amount. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX(X)).   All the fees and cost are updated as per XXXX documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2904105 Originator Post-Close No
XXXX XXXX   4859250 Closed 2024-12-04 10:36 2024-12-04 12:03 Resolved 1 - Information C A Compliance TRID Federal - Corrected Closing Disclosure (Loan Product)(Last CD not in Person) Resolved-res - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-w - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Rescinded- - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Rescinded-used 360/360 - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-The Loan Product of (Fixed Rate) on the last Closing Disclosure does not match the system calculated Loan Product of (Negative Amortization, Fixed Rate).  The last Closing Disclosure was provided on (XXXX-XX-XX) via (Other), which is not at least X business days before the consummation date of (XXXX-XX-XX). Under XXXXXXXXXX X, if the Loan Product is inaccurate, a consumer must receive corrected Closing Disclosures no later than X business days before the consummation date of (XXXX-XX-XX). If a corrected Closing Disclosure is not provided in person, a consumer is deemed to have received it X business days after the corrected Closing Disclosure is mailed or delivered, unless there is evidence of earlier receipt by a consumer. (XX XXX XXXXX.XX(X)(X)(X); XXX XX(X)(X)(X)-X) - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Resolved-res - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

 Rescinded-used 360/360 - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2929850 N/A N/A
XXXX XXXX   4859250 Closed 2024-12-04 10:36 2024-12-04 12:03 Resolved 1 - Information C A Compliance Tolerance:Disclosure Federal - Inaccurate Loan Product - Redisclosure and Waiting Period Resolved-res - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-w - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Rescinded- - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Rescinded-used periodic 360/360 - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-The Loan Product of (Fixed Rate) on the Closing Disclosure is inaccurate. The actual Loan Product is (Negative Amortization, Fixed Rate). Under XXXXXXXXXX X, if the Loan Product is inaccurate, a consumer must receive corrected Closing Disclosures no later than X business days before the consummation date of (XXXX-XX-XX). If a corrected Closing Disclosure is delivered to a consumer other than in person, a consumer is deemed to have received it X business days after the corrected Closing Disclosure is mailed or delivered, unless there is evidence of earlier receipt by a consumer. (XX XXX XXXXX.XX(X)(X)(X)); XXXXX.XX(X)(X)(X); XXXXX.XX(X)(X)(X)) - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Resolved-res - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

 Rescinded-used periodic 360/360 - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2929851 N/A N/A
XXXX XXXX   4859250 Closed 2024-12-02 01:25 2024-12-04 12:03 Resolved 1 - Information A A Compliance HigherPriced:APR Federal - Higher Priced Mortgage Loan (HPML)(Junior Lien 06/13) Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) This loan failed the higher-priced mortgage loan test. (  XX XXX § XXXXX.XX(X)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXX X. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX XXX §XXXXX.XX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXXAn interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXXX guidelines. Resolved. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) This loan failed the higher-priced mortgage loan test. (  XX XXX § XXXXX.XX(X)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXX X. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX XXX §XXXXX.XX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXXAn interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXXX guidelines. Resolved. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) This loan failed the higher-priced mortgage loan test. (  XX XXX § XXXXX.XX(X)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXX X. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX XXX §XXXXX.XX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXXAn interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXXX guidelines. Resolved. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) This loan failed the higher-priced mortgage loan test. (  XX XXX § XXXXX.XX(X)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXX X. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX XXX §XXXXX.XX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXXAn interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXXX guidelines. Resolved. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

 Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) This loan failed the higher-priced mortgage loan test. (  XX XXX § XXXXX.XX(X)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXX X. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX XXX §XXXXX.XX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXXAn interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXXX guidelines. Resolved. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

 Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.XX%).(XX XXX XXXXX.XX(X)(X)(X)) The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) The loan's (XX.XXX%) APR equals or exceeds the Federal XXXXX threshold of (XX.X%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable XXXX for this loan is (X.X%).(XX XXX XXXXX.XX(X)(X)(X)) This loan failed the higher-priced mortgage loan test. (  XX XXX § XXXXX.XX(X)(X) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXX X. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in XX XXX §XXXXX.XX, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. XXXX Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Rate lock date was entered correctly – see Pg#’s XXXAn interior and exterior appraisal was completed for this property – see pg#XX, XXXX Appraisal Disclosure provided on page XXX. The copy of appraisal sent to borrower confirmation page XX . The loan meets XXXXX guidelines. Resolved. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2904103 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-03 03:13 2025-01-16 10:31 Acknowledged 2 - Non-Material C B Compliance Fees:Prohibited Washington - Fees Allowed (Lender)(01/10) Acknowledged- - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-The Washington Consumer Loan Act prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX; WAC XXX-XXX-XXX(X))   All the fees and cost are updated as per XXXX documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915889 Originator Post-Close No
XXXX XXXX   4859264 Closed 2024-12-03 03:13 2025-01-16 10:31 Acknowledged 2 - Non-Material C B Compliance Fees:Limited Washington - Maximum Lender Fees (01/09) Acknowledged- - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Open-Under the Washington Consumer Loan Act, a lender may not charge a "loan origination fee" exceeding X% of the first $XX,XXX and X% thereafter of the remaining loan amount. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX(X)). All the fees and cost are updated as per XXXX documents, but unable to resolve the state specific finding in mavent fail. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2915893 Originator Post-Close No
XXXX XXXX   4859264 Closed 2024-12-04 16:42 2025-01-16 10:31 Resolved 1 - Information C A Compliance Mavent Tolerance: Disclosure Resolved-Fees updated.  - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-XX.XX is paid to XXXX not to lender.    - Seller-XX/XX/XXXX

Open-There are ($XX.XX) of fees paid to the lender disclosed under Loan Estimate Section B "Services You Cannot Shop For" or Closing Disclosure Section B "Services Borrower Did Not Shop For". Under XXXXXXXXXX X, charges included under Section B on the Loan Estimate and Closing Disclosure are charges the consumer will pay for settlement services for which the consumer cannot shop and did not shop that are provided by persons other than the creditor or mortgage broker. (XX XXX XXXXX.XX(X)(X);  XX XXX XXXXX.XX(X)(X)) - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-XX.XX is paid to XXXX not to lender.    - Seller-XX/XX/XXXX

Resolved-Fees updated.  - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2933563 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-04 16:42 2025-01-16 10:31 Resolved 1 - Information C A Compliance Mavent Tolerance: Disclosure Resolved-Fees updated.  - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-Fee paid to XXXXXXXXX XXXXXXXX XXX.    - Seller-XX/XX/XXXX

Open-There are ($XXX.XX) of fees paid to a third-party provider disclosed under Section A "Origination Charges". Under XXXXXXXXXX X, charges included under the subheading "Origination Charges" on the Loan Estimate and Closing Disclosure are those charges paid to the creditor and the mortgage broker (if applicable) for originating and extending the credit. (XX XXX XXXXX.XX(X);  XX XXX XXXXX.XX(X)) - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-Fee paid to XXXXXXXXX XXXXXXXX XXX.    - Seller-XX/XX/XXXX

Resolved-Fees updated.  - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2933564 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-04 16:11 2025-01-16 09:52 Resolved 1 - Information D A Credit Missing Doc Borrower 1 Gap Credit Report is Missing Resolved-Borrower X Gap Credit Report is not missing. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

Ready for Review-Gap not required based on note date to credit report date.    - Seller-XX/XX/XXXX

Open-Borrower X Gap Credit Report is Missing. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX
Ready for Review-Gap not required based on note date to credit report date.    - Seller-XX/XX/XXXX

Resolved-Borrower X Gap Credit Report is not missing. - XXX XXXXXXXX XXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2933358 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-04 16:11 2025-01-16 09:52 Resolved 1 - Information D A Credit Missing Doc Borrower 2 Gap Credit Report is Missing Resolved-Borrower 2 Gap Credit Report is not missing. - Due Diligence Vendor-01/16/2025

Ready for Review-Gap not required based on note date to credit report date.    - Seller-01/14/2025

Open-Borrower 2 Gap Credit Report is Missing.  - Due Diligence Vendor-12/04/2024
Ready for Review-Gap not required based on note date to credit report date.    - Seller-01/14/2025

Resolved-Borrower 2 Gap Credit Report is not missing. - Due Diligence Vendor-01/16/2025

      WA Primary Residence Refinance Cash Out - Other 2933359 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-04 15:52 2025-01-16 08:30 Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Required for Securitizations Resolved-CU updated to file.  - Due Diligence Vendor-01/16/2025
Ready for Review-Document Uploaded. XXXX  - Seller-01/14/2025
Open-Second Appraisal/ Valuation is Missing Required for Securitizations Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing in file. - Due Diligence Vendor-12/04/2024
Ready for Review-Document Uploaded. Fannie SSR  - Seller-01/14/2025

Resolved-CU updated to file.  - Due Diligence Vendor-01/16/2025

XXXX     WA Primary Residence Refinance Cash Out - Other 2933234 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-03 03:32 2025-01-16 08:06 Resolved 1 - Information D A Compliance Missing Doc The Final 1003 is Incomplete Resolved-The Final 1003 is Present - Due Diligence Vendor-01/16/2025

Ready for Review-Document Uploaded. 1003 Revised  - Seller-01/14/2025

Open-The Final 1003 is Incomplete B1 1003 reflecting employer/ business as Wage with no percentage of ownership, where as per income qualified with personal tax returns schedule C. B2 1003 reflecting as other income whereas per supporting documents B2 qualified with wage income from employer.  - Due Diligence Vendor-12/03/2024
Ready for Review-Document Uploaded. 1003 Revised  - Seller-01/14/2025

Resolved-The Final 1003 is Present - Due Diligence Vendor-01/16/2025

XXXX     WA Primary Residence Refinance Cash Out - Other 2915962 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-03 03:15 2025-01-16 07:43 Resolved 1 - Information C A Property Appraisal Property/Appraisal General Resolved-Value updated.  - Due Diligence Vendor-01/16/2025
Ready for Review-Document Uploaded. 1008 PCCD updated value to 550k.   - Seller-01/14/2025
Open-Provided appraisal with value as $XXXX, whereas all closing documents reflecting property value as $XXXX.  - Due Diligence Vendor-12/03/2024
Ready for Review-Document Uploaded. 1008 PCCD updated value to XXXX.   - Seller-01/14/2025
Resolved-Value updated.  - Due Diligence Vendor-01/16/2025

XXXX     WA Primary Residence Refinance Cash Out - Other 2915900 N/A N/A
XXXX XXXX   4859264 Seller 2024-12-03 03:51 2025-09-08 15:00 Counter 3 - Material D D Credit Missing Doc 1008 Document is Missing Counter-The 1008 has updated appraisal value, however the LTV is not updated. - Due Diligence Vendor-01/31/2025

Open-The 1008 document is missing from the loan file. - Due Diligence Vendor-01/31/2025

Ready for Review-Document Uploaded. Updated 1008 attached.   - Seller-01/29/2025

Counter-The 1008 document is missing from the loan file. The 1008 has updated appraisal value, however the LTV is not updated.  - Due Diligence Vendor-01/16/2025

Ready for Review-Document Uploaded. 1008 Attached.    - Seller-01/14/2025

Open-The 1008 document is missing from the loan file. 1008 document is missing with information of first lien balance. Since subject is second lien, first lien details should be present. Reflecting selection for Risk Assessment is OTHER, where in general it has to be Manual Underwriting. - Due Diligence Vendor-12/03/2024
Ready for Review-Document Uploaded. Updated 1008 attached.   - Seller-01/29/2025

 Ready for Review-Document Uploaded. 1008 Attached.    - Seller-01/14/2025

  XXXX     WA Primary Residence Refinance Cash Out - Other 2916033 N/A N/A
XXXX XXXX   4859264 Seller 2024-12-04 16:10 2025-02-06 11:01 Counter 3 - Material D D Credit Missing Doc Borrower 2 Paystubs Missing Counter-Currently being reviewed by investor as Client states unable to Resolve - Due Diligence Vendor-02/06/2025

Unable to Resolve-Unable to Resolve-Those are all we have in the file, if you blow them up you can read them.    - Seller-01/29/2025

Counter-The attached paystubs are not legible.  - Due Diligence Vendor-01/16/2025

Ready for Review-Document Uploaded. Paystubs attached, needs to be blown up but readable.     - Seller-01/14/2025

Open-Borrower 2 Paystubs Missing The paystubs provided are not legible. Requesting updated paystubs.  - Due Diligence Vendor-12/04/2024
Unable to Resolve-Unable to Resolve-Those are all we have in the file, if you blow them up you can read them.    - Seller-01/29/2025

 Ready for Review-Document Uploaded. Paystubs attached, needs to be blown up but readable.     - Seller-01/14/2025

  XXXX     WA Primary Residence Refinance Cash Out - Other 2933353 N/A N/A
XXXX XXXX   4859264 Seller 2024-12-04 16:47 2025-01-31 11:02 Counter 3 - Material D D Credit Missing Doc Missing Lender Income Calculation Worksheet Counter-The Self Employed Income Calculator shows income of $5460.25 and the 1008 shows income for borrower 1 as $5,451.92.  - Due Diligence Vendor-01/31/2025
Ready for Review-Document Uploaded. Income worksheets attached.    - Seller-01/29/2025
Counter-Borrower 1 is self employed, Borrower 2 is a W-2 Wage Earner. Per XXXX guidelines, The lender must prepare a written evaluation of its analysis of a self-employed borrower’s personal income, including the business income or loss, reported on the borrower’s individual income tax returns. The purpose of this written analysis is to determine the amount of stable and continuous income that will be available to the borrower.  - Due Diligence Vendor-01/16/2025
Ready for Review-Not required per guidelines.   Standard XXXX calculations used.    - Seller-01/14/2025
Open-Missing Lender Income Calculation Worksheet for both borrower 1 and 2.  - Due Diligence Vendor-12/04/2024
Ready for Review-Document Uploaded. Income worksheets attached.    - Seller-01/29/2025
 Ready for Review-Not required per guidelines.   Standard XXXX calculations used.    - Seller-01/14/2025
  XXXX     WA Primary Residence Refinance Cash Out - Other 2933581 N/A N/A
XXXX XXXX   4859264 Seller 2024-12-03 00:43 2025-01-31 08:00 Counter 3 - Material D D Credit Missing Doc Borrower 1 3rd Party VOE Prior to Close Missing Counter-As per page 397 Employment Verification Form states Prior to funding your loan, we will verify your employment status. Per guidelines as well as Falling back to XXXX guidelines if Lender guides do not address. VOE is required to verify consistent employment. If done by phone Requirements are that it be documented in a processors cert with the following information included name and title of the person who confirmed the employment for the lender, 1. Name and title of the person who completed the verification for the employer, 2. Date of the call, and 3. The source of the phone number. Requesting VOE.
 - Due Diligence Vendor-01/31/2025
Ready for Review-Section 8.4.1 Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-01/29/2025
Counter-As per page 397 Employment Verification Form states Prior to funding your loan, we will verify your employment status. Requesting VOE.
 - Due Diligence Vendor-01/16/2025
Ready for Review-Funding VOE not required per guidelines.    - Seller-01/14/2025
Open-Borrower 1 3rd Party VOE Prior to Close Missing Verified subject loan was qualified with Full doc. Provided VVOE on pg-397 does not have verified date to mention and print date of the document is on XXXX.  - Due Diligence Vendor-12/03/2024
Ready for Review-Section 8.4.1 Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-01/29/2025

 Ready for Review-Funding VOE not required per guidelines.    - Seller-01/14/2025

        WA Primary Residence Refinance Cash Out - Other 2915639 N/A N/A
XXXX XXXX   4859264 Seller 2024-12-03 00:43 2025-01-31 08:00 Counter 3 - Material D D Credit Missing Doc Borrower 2 3rd Party VOE Prior to Close Missing Counter-As per page 397 Employment Verification Form states Prior to funding your loan, we will verify your employment status. Per guidelines as well as Falling back to FNMA guidelines if Lender guides do not address. VOE is required to verify consistent employment. If done by phone Requirements are that it be documented in a processors cert with the following information included name and title of the person who confirmed the employment for the lender, 1. Name and title of the person who completed the verification for the employer, 2. Date of the call, and 3. The source of the phone number. Requesting VOE.
 - Due Diligence Vendor-01/31/2025

Ready for Review-Section 8.4.1 Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-01/29/2025

Counter-As per page 397 Employment Verification Form states Prior to funding your loan, we will verify your employment status. Requesting VOE.
,  - Due Diligence Vendor-01/16/2025

Ready for Review-Funding VOE not required per guidelines.    - Seller-01/14/2025

Open-Borrower 2 3rd Party VOE Prior to Close Missing Verified subject loan was qualified with Full doc. Provided VVOE on pg-397 does not have verified date to mention and print date of the document is on 2012.  - Due Diligence Vendor-12/03/2024
Ready for Review-Section 8.4.1 Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-01/29/2025

 Ready for Review-Funding VOE not required per guidelines.    - Seller-01/14/2025

        WA Primary Residence Refinance Cash Out - Other 2915641 N/A N/A
XXXX XXXX   4859264 Closed 2024-12-03 03:13 2025-01-16 10:31 Resolved 1 - Information A A Compliance HigherPriced:APR Federal - Higher Priced Mortgage Loan (HPML)(Junior Lien 06/13) Resolved-The loan's (10.741%) APR equals or exceeds the Federal HPML threshold of (9.57%). The threshold is determined by adding 3.5 points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (6.07%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. TRID Header Disclosure Page was entered correctly. All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Final Closing disclosure on Pg#’82 Rate lock date was entered correctly – see Pg#’s 249 An interior and exterior appraisal was completed for this property – see pg#10, ECOA Appraisal Disclosure OR the LE’s page as the page#3274. confirmation the appraisal was delivered to the borrower – 103.
 - Due Diligence Vendor-01/16/2025

Resolved-The loan's (10.741%) APR equals or exceeds the Federal HPML threshold of (9.57%). The threshold is determined by adding 3.5 points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (6.07%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met.
TRID Header Disclosure Page was entered correctly.
All disclosures, COC’s, Fees, and dates are entered correctly.
Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only.
Final Closing disclosure on Pg#’82
Rate lock date was entered correctly – see Pg#’s 249
An interior and exterior appraisal was completed for this property – see pg#10,
ECOA Appraisal Disclosure OR the LE’s page as the page#3274.
confirmation the appraisal was delivered to the borrower – 103.
 - Due Diligence Vendor-12/03/2024
  Resolved-The loan's (10.741%) APR equals or exceeds the Federal HPML threshold of (9.57%). The threshold is determined by adding 3.5 points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (6.07%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. TRID Header Disclosure Page was entered correctly. All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only. Final Closing disclosure on Pg#’82 Rate lock date was entered correctly – see Pg#’s 249 An interior and exterior appraisal was completed for this property – see pg#10, ECOA Appraisal Disclosure OR the LE’s page as the page#3274. confirmation the appraisal was delivered to the borrower – 103.
 - Due Diligence Vendor-01/16/2025

 Resolved-The loan's (10.741%) APR equals or exceeds the Federal HPML threshold of (9.57%). The threshold is determined by adding 3.5 points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (6.07%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met.
TRID Header Disclosure Page was entered correctly.
All disclosures, COC’s, Fees, and dates are entered correctly.
Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only.
Final Closing disclosure on Pg#’82
Rate lock date was entered correctly – see Pg#’s 249
An interior and exterior appraisal was completed for this property – see pg#10,
ECOA Appraisal Disclosure OR the LE’s page as the page#3274.
confirmation the appraisal was delivered to the borrower – 103.
 - Due Diligence Vendor-12/03/2024

      WA Primary Residence Refinance Cash Out - Other 2915891 N/A N/A
XXXX XXXX   4859265 Closed 2024-12-03 05:10 2025-01-31 07:11 Resolved 1 - Information D A Credit Missing Doc Missing legal documents for senior or subordinate lien Resolved-Mortgage statement showing current monthly PITI and UPB is acceptable - Due Diligence Vendor-XX/XX/XXXX

Unable to Resolve-Unable to Resolve-We do obtain note, unless there is a balloon or ARM, and if either of those we can obtain Note of DOT riders showing terms of those items.     This is a standard fixed rate, we simply get the mortgage statement.    - Seller-XX/XX/XXXX

Counter-Since subject loan is 2nd Lien, require subordinate lien Note and Mortgage which is missing.
 - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. Billing Statement attached.    - Seller-XX/XX/XXXX

Open-Since subject loan is 2nd Lien, require subordinate lien documents in file which is missing.
 - Due Diligence Vendor-XX/XX/XXXX
Unable to Resolve-Unable to Resolve-We do obtain note, unless there is a balloon or ARM, and if either of those we can obtain Note of DOT riders showing terms of those items.     This is a standard fixed rate, we simply get the mortgage statement.    - Seller-XX/XX/XXXX

 Ready for Review-Document Uploaded. Billing Statement attached.    - Seller-XX/XX/XXXX

Resolved-Mortgage statement showing current monthly PITI and UPB is acceptable - Due Diligence Vendor-XX/XX/XXXX

XXXXX sub financing statement.pdf     WA Primary Residence Refinance Cash Out - Other 2916371 N/A N/A
XXXX XXXX   4859265 Closed 2024-12-04 14:29 2025-01-16 13:01 Resolved 1 - Information C A Property Value Secondary Valuation or Additional Valuation has not been entered per securitization requirements Resolved-Verified Secondary Valuation provided.  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. XXXXXX SSR Attached.    - Seller-XX/XX/XXXX

Open-Secondary Valuation or Additional Valuation has not in file per securitization requirements - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Document Uploaded. XXXXXX SSR Attached.    - Seller-XX/XX/XXXX

Resolved-Verified Secondary Valuation provided.  - Due Diligence Vendor-XX/XX/XXXX

XXXXX XXXXXX SSR.pdf     WA Primary Residence Refinance Cash Out - Other 2932551 N/A N/A
XXXX XXXX   4859265 Closed 2024-12-03 03:59 2025-01-15 02:58 Resolved 1 - Information D A Credit Missing Doc 1008 Document is Missing Resolved-Updated 1008 Document uploaded, Verified & entered in system - Resolved - Due Diligence Vendor-XX/XX/XXXX

Resolved-The 1008 document is present in the loan file. - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. 1008 Update  - Seller-XX/XX/XXXX

Open-The 1008 document is missing from the loan file. Missing information for first lien balance. Since subject is second lien, first lien details should be present. also missing HOA fee - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Document Uploaded. 1008 Update  - Seller-XX/XX/XXXX

Resolved-Updated 1008 Document uploaded, Verified & entered in system - Resolved - Due Diligence Vendor-XX/XX/XXXX

 Resolved-The 1008 document is present in the loan file. - Due Diligence Vendor-XX/XX/XXXX

XXXXX 1008.pdf     WA Primary Residence Refinance Cash Out - Other 2916054 N/A N/A
XXXX XXXX   4859265 Closed 2024-12-03 05:51 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Prohibited Washington - Fees Allowed (Lender)(01/10) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - Due Diligence Vendor-XX/XX/XXXX

Open-The Washington Consumer Loan Act prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX; WAC XXX-XXX-XXX(X)) All the fees and cost are updated as per TRID documents, but unable to resolve the state specific finding in mavent fail. - Due Diligence Vendor-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2916562 Originator Post-Close No
XXXX XXXX   4859265 Closed 2024-12-03 05:51 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Limited Washington - Maximum Lender Fees (01/09) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - Due Diligence Vendor-XX/XX/XXXX

Open-Under the Washington Consumer Loan Act, a lender may not charge a "loan origination fee" exceeding X% of the first $XX,XXX and X% thereafter of the remaining loan amount. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX(X)). All the fees and cost are updated as per TRID documents, but unable to resolve the state specific finding in mavent fail. - Due Diligence Vendor-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2916564 Originator Post-Close No
XXXX XXXX   4859265 Seller 2024-12-03 04:42 2025-02-03 17:02 Counter 3 - Material D D Credit Missing Doc Borrower 1 3rd Party VOE Prior to Close Missing Counter-As per page XXX Employment Verification Form states Prior to funding your loan, we will verify your employment status. Requesting VOE.
 - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Section X.X.X Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-XX/XX/XXXX

Counter-As per page XXX Employment Verification Form states Prior to funding your loan, we will verify your employment status. Requesting VOE.
  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Funding VOE not required per guidelines.    - Seller-XX/XX/XXXX

Open-Borrower X 3rd Party VOE Prior to Close Missing Verified subject loan was qualified with Full doc. Provided VVOE on pg-XXX does not have verified date to mention and print date of the document is on XXXX.  - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Section X.X.X Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-XX/XX/XXXX

 Ready for Review-Funding VOE not required per guidelines.    - Seller-XX/XX/XXXX

        WA Primary Residence Refinance Cash Out - Other 2916223 N/A N/A
XXXX XXXX   4859265 Closed 2024-12-03 05:51 2024-12-04 14:56 Resolved 1 - Information A A Compliance HigherPriced:APR Federal - Higher Priced Mortgage Loan (HPML)(Junior Lien 06/13) Resolved-The loan's (XX.X%) APR equals or exceeds the Federal HPML threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (X.XX%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met.
TRID Header Disclosure Page was entered correctly.
All disclosures, COC’s, Fees, and dates are entered correctly.
Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only.
Final Closing disclosure on Pg#’XX
Rate lock date was entered correctly – see Pg#’s XXX
An interior and exterior appraisal was completed for this property – see pg#XX,
ECOA Appraisal Disclosure OR the LE’s page as the page#XXX.
confirmation the appraisal was delivered to the borrower – see Pg#’s XXX.
 - Due Diligence Vendor-XX/XX/XXXX
  Resolved-The loan's (XX.X%) APR equals or exceeds the Federal HPML threshold of (XX.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (X.XX%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met.
TRID Header Disclosure Page was entered correctly.
All disclosures, COC’s, Fees, and dates are entered correctly.
Loan is a closed end second lien and is not required to escrow “on Closed end Seconds only.
Final Closing disclosure on Pg#’XX
Rate lock date was entered correctly – see Pg#’s XXX
An interior and exterior appraisal was completed for this property – see pg#XX,
ECOA Appraisal Disclosure OR the LE’s page as the page#XXX.
confirmation the appraisal was delivered to the borrower – see Pg#’s XXX.
 - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2916563 N/A N/A
XXXX XXXX   4859269 Closed 2024-12-04 00:59 2025-01-31 05:25 Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-received income calc - resolved - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. Income Calculation Attached.    - Seller-XX/XX/XXXX

Counter-I need to be able to determine how your U/W arrived at $X,XXX.XX monthly for the borrower.  - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Not required per guidelines.   Using XX.XX per hour, full time.    Supported by YTD and prior year W2.    - Seller-XX/XX/XXXX

Open-Provide Lender Income Calculation Worksheet as is missing in file.   - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Document Uploaded. Income Calculation Attached.    - Seller-XX/XX/XXXX

 Ready for Review-Not required per guidelines.   Using XX.XX per hour, full time.    Supported by YTD and prior year W2.    - Seller-XX/XX/XXXX

Resolved-received income calc - resolved - Due Diligence Vendor-XX/XX/XXXX

XXXXX Income Calc.pdf     WA Primary Residence Refinance Cash Out - Other 2925100 N/A N/A
XXXX XXXX   4859269 Closed 2024-12-04 01:21 2025-01-16 11:20 Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XX/XX/XXXX

Ready for Review-Document Uploaded. XXXXXX SSR Attached.   - Seller-XX/XX/XXXX

Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per guideline requirements and CU Score, if present, is greater than X.X Secondary Valuation or Additional Valuation is missing - Due Diligence Vendor-XX/XX/XXXX
Ready for Review-Document Uploaded. XXXXXX SSR Attached.   - Seller-XX/XX/XXXX

Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XX/XX/XXXX

XXXXX XXXXXX SSR.pdf     WA Primary Residence Refinance Cash Out - Other 2925220 N/A N/A
XXXX XXXX   4859269 Closed 2024-12-04 02:16 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Prohibited Washington - Fees Allowed (Lender)(01/10) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - Due Diligence Vendor-XX/XX/XXXX

Open-The Washington Consumer Loan Act prohibits any fee other than a Loan Origination Fee, Loan Discount, or Commitment (Rate Lock) Fee to be paid by the Borrower to the Lender. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX; WAC XXX-XXX-XXX(X)) WA state only allows “a Loan Origination Fee, Loan Discount, or Commitment Fee, whereas Final CD document reflecting Section A “Processing fees. - Due Diligence Vendor-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the Washington Consumer Loan Act (the “WA APL’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the WA APL’s. - Due Diligence Vendor-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2925340 Originator Post-Close No
XXXX XXXX   4859269 Closed 2024-12-04 02:16 2024-12-17 16:25 Acknowledged 2 - Non-Material C B Compliance Fees:Limited Washington - Maximum Lender Fees (01/09) Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXXXXXXXXXXXXXXXXXXXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX

Open-Under the XXXXXXXXXXXXXXXXXXXXXXXXXXXX, a lender may not charge a "loan origination fee" exceeding X% of the first $XX,XXX and X% thereafter of the remaining loan amount. (RCW XX.XX.XXX(X); WAC XXX-XXX-XXX(X)). WA state only allows “a Loan Origination Fee, Loan Discount, or Commitment Fee, whereas Final CD document reflecting Section A “Processing fees. - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX
  Acknowledged-Confirmed with outside counsel that the state anti-predatory provisions in the XXXXXXXXXXXXXXXXXXXXXXXXXXXX (the “XX XXX’s”) are originator level issues so there should not be any direct assignee liability/penalties associated with the XX XXX’s. - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2925344 Originator Post-Close No
XXXX XXXX   4859269 Seller 2025-01-16 11:41 2025-02-03 17:02 Counter 3 - Material D D Credit Missing Doc Borrower 1 3rd Party VOE Prior to Close Missing Counter-Borrower 1 3rd Party VOE Prior to Close Missing. "Per guidelines as well as Falling back to XXXXX guidelines if Lender guides do not address. VOE is required to verify consistent employment. If done by phone Requirements are that it be documented in a processors cert with the following information included name and title of the person who confirmed the employment for the lender, 1. Name and title of the person who completed the verification for the employer, 2. Date of the call, and 3. The source of the phone number."
 - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX

Ready for Review-Section 8.4.1 Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-XX/XX/XXXX

Open-Borrower 1 3rd Party VOE Prior to Close Missing. "Per guidelines as well as Falling back to XXXXX guidelines if Lender guides do not address.  VOE is required to verify consistent employment. If done by phone Requirements are that it be documented in a processors cert with the following information included  name and title of the person who confirmed the employment for the lender,
1. Name and title of the person who completed the verification for the employer,
2. Date of the call, and
3. The source of the phone number." - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX
Ready for Review-Section 8.4.1 Full Doc - W2 borrower - "may or may not", underwriter for ease of use did not obtain a verbal verification, based on the overall documentation and loan file.    - Seller-XX/XX/XXXX

        WA Primary Residence Refinance Cash Out - Other 3223413 N/A N/A
XXXX XXXX   4859269 Closed 2024-12-04 02:16 2024-12-05 13:36 Resolved 1 - Information A A Compliance HigherPriced:APR Federal - Higher Priced Mortgage Loan (HPML)(Junior Lien 06/13) Resolved-Meets HPLM Requirements - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX

Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal HPML threshold of (X.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (X.XX%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. (12 CFR § 1026.35(a)(1)) Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXXXX. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met, TRID Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow. Rate lock date was entered correctly – see Pg#195,191, An interior and exterior appraisal was completed for this property – see pg#10, Final CD is on page #237 the appraisal disclosure was provided to the borrower pg. #8 and copy of the appraisal was given to the borrower – see Pg#78,217. The loan meets HPML guidelines.
 - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX
  Resolved-Meets HPLM Requirements - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX

 Resolved-The loan's (XX.XXX%) APR equals or exceeds the Federal HPML threshold of (X.XX%). The threshold is determined by adding X.X points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (X.XX%).(12 CFR 1026.35(a)(1)(iii)) This loan failed the higher-priced mortgage loan test. (12 CFR § 1026.35(a)(1)) Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in XXXXXXXXXXXX. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met, TRID Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Loan is a closed end second lien and is not required to escrow. Rate lock date was entered correctly – see Pg#195,191, An interior and exterior appraisal was completed for this property – see pg#10, Final CD is on page #237 the appraisal disclosure was provided to the borrower pg. #8 and copy of the appraisal was given to the borrower – see Pg#78,217. The loan meets HPML guidelines.
 - XXXXXXXXXXXXXXXXXXXXXXX-XX/XX/XXXX

      WA Primary Residence Refinance Cash Out - Other 2925342 N/A N/A