FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
ACTUATE THERAPEUTICS, INC. [ ACTU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/27/2025 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/27/2025 | P (1) | 71,428 | A | $ 7 | 196,428 | I | Directly held by Bios 2024 Co-Invest, LP (3) (4) (5) | ||
Common Stock | 1,259,427 | I | Directly held by Bios Clinical Opportunity Fund, LP (3) (4) (5) | |||||||
Common Stock | 525,797 | I | Directly held by Bios Fund I, LP (3) (4) (5) | |||||||
Common Stock | 307,538 | I | Directly held by Bios Fund I QP, LP (3) (4) (5) | |||||||
Common Stock | 300,143 | I | Directly held by Bios Fund II, LP (3) (4) (5) | |||||||
Common Stock | 980,433 | I | Directly held by Bios Fund II QP, LP (3) (4) (5) | |||||||
Common Stock | 131,248 | I | Directly held by Bios Fund II NT, LP (3) (4) (5) | |||||||
Common Stock | 300,749 | I | Directly held by Bios Actuate Co-Invest I, LP (3) (4) (5) | |||||||
Common Stock | 383,791 | I | Directly held by Bios Fund III, LP (3) (4) (5) | |||||||
Common Stock | 2,506,667 | I | Directly held by Bios Fund III QP, LP (3) (4) (5) | |||||||
Common Stock | 404,814 | I | Directly held by Bios Fund III NT, LP (3) (4) (5) | |||||||
Common Stock | 2,094,650 | I | Directly held by Bios Actuate Co-Invest II, LP (3) (4) (5) | |||||||
Common Stock | 573,394 | I | Directly held by Bios Actuate Co-Invest III, LP (3) (4) (5) | |||||||
Common Stock | 84,917 | I | Directly held by BP Directors, LP (3) (4) (5) | |||||||
Common Stock | 60,973 | I | Directly held by Aaron G.L. Fletcher | |||||||
Common Stock | 8,056 | I | Directly held by KF Legacy Trust U/A/D December 7, 2016 (6) | |||||||
Common Stock | 8,056 | I | Directly held by MF Legacy Trust U/A/D December 7, 2016 (6) | |||||||
Common Stock | 69,375 | I | Directly held by Circle K Invesco, LP (7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant (Right to Buy) | $ 7 | 06/27/2025 | P (2) | 71,428 | (2) | (2) | Common Stock | 71,428 | $ 0 | 71,428 | I | Directly held by Bios 2024 Co-Invest, LP (3) (4) (5) |
Bios Equity COF, LP By: Bios Capital Management, LP, its general partner By: Bios Advisors GP, LLC, its general partner By: /s/ John Fucci, as attorney-in-fact | 06/30/2025 | |
** Signature of Reporting Person | Date | |
Bios Clinical Opportunity Fund, LP By: Bios Equity COF, LP, its general partner By: Bios Capital Management, LP, its general partner By: Bios Advisors GP, LLC, its general partner By: /s/ John Fucci, as attorney-in-fact | 06/30/2025 | |
** Signature of Reporting Person | Date | |
Bios 2024 Co-Invest, LP By: Bios Equity COF, LP, its general partner By: Bios Capital Management, LP, its general partner By: Bios Advisors GP, LLC, its general partner By: /s/ John Fucci, as attorney-in-fact | 06/30/2025 | |
** Signature of Reporting Person | Date | |
BP Directors, LP By: Bios Equity Partners, LP, its general partner By: Cavu Management, LP, its general partner By: Cavu Advisors, LLC, its general partner By: /s/ John Fucci, as attorney-in-fact | 06/30/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |