SCHEDULE I

 

INFORMATION RELATING TO THE EXECUTIVE OFFICERS AND DIRECTORS OF THE TD ENTITIES

 

The following sets forth the name, title and present principal occupation of each executive officer and director of TDI.

 

TORONTO DOMINION INVESTMENTS, INC.

 

EXECUTIVE OFFICERS AND DIRECTORS

 

Name (Citizenship)

 

 Title Principal Occupation or Employment

Beard, Laura

(U.S. Citizen)

 Director, President & CFO

VP FINANCE TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Petrou, Christina

(U.S. Citizen)

 Director, Vice President & CCO

Senior Vice President

1 Vanderbilt Avenue

New York NY 10017

United States

 

Baldi, Frank

(U.S. Citizen)

 Vice President

Managing Director of Global Count Credit TDS (US)

1 Vanderbilt Avenue

New York NY 10017

United States

 

Balack, Chandra

(U.S. Citizen)

 Vice President

Managing Director, TD Securities

125 Park Avenue

New York NY 10017

United States

 

Haraf, Nancy

(U.S. Citizen)

 Director

Director - Finance, Group Manager TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Rosenthal, Richard

(U.S. Citizen)

 Vice President

Associate Vice President, Finance, TD Securities USA

125 Park Avenue

New York NY 10017

United States

 

     

Win, Tracy

(U.S. Citizen)

 Vice President

Managing Director - Global Counterparty Credit TDS I (US)

125 Park Avenue

New York NY 10017

United States

 

 
 

 

Worchel, Cori

(U.S. Citizen)

 Vice President

Managing Director - Global Counterparty Credit TDS I (US)

125 Park Avenue

New York NY 10017

United States

 

Zeller, Robyn

(U.S. Citizen)

 Vice President

Senior Vice President and Executive Managing Director & Global H

125 Park Avenue

New York NY 10017

United States

 

Fleming, Carla

(Canadian citizen)

 Director

Vice President, TD Securities Canada

77 King Street West

Toronto ON M5K 1A2

Canada

 

Executive Officers and Directors of TDH

The following sets forth the name, title and present principal occupation of each executive officer and director of TDH.

TORONTO DOMINION HOLDINGS (U.S.A.), INC.

 

EXECUTIVE OFFICERS AND DIRECTORS

 

Name (Citizenship)

 

 Title Principal Occupation or Employment

Gibson, Glenn

(Canadian Citizen)

 President and Chief Executive Officer

Executive Vice President and Vice Chair, USA Region Head and Global

1 Vanderbilt Avenue

New York NY 10017

United States

 

Doster, Robert

(U.S. Citizen)

 Vice President

Vice President, US Region, Global Operations, TD Securities

125 Park Avenue

New York Ny 10017

United States

 

   

 

 

Homcy, Stuart

(U.S. Citizen)

 Vice President

Associate Vice President, Program Delivery

125 Park Avenue

New York NY 10017

United States

 

 
 

 

Mehra, Pradeep

(India Citizen)

 Vice President

Managing Director, Corporate & Investment Banking Credit, TD Securities (USAL LLC)

125 Park Avenue

New York NY 10017

United States

 

Stroud, Peter

(U.S. Citizen)

 Vice President

Director, TDS Operations (US)

125 Park Avenue

New York NY 10017

United States

 

Zeller, Robyn

(U.S. Citizen)

 Director, Vice President

Senior Vice President and Executive Managing Director & Global Head

125 Park Avenue

New York NY 10017

United States

 

Beard, Laura

(U.S. Citizen)

 Director, Vice President and Chief Financial Officer

VP FINANCE TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Haraf, Nancy

(U.S. Citizen)

 Director, Vice President and Treasurer

Director - Finance, Group Manager TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Petrou, Christina

(U.S. Citizen)

 Director, Vice President, Chief Operating Officer

Senior Vice President

1 Vanderbilt Avenue

New York NY 10017

United States

 

Bosman, Dan

(U.S. Citizen)

 Vice President, Chief Information Officer

Senior Vice President and Chief Information Officer, TD Securities (USA) LLC

125 Park Avenue

New York NY 10017

United States

 

Baldi, Frank

(U.S. Citizen)

 Vice President

Managing Director of Global Count Credit TDS (US)

1 Vanderbilt Avenue

New York NY 10017

United States

 

Balack, Chandra

(U.S. Citizen)

 Vice President

Managing Director, TD Securities

125 Park Avenue

New York NY 10017

United States

 

Worchel, Cori

(U.S. Citizen)

 Vice President

Managing Director - Global Counterparty Credit TDS I (US)

125 Park Avenue

New York NY 10017

United States

 

 
 

 

Khalevich, Elizabeth

(U.S. Citizen)

 Vice President

AVP Finance TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Magnusson, Jeff

(U.S. Citizen)

 Vice President

Director - Finance TDS (US)

125 Park Avenue

New York NY 10017

United States

 

Win, Tracy

(U.S. Citizen)

 Vice President

Managing Director - Global Counterparty Credit TDS I (US)

125 Park Avenue

New York NY 10017

United States

 

Executive Officers and Directors of TD

The following sets forth the name, title and present principal occupation of each executive officer and director of TD.

 

THE TORONTO-DOMINION BANK

 

DIRECTORS

 

Name

(Citizenship)

 

 Principal Occupation or Employment

Ayman Antoun

(Canadian and Egyptian Citizen)

 Corporate Director, and former President, IBM Americas
(Oakville, Ontario, Canada)

Ana Arsov

(U.S. and Macedonian Citizen)

 Corporate Director, and former Global Co-Head of Financial Institutions and Global Head of Private Credit, Moody’s Ratings (Greenwich, CT, USA)

Cherie L. Brant

(Canadian Citizen)

 Partner, Borden Ladner Gervais LLP
22 Adelaide St West, Suite 3400
Toronto, Ontario M5H 4E3

 

Elio Luongo

(Canadian and Italian Citizen)

 

Corporate Director, and former Chief Executive Officer
and Senior Partner, KPMG Canada
(Burnaby, BC, Canada)

   
   

Alan N. MacGibbon

(Canadian Citizen)

 Board Chair, The Toronto-Dominion Bank
(Mississauga, Ontario, Canada)

John B. MacIntyre

(Canadian Citizen)

Chairman, Birch Hill Equity Partners
(Toronto, Ontario, Canada)

 

 
 

 


Nathalie Palladitcheff

(Canadian and French Citizen)
Corporate Director, and former Chief Executive Officer, Ivanhoé Cambridge
(Montreal, Quebec, Canada)

Keith G. Martell

(Canadian Citizen)

Corporate Director, and former President & Chief Executive Officer,
First Nations Bank of Canada
(Eagle Ridge, Saskatchewan, Canada)

 

Raymond Chun

(Canadian Citizen)

 

 Group President and Chief Executive Officer,
The Toronto-Dominion Bank
161 Bay Street
Toronto ON M5J 2T2
Canada

   

S. Jane Rowe

(Canadian Citizen)

Corporate Director, and former Vice Chair, Investments,
Ontario Teachers' Pension Plan Board 
160 Front St W Suite 3200

Toronto, ON M5J 0G4

 

Nancy G. Tower

(Canadian Citizen)

Corporate Director, and former President & Chief Executive Officer,
Tampa Electric Company 
1223 Lower Water Street

Halifax, Nova Scotia B3J 3S8 

 

Ajay K. Virmani

(Canadian Citizen)

 President & CEO
Cargojet Inc. 
2281 North Sheridan Way
Mississauga, Ontario L5K 2S3

Mary A. Winston

(U.S. Citizen)

 Corporate Director, and former public-company
Chief Financial Officer
(Charlotte, North Carolina, U.S.A.) 

Paul Wirth

(U.S. Citizen)

Corporate Director, and former Deputy Chief Financial

Officer, and Global Controller and Chief Accounting Officer,

Morgan Stanley

(New Vernon, NJ, USA)

 

EXECUTIVE OFFICERS

 

Name

(Citizenship)

 

 Principal Occupation or Employment

Raymond Chun

(Canadian Citizen)

 

Group President and Chief Executive Officer, TD Bank Group

161 Bay Street, 35th Floor

Toronto, Ontario M5J 2T2  Canada

 

   

Ajai K. Bambawale

(Canadian Citizen)

 

Group Head and Chief Risk Officer, TD Bank Group

66 Wellington St. W., 4th Floor

Toronto, Ontario MK5 1A2  Canada

 

 
 

 

Melanie Burns

(Canadian Citizen)

 

Executive Vice President and Chief Human Resources Officer, TD Bank Group

66 Wellington St. W., 4th Floor

Toronto, Ontario MK5 1A2  Canada

 

Paul Clark

(Canadian Citizen)

Senior Executive Vice President, Wealth Management, TD Bank Group

161 Bay Street

Toronto ON M5J 2T2

Canada

   

Barbara Hooper

(Canadian Citizen)

 

Group Head, Canadian Business Banking, TD Bank

66 Wellington St. W., 4th Floor

Toronto, Ontario MK5 1A2  Canada

 

Vlad Shpilsky

(US Citizen)

Head of Platforms and Technology and Chief Information Officer, TD Bank Group

66 Wellington Street West

Toronto ON M5K 1A2

Canada

 

Jane A. Langford

(Canadian Citizen)

 

Executive Vice President and General Counsel, TD Bank Group

66 Wellington St. W., 4th Floor

Toronto, Ontario MK5 1A2  Canada

 

Christine Morris

(Canadian Citizen)

 

Senior Executive Vice President, Transformation, Enablement and Customer Experience

66 Wellington St. W., 4th Floor

Toronto, Ontario MK5 1A2  Canada

 

Sona Mehta

(Canadian Citizen)

Group Head, Canadian Personal Banking, TD Bank Group

66 Wellington Street West

Toronto ON M5K 1A2

Canada

Michelle Myers

(Canadian Citizen)

Global Chief Auditor, TD Bank Group

66 Wellington Street West

Toronto ON M5K 1A2

Canada

 

Leovigildo Salom

(U.S. Citizen)

 

Group Head, U.S. Retail and President and CEO, TD Bank, America's Most Convenient Bank®

1701 Route 70 East, 2nd Floor

Cherry Hill, Camden, NJ 08003

 

Kelvin Vi Luan Tran

(Canadian Citizen)

 

Group Head and Chief Financial Officer, TD Bank

66 Wellington St. W., 4th Floor

Toronto, Ontario MK5 1A2 Canada

 

Tim Wiggan

(Canadian Citizen)

President and CEO, TD Securities, Group Head, Wholesale Banking, TD Bank Group

161 Bay Street

Toronto, Ontario M5J 2T2 Canada