Adaptive Biotechnologies Corp false 0001478320 0001478320 2025-06-10 2025-06-10
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 10, 2025

 

 

ADAPTIVE BIOTECHNOLOGIES CORPORATION

(Exact name of Registrant as Specified in Its Charter)

 

 

 

Washington   001-38957   27-0907024
(State or Other Jurisdiction
of Incorporation)
 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

1165 Eastlake Avenue East  
Seattle, Washington   98109
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, Including Area Code: (206) 659-0067

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 


Title of each class

 

Trading
Symbol(s)

 

Name of each exchange
on which registered

Common stock, par value $0.0001 per share   ADPT   The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 10, 2025, Adaptive Biotechnologies Corporation (the “Company”) held its annual meeting of shareholders (the “Annual Meeting”) pursuant to notice duly given. Three proposals were presented for voting: Proposal 1: election of the Class III director to the Board of Directors (Chad Robins); Proposal 2: an advisory request concerning compensation for the Company’s 2024 named executive officers; and, Proposal 3: ratification of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2025. Each of the proposals was described in detail in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 29, 2025. A quorum of the shareholders voted by the conclusion of the Annual Meeting. The final results of the voting are set forth below.

Proposal 1: Election of Class III Director

 

Chad Robins

   Votes Submitted      As % of Proposal Votes     Broker Non Vote  

For

     103,695,675        80.95     12,805,961  

Against

     819        —     

Withhold/Abstain

     24,409,068        19.05  

Proposal 2: Advisory Vote Concerning the 2024 Compensation of the Company’s Named Executive Officers

 

     Votes Submitted      As % of Proposal Votes     Broker Non Vote  

For

     126,126,999        98.46     12,805,961  

Against

     1,580,695        1.23  

Withhold/Abstain

     397,868        0.31  

Proposal 3: Ratification of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the Year Ending December 31, 2025

 

     Votes Submitted      As % of Proposal Votes     Broker Non Vote  

For

     140,778,854        99.91     0  

Against

     113,955        0.08  

Withhold/Abstain

     18,714        0.01  

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      Adaptive Biotechnologies Corporation
Date: June 12, 2025     By:  

/s/ Kyle Piskel

     

Kyle Piskel

Chief Financial Officer


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