UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.02. | Departure of Director or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Agreements of Certain Officers. |
Chief Financial Officer and Treasurer Retirement and Appointment
On June 11, 2025, Gregory Hunt, Chief Financial Officer and Treasurer of MidCap Financial Investment Corporation (the “Company”), notified the Board of Directors of the Company (the “Board”) of his intention to step down, effective as of the close of business on June 30, 2025. Mr. Hunt is expected to be retained by the Company as a consultant to assist with the transition of his responsibilities through the close of business on December 31, 2025, unless extended by mutual agreement of the Company and Mr. Hunt. The Company and the Board are grateful to Mr. Hunt for his service and look forward to his continued contributions through the term of his consultant arrangement.
Mr. Hunt’s decision to step down is not the result of any disagreement with the Company, its adviser or their affiliates regarding their operations, policies, practices or otherwise.
On June 11, 2025, the Board appointed Kenneth Seifert as Chief Financial Officer and Treasurer of the Company, effective as of the close of business on June 30, 2025.
Mr. Seifert (i) was not appointed as the Company’s Chief Financial Officer and Treasurer pursuant to any arrangement or understanding with any other person; (ii) does not have a family relationship with any of the Company’s directors or other executive officers; (iii) has not engaged, since the beginning of the Company’s last fiscal year, nor proposes to engage, in any transaction in which the Company was or is a participant; and (iv) has not entered into, nor expects to enter into, any material plan, contract, arrangement, grant or award in connection with his appointment as the Company’s Chief Financial Officer and Treasurer.
Mr. Seifert, 47, serves as the Chief Financial Officer and Treasurer of Apollo Diversified Credit Fund and Apollo Diversified Real Estate Fund since 2022. Mr. Seifert previously served as Chief Financial Officer and Treasurer of Apollo S3 Private Markets Fund from 2023 to 2024, Apollo Senior Floating Rate Fund Inc. from 2021 to 2024 and Apollo Tactical Income Fund Inc. from 2021 to 2024. He joined Apollo in June 2015 and has worked in Apollo’s Controllers group throughout his tenure. Prior to that time, Mr. Seifert was a Senior Manager at KPMG where he was an Auditor in the Alternative Investment practice, and before that, Mr. Seifert was a Senior Manager at Rothstein Kass where he was an Auditor in the Financial Services practice. In his positions, Mr. Seifert has specialized in alternative investments including Hedge, Private Equity, Fund of Funds, and Regulated Investment Companies. Mr. Seifert graduated from the Pennsylvania State University with a BS in Accounting and a minor in Business Law.
Director Resignation
On June 11, 2025, Howard Widra notified the Board of his intention to retire from his role at Apollo Global Management Inc. (“Apollo”), to pursue other opportunities, effective on or about the close of business on December 31, 2026. In connection with Mr. Widra’s retirement from Apollo, Mr. Widra informed the Board of his intention to resign as director and Executive Chairman of the Board, effective on or about the close of business on December 31, 2026. The Company has initiated a search to identify his successor.
Mr. Widra’s decision to resign is not the result of any disagreement with the Company, its adviser or their affiliates regarding their operations, policies, practices or otherwise.
The Company and the Board are grateful to Mr. Widra for his service and look forward to his continued contributions through the remainder of his tenure on the Board.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MIDCAP FINANCIAL INVESTMENT CORPORATION | ||
| By: | /s/ Kristin M. Hester | |
| Name: | Kristin M. Hester | |
| Title: | Chief Legal Officer, Vice President and Secretary | |
Date: June 13, 2025