v3.25.3
Insider Trading Arrangements
3 Months Ended
Sep. 30, 2025
shares
Trading Arrangements, by Individual  
Material Terms of Trading Arrangement
During the three months ended September 30, 2025, none of the Company’s directors or officers adopted, terminated or modified a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K) except as follows and which are intended to satisfy the affirmative defense of Rule 10b5-1(c):
on August 29, 2025, Bryan Smith, Chief People Officer, adopted a Rule 10b5-1 trading plan for the sale of up to 10,633 shares of our common stock subject to certain conditions and which plan expires on May 1, 2026;
on September 8, 2025, John E. Zecca, Global Chief Legal, Risk and Regulatory Officer, adopted a Rule 10b5-1 trading plan for the sale of 4,500 shares of our common stock subject to certain conditions and which plan expires on September 8, 2026; and
on September 11, 2025, Adena T. Friedman, Chair and Chief Executive Officer, adopted a Rule 10b5-1 trading plan to arrange for, over a period of time in 2026, the exercise of her previously granted stock options that are expiring on January 3, 2027 and the sale of up to 806,451 shares of our common stock underlying such options. The sales may begin as early as January 2, 2026, pursuant to the terms of the trading plan, and the plan expires on December 31, 2026. Assuming all planned sales are completed under the plan, Ms. Friedman will continue to meet the Company’s executive stock ownership guidelines and her stake in the Company will remain significant. This would be Ms. Friedman’s first sale of our common stock since she rejoined the Company in 2014. The trading plan has been adopted for financial diversification and tax-planning purposes. Ms. Friedman’s belief in the Company’s prospects remains strong, and the plan was implemented to facilitate the exercise and sale of stock options expiring on January 3, 2027. In addition, as part of her tax-planning strategy, Ms. Friedman expects to donate shares of our common stock in 2026 to charitable organizations and/or a donor-advised fund, where the gifted shares will be used to support philanthropic initiatives.
Non-Rule 10b5-1 Arrangement Adopted false
Rule 10b5-1 Arrangement Terminated false
Non-Rule 10b5-1 Arrangement Terminated false
Bryan Smith [Member]  
Trading Arrangements, by Individual  
Name Bryan Smith
Title Chief People Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date August 29, 2025
Expiration Date May 1, 2026
Arrangement Duration 245 days
Aggregate Available 10,633
John E. Zecca [Member]  
Trading Arrangements, by Individual  
Name John E. Zecca
Title Global Chief Legal, Risk and Regulatory Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date September 8, 2025
Expiration Date September 8, 2026
Arrangement Duration 365 days
Aggregate Available 4,500
Adena T. Friedman [Member]  
Trading Arrangements, by Individual  
Name Adena T. Friedman
Title Chair and Chief Executive Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date September 11, 2025
Expiration Date December 31, 2026
Arrangement Duration 476 days
Aggregate Available 806,451