| Schedule of Amounts Receivables from, Payables to, and Deposits with Broker-Dealers and Clearing Organizations |
Amounts
receivable from, payables to, and deposits with broker-dealers and clearing organizations consisted of the following as of the periods
indicated:
| | |
As of June 30,
2025 | | |
As of December 31, 2024 | |
| Receivables from and deposits with broker-dealers and clearing organizations | |
| | |
| |
| DTCC / OCC / NSCC (1) | |
$ | 9,725,000 | | |
$ | 5,777,000 | |
| Goldman Sachs & Co. LLC ("GSCO") | |
| 57,000 | | |
| 50,000 | |
| National Financial Services, LLC (“NFS”) | |
| 2,391,000 | | |
| 2,102,000 | |
| Underwriting fees receivable | |
| 206,000 | | |
| — | |
| Securities fail-to-deliver | |
| 45,000 | | |
| 90,000 | |
| Globalshares | |
| 53,000 | | |
| 68,000 | |
| Other receivables | |
| — | | |
| 60,000 | |
| Total Receivables from and deposits with broker-dealers and clearing organizations | |
$ | 12,477,000 | | |
$ | 8,147,000 | |
| | |
| | | |
| | |
| Payables to broker-dealers and clearing organizations | |
| | | |
| | |
| Securities fail-to-receive | |
$ | 825,000 | | |
$ | 439,000 | |
| Payables to broker-dealers | |
| 354,000 | | |
| 5,000 | |
| Total Payables to broker-dealers and clearing organizations | |
$ | 1,179,000 | | |
$ | 444,000 | |
| (1) | Depository
Trust & Clearing Corporation is referred to as (“DTCC”), Options Clearing Corporation is referred to as (“OCC”),
and National Securities Clearing Corporation is referred to as (“NSCC”). |
|