Exhibit 107
Calculation of Filing Fee Tables
Form S-1
(Form Type)
Ascent Solar Technologies, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type |
Security Class Title |
Fee Calculation or Carry Forward Rule |
Amount Registered |
Proposed Maximum Offering Price Per Unit |
Maximum Aggregate Offering Price(1) |
Fee Rate |
Amount of Registration Fee |
Equity | Common stock, par value $0.0001 per share (2) | 457(o) | $5,000,000 | $0.0001531 | $765.50 | ||
Other | Pre-funded warrants to purchase common stock(3) | 457(g) | - | $0.0001531 | (3)(4) | ||
Equity | Common stock, par value $0.001 per share, underlying pre-funded warrants(3) | 457(o) | - | $0.0001531 | (3) | ||
Other | Warrants to purchase common stock | 457(g) | - | (4) | |||
Equity | Common stock, par value $0.0001 per share, underlying warrants | 457(o) | $5,000,000 | $0.0001531 | $765.50 | ||
Other |
Placement Agent Warrants to purchase Common stock |
457(g) | - | (4)(5) | |||
Equity | Common stock, par value $0.0001 per share, underlying Placement Agent Warrants | 457(o) | $437,500 (5) | $0.0001531 | $66.98 | ||
Total Offering Amounts/Net Fee Due | $10,437,500 | $1,597.98 |
(1) | Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”). |
(2) | Pursuant to Rule 416 under the Securities Act, this registration statement shall also cover an indeterminable number of additional shares of the registrant’s securities that become issuable by reason of any stock splits, stock dividends or similar transactions. |
(3) | The proposed maximum aggregate offering price of the Common Stock to be issued in the offering will be reduced on a dollar-for-dollar basis based on the offering price of any Pre-Funded Warrants issued in the offering, and the proposed maximum aggregate offering price of the Pre-Funded Warrants to be issued in the offering will be reduced on a dollar-for-dollar basis based on the offering price of any Common Stock issued in the offering. Accordingly, the proposed maximum aggregate offering price of the Common Stock and Pre-Funded Warrants (including the Common Stock issuable upon exercise of the Pre-Funded Warrants), if any, is $5,000,000. |
(4) | No separate registration fee is payable pursuant to Rule 457(g) under the Securities Act. |
(5) | Represents Warrants issuable to the Placement Agent, or its designees, to purchase a number of shares of Common Stock equal to 7.0% of the aggregate number of shares of Common Stock and Pre-Funded Warrants being offered in this offering, at an exercise price equal to 125% of the combined public offering price per share of Common Stock and accompanying Warrants. |