| Pursuant to the Fund's procedures adopted under Rule 10f-3, the Fund's Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3. | |||||
| Fund | Core Plus Fund | ||||
| Issuer | Mitsubishi UFJ Financial Group, Inc. | ||||
| Ticker/Sebol | 606822DF8 | ||||
| Principal Amount (US$) | $1,600,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $300,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/8/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | MUFG Securities Americas Inc. | ||||
| Other Syndicate Members: | Morgan Stanley & Co. LLC | ||||
| J.P. Morgan Securities LLC | |||||
| Barclays Capital Inc. | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| BNP Paribas | |||||
| TD Securities USA LLC | |||||
| Société Générale | |||||
| Crédit Agricole Corporate and Investment Bank | |||||
| HSBC Securities (USA) Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Wells Fargo Securities, LLC | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Mitsubishi UFJ Financial Group, Inc. | ||||
| Ticker/Sebol | 606822DF8 | ||||
| Principal Amount (US$) | $1,600,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $4,700,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/8/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | MUFG Securities Americas Inc. | ||||
| Other Syndicate Members: | Morgan Stanley & Co. LLC | ||||
| J.P. Morgan Securities LLC | |||||
| Barclays Capital Inc. | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| BNP Paribas | |||||
| TD Securities USA LLC | |||||
| Société Générale | |||||
| Crédit Agricole Corporate and Investment Bank | |||||
| HSBC Securities (USA) Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Wells Fargo Securities, LLC | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Mitsubishi UFJ Financial Group, Inc. | ||||
| Ticker/Sebol | 606822DF8 | ||||
| Principal Amount (US$) | $1,600,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $219,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/8/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | MUFG Securities Americas Inc. | ||||
| Other Syndicate Members: | Morgan Stanley & Co. LLC | ||||
| J.P. Morgan Securities LLC | |||||
| Barclays Capital Inc. | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| BNP Paribas | |||||
| TD Securities USA LLC | |||||
| Société Générale | |||||
| Crédit Agricole Corporate and Investment Bank | |||||
| HSBC Securities (USA) Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Wells Fargo Securities, LLC | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | JP Morgan Chase & Co. | ||||
| Ticker/Sebol | 46647PEE2 | ||||
| Principal Amount (US$) | $2,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $2,432,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/15/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Morgan Stanley & Co. LLC | |||||
| J.P. Morgan Securities LLC | |||||
| Barclays Capital Inc. | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| BNP Paribas | |||||
| TD Securities USA LLC | |||||
| Société Générale | |||||
| Crédit Agricole Corporate and Investment Bank | |||||
| HSBC Securities (USA) Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Wells Fargo Securities, LLC | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.250% | ||||
| Currency | USD | ||||
| Fund | Short Duration Strategic Income Fund | ||||
| Issuer | JP Morgan Chase & Co. | ||||
| Ticker/Sebol | 46647PEE2 | ||||
| Principal Amount (US$) | $2,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,352,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/15/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Morgan Stanley & Co. LLC | |||||
| J.P. Morgan Securities LLC | |||||
| Barclays Capital Inc. | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| BNP Paribas | |||||
| TD Securities USA LLC | |||||
| Société Générale | |||||
| Crédit Agricole Corporate and Investment Bank | |||||
| HSBC Securities (USA) Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Wells Fargo Securities, LLC | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.250% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | JP Morgan Chase & Co. | ||||
| Ticker/Sebol | 46647PEH5 | ||||
| Principal Amount (US$) | $3,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $341,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/15/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | JP Morgan Chase & Co. | ||||
| Ticker/Sebol | 46647PEH5 | ||||
| Principal Amount (US$) | $3,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $4,988,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/15/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | JP Morgan Chase & Co. | ||||
| Ticker/Sebol | 46647PEH5 | ||||
| Principal Amount (US$) | $3,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $179,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/15/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Citibank, N.A. | ||||
| Ticker/Sebol | 17325FBG2 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $250,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/23/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| SG Americas Securities, LLC | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| UBS Securities LLC | |||||
| Academy Securities, Inc. | |||||
| BBVA Securities Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CastleOak Securities, L.P. | |||||
| Commonwealth Bank of Australia | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Desjardins Securities Inc. | |||||
| Fifth Third Securities, Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nomura Securities International, Inc. | |||||
| North South Capital LLC | |||||
| Nykredit Bank A/S | |||||
| Oversea-Chinese Banking Corporation Limited | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Banco de Sabadell, S.A. | |||||
| Security Capital Brokerage, Inc. | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Underwriting Spread | 0.425% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Citibank, N.A. | ||||
| Ticker/Sebol | 17325FBG2 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $3,770,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 4/23/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| SG Americas Securities, LLC | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| UBS Securities LLC | |||||
| Academy Securities, Inc. | |||||
| BBVA Securities Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CastleOak Securities, L.P. | |||||
| Commonwealth Bank of Australia | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Desjardins Securities Inc. | |||||
| Fifth Third Securities, Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nomura Securities International, Inc. | |||||
| North South Capital LLC | |||||
| Nykredit Bank A/S | |||||
| Oversea-Chinese Banking Corporation Limited | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Banco de Sabadell, S.A. | |||||
| Security Capital Brokerage, Inc. | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| DBS Bank Ltd. | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Academy Securities, Inc. | |||||
| American Veterans Group, PBC | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| Cabrera Capital Markets LLC | |||||
| CastleOak Securities, L.P. | |||||
| Drexel Hamilton, LLC | |||||
| Falcon Square Capital LLC | |||||
| Guzman & Company | |||||
| Independence Point Securities LLC | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Multi-Bank Securities, Inc. | |||||
| Penserra Securities LLC | |||||
| R. Seelaus & Co., LLC | |||||
| Roberts & Ryan Investments, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Stern Brothers & Co. | |||||
| Tigress Financial Partners, LLC | |||||
| Underwriting Spread | 0.425% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Freedom Mortgage Holdings LLC | ||||
| Ticker/Sebol | 35641AAA6 | ||||
| Principal Amount (US$) | $303,750,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $61,762.50 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/6/2024 | ||||
| Price (US$) | $101.250 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | Barclays Capital Inc. | ||||
| KeyBanc Capital Markets Inc. | |||||
| BofA Securities, Inc. | |||||
| Wells Fargo Securities, LLC | |||||
| Mizuho Securities USA LLC | |||||
| Nomura Securities International, Inc. | |||||
| Capital One Securities, Inc. | |||||
| Citizens JMP Securities, LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Freedom Mortgage Holdings LLC | ||||
| Ticker/Sebol | 35641AAA6 | ||||
| Principal Amount (US$) | $303,750,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $6,075.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/6/2024 | ||||
| Price (US$) | $101.250 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | J.P. Morgan Securities LLC | ||||
| Other Syndicate Members: | Barclays Capital Inc. | ||||
| KeyBanc Capital Markets Inc. | |||||
| BofA Securities, Inc. | |||||
| Wells Fargo Securities, LLC | |||||
| Mizuho Securities USA LLC | |||||
| Nomura Securities International, Inc. | |||||
| Capital One Securities, Inc. | |||||
| Citizens JMP Securities, LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | PennyMac Financial Services, Inc. | ||||
| Ticker/Sebol | 70932MAE7 | ||||
| Principal Amount (US$) | $645,872,500 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $286,171.20 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/20/2024 | ||||
| Price (US$) | $99.365 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | Citigroup Global Markets Inc. | ||||
| Barclays Capital Inc. | |||||
| Nomura Securities International, Inc. | |||||
| BofA Securities, Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Morgan Stanley & Co. LLC | |||||
| Wells Fargo Securities, LLC | |||||
| ATLAS SP Securities, a division of Apollo Global Securities, LLC | |||||
| BTIG, LLC | |||||
| Barclays Capital Inc. | |||||
| KeyBanc Capital Markets Inc. | |||||
| BofA Securities, Inc. | |||||
| Wells Fargo Securities, LLC | |||||
| Mizuho Securities USA LLC | |||||
| Nomura Securities International, Inc. | |||||
| Capital One Securities, Inc. | |||||
| Citizens JMP Securities, LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | PennyMac Financial Services, Inc. | ||||
| Ticker/Sebol | 70932MAE7 | ||||
| Principal Amount (US$) | $645,872,500 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $125,199.90 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/20/2024 | ||||
| Price (US$) | $99.365 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | Citigroup Global Markets Inc. | ||||
| Barclays Capital Inc. | |||||
| Nomura Securities International, Inc. | |||||
| BofA Securities, Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Morgan Stanley & Co. LLC | |||||
| Wells Fargo Securities, LLC | |||||
| ATLAS SP Securities, a division of Apollo Global Securities, LLC | |||||
| BTIG, LLC | |||||
| Barclays Capital Inc. | |||||
| KeyBanc Capital Markets Inc. | |||||
| BofA Securities, Inc. | |||||
| Wells Fargo Securities, LLC | |||||
| Mizuho Securities USA LLC | |||||
| Nomura Securities International, Inc. | |||||
| Capital One Securities, Inc. | |||||
| Citizens JMP Securities, LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PK1 | ||||
| Principal Amount (US$) | $1,750,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $582,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/21/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| American Veterans Group, PBC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nomura Securities International, Inc. | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Telsey Advisory Group LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PK1 | ||||
| Principal Amount (US$) | $1,750,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $6,815,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/21/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| American Veterans Group, PBC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nomura Securities International, Inc. | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Telsey Advisory Group LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PK1 | ||||
| Principal Amount (US$) | $1,750,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,933,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/21/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| American Veterans Group, PBC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nomura Securities International, Inc. | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Telsey Advisory Group LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PK1 | ||||
| Principal Amount (US$) | $1,750,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $196,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/21/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| American Veterans Group, PBC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nomura Securities International, Inc. | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Telsey Advisory Group LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Short Duration Strategic Income Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PK1 | ||||
| Principal Amount (US$) | $1,750,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,133,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 5/21/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| American Veterans Group, PBC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mischler Financial Group, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nomura Securities International, Inc. | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Telsey Advisory Group LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Sumitomo Mitsui Financial Group, Inc. | ||||
| Ticker/Sebol | 86562MDQ0 | ||||
| Principal Amount (US$) | $1,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $122,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/2/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | SMBC Nikko Securities America, Inc. | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC | ||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 0.750% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Sumitomo Mitsui Financial Group, Inc. | ||||
| Ticker/Sebol | 86562MDQ0 | ||||
| Principal Amount (US$) | $1,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,906,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/2/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | SMBC Nikko Securities America, Inc. | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC | ||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 0.750% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Sumitomo Mitsui Financial Group, Inc. | ||||
| Ticker/Sebol | 86562MDQ0 | ||||
| Principal Amount (US$) | $1,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $80,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/2/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | SMBC Nikko Securities America, Inc. | ||||
| Other Syndicate Members: | Goldman Sachs & Co. LLC | ||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 0.750% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PM7 | ||||
| Principal Amount (US$) | $1,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $239,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/23/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| Barclays Capital Inc. | |||||
| BMO Capital Markets Corp. | |||||
| CaixaBank, S.A. | |||||
| Capital One Securities, Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CastleOak Securities, L.P. | |||||
| CAVU Securities LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commerz Markets LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| DZ Financial Markets LLC | |||||
| Emirates NBD Bank PJSC | |||||
| Falcon Square Capital LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Independence Point Securities LLC | |||||
| Goldman Sachs & Co. LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PM7 | ||||
| Principal Amount (US$) | $1,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $3,690,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/23/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| Barclays Capital Inc. | |||||
| BMO Capital Markets Corp. | |||||
| CaixaBank, S.A. | |||||
| Capital One Securities, Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| UBS Securities LLC | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Bancroft Capital, LLC | |||||
| Blaylock Van, LLC | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CastleOak Securities, L.P. | |||||
| CAVU Securities LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commerz Markets LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| DZ Financial Markets LLC | |||||
| Emirates NBD Bank PJSC | |||||
| Falcon Square Capital LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Independence Point Securities LLC | |||||
| Goldman Sachs & Co. LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Short Duration Inflation Protection Fund | ||||
| Issuer | Citibank, N.A. | ||||
| Ticker/Sebol | 17325FBJ6 | ||||
| Principal Amount (US$) | $1,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $2,963,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/30/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | Banco de Sabadell, S.A. | ||||
| Barclays Capital Inc. | |||||
| BMO Capital Markets Corp. | |||||
| CaixaBank, S.A. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Deutsche Bank Securities Inc. | |||||
| MUFG Securities Americas Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| BNY Mellon Capital Markets, LLC | |||||
| Cabrera Capital Markets LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Credit Agricole Securities (USA) Inc. | |||||
| DBS Bank Ltd. | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| Fifth Third Securities, Inc. | |||||
| Great Pacific Securities | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| Mizuho Securities USA LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nordea Bank Abp | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| San Blas Securities, LLC | |||||
| Standard Chartered Bank | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Goldman Sachs & Co. LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 0.150% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Citibank, N.A. | ||||
| Ticker/Sebol | 17325FBJ6 | ||||
| Principal Amount (US$) | $1,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $2,220,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 7/30/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | Banco de Sabadell, S.A. | ||||
| Barclays Capital Inc. | |||||
| BMO Capital Markets Corp. | |||||
| CaixaBank, S.A. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Deutsche Bank Securities Inc. | |||||
| MUFG Securities Americas Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| AmeriVet Securities, Inc. | |||||
| Apto Partners, LLC | |||||
| BNY Mellon Capital Markets, LLC | |||||
| Cabrera Capital Markets LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Credit Agricole Securities (USA) Inc. | |||||
| DBS Bank Ltd. | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| Fifth Third Securities, Inc. | |||||
| Great Pacific Securities | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| Mizuho Securities USA LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Nordea Bank Abp | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| San Blas Securities, LLC | |||||
| Standard Chartered Bank | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Goldman Sachs & Co. LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| J.P. Morgan Securities LLC | |||||
| Nomura Securities International, Inc. | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas | |||||
| Daiwa Capital Markets America Inc. | |||||
| HSBC Securities (USA) Inc. | |||||
| UBS Securities LLC | |||||
| Underwriting Spread | 0.150% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Toyota Motor Credit | ||||
| Ticker/Sebol | 89236TMJ1 | ||||
| Principal Amount (US$) | $749,535,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,511,062.66 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 8/6/2024 | ||||
| Price (US$) | $99.938 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Mizuho Securities USA LLC | ||||
| Other Syndicate Members: | JP Morgan Securities | ||||
| SMBC Nikko Securities America Inc | |||||
| US Bancorp Investments Inc | |||||
| Banco Bradesco BBI SA | |||||
| BBVA Securities Inc | |||||
| CL King & Associates | |||||
| Fifth Third Securities | |||||
| ICBC Standard Bank Plc | |||||
| Intesa Sanpaolo/NY | |||||
| Nomura Securities International | |||||
| Samul A Ramirez & Co Inc | |||||
| Standard Chartered Bank (US) | |||||
| Underwriting Spread | 0.150% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sebol | 06051GMD8 | ||||
| Principal Amount (US$) | $3,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $8,430,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/22/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | Cabrera Capital Markets LLC | ||||
| C.L. King & Associates, Inc. | |||||
| Loop Capital Markets LLC | |||||
| Multi-Bank Securities, Inc. | |||||
| Stern Brothers & Co. | |||||
| ANZ Securities, Inc. | |||||
| BBVA Securities Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| Westpac Capital Markets LLC | |||||
| JP Morgan Securities | |||||
| SMBC Nikko Securities America Inc | |||||
| US Bancorp Investments Inc | |||||
| Banco Bradesco BBI SA | |||||
| BBVA Securities Inc | |||||
| CL King & Associates | |||||
| Fifth Third Securities | |||||
| ICBC Standard Bank Plc | |||||
| Intesa Sanpaolo/NY | |||||
| Nomura Securities International | |||||
| Samul A Ramirez & Co Inc | |||||
| Standard Chartered Bank (US) | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sebol | 06051GMD8 | ||||
| Principal Amount (US$) | $3,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $560,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/22/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | Cabrera Capital Markets LLC | ||||
| C.L. King & Associates, Inc. | |||||
| Loop Capital Markets LLC | |||||
| Multi-Bank Securities, Inc. | |||||
| Stern Brothers & Co. | |||||
| ANZ Securities, Inc. | |||||
| BBVA Securities Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| Westpac Capital Markets LLC | |||||
| JP Morgan Securities | |||||
| SMBC Nikko Securities America Inc | |||||
| US Bancorp Investments Inc | |||||
| Banco Bradesco BBI SA | |||||
| BBVA Securities Inc | |||||
| CL King & Associates | |||||
| Fifth Third Securities | |||||
| ICBC Standard Bank Plc | |||||
| Intesa Sanpaolo/NY | |||||
| Nomura Securities International | |||||
| Samul A Ramirez & Co Inc | |||||
| Standard Chartered Bank (US) | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sebol | 06051GMD8 | ||||
| Principal Amount (US$) | $3,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $240,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 10/22/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | Cabrera Capital Markets LLC | ||||
| C.L. King & Associates, Inc. | |||||
| Loop Capital Markets LLC | |||||
| Multi-Bank Securities, Inc. | |||||
| Stern Brothers & Co. | |||||
| ANZ Securities, Inc. | |||||
| BBVA Securities Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| HSBC Securities (USA) Inc. | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| Westpac Capital Markets LLC | |||||
| JP Morgan Securities | |||||
| SMBC Nikko Securities America Inc | |||||
| US Bancorp Investments Inc | |||||
| Banco Bradesco BBI SA | |||||
| BBVA Securities Inc | |||||
| CL King & Associates | |||||
| Fifth Third Securities | |||||
| ICBC Standard Bank Plc | |||||
| Intesa Sanpaolo/NY | |||||
| Nomura Securities International | |||||
| Samul A Ramirez & Co Inc | |||||
| Standard Chartered Bank (US) | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Citibank, N.A. | ||||
| Ticker/Sebol | 17325FBL1 | ||||
| Principal Ampouint (US$) | $2,200,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $3,245,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/12/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| CAVU Securities LLC | |||||
| Danske Markets Inc. | |||||
| Drexel Hamilton, LLC | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| Banco de Sabadell, S.A. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commerz Markets LLC | |||||
| DBS Bank Ltd. | |||||
| Desjardins Securities Inc. | |||||
| Falcon Square Capital LLC | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ICBC Standard Bank Plc | |||||
| Independence Point Securities LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Natixis Securities Americas LLC | |||||
| NatWest Markets Securities Inc. | |||||
| Oversea-Chinese Banking Corporation Limited | |||||
| Penserra Securities LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| SG Americas Securities, LLC | |||||
| Swedbank AB (publ) | |||||
| Tigress Financial Partners LLC | |||||
| Truist Securities, Inc. | |||||
| UBS Securities LLC | |||||
| UniCredit Capital Markets LLC | |||||
| Barclays Capital Inc. | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.250% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Citibank, N.A. | ||||
| Ticker/Sebol | 17325FBL1 | ||||
| Principal Ampouint (US$) | $2,200,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,655,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/12/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | BBVA Securities Inc. | ||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| CAVU Securities LLC | |||||
| Danske Markets Inc. | |||||
| Drexel Hamilton, LLC | |||||
| ING Financial Markets LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| Banco de Sabadell, S.A. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| C.L. King & Associates, Inc. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commerz Markets LLC | |||||
| DBS Bank Ltd. | |||||
| Desjardins Securities Inc. | |||||
| Falcon Square Capital LLC | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| ICBC Standard Bank Plc | |||||
| Independence Point Securities LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Lloyds Securities Inc. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| Natixis Securities Americas LLC | |||||
| NatWest Markets Securities Inc. | |||||
| Oversea-Chinese Banking Corporation Limited | |||||
| Penserra Securities LLC | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| SG Americas Securities, LLC | |||||
| Swedbank AB (publ) | |||||
| Tigress Financial Partners LLC | |||||
| Truist Securities, Inc. | |||||
| UBS Securities LLC | |||||
| UniCredit Capital Markets LLC | |||||
| Barclays Capital Inc. | |||||
| Nomura Securities International, Inc. | |||||
| Underwriting Spread | 0.250% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PR6 | ||||
| Principal Amount (US$) | $1,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $990,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/25/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | AmeriVet Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| MUFG Securities Americas Inc. | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| ANZ Securities, Inc. | |||||
| Bancroft Capital, LLC | |||||
| CaixaBank, S.A. | |||||
| CIBC World Markets Corp. | |||||
| Commonwealth Bank of Australia | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Siebert Williams Shank & Co., LLC | |||||
| Standard Chartered Bank | |||||
| Tigress Financial Partners LLC | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 172967PR6 | ||||
| Principal Amount (US$) | $1,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $265,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 11/25/2024 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc. | ||||
| Other Syndicate Members: | AmeriVet Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| MUFG Securities Americas Inc. | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Scotia Capital (USA) Inc. | |||||
| SMBC Nikko Securities America, Inc. | |||||
| TD Securities (USA) LLC | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| ANZ Securities, Inc. | |||||
| Bancroft Capital, LLC | |||||
| CaixaBank, S.A. | |||||
| CIBC World Markets Corp. | |||||
| Commonwealth Bank of Australia | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| Fifth Third Securities Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| MFR Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| Siebert Williams Shank & Co., LLC | |||||
| Standard Chartered Bank | |||||
| Tigress Financial Partners LLC | |||||
| Truist Securities, Inc. | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sebol | 06051GMK2 | ||||
| Principal Amount (US$) | $2,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $3,500,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 1/17/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | Academy Securities, Inc. | ||||
| CastleOak Securities, L.P. | |||||
| Falcon Square Capital LLC | |||||
| Independence Point Securities LLC | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| ANZ Securities, Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| CIBC World Markets Corp. | |||||
| Danske Markets Inc. | |||||
| Fifth Third Securities, Inc. | |||||
| HSBC Securities (USA) Inc | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 0.250% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sebol | 06051GMM8 | ||||
| Principal Amount (US$) | $3,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $7,210,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 1/17/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | Academy Securities, Inc. | ||||
| CastleOak Securities, L.P. | |||||
| Falcon Square Capital LLC | |||||
| Independence Point Securities LLC | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| ANZ Securities, Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| CIBC World Markets Corp. | |||||
| Danske Markets Inc. | |||||
| Fifth Third Securities, Inc. | |||||
| HSBC Securities (USA) Inc | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Bank of America Corporation | ||||
| Ticker/Sebol | 06051GMM8 | ||||
| Principal Amount (US$) | $3,500,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $550,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 1/17/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | BofA Securities, Inc. | ||||
| Other Syndicate Members: | Academy Securities, Inc. | ||||
| CastleOak Securities, L.P. | |||||
| Falcon Square Capital LLC | |||||
| Independence Point Securities LLC | |||||
| Samuel A. Ramirez & Company, Inc. | |||||
| ANZ Securities, Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| CIBC World Markets Corp. | |||||
| Danske Markets Inc. | |||||
| Fifth Third Securities, Inc. | |||||
| HSBC Securities (USA) Inc | |||||
| Huntington Securities, Inc. | |||||
| ING Financial Markets LLC | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| M&T Securities, Inc. | |||||
| Mizuho Securities USA LLC | |||||
| nabSecurities, LLC | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| UniCredit Capital Markets LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 0.450% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | PennyMac Financial Services, Inc. | ||||
| Ticker/Sebol | 70932MAF4 | ||||
| Principal Amount (US$) | $843,523,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $50,611.38 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/4/2025 | ||||
| Price (US$) | $99.238 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ATLAS SP Securities | ||||
| Barclays Capital Inc | |||||
| Goldman Sachs & Co. LLC | |||||
| Nomura Securities International, Inc | |||||
| Mizuho Securities USA LLC | |||||
| BofA Securities, Inc | |||||
| Morgan Stanley & Co. LLC | |||||
| J.P. Morgan Securities LLC | |||||
| Wells Fargo Securities, LLC | |||||
| BTIG, LLC | |||||
| Keefe, Bruyette & Woods, Inc | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | High-Yield Fund | ||||
| Issuer | PennyMac Financial Services, Inc. | ||||
| Ticker/Sebol | 70932MAF4 | ||||
| Principal Amount (US$) | $843,523,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $31,756.16 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/4/2025 | ||||
| Price (US$) | $99.238 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ATLAS SP Securities | ||||
| Barclays Capital Inc | |||||
| Goldman Sachs & Co. LLC | |||||
| Nomura Securities International, Inc | |||||
| Mizuho Securities USA LLC | |||||
| BofA Securities, Inc | |||||
| Morgan Stanley & Co. LLC | |||||
| J.P. Morgan Securities LLC | |||||
| Wells Fargo Securities, LLC | |||||
| BTIG, LLC | |||||
| Keefe, Bruyette & Woods, Inc | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | PennyMac Financial Services, Inc. | ||||
| Ticker/Sebol | 70932MAF4 | ||||
| Principal Amount (US$) | $843,523,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $24,809.50 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/4/2025 | ||||
| Price (US$) | $99.238 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ATLAS SP Securities | ||||
| Barclays Capital Inc | |||||
| Goldman Sachs & Co. LLC | |||||
| Nomura Securities International, Inc | |||||
| Mizuho Securities USA LLC | |||||
| BofA Securities, Inc | |||||
| Morgan Stanley & Co. LLC | |||||
| J.P. Morgan Securities LLC | |||||
| Wells Fargo Securities, LLC | |||||
| BTIG, LLC | |||||
| Keefe, Bruyette & Woods, Inc | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Citadel Finance LLC | ||||
| Ticker/Sebol | 17287HAD2 | ||||
| Principal Amount (US$) | $998,080,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $2,541,111.68 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $99.808 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC | ||||
| Morgan Stanley & Co. LLC | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas Securities Corp. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| UBS Securities LLC | |||||
| Wells Fargo Securities, LLC | |||||
| ING Financial Markets LLC | |||||
| Nomura Securities International, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Citadel Finance LLC | ||||
| Ticker/Sebol | 17287HAD2 | ||||
| Principal Amount (US$) | $998,080,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $998,080.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $99.808 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC | ||||
| Morgan Stanley & Co. LLC | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas Securities Corp. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| UBS Securities LLC | |||||
| Wells Fargo Securities, LLC | |||||
| ING Financial Markets LLC | |||||
| Nomura Securities International, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Citadel Finance LLC | ||||
| Ticker/Sebol | 17287HAD2 | ||||
| Principal Amount (US$) | $998,080,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $998,080.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $99.808 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Goldman Sachs & Co. LLC | ||||
| Other Syndicate Members: | J.P. Morgan Securities LLC | ||||
| Morgan Stanley & Co. LLC | |||||
| Barclays Capital Inc. | |||||
| BNP Paribas Securities Corp. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| BofA Securities, Inc. | |||||
| Citigroup Global Markets Inc. | |||||
| UBS Securities LLC | |||||
| Wells Fargo Securities, LLC | |||||
| ING Financial Markets LLC | |||||
| Nomura Securities International, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Underwriting Spread | 1.000% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAV5 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $466,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RB International Markets (USA) LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| Swedbank AB (publ) | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CaixaBank, S.A. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Emirates NBD Bank PJSC | |||||
| Fifth Third Securities Inc. | |||||
| Great Pacific Securities | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Loop Capital Markets LLC | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Stern Brothers & Co. | |||||
| United Overseas Bank Limited | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAV5 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $6,106,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RB International Markets (USA) LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| Swedbank AB (publ) | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CaixaBank, S.A. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Emirates NBD Bank PJSC | |||||
| Fifth Third Securities Inc. | |||||
| Great Pacific Securities | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Loop Capital Markets LLC | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Stern Brothers & Co. | |||||
| United Overseas Bank Limited | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Short Duration Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAV5 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $1,272,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RB International Markets (USA) LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| Swedbank AB (publ) | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CaixaBank, S.A. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Emirates NBD Bank PJSC | |||||
| Fifth Third Securities Inc. | |||||
| Great Pacific Securities | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Loop Capital Markets LLC | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Stern Brothers & Co. | |||||
| United Overseas Bank Limited | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Multisector Income Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAV5 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $129,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RB International Markets (USA) LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| Swedbank AB (publ) | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CaixaBank, S.A. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Emirates NBD Bank PJSC | |||||
| Fifth Third Securities Inc. | |||||
| Great Pacific Securities | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Loop Capital Markets LLC | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Stern Brothers & Co. | |||||
| United Overseas Bank Limited | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Short Duration Strategic Income Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAV5 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $743,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/5/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Commerz Markets LLC | |||||
| Danske Markets Inc. | |||||
| DZ Financial Markets LLC | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| PNC Capital Markets LLC | |||||
| RB International Markets (USA) LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| Swedbank AB (publ) | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| ABN AMRO Capital Markets (USA) LLC | |||||
| Barclays Capital Inc. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CaixaBank, S.A. | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commonwealth Bank of Australia | |||||
| Desjardins Securities Inc. | |||||
| Emirates NBD Bank PJSC | |||||
| Fifth Third Securities Inc. | |||||
| Great Pacific Securities | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| Loop Capital Markets LLC | |||||
| M&T Securities, Inc. | |||||
| Mediobanca - Banca di Credito Finanziario S.p.A. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| R. Seelaus & Co., LLC | |||||
| Rabo Securities USA, Inc. | |||||
| Regions Securities LLC | |||||
| Roberts & Ryan, Inc. | |||||
| Stern Brothers & Co. | |||||
| United Overseas Bank Limited | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 1.500% | ||||
| Currency | USD | ||||
| Fund | Core Plus Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAY9 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $270,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/25/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| American Veterans Group, PBC | |||||
| Banco de Sabadell, S.A. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commerz Markets LLC | |||||
| Commonwealth Bank of Australia | |||||
| DBS Bank Ltd. | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 0.875% | ||||
| Currency | USD | ||||
| Fund | Diversified Bond Fund | ||||
| Issuer | Citigroup Inc. | ||||
| Ticker/Sebol | 17327CAY9 | ||||
| Principal Amount (US$) | $2,000,000,000 | ||||
| Principal Amount (Foreign$) | N/A | ||||
| Amount Purchased (US$) | $3,540,000.00 | ||||
| Amount Purchased (Foreign$) | N/A | ||||
| Trade Date | 2/25/2025 | ||||
| Price (US$) | $100.00 | ||||
| Price-Foreign | N/A | ||||
| Underwriter | Citigroup Global Markets Inc | ||||
| Other Syndicate Members: | ANZ Securities, Inc. | ||||
| BBVA Securities Inc. | |||||
| BMO Capital Markets Corp. | |||||
| Capital One Securities, Inc. | |||||
| Danske Markets Inc. | |||||
| Deutsche Bank Securities Inc. | |||||
| ING Financial Markets LLC | |||||
| Lloyds Securities Inc. | |||||
| Mizuho Securities USA LLC | |||||
| MUFG Securities Americas Inc. | |||||
| Natixis Securities Americas LLC | |||||
| Nomura Securities International, Inc. | |||||
| Nordea Bank Abp | |||||
| PNC Capital Markets LLC | |||||
| RBC Capital Markets, LLC | |||||
| Santander US Capital Markets LLC | |||||
| Scotia Capital (USA) Inc. | |||||
| SG Americas Securities, LLC | |||||
| SMBC Nikko Securities America, Inc. | |||||
| Standard Chartered Bank | |||||
| TD Securities (USA) LLC | |||||
| Truist Securities, Inc. | |||||
| U.S. Bancorp Investments, Inc. | |||||
| American Veterans Group, PBC | |||||
| Banco de Sabadell, S.A. | |||||
| BNY Mellon Capital Markets, LLC | |||||
| CastleOak Securities, L.P. | |||||
| CIBC World Markets Corp. | |||||
| Citizens JMP Securities, LLC | |||||
| Commerz Markets LLC | |||||
| Commonwealth Bank of Australia | |||||
| DBS Bank Ltd. | |||||
| Desjardins Securities Inc. | |||||
| Drexel Hamilton, LLC | |||||
| Fifth Third Securities, Inc. | |||||
| Huntington Securities, Inc. | |||||
| Intesa Sanpaolo IMI Securities Corp. | |||||
| KeyBanc Capital Markets Inc. | |||||
| M&T Securities, Inc. | |||||
| Macquarie Capital (USA) Inc. | |||||
| nabSecurities, LLC | |||||
| National Bank of Canada Financial Inc. | |||||
| NatWest Markets Securities Inc. | |||||
| Nykredit Bank A/S | |||||
| Rabo Securities USA, Inc. | |||||
| RB International Markets (USA) LLC | |||||
| Regions Securities LLC | |||||
| Westpac Capital Markets LLC | |||||
| Underwriting Spread | 0.875% | ||||
| Currency | USD | ||||