CONSOLIDATED SCHEDULE OF INVESTMENTS - USD ($) $ in Thousands |
Mar. 31, 2025 |
Dec. 31, 2024 |
Percent of net assets |
|
196.56%
|
[1] |
195.62%
|
[2],[3],[4],[5] |
Cost |
|
$ 719,798
|
[6],[7],[8] |
$ 713,732
|
[2],[3],[4],[9] |
Fair Value |
|
$ 682,012
|
[7],[8] |
$ 676,249
|
[2],[3],[4] |
Interest rate |
|
14.40%
|
|
|
|
Debt Investments |
|
|
|
|
|
Percent of net assets |
|
162.96%
|
[1] |
162.03%
|
[5] |
Outstanding Principal |
|
$ 638,081
|
|
$ 633,540
|
|
Cost |
|
632,378
|
[6] |
627,492
|
[9] |
Fair Value |
|
$ 565,413
|
|
$ 560,105
|
|
Warrant investments |
|
|
|
|
|
Percent of net assets |
|
12.10%
|
[1],[10] |
11.56%
|
[4],[5] |
Cost |
|
$ 27,068
|
[6],[10] |
$ 26,306
|
[4],[9] |
Fair Value |
|
$ 41,997
|
[10] |
$ 39,963
|
[4] |
Equity Investments |
|
|
|
|
|
Percent of net assets |
|
21.50%
|
[1] |
22.04%
|
[4],[5] |
Cost |
|
$ 60,352
|
[6] |
$ 59,934
|
[4],[9] |
Fair Value |
|
$ 74,602
|
|
$ 76,181
|
[4] |
Cash Equivalents |
|
|
|
|
|
Percent of net assets |
|
9.88%
|
[1] |
12.63%
|
[4],[5] |
Cost |
|
$ 34,267
|
|
$ 43,664
|
[4] |
Fair Value |
|
34,267
|
|
43,664
|
[4] |
Cash Equivalents | Federated Government Obligations Fund | Cash Equivalents | Money Market Fund |
|
|
|
|
|
Cost |
|
34,267
|
|
43,664
|
[4] |
Fair Value |
|
$ 34,267
|
|
$ 43,664
|
[4] |
Application Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
6.55%
|
[1],[11] |
7.20%
|
[5] |
Application Software | Debt Investments | Flo Health UK Limited |
|
|
|
|
|
Outstanding Principal |
|
$ 22,833
|
[11],[12] |
$ 25,000
|
|
Cost |
|
22,648
|
[6],[11],[12] |
24,733
|
[9] |
Fair Value |
|
$ 22,722
|
[11],[12] |
$ 24,889
|
|
Application Software | Debt Investments | Flo Health UK Limited | Growth Capital Loan |
|
|
|
|
|
Basis spread on variable rate |
|
5.75%
|
[11],[12] |
5.75%
|
[13],[14] |
Interest rate floor |
|
9.00%
|
[11],[12] |
9.00%
|
[13],[14] |
Outstanding Principal |
|
$ 8,333
|
[11],[12] |
$ 8,333
|
[13],[14] |
Cost |
|
8,296
|
[6],[11],[12] |
8,246
|
[9],[13],[14] |
Fair Value |
|
$ 8,307
|
[11],[12] |
$ 8,285
|
[13],[14] |
Application Software | Debt Investments | Flo Health UK Limited | Growth Capital Loan 2 |
|
|
|
|
|
Basis spread on variable rate |
|
5.75%
|
[11],[12] |
5.75%
|
[13],[14] |
Interest rate floor |
|
9.00%
|
[11],[12] |
9.00%
|
[13],[14] |
Outstanding Principal |
|
$ 8,750
|
[11],[12] |
$ 8,750
|
[13],[14] |
Cost |
|
8,675
|
[6],[11],[12] |
8,622
|
[9],[13],[14] |
Fair Value |
|
$ 8,705
|
[11],[12] |
$ 8,683
|
[13],[14] |
Application Software | Debt Investments | Flo Health UK Limited | Growth Capital Loan 3 |
|
|
|
|
|
Basis spread on variable rate |
|
5.75%
|
[11],[12] |
5.75%
|
[13],[14] |
Interest rate floor |
|
9.00%
|
[11],[12] |
9.00%
|
[13],[14] |
Outstanding Principal |
|
$ 5,750
|
[11],[12] |
$ 5,750
|
[13],[14] |
Cost |
|
5,677
|
[6],[11],[12] |
5,643
|
[9],[13],[14] |
Fair Value |
|
$ 5,710
|
[11],[12] |
$ 5,696
|
[13],[14] |
Application Software | Debt Investments | Flo Health UK Limited | Growth Capital Loan 4 |
|
|
|
|
|
Interest rate EOT |
[13],[14] |
|
|
3.00%
|
|
Basis spread on variable rate |
[13],[14] |
|
|
5.75%
|
|
Interest rate floor |
[13],[14] |
|
|
9.00%
|
|
Outstanding Principal |
[13],[14] |
|
|
$ 2,167
|
|
Cost |
[9],[13],[14] |
|
|
2,222
|
|
Fair Value |
[13],[14] |
|
|
$ 2,225
|
|
Application Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.08%
|
[1],[10] |
0.08%
|
[4],[5] |
Cost |
|
$ 123
|
[6],[10] |
$ 123
|
[4],[9] |
Fair Value |
|
274
|
[10] |
274
|
[4] |
Application Software | Warrant investments | Flo Health, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
123
|
[6],[10],[11],[12] |
123
|
[4],[9],[13],[14] |
Fair Value |
|
$ 274
|
[10],[11],[12] |
$ 274
|
[4],[13],[14] |
Shares |
|
13,487
|
[10],[11],[12] |
13,487
|
[4],[13],[14] |
Aerospace and Defense | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
8.27%
|
[1] |
8.42%
|
[5] |
Outstanding Principal |
|
$ 28,927
|
|
$ 29,478
|
|
Cost |
|
28,684
|
[6] |
29,092
|
[9] |
Fair Value |
|
28,684
|
|
29,092
|
|
Aerospace and Defense | Debt Investments | Loft Orbital Solutions Inc. |
|
|
|
|
|
Outstanding Principal |
|
9,294
|
|
9,978
|
|
Cost |
|
9,295
|
[6] |
9,918
|
[9] |
Fair Value |
|
$ 9,295
|
|
$ 9,918
|
|
Aerospace and Defense | Debt Investments | Loft Orbital Solutions Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
Basis spread on variable rate |
|
6.75%
|
|
6.75%
|
|
Interest rate floor |
|
10.00%
|
|
10.00%
|
|
Outstanding Principal |
|
$ 909
|
|
$ 978
|
|
Cost |
|
911
|
[6] |
974
|
[9] |
Fair Value |
|
$ 911
|
|
$ 974
|
|
Aerospace and Defense | Debt Investments | Loft Orbital Solutions Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
Basis spread on variable rate |
|
6.75%
|
|
6.75%
|
|
Interest rate floor |
|
10.00%
|
|
10.00%
|
|
Outstanding Principal |
|
$ 3,727
|
|
$ 4,000
|
|
Cost |
|
3,726
|
[6] |
3,975
|
[9] |
Fair Value |
|
$ 3,726
|
|
$ 3,975
|
|
Aerospace and Defense | Debt Investments | Loft Orbital Solutions Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
Basis spread on variable rate |
|
6.75%
|
|
6.75%
|
|
Interest rate floor |
|
10.00%
|
|
10.00%
|
|
Outstanding Principal |
|
$ 4,658
|
|
$ 5,000
|
|
Cost |
|
4,658
|
[6] |
4,969
|
[9] |
Fair Value |
|
4,658
|
|
$ 4,969
|
|
Aerospace and Defense | Debt Investments | Parry Labs, LLC |
|
|
|
|
|
Outstanding Principal |
|
19,633
|
|
|
|
Cost |
[6] |
19,389
|
|
|
|
Fair Value |
|
19,389
|
|
|
|
Aerospace and Defense | Debt Investments | Parry Labs, LLC | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
|
|
5.00%
|
|
Basis spread on variable rate |
|
|
|
3.50%
|
|
Interest rate floor |
|
|
|
11.25%
|
|
Outstanding Principal |
|
19,500
|
|
$ 19,500
|
|
Cost |
|
19,256
|
[6] |
19,174
|
[9] |
Fair Value |
|
$ 19,256
|
|
$ 19,174
|
|
Aerospace and Defense | Debt Investments | Parry Labs, LLC | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
|
|
|
Basis spread on variable rate |
|
3.50%
|
|
|
|
Interest rate floor |
|
11.25%
|
|
|
|
Aerospace and Defense | Debt Investments | Parry Labs, LLC | Revolver |
|
|
|
|
|
Interest rate EOT |
|
3.00%
|
|
|
|
Basis spread on variable rate |
|
2.50%
|
|
|
|
Interest rate floor |
|
10.25%
|
|
|
|
Outstanding Principal |
|
$ 133
|
|
|
|
Cost |
[6] |
133
|
|
|
|
Fair Value |
|
$ 133
|
|
|
|
Aerospace and Defense | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.12%
|
[1],[10] |
0.13%
|
[4],[5] |
Cost |
|
$ 337
|
[6],[10] |
$ 337
|
[4],[9] |
Fair Value |
|
425
|
[10] |
453
|
[4] |
Aerospace and Defense | Warrant investments | Loft Orbital Solutions Inc. | Common Stock |
|
|
|
|
|
Cost |
|
192
|
[6],[10] |
192
|
[4],[9] |
Fair Value |
|
$ 344
|
[10] |
$ 308
|
[4] |
Shares |
|
22,488
|
[10] |
22,488
|
[4] |
Aerospace and Defense | Warrant investments | Parry Labs, LLC | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 145
|
[6],[10] |
$ 145
|
[4],[9] |
Fair Value |
|
$ 81
|
[10] |
$ 145
|
[4] |
Shares |
|
2,727
|
[10] |
2,727
|
[4] |
Business Applications Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
9.40%
|
[1] |
9.36%
|
[5] |
Outstanding Principal |
|
$ 32,807
|
|
$ 32,680
|
|
Cost |
|
32,615
|
[6] |
32,358
|
[9] |
Fair Value |
|
32,615
|
|
32,358
|
|
Business Applications Software | Debt Investments | Arcadia Power, Inc. |
|
|
|
|
|
Outstanding Principal |
|
9,902
|
|
9,902
|
|
Cost |
|
9,957
|
[6] |
9,869
|
[9] |
Fair Value |
|
$ 9,957
|
|
$ 9,869
|
|
Business Applications Software | Debt Investments | Arcadia Power, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
7.75%
|
|
7.75%
|
|
Outstanding Principal |
|
$ 2,902
|
|
$ 2,902
|
|
Cost |
|
2,727
|
[6] |
2,678
|
[9] |
Fair Value |
|
$ 2,727
|
|
$ 2,678
|
|
Interest rate |
|
11.75%
|
|
11.75%
|
|
Business Applications Software | Debt Investments | Arcadia Power, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
7.75%
|
|
7.75%
|
|
Outstanding Principal |
|
$ 7,000
|
|
$ 7,000
|
|
Cost |
|
7,230
|
[6] |
7,191
|
[9] |
Fair Value |
|
$ 7,230
|
|
$ 7,191
|
|
Interest rate |
|
11.75%
|
|
11.75%
|
|
Business Applications Software | Debt Investments | FlashParking, Inc. | Growth Capital Loan |
|
|
|
|
|
Basis spread on variable rate |
|
1.75%
|
|
1.75%
|
|
Interest rate floor |
|
12.75%
|
|
12.75%
|
|
Outstanding Principal |
|
$ 20,391
|
|
$ 20,264
|
|
Cost |
|
20,126
|
[6] |
19,975
|
[9] |
Fair Value |
|
$ 20,126
|
|
$ 19,975
|
|
PIK interest |
|
2.50%
|
|
2.50%
|
|
Business Applications Software | Debt Investments | Farmer's Business Network, Inc. | Growth Capital Loan |
|
|
|
|
|
Outstanding Principal |
|
$ 14
|
|
|
|
Cost |
[6] |
14
|
|
|
|
Fair Value |
|
$ 14
|
|
|
|
Interest rate |
[15] |
15.00%
|
|
|
|
Business Applications Software | Debt Investments | Farmer's Business Network, Inc. | Convertible Note |
|
|
|
|
|
Outstanding Principal |
|
|
|
$ 14
|
|
Cost |
[9] |
|
|
14
|
|
Fair Value |
|
|
|
$ 14
|
|
Interest rate |
[16] |
|
|
15.00%
|
|
Business Applications Software | Debt Investments | NewStore Inc. | Growth Capital Loan |
|
|
|
|
|
Outstanding Principal |
|
$ 2,500
|
|
|
|
Cost |
[6] |
2,518
|
|
|
|
Fair Value |
|
$ 2,518
|
|
|
|
Business Applications Software | Debt Investments | NewStore Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
6.25%
|
|
6.25%
|
[16] |
Basis spread on variable rate |
[16] |
|
|
4.00%
|
|
Interest rate floor |
|
11.50%
|
|
11.50%
|
[16] |
Outstanding Principal |
|
|
|
$ 2,500
|
|
Cost |
[9] |
|
|
2,500
|
|
Fair Value |
|
|
|
$ 2,500
|
|
Interest rate |
|
4.00%
|
|
|
|
Business Applications Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
1.08%
|
[1],[10] |
1.09%
|
[4],[5] |
Cost |
|
$ 2,224
|
[6],[10] |
$ 2,224
|
[4],[9] |
Fair Value |
|
3,751
|
[10] |
3,751
|
[4] |
Business Applications Software | Warrant investments | Arcadia Power, Inc. |
|
|
|
|
|
Cost |
|
302
|
[6],[10] |
302
|
[4],[9] |
Fair Value |
|
184
|
[10] |
184
|
[4] |
Business Applications Software | Warrant investments | Arcadia Power, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
138
|
[6],[10] |
138
|
[4],[9] |
Fair Value |
|
$ 143
|
[10] |
$ 143
|
[4] |
Shares |
|
55,458
|
[10] |
55,458
|
[4] |
Business Applications Software | Warrant investments | Arcadia Power, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 164
|
[6],[10] |
$ 164
|
[4],[9] |
Fair Value |
|
$ 41
|
[10] |
$ 41
|
[4] |
Shares |
|
27,714
|
[10] |
27,714
|
[4] |
Business Applications Software | Warrant investments | FlashParking, Inc. |
|
|
|
|
|
Cost |
|
$ 950
|
[6],[10] |
$ 950
|
[4],[9] |
Fair Value |
|
1,454
|
[10] |
1,454
|
[4] |
Business Applications Software | Warrant investments | FlashParking, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
810
|
[6],[10] |
810
|
[4],[9] |
Fair Value |
|
$ 1,314
|
[10] |
$ 1,314
|
[4] |
Shares |
|
210,977
|
[10] |
210,977
|
[4] |
Business Applications Software | Warrant investments | FlashParking, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 140
|
[6],[10] |
$ 140
|
[4],[9] |
Fair Value |
|
$ 140
|
[10] |
$ 140
|
[4] |
Shares |
|
51,677
|
[10] |
51,677
|
[4] |
Business Applications Software | Warrant investments | Farmer's Business Network, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 33
|
[6],[10] |
$ 33
|
[4],[9] |
Fair Value |
|
$ 24
|
[10] |
$ 24
|
[4] |
Shares |
|
37,666
|
[10] |
37,666
|
[4] |
Business Applications Software | Warrant investments | NewStore Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 36
|
[6],[10] |
$ 36
|
[4],[9] |
Fair Value |
|
$ 4
|
[10] |
$ 4
|
[4] |
Shares |
|
122,353
|
[10] |
122,353
|
[4] |
Business Applications Software | Warrant investments | Cresta Intelligence, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 8
|
[6],[10] |
$ 8
|
[4],[9] |
Fair Value |
|
$ 23
|
[10] |
$ 23
|
[4] |
Shares |
|
9,935
|
[10] |
9,935
|
[4] |
Business Applications Software | Warrant investments | DialPad, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 102
|
[6],[10] |
$ 102
|
[4],[9] |
Fair Value |
|
$ 23
|
[10] |
$ 23
|
[4] |
Shares |
|
28,980
|
[10] |
28,980
|
[4] |
Business Applications Software | Warrant investments | Envoy, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 82
|
[6],[10] |
$ 82
|
[4],[9] |
Fair Value |
|
$ 183
|
[10] |
$ 183
|
[4] |
Shares |
|
358,930
|
[10] |
358,930
|
[4] |
Business Applications Software | Warrant investments | Filevine, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 38
|
[6],[10] |
$ 38
|
[4],[9] |
Fair Value |
|
$ 882
|
[10] |
$ 882
|
[4] |
Shares |
|
186,160
|
[10] |
186,160
|
[4] |
Business Applications Software | Warrant investments | Narvar, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 102
|
[6],[10] |
$ 102
|
[4],[9] |
Fair Value |
|
$ 102
|
[10] |
$ 102
|
[4] |
Shares |
|
87,160
|
[10] |
87,160
|
[4] |
Business Applications Software | Warrant investments | Passport Labs, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 303
|
[6],[10] |
$ 303
|
[4],[9] |
Fair Value |
|
$ 590
|
[10] |
$ 590
|
[4] |
Shares |
|
21,929
|
[10] |
21,929
|
[4] |
Business Applications Software | Warrant investments | Project Affinity, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 21
|
[6],[10] |
$ 21
|
[4],[9] |
Fair Value |
|
$ 21
|
[10] |
$ 21
|
[4] |
Shares |
|
88,370
|
[10] |
88,370
|
[4] |
Business Applications Software | Warrant investments | Quantcast Corporation | Cash Exit Fee |
|
|
|
|
|
Cost |
|
$ 213
|
[6],[10] |
$ 213
|
[4],[9] |
Fair Value |
|
161
|
[10] |
161
|
[4] |
Business Applications Software | Warrant investments | Uniphore Technologies Inc. | Common Stock |
|
|
|
|
|
Cost |
|
34
|
[6],[10] |
34
|
[4],[9] |
Fair Value |
|
$ 100
|
[10] |
$ 100
|
[4] |
Shares |
|
35,000
|
[10] |
35,000
|
[4] |
Business Applications Software | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.75%
|
[1],[10] |
0.75%
|
[4],[5] |
Cost |
|
$ 2,882
|
[6],[10] |
$ 2,882
|
[4],[9] |
Fair Value |
|
2,603
|
[10] |
2,603
|
[4] |
Business Applications Software | Equity Investments | Arcadia Power, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
167
|
[6],[10] |
167
|
[4],[9] |
Fair Value |
|
$ 105
|
[10] |
$ 105
|
[4] |
Shares |
|
16,438
|
[10] |
16,438
|
[4] |
Business Applications Software | Equity Investments | FlashParking, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 455
|
[6],[10] |
$ 455
|
[4],[9] |
Fair Value |
|
$ 451
|
[10] |
$ 451
|
[4] |
Shares |
|
33,116
|
[10] |
33,116
|
[4] |
Business Applications Software | Equity Investments | Farmer's Business Network, Inc. |
|
|
|
|
|
Cost |
|
$ 166
|
[6],[10] |
$ 166
|
[4],[9] |
Fair Value |
|
25
|
[10] |
25
|
[4] |
Business Applications Software | Equity Investments | Farmer's Business Network, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
28
|
[6],[10] |
28
|
[4],[9] |
Fair Value |
|
$ 13
|
[10] |
$ 13
|
[4] |
Shares |
|
860
|
[10] |
860
|
[4] |
Business Applications Software | Equity Investments | Farmer's Business Network, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 138
|
[6],[10] |
$ 138
|
[4],[9] |
Fair Value |
|
$ 12
|
[10] |
$ 12
|
[4] |
Shares |
|
4,181
|
[10] |
4,181
|
[4] |
Business Applications Software | Equity Investments | Cresta Intelligence, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 500
|
[6],[10] |
$ 500
|
[4],[9] |
Fair Value |
|
$ 500
|
[10] |
$ 500
|
[4] |
Shares |
|
110,882
|
[10] |
110,882
|
[4] |
Business Applications Software | Equity Investments | DialPad, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 120
|
[6],[10] |
$ 120
|
[4],[9] |
Fair Value |
|
$ 107
|
[10] |
$ 107
|
[4] |
Shares |
|
15,456
|
[10] |
15,456
|
[4] |
Business Applications Software | Equity Investments | Envoy, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 667
|
[6],[10] |
$ 667
|
[4],[9] |
Fair Value |
|
$ 539
|
[10] |
$ 539
|
[4] |
Shares |
|
212,160
|
[10] |
212,160
|
[4] |
Business Applications Software | Equity Investments | Filevine, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 357
|
[6],[10] |
$ 357
|
[4],[9] |
Fair Value |
|
$ 486
|
[10] |
$ 486
|
[4] |
Shares |
|
56,353
|
[10] |
56,353
|
[4] |
Business Applications Software | Equity Investments | Passport Labs, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 100
|
[6],[10] |
$ 100
|
[4],[9] |
Fair Value |
|
$ 103
|
[10] |
$ 103
|
[4] |
Shares |
|
1,302
|
[10] |
1,302
|
[4] |
Business Applications Software | Equity Investments | Uniphore Technologies Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 350
|
[6],[10] |
$ 350
|
[4],[9] |
Fair Value |
|
$ 287
|
[10] |
$ 287
|
[4] |
Shares |
|
28,233
|
[10] |
28,233
|
[4] |
Business Products and Services | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
2.89%
|
[1] |
2.87%
|
[5] |
Outstanding Principal |
|
$ 12,577
|
[11] |
$ 12,389
|
|
Cost |
|
10,704
|
[6],[11] |
10,397
|
[9] |
Fair Value |
|
$ 10,042
|
[11] |
$ 9,933
|
|
Business Products and Services | Debt Investments | Quick Commerce Ltd. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
[11],[12],[15] |
7.50%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 11,483
|
[11],[12] |
$ 11,312
|
[13],[14] |
Cost |
|
9,773
|
[6],[11],[12] |
9,493
|
[9],[13],[14] |
Fair Value |
|
$ 9,169
|
[11],[12] |
$ 9,069
|
[13],[14] |
PIK interest |
|
6.00%
|
[11],[12],[15] |
6.00%
|
[13],[14],[16] |
Business Products and Services | Debt Investments | Quick Commerce Ltd. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
[12],[15] |
7.50%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 1,094
|
[11],[12] |
$ 1,077
|
[13],[14] |
Cost |
|
931
|
[6],[11],[12] |
904
|
[9],[13],[14] |
Fair Value |
|
$ 873
|
[11],[12] |
$ 864
|
[13],[14] |
PIK interest |
|
6.00%
|
[11],[12],[15] |
6.00%
|
[13],[14],[16] |
Business Products and Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.31%
|
[1],[10] |
0.31%
|
[4],[5] |
Cost |
|
$ 761
|
[6],[10] |
$ 761
|
[4],[9] |
Fair Value |
|
1,086
|
[10] |
1,086
|
[4] |
Business Products and Services | Warrant investments | Cart.com, Inc. |
|
|
|
|
|
Cost |
|
502
|
[6],[10] |
502
|
[4],[9] |
Fair Value |
|
797
|
[10] |
797
|
[4] |
Business Products and Services | Warrant investments | Cart.com, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
477
|
[6],[10] |
477
|
[4],[9] |
Fair Value |
|
$ 737
|
[10] |
$ 737
|
[4] |
Shares |
|
32,731
|
[10] |
32,731
|
[4] |
Business Products and Services | Warrant investments | Cart.com, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 25
|
[6],[10] |
$ 25
|
[4],[9] |
Fair Value |
|
$ 60
|
[10] |
$ 60
|
[4] |
Shares |
|
4,532
|
[10] |
4,532
|
[4] |
Business Products and Services | Warrant investments | LeoLabs, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 197
|
[6],[10] |
$ 197
|
[4],[9] |
Fair Value |
|
$ 227
|
[10] |
$ 227
|
[4] |
Shares |
|
218,512
|
[10] |
218,512
|
[4] |
Business Products and Services | Warrant investments | Substack Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 6
|
[6],[10] |
$ 6
|
[4],[9] |
Fair Value |
|
$ 6
|
[10] |
$ 6
|
[4] |
Shares |
|
1,141
|
[10] |
1,141
|
[4] |
Business Products and Services | Warrant investments | Muon Space, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 56
|
[6],[10] |
$ 56
|
[4],[9] |
Fair Value |
|
$ 56
|
[10] |
$ 56
|
[4] |
Shares |
|
45,499
|
[10] |
45,499
|
[4] |
Business Products and Services | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
2.63%
|
[1],[10] |
2.54%
|
[4],[5] |
Cost |
|
$ 8,339
|
[6],[10] |
$ 8,339
|
[4],[9] |
Fair Value |
|
9,139
|
[10] |
8,772
|
[4] |
Business Products and Services | Equity Investments | Quick Commerce Ltd. | Ordinary Shares |
|
|
|
|
|
Cost |
[4],[9],[13],[14] |
|
|
311
|
|
Fair Value |
[4],[13],[14] |
|
|
$ 1,053
|
|
Shares |
[4],[13],[14] |
|
|
1,448,528,650
|
|
Business Products and Services | Equity Investments | Quick Commerce Ltd. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
8,028
|
[6],[10],[11],[12] |
$ 8,028
|
[4],[9],[13],[14] |
Fair Value |
|
$ 8,042
|
[10],[11],[12] |
$ 7,719
|
[4],[13],[14] |
Shares |
|
418,182
|
[10],[11],[12] |
418,182
|
[4],[13],[14] |
Business Products and Services | Equity Investments | Quick Commerce Ltd. | Ordinary Shares 2 |
|
|
|
|
|
Cost |
[6],[10] |
$ 311
|
|
|
|
Fair Value |
[10] |
$ 1,097
|
|
|
|
Shares |
[10] |
1,448,528,650
|
|
|
|
Business/Productivity Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
10.14%
|
[1] |
10.12%
|
[5] |
Outstanding Principal |
|
$ 36,161
|
|
$ 36,161
|
|
Cost |
|
37,249
|
[6] |
37,033
|
[9] |
Fair Value |
|
35,186
|
|
34,967
|
|
Business/Productivity Software | Debt Investments | Forum Brands, LLC |
|
|
|
|
|
Outstanding Principal |
|
32,164
|
|
32,164
|
|
Cost |
|
33,290
|
[6] |
33,093
|
[9] |
Fair Value |
|
$ 31,227
|
|
$ 31,027
|
|
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
[16] |
Outstanding Principal |
|
$ 2,781
|
|
$ 2,781
|
|
Cost |
|
2,912
|
[6] |
2,887
|
[9] |
Fair Value |
|
$ 2,715
|
|
$ 2,724
|
|
Interest rate |
|
12.00%
|
|
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
[16] |
Outstanding Principal |
|
$ 438
|
|
$ 438
|
|
Cost |
|
462
|
[6] |
460
|
[9] |
Fair Value |
|
$ 428
|
|
$ 429
|
|
Interest rate |
|
12.00%
|
|
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
[16] |
Outstanding Principal |
|
$ 525
|
|
$ 525
|
|
Cost |
|
552
|
[6] |
550
|
[9] |
Fair Value |
|
$ 513
|
|
$ 513
|
|
Interest rate |
|
12.00%
|
|
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 4 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 2,430
|
|
$ 2,430
|
|
Cost |
|
2,550
|
[6] |
2,540
|
[9] |
Fair Value |
|
$ 2,372
|
|
$ 2,361
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 5 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 1,578
|
|
$ 1,578
|
|
Cost |
|
1,652
|
[6] |
1,645
|
[9] |
Fair Value |
|
$ 1,540
|
|
$ 1,530
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 6 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 4,233
|
|
$ 4,233
|
|
Cost |
|
4,432
|
[6] |
4,413
|
[9] |
Fair Value |
|
$ 4,133
|
|
$ 4,106
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 7 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 1,414
|
|
$ 1,414
|
|
Cost |
|
1,489
|
[6] |
1,480
|
[9] |
Fair Value |
|
$ 1,380
|
|
$ 1,390
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 8 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 540
|
|
$ 540
|
|
Cost |
|
569
|
[6] |
565
|
[9] |
Fair Value |
|
$ 527
|
|
$ 531
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 9 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 95
|
|
$ 95
|
|
Cost |
|
100
|
[6] |
99
|
[9] |
Fair Value |
|
$ 93
|
|
$ 93
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 10 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 3,060
|
|
$ 3,060
|
|
Cost |
|
3,215
|
[6] |
3,195
|
[9] |
Fair Value |
|
$ 2,987
|
|
$ 2,997
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 11 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 1,166
|
|
$ 1,166
|
|
Cost |
|
1,216
|
[6] |
1,208
|
[9] |
Fair Value |
|
$ 1,138
|
|
$ 1,133
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 12 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 439
|
|
$ 439
|
|
Cost |
|
458
|
[6] |
455
|
[9] |
Fair Value |
|
$ 428
|
|
$ 426
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 13 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 2,850
|
|
$ 2,850
|
|
Cost |
|
2,929
|
[6] |
2,909
|
[9] |
Fair Value |
|
$ 2,782
|
|
$ 2,750
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 14 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 5,130
|
|
$ 5,130
|
|
Cost |
|
5,256
|
[6] |
5,219
|
[9] |
Fair Value |
|
$ 5,008
|
|
$ 4,945
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 15 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Outstanding Principal |
|
$ 306
|
|
$ 306
|
|
Cost |
|
312
|
[6] |
310
|
[9] |
Fair Value |
|
$ 299
|
|
$ 295
|
|
Interest rate |
|
12.00%
|
[15] |
12.00%
|
[16] |
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 16 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
[15] |
5.00%
|
[16] |
Basis spread on variable rate |
|
5.25%
|
[15] |
5.25%
|
[16] |
Interest rate floor |
|
11.50%
|
[15] |
11.50%
|
[16] |
Outstanding Principal |
|
$ 300
|
|
$ 300
|
|
Cost |
|
302
|
[6] |
299
|
[9] |
Fair Value |
|
$ 299
|
|
$ 299
|
|
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 17 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
[15] |
5.00%
|
[16] |
Basis spread on variable rate |
|
5.25%
|
[15] |
5.25%
|
[16] |
Interest rate floor |
|
11.50%
|
[15] |
11.50%
|
[16] |
Outstanding Principal |
|
$ 2,282
|
|
$ 2,282
|
|
Cost |
|
2,291
|
[6] |
2,270
|
[9] |
Fair Value |
|
$ 2,270
|
|
$ 2,270
|
|
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 18 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
[15] |
5.00%
|
[16] |
Basis spread on variable rate |
|
5.25%
|
[15] |
5.25%
|
[16] |
Interest rate floor |
|
11.50%
|
[15] |
11.50%
|
[16] |
Outstanding Principal |
|
$ 174
|
|
$ 174
|
|
Cost |
|
174
|
[6] |
172
|
[9] |
Fair Value |
|
173
|
|
172
|
|
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 19 |
|
|
|
|
|
Outstanding Principal |
|
2,179
|
|
2,179
|
|
Cost |
|
2,179
|
[6] |
2,179
|
[9] |
Fair Value |
|
$ 1,899
|
|
$ 1,825
|
|
Business/Productivity Software | Debt Investments | Forum Brands, LLC | Growth Capital Loan 20 |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
[15] |
5.00%
|
[16] |
Basis spread on variable rate |
|
5.25%
|
[15] |
5.25%
|
[16] |
Interest rate floor |
|
11.50%
|
[15] |
11.50%
|
[16] |
Outstanding Principal |
|
$ 244
|
|
$ 244
|
|
Cost |
|
240
|
[6] |
238
|
[9] |
Fair Value |
|
$ 243
|
|
$ 238
|
|
Business/Productivity Software | Debt Investments | Ao1 Holdings (Player's Health) | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
|
|
3.00%
|
|
Basis spread on variable rate |
|
|
|
1.00%
|
|
Interest rate floor |
|
|
|
7.75%
|
|
Outstanding Principal |
|
|
|
$ 3,997
|
|
Cost |
[9] |
|
|
3,940
|
|
Fair Value |
|
|
|
$ 3,940
|
|
Business/Productivity Software | Debt Investments | Ao1 Holdings, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
3.00%
|
|
|
|
Basis spread on variable rate |
|
1.00%
|
|
|
|
Interest rate floor |
|
7.75%
|
|
|
|
Outstanding Principal |
|
$ 3,997
|
|
|
|
Cost |
[6] |
3,959
|
|
|
|
Fair Value |
|
$ 3,959
|
|
|
|
Business/Productivity Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.44%
|
[1],[10] |
0.36%
|
[4],[5] |
Cost |
|
$ 1,172
|
[6],[10] |
$ 768
|
[4],[9] |
Fair Value |
|
1,540
|
[10] |
1,251
|
[4] |
Business/Productivity Software | Warrant investments | Forum Brands Holdings, Inc. | Common Stock |
|
|
|
|
|
Cost |
[6],[10] |
626
|
|
|
|
Fair Value |
[10] |
$ 66
|
|
|
|
Shares |
[10] |
49,892
|
|
|
|
Business/Productivity Software | Warrant investments | Forum Brands Holdings, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[4],[9] |
|
|
626
|
|
Fair Value |
[4] |
|
|
$ 157
|
|
Shares |
[4] |
|
|
49,892
|
|
Business/Productivity Software | Warrant investments | Metropolis Technologies, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 87
|
[6],[10] |
$ 87
|
[4],[9] |
Fair Value |
|
$ 1,039
|
[10] |
$ 1,039
|
[4] |
Shares |
|
87,385
|
[10] |
87,385
|
[4] |
Business/Productivity Software | Warrant investments | Ao1 Holdings, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 55
|
[6],[10] |
$ 55
|
[4],[9] |
Fair Value |
|
$ 31
|
[10] |
$ 55
|
[4] |
Shares |
|
42,882
|
[10] |
42,882
|
[4] |
Business/Productivity Software | Warrant investments | Thoughtspot, Inc. | Common Stock |
|
|
|
|
|
Cost |
[6],[10] |
$ 404
|
|
|
|
Fair Value |
[10] |
$ 404
|
|
|
|
Shares |
[10] |
63,931
|
|
|
|
Business/Productivity Software | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.05%
|
[1],[10] |
0.06%
|
[4],[5] |
Cost |
|
$ 300
|
[6],[10] |
$ 300
|
[4],[9] |
Fair Value |
|
172
|
[10] |
192
|
[4] |
Business/Productivity Software | Equity Investments | Forum Brands Holdings, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
150
|
[6],[10] |
150
|
[4],[9] |
Fair Value |
|
$ 30
|
[10] |
$ 42
|
[4] |
Shares |
|
822
|
[10] |
822
|
[4] |
Business/Productivity Software | Equity Investments | Ao1 Holdings (Player's Health) | Preferred Stock 1 |
|
|
|
|
|
Cost |
[4],[9] |
|
|
$ 150
|
|
Fair Value |
[4] |
|
|
$ 150
|
|
Shares |
[4] |
|
|
49,717
|
|
Business/Productivity Software | Equity Investments | Ao1 Holdings, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
$ 150
|
|
|
|
Fair Value |
[10] |
$ 142
|
|
|
|
Shares |
[10] |
49,717
|
|
|
|
Consumer Non-Durables | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
0.43%
|
[1] |
0.46%
|
[5] |
Outstanding Principal |
|
$ 1,320
|
|
$ 1,450
|
|
Cost |
|
1,486
|
[6] |
1,598
|
[9] |
Fair Value |
|
$ 1,479
|
|
$ 1,598
|
|
Consumer Non-Durables | Debt Investments | Don't Run Out, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
10.00%
|
|
10.00%
|
|
Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
Interest rate floor |
|
11.00%
|
|
11.00%
|
|
Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
Cost |
|
1,089
|
[6] |
1,078
|
[9] |
Fair Value |
|
$ 1,084
|
|
$ 1,078
|
|
Consumer Non-Durables | Debt Investments | Don't Run Out, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
9.00%
|
|
Basis spread on variable rate |
|
5.00%
|
|
5.00%
|
|
Interest rate floor |
|
10.50%
|
|
10.50%
|
|
Outstanding Principal |
|
$ 320
|
|
$ 450
|
|
Cost |
|
397
|
[6] |
520
|
[9] |
Fair Value |
|
$ 395
|
|
$ 520
|
|
Consumer Non-Durables | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.03%
|
[1],[10] |
0.03%
|
[4],[5] |
Cost |
|
$ 115
|
[6],[10] |
$ 115
|
[4],[9] |
Fair Value |
|
97
|
[10] |
97
|
[4] |
Consumer Non-Durables | Warrant investments | Don't Run Out, Inc. | Common Stock |
|
|
|
|
|
Cost |
[4],[9] |
|
|
30
|
|
Fair Value |
[4] |
|
|
$ 13
|
|
Shares |
[4] |
|
|
42,929
|
|
Consumer Non-Durables | Warrant investments | Don't Run Out, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
30
|
|
|
|
Fair Value |
[10] |
$ 13
|
|
|
|
Shares |
[10] |
42,929
|
|
|
|
Consumer Non-Durables | Warrant investments | Athletic Greens International, Inc. | Ordinary Shares |
|
|
|
|
|
Cost |
|
$ 85
|
[6],[10] |
$ 85
|
[4],[9] |
Fair Value |
|
$ 84
|
[10] |
$ 84
|
[4] |
Shares |
|
2,262
|
[10] |
2,262
|
[4] |
Consumer Non-Durables | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.15%
|
[1],[10] |
0.16%
|
[4],[5] |
Cost |
|
$ 500
|
[6],[10] |
$ 500
|
[4],[9] |
Fair Value |
|
537
|
[10] |
537
|
[4] |
Consumer Non-Durables | Equity Investments | Imperfect Foods, Inc. | Common Stock |
|
|
|
|
|
Cost |
[4],[9] |
|
|
358
|
|
Fair Value |
[4] |
|
|
$ 385
|
|
Shares |
[4] |
|
|
7,196
|
|
Consumer Non-Durables | Equity Investments | Imperfect Foods, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
142
|
[6],[10] |
$ 142
|
[4],[9] |
Fair Value |
|
$ 152
|
[10] |
$ 152
|
[4] |
Shares |
|
1,615
|
[10] |
1,615
|
[4] |
Consumer Non-Durables | Equity Investments | Imperfect Foods, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
[6],[10] |
$ 358
|
|
|
|
Fair Value |
[10] |
$ 385
|
|
|
|
Shares |
[10] |
7,196
|
|
|
|
Consumer Products and Services | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
27.24%
|
[1] |
28.40%
|
[5] |
Outstanding Principal |
|
$ 114,926
|
|
$ 119,604
|
[13],[14] |
Cost |
|
111,009
|
[6] |
115,522
|
[9],[13],[14] |
Fair Value |
|
94,510
|
|
98,161
|
[13],[14] |
Consumer Products and Services | Debt Investments | AvantStay, Inc. |
|
|
|
|
|
Outstanding Principal |
|
4,932
|
|
4,932
|
|
Cost |
|
5,014
|
[6] |
4,997
|
[9] |
Fair Value |
|
$ 5,014
|
|
$ 5,068
|
|
Consumer Products and Services | Debt Investments | AvantStay, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
5.50%
|
|
5.50%
|
|
Basis spread on variable rate |
|
6.00%
|
|
6.00%
|
|
Interest rate floor |
|
14.00%
|
|
14.00%
|
|
Outstanding Principal |
|
$ 1,824
|
|
$ 1,824
|
|
Cost |
|
1,879
|
[6] |
1,873
|
[9] |
Fair Value |
|
$ 1,879
|
|
$ 1,891
|
|
Consumer Products and Services | Debt Investments | AvantStay, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Basis spread on variable rate |
|
7.00%
|
|
7.00%
|
|
Interest rate floor |
|
15.00%
|
|
15.00%
|
|
Outstanding Principal |
|
$ 648
|
|
$ 648
|
|
Cost |
|
660
|
[6] |
658
|
[9] |
Fair Value |
|
$ 660
|
|
$ 669
|
|
Consumer Products and Services | Debt Investments | AvantStay, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
[15] |
7.00%
|
[16] |
Basis spread on variable rate |
|
7.00%
|
[15] |
7.00%
|
[16] |
Interest rate floor |
|
15.00%
|
[15] |
15.00%
|
[16] |
Outstanding Principal |
|
$ 412
|
|
$ 412
|
|
Cost |
|
418
|
[6] |
417
|
[9] |
Fair Value |
|
$ 418
|
|
$ 424
|
|
Consumer Products and Services | Debt Investments | AvantStay, Inc. | Growth Capital Loan 4 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
[15] |
7.00%
|
[16] |
Basis spread on variable rate |
|
7.00%
|
[15] |
7.00%
|
[16] |
Interest rate floor |
|
15.00%
|
[15] |
15.00%
|
[16] |
Outstanding Principal |
|
$ 954
|
|
$ 954
|
|
Cost |
|
963
|
[6] |
961
|
[9] |
Fair Value |
|
$ 963
|
|
$ 977
|
|
Consumer Products and Services | Debt Investments | AvantStay, Inc. | Growth Capital Loan 5 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
[15] |
7.00%
|
[16] |
Basis spread on variable rate |
|
7.00%
|
[15] |
7.00%
|
[16] |
Interest rate floor |
|
15.00%
|
[15] |
15.00%
|
[16] |
Outstanding Principal |
|
$ 668
|
|
$ 668
|
|
Cost |
|
674
|
[6] |
672
|
[9] |
Fair Value |
|
$ 674
|
|
$ 684
|
|
Consumer Products and Services | Debt Investments | AvantStay, Inc. | Growth Capital Loan 6 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
[15] |
7.00%
|
[16] |
Basis spread on variable rate |
|
6.50%
|
[15] |
6.50%
|
[16] |
Interest rate floor |
|
14.50%
|
[15] |
14.50%
|
[16] |
Outstanding Principal |
|
$ 426
|
|
$ 426
|
|
Cost |
|
420
|
[6] |
416
|
[9] |
Fair Value |
|
420
|
|
423
|
|
Consumer Products and Services | Debt Investments | Baby Generation, Inc. |
|
|
|
|
|
Outstanding Principal |
|
|
|
4,063
|
|
Cost |
[9] |
|
|
4,341
|
|
Fair Value |
|
|
|
$ 4,341
|
|
Consumer Products and Services | Debt Investments | Baby Generation, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
[16] |
|
|
8.00%
|
|
Basis spread on variable rate |
[16] |
|
|
7.50%
|
|
Interest rate floor |
[16] |
|
|
10.75%
|
|
Outstanding Principal |
|
|
|
$ 1,875
|
|
Cost |
[9] |
|
|
2,019
|
|
Fair Value |
|
|
|
$ 2,019
|
|
Consumer Products and Services | Debt Investments | Baby Generation, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
[16] |
|
|
7.50%
|
|
Basis spread on variable rate |
[16] |
|
|
5.25%
|
|
Interest rate floor |
[16] |
|
|
8.50%
|
|
Outstanding Principal |
|
|
|
$ 2,188
|
|
Cost |
[9] |
|
|
2,322
|
|
Fair Value |
|
|
|
2,322
|
|
Consumer Products and Services | Debt Investments | Fiton Inc. |
|
|
|
|
|
Outstanding Principal |
|
11,000
|
|
11,000
|
|
Cost |
|
10,855
|
[6] |
10,824
|
[9] |
Fair Value |
|
$ 10,855
|
|
$ 10,824
|
|
Consumer Products and Services | Debt Investments | Fiton Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
2.00%
|
|
2.00%
|
[16] |
Basis spread on variable rate |
|
4.00%
|
|
4.00%
|
[16] |
Interest rate floor |
|
11.25%
|
|
11.25%
|
[16] |
Outstanding Principal |
|
$ 8,889
|
|
$ 8,889
|
|
Cost |
|
8,776
|
[6] |
8,750
|
[9] |
Fair Value |
|
$ 8,776
|
|
$ 8,750
|
|
Consumer Products and Services | Debt Investments | Fiton Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
2.00%
|
|
2.00%
|
[16] |
Basis spread on variable rate |
|
4.00%
|
|
4.00%
|
[16] |
Interest rate floor |
|
11.25%
|
|
11.25%
|
[16] |
Outstanding Principal |
|
$ 1,111
|
|
$ 1,111
|
|
Cost |
|
1,096
|
[6] |
1,093
|
[9] |
Fair Value |
|
$ 1,096
|
|
$ 1,093
|
|
Consumer Products and Services | Debt Investments | Fiton Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
2.00%
|
|
2.00%
|
[16] |
Basis spread on variable rate |
[16] |
|
|
4.00%
|
|
Interest rate floor |
[16] |
|
|
11.25%
|
|
Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
Cost |
|
983
|
[6] |
981
|
[9] |
Fair Value |
|
983
|
|
981
|
|
Consumer Products and Services | Debt Investments | Flink SE |
|
|
|
|
|
Outstanding Principal |
|
28,012
|
[11],[12] |
27,346
|
[13],[14] |
Cost |
|
28,683
|
[6],[11],[12] |
27,955
|
[9],[13],[14] |
Fair Value |
|
$ 19,956
|
[11],[12] |
$ 18,888
|
[13],[14] |
Consumer Products and Services | Debt Investments | Flink SE | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.75%
|
[11],[12],[15] |
6.75%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 14,006
|
[11],[12] |
$ 13,673
|
[13],[14] |
Cost |
|
14,371
|
[6],[11],[12] |
14,009
|
[9],[13],[14] |
Fair Value |
|
$ 9,978
|
[11],[12] |
$ 9,444
|
[13],[14] |
Interest rate |
|
9.75%
|
[11],[12],[15] |
9.75%
|
[13],[14],[16] |
Consumer Products and Services | Debt Investments | Flink SE | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
6.75%
|
[11],[12],[15] |
6.75%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 14,006
|
[11],[12] |
$ 13,673
|
[13],[14] |
Cost |
|
14,312
|
[6],[11],[12] |
13,946
|
[9],[13],[14] |
Fair Value |
|
$ 9,978
|
[11],[12] |
$ 9,444
|
[13],[14] |
Interest rate |
|
9.75%
|
[11],[12],[15] |
9.75%
|
[13],[14],[16] |
Consumer Products and Services | Debt Investments | Frubana Inc. |
|
|
|
|
|
Outstanding Principal |
|
$ 12,587
|
[11],[12] |
$ 12,603
|
[13],[14] |
Cost |
|
12,982
|
[6],[11],[12] |
12,905
|
[9],[13],[14] |
Fair Value |
|
$ 12,744
|
[11],[12] |
$ 12,637
|
[13],[14] |
Consumer Products and Services | Debt Investments | Frubana Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
[11],[12],[15] |
5.00%
|
[13],[14],[16] |
Basis spread on variable rate |
|
6.25%
|
[11],[12],[15] |
6.25%
|
[13],[14],[16] |
Interest rate floor |
|
9.75%
|
[11],[12],[15] |
9.75%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 139
|
[11],[12] |
$ 155
|
[13],[14] |
Cost |
|
144
|
[6],[11],[12] |
159
|
[9],[13],[14] |
Fair Value |
|
$ 143
|
[11],[12] |
$ 158
|
[13],[14] |
Consumer Products and Services | Debt Investments | Frubana Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[11],[12],[15] |
6.00%
|
[13],[14],[16] |
Basis spread on variable rate |
|
8.00%
|
[11],[12],[15] |
8.00%
|
[13],[14],[16] |
Interest rate floor |
|
11.50%
|
[11],[12],[15] |
11.50%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 4,448
|
[11],[12] |
$ 4,448
|
[13],[14] |
Cost |
|
4,700
|
[6],[11],[12] |
4,669
|
[9],[13],[14] |
Fair Value |
|
$ 4,602
|
[11],[12] |
$ 4,559
|
[13],[14] |
Consumer Products and Services | Debt Investments | Frubana Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
[11],[12],[15] |
7.50%
|
[13],[14],[16] |
Basis spread on variable rate |
|
8.00%
|
[11],[12],[15] |
8.00%
|
[13],[14],[16] |
Interest rate floor |
|
11.50%
|
[11],[12],[15] |
11.50%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 8,000
|
[11],[12] |
$ 8,000
|
[13],[14] |
Cost |
|
8,138
|
[6],[11],[12] |
8,077
|
[9],[13],[14] |
Fair Value |
|
7,999
|
[11],[12] |
7,920
|
[13],[14] |
Consumer Products and Services | Debt Investments | Hydrow, Inc. |
|
|
|
|
|
Outstanding Principal |
|
26,221
|
|
26,413
|
|
Cost |
|
26,175
|
[6] |
26,233
|
[9] |
Fair Value |
|
$ 23,762
|
|
$ 23,434
|
|
Consumer Products and Services | Debt Investments | Hydrow, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
9.00%
|
|
Basis spread on variable rate |
|
3.50%
|
|
3.50%
|
|
Interest rate floor |
|
11.25%
|
|
11.25%
|
|
Outstanding Principal |
|
$ 16,657
|
|
$ 16,657
|
|
Cost |
|
16,611
|
[6] |
16,477
|
[9] |
Fair Value |
|
$ 14,934
|
|
$ 14,642
|
|
Consumer Products and Services | Debt Investments | Hydrow, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
[15] |
7.00%
|
[16] |
Basis spread on variable rate |
|
2.00%
|
[15] |
2.00%
|
[16] |
Interest rate floor |
|
9.75%
|
[15] |
9.75%
|
[16] |
Outstanding Principal |
|
$ 9,564
|
|
$ 9,756
|
|
Cost |
|
9,564
|
[6] |
9,756
|
[9] |
Fair Value |
|
8,828
|
|
8,792
|
|
Consumer Products and Services | Debt Investments | JOKR S.à r.l. |
|
|
|
|
|
Outstanding Principal |
|
4,458
|
[11],[12] |
4,384
|
[13],[14] |
Cost |
|
4,654
|
[6],[11],[12] |
4,518
|
[9],[13],[14] |
Fair Value |
|
$ 4,643
|
[11],[12] |
$ 4,498
|
[13],[14] |
Consumer Products and Services | Debt Investments | JOKR S.à r.l. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[11],[12],[15] |
6.00%
|
[13],[14],[16] |
Basis spread on variable rate |
[11],[12],[15] |
7.40%
|
|
|
|
Interest rate floor |
[11],[12],[15] |
7.11%
|
|
|
|
Outstanding Principal |
|
$ 2,862
|
[11],[12] |
$ 2,813
|
[13],[14] |
Cost |
|
2,999
|
[6],[11],[12] |
2,895
|
[9],[13],[14] |
Fair Value |
|
$ 2,990
|
[11],[12] |
$ 2,879
|
[13],[14] |
Interest rate |
[13],[14],[16] |
|
|
7.40%
|
|
PIK interest |
[13],[14],[16] |
|
|
7.11%
|
|
Consumer Products and Services | Debt Investments | JOKR S.à r.l. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
8.00%
|
[11],[12],[15] |
8.00%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 1,095
|
[11],[12] |
$ 1,070
|
[13],[14] |
Cost |
|
1,120
|
[6],[11],[12] |
1,083
|
[9],[13],[14] |
Fair Value |
|
$ 1,120
|
[11],[12] |
$ 1,083
|
[13],[14] |
Interest rate |
|
9.31%
|
[11],[12],[15] |
9.31%
|
[13],[14],[16] |
PIK interest |
|
8.94%
|
[11],[12],[15] |
8.94%
|
[13],[14],[16] |
Consumer Products and Services | Debt Investments | JOKR S.à r.l. | Revolver |
|
|
|
|
|
Interest rate EOT |
|
3.00%
|
[11],[12],[15] |
3.00%
|
[13],[14],[16] |
Basis spread on variable rate |
|
5.75%
|
[11],[12],[15] |
5.75%
|
[13],[14],[16] |
Interest rate floor |
|
9.00%
|
[11],[12],[15] |
9.00%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 501
|
[11],[12] |
$ 501
|
[13],[14] |
Cost |
|
535
|
[6],[11],[12] |
540
|
[9],[13],[14] |
Fair Value |
|
$ 533
|
[11],[12] |
$ 536
|
[13],[14] |
Consumer Products and Services | Debt Investments | Lower Holding Company | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
Basis spread on variable rate |
|
3.75%
|
|
3.75%
|
|
Interest rate floor |
|
11.25%
|
|
11.25%
|
|
Outstanding Principal |
|
$ 3,634
|
|
$ 4,781
|
|
Cost |
|
3,950
|
[6] |
5,053
|
[9] |
Fair Value |
|
3,950
|
|
5,053
|
|
Consumer Products and Services | Debt Investments | Nakdcom One World AB |
|
|
|
|
|
Outstanding Principal |
|
10,334
|
[11],[12],[17] |
10,334
|
[13],[14],[18] |
Cost |
|
9,240
|
[6],[11],[12],[17] |
9,240
|
[9],[13],[14],[18] |
Fair Value |
|
$ 8,824
|
[11],[12],[17] |
$ 8,470
|
[13],[14],[18] |
Consumer Products and Services | Debt Investments | Nakdcom One World AB | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
10.00%
|
[11],[12],[15],[17] |
10.00%
|
[13],[14],[16],[18] |
Basis spread on variable rate |
|
8.25%
|
[11],[12],[15],[17] |
8.25%
|
[13],[14],[16],[18] |
Interest rate floor |
|
11.50%
|
[11],[12],[15],[17] |
11.50%
|
[13],[14],[16],[18] |
Outstanding Principal |
|
$ 6,621
|
[11],[12],[17] |
$ 6,621
|
[13],[14],[18] |
Cost |
|
5,933
|
[6],[11],[12],[17] |
5,933
|
[9],[13],[14],[18] |
Fair Value |
|
$ 5,515
|
[11],[12],[17] |
$ 5,294
|
[13],[14],[18] |
Consumer Products and Services | Debt Investments | Nakdcom One World AB | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
10.00%
|
[11],[12],[15],[17] |
10.00%
|
[13],[14],[16],[18] |
Basis spread on variable rate |
|
8.25%
|
[11],[12],[15],[17] |
8.25%
|
[13],[14],[16],[18] |
Interest rate floor |
|
11.50%
|
[11],[12],[15],[17] |
11.50%
|
[13],[14],[16],[18] |
Outstanding Principal |
|
$ 3,713
|
[11],[12],[17] |
$ 3,713
|
[13],[14],[18] |
Cost |
|
3,307
|
[6],[11],[12],[17] |
3,307
|
[9],[13],[14],[18] |
Fair Value |
|
3,309
|
[11],[12],[17] |
3,176
|
[13],[14],[18] |
Consumer Products and Services | Debt Investments | Project 1920, Inc. |
|
|
|
|
|
Outstanding Principal |
|
4,027
|
[17] |
4,027
|
|
Cost |
|
4,115
|
[6],[17] |
4,115
|
[9] |
Fair Value |
|
$ 928
|
[17] |
$ 1,267
|
|
Consumer Products and Services | Debt Investments | Project 1920, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.50%
|
[15],[17] |
6.50%
|
[16],[18] |
Basis spread on variable rate |
|
6.25%
|
[15],[17] |
6.25%
|
[16],[18] |
Interest rate floor |
|
9.50%
|
[15],[17] |
9.50%
|
[16],[18] |
Outstanding Principal |
|
$ 1,927
|
[17] |
$ 1,927
|
[18] |
Cost |
|
1,973
|
[6],[17] |
1,973
|
[9],[18] |
Fair Value |
|
$ 444
|
[17] |
$ 606
|
[18] |
Consumer Products and Services | Debt Investments | Project 1920, Inc. | Revolver |
|
|
|
|
|
Interest rate EOT |
|
2.00%
|
[15],[17] |
2.00%
|
[16],[18] |
Basis spread on variable rate |
|
5.75%
|
[15],[17] |
5.75%
|
[16],[18] |
Interest rate floor |
|
9.00%
|
[15],[17] |
9.00%
|
[16],[18] |
Outstanding Principal |
|
$ 2,100
|
[17] |
$ 2,100
|
[18] |
Cost |
|
2,142
|
[6],[17] |
2,142
|
[9],[18] |
Fair Value |
|
484
|
[17] |
661
|
[18] |
Consumer Products and Services | Debt Investments | MA Micro Limited |
|
|
|
|
|
Outstanding Principal |
|
9,721
|
[11],[12] |
9,721
|
[13],[14] |
Cost |
|
5,341
|
[6],[11],[12] |
5,341
|
[9],[13],[14] |
Fair Value |
|
3,834
|
[11],[12] |
3,681
|
[13],[14] |
Consumer Products and Services | Debt Investments | MA Micro Limited | Growth Capital Loan |
|
|
|
|
|
Outstanding Principal |
|
4,166
|
[11],[12] |
4,166
|
[13],[14] |
Cost |
|
1,442
|
[6],[11],[12] |
1,442
|
[9],[13],[14] |
Fair Value |
|
801
|
[11],[12] |
769
|
[13],[14] |
Consumer Products and Services | Debt Investments | MA Micro Limited | Growth Capital Loan 2 |
|
|
|
|
|
Outstanding Principal |
|
1,389
|
[11],[12] |
1,389
|
[13],[14] |
Cost |
|
1,186
|
[6],[11],[12] |
1,186
|
[9],[13],[14] |
Fair Value |
|
374
|
[11],[12] |
359
|
[13],[14] |
Consumer Products and Services | Debt Investments | MA Micro Limited | Convertible Note |
|
|
|
|
|
Outstanding Principal |
|
4,166
|
[11],[12] |
4,166
|
[13],[14] |
Cost |
|
2,713
|
[6],[11],[12] |
2,713
|
[9],[13],[14] |
Fair Value |
|
$ 2,659
|
[11],[12] |
$ 2,553
|
[13],[14] |
Consumer Products and Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.66%
|
[1],[10] |
0.74%
|
[4],[5] |
Cost |
|
$ 3,911
|
[6],[10] |
$ 3,911
|
[4],[9] |
Fair Value |
|
2,307
|
[10] |
2,563
|
[4] |
Consumer Products and Services | Warrant investments | AvantStay, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
151
|
[6],[10] |
151
|
[4],[9] |
Fair Value |
|
$ 188
|
[10] |
$ 188
|
[4] |
Shares |
|
24,495
|
[10] |
24,495
|
[4] |
Consumer Products and Services | Warrant investments | Baby Generation, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 25
|
[6],[10] |
$ 25
|
[4],[9] |
Fair Value |
|
$ 25
|
[10] |
$ 25
|
[4] |
Shares |
|
33,964
|
[10] |
33,964
|
[4] |
Consumer Products and Services | Warrant investments | Fiton Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 162
|
[6],[10] |
$ 162
|
[4],[9] |
Fair Value |
|
$ 156
|
[10] |
$ 162
|
[4] |
Shares |
|
73,807
|
[10] |
73,807
|
[4] |
Consumer Products and Services | Warrant investments | Flink SE | Common Stock |
|
|
|
|
|
Cost |
[4],[9],[13],[14] |
|
|
$ 339
|
|
Fair Value |
[4],[13],[14] |
|
|
$ 0
|
|
Shares |
[4],[13],[14] |
|
|
178
|
|
Consumer Products and Services | Warrant investments | Flink SE | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10],[11],[12] |
$ 339
|
|
|
|
Fair Value |
[10],[11],[12] |
$ 0
|
|
|
|
Shares |
[10],[11],[12] |
178
|
|
|
|
Consumer Products and Services | Warrant investments | Frubana Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 334
|
[6],[10],[11],[12] |
$ 334
|
[4],[9],[13],[14] |
Fair Value |
|
$ 13
|
[10],[11],[12] |
$ 13
|
[4],[13],[14] |
Shares |
|
15,987
|
[10],[11],[12] |
15,987
|
[4],[13],[14] |
Consumer Products and Services | Warrant investments | Foodology Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 116
|
[6],[10],[11],[12] |
$ 116
|
[4],[9],[13],[14] |
Fair Value |
|
$ 86
|
[10],[11],[12] |
$ 86
|
[4],[13],[14] |
Shares |
|
26,619
|
[10],[11],[12] |
26,619
|
[4],[13],[14] |
Consumer Products and Services | Warrant investments | Hydrow, Inc. |
|
|
|
|
|
Cost |
|
$ 258
|
[6],[10] |
$ 258
|
[4],[9] |
Fair Value |
|
26
|
[10] |
26
|
[4] |
Consumer Products and Services | Warrant investments | Hydrow, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
232
|
[6],[10] |
143
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
1,252,355
|
[10] |
150,561
|
[4] |
Consumer Products and Services | Warrant investments | Hydrow, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 26
|
[6],[10] |
$ 26
|
[4],[9] |
Fair Value |
|
$ 26
|
[10] |
$ 26
|
[4] |
Shares |
|
6,549,320
|
[10] |
6,549,320
|
[4] |
Consumer Products and Services | Warrant investments | Hydrow, Inc. | Common Stock 2 |
|
|
|
|
|
Cost |
[4],[9] |
|
|
$ 89
|
|
Fair Value |
[4] |
|
|
$ 0
|
|
Shares |
[4] |
|
|
1,101,793
|
|
Consumer Products and Services | Warrant investments | JOKR S.à r.l. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 339
|
[6],[10],[11],[12] |
$ 339
|
[4],[9],[13],[14] |
Fair Value |
|
$ 104
|
[10],[11],[12] |
$ 104
|
[4],[13],[14] |
Shares |
|
12,056
|
[10],[11],[12] |
12,056
|
[4],[13],[14] |
Consumer Products and Services | Warrant investments | Lower Holding Company | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 189
|
[6],[10] |
$ 189
|
[4],[9] |
Fair Value |
|
$ 24
|
[10] |
$ 277
|
[4] |
Shares |
|
395,425
|
[10] |
395,425
|
[4] |
Consumer Products and Services | Warrant investments | Nakdcom One World AB | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 1,258
|
[6],[10],[11],[12] |
$ 1,258
|
[4],[9],[13],[14] |
Fair Value |
|
$ 0
|
[10],[11],[12] |
$ 0
|
[4],[13],[14] |
Shares |
|
894,182
|
[10],[11],[12] |
894,182
|
[4],[13],[14] |
Consumer Products and Services | Warrant investments | Project 1920, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 23
|
[6],[10] |
$ 23
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
41,140
|
[10] |
41,140
|
[4] |
Consumer Products and Services | Warrant investments | everdrop GmbH | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 25
|
[6],[10],[11],[12] |
$ 25
|
[4],[9],[13],[14] |
Fair Value |
|
$ 24
|
[10],[11],[12] |
$ 23
|
[4],[13],[14] |
Shares |
|
14
|
[10],[11],[12] |
14
|
[4],[13],[14] |
Consumer Products and Services | Warrant investments | Pair Eyewear, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 5
|
[6],[10] |
$ 5
|
[4],[9] |
Fair Value |
|
$ 7
|
[10] |
$ 7
|
[4] |
Shares |
|
2,288
|
[10] |
2,288
|
[4] |
Consumer Products and Services | Warrant investments | Quip NYC, Inc. | Common Stock |
|
|
|
|
|
Cost |
[4],[9] |
|
|
$ 455
|
|
Fair Value |
[4] |
|
|
$ 1,171
|
|
Shares |
[4] |
|
|
41,272
|
|
Consumer Products and Services | Warrant investments | Quip NYC, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
$ 455
|
|
|
|
Fair Value |
[10] |
$ 1,171
|
|
|
|
Shares |
[10] |
41,272
|
|
|
|
Consumer Products and Services | Warrant investments | Tempo Interactive Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 93
|
[6],[10] |
$ 93
|
[4],[9] |
Fair Value |
|
$ 14
|
[10] |
$ 14
|
[4] |
Shares |
|
14,709
|
[10] |
14,709
|
[4] |
Consumer Products and Services | Warrant investments | The Black Tux Holdings, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 139
|
[6],[10] |
$ 139
|
[4],[9] |
Fair Value |
|
$ 469
|
[10] |
$ 467
|
[4] |
Shares |
|
142,939
|
[10] |
142,939
|
[4] |
Consumer Products and Services | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
2.38%
|
[1],[10] |
2.39%
|
[4],[5] |
Cost |
|
$ 9,470
|
[6],[10] |
$ 9,470
|
[4],[9] |
Fair Value |
|
8,261
|
[10] |
8,245
|
[4] |
Consumer Products and Services | Equity Investments | Frubana Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
500
|
[6],[10],[11],[12] |
500
|
[4],[9],[13],[14] |
Fair Value |
|
$ 19
|
[10],[11],[12] |
$ 19
|
[4],[13],[14] |
Shares |
|
7,993
|
[10],[11],[12] |
7,993
|
[4],[13],[14] |
Consumer Products and Services | Equity Investments | GrubMarket, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 7,758
|
[6],[10] |
$ 7,758
|
[4],[9] |
Fair Value |
|
$ 7,758
|
[10] |
7,758
|
[4] |
Consumer Products and Services | Equity Investments | GrubMarket, Inc. | Preferred Stock 1 |
|
|
|
|
|
Shares |
[10] |
0
|
|
|
|
Consumer Products and Services | Equity Investments | Hydrow, Inc. |
|
|
|
|
|
Cost |
[4],[9] |
|
|
668
|
|
Fair Value |
[4] |
|
|
16
|
|
Consumer Products and Services | Equity Investments | Hydrow, Inc. | Common Stock |
|
|
|
|
|
Cost |
[4],[9] |
|
|
333
|
|
Fair Value |
[4] |
|
|
$ 10
|
|
Shares |
[4] |
|
|
1,227,068
|
|
Consumer Products and Services | Equity Investments | Hydrow, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
$ 668
|
|
|
|
Fair Value |
[10] |
$ 19
|
|
|
|
Shares |
[10] |
1,893,462
|
|
|
|
Consumer Products and Services | Equity Investments | Hydrow, Inc. | Common Stock 2 |
|
|
|
|
|
Cost |
[4],[9] |
|
|
$ 335
|
|
Fair Value |
[4] |
|
|
$ 6
|
|
Shares |
[4] |
|
|
666,394
|
|
Consumer Products and Services | Equity Investments | JOKR S.à r.l. |
|
|
|
|
|
Cost |
|
$ 224
|
[6],[10] |
$ 224
|
[4],[9],[13],[14] |
Fair Value |
|
129
|
[10] |
129
|
[4],[13],[14] |
Consumer Products and Services | Equity Investments | JOKR S.à r.l. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
187
|
[6],[10],[11],[12] |
187
|
[4],[9],[13],[14] |
Fair Value |
|
$ 101
|
[10],[11],[12] |
$ 101
|
[4],[13],[14] |
Shares |
|
2,843
|
[10],[11],[12] |
2,843
|
[4],[13],[14] |
Consumer Products and Services | Equity Investments | JOKR S.à r.l. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 37
|
[6],[10] |
$ 37
|
[4],[9],[13],[14] |
Fair Value |
|
$ 28
|
[10] |
$ 28
|
[4],[13],[14] |
Shares |
|
787
|
[10] |
787
|
[4],[13],[14] |
Consumer Products and Services | Equity Investments | everdrop GmbH | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 310
|
[6],[10],[11],[12] |
$ 310
|
[4],[9],[13],[14] |
Fair Value |
|
$ 326
|
[10],[11],[12] |
$ 313
|
[4],[13],[14] |
Shares |
|
78
|
[10],[11],[12] |
78
|
[4],[13],[14] |
Consumer Products and Services | Equity Investments | Pair Eyewear, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 10
|
[6],[10] |
$ 10
|
[4],[9] |
Fair Value |
|
$ 10
|
[10] |
$ 10
|
[4] |
Shares |
|
1,880
|
[10] |
1,880
|
[4] |
Consumer Retail | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
1.52%
|
[1] |
3.52%
|
[5] |
Outstanding Principal |
|
$ 6,250
|
|
$ 12,500
|
|
Cost |
|
5,286
|
[6] |
12,172
|
[9] |
Fair Value |
|
$ 5,286
|
|
$ 12,172
|
|
Consumer Retail | Debt Investments | Savage X, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
Basis spread on variable rate |
|
8.25%
|
|
7.25%
|
|
Interest rate floor |
|
15.75%
|
|
12.00%
|
|
Outstanding Principal |
|
$ 500
|
|
$ 1,000
|
|
Cost |
|
459
|
[6] |
1,013
|
[9] |
Fair Value |
|
$ 459
|
|
$ 1,013
|
|
Consumer Retail | Debt Investments | Savage X, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
Basis spread on variable rate |
|
8.25%
|
|
7.25%
|
|
Interest rate floor |
|
15.75%
|
|
12.00%
|
|
Outstanding Principal |
|
$ 2,000
|
|
$ 4,000
|
|
Cost |
|
1,679
|
[6] |
3,881
|
[9] |
Fair Value |
|
$ 1,679
|
|
$ 3,881
|
|
Consumer Retail | Debt Investments | Savage X, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
Basis spread on variable rate |
|
8.25%
|
|
7.25%
|
|
Interest rate floor |
|
15.75%
|
|
12.00%
|
|
Outstanding Principal |
|
$ 3,750
|
|
$ 7,500
|
|
Cost |
|
3,148
|
[6] |
7,278
|
[9] |
Fair Value |
|
$ 3,148
|
|
$ 7,278
|
|
Consumer Retail | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.19%
|
[1],[10] |
0.12%
|
[4],[5] |
Cost |
|
$ 838
|
[6],[10] |
$ 639
|
[4],[9] |
Fair Value |
|
646
|
[10] |
410
|
[4] |
Consumer Retail | Warrant investments | Savage X, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
670
|
[6],[10] |
471
|
[4],[9] |
Fair Value |
|
$ 518
|
[10] |
$ 282
|
[4] |
Shares |
|
178,697
|
[10] |
28,977
|
[4] |
Consumer Retail | Warrant investments | LovePop, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 168
|
[6],[10] |
$ 168
|
[4],[9] |
Fair Value |
|
$ 128
|
[10] |
$ 128
|
[4] |
Shares |
|
163,463
|
[10] |
163,463
|
[4] |
Consumer Retail | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.01%
|
[1],[10] |
0.20%
|
[4],[5] |
Cost |
|
$ 1,000
|
[6],[10] |
$ 1,000
|
[4],[9] |
Fair Value |
|
29
|
[10] |
704
|
[4] |
Consumer Retail | Equity Investments | Savage X, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
500
|
[6],[10] |
500
|
[4],[9] |
Fair Value |
|
$ 17
|
[10] |
$ 319
|
[4] |
Shares |
|
17,249
|
[10] |
17,249
|
[4] |
Consumer Retail | Equity Investments | Savage X, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 500
|
[6],[10] |
$ 500
|
[4],[9] |
Fair Value |
|
$ 12
|
[10] |
$ 385
|
[4] |
Shares |
|
10,393
|
[10] |
10,393
|
[4] |
Educational/Training Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
2.94%
|
[1] |
1.83%
|
[5] |
Outstanding Principal |
|
$ 10,220
|
|
$ 6,320
|
|
Cost |
|
10,209
|
[6] |
6,316
|
[9] |
Fair Value |
|
$ 10,209
|
|
$ 6,316
|
|
Educational/Training Software | Debt Investments | Panorama Education, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
|
7.50%
|
|
Basis spread on variable rate |
|
2.00%
|
|
2.00%
|
|
Interest rate floor |
|
10.50%
|
|
10.50%
|
|
Outstanding Principal |
|
$ 6,000
|
|
$ 6,000
|
|
Cost |
|
6,045
|
[6] |
5,996
|
[9] |
Fair Value |
|
$ 6,045
|
|
$ 5,996
|
|
Educational/Training Software | Debt Investments | Panorama Education, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
7.50%
|
|
|
|
Basis spread on variable rate |
|
1.75%
|
|
|
|
Interest rate floor |
|
10.25%
|
|
|
|
Outstanding Principal |
|
$ 4,000
|
|
|
|
Cost |
[6] |
3,944
|
|
|
|
Fair Value |
|
$ 3,944
|
|
|
|
Educational/Training Software | Debt Investments | Panorama Education, Inc. | Revolver |
|
|
|
|
|
Interest rate EOT |
|
4.00%
|
|
4.00%
|
[16] |
Basis spread on variable rate |
|
1.00%
|
|
1.00%
|
[16] |
Interest rate floor |
|
9.50%
|
|
9.50%
|
[16] |
Outstanding Principal |
|
$ 220
|
|
$ 320
|
|
Cost |
|
220
|
[6] |
320
|
[9] |
Fair Value |
|
$ 220
|
|
$ 320
|
|
Educational/Training Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.01%
|
[1],[10] |
0.01%
|
[4],[5] |
Cost |
|
$ 45
|
[6],[10] |
$ 28
|
[4],[9] |
Fair Value |
|
45
|
[10] |
28
|
[4] |
Educational/Training Software | Warrant investments | Panorama Education, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
45
|
[6],[10] |
28
|
[4],[9] |
Fair Value |
|
$ 45
|
[10] |
$ 28
|
[4] |
Shares |
|
5,154
|
[10] |
5,154
|
[4] |
Educational/Training Software | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.03%
|
[1],[10] |
0.03%
|
[4],[5] |
Cost |
|
$ 250
|
[6],[10] |
$ 250
|
[4],[9] |
Fair Value |
|
87
|
[10] |
99
|
[4] |
Educational/Training Software | Equity Investments | Nerdy Inc. (f/k/a Varsity Tutors LLC) | Common Stock |
|
|
|
|
|
Cost |
|
250
|
[6],[10] |
250
|
[4],[9] |
Fair Value |
|
$ 87
|
[10] |
$ 99
|
[4] |
Shares |
|
60,926
|
[10] |
60,926
|
[4] |
E-Commerce - Clothing and Accessories | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
28.08%
|
[1] |
27.70%
|
[5] |
Outstanding Principal |
|
$ 100,102
|
|
$ 99,110
|
|
Cost |
|
106,245
|
[6] |
104,810
|
[9] |
Fair Value |
|
$ 97,443
|
|
$ 95,771
|
|
E-Commerce - Clothing and Accessories | Debt Investments | FabFitFun, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.75%
|
|
6.75%
|
|
Basis spread on variable rate |
|
7.00%
|
|
7.00%
|
|
Interest rate floor |
|
12.00%
|
|
12.00%
|
|
Outstanding Principal |
|
$ 16,916
|
|
$ 16,917
|
|
Cost |
|
17,034
|
[6] |
16,931
|
[9] |
Fair Value |
|
$ 17,034
|
|
$ 16,931
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Fabletics, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
2.50%
|
[15] |
2.50%
|
[16] |
Outstanding Principal |
|
$ 3,848
|
|
$ 3,763
|
|
Cost |
|
3,492
|
[6] |
3,392
|
[9] |
Fair Value |
|
$ 3,492
|
|
$ 3,392
|
|
PIK interest |
|
9.00%
|
[15] |
9.00%
|
[16] |
E-Commerce - Clothing and Accessories | Debt Investments | Minted, Inc. |
|
|
|
|
|
Outstanding Principal |
|
$ 16,500
|
|
$ 16,500
|
|
Cost |
|
17,019
|
[6] |
16,964
|
[9] |
Fair Value |
|
$ 17,019
|
|
$ 16,964
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Minted, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
Basis spread on variable rate |
|
8.00%
|
|
8.00%
|
|
Interest rate floor |
|
11.50%
|
|
11.50%
|
|
Outstanding Principal |
|
$ 16,500
|
|
$ 16,500
|
|
Cost |
|
17,019
|
[6] |
16,964
|
[9] |
Fair Value |
|
$ 17,019
|
|
$ 16,964
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Minted, Inc. | Revolver |
|
|
|
|
|
Basis spread on variable rate |
|
6.50%
|
[15] |
6.50%
|
[16] |
Interest rate floor |
|
10.00%
|
[15] |
10.00%
|
[16] |
Outstanding Principal |
|
$ 0
|
|
$ 0
|
|
Cost |
|
0
|
[6] |
0
|
[9] |
Fair Value |
|
0
|
|
0
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Outfittery GMBH |
|
|
|
|
|
Outstanding Principal |
|
34,838
|
[11],[12] |
33,930
|
[13],[14] |
Cost |
|
38,578
|
[6],[11],[12] |
37,535
|
[9],[13],[14] |
Fair Value |
|
$ 30,213
|
[11],[12] |
$ 28,985
|
[13],[14] |
E-Commerce - Clothing and Accessories | Debt Investments | Outfittery GMBH | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
14.73%
|
[11],[12],[15] |
14.73%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 27,987
|
[11],[12] |
$ 27,231
|
[13],[14] |
Cost |
|
31,365
|
[6],[11],[12] |
30,449
|
[9],[13],[14] |
Fair Value |
|
$ 23,966
|
[11],[12] |
$ 22,939
|
[13],[14] |
PIK interest |
|
11.00%
|
[11],[12],[15] |
11.00%
|
[13],[14],[16] |
E-Commerce - Clothing and Accessories | Debt Investments | Outfittery GMBH | Revolver |
|
|
|
|
|
Interest rate EOT |
|
7.53%
|
[11],[12],[15] |
7.53%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 4,377
|
[11],[12] |
$ 4,280
|
[13],[14] |
Cost |
|
4,598
|
[6],[11],[12] |
4,517
|
[9],[13],[14] |
Fair Value |
|
$ 3,940
|
[11],[12] |
$ 3,811
|
[13],[14] |
Interest rate |
[13],[14],[16] |
|
|
4.50%
|
|
PIK interest |
|
9.00%
|
[11],[12],[15] |
4.50%
|
[13],[14],[16] |
E-Commerce - Clothing and Accessories | Debt Investments | Outfittery GMBH | Revolver 2 |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
[11],[12],[15] |
9.00%
|
[13],[14],[16] |
Outstanding Principal |
|
$ 2,474
|
[11],[12] |
$ 2,419
|
[13],[14] |
Cost |
|
2,615
|
[6],[11],[12] |
2,569
|
[9],[13],[14] |
Fair Value |
|
$ 2,307
|
[11],[12] |
$ 2,235
|
[13],[14] |
Interest rate |
[13],[14],[16] |
|
|
4.50%
|
|
PIK interest |
|
9.00%
|
[11],[12],[15] |
4.50%
|
[13],[14],[16] |
E-Commerce - Clothing and Accessories | Debt Investments | Trendly, Inc. |
|
|
|
|
|
Outstanding Principal |
|
$ 28,000
|
|
$ 28,000
|
|
Cost |
|
30,122
|
[6] |
29,988
|
[9] |
Fair Value |
|
$ 29,685
|
|
$ 29,499
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Trendly, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
11.50%
|
|
11.50%
|
|
Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
Interest rate floor |
|
15.75%
|
|
15.75%
|
|
Outstanding Principal |
|
$ 19,500
|
|
$ 19,500
|
|
Cost |
|
21,172
|
[6] |
21,101
|
[9] |
Fair Value |
|
$ 20,735
|
|
$ 20,612
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Trendly, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
11.50%
|
|
11.50%
|
|
Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
Interest rate floor |
|
15.75%
|
|
15.75%
|
|
Outstanding Principal |
|
$ 3,000
|
|
$ 3,000
|
|
Cost |
|
3,145
|
[6] |
3,121
|
[9] |
Fair Value |
|
$ 3,145
|
|
$ 3,121
|
|
E-Commerce - Clothing and Accessories | Debt Investments | Trendly, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
11.50%
|
|
11.50%
|
|
Basis spread on variable rate |
|
7.75%
|
|
7.75%
|
|
Interest rate floor |
|
15.75%
|
|
15.75%
|
|
Outstanding Principal |
|
$ 5,500
|
|
$ 5,500
|
|
Cost |
|
5,805
|
[6] |
5,766
|
[9] |
Fair Value |
|
$ 5,805
|
|
$ 5,766
|
|
E-Commerce - Clothing and Accessories | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.84%
|
[1],[10] |
0.76%
|
[4],[5] |
Cost |
|
$ 5,480
|
[6],[10] |
$ 5,480
|
[4],[9] |
Fair Value |
|
2,915
|
[10] |
2,643
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | FabFitFun, Inc. |
|
|
|
|
|
Cost |
|
1,315
|
[6],[10] |
1,315
|
[4],[9] |
Fair Value |
|
624
|
[10] |
624
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | FabFitFun, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
375
|
[6],[10] |
375
|
[4],[9] |
Fair Value |
|
$ 310
|
[10] |
$ 310
|
[4] |
Shares |
|
117,338
|
[10] |
117,338
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | FabFitFun, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 940
|
[6],[10] |
$ 940
|
[4],[9] |
Fair Value |
|
$ 314
|
[10] |
$ 314
|
[4] |
Shares |
|
331,048
|
[10] |
331,048
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Minted, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 516
|
[6],[10] |
$ 516
|
[4],[9] |
Fair Value |
|
$ 235
|
[10] |
$ 235
|
[4] |
Shares |
|
51,979
|
[10] |
51,979
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Outfittery GMBH | Cash Exit Fee |
|
|
|
|
|
Cost |
|
$ 1,850
|
[6],[10],[11],[12] |
$ 1,850
|
[4],[9],[13],[14] |
Fair Value |
|
1,292
|
[10],[11],[12] |
1,020
|
[4],[13],[14] |
E-Commerce - Clothing and Accessories | Warrant investments | Trendly, Inc. |
|
|
|
|
|
Cost |
|
425
|
[6],[10] |
425
|
[4],[9] |
Fair Value |
|
637
|
[10] |
637
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Trendly, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
381
|
[6],[10] |
381
|
[4],[9] |
Fair Value |
|
$ 598
|
[10] |
$ 598
|
[4] |
Shares |
|
574,742
|
[10] |
574,742
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Trendly, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 44
|
[6],[10] |
$ 44
|
[4],[9] |
Fair Value |
|
$ 39
|
[10] |
$ 39
|
[4] |
Shares |
|
57,924
|
[10] |
57,924
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Rent the Runway, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 1,294
|
[6],[10] |
$ 1,294
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
11,862
|
[10] |
11,862
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Stance, Inc | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 41
|
[6],[10] |
$ 41
|
[4],[9] |
Fair Value |
|
$ 70
|
[10] |
$ 70
|
[4] |
Shares |
|
75,000
|
[10] |
75,000
|
[4] |
E-Commerce - Clothing and Accessories | Warrant investments | Untuckit LLC | Cash Exit Fee |
|
|
|
|
|
Cost |
|
$ 39
|
[6],[10] |
$ 39
|
[4],[9] |
Fair Value |
|
$ 57
|
[10] |
$ 57
|
[4] |
E-Commerce - Clothing and Accessories | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.13%
|
[1],[10] |
0.13%
|
[4],[5] |
Cost |
|
$ 500
|
[6],[10] |
$ 500
|
[4],[9] |
Fair Value |
|
466
|
[10] |
466
|
[4] |
E-Commerce - Clothing and Accessories | Equity Investments | FabFitFun, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
500
|
[6],[10] |
500
|
[4],[9] |
Fair Value |
|
$ 466
|
[10] |
$ 466
|
[4] |
Shares |
|
67,934
|
[10] |
67,934
|
[4] |
Entertainment | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
5.12%
|
[1] |
5.08%
|
[5] |
Outstanding Principal |
|
$ 62,503
|
|
$ 61,730
|
|
Cost |
|
53,544
|
[6] |
53,544
|
[9] |
Fair Value |
|
17,778
|
|
17,562
|
|
Entertainment | Debt Investments | Luminary Roli Limited | Growth Capital Loan |
|
|
|
|
|
Outstanding Principal |
|
35,492
|
[11],[12] |
35,492
|
[13],[14] |
Cost |
|
29,531
|
[6],[11],[12] |
29,531
|
[9],[13],[14] |
Fair Value |
|
6,985
|
[11],[12] |
6,769
|
[13],[14] |
Entertainment | Debt Investments | Mind Candy Limited |
|
|
|
|
|
Outstanding Principal |
|
27,011
|
[11],[12],[17] |
26,238
|
[13],[14],[18] |
Cost |
|
24,013
|
[6],[11],[12],[17] |
24,013
|
[9],[13],[14],[18] |
Fair Value |
|
10,793
|
[11],[12],[17] |
10,793
|
[13],[14],[18] |
Entertainment | Debt Investments | Mind Candy Limited | Growth Capital Loan |
|
|
|
|
|
Outstanding Principal |
|
23,953
|
[11],[12],[17] |
23,248
|
[13],[14],[18] |
Cost |
|
21,222
|
[6],[11],[12],[17] |
21,222
|
[9],[13],[14],[18] |
Fair Value |
|
$ 9,563
|
[11],[12],[17] |
$ 9,563
|
[13],[14],[18] |
PIK interest |
|
12.00%
|
[11],[12],[15],[17] |
12.00%
|
[13],[14],[16],[18] |
Entertainment | Debt Investments | Mind Candy Limited | Growth Capital Loan 2 |
|
|
|
|
|
Outstanding Principal |
|
$ 1,582
|
[11],[12],[17] |
$ 1,547
|
[13],[14],[18] |
Cost |
|
1,444
|
[6],[11],[12],[17] |
1,444
|
[9],[13],[14],[18] |
Fair Value |
|
$ 636
|
[11],[12],[17] |
$ 636
|
[13],[14],[18] |
PIK interest |
|
9.00%
|
[11],[12],[15],[17] |
9.00%
|
[13],[14],[16],[18] |
Entertainment | Debt Investments | Mind Candy Limited | Growth Capital Loan 3 |
|
|
|
|
|
Outstanding Principal |
|
$ 1,476
|
[11],[12],[17] |
$ 1,443
|
[13],[14],[18] |
Cost |
|
1,347
|
[6],[11],[12],[17] |
1,347
|
[9],[13],[14],[18] |
Fair Value |
|
$ 594
|
[11],[12],[17] |
$ 594
|
[13],[14],[18] |
PIK interest |
|
9.00%
|
[11],[12],[15],[17] |
9.00%
|
[13],[14],[16],[18] |
Entertainment | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.00%
|
[1],[10] |
0.00%
|
[4],[5] |
Cost |
|
$ 922
|
[6],[10] |
$ 922
|
[4],[9] |
Fair Value |
|
0
|
[10] |
0
|
[4] |
Entertainment | Warrant investments | Mind Candy, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
922
|
[6],[10],[11],[12] |
922
|
[4],[9],[13],[14] |
Fair Value |
|
$ 0
|
[10],[11],[12] |
$ 0
|
[4],[13],[14] |
Shares |
|
278,209
|
[10],[11],[12] |
278,209
|
[4],[13],[14] |
Entertainment | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.00%
|
[1],[10] |
0.00%
|
[4],[5] |
Cost |
|
$ 3,525
|
[6],[10] |
$ 3,525
|
[4],[9] |
Fair Value |
|
0
|
[10] |
0
|
[4] |
Entertainment | Equity Investments | Luminary Roli Limited | Ordinary Shares |
|
|
|
|
|
Cost |
|
2,525
|
[6],[10],[11],[12] |
2,525
|
[4],[9],[13],[14] |
Fair Value |
|
$ 0
|
[10],[11],[12] |
$ 0
|
[4],[13],[14] |
Shares |
|
434,782
|
[10],[11],[12] |
434,782
|
[4],[13],[14] |
Entertainment | Equity Investments | Mind Candy, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 1,000
|
[6],[10],[11],[12] |
$ 1,000
|
[4],[9],[13],[14] |
Fair Value |
|
$ 0
|
[10],[11],[12] |
$ 0
|
[4],[13],[14] |
Shares |
|
511,665
|
[10],[11],[12] |
511,665
|
[4],[13],[14] |
Financial Institution and Services | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
10.95%
|
[1] |
10.61%
|
[5] |
Outstanding Principal |
|
$ 37,986
|
|
$ 36,662
|
[13],[14] |
Cost |
|
37,848
|
[6] |
36,484
|
[9],[13],[14] |
Fair Value |
|
$ 37,987
|
|
36,662
|
[13],[14] |
Financial Institution and Services | Debt Investments | Prodigy Investments Limited | Growth Capital Loan |
|
|
|
|
|
Interest rate floor |
[11],[12],[15] |
14.28%
|
|
|
|
Outstanding Principal |
|
$ 37,986
|
[11],[12] |
36,662
|
[13],[14] |
Cost |
|
37,848
|
[6],[11],[12] |
36,484
|
[9],[13],[14] |
Fair Value |
|
$ 37,987
|
[11],[12] |
$ 36,662
|
[13],[14] |
PIK interest |
|
14.28%
|
[11],[12],[15] |
14.28%
|
[13],[14],[16] |
Financial Institution and Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
4.67%
|
[1],[10] |
4.67%
|
[5] |
Cost |
|
$ 2,112
|
[6],[10] |
$ 2,112
|
[4],[9] |
Fair Value |
|
16,201
|
[10] |
16,141
|
[4] |
Financial Institution and Services | Warrant investments | Prodigy Investments Limited | Ordinary Shares |
|
|
|
|
|
Cost |
|
869
|
[6],[10],[11],[12] |
869
|
[4],[9],[13],[14] |
Fair Value |
|
$ 332
|
[10],[11],[12] |
$ 332
|
[4],[13],[14] |
Shares |
|
56,241
|
[10],[11],[12] |
56,241
|
[4],[13],[14] |
Financial Institution and Services | Warrant investments | BlueVine Capital, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 361
|
[6],[10] |
$ 361
|
[4],[9] |
Fair Value |
|
$ 1,416
|
[10] |
$ 1,416
|
[4] |
Shares |
|
271,293
|
[10] |
271,293
|
[4] |
Financial Institution and Services | Warrant investments | Revolut Ltd |
|
|
|
|
|
Cost |
|
$ 364
|
[6],[10] |
$ 364
|
[4],[9] |
Fair Value |
|
12,504
|
[10] |
12,504
|
[4] |
Financial Institution and Services | Warrant investments | Revolut Ltd | Ordinary Shares 2 |
|
|
|
|
|
Cost |
|
40
|
[6],[10],[11],[12] |
40
|
[4],[9],[13],[14] |
Fair Value |
|
$ 5,663
|
[10],[11],[12] |
$ 5,663
|
[4],[13],[14] |
Shares |
|
6,253
|
[10],[11],[12] |
6,253
|
[4],[13],[14] |
Financial Institution and Services | Warrant investments | Revolut Ltd | Ordinary Shares 3 |
|
|
|
|
|
Cost |
|
$ 324
|
[6],[10] |
$ 324
|
[4],[9],[13],[14] |
Fair Value |
|
$ 6,841
|
[10] |
$ 6,841
|
[4],[13],[14] |
Shares |
|
7,945
|
[10] |
7,945
|
[4],[13],[14] |
Financial Institution and Services | Warrant investments | WorldRemit Group Limited |
|
|
|
|
|
Cost |
|
$ 518
|
[6],[10] |
$ 518
|
[4],[9] |
Fair Value |
|
1,949
|
[10] |
1,889
|
[4] |
Financial Institution and Services | Warrant investments | WorldRemit Group Limited | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
382
|
[6],[10],[11],[12] |
382
|
[4],[9],[13],[14] |
Fair Value |
|
$ 1,472
|
[10],[11],[12] |
$ 1,427
|
[4],[13],[14] |
Shares |
|
128,290
|
[10],[11],[12] |
128,290
|
[4],[13],[14] |
Financial Institution and Services | Warrant investments | WorldRemit Group Limited | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 136
|
[6],[10] |
$ 136
|
[4],[9],[13],[14] |
Fair Value |
|
$ 477
|
[10] |
$ 462
|
[4],[13],[14] |
Shares |
|
46,548
|
[10] |
46,548
|
[4],[13],[14] |
Financial Institution and Services | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
12.14%
|
[1],[10] |
12.79%
|
[4],[5] |
Cost |
|
$ 22,041
|
[6],[10] |
$ 21,647
|
[4],[9] |
Fair Value |
|
42,136
|
[10] |
44,224
|
[4] |
Financial Institution and Services | Equity Investments | Prodigy Investments Limited | Preference Shares |
|
|
|
|
|
Cost |
|
21,779
|
[6],[10],[11],[12] |
21,355
|
[4],[9],[13],[14] |
Fair Value |
|
$ 20,231
|
[10],[11],[12] |
$ 19,807
|
[4],[13],[14] |
Shares |
|
1,552
|
[10],[11],[12] |
1,552
|
[4],[13],[14] |
Financial Institution and Services | Equity Investments | Revolut Ltd | Ordinary Shares |
|
|
|
|
|
Cost |
|
$ 262
|
[6],[10],[11],[12] |
$ 292
|
[4],[9],[13],[14] |
Fair Value |
|
$ 21,905
|
[10],[11],[12] |
$ 24,417
|
[4],[13],[14] |
Shares |
|
23,253
|
[10],[11],[12] |
25,920
|
[4],[13],[14] |
Financial Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
2.07%
|
[1] |
2.07%
|
[5] |
Outstanding Principal |
|
$ 7,873
|
|
$ 7,875
|
[18] |
Cost |
|
7,850
|
[6] |
7,812
|
[9],[18] |
Fair Value |
|
$ 7,179
|
|
$ 7,141
|
[18] |
Financial Software | Debt Investments | Ocrolus, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
5.00%
|
|
5.00%
|
|
Basis spread on variable rate |
|
2.50%
|
|
2.50%
|
|
Interest rate floor |
|
9.75%
|
|
9.75%
|
|
Outstanding Principal |
|
$ 7,142
|
|
$ 7,143
|
|
Cost |
|
7,123
|
[6] |
7,085
|
[9] |
Fair Value |
|
$ 7,123
|
|
$ 7,085
|
|
Financial Software | Debt Investments | Synapse Financial Technologies, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
4.00%
|
|
4.00%
|
[16],[18] |
Basis spread on variable rate |
|
5.75%
|
|
5.75%
|
[16],[18] |
Interest rate floor |
|
9.75%
|
|
9.75%
|
[16],[18] |
Outstanding Principal |
|
$ 731
|
|
$ 732
|
[18] |
Cost |
|
727
|
[6] |
727
|
[9],[18] |
Fair Value |
|
$ 56
|
|
$ 56
|
[18] |
Financial Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.05%
|
[1],[10] |
0.03%
|
[4],[5] |
Cost |
|
$ 193
|
[6],[10] |
$ 119
|
[4],[9] |
Fair Value |
|
170
|
[10] |
96
|
[4] |
Financial Software | Warrant investments | Branch Messenger, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
74
|
|
|
|
Fair Value |
[10] |
$ 74
|
|
|
|
Shares |
[10] |
55,513
|
|
|
|
Financial Software | Warrant investments | Ocrolus, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 96
|
[6],[10] |
96
|
[4],[9] |
Fair Value |
|
$ 96
|
[10] |
$ 96
|
[4] |
Shares |
|
116,887
|
[10] |
116,887
|
[4] |
Financial Software | Warrant investments | Synapse Financial Technologies, Inc. | Nonvoting Stock |
|
|
|
|
|
Cost |
|
$ 23
|
[6],[10] |
$ 23
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
3,913
|
[10] |
3,913
|
[4] |
Food & Drug | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.05%
|
[1],[10] |
0.05%
|
[4],[5] |
Cost |
|
$ 566
|
[6],[10] |
$ 566
|
[4],[9] |
Fair Value |
|
157
|
[10] |
157
|
[4] |
Food & Drug | Warrant investments | Capsule Corporation | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
437
|
[6],[10] |
437
|
[4],[9] |
Fair Value |
|
$ 34
|
[10] |
$ 34
|
[4] |
Shares |
|
202,533
|
[10] |
202,533
|
[4] |
Food & Drug | Warrant investments | Capsule Corporation | Cash Exit Fee |
|
|
|
|
|
Cost |
|
$ 129
|
[6],[10] |
$ 129
|
[4],[9] |
Fair Value |
|
$ 123
|
[10] |
$ 123
|
[4] |
Food & Drug | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.11%
|
[1],[10] |
0.11%
|
[4],[5] |
Cost |
|
$ 716
|
[6],[10] |
$ 716
|
[4],[9] |
Fair Value |
|
369
|
[10] |
369
|
[4] |
Food & Drug | Equity Investments | Capsule Corporation | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
716
|
[6],[10] |
716
|
[4],[9] |
Fair Value |
|
$ 369
|
[10] |
$ 369
|
[4] |
Shares |
|
128,423
|
[10] |
128,423
|
[4] |
Healthcare Technology Systems | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
18.12%
|
[1] |
17.77%
|
[5] |
Outstanding Principal |
|
$ 62,183
|
|
$ 60,568
|
|
Cost |
|
63,554
|
[6] |
62,164
|
[9] |
Fair Value |
|
$ 62,881
|
|
61,432
|
|
Healthcare Technology Systems | Debt Investments | Kalderos, Inc. |
|
|
|
|
|
Outstanding Principal |
|
|
|
11,194
|
|
Cost |
[9] |
|
|
11,553
|
|
Fair Value |
|
|
|
$ 11,553
|
|
Healthcare Technology Systems | Debt Investments | Kalderos, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
4.00%
|
|
3.00%
|
|
Basis spread on variable rate |
|
3.75%
|
|
2.50%
|
|
Interest rate floor |
|
10.75%
|
|
8.75%
|
|
Outstanding Principal |
|
$ 13,000
|
|
$ 924
|
|
Cost |
|
12,874
|
[6] |
934
|
[9] |
Fair Value |
|
$ 12,874
|
|
$ 934
|
|
Healthcare Technology Systems | Debt Investments | Kalderos, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
|
|
3.00%
|
|
Basis spread on variable rate |
|
|
|
2.50%
|
|
Interest rate floor |
|
|
|
8.75%
|
|
Outstanding Principal |
|
|
|
$ 1,385
|
|
Cost |
[9] |
|
|
1,401
|
|
Fair Value |
|
|
|
$ 1,401
|
|
Healthcare Technology Systems | Debt Investments | Kalderos, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
|
|
7.25%
|
|
Basis spread on variable rate |
|
|
|
4.50%
|
|
Interest rate floor |
|
|
|
10.75%
|
|
Outstanding Principal |
|
|
|
$ 8,885
|
|
Cost |
[9] |
|
|
9,218
|
|
Fair Value |
|
|
|
$ 9,218
|
|
Healthcare Technology Systems | Debt Investments | K Health, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
4.75%
|
[15] |
4.75%
|
[16] |
Basis spread on variable rate |
|
2.25%
|
[15] |
2.25%
|
[16] |
Interest rate floor |
|
10.00%
|
[15] |
10.00%
|
[16] |
Outstanding Principal |
|
$ 3,324
|
|
$ 3,900
|
|
Cost |
|
3,419
|
[6] |
3,951
|
[9] |
Fair Value |
|
3,419
|
|
3,951
|
|
Healthcare Technology Systems | Debt Investments | Thirty Madison, Inc. |
|
|
|
|
|
Outstanding Principal |
|
45,859
|
|
45,474
|
|
Cost |
|
47,261
|
[6] |
46,660
|
[9] |
Fair Value |
|
$ 46,588
|
|
$ 45,928
|
|
Healthcare Technology Systems | Debt Investments | Thirty Madison, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
Basis spread on variable rate |
|
6.00%
|
|
4.75%
|
|
Interest rate floor |
|
12.25%
|
|
11.00%
|
|
Outstanding Principal |
|
$ 20,000
|
|
$ 20,000
|
|
Cost |
|
20,903
|
[6] |
20,760
|
[9] |
Fair Value |
|
$ 20,903
|
|
$ 20,760
|
|
Healthcare Technology Systems | Debt Investments | Thirty Madison, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Interest rate floor |
|
11.00%
|
[15] |
11.00%
|
|
Outstanding Principal |
|
$ 24,050
|
|
$ 23,692
|
|
Cost |
|
24,543
|
[6] |
24,120
|
[9] |
Fair Value |
|
$ 23,916
|
|
$ 23,438
|
|
Interest rate |
|
6.25%
|
[15] |
6.38%
|
[16] |
PIK interest |
|
6.00%
|
[15] |
6.13%
|
[16] |
Healthcare Technology Systems | Debt Investments | Thirty Madison, Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
[15] |
6.00%
|
[16] |
Interest rate floor |
|
11.00%
|
[15] |
11.00%
|
[16] |
Outstanding Principal |
|
$ 1,809
|
|
$ 1,782
|
|
Cost |
|
1,815
|
[6] |
1,780
|
[9] |
Fair Value |
|
$ 1,769
|
|
$ 1,730
|
|
Interest rate |
|
6.25%
|
[15] |
6.38%
|
[16] |
PIK interest |
|
6.00%
|
[15] |
6.13%
|
[16] |
Healthcare Technology Systems | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.27%
|
[1],[10] |
0.23%
|
[4],[5] |
Cost |
|
$ 899
|
[6],[10] |
$ 857
|
[4],[9] |
Fair Value |
|
928
|
[10] |
794
|
[4] |
Healthcare Technology Systems | Warrant investments | Kalderos, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
209
|
[6],[10] |
167
|
[4],[9] |
Fair Value |
|
$ 187
|
[10] |
$ 53
|
[4] |
Shares |
|
118,104
|
[10] |
73,606
|
[4] |
Healthcare Technology Systems | Warrant investments | K Health, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 187
|
[6],[10] |
$ 187
|
[4],[9] |
Fair Value |
|
$ 263
|
[10] |
$ 263
|
[4] |
Shares |
|
61,224
|
[10] |
61,224
|
[4] |
Healthcare Technology Systems | Warrant investments | Thirty Madison, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
$ 445
|
|
|
|
Fair Value |
[10] |
$ 457
|
|
|
|
Shares |
[10] |
167,494
|
|
|
|
Healthcare Technology Systems | Warrant investments | Curology, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 58
|
[6],[10] |
$ 58
|
[4],[9] |
Fair Value |
|
$ 21
|
[10] |
$ 21
|
[4] |
Shares |
|
36,020
|
[10] |
36,020
|
[4] |
Healthcare Technology Systems | Warrant investments | Thirty Madison, Inc. (f/k/a Nurx Inc.) | Preferred Stock 1 |
|
|
|
|
|
Cost |
[4],[9] |
|
|
$ 445
|
|
Fair Value |
[4] |
|
|
$ 457
|
|
Shares |
[4] |
|
|
167,494
|
|
Healthcare Technology Systems | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.47%
|
[1],[10] |
0.49%
|
[4],[5] |
Cost |
|
$ 2,303
|
[6],[10] |
$ 2,303
|
[4],[9] |
Fair Value |
|
1,615
|
[10] |
1,688
|
[4] |
Healthcare Technology Systems | Equity Investments | Kalderos, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
325
|
[6],[10] |
325
|
[4],[9] |
Fair Value |
|
$ 296
|
[10] |
$ 292
|
[4] |
Shares |
|
45,403
|
[10] |
45,403
|
[4] |
Healthcare Technology Systems | Equity Investments | Thirty Madison, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 1,000
|
[6],[10] |
$ 1,000
|
[4],[9] |
Fair Value |
|
$ 725
|
[10] |
$ 725
|
[4] |
Shares |
|
81,708
|
[10] |
81,708
|
[4] |
Healthcare Technology Systems | Equity Investments | Curology, Inc. |
|
|
|
|
|
Cost |
|
$ 600
|
[6],[10] |
$ 600
|
[4],[9] |
Fair Value |
|
218
|
[10] |
218
|
[4] |
Healthcare Technology Systems | Equity Investments | Curology, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
404
|
[6],[10] |
404
|
[4],[9] |
Fair Value |
|
$ 73
|
[10] |
$ 73
|
[4] |
Shares |
|
142,855
|
[10] |
142,855
|
[4] |
Healthcare Technology Systems | Equity Investments | Curology, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 196
|
[6],[10] |
$ 196
|
[4],[9] |
Fair Value |
|
$ 145
|
[10] |
$ 145
|
[4] |
Shares |
|
66,000
|
[10] |
66,000
|
[4] |
Healthcare Technology Systems | Equity Investments | Talkspace, LLC (f/k/a Groop Internet Platform, Inc.) | Common Stock |
|
|
|
|
|
Cost |
|
$ 378
|
[6],[10] |
$ 378
|
[4],[9] |
Fair Value |
|
$ 376
|
[10] |
$ 453
|
[4] |
Shares |
|
146,752
|
[10] |
146,752
|
[4] |
Information Services (B2C) | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
0.58%
|
[1] |
0.59%
|
[5] |
Outstanding Principal |
|
$ 2,000
|
|
$ 2,000
|
|
Cost |
|
2,044
|
[6] |
2,033
|
[9] |
Fair Value |
|
$ 2,015
|
|
$ 2,033
|
|
Information Services (B2C) | Debt Investments | Tempus Ex Machina, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
5.25%
|
|
5.25%
|
|
Basis spread on variable rate |
|
5.50%
|
|
5.50%
|
|
Interest rate floor |
|
11.00%
|
|
11.00%
|
|
Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
Cost |
|
1,024
|
[6] |
1,018
|
[9] |
Fair Value |
|
$ 1,010
|
|
$ 1,018
|
|
Information Services (B2C) | Debt Investments | Tempus Ex Machina, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
5.50%
|
|
5.50%
|
|
Basis spread on variable rate |
|
5.75%
|
|
5.75%
|
|
Interest rate floor |
|
11.75%
|
|
11.75%
|
|
Outstanding Principal |
|
$ 1,000
|
|
$ 1,000
|
|
Cost |
|
1,020
|
[6] |
1,015
|
[9] |
Fair Value |
|
$ 1,005
|
|
$ 1,015
|
|
Information Services (B2C) | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.00%
|
[1],[10] |
0.00%
|
[4],[5] |
Cost |
|
$ 9
|
[6],[10] |
$ 9
|
[4],[9] |
Fair Value |
|
5
|
[10] |
5
|
[4] |
Information Services (B2C) | Warrant investments | Tempus Ex Machina, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
9
|
[6],[10] |
9
|
[4],[9] |
Fair Value |
|
$ 5
|
[10] |
$ 5
|
[4] |
Shares |
|
11,974
|
[10] |
11,974
|
[4] |
Multimedia and Design Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
4.60%
|
[1] |
4.60%
|
[5] |
Outstanding Principal |
|
$ 16,000
|
|
$ 16,000
|
|
Cost |
|
15,973
|
[6] |
15,912
|
[9] |
Fair Value |
|
$ 15,973
|
|
$ 15,912
|
|
Multimedia and Design Software | Debt Investments | Hover Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
Basis spread on variable rate |
|
3.00%
|
|
3.00%
|
|
Interest rate floor |
|
9.50%
|
|
9.50%
|
|
Outstanding Principal |
|
$ 16,000
|
|
$ 16,000
|
|
Cost |
|
15,973
|
[6] |
15,912
|
[9] |
Fair Value |
|
$ 15,973
|
|
$ 15,912
|
|
Multimedia and Design Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.10%
|
[1],[10] |
0.10%
|
[4],[5] |
Cost |
|
$ 316
|
[6],[10] |
$ 316
|
[4],[9] |
Fair Value |
|
342
|
[10] |
342
|
[4] |
Multimedia and Design Software | Warrant investments | Hover Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
309
|
[6],[10] |
309
|
[4],[9] |
Fair Value |
|
$ 338
|
[10] |
$ 338
|
[4] |
Shares |
|
183,642
|
[10] |
183,642
|
[4] |
Multimedia and Design Software | Warrant investments | Open Space Labs, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 7
|
[6],[10] |
$ 7
|
[4],[9] |
Fair Value |
|
$ 4
|
[10] |
$ 4
|
[4] |
Shares |
|
2,954
|
[10] |
2,954
|
[4] |
Multimedia and Design Software | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.07%
|
[1],[10] |
0.07%
|
[4],[5] |
Cost |
|
$ 231
|
[6],[10] |
$ 231
|
[4],[9] |
Fair Value |
|
259
|
[10] |
259
|
[4] |
Multimedia and Design Software | Equity Investments | Hover Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
231
|
[6],[10] |
231
|
[4],[9] |
Fair Value |
|
$ 259
|
[10] |
$ 259
|
[4] |
Shares |
|
42,378
|
[10] |
42,378
|
[4] |
Other Financial Services | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
8.04%
|
[1] |
7.84%
|
[5] |
Outstanding Principal |
|
$ 27,035
|
|
$ 27,035
|
|
Cost |
|
27,994
|
[6] |
27,817
|
[9] |
Fair Value |
|
27,902
|
|
27,098
|
|
Other Financial Services | Debt Investments | Jerry Services, Inc. |
|
|
|
|
|
Outstanding Principal |
|
20,000
|
|
20,000
|
|
Cost |
|
21,014
|
[6] |
20,851
|
[9] |
Fair Value |
|
$ 21,031
|
|
$ 20,860
|
|
Other Financial Services | Debt Investments | Jerry Services, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
8.25%
|
|
8.25%
|
|
Outstanding Principal |
|
$ 10,000
|
|
$ 10,000
|
|
Cost |
|
10,647
|
[6] |
10,563
|
[9] |
Fair Value |
|
$ 10,613
|
|
$ 10,513
|
|
Interest rate |
|
10.00%
|
|
10.00%
|
|
Other Financial Services | Debt Investments | Jerry Services, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
8.25%
|
|
8.25%
|
|
Outstanding Principal |
|
$ 10,000
|
|
$ 10,000
|
|
Cost |
|
10,367
|
[6] |
10,288
|
[9] |
Fair Value |
|
$ 10,418
|
|
$ 10,347
|
|
Interest rate |
|
13.75%
|
|
13.75%
|
|
Other Financial Services | Debt Investments | Monzo Bank Limited | Growth Capital Loan |
|
|
|
|
|
Outstanding Principal |
[11],[12] |
$ 7,035
|
|
|
|
Cost |
[6],[11],[12] |
6,980
|
|
|
|
Fair Value |
[11],[12] |
$ 6,871
|
|
|
|
Interest rate |
[11],[12],[15] |
12.00%
|
|
|
|
Other Financial Services | Debt Investments | Monzo Bank Limited | Growth Capital Loan 2 |
|
|
|
|
|
Outstanding Principal |
[13],[14] |
|
|
$ 7,035
|
|
Cost |
[9],[13],[14] |
|
|
6,966
|
|
Fair Value |
[13],[14] |
|
|
$ 6,238
|
|
Interest rate |
[13],[14],[16] |
|
|
12.00%
|
|
Other Financial Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.51%
|
[1],[10] |
0.39%
|
[4],[5] |
Cost |
|
$ 877
|
[6],[10] |
$ 877
|
[4],[9] |
Fair Value |
|
1,768
|
[10] |
1,362
|
[4] |
Other Financial Services | Warrant investments | Jerry Services, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
169
|
[6],[10] |
169
|
[4],[9] |
Fair Value |
|
$ 120
|
[10] |
$ 120
|
[4] |
Shares |
|
41,936
|
[10] |
41,936
|
[4] |
Other Financial Services | Warrant investments | Monzo Bank Limited | Ordinary Shares |
|
|
|
|
|
Cost |
|
$ 161
|
[6],[10],[11],[12] |
$ 161
|
[4],[9],[13],[14] |
Fair Value |
|
$ 822
|
[10],[11],[12] |
$ 426
|
[4],[13],[14] |
Shares |
|
64,813
|
[10],[11],[12] |
64,813
|
[4],[13],[14] |
Other Financial Services | Warrant investments | N26 GmbH | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 324
|
[6],[10],[11],[12] |
$ 324
|
[4],[9],[13],[14] |
Fair Value |
|
$ 231
|
[10],[11],[12] |
$ 221
|
[4],[13],[14] |
Shares |
|
11
|
[10],[11],[12] |
11
|
[4],[13],[14] |
Other Financial Services | Warrant investments | Upgrade, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 223
|
[6],[10] |
$ 223
|
[4],[9] |
Fair Value |
|
$ 595
|
[10] |
$ 595
|
[4] |
Shares |
|
1,488,450
|
[10] |
1,488,450
|
[4] |
Other Financial Services | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
1.24%
|
[1] |
0.98%
|
[4],[5] |
Cost |
|
$ 2,984
|
[6] |
$ 2,984
|
[4],[9] |
Fair Value |
|
4,298
|
|
3,402
|
[4] |
Other Financial Services | Equity Investments | Jerry Services, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
104
|
[6] |
104
|
[4],[9] |
Fair Value |
|
$ 82
|
|
$ 82
|
[4] |
Shares |
|
8,231
|
|
8,231
|
[4] |
Other Financial Services | Equity Investments | Monzo Bank Limited |
|
|
|
|
|
Cost |
|
$ 1,516
|
[6] |
$ 1,516
|
[4],[9],[13],[14] |
Fair Value |
|
2,648
|
|
1,811
|
[4],[13],[14] |
Other Financial Services | Equity Investments | Monzo Bank Limited | Ordinary Shares |
|
|
|
|
|
Cost |
|
1,000
|
[6],[11],[12] |
1,000
|
[4],[9],[13],[14] |
Fair Value |
|
$ 2,022
|
[11],[12] |
$ 1,336
|
[4],[13],[14] |
Shares |
|
92,901
|
[11],[12] |
92,901
|
[4],[13],[14] |
Other Financial Services | Equity Investments | Monzo Bank Limited | Ordinary Shares 2 |
|
|
|
|
|
Cost |
|
$ 516
|
[6] |
$ 516
|
[4],[9],[13],[14] |
Fair Value |
|
$ 626
|
|
$ 475
|
[4],[13],[14] |
Shares |
|
26,281
|
|
26,281
|
[4],[13],[14] |
Other Financial Services | Equity Investments | N26 GmbH | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 1,264
|
[6],[11],[12] |
$ 1,264
|
[4],[9],[13],[14] |
Fair Value |
|
$ 1,468
|
[11],[12] |
$ 1,409
|
[4],[13],[14] |
Shares |
|
22
|
[11],[12] |
22
|
[4],[13],[14] |
Other Financial Services | Equity Investments | Redesign Health Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 100
|
[6] |
$ 100
|
[4],[9] |
Fair Value |
|
$ 100
|
|
$ 100
|
[4] |
Shares |
|
5,919
|
|
5,919
|
[4] |
Real Estate Services | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
5.95%
|
[1] |
5.78%
|
[5] |
Outstanding Principal |
|
$ 19,978
|
|
$ 19,978
|
|
Cost |
|
21,212
|
[6] |
21,127
|
[9] |
Fair Value |
|
$ 20,634
|
|
$ 19,966
|
|
Real Estate Services | Debt Investments | Homeward, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
9.75%
|
|
9.75%
|
|
Basis spread on variable rate |
|
6.50%
|
|
6.50%
|
|
Interest rate floor |
|
9.75%
|
|
9.75%
|
|
Outstanding Principal |
|
$ 10,000
|
|
$ 10,000
|
|
Cost |
|
10,696
|
[6] |
10,637
|
[9] |
Fair Value |
|
10,665
|
|
10,233
|
|
Real Estate Services | Debt Investments | True Footage Inc. |
|
|
|
|
|
Outstanding Principal |
|
9,978
|
|
9,978
|
|
Cost |
|
10,516
|
[6] |
10,490
|
[9] |
Fair Value |
|
$ 9,969
|
|
$ 9,733
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 250
|
|
$ 250
|
|
Cost |
|
268
|
[6] |
267
|
[9] |
Fair Value |
|
$ 258
|
|
$ 252
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
|
8.00%
|
|
6.00%
|
|
Outstanding Principal |
|
$ 800
|
|
$ 800
|
|
Cost |
|
848
|
[6] |
848
|
[9] |
Fair Value |
|
$ 820
|
|
$ 800
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 3 |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 220
|
|
$ 220
|
|
Cost |
|
235
|
[6] |
235
|
[9] |
Fair Value |
|
$ 227
|
|
$ 222
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 4 |
|
|
|
|
|
Interest rate EOT |
|
10.00%
|
|
8.00%
|
|
Outstanding Principal |
|
$ 105
|
|
$ 105
|
|
Cost |
|
113
|
[6] |
113
|
[9] |
Fair Value |
|
$ 109
|
|
$ 107
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 5 |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 440
|
|
$ 440
|
|
Cost |
|
471
|
[6] |
471
|
[9] |
Fair Value |
|
$ 453
|
|
$ 443
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 6 |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 208
|
|
$ 208
|
|
Cost |
|
223
|
[6] |
223
|
[9] |
Fair Value |
|
$ 214
|
|
$ 210
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 7 |
|
|
|
|
|
Interest rate EOT |
|
10.00%
|
|
8.00%
|
|
Outstanding Principal |
|
$ 150
|
|
$ 150
|
|
Cost |
|
162
|
[6] |
162
|
[9] |
Fair Value |
|
$ 156
|
|
$ 152
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 8 |
|
|
|
|
|
Interest rate EOT |
|
8.00%
|
|
6.00%
|
|
Outstanding Principal |
|
$ 1,372
|
|
$ 1,372
|
|
Cost |
|
1,455
|
[6] |
1,454
|
[9] |
Fair Value |
|
$ 1,402
|
|
$ 1,372
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 9 |
|
|
|
|
|
Interest rate EOT |
|
8.00%
|
|
6.00%
|
|
Outstanding Principal |
|
$ 760
|
|
$ 760
|
|
Cost |
|
806
|
[6] |
806
|
[9] |
Fair Value |
|
$ 777
|
|
$ 760
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 10 |
|
|
|
|
|
Interest rate EOT |
|
9.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 170
|
|
$ 170
|
|
Cost |
|
182
|
[6] |
181
|
[9] |
Fair Value |
|
$ 175
|
|
$ 171
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 11 |
|
|
|
|
|
Interest rate EOT |
|
10.00%
|
|
8.00%
|
|
Outstanding Principal |
|
$ 116
|
|
$ 116
|
|
Cost |
|
124
|
[6] |
124
|
[9] |
Fair Value |
|
$ 120
|
|
$ 117
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 12 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 300
|
|
$ 300
|
|
Cost |
|
317
|
[6] |
318
|
[9] |
Fair Value |
|
$ 304
|
|
$ 297
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 13 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 1,110
|
|
$ 1,110
|
|
Cost |
|
1,172
|
[6] |
1,173
|
[9] |
Fair Value |
|
$ 1,123
|
|
$ 1,097
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 14 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 991
|
|
$ 991
|
|
Cost |
|
1,046
|
[6] |
1,046
|
[9] |
Fair Value |
|
$ 1,003
|
|
$ 979
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 15 |
|
|
|
|
|
Interest rate EOT |
|
8.00%
|
|
8.00%
|
|
Outstanding Principal |
|
$ 216
|
|
$ 216
|
|
Cost |
|
230
|
[6] |
229
|
[9] |
Fair Value |
|
$ 220
|
|
$ 215
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 16 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
Outstanding Principal |
|
$ 200
|
|
$ 200
|
|
Cost |
|
210
|
[6] |
208
|
[9] |
Fair Value |
|
$ 202
|
|
$ 196
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 17 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 100
|
|
$ 100
|
|
Cost |
|
106
|
[6] |
105
|
[9] |
Fair Value |
|
$ 102
|
|
$ 99
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 18 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 150
|
|
$ 150
|
|
Cost |
|
156
|
[6] |
155
|
[9] |
Fair Value |
|
$ 144
|
|
$ 140
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 19 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 361
|
|
$ 361
|
|
Cost |
|
376
|
[6] |
373
|
[9] |
Fair Value |
|
$ 347
|
|
$ 338
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 20 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
Outstanding Principal |
|
$ 565
|
|
$ 565
|
|
Cost |
|
584
|
[6] |
580
|
[9] |
Fair Value |
|
$ 539
|
|
$ 526
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 21 |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
6.00%
|
|
Outstanding Principal |
|
$ 240
|
|
$ 240
|
|
Cost |
|
245
|
[6] |
243
|
[9] |
Fair Value |
|
$ 217
|
|
$ 212
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 22 |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
|
7.00%
|
|
Outstanding Principal |
|
$ 434
|
|
$ 434
|
|
Cost |
|
445
|
[6] |
441
|
[9] |
Fair Value |
|
$ 395
|
|
$ 386
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Debt Investments | True Footage Inc. | Growth Capital Loan 23 |
|
|
|
|
|
Interest rate EOT |
|
8.00%
|
|
8.00%
|
|
Outstanding Principal |
|
$ 720
|
|
$ 720
|
|
Cost |
|
742
|
[6] |
735
|
[9] |
Fair Value |
|
$ 662
|
|
$ 642
|
|
Interest rate |
|
11.00%
|
|
11.00%
|
|
Real Estate Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.31%
|
[1],[10] |
0.22%
|
[4],[5] |
Cost |
|
$ 1,072
|
[6],[10] |
$ 1,072
|
[4],[9] |
Fair Value |
|
1,086
|
[10] |
754
|
[4] |
Real Estate Services | Warrant investments | Homeward, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
211
|
[6],[10] |
211
|
[4],[9] |
Fair Value |
|
$ 338
|
[10] |
$ 6
|
[4] |
Shares |
|
388,324
|
[10] |
71,816
|
[4] |
Real Estate Services | Warrant investments | True Footage Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 147
|
[6],[10] |
$ 147
|
[4],[9] |
Fair Value |
|
$ 98
|
[10] |
$ 98
|
[4] |
Shares |
|
88,762
|
[10] |
88,762
|
[4] |
Real Estate Services | Warrant investments | Belong Home, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 6
|
[6],[10] |
$ 6
|
[4],[9] |
Fair Value |
|
$ 15
|
[10] |
$ 15
|
[4] |
Shares |
|
7,730
|
[10] |
7,730
|
[4] |
Real Estate Services | Warrant investments | HomeLight, Inc. |
|
|
|
|
|
Cost |
|
$ 120
|
[6],[10] |
$ 120
|
[4],[9] |
Fair Value |
|
325
|
[10] |
325
|
[4] |
Real Estate Services | Warrant investments | HomeLight, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
44
|
[6],[10] |
44
|
[4],[9] |
Fair Value |
|
$ 186
|
[10] |
$ 186
|
[4] |
Shares |
|
54,004
|
[10] |
54,004
|
[4] |
Real Estate Services | Warrant investments | HomeLight, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 76
|
[6],[10] |
$ 76
|
[4],[9] |
Fair Value |
|
$ 139
|
[10] |
$ 139
|
[4] |
Shares |
|
55,326
|
[10] |
55,326
|
[4] |
Real Estate Services | Warrant investments | McN Investments Ltd. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 295
|
[6],[10],[11],[12] |
$ 295
|
[4],[9],[13],[14] |
Fair Value |
|
$ 116
|
[10],[11],[12] |
$ 116
|
[4],[13],[14] |
Shares |
|
37,485
|
[10],[11],[12] |
37,485
|
[4],[13],[14] |
Real Estate Services | Warrant investments | Mynd Management, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 19
|
[6],[10] |
$ 19
|
[4],[9] |
Fair Value |
|
$ 194
|
[10] |
$ 194
|
[4] |
Shares |
|
56,839
|
[10] |
56,839
|
[4] |
Real Estate Services | Warrant investments | Sonder Holdings Inc. |
|
|
|
|
|
Cost |
|
$ 274
|
[6],[10] |
$ 274
|
[4],[9] |
Fair Value |
|
0
|
[10] |
0
|
[4] |
Real Estate Services | Warrant investments | Sonder Holdings Inc. | Common Stock |
|
|
|
|
|
Cost |
|
232
|
[6],[10] |
232
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
10,024
|
[10] |
10,024
|
[4] |
Real Estate Services | Warrant investments | Sonder Holdings Inc. | Common Stock 2 |
|
|
|
|
|
Cost |
|
$ 42
|
[6],[10] |
$ 42
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
1,049
|
[10] |
1,049
|
[4] |
Real Estate Services | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.09%
|
[1] |
0.09%
|
[4],[5] |
Cost |
|
$ 429
|
[6] |
$ 429
|
[4],[9] |
Fair Value |
|
306
|
|
306
|
[4] |
Real Estate Services | Equity Investments | True Footage Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
100
|
[6] |
100
|
[4],[9] |
Fair Value |
|
$ 68
|
|
$ 68
|
[4] |
Shares |
|
18,366
|
|
18,366
|
[4] |
Real Estate Services | Equity Investments | Belong Home, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 29
|
[6] |
$ 29
|
[4],[9] |
Fair Value |
|
$ 29
|
|
$ 29
|
[4] |
Shares |
|
6,033
|
|
6,033
|
[4] |
Real Estate Services | Equity Investments | McN Investments Ltd. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 300
|
[6],[11],[12] |
$ 300
|
[4],[9],[13],[14] |
Fair Value |
|
$ 209
|
[11],[12] |
$ 209
|
[4],[13],[14] |
Shares |
|
11,246
|
[11],[12] |
11,246
|
[4],[13],[14] |
Shopping Facilitators | Debt Investments |
|
|
|
|
|
Percent of net assets |
|
7.20%
|
[1] |
7.82%
|
[5] |
Outstanding Principal |
|
$ 26,400
|
|
$ 27,000
|
|
Cost |
|
26,303
|
[6] |
26,568
|
[9] |
Fair Value |
|
$ 24,967
|
|
$ 27,042
|
|
Shopping Facilitators | Debt Investments | Moda Operandi, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
7.00%
|
[15] |
7.00%
|
[16] |
Basis spread on variable rate |
|
6.50%
|
[15] |
6.50%
|
[16] |
Interest rate floor |
|
13.00%
|
[15] |
13.00%
|
[16] |
Outstanding Principal |
|
$ 15,400
|
|
$ 16,000
|
|
Cost |
|
14,698
|
[6] |
14,963
|
[9] |
Fair Value |
|
$ 14,500
|
|
$ 16,029
|
|
Shopping Facilitators | Debt Investments | Moda Operandi, Inc. | Growth Capital Loan 2 |
|
|
|
|
|
Interest rate EOT |
[15] |
7.00%
|
|
|
|
Basis spread on variable rate |
[15] |
4.00%
|
|
|
|
Interest rate floor |
[15] |
10.50%
|
|
|
|
Outstanding Principal |
|
$ 11,000
|
|
|
|
Cost |
[6] |
11,605
|
|
|
|
Fair Value |
|
$ 10,467
|
|
|
|
Shopping Facilitators | Debt Investments | Moda Operandi, Inc. | Revolver |
|
|
|
|
|
Interest rate EOT |
|
|
|
7.00%
|
|
Basis spread on variable rate |
[16] |
|
|
4.00%
|
|
Interest rate floor |
[16] |
|
|
10.50%
|
|
Outstanding Principal |
|
|
|
$ 11,000
|
|
Cost |
[9] |
|
|
11,605
|
|
Fair Value |
|
|
|
$ 11,013
|
|
Shopping Facilitators | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.04%
|
[1],[10] |
0.04%
|
[4],[5] |
Cost |
|
$ 211
|
[6],[10] |
$ 211
|
[4],[9] |
Fair Value |
|
138
|
[10] |
142
|
[4] |
Shopping Facilitators | Warrant investments | Moda Operandi, Inc. | Preferred Units |
|
|
|
|
|
Cost |
|
169
|
[6],[10] |
169
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 4
|
[4] |
Shares |
|
36,450
|
[10] |
36,450
|
[4] |
Shopping Facilitators | Warrant investments | OfferUp Inc | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 42
|
[6],[10] |
$ 42
|
[4],[9] |
Fair Value |
|
$ 138
|
[10] |
$ 138
|
[4] |
Shares |
|
131,006
|
[10] |
131,006
|
[4] |
Travel & Leisure | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.62%
|
[1],[10] |
0.62%
|
[4],[5] |
Cost |
|
$ 1,358
|
[6],[10] |
$ 1,357
|
[4],[9] |
Fair Value |
|
2,158
|
[10] |
2,158
|
[4] |
Travel & Leisure | Warrant investments | GoEuro Corp. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
362
|
[6],[10],[11],[12] |
361
|
[4],[9],[13],[14] |
Fair Value |
|
$ 404
|
[10],[11],[12] |
$ 404
|
[4],[13],[14] |
Shares |
|
12,027
|
[10],[11],[12] |
12,027
|
[4],[13],[14] |
Travel & Leisure | Warrant investments | GoEuro Corp. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 611
|
[6],[10] |
$ 611
|
[4],[9],[13],[14] |
Fair Value |
|
$ 692
|
[10] |
$ 693
|
[4],[13],[14] |
Shares |
|
16,261
|
[10] |
16,261
|
[4],[13],[14] |
Travel & Leisure | Warrant investments | GoEuro Corp. | Preferred Stock 3 |
|
|
|
|
|
Cost |
|
$ 385
|
[6],[10] |
$ 385
|
[4],[9],[13],[14] |
Fair Value |
|
$ 1,062
|
[10] |
$ 1,061
|
[4],[13],[14] |
Shares |
|
17,904
|
[10] |
17,904
|
[4],[13],[14] |
Travel & Leisure | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.35%
|
[1] |
0.35%
|
[4],[5] |
Cost |
|
$ 1,210
|
[6] |
$ 1,210
|
[4],[9] |
Fair Value |
|
1,219
|
|
1,214
|
[4] |
Travel & Leisure | Equity Investments | GoEuro Corp. |
|
|
|
|
|
Cost |
|
923
|
[6] |
923
|
[4],[9],[13],[14] |
Fair Value |
|
1,194
|
|
1,194
|
[4],[13],[14] |
Travel & Leisure | Equity Investments | GoEuro Corp. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
300
|
[6],[11],[12] |
300
|
[4],[9],[13],[14] |
Fair Value |
|
$ 291
|
[11],[12] |
$ 291
|
[4],[13],[14] |
Shares |
|
2,362
|
[11],[12] |
2,362
|
[4],[13],[14] |
Travel & Leisure | Equity Investments | GoEuro Corp. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 623
|
[6],[11],[12] |
$ 623
|
[4],[9],[13],[14] |
Fair Value |
|
$ 903
|
[11],[12] |
$ 903
|
[4],[13],[14] |
Shares |
|
9,169
|
[11],[12] |
9,169
|
[4],[13],[14] |
Travel & Leisure | Equity Investments | Inspirato LLC | Common Stock |
|
|
|
|
|
Cost |
[6] |
$ 287
|
|
|
|
Fair Value |
|
$ 25
|
|
|
|
Shares |
|
6,081
|
|
|
|
Travel & Leisure | Equity Investments | Inspirato Inc. | Common Stock |
|
|
|
|
|
Cost |
[4],[9] |
|
|
$ 287
|
|
Fair Value |
[4] |
|
|
$ 20
|
|
Shares |
[4] |
|
|
6,081
|
|
Advertising / Marketing | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.00%
|
[1],[10] |
0.00%
|
[4],[5] |
Cost |
|
$ 35
|
[6],[10] |
$ 35
|
[4],[9] |
Fair Value |
|
13
|
[10] |
13
|
[4] |
Advertising / Marketing | Warrant investments | InMobi Pte Ltd. | Ordinary Shares |
|
|
|
|
|
Cost |
|
35
|
[6],[10],[11],[12] |
35
|
[4],[9],[13],[14] |
Fair Value |
|
$ 13
|
[10],[11],[12] |
$ 13
|
[4],[13],[14] |
Shares |
|
48,500
|
[10],[11],[12] |
48,500
|
[4],[13],[14] |
Business to Business Marketplace | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.05%
|
[1],[10] |
0.05%
|
[4],[5] |
Cost |
|
$ 120
|
[6],[10] |
$ 120
|
[4],[9] |
Fair Value |
|
178
|
[10] |
178
|
[4] |
Business to Business Marketplace | Warrant investments | Optoro, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
40
|
[6],[10] |
40
|
[4],[9] |
Fair Value |
|
$ 67
|
[10] |
$ 67
|
[4] |
Shares |
|
10,346
|
[10] |
10,346
|
[4] |
Business to Business Marketplace | Warrant investments | RetailNext, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 80
|
[6],[10] |
$ 80
|
[4],[9] |
Fair Value |
|
$ 111
|
[10] |
$ 111
|
[4] |
Shares |
|
123,420
|
[10] |
123,420
|
[4] |
Commercial Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.05%
|
[1],[10] |
0.05%
|
[4],[5] |
Cost |
|
$ 188
|
[6],[10] |
$ 188
|
[4],[9] |
Fair Value |
|
188
|
[10] |
188
|
[4] |
Commercial Services | Warrant investments | Transfix, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
188
|
[6],[10] |
188
|
[4],[9] |
Fair Value |
|
$ 188
|
[10] |
$ 188
|
[4] |
Shares |
|
133,502
|
[10] |
133,502
|
[4] |
Commercial Services | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.06%
|
[1],[10] |
0.05%
|
[4],[5] |
Cost |
|
$ 1,214
|
[6],[10] |
$ 1,190
|
[4],[9] |
Fair Value |
|
217
|
[10] |
186
|
[4] |
Commercial Services | Equity Investments | MXP Prime GmbH |
|
|
|
|
|
Cost |
[6],[10] |
1,190
|
|
|
|
Fair Value |
[10] |
193
|
|
|
|
Commercial Services | Equity Investments | MXP Prime GmbH | Common Stock |
|
|
|
|
|
Cost |
|
1,140
|
[6],[10],[11],[12] |
1,140
|
[4],[9],[13],[14] |
Fair Value |
|
$ 12
|
[10],[11],[12] |
$ 12
|
[4],[13],[14] |
Shares |
|
165
|
[10],[11],[12] |
165
|
[4],[13],[14] |
Commercial Services | Equity Investments | MXP Prime GmbH | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 0
|
[6],[10] |
$ 0
|
[4],[9],[13],[14] |
Fair Value |
|
$ 131
|
[10] |
$ 126
|
[4],[13],[14] |
Shares |
|
23
|
[10] |
23
|
[4],[13],[14] |
Commercial Services | Equity Investments | MXP Prime GmbH | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 50
|
[6],[10] |
$ 50
|
[4],[9],[13],[14] |
Fair Value |
|
$ 50
|
[10] |
$ 48
|
[4],[13],[14] |
Shares |
|
46
|
[10] |
46
|
[4],[13],[14] |
Commercial Services | Equity Investments | Printify, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
$ 24
|
|
|
|
Fair Value |
[10] |
$ 24
|
|
|
|
Shares |
[10] |
1
|
|
|
|
Computer Hardware | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.04%
|
[1],[10] |
0.04%
|
[4],[5] |
Cost |
|
$ 188
|
[6],[10] |
$ 183
|
[4],[9] |
Fair Value |
|
126
|
[10] |
121
|
[4] |
Computer Hardware | Warrant investments | Eridu Corporation | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
5
|
|
|
|
Fair Value |
[10] |
$ 5
|
|
|
|
Shares |
[10] |
10,235
|
|
|
|
Computer Hardware | Warrant investments | Grey Orange International Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 183
|
[6],[10] |
183
|
[4],[9] |
Fair Value |
|
$ 121
|
[10] |
$ 121
|
[4] |
Shares |
|
52,773
|
[10] |
52,773
|
[4] |
Consumer Finance | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.49%
|
[1],[10] |
0.35%
|
[4],[5] |
Cost |
|
$ 370
|
[6],[10] |
$ 370
|
[4],[9] |
Fair Value |
|
1,707
|
[10] |
1,224
|
[4] |
Consumer Finance | Warrant investments | Activehours, Inc. (d/b/a Earnin) | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
370
|
[6],[10] |
370
|
[4],[9] |
Fair Value |
|
$ 1,707
|
[10] |
$ 1,224
|
[4] |
Shares |
|
114,327
|
[10] |
114,327
|
[4] |
Consumer Finance | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.10%
|
[1],[10] |
0.08%
|
[4],[5] |
Cost |
|
$ 150
|
[6],[10] |
$ 150
|
[4],[9] |
Fair Value |
|
352
|
[10] |
287
|
[4] |
Consumer Finance | Equity Investments | Activehours, Inc. (d/b/a Earnin) | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
150
|
[6],[10] |
150
|
[4],[9] |
Fair Value |
|
$ 352
|
[10] |
$ 287
|
[4] |
Shares |
|
14,788
|
[10] |
14,788
|
[4] |
Database Software | Debt Investments |
|
|
|
|
|
Percent of net assets |
[1] |
2.86%
|
|
|
|
Outstanding Principal |
|
$ 10,000
|
|
|
|
Cost |
[6] |
9,921
|
|
|
|
Fair Value |
|
$ 9,921
|
|
|
|
Database Software | Debt Investments | TetraScience, Inc. | Growth Capital Loan |
|
|
|
|
|
Interest rate EOT |
|
6.00%
|
|
|
|
Basis spread on variable rate |
|
3.25%
|
|
|
|
Interest rate floor |
|
10.25%
|
|
|
|
Outstanding Principal |
|
$ 10,000
|
|
|
|
Cost |
[6] |
9,921
|
|
|
|
Fair Value |
|
$ 9,921
|
|
|
|
Database Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.14%
|
[1],[10] |
0.13%
|
[4],[5] |
Cost |
|
$ 210
|
[6],[10] |
$ 190
|
[4],[9] |
Fair Value |
|
485
|
[10] |
465
|
[4] |
Database Software | Warrant investments | TetraScience, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
[6],[10] |
20
|
|
|
|
Fair Value |
[10] |
$ 20
|
|
|
|
Shares |
[10] |
106,100
|
|
|
|
Database Software | Warrant investments | Sisense, Inc. | Cash Exit Fee |
|
|
|
|
|
Cost |
|
$ 190
|
[6],[10] |
190
|
[4],[9] |
Fair Value |
|
$ 465
|
[10] |
$ 465
|
[4] |
E-Commerce - Personal Goods | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.32%
|
[1],[10] |
0.32%
|
[4],[5] |
Cost |
|
$ 853
|
[6],[10] |
$ 853
|
[4],[9] |
Fair Value |
|
1,100
|
[10] |
1,100
|
[4] |
E-Commerce - Personal Goods | Warrant investments | Grove Collaborative, Inc. |
|
|
|
|
|
Cost |
|
447
|
[6],[10] |
447
|
[4],[9] |
Fair Value |
|
0
|
[10] |
0
|
[4] |
E-Commerce - Personal Goods | Warrant investments | Grove Collaborative, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
219
|
[6],[10] |
219
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
62,128
|
[10] |
62,128
|
[4] |
E-Commerce - Personal Goods | Warrant investments | Grove Collaborative, Inc. | Common Stock 2 |
|
|
|
|
|
Cost |
|
$ 228
|
[6],[10] |
$ 228
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
25,664
|
[10] |
25,664
|
[4] |
E-Commerce - Personal Goods | Warrant investments | Merama Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 406
|
[6],[10] |
$ 406
|
[4],[9] |
Fair Value |
|
$ 1,100
|
[10] |
$ 1,100
|
[4] |
Shares |
|
191,274
|
[10] |
191,274
|
[4] |
E-Commerce - Personal Goods | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.14%
|
[1],[10] |
0.14%
|
[4],[5] |
Cost |
|
$ 783
|
[6],[10] |
$ 783
|
[4],[9] |
Fair Value |
|
471
|
[10] |
472
|
[4] |
E-Commerce - Personal Goods | Equity Investments | Grove Collaborative, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
500
|
[6],[10] |
500
|
[4],[9] |
Fair Value |
|
$ 43
|
[10] |
$ 44
|
[4] |
Shares |
|
31,576
|
[10] |
31,576
|
[4] |
E-Commerce - Personal Goods | Equity Investments | Merama Inc. |
|
|
|
|
|
Cost |
|
$ 283
|
[6],[10] |
$ 283
|
[4],[9] |
Fair Value |
|
428
|
[10] |
428
|
[4] |
E-Commerce - Personal Goods | Equity Investments | Merama Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
33
|
[6],[10] |
33
|
[4],[9] |
Fair Value |
|
$ 152
|
[10] |
$ 152
|
[4] |
Shares |
|
18,518
|
[10] |
18,518
|
[4] |
E-Commerce - Personal Goods | Equity Investments | Merama Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 83
|
[6],[10] |
$ 83
|
[4],[9] |
Fair Value |
|
$ 136
|
[10] |
$ 136
|
[4] |
Shares |
|
14,490
|
[10] |
14,490
|
[4] |
E-Commerce - Personal Goods | Equity Investments | Merama Inc. | Preferred Stock 3 |
|
|
|
|
|
Cost |
|
$ 167
|
[6],[10] |
$ 167
|
[4],[9] |
Fair Value |
|
$ 140
|
[10] |
$ 140
|
[4] |
Shares |
|
10,298
|
[10] |
10,298
|
[4] |
Medical Software and Information Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.00%
|
[1],[10] |
0.00%
|
[4],[5] |
Cost |
|
$ 112
|
[6],[10] |
$ 112
|
[4],[9] |
Fair Value |
|
0
|
[10] |
0
|
[4] |
Medical Software and Information Services | Warrant investments | AirStrip Technologies, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
112
|
[6],[10] |
112
|
[4],[9] |
Fair Value |
|
$ 0
|
[10] |
$ 0
|
[4] |
Shares |
|
8,036
|
[10] |
8,036
|
[4] |
General Media and Content | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.33%
|
[1],[10] |
0.34%
|
[4],[5] |
Cost |
|
$ 694
|
[6],[10] |
$ 694
|
[4],[9] |
Fair Value |
|
1,162
|
[10] |
1,162
|
[4] |
General Media and Content | Warrant investments | Overtime Sports, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
70
|
[6],[10] |
70
|
[4],[9] |
Fair Value |
|
$ 70
|
[10] |
$ 70
|
[4] |
Shares |
|
33,510
|
[10] |
33,510
|
[4] |
General Media and Content | Warrant investments | Thrillist Media Group, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 624
|
[6],[10] |
$ 624
|
[4],[9] |
Fair Value |
|
$ 1,092
|
[10] |
$ 1,092
|
[4] |
Shares |
|
774,352
|
[10] |
774,352
|
[4] |
General Media and Content | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.29%
|
[1],[10] |
0.29%
|
[4],[5] |
Cost |
|
$ 1,000
|
[6],[10] |
$ 1,000
|
[4],[9] |
Fair Value |
|
1,000
|
[10] |
1,000
|
[4] |
General Media and Content | Equity Investments | Overtime Sports, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
1,000
|
[6],[10] |
1,000
|
[4],[9] |
Fair Value |
|
$ 1,000
|
[10] |
$ 1,000
|
[4] |
Shares |
|
127,656
|
[10] |
127,656
|
[4] |
Healthcare Services | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.01%
|
[1],[10] |
0.01%
|
[4],[5] |
Cost |
|
$ 55
|
[6],[10] |
$ 55
|
[4],[9] |
Fair Value |
|
49
|
[10] |
49
|
[4] |
Healthcare Services | Warrant investments | Found Health, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
22
|
[6],[10] |
22
|
[4],[9] |
Fair Value |
|
$ 16
|
[10] |
$ 16
|
[4] |
Shares |
|
49,304
|
[10] |
49,304
|
[4] |
Healthcare Services | Warrant investments | Vial Health Technology, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 33
|
[6],[10] |
$ 33
|
[4],[9] |
Fair Value |
|
$ 33
|
[10] |
$ 33
|
[4] |
Shares |
|
48,889
|
[10] |
48,889
|
[4] |
Network Systems Management Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.23%
|
[1],[10] |
0.23%
|
[4],[5] |
Cost |
|
$ 421
|
[6],[10] |
$ 421
|
[4],[9] |
Fair Value |
|
799
|
[10] |
805
|
[4] |
Network Systems Management Software | Warrant investments | Cohesity, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
54
|
[6],[10] |
54
|
[4],[9] |
Fair Value |
|
$ 100
|
[10] |
$ 106
|
[4] |
Shares |
|
18,945
|
[10] |
18,945
|
[4] |
Network Systems Management Software | Warrant investments | Signifyd, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
$ 132
|
[6],[10] |
$ 132
|
[4],[9] |
Fair Value |
|
$ 441
|
[10] |
$ 441
|
[4] |
Shares |
|
33,445
|
[10] |
33,445
|
[4] |
Network Systems Management Software | Warrant investments | Corelight, Inc. | Common Stock |
|
|
|
|
|
Cost |
|
$ 235
|
[6],[10] |
$ 235
|
[4],[9] |
Fair Value |
|
$ 258
|
[10] |
$ 258
|
[4] |
Shares |
|
45,977
|
[10] |
45,977
|
[4] |
Network Systems Management Software | Equity Investments |
|
|
|
|
|
Percent of net assets |
|
0.31%
|
[1],[10] |
0.33%
|
[4],[5] |
Cost |
|
$ 525
|
[6],[10] |
$ 525
|
[4],[9] |
Fair Value |
|
1,066
|
[10] |
1,156
|
[4] |
Network Systems Management Software | Equity Investments | Cohesity, Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
400
|
[6],[10] |
400
|
[4],[9] |
Fair Value |
|
$ 925
|
[10] |
$ 1,003
|
[4] |
Shares |
|
60,342
|
[10] |
60,342
|
[4] |
Network Systems Management Software | Equity Investments | Cohesity, Inc. | Preferred Stock 2 |
|
|
|
|
|
Cost |
|
$ 125
|
[6],[10] |
$ 125
|
[4],[9] |
Fair Value |
|
$ 141
|
[10] |
$ 153
|
[4] |
Shares |
|
9,022
|
[10] |
9,022
|
[4] |
Social/Platform Software | Warrant investments |
|
|
|
|
|
Percent of net assets |
|
0.04%
|
[1],[10] |
0.04%
|
[4],[5] |
Cost |
|
$ 281
|
[6],[10] |
$ 281
|
[4],[9] |
Fair Value |
|
151
|
[10] |
151
|
[4] |
Social/Platform Software | Warrant investments | ClassPass Inc. | Preferred Stock 1 |
|
|
|
|
|
Cost |
|
281
|
[6],[10] |
281
|
[4],[9] |
Fair Value |
|
$ 151
|
[10] |
$ 151
|
[4] |
Shares |
|
84,507
|
[10] |
84,507
|
[4] |
|
|