v3.25.1
Insider Trading Arrangements
 3 Months Ended
Mar. 31, 2025
shares
Trading Arrangements, by Individual  
Material Terms of Trading Arrangement

Insider Trading Arrangements

 

During the three months ended March 31, 2025, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions or written plans for the purchase or sale of the Company’s securities set forth in the table below.

 

 

Type of Trading Arrangement

Name and Position

Action

Adoption/ Termination Date

Rule 10b5-1*

Non-Rule 10b5-1**

Total Shares of Class A Common Stock to be Sold

Expiration Date

Melanie Vinson - Chief Legal Officer

Adoption

3/14/2025

X

 

Up to 345,665(1)

6/23/2026

Alyssa Henry - Director

Adoption

3/13/2025

X

 

Up to 125,000

6/19/2026

Matthew Miller - Director(2)

Termination

2/13/2025

X

 

Up to 122,313

6/16/2025

 

 

* Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.

 

(1) The shares that may be sold under the Rule 10b5-1 trading plan may be (a) reduced by the number of shares sold to satisfy tax withholding obligations upon vesting of certain restricted stock units covered by the plan, pursuant to Confluent’s non-discretionary sell-to-cover requirement, and (b) reduced by any shares sold in accordance with an existing plan prior to its expiration on June 20, 2025.

(2) Represents the termination of a Rule 10b5-1 trading plan adopted by a trust affiliated with Matthew Miller on March 13, 2024.
Melanie Vinson [Member]  
Trading Arrangements, by Individual  
Name Melanie Vinson
Title Chief Legal Officer
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/14/2025
Expiration Date 6/23/2026
Arrangement Duration 466 days
Aggregate Available 345,665 [1]
Alyssa Henry [Member]  
Trading Arrangements, by Individual  
Name Alyssa Henry
Title Director
Rule 10b5-1 Arrangement Adopted true
Adoption Date 3/13/2025
Expiration Date 6/19/2026
Arrangement Duration 463 days
Aggregate Available 125,000
Matthew Miller [Member]  
Trading Arrangements, by Individual  
Name Matthew Miller
Title Director [2]
Rule 10b5-1 Arrangement Terminated true
Termination Date 2/13/2025
Expiration Date 6/16/2025
Arrangement Duration 123 days
Aggregate Available 122,313
[1]

(1) The shares that may be sold under the Rule 10b5-1 trading plan may be (a) reduced by the number of shares sold to satisfy tax withholding obligations upon vesting of certain restricted stock units covered by the plan, pursuant to Confluent’s non-discretionary sell-to-cover requirement, and (b) reduced by any shares sold in accordance with an existing plan prior to its expiration on June 20, 2025.
[2]

(2) Represents the termination of a Rule 10b5-1 trading plan adopted by a trust affiliated with Matthew Miller on March 13, 2024.