The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:3235-0076
Expires:August 31, 2015
Estimated average burden
hours per response:4.00

1. Issuer's Identity

CIK (Filer ID Number)Previous Names
XNone
Entity Type
0001905226
Corporation
Limited Partnership
XLimited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
S2K Charlotte Multifamily OZ Fund LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
XWithin Last Five Years (Specify Year)2020
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
S2K Charlotte Multifamily OZ Fund LLC
Street Address 1Street Address 2
5950 HAZELTINE NATIONAL DRIVESUITE 305
CityState/Province/CountryZIP/PostalCodePhone Number of Issuer
ORLANDOFLORIDA328228772274141

3. Related Persons

Last NameFirst NameMiddle Name
S2K Charlotte Sponsor LLCn/a
Street Address 1Street Address 2
5950 Hazeltine National DriveSuite 305
CityState/Province/CountryZIP/PostalCode
OrlandoFLORIDA32822
Relationship:XExecutive OfficerDirectorPromoter

Clarification of Response (if Necessary):

Managing Member and Sponsor of the Issuer
Last NameFirst NameMiddle Name
S2K Charlotte Manager LLCn/a
Street Address 1Street Address 2
5950 Hazeltine National DriveSuite 305
CityState/Province/CountryZIP/PostalCode
OrlandoFLORIDA32822
Relationship:XExecutive OfficerDirectorPromoter

Clarification of Response (if Necessary):

Investment Manager of the Issuer

4. Industry Group

 Agriculture
Banking & Financial Services
 Commercial Banking
 Insurance
 Investing
 Investment Banking
 Pooled Investment Fund
 Hedge Fund
 Private Equity Fund
 Venture Capital Fund
 Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
 Yes No
 Other Banking & Financial Services
 Business Services
Energy
 Coal Mining
 Electric Utilities
 Energy Conservation
 Environmental Services
 Oil & Gas
 Other Energy
Health Care
 Biotechnology
 Health Insurance
 Hospitals & Physicians
 Pharmaceuticals
 Other Health Care
 Manufacturing
Real Estate
XCommercial
 Construction
 REITS & Finance
 Residential
 Other Real Estate
 
Retailing
 
Restaurants
Technology
 Computers
 Telecommunications
 Other Technology
Travel
 Airlines & Airports
 Lodging & Conventions
 Tourism & Travel Services
 Other Travel
 
Other

5. Issuer Size

Revenue RangeORAggregate Net Asset Value Range
  No Revenues  No Aggregate Net Asset Value
  $1 - $1,000,000  $1 - $5,000,000
  $1,000,001 - $5,000,000  $5,000,001 - $25,000,000
  $5,000,001 - $25,000,000  $25,000,001 - $50,000,000
  $25,000,001 - $100,000,000  $50,000,001 - $100,000,000
  Over $100,000,000  Over $100,000,000
XDecline to Disclose  Decline to Disclose
  Not Applicable   Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

  Rule 504(b)(1) (not (i), (ii) or (iii))
XInvestment Company Act Section 3(c)
   Section 3(c)(1)   Section 3(c)(9)
   Section 3(c)(2)   Section 3(c)(10)
   Section 3(c)(3)   Section 3(c)(11)
   Section 3(c)(4)   Section 3(c)(12)
XSection 3(c)(5)   Section 3(c)(13)
   Section 3(c)(6)   Section 3(c)(14)
   Section 3(c)(7)
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 505
   Rule 506(b)
XRule 506(c)
   Securities Act Section 4(a)(5)
  

7. Type of Filing

   New NoticeDate of First Sale2021-12-29   First Sale Yet to Occur
XAmendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
XYes   No

9. Type(s) of Securities Offered (select all that apply)

   EquityXPooled Investment Fund Interests
   Debt   Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security   Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security   Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   YesXNo

Clarification of Response (if Necessary):

 

11. Minimum Investment

Minimum investment accepted from any outside investor$100,000USD

12. Sales Compensation

Recipient
Recipient CRD Number   None
S2K Financial LLC248786
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
5950 Hazeltine National DriveSuite 305
CityState/Province/CountryZIP/Postal Code
OrlandoFLORIDA32822
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
XAll States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Alexander Capital, L.P.40077
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
10 DRS JAMES PARKER BLVDSUITE 202
CityState/Province/CountryZIP/Postal Code
RED BANKNEW JERSEY07701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
AAG Capital, Inc.188
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
2211 Ashley Oaks Circle 
CityState/Province/CountryZIP/Postal Code
Wesley ChapelFLORIDA33544
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Arkadios Capital282710
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
2827 Peachtree Rd NESuite 510
CityState/Province/CountryZIP/Postal Code
AtlantaGEORGIA30305
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
XAll States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Ausdal Financial Partners, Inc.7995
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
5187 Utica Ridge Road 
CityState/Province/CountryZIP/Postal Code
DavenportIOWA52807
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
XAll States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Capulent, LLC155155
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
4144 N 44th StreetSuite 3
CityState/Province/CountryZIP/Postal Code
PhoenixARIZONA85018
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
DMK Advisor Group, Inc.41067
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
17961 Hunting Bow CircleSuite 102
CityState/Province/CountryZIP/Postal Code
LutzFLORIDA33558
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Great Point Capital LLC114203
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
200 West Jackson Blvd.Suite 1000
CityState/Province/CountryZIP/Postal Code
ChicagoILLINOIS60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Green Vista Capital, LLC293630
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
222 N. Park Avenue 
CityState/Province/CountryZIP/Postal Code
Winter ParkFLORIDA32789
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Moloney Securities Co., Inc.38535
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
13537 Barrett Parkway Drive#300
CityState/Province/CountryZIP/Postal Code
ManchesterMISSOURI63021
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Peak Brokerage Services, LLC157045
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
1070 East Indiantown RoadSuite 208-210
CityState/Province/CountryZIP/Postal Code
JupiterFLORIDA33477
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Third Seven Capital LLC160209
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
67 Holly Hill LaneSuite 300C
CityState/Province/CountryZIP/Postal Code
GreenwichCONNECTICUT06830
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
XAll States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Vanderbilt Securities LLC5953
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
125 Froehlich Farm Blvd. 
CityState/Province/CountryZIP/Postal Code
WoodburyNEW YORK11797
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Emerson Equity LLC130032
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
155 Bovet RoadSuite 725
CityState/Province/CountryZIP/Postal Code
San MateoCALIFORNIA94402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
XAll States
   Foreign/non-US

Recipient
Recipient CRD Number   None
G.A. Repple & Company17486
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
101 Normandy Rd 
CityState/Province/CountryZIP/Postal Code
CasselberryFLORIDA32707
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
FNEX Capital LLC166316
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
One Indiana SquareSuite 2252
CityState/Province/CountryZIP/Postal Code
IndianapolisINDIANA46204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

Recipient
Recipient CRD Number   None
Colliers Securities LLC7477
(Associated) Broker or DealerXNone
(Associated) Broker or Dealer CRD NumberXNone
NoneNone
Street Address 1Street Address 2
90 South Seventh StreetSuite 4300
CityState/Province/CountryZIP/Postal Code
MinneapolisMINNESOTA55402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
XAll States
   Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount$55,000,000USD
or   Indefinite
Total Amount Sold$31,550,332USD
Total Remaining to be Sold$23,449,668USD
or  Indefinite

Clarification of Response (if Necessary):

  

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
 
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
107

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions$5,500,000USD
XEstimate
Finders' Fees$0USD
   Estimate

Clarification of Response (if Necessary):

Amount includes a maximum of $3,850,000 in sales commissions that may be earned by participating dealers and a maximum of $1,650,000 in managing dealer fees that may be earned by S2K Financial LLC.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0USD
   Estimate

Clarification of Response (if Necessary):

 

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

IssuerSignatureName of SignerTitleDate
S2K Charlotte Multifamily OZ Fund LLC/s/ Neil CohenNeil CohenEVP & General Counsel of the Managing Member of the Issuer2025-06-26

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.