Nomura Asset Depositor Company, LLC ABS-15G

Exhibit 99.23

 

Seller Loan ID Customer Loan ID Pretium Loan ID Alt ID Loan Exception ID Exception ID Exception Category Exception Subcategory Exception Description Exception Comments Seller Response Reviewer Response Exception Status Initial Exception Grade Final Exception Grade Initial DBRS Exception Grade Final DBRS Exception Grade Initial Moodys Exception Grade Final Moodys Exception Grade Initial Fitch Exception Grade Final Fitch Exception Grade Initial Kroll Exception Grade Final Kroll Exception Grade Initial S&P Exception Grade Final S&P Exception Grade Subject to Predatory Lending HUD Category Reviewer Loan ID Deal #
XXXXX XXXXX XXXXX 767154 XXXXX 48 Compliance   Missing Affiliated Business Disclosure       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 767154 XXXXX 1665 Compliance   Missing Special Information Booklet / Home Loan Toolkit       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 582099 XXXXX 1586 Compliance   Finance Charge Under Disclosed Finance Charge Under Disclosed by $XXX.XX. Source of under-disclosure is unknown, TIL itemization indicates Lender included all prepaid finance charges.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 271243 XXXXX 2070 Compliance   Missing Loan Modification Missing modification agreement dated XX/XX/XXXX     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 125968 XXXXX 5 Compliance   3 day rescission period not provided The file did not contain a HUD Disbursement date to verify Right of Rescission adherence.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 125968 XXXXX 1587 Compliance   APR Under Disclosed       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 125968 XXXXX 1586 Compliance   Finance Charge Under Disclosed       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 125968 XXXXX 26 Compliance   Loan is subject to Mandatory Arbitration       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 125968 XXXXX 2070 Compliance   Missing Loan Modification       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 943339 XXXXX 5 Compliance   3 day rescission period not provided The file did not contain a HUD Disbursement date to verify Right of Rescission adherence.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 943339 XXXXX 1587 Compliance   APR Under Disclosed       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 943339 XXXXX 1586 Compliance   Finance Charge Under Disclosed       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 943339 XXXXX 26 Compliance   Loan is subject to Mandatory Arbitration       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 917300 XXXXX 2070 Compliance   Missing Loan Modification Missing modification agreement dated XX/XX/XXXX     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 519341 XXXXX 26 Compliance   Loan is subject to Mandatory Arbitration       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 519341 XXXXX 1742 Compliance   Missing Appraisal Appraisal in file is dated XX/XX/XXXX, exceeding the 6 month industry age standard.  The subject loan closed XX/XX/XXXX.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 519341 XXXXX 2070 Compliance   Missing Loan Modification Missing Loan Modification     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 181396 XXXXX 5 Compliance   3 day rescission period not provided The file did not contain a HUD Disbursement date to verify Right of Rescission adherence.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 181396 XXXXX 26 Compliance   Loan is subject to Mandatory Arbitration       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 181396 XXXXX 2070 Compliance   Missing Loan Modification       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 808209 XXXXX 1608 Compliance   Loan Late Charge Parameters Exceeds State Thresholds 5% > 2% maximum late fee allowed by the State of New York.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 808209 XXXXX 1742 Compliance   Missing Appraisal       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 808209 XXXXX 2072 Compliance   Missing evidence of Loan Approval       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 808209 XXXXX 1741 Compliance   Missing Final Application Final 1003 in file does not have an acknowledgement date and cannot be deemed Final.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 683209 XXXXX 5 Compliance   3 day rescission period not provided The file did not contain a HUD Disbursement date to verify Right of Rescission adherence.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 683209 XXXXX 26 Compliance   Loan is subject to Mandatory Arbitration       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 683209 XXXXX 1742 Compliance   Missing Appraisal Appraisal in file is dated XX/XX/XXXX, exceeding the 6 month industry age standard. The subject loan closed XX/XX/XXXX.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 683209 XXXXX 2070 Compliance   Missing Loan Modification       Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 130105 XXXXX 26 Compliance   Loan is subject to Mandatory Arbitration Loan is subject to Mandatory Arbitration.     Active 2 2 B B B B B B B B B B Y Final HUD used for testing XXXXX XXXX
XXXXX XXXXX XXXXX 341118 XXXXX 1608 Compliance   Loan Late Charge Parameters Exceeds State Thresholds 5% > 4% maximum late fee allowed by XXXXX XXXXXXXX     Active 3 3 C C C C C C C C C C Y Final HUD used for testing   0556-030
XXXXX XXXXX XXXXX 341118 XXXXX 1650 Compliance   Missing copy of title Missing copy of title.     Active 3 3 D D D D D D D D D D Y Final HUD used for testing   0556-030