As filed with the Securities and Exchange Commission on June 13, 2025
Registration No. 333-_______
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Alphatec Holdings, Inc.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware |
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20-2463898 |
(State or other jurisdiction of incorporation or organization) |
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(IRS Employer Identification No.) |
Alphatec Holdings, Inc.
1950 Camino Vida Roble
Carlsbad, California 92008
(Address of Principal Executive Offices) (Zip Code)
Alphatec Holdings, Inc. 2016 Equity Incentive Plan
(Full Title of the Plan)
Tyson E. Marshall, Esq.
General Counsel and Secretary
Alphatec Holdings, Inc.
1950 Camino Vida Roble
Carlsbad, California 92008
(Name and Address of Agent for Service)
(760) 431-9286
(Telephone Number, Including Area Code, of Agent For Service)
Copy to:
Joshua E. Little, Esq.
Dentons Durham Jones Pinegar P.C.
192 E. 200 N., Third Floor
St. George, Utah 84770
(435) 674-0400
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer x |
Accelerated filer o |
Non-accelerated filer o |
Smaller reporting company o |
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Emerging growth company o |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ☐
EXPLANATORY NOTE
This Registration Statement registers the offer and sale of an additional 12,000,000 shares of Common Stock of Alphatec Holdings, Inc. that may be issued to participants pursuant to the Alphatec Holdings, Inc. 2016 Equity Incentive Plan (the “Equity Plan”). In accordance with Instruction E to Form S-8, the contents of the following prior registration statements on Form S-8, previously filed with the Commission with respect to the Equity Plan, are hereby incorporated by reference: (i) 1,083,333 shares of Common Stock on Form S-8 filed with the Securities and Exchange Commission (the “Commission”) on October 5, 2016 (File No. 333-213981); (ii) 5,000,000 shares of Common Stock on Form S-8 filed with the Commission on May 21, 2018 (File No. 333-225080); (iii) 4,000,000 shares of Common Stock on Form S-8 filed with the Commission on July 16, 2019 (File No. 333-232661); (iv) 7,000,000 shares of Common Stock on Form S-8 filed with the Commission on June 30, 2020 (File No. 333-239556); and (v) 9,300,000 shares of Common Stock on Form S-8 filed with the Commission on June 20, 2023 (File No. 333-272778).
In accordance with the instructional Note to Part I of Form S-8 as promulgated by the Commission, the information specified by Part I of Form S-8 has been omitted from this Registration Statement on Form S-8 for offers of Common Stock pursuant to the Equity Plan. The documents containing the information specified in Part I will be delivered to the participants in the Equity Plan covered by this Registration Statement as required by Rule 428(b)(1) under the Securities Act of 1933, as amended (the “Securities Act”).
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
In accordance with the rules and regulations of the Commission, the information called for in Part I of Form S-8 is not being filed with or included in this Registration Statement or in a prospectus or prospectus supplement pursuant to Rule 424 of the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
A list of exhibits included as part of this Registration Statement is set forth in the Exhibit Index to this Registration Statement and is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Carlsbad, State of California, on June 13, 2025.
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ALPHATEC HOLDINGS, INC. |
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By: |
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/s/ Patrick S. Miles |
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Patrick S. Miles |
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Chairman and Chief Executive Officer |
POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of Alphatec Holdings, Inc. (the “Company”), hereby severally constitute and appoint Patrick S. Miles and J. Todd Koning, and each of them singly, our true and lawful attorneys, with full power to them, and to each of them singly, to sign for us and in our names in the capacities indicated below, any and all amendments to this Registration Statement, and all other documents in connection therewith to be filed with the Securities and Exchange Commission, and generally to do all things in our names and on our behalf in such capacities to enable the Company to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
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Signature |
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Title(s) |
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Date |
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/s/ Patrick S. Miles Patrick S. Miles |
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Chairman and Chief Executive Officer (Principal Executive Officer) |
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June 13, 2025 |
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/s/ J. Todd Koning J. Todd Koning |
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EVP, Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
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June 13, 2025 |
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/s/ Mortimer Berkowitz III Mortimer Berkowitz III |
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Director |
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June 13, 2025 |
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/s/ Quentin Blackford Quentin Blackford |
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Director |
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June 13, 2025 |
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/s/ David Demski David Demski |
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Director |
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June 13, 2025 |
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/s/ Karen McGinnis Karen McGinnis |
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Director |
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June 13, 2025 |
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/s/ David Pelizzon David Pelizzon |
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Director |
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June 13, 2025 |
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/s/ Jeffrey P. Rydin Jeffrey P. Rydin |
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Director |
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June 13, 2025 |
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/s/ Keith Valentine Keith Valentine |
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Director |
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June 13, 2025 |
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/s/ Ward W. Woods Ward W. Woods |
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Director |
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June 13, 2025 |