SCHEDULE C

Transactions in Securities

 

Transactions by Stilwell Value Partners VII, L.P.

 

Nature of Transaction  Date  Number of
Securities
  Price Per
Security($)
  Total
Purchase or Sale Price($)
Sale of Series B Convertible Preferred Stock   06/04/25    2,344    4    9,376 
Disposition of 7.00% Subordinated Convertible Notes due 2031(1)   06/11/25    $249,041    (1)    (1) 
Acquisition of Common Stock(1)   06/11/25    88,333    2.819312    249,038.29 
Sale of Series D Cumulative Preferred Stock   06/12/25    2,414    33.2264    80,208.53 

 

Transactions by Stilwell Activist Fund, L.P.

 

Nature of Transaction  Date  Number of
Securities
  Price Per
Security($)
  Total
Purchase or Sale Price($)
Sale of Series B Convertible Preferred Stock  06/04/25   1,492    4    5,968 
Disposition of 7.00% Subordinated Convertible Notes due 2031(1)  06/11/25   $120,002    (1)    (1) 
Acquisition of Common Stock(1)  06/11/25   42,564    2.819312    120,001.20 
Sale of Series D Cumulative Preferred Stock  06/12/25   1,893    33.2264    62,897.58 

 

Transactions by Stilwell Activist Investments, L.P.

 

Nature of Transaction  Date  Number of
Securities
  Price Per
Security($)
  Total
Purchase or Sale Price($)
Sale of Series B Convertible Preferred Stock  05/27/25   871    4    3,484 
Sale of Series B Convertible Preferred Stock  06/04/25   10,338    4    41,352 
Disposition of 7.00% Subordinated Convertible Notes due 2031(1)  06/11/25   $1,143,457    (1)    (1) 
Acquisition of Common Stock(1)  06/11/25   405,580    2.819312    1,143,456.56 
Sale of Series D Cumulative Preferred Stock  06/12/25   13,193    33.2264    438,355.90 

 

Transactions by Stilwell Associates, L.P.

 

Nature of Transaction  Date  Number of
Securities
  Price Per
Security($)
  Total
Purchase or Sale Price($)
Disposition of Series D Cumulative Preferred Stock(2)  06/05/25   100    41.34    4,134 
Acquisition of Common Stock(2)  06/05/25   806    5.13    4,134.78 

 

 

 

(1) Such transactions were made in connection with the conversion of the Notes, as described in Item 6 of the Thirty-Sixth Amendment. The Notes are convertible into shares of Common Stock at a conversion price of $2.819312 per share (8.867413 common shares for each $25.00 of principal amount of the Notes being converted) in accordance with the terms of the Indenture.

 

(2) Such transactions were made in connection with the redemption requests, as described in Item 6 of the Thirty-Sixth Amendment. The redemption price for each share of Series D Preferred Stock was approximately $41.34 ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). The number of shares of Common Stock issued upon redemption of Series D Preferred Stock was based on a Common Stock price of $5.13, which was the volume weighted average of the closing sales price, as reported on the Nasdaq Capital Market, per share of Common Stock for the ten consecutive trading days immediately preceding, but not including, the redemption date.