Exhibit 99.13(b)
May 12, 2025
State Street Bank and Trust Company
1 Congress Street
Boston, MA 02114
Attention: Senior Vice President - Custody Operations
with a copy to:
State Street Bank and Trust Company
Legal Division – Global Services Americas
1 Congress Street
Boston, MA 02114
Re: TrueShares Structured Outcome (January) ETF (“JANZ”), TrueShares Structured Outcome (February) ETF (“FEBZ”), TrueShares Structured Outcome (March) ETF (“MARZ”), TrueShares Structured Outcome (April) ETF (“APRZ”), TrueShares Structured Outcome (May) ETF (“MAYZ”), TrueShares Structured Outcome (June) ETF (“JUNZ”), TrueShares Structured Outcome (July) ETF (“JULZ”), TrueShares Structured Outcome (August) ETF (“AUGZ”), TrueShares Structured Outcome (September) ETF (“SEPZ”), TrueShares Structured Outcome (October) ETF (“OCTZ”), TrueShares Structured Outcome (November) ETF (“NOVZ”), TrueShares Structured Outcome (December) ETF (“DECZ”), RiverNorth Patriot ETF (“FLDZ”), RiverNorth Enhanced Pre-Merger SPAC ETF (“SPCZ”), RiverNorth Opal Dividend Income ETF (“DIVZ”), TrueShares Technology, AI, & Deep Learning ETF (“LRNZ”), TrueShares Active Yield ETF (“ERNZ”), TrueShares Eagle Global Renewable Energy Income ETF (“RNWZ”) and RiverNorth Active Income ETF (“CEFZ”) (the “Funds”)
Ladies and Gentlemen:
Please be advised that the undersigned Funds have been incorporated and registered as a management investment company under the Investment Company Act of 1940, as amended.
In accordance with Section 11, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of September 22, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Funds hereby request that State Street act as Transfer Agent for the new Funds under the terms of the Agreement, and that Appendix A to the Agreement is hereby amended and restated as set forth on Exhibit A attached hereto. In connection with such request, the undersigned Funds hereby confirm, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.
Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.
Sincerely, | ||
Elevation Series Trust | ||
on behalf of: | ||
TrueShares Structured Outcome (January) ETF, TrueShares Structured Outcome (February) ETF, TrueShares Structured Outcome (March) ETF, TrueShares Structured Outcome (April) ETF, TrueShares Structured Outcome (May) ETF, TrueShares Structured Outcome (June) ETF, TrueShares Structured Outcome (July) ETF, TrueShares Structured Outcome (August) ETF, TrueShares Structured Outcome (September) ETF, TrueShares Structured Outcome (October) ETF, TrueShares Structured Outcome (November) ETF, TrueShares Structured Outcome (December) ETF, RiverNorth Patriot ETF, RiverNorth Enhanced Pre-Merger SPAC ETF, RiverNorth Opal Dividend Income ETF, TrueShares Technology, AI, & Deep Learning ETF, TrueShares Active Yield ETF, TrueShares Eagle Global Renewable Energy Income ETF, and RiverNorth Active Income ETF | ||
By: | /s/ Bradley Swenson | |
Name: | Bradley Swenson | |
Title: | President Duly Authorized |
Agreed and Accepted: | ||
STATE STREET BANK AND TRUST COMPANY | ||
By: | /s/ Scott Shirrell | |
Name: | Scott Shirrell | |
Title: | Managing Director , Duly Authorized | |
Signed: | May 12, 2025 |
Appendix A
SRH U.S. Quality ETF
Sovereign's Capital Flourish Fund
SRH REIT Covered Call ETF
TrueShares Quarterly Bull Hedge ETF
TrueShares Quarterly Bear Hedge ETF
Clough Hedged Equity ETF
Clough Select Equity ETF
RiverNorth Active Income ETF*
Clough Short Duration ETF*
Clough Flexible Income ETF*
TrueShares Seasonality Laddered Buffered ETF
The Opal International Dividend Income ETF
TrueShares Structured Outcome (January) ETF*
TrueShares Structured Outcome (February) ETF *
TrueShares Structured Outcome (March) ETF*
TrueShares Structured Outcome (April) ETF*
TrueShares Structured Outcome (May) ETF*
TrueShares Structured Outcome (June) ETF*
TrueShares Structured Outcome (July) ETF*
TrueShares Structured Outcome (August) ETF*
TrueShares Structured Outcome (September) ETF*
TrueShares Structured Outcome (October) ETF*
TrueShares Structured Outcome (November) ETF*
TrueShares Structured Outcome (December) ETF*
RiverNorth Patriot ETF*
RiverNorth Enhanced Pre-Merger SPAC ETF*
RiverNorth Opal Dividend Income ETF*
TrueShares Technology, AI, & Deep Learning ETF*
TrueShares Active Yield ETF*
TrueShares Eagle Global Renewable Energy Income ETF*
*effective upon commencement
Information Classification: Limited Access |