JACKSON FINANCIAL INC.
Restricted Securities/Affiliates List
Effective April 1, 20251
Restricted Securities
| COMPANY | |
| Jackson Financial Inc. | |
| Jackson National Life Global Funding | |
Minority Interest Holders
| Company |
Country of Organization |
Control/Ownership |
| The Vanguard Group | United States (Pennsylvania) | 13.41% Minority Interest held in Jackson Financial Inc. 2 |
| BlackRock, Inc. | United States (Delaware) | 9.8% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Life Limited | United Kingdom | <5% Minority Interest held in Jackson Financial Inc. 3 |
| Aperio Group, LLC | California | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Advisors, LLC | Delaware | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock (Netherlands) B.V. | Netherlands | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Institutional Trust Company, National Association | California | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Asset Management Ireland Limited | Ireland | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Financial Management, Inc. | Delaware | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Asset Management Schweiz AG | Switzerland | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Investment Management, LLC | Delaware | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Investment Management (UK) Limited | United Kingdom | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Asset Management Canada Limited | Canada | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock (Luxembourg) S.A. | Luxembourg | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Investment Management (Australia) Limited | Australia | <5% Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Fund Advisors | California | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Fund Managers Ltd | United Kingdom | <5% Minority Interest held in Jackson Financial Inc. 3 |
| First Trust Portfolios L.P. | Illinois | 5.52% Minority Interest held in Jackson Financial Inc. 4 |
| First Trust Advisors L.P. | Illinois | 5.52% Minority Interest held in Jackson Financial Inc. 4 |
| The Charger Corporation | Illinois | 5.52% Minority Interest held in Jackson Financial Inc. 4 |
| Dimensional Fund Advisors LP | Delaware | 5.3% Minority Interest held in Jackson Financial Inc. 5 |
1 Information as of April 1, 2025, except where otherwise indicated, based on information contained in public filings on EDGAR. To the extent entities have not amended their beneficial ownership filings on EDGAR, actual percentages may differ.
2. Percentage held as of February 13, 2024, as reported on SC 13G/A (Amendment No. 3) filed by The Vanguard Group on EDGAR, subject to change. For a more detailed description, please see Jackson Financial Inc.’s Proxy Statement filed on EDGAR on April 9, 2024.
3. Percentage held as of March 7, 2024, as reported on SC 13G/A (Amendment No. 2) filed by BlackRock, Inc. on EDGAR, subject to change. For a more detailed description, please see Jackson Financial Inc.’s Proxy Statement filed on EDGAR on April 9, 2024.
4. Percentage held as of July 25, 2024, as reported on SC 13G jointly filed by First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation on EDGAR, subject to change.
5. Percentage held as of February 9, 2024, as reported on SC 13G filed by Dimensional Fund Advisors LP on EDGAR, subject to change. For a more detailed description, please see Jackson Financial Inc.’s Proxy Statement filed on EDGAR on April 9, 2024.
| - 1 - | ||
| As
of April 1, 2025 updated by: Jackson Legal, Office of the Corporate Secretary |
Affiliates
| Company |
State / Country of Organization |
Control/Ownership Publicly Traded indicated in red Broker/Dealer indicated in green |
Allied Life Brokerage Agency, Inc. |
Iowa | 100% Jackson National Life Insurance Company |
| Brier Capital LLC | Michigan | 100% Brooke Life Insurance Company |
| Brooke Life Insurance Company | Michigan | 100% Jackson Holdings LLC |
| Brooke Life Reinsurance Company | Michigan | 100% Brooke Life Insurance Company |
| Hermitage Management, LLC | Michigan | 100% Jackson National Life Insurance Company |
| Jackson Finance LLC | Michigan | 100% Jackson Financial Inc. |
| Jackson Holdings LLC | Delaware | 100% Jackson Financial Inc. |
| Jackson National Asset Management, LLC | Michigan | 100% Jackson National Life Insurance Company |
| Jackson National Life Distributors LLC | Delaware |
Broker/Dealer / Identifiers: CRD#: 40178; SEC#: 8-48984 100% Jackson National Life Insurance Company |
| Jackson National Life Insurance Agency, LLC | Illinois | 100% Jackson National Life Distributors LLC |
| Jackson National Life Insurance Company | Michigan | 100% Brooke Life Insurance Company |
| Jackson National Life Insurance Company of New York | New York | 100% Jackson National Life Insurance Company |
| Mission Plans of America, Inc. | Texas | 100% Jackson National Life Insurance Company |
| National Planning Holdings LLC | Delaware | 100% Jackson National Life Insurance Company |
| PGDS (US One) LLC | Delaware | 100% Jackson National Life Insurance Company |
| PPM America Capital Partners III, LLC | Delaware | 60.50% PPM America, Inc. |
| PPM America Capital Partners IV, LLC | Delaware | 34.50% PPM America, Inc. |
| PPM America Capital Partners V, LLC | Delaware | 34% PPM America, Inc. |
| - 2 - | ||
| As
of April 1, 2025 updated by: Jackson Legal, Office of the Corporate Secretary |
| PPM America Capital Partners VI, LLC | Delaware | 32% PPM America, Inc. |
| PPM America Capital Partners VII, LLC | Delaware | 15.18% PPM America, Inc. |
| PPM America Capital Partners VIII, LLC | Delaware | 50.01% PPM America, Inc. |
| PPM America Capital Partners IX, LLC | Delaware | 35% PPM America, Inc. |
| PPM Pomona Capital Partners, LLC | Delaware | 45% PPM America, Inc. |
| PPM America, Inc. | Delaware | 100% PPM Holdings, Inc. |
| PPM Holdings, Inc. | Delaware | 100% Jackson Holdings LLC |
| PPM Loan Management Company 2, LLC | Delaware |
Management and Originator Series: 100% PPM America, Inc. Any Retention Series: 100% Jackson National Life Insurance Company or 100% Jackson Financial Inc. |
| REALIC of Jacksonville Plans, Inc. | Texas | 100% Jackson National Life Insurance Company |
| ROP, Inc. | Delaware | 100% Jackson National Life Insurance Company |
| Squire Reassurance Company II, Inc. | Michigan | 100% Jackson National Life Insurance Company |
| VFL International Life Company SPC, Ltd. | Cayman Islands | 100% Jackson National Life Insurance Company |
| PPM’s Investment Products and related Entities where ultimate JFI ownership is greater than 5%6 | State / Country of Organization |
| AA GP Solutions Fund, L.P. | Delaware |
| AA MMF 1 Holdco L.P. | Delaware |
| AA WH Holdco, L.P. | Delaware |
| AG Essential Housing Fund II, L.P. | Delaware |
| AHVF II (AIV II) LP | Delaware |
| AIOF II VANIR AIV (MF), L.P. | Delaware |
| AOP Finance Partners, L.P. | Delaware |
| B2B Solutions, LLC | Delaware |
| Centre Capital Non-Qualified Investors V AIV-ELS LP | Delaware |
| Centre Capital Non-Qualified Investors V LP | Delaware |
| CEP IV-A CWV AIV Limited Partnership | Ontario |
| CEP IV-A Davenport AIV LP | Ontario |
| CEP IV-A NMR AIV Limited Partnership | Ontario |
| Clairvest Equity Partners IV-A Limited Partnership | Ontario |
| - 3 - | ||
| As
of April 1, 2025 updated by: Jackson Legal, Office of the Corporate Secretary |
| GCI Holding Corporation | Delaware |
| Island NYC Recovery Fund I, L.P. | Delaware |
| Haveli VC Gaming Fund I, LP | Delaware |
| Leeds Learnosity Co-Invest, L.P. | Delaware |
| LM Spartan Co-Invest, LP | Delaware |
| Motive Capital Fund II-A, L.P. | Delaware |
| NewSpring Growth Capital III, L.P. | Delaware |
| NNN AGP Opportunities Fund, L.P. | Delaware |
| NNN AGP Opportunities Fund II, L.P. | Delaware |
| NNN AGP Opportunities Fund III, L.P. | Delaware |
| NOVA Infrastructure Fund I L.P. | Delaware |
| NOVA Infrastructure Holdings L.P. | Delaware |
| NSG III S2S Unblocked L.P. | Delaware |
| NSG V Unblocked AIV L.P. | Delaware |
| Old Hickory Fund I, LLC | Delaware |
| PP Napa Holdings, LLC | Delaware |
| PPM America Private Equity Fund VIII-A LP | Delaware |
| PPM America Private Equity Aggregator Fund IX LP | Delaware |
| PPM America Private Equity Fund IX LP | Delaware |
| PPM CLO 2018-1 Ltd. | Cayman Islands |
| PPM CLO 2018-1, LLC | Delaware |
| PPM CLO 2 Ltd. | Cayman Islands |
| PPM CLO 2, LLC | Delaware |
| PPM CLO 3 Ltd. | Cayman Islands |
| PPM CLO 3, LLC | Delaware |
| PPM CLO 4 Ltd. | Cayman Islands |
| PPM CLO 4, LLC | Delaware |
| PPM CLO 5 Ltd. | Cayman Islands |
| PPM CLO 5, LLC | Delaware |
| PPM CLO 6-R Ltd. | Jersey |
| PPM CLO 6, LLC | Delaware |
| - 4 - | ||
| As
of April 1, 2025 updated by: Jackson Legal, Office of the Corporate Secretary |
| PPM CLO 7, LLC | Delaware |
| PPM CLO 7 Ltd. | Jersey |
| PPM CLO 8, LLC | Delaware |
| PPM CLO 8 Ltd. | Cayman Islands |
| Pretium Olympus JV, L.P. | Delaware |
| SFR Delos Partners, L.P. | Delaware |
| THMI, Inc. | Delaware |
| AA Tundra Investor, L.P. | Delaware |
| Calera XXIV, LLC | Delaware |
| Carlyle Infrastructure Credit Fund Note Issuer, L.P | Delaware |
| CEP V-A CS AIV Limited Partnership | Delaware |
| CEP V-A DMS AIV LP | Delaware |
| CEP V-A DR AIV Limited Partnership | Delaware |
| CEP V-A WBLI AIV LP | Delaware |
| CEP VI-A AEP AIV Limited Partnership | Ontario |
| CEP VI-A NH GAMING AIV LIMITED PARTNERSHIP | Ontario |
| CEP VI-A SW AIV LP | Ontario |
| Chartwell Investments II, LP | Delaware |
| CIABB Holdings, LLC | Delaware |
| Clairvest Equity Partners VI-A | Canada |
| Family Bakery Holdings, LLC | Delaware |
| FH VH Co-Invest Aggregator, LP | Delaware |
| LM Carpenter Co-Invest I LP | Delaware |
| Lovell Minnick Equity Partners III, L.P. | Delaware |
| Tailwind Co-Invest I LP | Delaware |
| PT Co-Investor Holdings, L.P. | Delaware |
| Novacap TMT VI Co-Investment (Cadenza), L.P. | Quebec |
| Seidler Equity Partners IV, L.P. | Delaware |
| Seidler Equity Partners VII LP | Delaware |
| SEP VII RB Holdings, L.P. | Delaware |
| MidOcean Partners QT Co-Invest, L.P. | Delaware |
| WPP Fairway Aggregator A, L.P. | Delaware |
6. Based on most recently available information.
| - 5 - | ||
| As
of April 1, 2025 updated by: Jackson Legal, Office of the Corporate Secretary |
|
Open-End Management Investment Companies Registered with the U.S. Securities and Exchange Commission, in accord with the provisions of the 1940 Act
|
| JNL Investors Series Trust |
| JNL Series Trust |
|
Closed-End Management Investment Companies Registered with the U.S. Securities and Exchange Commission, in accord with the provisions of the 1940 Act
|
| Jackson Credit Opportunities Fund |
| Jackson Real Assets Fund |
| - 6 - | ||
| As
of April 1, 2025 updated by: Jackson Legal, Office of the Corporate Secretary |