Schedule A
Funds
For each Fund, the investment management fee shall be accrued daily and calculated in accordance with the corresponding schedule set forth below:
As of the Effective Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.10000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.09750% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.09500% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.09250% |
Fund net assets greater than $10 billion up to and including $15 billion | 0.09000% |
Fund net assets greater than $15 billion | 0.08500% |
Fund | Effective Date: |
FT Vest Laddered Moderate Buffer ETF (BUFZ) | June 30, 2025 |
FT Vest Laddered Small Cap Buffer ETF (BUFS) | June 30, 2025 |
FT Vest Laddered International Moderate Buffer ETF (BUFY) | June 30, 2025 |
As of the Effective Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.20000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.19500% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.19000% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.18500% |
Fund net assets greater than $10 billion up to and including $15 billion | 0.18000% |
Fund net assets greater than $15 billion | 0.17000% |
Fund | Effective Date: |
First Trust Multi-Strategy Alternative ETF (LALT) | January 27, 2023 |
Effective as of the Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.85000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.82875% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.80750% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.78625% |
Fund net assets greater than $10 billion | 0.76500% |
A-1
Fund | Effective Date: |
FT Vest U.S. Equity Moderate Buffer ETF – January (GJAN) | January 12, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – February (GFEB) | February 10, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETF – March (XMAR) | March 10, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – March (GMAR) | March 10, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – April (GAPR) | April 17, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – May (GMAY) | May 15, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – June (GJUN) | June 9, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – July (GJUL) | June 9, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – August (GAUG) | June 9, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – July (XJUL) | July 12, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – August (XAUG) | July 12, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – September (GSEP) | September 8, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – October (GOCT) | September 8, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – November (GNOV) | September 8, 2023 |
FT Vest U.S. Equity Moderate Buffer ETF – December (GDEC) | September 8, 2023 |
FT Vest U.S. Equity Buffer & Premium Income ETF -September (XISE) | September 9, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – October (XOCT) | October 12, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – November (XNOV) | October 12, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – January (XJAN) | October 12, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – February (XFEB) | October 12, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – April (XAPR) | October 12, 2023 |
FT Vest U.S. Equity Enhance & Moderate Buffer ETFs – May (XMAY) | October 12, 2023 |
First Trust Active Global Quality Income ETF (AGQI) | November 17, 2023 |
FT Vest U.S. Equity Buffer & Premium Income ETF -December (XIDE) | December 4, 2023 |
FT Vest U.S. Equity Max Buffer ETF – March (MARM) | March 15, 2024 |
FT Vest U.S. Equity Buffer & Premium Income ETF -March (XIMR) | March 18, 2024 |
FT Vest U.S. Equity Buffer & Premium Income ETF - June (XIJN) | June 10, 2024 |
FT Vest U.S. Equity Max Buffer ETF – June (JUNM) | June 10, 2024 |
A-2
FT Vest U.S. Equity Equal Weight Buffer ETF – June (RSJN) | June 14, 2024 |
FT Vest U.S. Equity Max Buffer ETF – July (JULM) | July 24, 2024 |
FT Vest U.S. Equity Max Buffer ETF – August (AUGM) | August 12, 2024 |
FT Vest U.S. Equity Max Buffer ETF – September (SEPM) | August 12, 2024 |
FT Vest U.S. Equity Equal Weight Buffer ETF – September (RSSE) | September 6, 2024 |
FT Vest U.S. Equity Equal Weight Buffer ETF – December (RSDE) | September 6, 2024 |
FT Vest U.S. Equity Equal Weight Buffer ETF – March (RSMR) | September 6, 2024 |
FT Vest U.S. Equity Max Buffer ETF – October (OCTM) | October 8, 2024 |
FT Vest U.S. Equity Max Buffer ETF – November (NOVM) | October 8, 2024 |
FT Vest U.S. Equity Max Buffer ETF – December (DECM) | October 8, 2024 |
FT Vest U.S. Equity Max Buffer ETF – January (JANM) | October 8, 2024 |
FT Vest U.S. Equity Max Buffer ETF – February (FEBM) | October 8, 2024 |
FT Vest U.S. Equity Max Buffer ETF – April (APXM) | October 8, 2024 |
FT Vest U.S. Equity Max Buffer ETF – May (MAYM) | October 8, 2024 |
FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF (DHDG) | October 16, 2024 |
FT Vest U.S. Equity Uncapped Accelerator ETF – October (UXOC) | October 18, 2024 |
FT Vest U.S. Equity Uncapped Accelerator ETF – January (UXJA) | October 18, 2024 |
FT Vest U.S. Equity Uncapped Accelerator ETF – April (UXAP) | October 18, 2024 |
FT Vest U.S. Equity Quarterly Dynamic Buffer ETF (FHDG) | November 8, 2024 |
FT Vest U.S. Equity Quarterly Max Buffer ETF (SQMX) | December 16, 2024 |
FT Vest U.S. Equity Uncapped Accelerator ETF – July (UXJL) | TBD |
As of the Effective Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.85000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.82875% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.80750% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.78625% |
Fund net assets greater than $10 billion up to and including $15 billion | 0.76500% |
Fund net assets greater than $15 billion | 0.72250% |
A-3
FT Raymond James Multicap Growth Equity ETF (RJMG) | January 12, 2024 |
*As of the Effective as of the Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.90000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.87750% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.85500% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.83250% |
Fund net assets greater than $10 billion | 0.81000% |
FT Vest U.S. Small Cap Moderate Buffer ETF – May (SMAY) | May 15, 2023 |
FT Vest U.S. Small Cap Moderate Buffer ETF – August (SAUG) | August 7, 2023 |
FT Vest U.S. Small Cap Moderate Buffer ETF – November (SNOV) | November 6, 2023 |
FT Vest U.S. Small Cap Moderate Buffer ETF – February (SFEB) | February 5, 2024 |
FT Vest Nasdaq-100 Conservative Buffer ETF – April (QCAP) | April 8, 2024 |
FT Vest Nasdaq-100 Conservative Buffer ETF – July (QCJL) | April 8, 2024 |
FT Vest Nasdaq-100 Conservative Buffer ETF – October (QCOC) | April 8, 2024 |
FT Vest Nasdaq-100 Conservative Buffer ETF – January (QCJA) | April 8, 2024 |
FT Vest Nasdaq-100 Moderate Buffer ETF – May (QMMY) | May 5, 2024 |
FT Vest Nasdaq-100 Moderate Buffer ETF – August (QMAG) | May 5, 2024 |
FT Vest Nasdaq-100 Moderate Buffer ETF – November (QMNV) | May 5, 2024 |
FT Vest Nasdaq-100 Moderate Buffer ETF – February (QMFE) | May 5, 2024 |
*As of the Effective as of the Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.95000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.92625% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.90250% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.87875% |
Fund net assets greater than $10 billion | 0.85500% |
FT Vest Emerging Market Buffer ETF – September (TSEP) | September 11, 2024 |
FT Vest Emerging Market Buffer ETF – December (TDEC) | September 11, 2024 |
FT Vest Emerging Market Buffer ETF – March (TMAR) | September 11, 2024 |
FT Vest Emerging Market Buffer ETF – June (TJUN) | June 13, 2025 |
FT Confluence BDC & Specialty Finance Income ETF (FBDC) | June 23, 2025 |
A-4
Effective as of the Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 1.10000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 1.07250% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 1.04500% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 1.01750% |
Fund net assets greater than $10 billion | 0.99000% |
FT Energy Income Partners Enhanced Income ETF (EIPI) | May 1, 2024 |
As of the Effective Date, with respect to each Fund listed below, the investment management fee shall be accrued daily and calculated in accordance with the following schedule:
Average Daily Net Assets | Annual Rate |
Fund net assets up to and including $2.5 billion | 0.10000% |
Fund net assets greater than $2.5 billion up to and including $5 billion | 0.09750% |
Fund net assets greater than $5 billion up to and including $7.5 billion | 0.09500% |
Fund net assets greater than $7.5 billion up to and including $10 billion | 0.09250% |
Fund net assets greater than $10 billion up to and including $15 billion | 0.09000% |
Fund net assets greater than $15 billion | 0.08500% |
Fund | Effective Date: |
FT Vest Laddered Enhance & Moderate Buffer ETF (BUFX) | June 16, 2025 |
FT Vest Laddered Max Buffer ETF (BUFH) | June 16, 2025 |
A-5