UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM N-CSR

 

CERTIFIED SHAREHOLDER REPORT OF REGISTERED

MANAGEMENT INVESTMENT COMPANIES

 

Investment Company Act file number: 811-23504

 

AIM ETF PRODUCTS TRUST

On behalf of the following series:

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF (Ticker: JANT)

AllianzIM U.S. Large Cap Buffer20 Jan ETF (Ticker: JANW)

AllianzIM U.S. Large Cap Buffer10 Feb ETF (Ticker: FEBT)

AllianzIM U.S. Large Cap Buffer20 Feb ETF (Ticker: FEBW)

AllianzIM U.S. Large Cap Buffer10 Mar ETF (Ticker: MART)

AllianzIM U.S. Large Cap Buffer20 Mar ETF (Ticker: MARW)

AllianzIM U.S. Large Cap Buffer10 Apr ETF (Ticker: APRT)

AllianzIM U.S Equity Buffer15 Uncapped Apr ETF (Ticker: ARLU)

AllianzIM U.S. Large Cap Buffer20 Apr ETF (Ticker: APRW)

AllianzIM U.S. Large Cap Buffer10 May ETF (Ticker: MAYT)

AllianzIM U.S. Equity Buffer15 Uncapped May ETF (Ticker: MAYU)

AllianzIM U.S. Large Cap Buffer20 May ETF (Ticker: MAYW)

AllianzIM U.S. Large Cap Buffer10 Jun ETF (Ticker: JUNT)

AllianzIM U.S. Large Cap Buffer20 Jun ETF (Ticker: JUNW)

AllianzIM U.S. Large Cap Buffer10 Jul ETF (Ticker: JULT)

AllianzIM U.S. Large Cap Buffer20 Jul ETF (Ticker: JULW)

AllianzIM U.S. Large Cap Buffer10 Aug ETF (Ticker: AUGT)

AllianzIM U.S. Large Cap Buffer20 Aug ETF (Ticker: AUGW)

AllianzIM U.S. Large Cap Buffer10 Sep ETF (Ticker: SEPT)

AllianzIM U.S. Large Cap Buffer20 Sep ETF (Ticker: SEPW)

AllianzIM U.S. Large Cap Buffer10 Oct ETF (Ticker: OCTT)

AllianzIM U.S. Large Cap Buffer20 Oct ETF (Ticker: OCTW)

AllianzIM U.S. Large Cap Buffer10 Nov ETF (Ticker: NVBT)

AllianzIM U.S. Large Cap Buffer20 Nov ETF (Ticker: NVBW)

AllianzIM U.S. Large Cap Buffer10 Dec ETF (Ticker: DECT)

AllianzIM U.S. Large Cap Buffer20 Dec ETF (Ticker: DECW)

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF (Ticker: SIXJ)

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF (Ticker: SIXF)

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF (Ticker: SIXP)

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (Ticker: SIXO)

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF (Ticker: SIXJ)

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF (Ticker: FLJJ)

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF (Ticker: FLAO)

 

(Exact name of registrant as specified in charter)

 

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297

(Address of principal executive offices) (Zip Code)

 

Amanda Farren, Chief Legal Officer

5701 Golden Hills Drive

Minneapolis, MN 55416-1297

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (763) 765-7453

 

Date of fiscal year end: October 31, 2024

 

Date of reporting period: April 30, 2024

 

Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
 

 

Item 1. Report to Stockholders.

 

  (a) The following is a copy of the report transmitted to shareholders pursuant to Rule 30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1).

 

 
Allianz Investment Management LLC
 

 

 

AIM ETF PRODUCTS TRUST
 
Semiannual Report
 
April 30, 2024 (unaudited)

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF | JANT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Jan ETF | JANW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Feb ETF | FEBT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Feb ETF | FEBW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Mar ETF | MART | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Mar ETF | MARW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Apr ETF | APRT | NYSE Arca

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF | ARLU | Cboe BZX

AllianzIM U.S. Large Cap Buffer20 Apr ETF | APRW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 May ETF | MAYT | NYSE Arca

AllianzIM U.S. Equity Buffer15 Uncapped May ETF | MAYU | Cboe BZX

AllianzIM U.S. Large Cap Buffer20 May ETF | MAYW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Jun ETF | JUNT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Jun ETF | JUNW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Jul ETF | JULT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Jul ETF | JULW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Aug ETF | AUGT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Aug ETF | AUGW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Sep ETF | SEPT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Sep ETF | SEPW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Oct ETF | OCTT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Oct ETF | OCTW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Nov ETF | NVBT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Nov ETF | NVBW | NYSE Arca

AllianzIM U.S. Large Cap Buffer10 Dec ETF | DECT | NYSE Arca

AllianzIM U.S. Large Cap Buffer20 Dec ETF | DECW | NYSE Arca

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF | SIXJ | NYSE Arca

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF | SIXF | NYSE Arca

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF | SIXP | NYSE Arca

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF | SIXO | NYSE Arca

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF | SIXZ | NYSE Arca

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF | FLJJ | NYSE Arca

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF | FLAO | NYSE Arca

 

Want to know more?

 

www.allianzIMetfs.com
1-877-429-3837

 

ETF-151 (R-4/2024)

 

 

TABLE OF CONTENTS

 Page

Letter from the President 1
Fund Performance Overview 3
Schedules of Investments and Written Options 29
Statements of Assets and Liabilities 62
Statements of Operations 71
Statements of Changes in Net Assets 80
Financial Highlights 96
Notes to Financial Statements 118
Disclosure of Fund Expenses 150
Other Information 153
Statement Regarding the Trust’s Liquidity Risk Management Program 154
Board Approval of the Investment Advisory Agreement 156
 

 

AIM ETF PRODUCTS TRUST

 

Letter from the President (unaudited)

 

Dear Shareholders,

 

Thank you for being an investor in AllianzIM Exchange-Traded Funds (“ETFs”). As part of one of the largest asset management and diversified insurance companies in the world, Allianz Investment Management LLC (“AllianzIM”) specializes in the development and execution of innovative risk management strategies. AllianzIM ETFs (the “Funds”) offers 33 funds, which provide a variety of downside risk mitigation solutions. Our Buffer10 and Buffer20 series seeks to protect against the first 10% and 20% of market losses (as represented by the SPDR® S&P 500® ETF Trust) and offers upside potential by tracking market returns up to a stated cap over a one-year or six-month period. Over the last six months, we have expanded our platform with two new solutions. The first is the Buffer15 Uncapped series, which seeks to provide a buffer on the first 15% of market losses and offers upside potential by tracking market returns, without a cap, in excess of a stated threshold in positive market environments over a one-year period. The second is the 6 Month Floor5, which seeks to limit losses to the first 5% of market losses with upside returns to a stated cap over a six-month period.

 

This semiannual report covers the six-month reporting period ended April 30, 2024. For the last six months, equities, as measured by the S&P 500® Price Return Index1, gained 20.07%, while fixed income, as measured by the Bloomberg U.S. Aggregate Bond Index2, increased 4.97%. Federal Reserve (the “Fed”) policy has remained in the forefront over the past six months as the peak-policy signal from the Federal Open Market Committee (FOMC) meeting last December has equity investors eagerly awaiting the first drop in rates from the Fed since the pandemic. The dovish shift from the Fed was not the only tailwind for investors as the U.S. economy proved to be more durable despite the high- rate environment. In turn, this led to an up-tick of monthly inflation data that was supported by a robust labor market and wage growth that continues to be above inflation. As we entered 2024, the U.S. economy was showing signs of slowing down, with weaker economic data from the previous quarter supporting this narrative. We believe this furthered the idea that the Fed could commence a rate cutting campaign, considering the progress made on inflation and the evidence of a slowing economy. However, we did not agree with the market’s initial interpretation of five to six rate cuts in 2024, and instead, we expect three rate cuts for the rest of the year in our 2024 outlook. The Fed clearly recognizes progress toward the inflation goal has slowed with recent monthly inflation data coming in higher than they would have wanted to see and ultimately the strength of the economy ended up eclipsing any plans of significant rate cuts from the Fed.

 

Despite the higher-for-longer theme coming from the Fed, the U.S. economy proved to be resilient across both hard and soft economic data categories, with five out of six major economic categories showing positive upside surprises relative to expectations. The tailwinds from the resilient economy, combined with upbeat expectations around technology companies pushing the boundaries in artificial intelligence, cloud computing, and advanced hardware and software, led the S&P 500® Index to a new all-time high. However, given the contribution of the most-valuable technology companies, we remain concerned about the level of concentration risk the group poses to the overall S&P 500® Index. Looking ahead, we believe the direction of the equity market hangs in the balance of earnings living up to expectations that the market has built in, while the direction of bonds leans more bearish due to the stickiness of inflation and uncertainty surrounding Fed policy.

 

Heading into calendar year 2024, the Allianz Life Insurance Company of North America (“Allianz Life”) Q4 2023 Quarterly Market Perceptions Study3 noted that half of Americans (51%) are keeping more money in cash than they think they should because they are worried about a recession. The survey noted that just 47% of Americans say they think the economy will improve in 2024, which is trending down from prior years’ survey results. In addition, three in four Americans (74%) say they think the market will be very volatile in 2024. We believe investment solutions designed to offer built-in risk mitigation with upside potential can keep investors in the market and enable investors a way to navigate potential market uncertainties.

 

For more information regarding the Funds, please contact your investment professional or call 877-4AZ-ETFS. Furthermore, please visit our website at www.allianzIMetfs.com to learn more about the Funds.

 

Sincerely,

 

 

Brian J. Muench, CFA®

 

President

AIM ETF Products Trust

 

Allianz Investment Management LLC is a registered investment adviser and a wholly owned subsidiary of Allianz Life Insurance Company of North America.

 

1 The S&P 500 Price® Return Index is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
2 The Bloomberg U.S. Aggregate Bond Index is a broad-based flagship benchmark that measures the investment grade, U.S. dollar denominated, fixed-rate taxable bond market. The index includes Treasuries, government-related and corporate securities, fixed-rate agency MBS, ABS, and CMBS (agency and non-agency).
3 Allianz Life conducted an online survey, the 2023 Q4 Quarterly Market Perceptions Study in November 2023 with a nationally representative sample of 1,005 Respondents age 18+.
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AIM ETF PRODUCTS TRUST

 

Letter from the President (unaudited) (continued)

 

The views expressed above reflect the views of Allianz Investment Management LLC as of May 2024. These views may change as the market or conditions change. This report is not intended to be used to provide financial advice and does not address or account for an individual’s circumstances. Past performance does not guarantee future results and no forecast should be considered a guarantee either.

 

Must be preceded or accompanied by a prospectus.

 

Investment involves risk, including possible loss of principal. There is no guarantee the funds will achieve their investment objectives and

may not be suitable for all investors.

 

Investors may lose their entire investment, regardless of when they purchase shares, and even if they hold shares for an entire outcome period. Full extent of caps, thresholds, floors, and buffers only apply if held for stated outcome period and are not guaranteed. The cap or threshold may increase or decrease and may vary significantly after the end of the outcome period. An investor who purchases Fund Shares after the outcome period has begun or sells Fund Shares prior to the end of the outcome period may experience results that are very different from the investment objective sought by the Fund for that outcome period. There is no guarantee that the cap or threshold will remain the same after the end of the outcome period.

 

The Buffered, Floor, and Uncapped ETFs’ investment strategies are different from more typical investment products, and the Funds may be unsuitable for some investors. It is important that investors understand the investment strategy before making an investment. For more information regarding whether an investment in the Funds is right for you, please see the prospectus including “Investor Considerations.”

 

Distributed by Foreside Fund Services, LLC. Foreside Fund Services, LLC is not affiliated with Allianz Investment Management LLC or Allianz Life Insurance Company of North America.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 JAN ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Jan ETF (“JANT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (December 31, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF (NAV) ($12,939)
AllianzIM U.S. Large Cap Buffer10 Jan ETF (Market) ($12,950)
S&P 500 Price Return IndexSM ($13,407)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(December 31, 2020)*

AllianzIM U.S. Large Cap Buffer10 Jan ETF (NAV) 18.55%   8.04%
AllianzIM U.S. Large Cap Buffer10 Jan ETF (Market Price) 18.88%   8.07%
S&P 500 Price Return IndexSM 20.78%   9.20%
(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
*

The inception date is December 31, 2020. Shares of JANT were listed on the NYSE Arca, Inc. on January 4, 2021.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER20 JAN ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Jan ETF (“JANW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (December 31, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Jan ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

 

AllianzIM U.S. Large Cap Buffer20 Jan ETF (NAV) ($12,456)
AllianzIM U.S. Large Cap Buffer20 Jan ETF (Market) ($12,456)
S&P 500 Price Return IndexSM ($13,407)

 

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(December 31, 2020)*

AllianzIM U.S. Large Cap Buffer20 Jan ETF (NAV) 11.61%   6.82%
AllianzIM U.S. Large Cap Buffer20 Jan ETF (Market Price) 11.83%   6.82%
S&P 500 Price Return IndexSM 20.78%   9.20%

  

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is December 31, 2020. Shares of JANW were listed on the NYSE Arca, Inc. on January 4, 2021.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER10 FEB ETF

Fund Performance Overview (unaudited)

 

The following graph depicts the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Feb ETF (“FEBT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (January 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Feb ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Feb ETF (NAV) ($12,147)
AllianzIM U.S. Large Cap Buffer10 Feb ETF (Market) ($12,161)
S&P 500 Price Return IndexSM ($12,353)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(January 31, 2023)*

AllianzIM U.S. Large Cap Buffer10 Feb ETF (NAV) 18.62%   16.90%
AllianzIM U.S. Large Cap Buffer10 Feb ETF (Market Price) 18.79%   17.01%
S&P 500 Price Return IndexSM 20.78%   18.48%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is January 31, 2023. Shares of FEBT were listed on the NYSE Arca, Inc. on February 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 FEB ETF

Fund Performance Overview (unaudited)

 

The following graph depicts the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Feb ETF (“FEBW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (January 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Feb ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Feb ETF (NAV) ($11,466)
AllianzIM U.S. Large Cap Buffer20 Feb ETF (Market) ($11,463)
S&P 500 Price Return IndexSM ($12,353)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(January 31, 2023)*

AllianzIM U.S. Large Cap Buffer20 Feb ETF (NAV) 12.36%   11.61%
AllianzIM U.S. Large Cap Buffer20 Feb ETF (Market Price) 12.12%   11.58%
S&P 500 Price Return IndexSM 20.78%   18.48%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is January 31, 2023. Shares of FEBW were listed on the NYSE Arca, Inc. on February 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 MAR ETF

Fund Performance Overview (unaudited)

 

The following graph depicts the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Mar ETF (“MART”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (February 28, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Mar ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Mar ETF (NAV) ($11,902)
AllianzIM U.S. Large Cap Buffer10 Mar ETF (Market) ($11,916)
S&P 500 Price Return IndexSM ($12,684)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(February 28, 2023)*

AllianzIM U.S. Large Cap Buffer10 Mar ETF (NAV) 14.29%   16.10%
AllianzIM U.S. Large Cap Buffer10 Mar ETF (Market Price) 14.56%   16.21%
S&P 500 Price Return IndexSM 20.78%   22.60%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is February 28, 2023. Shares of MART were listed on the NYSE Arca, Inc. on March 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 MAR ETF

Fund Performance Overview (unaudited)

 

The following graph depicts the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Mar ETF (“MARW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (February 28, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Mar ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Mar ETF (NAV) ($11,310)
AllianzIM U.S. Large Cap Buffer20 Mar ETF (Market) ($11,316)
S&P 500 Price Return IndexSM ($12,684)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(February 28, 2023)*

AllianzIM U.S. Large Cap Buffer20 Mar ETF (NAV) 9.73%   11.12%
AllianzIM U.S. Large Cap Buffer20 Mar ETF (Market Price) 9.91%   11.18%
S&P 500 Price Return IndexSM 20.78%   22.60%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is February 28, 2023. Shares of MARW were listed on the NYSE Arca, Inc. on March 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 APR ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Apr ETF (“APRT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (May 28, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Apr ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Apr ETF (NAV) ($14,222)
AllianzIM U.S. Large Cap Buffer10 Apr ETF (Market) ($14,238)
S&P 500 Price Return IndexSM ($16,621)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(May 28, 2020)*

AllianzIM U.S. Large Cap Buffer10 Apr ETF (NAV) 13.52%   9.39%
AllianzIM U.S. Large Cap Buffer10 Apr ETF (Market Price) 13.82%   9.44%
S&P 500 Price Return IndexSM 20.78%   13.83%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is May 28, 2020. Shares of APRT were listed on the NYSE Arca, Inc. on June 1, 2020.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 APR ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Apr ETF (“APRW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (May 28, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Apr ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Apr ETF (NAV) ($12,212)
AllianzIM U.S. Large Cap Buffer20 Apr ETF (Market) ($12,234)
S&P 500 Price Return IndexSM ($16,621)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(May 28, 2020)*

AllianzIM U.S. Large Cap Buffer20 Apr ETF (NAV) 8.91%   5.23%
AllianzIM U.S. Large Cap Buffer20 Apr ETF (Market Price) 9.27%   5.28%
S&P 500 Price Return IndexSM 20.78%   13.83%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is May 28, 2020. Shares of APRW were listed on the NYSE Arca, Inc. on June 1, 2020.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER10 MAY ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 May ETF (“MAYT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (April 28, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 May ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 May ETF (NAV) ($11,862)
AllianzIM U.S. Large Cap Buffer10 May ETF (Market) ($11,862)
S&P 500 Price Return IndexSM ($12,078)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(April 28, 2023)*

AllianzIM U.S. Large Cap Buffer10 May ETF (NAV) 18.62%   18.51%
AllianzIM U.S. Large Cap Buffer10 May ETF (Market Price) 18.62%   18.51%
S&P 500 Price Return IndexSM 20.78%   20.65%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is April 28, 2023. Shares of MAYT were listed on the NYSE Arca, Inc. on May 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 MAY ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 May ETF (“MAYW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (April 28, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 May ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 May ETF (NAV) ($11,219)
AllianzIM U.S. Large Cap Buffer20 May ETF (Market) ($11,225)
S&P 500 Price Return IndexSM ($12,078)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(April 28, 2023)*

AllianzIM U.S. Large Cap Buffer20 May ETF (NAV) 12.19%   12.12%
AllianzIM U.S. Large Cap Buffer20 May ETF (Market Price) 12.25%   12.18%
S&P 500 Price Return IndexSM 20.78%   20.65%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is April 28, 2023. Shares of MAYW were listed on the NYSE Arca, Inc. on May 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 JUN ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Jun ETF (“JUNT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (May 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Jun ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Jun ETF (NAV) ($11,693)
AllianzIM U.S. Large Cap Buffer10 Jun ETF (Market) ($11,702)
S&P 500 Price Return IndexSM ($12,048)

 

Average Annual Return as of April 30, 2024  
 

Since Inception

(May 31, 2023)*

AllianzIM U.S. Large Cap Buffer10 Jun ETF (NAV) 16.93%
AllianzIM U.S. Large Cap Buffer10 Jun ETF (Market Price) 17.02%
S&P 500 Price Return IndexSM 20.48%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is May 31, 2023. Shares of JUNT were listed on the NYSE Arca, Inc. on June 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 JUN ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Jun ETF (“JUNW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (May 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Jun ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Jun ETF (NAV) ($11,176)
AllianzIM U.S. Large Cap Buffer20 Jun ETF (Market) ($11,176)
S&P 500 Price Return IndexSM ($12,048)

 

Average Annual Return as of April 30, 2024  
 

Since Inception

(May 31, 2023)*

AllianzIM U.S. Large Cap Buffer20 Jun ETF (NAV) 11.76%
AllianzIM U.S. Large Cap Buffer20 Jun ETF (Market Price) 11.76%
S&P 500 Price Return IndexSM 20.48%
       
(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is May 31, 2023. Shares of JUNW were listed on the NYSE Arca, Inc. on June 1, 2023.

 

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER10 JUL ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Jul ETF (“JULT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (June 30, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Jul ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Jul ETF (NAV) ($14,637)
AllianzIM U.S. Large Cap Buffer10 Jul ETF (Market) ($14,632)
S&P 500 Price Return IndexSM ($16,243)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(June 30, 2020)*

AllianzIM U.S. Large Cap Buffer10 Jul ETF (NAV) 18.85%   10.45%
AllianzIM U.S. Large Cap Buffer10 Jul ETF (Market Price) 18.95%   10.44%
S&P 500 Price Return IndexSM 20.78%   13.49%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is June 30, 2020. Shares of JULT were listed on the NYSE Arca, Inc. on July 1, 2020.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 JUL ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Jul ETF (“JULW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (June 30, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Jul ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Jul ETF (NAV) ($13,288)
AllianzIM U.S. Large Cap Buffer20 Jul ETF (Market) ($13,282)
S&P 500 Price Return IndexSM ($16,243)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(June 30, 2020)*

AllianzIM U.S. Large Cap Buffer20 Jul ETF (NAV) 13.74%   7.70%
AllianzIM U.S. Large Cap Buffer20 Jul ETF (Market Price) 13.98%   7.68%
S&P 500 Price Return IndexSM 20.78%   13.49%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is June 30, 2020. Shares of JULW were listed on the NYSE Arca, Inc. on July 1, 2020.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 AUG ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Aug ETF (“AUGT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (July 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Aug ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Aug ETF (NAV) ($10,885)
AllianzIM U.S. Large Cap Buffer10 Aug ETF (Market) ($10,897)
S&P 500 Price Return IndexSM ($10,973)

 

Average Annual Return as of April 30, 2024  
 

Since Inception

(July 31, 2023)*

AllianzIM U.S. Large Cap Buffer10 Aug ETF (NAV) 8.85%
AllianzIM U.S. Large Cap Buffer10 Aug ETF (Market Price) 8.97%
S&P 500 Price Return IndexSM 9.73%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is July 31, 2023. Shares of AUGT were listed on the NYSE Arca, Inc. on August 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 AUG ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Aug ETF (“AUGW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (July 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Aug ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Aug ETF (NAV) ($10,745)
AllianzIM U.S. Large Cap Buffer20 Aug ETF (Market) ($10,755)
S&P 500 Price Return IndexSM ($10,973)

 

Average Annual Return as of April 30, 2024  
 

Since Inception

(July 31, 2023)*

AllianzIM U.S. Large Cap Buffer20 Aug ETF (NAV) 7.45%
AllianzIM U.S. Large Cap Buffer20 Aug ETF (Market Price) 7.55%
S&P 500 Price Return IndexSM 9.73%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is July 31, 2023. Shares of AUGW were listed on the NYSE Arca, Inc. on August 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 SEP ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Sep ETF (“SEPT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (August 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Sep ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Sep ETF (NAV) ($11,007)
AllianzIM U.S. Large Cap Buffer10 Sep ETF (Market) ($11,013)
S&P 500 Price Return IndexSM ($11,171)

 

Average Annual Return as of April 30, 2024  
 

Since Inception

(August 31, 2023)*

AllianzIM U.S. Large Cap Buffer10 Sep ETF (NAV) 10.07%
AllianzIM U.S. Large Cap Buffer10 Sep ETF (Market Price) 10.13%
S&P 500 Price Return IndexSM 11.71%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is August 31, 2023. Shares of SEPT were listed on the NYSE Arca, Inc. on September 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 SEP ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Sep ETF (“SEPW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (August 31, 2023*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Sep ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Sep ETF (NAV) ($10,790)
AllianzIM U.S. Large Cap Buffer20 Sep ETF (Market) ($10,791)
S&P 500 Price Return IndexSM ($11,171)

 

Average Annual Return as of April 30, 2024  
 

Since Inception

(August 31, 2023)*

AllianzIM U.S. Large Cap Buffer20 Sep ETF (NAV) 7.90%
AllianzIM U.S. Large Cap Buffer20 Sep ETF (Market Price) 7.91%
S&P 500 Price Return IndexSM 11.71%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
*  The inception date is August 31, 2023. Shares of SEPW were listed on the NYSE Arca, Inc. on September 1, 2023.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER10 OCT ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Oct ETF (“OCTT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (September 30, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Oct ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Oct ETF (NAV) ($14,231)
AllianzIM U.S. Large Cap Buffer10 Oct ETF (Market) ($14,234)
S&P 500 Price Return IndexSM ($14,974)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(September 30, 2020)*

AllianzIM U.S. Large Cap Buffer10 Oct ETF (NAV) 16.49%   10.35%
AllianzIM U.S. Large Cap Buffer10 Oct ETF (Market Price) 16.57%   10.36%
S&P 500 Price Return IndexSM 20.78%   11.93%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is September 30, 2020. Shares of OCTT were listed on the NYSE Arca, Inc. on October 1, 2020.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 OCT ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Oct ETF (“OCTW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (September 30, 2020*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Oct ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Oct ETF (NAV) ($13,516)
AllianzIM U.S. Large Cap Buffer20 Oct ETF (Market) ($13,516)
S&P 500 Price Return IndexSM ($14,974)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(September 30, 2020)*

AllianzIM U.S. Large Cap Buffer20 Oct ETF (NAV) 14.56%   8.77%
AllianzIM U.S. Large Cap Buffer20 Oct ETF (Market Price) 14.70%   8.77%
S&P 500 Price Return IndexSM 20.78%   11.93%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is September 30, 2020. Shares of OCTW were listed on the NYSE Arca, Inc. on October 1, 2020.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER10 NOV ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Nov ETF (“NVBT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (October 31, 2022*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Nov ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Nov ETF (NAV) ($12,106)
AllianzIM U.S. Large Cap Buffer10 Nov ETF (Market) ($12,106)
S&P 500 Price Return IndexSM ($13,005)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(October 31, 2022)*

AllianzIM U.S. Large Cap Buffer10 Nov ETF (NAV) 12.46%   13.62%
AllianzIM U.S. Large Cap Buffer10 Nov ETF (Market Price) 12.49%   13.61%
S&P 500 Price Return IndexSM 20.78%   19.19%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is October 31, 2022. Shares of NVBT were listed on the NYSE Arca, Inc. on November 1, 2022.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER20 NOV ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Nov ETF (“NVBW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (October 31, 2022*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Nov ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Nov ETF (NAV) ($11,688)
AllianzIM U.S. Large Cap Buffer20 Nov ETF (Market) ($11,683)
S&P 500 Price Return IndexSM ($13,005)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(October 31, 2022)*

AllianzIM U.S. Large Cap Buffer20 Nov ETF (NAV) 9.41%   10.98%
AllianzIM U.S. Large Cap Buffer20 Nov ETF (Market Price) 9.53%   10.95%
S&P 500 Price Return IndexSM 20.78%   19.19%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is October 31, 2022. Shares of NVBW were listed on the NYSE Arca, Inc. on November 1, 2022.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

ALLIANZIM U.S. LARGE CAP BUFFER10 DEC ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer10 Dec ETF (“DECT”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (November 30, 2022*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer10 Dec ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer10 Dec ETF (NAV) ($11,928)
AllianzIM U.S. Large Cap Buffer10 Dec ETF (Market) ($11,932)
S&P 500 Price Return IndexSM ($12,342)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(November 30, 2022)*

AllianzIM U.S. Large Cap Buffer10 Dec ETF (NAV) 15.99%   13.27%
AllianzIM U.S. Large Cap Buffer10 Dec ETF (Market Price) 16.13%   13.29%
S&P 500 Price Return IndexSM 20.78%   16.03%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is November 30, 2022. Shares of DECT were listed on the NYSE Arca, Inc. on December 1, 2022.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP BUFFER20 DEC ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap Buffer20 Dec ETF (“DECW”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (November 30, 2022*) to April 30, 2024.

 

AllianzIM U.S. Large Cap Buffer20 Dec ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap Buffer20 Dec ETF (NAV) ($11,687)
AllianzIM U.S. Large Cap Buffer20 Dec ETF (Market) ($11,684)
S&P 500 Price Return IndexSM ($12,342)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(November 30, 2022)*

AllianzIM U.S. Large Cap Buffer20 Dec ETF (NAV) 13.26%   11.64%
AllianzIM U.S. Large Cap Buffer20 Dec ETF (Market Price) 13.29%   11.63%
S&P 500 Price Return IndexSM 20.78%   16.03%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is November 30, 2022. Shares of DECW were listed on the NYSE Arca, Inc. on December 1, 2022.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP 6 MONTH BUFFER10 JAN/JUL ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF (“SIXJ”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (December 31, 2021*) to April 30, 2024.

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF (NAV) ($11,019)
AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF (Market) ($11,033)
S&P 500 Price Return IndexSM ($10,565)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(December 31, 2021)*

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF (NAV) 14.49%   4.25%
AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF (Market Price) 14.84%   4.31%
S&P 500 Price Return IndexSM 20.78%   2.39%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is December 31, 2021. Shares of SIXJ were listed on the NYSE Arca, Inc. on January 3, 2022.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

ALLIANZIM U.S. LARGE CAP 6 MONTH BUFFER10 APR/OCT ETF

Fund Performance Overview (unaudited)

 

The following graphs depict the hypothetical $10,000 investment in the AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (“SIXO”) at net asset value (“NAV”) and market price as compared to the S&P 500 Price Return IndexSM(1) from the Fund’s inception date (September 30, 2021*) to April 30, 2024.

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF Growth of a Hypothetical $10,000 Investment at April 30, 2024

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (NAV) ($11,596)
AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (Market) ($11,604)
S&P 500 Price Return IndexSM ($11,690)

 

Average Annual Return as of April 30, 2024
  One Year  

Since Inception

(September 30, 2021)*

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (NAV) 9.29%   5.90%
AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (Market Price) 9.39%   5.93%
S&P 500 Price Return IndexSM 20.78%   6.24%

 

(1) The S&P 500 Price Return IndexSM is a large-cap, market-weighted, U.S. equities index that tracks the price (excluding dividends) of the leading companies that reflect the industries of the U.S. economy and is often considered a proxy for the stock market in general.
   
* The inception date is September 30, 2021. Shares of SIXO were listed on the NYSE Arca, Inc. on October 1, 2021.

The performance shown represents past performance. Past performance does not guarantee future results. The performance data quoted represents past performance and current returns may be lower or higher. The investment return and principal will fluctuate so that an investor’s shares when sold may be worth more or less than the original cost. The Fund’s most recent month-end performance can be obtained and is available upon request and without charge on the Fund’s website at www.allianzIMetfs.com, or by calling 877-429-3837 (877-4AZ-ETFS).

 

NAV returns are based on the dollar value of a single share of the Fund, calculated using the value of the underlying assets of the Fund minus its liabilities, divided by the number of shares outstanding. The NAV is typically calculated at 4:00 pm Eastern time on each business day the New York Stock Exchange is open for trading. Market returns are based on the trade price at which shares are bought and sold on the NYSE Arca, Inc. using the last share trade. Market performance does not represent the returns you would receive if you traded shares at other times. Total Return reflects reinvestment of distributions on ex-date for NAV returns and payment date for Market Price returns. The market price of the Fund’s shares may differ significantly from their NAV during periods of market volatility. The referenced indices are shown for informational purposes only and are not meant to represent the Fund.

 

One cannot invest directly in an index.

The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the sale of Fund shares.

 

As stated in the current prospectus, the expense ratio is 0.74%. Please refer to the Financial Highlights herein for the most recent expense ratio information.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 100.4%                
Options on ETF – 100.4%                       
SPDR S&P 500 ETF Trust  December 2024  $3.52    2,397   $843,744   $118,491,908 
Total Options Purchased - Calls
(Cost $119,420,577)
                843,744    118,491,908 
                        
OPTION PURCHASED – PUTS(b) 2.4%                       
Options on ETF – 2.4%                       
SPDR S&P 500 ETF Trust  December 2024   475.26    2,397    113,919,822    2,833,182 
Total Options Purchased – Puts
(Cost $5,132,040)
                113,919,822    2,833,182 
                 Principal      
SHORT-TERM INVESTMENTS – 0.2%                       
Time Deposits – 0.2%                       
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $205,141    205,141 
Total Short-Term Investments
(Cost $205,141)
                     205,141 
Total Investments – 103.0%
(Cost $124,757,758)
                     121,530,231 
Other assets less liabilities – (3.0)%                     (3,458,435)
Net Assets – 100.0%                    $118,071,796 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price 

Expiration

Date

  Premiums Received  

Notional

Amount

   Value 
SPDR S&P 500 ETF Trust   2,397   $555.64  December 2024  $1,544,111   $133,186,908   $(1,881,597)
                $1,544,111   $133,186,908   $(1,881,597)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)  

Exercise

Price

 

Expiration

Date

  Premiums Received  

Notional

Amount

   Value 
SPDR S&P 500 ETF Trust   2,397   $427.78  December 2024  $1,586,423   $102,538,866   $(1,292,271)
                $1,586,423   $102,538,866   $(1,292,271)
TOTAL OPTIONS WRITTEN               $3,130,534   $235,725,774   $(3,173,868)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Jan ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 101.6%                
Options on ETF – 101.6%                       
SPDR S&P 500 ETF Trust  December 2024  $3.56    8,270   $2,944,120   $408,782,709 
Total Options Purchased – Calls
(Cost $416,225,655)
                2,944,120    408,782,709 
OPTION PURCHASED – PUTS(b) – 2.4%                       
Options on ETF – 2.4%                       
SPDR S&P 500 ETF Trust  December 2024   475.36    8,270    393,122,720    9,791,515 
Total Options Purchased – Puts
(Cost $18,767,142)
                393,122,720    9,791,515 
                 Principal      
SHORT-TERM INVESTMENTS – 0.2%                       
Time Deposits – 0.2%                       
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $623,449    623,449 
Total Short-Term Investments
(Cost $623,449)
                     623,449 
Total Investments – 104.2%
(Cost $435,616,246)
                     419,197,673 
Other assets less liabilities – (4.2)%                     (16,720,355)
Net Assets – 100.0%                    $402,477,318 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   8,270   $531.92  December 2024  $8,279,933   $439,897,840   $(13,513,924)
                $8,279,933   $439,897,840   $(13,513,924)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   8,270   $380.25  December 2024  $2,679,490   $314,466,750   $(2,247,125)
                $2,679,490   $314,466,750   $(2,247,125)
TOTAL OPTIONS WRITTEN               $10,959,423   $754,364,590   $(15,761,049)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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 AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Feb ETF

Schedule of Investments

April 30, 2024 

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 100.0%                
Options on ETF – 100.0%                       
SPDR S&P 500 ETF Trust  January 2025  $3.57    1,622   $579,054   $80,221,978 
Total Options Purchased – Calls
(Cost $78,708,567)
                579,054    80,221,978 
OPTION PURCHASED – PUTS(b) – 2.9%                       
Options on ETF – 2.9%                       
SPDR S&P 500 ETF Trust  January 2025   482.83    1,622    78,315,026    2,333,653 
Total Options Purchased – Puts
(Cost $3,240,576)
                78,315,026    2,333,653 
                 Principal      
SHORT-TERM INVESTMENTS – 0.1%                       
Time Deposits – 0.1%                       
Sumitomo Corporation,
Tokyo, 4.670%, 5/01/24(c)
               $107,293    107,293 
Total Short-Term Investments
(Cost $107,293)
                     107,293 
Total Investments – 103.0%
(Cost $82,056,436)
                     82,662,924 
Other assets less liabilities – (3.0)%                     (2,455,173)
Net Assets – 100.0%                    $80,207,751 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)  

Exercise

Price

  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   1,622   $564.97  January 2025  $1,046,189   $91,638,134   $(1,209,477)
                $1,046,189   $91,638,134   $(1,209,477)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received  

Notional

Amount

   Value 
SPDR S&P 500 ETF Trust   1,622   $434.59  January 2025  $1,552,671   $70,490,498   $(1,088,410)
                $1,552,671   $70,490,498   $(1,088,410)
TOTAL OPTIONS WRITTEN               $2,598,860   $162,128,632   $(2,297,887)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Feb ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 100.9%                
Options on ETF – 100.9%                       
SPDR S&P 500 ETF Trust  January 2025  $3.62    4,218   $1,526,916   $208,596,466 
Total Options Purchased – Calls
(Cost $204,430,664)
                1,526,916    208,596,466 
OPTION PURCHASED – PUTS(b) – 2.9%                       
Options on ETF – 2.9%                       
SPDR S&P 500 ETF Trust  January 2025   482.93    4,218    203,699,874    6,078,433 
Total Options Purchased – Puts
(Cost $8,046,868)
                203,699,874    6,078,433 
                 Principal      
SHORT-TERM INVESTMENTS – 0.2%                       
Time Deposits – 0.2%                       
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $455,131    455,131 
Total Short-Term Investments
(Cost $455,131)
                     455,131 
Total Investments – 104.0%
(Cost $212,932,663)
                     215,130,030 
Other assets less liabilities – (4.0)%                     (8,336,814)
Net Assets – 100.0%                    $206,793,216 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   4,218   $540.44  January 2025  $6,156,907   $227,957,592   $(6,559,665)
                $6,156,907   $227,957,592   $(6,559,665)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price 

Expiration

Date

 

Premiums

Received

  

Notional

Amount

   Value 
SPDR S&P 500 ETF Trust   4,218   $386.30  January 2025  $2,170,372   $162,941,340   $(1,434,120)
                $2,170,372   $162,941,340   $(1,434,120)
TOTAL OPTIONS WRITTEN               $8,327,279   $390,898,932   $(7,993,785)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Mar ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 98.3%                
Options on ETF – 98.3%                       
SPDR S&P 500 ETF Trust  February 2025  $3.76    1,981   $744,856   $97,981,806 
Total Options Purchased – Calls
(Cost $99,800,137)
                744,856    97,981,806 
OPTION PURCHASED – PUTS(b) – 4.4%                       
Options on ETF – 4.4%                       
SPDR S&P 500 ETF Trust  February 2025   508.03    1,981    100,640,743    4,415,015 
Total Options Purchased – Puts
(Cost $4,120,017)
                100,640,743    4,415,015 
                 Principal      
SHORT-TERM INVESTMENTS – 0.1%                       
Time Deposits – 0.1%                       
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $94,031    94,031 
Total Short-Term Investments
(Cost $94,031)
                     94,031 
Total Investments – 102.8%
(Cost $104,014,185)
                     102,490,852 
Other assets less liabilities – (2.8)%                     (2,808,353)
Net Assets – 100.0%                    $99,682,499 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)  

Exercise

Price

 

Expiration

Date

 

Premiums

Received

  

Notional

Amount

   Value 
SPDR S&P 500 ETF Trust   1,981   $596.44  February 2025  $1,220,015   $118,154,764   $(651,591)
                $1,220,015   $118,154,764   $(651,591)

 

PUT OPTIONS WRITTEN(b)

Description  Contracts(a)  

Exercise

Price

 

Expiration

Date

  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   1,981   $457.27  February 2025  $2,056,006   $90,585,187   $(2,043,025)
                $2,056,006   $90,585,187   $(2,043,025)
TOTAL OPTIONS WRITTEN               $3,276,021   $208,739,951   $(2,694,616)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

33 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Mar ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 98.0%                
Options on ETF – 98.0%                       
SPDR S&P 500 ETF Trust  February 2025  $3.81    4,679   $1,782,699   $231,404,672 
Total Options Purchased – Calls
(Cost $235,720,165)
                1,782,699    231,404,672 
OPTION PURCHASED – PUTS(b) – 4.4%                       
Options on ETF – 4.4%                       
SPDR S&P 500 ETF Trust  February 2025   508.13    4,679    237,754,027    10,443,668 
Total Options Purchased – Puts
(Cost $9,743,907)
                237,754,027    10,443,668 
                 Principal      
SHORT-TERM INVESTMENTS – 0.1%                       
Time Deposits – 0.1%                       
Skandinaviska Enskilda Banken AB, Stockholm, 4.670%, 5/01/24(c)               $230,621    230,621 
Total Short-Term Investments
(Cost $230,621)
                     230,621 
Total Investments – 102.5%
(Cost $245,694,693)
                     242,078,961 
Other assets less liabilities – (2.5)%                     (5,992,464)
Net Assets – 100.0%                    $236,086,497 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
 

Premiums

Received

   Notional Amount   Value 
SPDR S&P 500 ETF Trust   4,679   $572.25  February 2025  $5,772,036   $267,755,775   $(3,446,084)
                $5,772,036   $267,755,775   $(3,446,084)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   4,679   $406.46  February 2025  $2,580,322   $190,182,634   $(2,315,169)
                $2,580,322   $190,182,634   $(2,315,169)
TOTAL OPTIONS WRITTEN               $8,352,358   $457,938,409   $(5,761,253)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Apr ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 97.4%                
Options on ETF – 97.4%                       
SPDR S&P 500 ETF Trust  March 2025  $3.87    1,644   $636,228   $81,029,472 
Total Options Purchased – Calls
(Cost $84,168,867)
                636,228    81,029,472 
OPTION PURCHASED – PUTS(b) – 5.8%                       
Options on ETF – 5.8%                       
SPDR S&P 500 ETF Trust  March 2025   523.02    1,644    85,984,488    4,831,716 
Total Options Purchased – Puts
(Cost $3,893,249)
                85,984,488    4,831,716 
                 Principal      
SHORT-TERM INVESTMENTS – 0.1%                       
Time Deposits – 0.1%                       
Sumitomo Mitsui Trust Bank Ltd.,
London, 4.670%, 5/01/24(c)
               $68,150    68,150 
Total Short-Term Investments
(Cost $68,150)
                     68,150 
Total Investments – 103.3%
(Cost $88,130,266)
                     85,929,338 
Other assets less liabilities – (3.3)%                     (2,725,733)
Net Assets – 100.0%                    $83,203,605 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   1,644   $617.33  March 2025  $928,543   $101,489,052   $(335,376)
                $928,543   $101,489,052   $(335,376)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   1,644   $470.76  March 2025  $1,974,263   $77,392,944   $(2,321,328)
                $1,974,263   $77,392,944   $(2,321,328)
TOTAL OPTIONS WRITTEN               $2,902,806   $178,881,996   $(2,656,704)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

35 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 94.8%                
Options on ETF – 94.8%                       
SPDR S&P 500 ETF Trust  March 2025  $19.41    325   $630,825   $15,542,101 
Total Options Purchased – Calls
(Cost $16,033,264)
                630,825    15,542,101 
OPTION PURCHASED – PUTS(b) – 7.1%                       
Options on ETF – 7.1%                       
SPDR S&P 500 ETF Trust  March 2025   538.55    325    17,502,875    1,168,768 
Total Options Purchased – Puts
(Cost $994,029)
                17,502,875    1,168,768 
                 Principal      
SHORT-TERM INVESTMENTS – 0.0%*                       
Time Deposits – 0.0%*                       
Citibank,
New York, 4.670%, 5/01/24(c)
               $1,061    1,061 
Total Short-Term Investments
(Cost $1,061)
                     1,061 
Total Investments – 101.9%
(Cost $17,028,354)
                     16,711,930 
Other assets less liabilities – (1.9)%                     (317,455)
Net Assets – 100.0%                    $16,394,475 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   325   $444.61  March 2025  $290,159   $14,449,825   $(310,050)
                $290,159   $14,449,825   $(310,050)
TOTAL OPTIONS WRITTEN               $290,159   $14,449,825   $(310,050)

 

 
* Rounds to less than 0.05%.
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

36 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Apr ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 96.4%                
Options on ETF – 96.4%                       
SPDR S&P 500 ETF Trust  March 2025  $3.92    5,762   $2,258,704   $283,795,786 
Total Options Purchased – Calls
(Cost $294,525,523)
                2,258,704    283,795,786 
OPTION PURCHASED – PUTS(b) – 5.8%                       
Options on ETF – 5.8%                       
SPDR S&P 500 ETF Trust  March 2025   523.12    5,762    301,421,744    17,038,234 
Total Options Purchased – Puts
(Cost $13,833,070)
                301,421,744    17,038,234 
                 Principal      
SHORT-TERM INVESTMENTS – 0.1%                       
Time Deposits – 0.1%                       
Citibank,
New York, 4.670%, 5/01/24(c)
               $186,154    186,154 
Total Short-Term Investments
(Cost $186,154)
                     186,154 
Total Investments – 102.3%
(Cost $308,544,747)
                     301,020,174 
Other assets less liabilities – (2.3)%                     (6,701,641)
Net Assets – 100.0%                    $294,318,533 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   5,762   $591.80  March 2025  $6,167,422   $340,995,160   $(2,667,806)
                $6,167,422   $340,995,160   $(2,667,806)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   5,762   $418.46  March 2025  $3,699,009   $241,116,652   $(3,877,826)
                $3,699,009   $241,116,652   $(3,877,826)
TOTAL OPTIONS WRITTEN               $9,866,431   $582,111,812   $(6,545,632)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

37 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 May ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 98.2%                
Options on ETF – 98.2%                       
SPDR S&P 500 ETF Trust  April 2025  $3.71    236   $87,556   $11,641,409 
Total Options Purchased – Calls
(Cost $11,642,317)
                87,556    11,641,409 
OPTION PURCHASED – PUTS(b) – 4.4%                       
Options on ETF – 4.4%                       
SPDR S&P 500 ETF Trust  April 2025   501.93    236    11,845,548    525,808 
Total Options Purchased – Puts
(Cost $526,717)
                11,845,548    525,808 
                 Principal      
SHORT-TERM INVESTMENTS – 1.8%                       
Time Deposits – 1.8%                       
Skandinaviska Enskilda Banken AB,
Stockholm, 4.670%, 5/01/24(c)
               $218,872    218,872 
Total Short-Term Investments
(Cost $218,872)
                     218,872 
Total Investments – 104.4%
(Cost $12,387,906)
                     12,386,089 
Other assets less liabilities – (4.4)%                     (531,792)
Net Assets – 100.0%                    $11,854,297 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   236   $589.78  April 2025  $142,815   $13,918,808   $(143,724)
                $142,815   $13,918,808   $(143,724)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)  Exercise
Price
   Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust  236  $451.78   April 2025  $263,648   $10,662,008   $(264,556)
              $263,648   $10,662,008   $(264,556)
TOTAL OPTIONS WRITTEN             $406,463   $24,580,816   $(408,280)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

38 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Equity Buffer15 Uncapped May ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 94.8%                
Options on ETF – 94.8%                       
SPDR S&P 500 ETF Trust  April 2025  $18.82    99   $186,318   $4,738,536 
Total Options Purchased – Calls
(Cost $4,738,917)
                186,318    4,738,536 
OPTION PURCHASED – PUTS(b) – 5.4%                       
Options on ETF – 5.4%                       
SPDR S&P 500 ETF Trust  April 2025   517.04    99    5,118,696    271,557 
Total Options Purchased - Puts
(Cost $271,938)
                5,118,696    271,557 
Total Investments – 100.2%
(Cost $5,010,855)
                     5,010,093 
Other assets less liabilities – (0.2)%                     (11,236)
Net Assets – 100.0%                    $4,998,857 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   99   $426.68  April 2025  $77,433   $4,224,132   $(77,814)
                $77,433   $4,224,132   $(77,814)
TOTAL OPTIONS WRITTEN               $77,433   $4,224,132   $(77,814)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.

 

The accompanying notes are an integral part of the financial statements.

39 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 May ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 98.2%                
Options on ETF – 98.2%                       
SPDR S&P 500 ETF Trust  April 2025  $3.76    795   $298,920   $39,212,580 
Total Options Purchased – Calls
(Cost $39,215,641)
                298,920    39,212,580 
OPTION PURCHASED – PUTS(b) – 4.4%                       
Options on ETF – 4.4%                       
SPDR S&P 500 ETF Trust  April 2025   502.03    795    39,911,385    1,773,645 
Total Options Purchased – Puts
(Cost $1,776,705)
                39,911,385    1,773,645 
                 Principal      
SHORT-TERM INVESTMENTS – 1.1%                       
Time Deposits – 1.1%                       
Citibank,
New York, 4.670%, 5/01/24(c)
               $453,568    453,568 
Total Short-Term Investments
(Cost $453,568)
                     453,568 
Total Investments – 103.7%
(Cost $41,445,914)
                     41,439,793 
Other assets less liabilities – (3.7)%                     (1,497,517)
Net Assets – 100.0%                    $39,942,276 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   795   $567.04  April 2025  $923,909   $45,079,680   $(926,970)
                $923,909   $45,079,680   $(926,970)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   795   $401.58  April 2025  $448,499   $31,925,610   $(451,560)
                $448,499   $31,925,610   $(451,560)
TOTAL OPTIONS WRITTEN               $1,372,408   $77,005,290   $(1,378,530)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

40 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Jun ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 102.5%                
Options on ETF – 102.5%                       
SPDR S&P 500 ETF Trust  May 2024  $3.09    180   $55,620   $8,982,456 
Total Options Purchased – Calls
(Cost $9,051,633)
                55,620    8,982,456 
OPTION PURCHASED – PUTS(b) – 0.0%*                       
Options on ETF – 0.0%*                       
SPDR S&P 500 ETF Trust  May 2024   417.81    180    7,520,580    3,807 
Total Options Purchased – Puts
(Cost $388,561)
                7,520,580    3,807 
                 Principal      
SHORT-TERM INVESTMENTS – 1.6%                       
Time Deposits – 1.6%                       
Skandinaviska Enskilda Banken AB,
Stockholm, 4.670%, 5/01/24(c)
               $143,002    143,002 
Total Short-Term Investments
(Cost $143,002)
                     143,002 
Total Investments – 104.1%
(Cost $9,583,196)
                     9,129,265 
Other assets less liabilities – (4.1)%                     (359,556)
Net Assets – 100.0%                    $8,769,709 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   180   $500.25  May 2024  $50,690   $9,004,500   $(189,454)
                $50,690   $9,004,500   $(189,454)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)    Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   180    $376.07  May 2024   $8,487   $6,769,260   $(1,976)
                  $8,487   $6,769,260   $(1,976)
TOTAL OPTIONS WRITTEN                 $59,177   $15,773,760   $(191,430)

 

 
* Rounds to less than 0.05%.
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

41 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Jun ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 107.0%                
Options on ETF – 107.0%                       
SPDR S&P 500 ETF Trust  May 2024  $3.13    479   $149,927   $23,901,406 
Total Options Purchased – Calls
(Cost $24,085,486)
                149,927    23,901,406 
OPTION PURCHASED – PUTS(b) – 0.0%*                       
Options on ETF – 0.0%*                       
SPDR S&P 500 ETF Trust  May 2024   417.89    479    20,016,931    10,145 
Total Options Purchased – Puts
(Cost $959,664)
                20,016,931    10,145 
                 Principal      
SHORT-TERM INVESTMENTS – 1.6%                       
Time Deposits – 1.6%                       
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $364,520    364,520 
Total Short-Term Investments
(Cost $364,520)
                     364,520 
Total Investments – 108.6%
(Cost $25,409,670)
                     24,276,071 
Other assets less liabilities – (8.6)%                     (1,924,289)
Net Assets – 100.0%                    $22,351,782 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   479   $473.34  May 2024  $547,892   $22,672,986   $(1,548,166)
                $547,892   $22,672,986   $(1,548,166)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   479   $334.28  May 2024  $11,568   $16,012,012   $(2,673)
                $11,568   $16,012,012   $(2,673)
TOTAL OPTIONS WRITTEN               $559,460   $38,684,998   $(1,550,839)

 

 
* Rounds to less than 0.05%.
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

42 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Jul ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 100.7%                
Options on ETF – 100.7%                       
SPDR S&P 500 ETF Trust  June 2024  $3.28    624   $204,672   $31,018,996 
Total Options Purchased – Calls
(Cost $31,222,047)
                204,672    31,018,996 
OPTION PURCHASED – PUTS(b) – 0.2%                       
Options on ETF – 0.2%                       
SPDR S&P 500 ETF Trust  June 2024   443.24    624    27,658,176    68,939 
Total Options Purchased – Puts
(Cost $1,309,453)
                27,658,176    68,939 
                 Principal      
SHORT-TERM INVESTMENTS – 1.4%                       
Time Deposits – 1.4%                       
Sumitomo Mitsui Trust Bank Ltd.,
London, 4.670%, 5/01/24(c)
               $445,178    445,178 
Total Short-Term Investments
(Cost $445,178)
                     445,178 
Total Investments – 102.3%
(Cost $32,976,678)
                     31,533,113 
Other assets less liabilities – (2.3)%                     (715,848)
Net Assets – 100.0%                    $30,817,265 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   624   $523.34  June 2024  $173,553   $32,656,416   $(209,695)
                $173,553   $32,656,416   $(209,695)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   624   $398.95  June 2024  $65,472   $24,894,480   $(25,796)
                $65,472   $24,894,480   $(25,796)
TOTAL OPTIONS WRITTEN               $239,025   $57,550,896   $(235,491)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

43 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Jul ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value 
OPTION PURCHASED – CALLS(b) – 102.7%                
Options on ETF – 102.7%                       
SPDR S&P 500 ETF Trust  June 2024  $3.32    2,970   $986,040   $147,626,761 
Total Options Purchased – Calls
(Cost $148,555,984)
                986,040    147,626,761 
OPTION PURCHASED – PUTS(b) – 0.2%                       
Options on ETF – 0.2%                       
SPDR S&P 500 ETF Trust  June 2024   443.32    2,970    131,666,040    328,898 
Total Options Purchased – Puts
(Cost $5,991,868)
                131,666,040    328,898 
                 Principal      
SHORT–TERM INVESTMENTS – 0.8%                       
Time Deposits - 0.8%                       
Sumitomo Corporation,
Tokyo, 4.670%, 5/01/24(c)
               $1,192,797    1,192,797 
Total Short-Term Investments
(Cost $1,192,797)
                     1,192,797 
Total Investments – 103.7%
(Cost $155,740,649)
                     149,148,456 
Other assets less liabilities – (3.7)%                     (5,397,500)
Net Assets – 100.0%                    $143,750,956 

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024

CALL OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   2,970   $500.02  June 2024  $2,563,927   $148,505,940   $(4,092,096)
                $2,563,927   $148,505,940   $(4,092,096)

 

PUT OPTIONS WRITTEN(b)

 

Description  Contracts(a)   Exercise Price  Expiration
Date
  Premiums Received   Notional Amount   Value 
SPDR S&P 500 ETF Trust   2,970   $354.62  June 2024  $163,796   $105,322,140   $(66,201)
                $163,796   $105,322,140   $(66,201)
TOTAL OPTIONS WRITTEN               $2,727,723   $253,828,080   $(4,158,297)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

44 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Aug ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 100.0%                        
Options on ETF – 100.0%                        
SPDR S&P 500 ETF Trust  July 2024  $3.39    561   $190,179   $27,887,394  
Total Options Purchased – Calls
(Cost $28,285,221)
                190,179    27,887,394  
OPTION PURCHASED – PUTS(b) – 0.6%                        
Options on ETF – 0.6%                        
 SPDR S&P 500 ETF Trust  July 2024   457.74    561    25,679,214    168,306  
Total Options Purchased – Puts
(Cost $1,367,929)
                25,679,214    168,306  
                 Principal       
SHORT-TERM INVESTMENTS – 1.2%                        
Time Deposits – 1.2%                        
JP Morgan Chase & Co.,
New York, 4.670%, 5/01/24(c)
               $327,851    327,851  
Total Short-Term Investments
(Cost $327,851)
                     327,851  
Total Investments – 101.8%
(Cost $29,981,001)
                     28,383,551  
Other assets less liabilities – (1.8)%                     (491,738)  
Net Assets – 100.0%                    $27,891,813  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   561  $543.85   July 2024  $83,328   $30,509,985   $(92,963)
               $83,328   $30,509,985   $(92,963)
PUT OPTIONS WRITTEN(b)
 
Description
 
 
 
 
 
Contracts(a)
 
 
 
 
Exercise
Price
 
 
 
 
Expiration
Date
 
 
 
 
Premiums
Received
 
 
 
 
 
 
Notional
Amount
 
 
 
 
 
 
 
Value
SPDR S&P 500 ETF Trust   561  $412.01   July 2024  $105,020   $23,113,761   $(59,147)
               $105,020   $23,113,761   $(59,147)
TOTAL OPTIONS WRITTEN              $188,348   $53,623,746   $(152,110)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

45 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Aug ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 101.3%                        
Options on ETF – 101.3%                        
SPDR S&P 500 ETF Trust  July 2024  $3.43    1,628   $558,404   $80,921,710  
Total Options Purchased – Calls
(Cost $81,993,975)
                558,404    80,921,710  
OPTION PURCHASED – PUTS(b) – 0.6%                        
Options on ETF – 0.6%                        
SPDR S&P 500 ETF Trust  July 2024   457.84    1,628    74,536,352    489,751  
Total Options Purchased – Puts
(Cost $4,059,620)
                74,536,352    489,751  
                 Principal       
SHORT-TERM INVESTMENTS – 1.1%                        
Time Deposits – 1.1%                        
JP Morgan Chase & Co.,
New York, 4.670%, 5/01/24(c)
               $848,584    848,584  
Total Short-Term Investments
(Cost $848,584)
                     848,584  
Total Investments – 103.0%
(Cost $86,902,179)
                     82,260,045  
Other assets less liabilities – (3.0)%                     (2,340,842)  
Net Assets – 100.0%                    $79,919,203  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   1,628  $517.67   July 2024  $690,544   $84,276,676   $(1,387,887)
               $690,544   $84,276,676   $(1,387,887)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   1,628  $366.23   July 2024  $161,318   $59,622,244   $(82,702)
               $161,318   $59,622,244   $(82,702)
TOTAL OPTIONS WRITTEN              $851,862   $143,898,920   $(1,470,589)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

46 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Sep ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 100.5%                        
Options on ETF – 100.5%                        
SPDR S&P 500 ETF Trust  August 2024  $3.33    250   $83,250   $12,438,678  
Total Options Purchased – Calls
(Cost $12,509,212)
                83,250    12,438,678  
OPTION PURCHASED – PUTS(b) – 0.7%                        
Options on ETF – 0.7%                        
SPDR S&P 500 ETF Trust  August 2024   450.30    250    11,257,500    87,039  
Total Options Purchased – Puts
(Cost $655,663)
                11,257,500    87,039  
                 Principal       
SHORT-TERM INVESTMENTS – 0.7%                        
Time Deposits – 0.7%                        
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $91,037    91,037  
Total Short-Term Investments
(Cost $91,037)
                     91,037  
Total Investments – 101.9%
(Cost $13,255,912)
                     12,616,754  
Other assets less liabilities – (1.9)%                     (233,779)  
Net Assets – 100.0%                    $12,382,975  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   250  $537.85   August 2024  $48,367   $13,446,250   $(115,568)
               $48,3 67   $13,446,250   $(115,568)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   250  $405.32   August 2024  $54,287   $10,133,000   $(35,824)
               $54,287   $10,133,000   $(35,824)
TOTAL OPTIONS WRITTEN              $102,654   $23,579,250   $(151,392)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

47 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Sep ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 102.6%                        
Options on ETF – 102.6%                        
 SPDR S&P 500 ETF Trust  August 2024  $3.38    737   $249,106   $36,665,602  
Total Options Purchased – Calls
(Cost $37,132,161)
                249,106    36,665,602  
OPTION PURCHASED – PUTS(b) – 0.7%                        
Options on ETF – 0.7%                        
 SPDR S&P 500 ETF Trust  August 2024   450.40    737    33,194,480    257,169  
Total Options Purchased – Puts
(Cost $1,993,065)
                33,194,480    257,169  
                 Principal       
SHORT-TERM INVESTMENTS – 0.5%                        
Time Deposits – 0.5%                        
Citibank,
New York, 4.670%, 5/01/24(c)
               $174,896    174,896  
Total Short-Term Investments
(Cost $174,896)
                     174,896  
Total Investments – 103.8%
(Cost $39,300,122)
                     37,097,667  
Other assets less liabilities – (3.8)%                     (1,354,479)  
Net Assets – 100.0%                    $35,743,188  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   737  $511.37   August 2024  $391,889   $37,687,969   $(1,118,360)
               $391,889   $37,687,969   $(1,118,360)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   737  $360.28   August 2024  $92,236   $26,552,636   $(53,418)
               $92,236   $26,552,636   $(53,418)
TOTAL OPTIONS WRITTEN              $484,125   $64,240,605   $(1,171,778)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

48 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Oct ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 103.6%                        
Options on ETF – 103.6%                        
SPDR S&P 500 ETF Trust  September 2024  $3.16    817   $258,172   $40,526,779  
Total Options Purchased – Calls
(Cost $40,769,812)
                258,172    40,526,779  
OPTION PURCHASED – PUTS(b) – 0.6%                        
Options on ETF – 0.6%                        
SPDR S&P 500 ETF Trust  September 2024   427.44    817    34,921,848    239,479  
Total Options Purchased – Puts
(Cost $1,830,563)
                34,921,848    239,479  
                 Principal       
SHORT-TERM INVESTMENTS – 0.3%                        
Time Deposits – 0.3%                        
JP Morgan Chase & Co.,
New York, 4.670%, 5/01/24(c)
               $109,483    109,483  
Total Short-Term Investments
(Cost $109,483)
                     109,483  
Total Investments – 104.5%
(Cost $42,709,858)
                     40,875,741  
Other assets less liabilities – (4.5)%                     (1,741,153)  
Net Assets – 100.0%                    $39,134,588  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   817  $510.89   September 2024  $358,880   $41,739,713   $(1,452,422)
               $358,880   $41,739,713   $(1,452,422)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   817  $384.73   September 2024  $170,058   $31,432,441   $(118,898)
               $170,058   $31,432,441   $(118,898)
TOTAL OPTIONS WRITTEN              $528,938   $73,172,154   $(1,571,320)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

49 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Oct ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 106.9%                        
Options on ETF – 106.9%                        
SPDR S&P 500 ETF Trust  September 2024  $3.21    2,822   $905,862   $139,969,789  
Total Options Purchased – Calls
(Cost $137,332,206)
                905,862    139,969,789  
OPTION PURCHASED – PUTS(b) – 0.6%                        
Options on ETF – 0.6%                        
SPDR S&P 500 ETF Trust  September 2024   427.52    2,822    120,646,144    828,398  
Total Options Purchased – Puts
(Cost $6,418,414)
                120,646,144    828,398  
                 Principal       
SHORT-TERM INVESTMENTS – 0.4%                        
Time Deposits – 0.4%                        
DBS Bank Ltd.,
Singapore, 4.670%, 5/01/24(c)
               $465,728    465,728  
Total Short-Term Investments
(Cost $465,728)
                     465,728  
Total Investments – 107.9%
(Cost $144,216,348)
                     141,263,915  
Other assets less liabilities – (7.9)%                     (10,332,195)  
Net Assets – 100.0%                    $130,931,720  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   2,822  $486.60   September 2024  $2,769,936   $137,318,520   $(9,534,861)
               $2,769,936   $137,318,520   $(9,534,861)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   2,822  $341.98   September 2024  $497,095   $96,506,756   $(228,807)
               $497,095   $96,506,756   $(228,807)
TOTAL OPTIONS WRITTEN              $3,267,031   $233,825,276   $(9,763,668)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

50 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Nov ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 105.9%                        
Options on ETF – 105.9%                        
SPDR S&P 500 ETF Trust  October 2024  $3.09    210   $64,890   $10,419,997  
Total Options Purchased – Calls
(Cost $9,803,335)
                64,890    10,419,997  
OPTION PURCHASED – PUTS(b) – 0.7%                        
Options on ETF – 0.7%                        
SPDR S&P 500 ETF Trust  October 2024   418.16    210    8,781,360    66,069  
Total Options Purchased – Puts
(Cost $452,569)
                8,781,360    66,069  
                 Principal       
SHORT-TERM INVESTMENTS – 0.1%                        
Time Deposits – 0.1%                        
Bank of Nova Scotia,
Toronto, 4.670%, 5/01/24(c)
               $8,390    8,390  
Total Short-Term Investments
(Cost $8,390)
                     8,390  
Total Investments – 106.7%
(Cost $10,264,294)
                     10,494,456  
Other assets less liabilities – (6.7)%                     (658,303)  
Net Assets – 100.0%                    $9,836,153  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   210  $500.49   October 2024  $109,490   $10,510,290   $(581,916)
               $109,490   $10,510,290   $(581,916)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   210  $376.38   October 2024  $85,214   $7,903,980   $(35,343)
               $85,214   $7,903,980   $(35,343)
TOTAL OPTIONS WRITTEN              $194,704   $18,414,270   $(617,259)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

51 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Nov ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 109.5%                        
Options on ETF – 109.5%                        
SPDR S&P 500 ETF Trust  October 2024  $3.14    709   $222,626   $35,176,454  
Total Options Purchased – Calls
(Cost $33,093,069)
                222,626    35,176,454  
OPTION PURCHASED – PUTS(b) – 0.7%                        
Options on ETF – 0.7%                        
SPDR S&P 500 ETF Trust  October 2024   418.24    709    29,653,216    223,363  
Total Options Purchased – Puts
(Cost $1,475,508)
                29,653,216    223,363  
                 Principal       
SHORT-TERM INVESTMENTS – 0.3%                        
Time Deposits – 0.3%                        
Sumitomo Mitsui Trust Bank Ltd.,
London, 4.670%, 5/01/24(c)
               $108,492    108,492  
Total Short-Term Investments
(Cost $108,492)
                     108,492  
Total Investments – 110.5%
(Cost $34,677,069)
                     35,508,309  
Other assets less liabilities – (10.5)%                     (3,366,551)  
Net Assets – 100.0%                    $32,141,758  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   709  $476.89   October 2024  $850,358   $33,811,501   $(3,175,547)
               $850,358   $33,811,501   $(3,175,547)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   709  $334.56   October 2024  $158,110   $23,720,304   $(69,872)
               $158,110   $23,720,304   $(69,872)
TOTAL OPTIONS WRITTEN              $1,008,468   $57,531,805   $(3,245,419)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

52 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer10 Dec ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 101.6%                        
Options on ETF – 101.6%                        
SPDR S&P 500 ETF Trust  November 2024  $3.38    1,018   $344,084   $50,506,329  
Total Options Purchased – Calls
(Cost $49,715,179)
                344,084    50,506,329  
OPTION PURCHASED – PUTS(b) – 1.5%                        
Options on ETF – 1.5%                        
SPDR S&P 500 ETF Trust  November 2024   456.35    1,018    46,456,430    736,431  
Total Options Purchased – Puts
(Cost $2,026,680)
                46,456,430    736,431  
                 Principal       
SHORT-TERM INVESTMENTS – 0.3%                        
Time Deposits – 0.3%                        
Skandinaviska Enskilda Banken AB,
Stockholm, 4.670%, 5/01/24(c)
               $128,243    128,243  
Total Short-Term Investments
(Cost $128,243)
                     128,243  
Total Investments – 103.4%
(Cost $51,870,102)
                     51,371,003  
Other assets less liabilities – (3.4)%                     (1,663,117)  
Net Assets – 100.0%                    $49,707,886  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   1,018  $538.32   November 2024  $520,012   $54,800,976   $(1,171,911)
               $520,012   $54,800,976   $(1,171,911)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   1,018  $410.76   November 2024  $588,256   $41,815,368   $(346,843)
               $588,256   $41,815,368   $(346,843)
TOTAL OPTIONS WRITTEN              $1,108,268   $96,616,344   $(1,518,754)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

53 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap Buffer20 Dec ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 103.8%                        
Options on ETF – 103.8%                        
SPDR S&P 500 ETF Trust  November 2024  $3.42    1,750   $598,500   $86,816,485  
Total Options Purchased – Calls
(Cost $85,179,237)
                598,500    86,816,485  
OPTION PURCHASED – PUTS(b) – 1.5%                        
Options on ETF – 1.5%                        
SPDR S&P 500 ETF Trust  November 2024   456.45    1,750    79,878,750    1,268,243  
Total Options Purchased – Puts
(Cost $3,721,510)
                79,878,750    1,268,243  
                 Principal       
SHORT-TERM INVESTMENTS – 0.3%                        
Time Deposits – 0.3%                        
Sumitomo Mitsui Trust Bank Ltd.,
London, 4.670%, 5/01/24(c)
               $280,162    280,162  
Total Short-Term Investments
(Cost $280,162)
                     280,162  
Total Investments – 105.6%
(Cost $89,180,909)
                     88,364,890  
Other assets less liabilities – (5.6)%                     (4,699,530)  
Net Assets – 100.0%                    $83,665,360  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   1,750  $513.45   November 2024  $1,643,586   $89,853,750   $(4,089,033)
               $1,643,586   $89,853,750   $(4,089,033)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   1,750  $365.12   November 2024  $577,762   $63,896,000   $(317,030)
               $577,762   $63,896,000   $(317,030)
TOTAL OPTIONS WRITTEN              $2,221,348   $153,749,750   $(4,406,063)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

54 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 100.8%                        
Options on ETF – 100.8%                        
SPDR S&P 500 ETF Trust  June 2024  $3.52    2,012   $708,224   $99,968,635  
Total Options Purchased – Calls
(Cost $100,802,810)
                708,224    99,968,635  
OPTION PURCHASED – PUTS(b) – 0.7%                        
Options on ETF – 0.7%                        
SPDR S&P 500 ETF Trust  June 2024   475.26    2,012    95,622,312    666,797  
Total Options Purchased – Puts
(Cost $3,915,144)
                95,622,312    666,797  
                 Principal       
SHORT-TERM INVESTMENTS – 0.6%                        
Time Deposits – 0.6%                        
Sumitomo Mitsui Trust Bank Ltd.,
London, 4.670%, 5/01/24(c)
               $595,646    595,646  
Total Short-Term Investments
(Cost $595,646)
                     595,646  
Total Investments – 102.1%
(Cost $105,313,600)
                     101,231,078  
Other assets less liabilities – (2.1)%                     (2,056,934)  
Net Assets – 100.0%                    $99,174,144  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   2,012  $510.48   June 2024  $1,965,398   $102,708,576   $(1,609,519)
               $1,965,398   $102,708,576   $(1,609,519)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   2,012  $427.78   June 2024  $357,331   $86,069,336   $(148,385)
               $357,331   $86,069,336   $(148,385)
TOTAL OPTIONS WRITTEN              $2,322,729   $188,777,912   $(1,757,904)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

55 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 100.1%                        
Options on ETF – 100.1%                        
SPDR S&P 500 ETF Trust  July 2024  $3.57    363   $129,591   $18,038,345  
Total Options Purchased – Calls
(Cost $18,029,200)
                129,591    18,038,345  
OPTION PURCHASED – PUTS(b) – 1.3%                        
Options on ETF – 1.3%                        
SPDR S&P 500 ETF Trust  July 2024   482.83    363    17,526,729    225,880  
Total Options Purchased – Puts
(Cost $438,190)
                17,526,729    225,880  
                 Principal       
SHORT-TERM INVESTMENTS – 0.8%                        
Time Deposits – 0.8%                        
Canadian Imperial Bank of Commerce,
Toronto, 4.670%, 5/01/24(c)
               $137,909    137,909  
Total Short-Term Investments
(Cost $137,909)
                     137,909  
Total Investments – 102.2%
(Cost $18,605,299)
                     18,402,134  
Other assets less liabilities – (2.2)%                     (402,085)  
Net Assets – 100.0%                    $18,000,049  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   363  $520.16   July 2024  $317,070   $18,881,808   $(272,231)
               $317,070   $18,881,808   $(272,231)
PUT OPTIONS WRITTEN(b) 
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   363  $434.59   July 2024  $122,838   $15,775,617   $(61,057)
               $122,838   $15,775,617   $(61,057)
TOTAL OPTIONS WRITTEN              $439,908   $34,657,425   $(333,288)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

56 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 98.0%                 
Options on ETF – 98.0%                        
SPDR S&P 500 ETF Trust  August 2024  $3.76    999   $375,624   $49,662,797  
Total Options Purchased – Calls
(Cost $50,001,639)
                375,624    49,662,797  
OPTION PURCHASED – PUTS(b) – 2.9%                        
Options on ETF – 2.9%                        
SPDR S&P 500 ETF Trust  August 2024   508.03    999    50,752,197    1,487,781  
Total Options Purchased – Puts
(Cost $1,533,955)
                50,752,197    1,487,781  
                 Principal       
SHORT-TERM INVESTMENTS – 0.5%                        
Time Deposits – 0.5%                        
Citibank,
New York, 4.670%, 5/01/24(c)
               $229,350    229,350  
Total Short-Term Investments
(Cost $229,350)
                     229,350  
Total Investments – 101.4%
(Cost $51,764,944)
                     51,379,928  
Other assets less liabilities – (1.4)%                     (690,906)  
Net Assets – 100.0%                    $50,689,022  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   999  $548.57   August 2024  $555,118   $54,802,143   $(248,981)
               $555,118   $54,802,143   $(248,981)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P  500 ETF Trust   999  $457.27   August 2024  $529,521   $45,681,273   $(407,782)
               $529,521   $45,681,273   $(407,782)
TOTAL OPTIONS WRITTEN              $1,084,639   $100,483,416   $(656,763)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

57 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 96.7%                        
Options on ETF – 96.7%                        
SPDR S&P 500 ETF Trust  September 2024  $3.87    1,415   $547,605   $70,092,068  
Total Options Purchased – Calls
(Cost $72,750,448)
                547,605    70,092,068  
OPTION PURCHASED – PUTS(b) – 4.6%                        
Options on ETF – 4.6%                        
SPDR S&P 500 ETF Trust  September 2024   523.02    1,415    74,007,330    3,329,240  
Total Options Purchased – Puts
(Cost $2,307,044)
                74,007,330    3,329,240  
                 Principal       
SHORT-TERM INVESTMENTS – 0.4%                        
Time Deposits – 0.4%                        
Citibank,
New York, 4.670%, 5/01/24(c)
               $310,589    310,589  
Total Short-Term Investments
(Cost $310,589)
                     310,589  
Total Investments – 101.7%
(Cost $75,368,081)
                     73,731,897  
Other assets less liabilities – (1.7)%                     (1,255,311)  
Net Assets – 100.0%                    $72,476,586  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   1,415  $564.60   September 2024  $934,933   $79,890,900   $(221,264)
               $934,933   $79,890,900   $(221,264)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   1,415  $470.76   September 2024  $799,603   $66,612,540   $(992,806)
               $799,603   $66,612,540   $(992,806)
TOTAL OPTIONS WRITTEN              $1,734,536   $146,503,440   $(1,214,070)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

58 

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 98.1%                        
Options on ETF – 98.1%                        
SPDR S&P 500 ETF Trust  October 2024  $3.71    99   $36,729   $4,903,074  
Total Options Purchased – Calls
(Cost $4,903,456)
                36,729    4,903,074  
OPTION PURCHASED – PUTS(b) – 3.2%                        
Options on ETF – 3.2%                        
SPDR S&P 500 ETF Trust  October 2024   501.93    99    4,969,107    158,202  
Total Options Purchased – Puts
(Cost $158,583)
                4,969,107    158,202  
Total Investments – 101.3%
(Cost $5,062,039)
                     5,061,276  
Other assets less liabilities – (1.3)%                     (62,801)  
Net Assets – 100.0%                    $4,998,475  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
   Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   99  $543.69   October 2024  $70,899   $5,382,531   $(71,280)
               $70,899   $5,382,531   $(71,280)
PUT OPTIONS WRITTEN(b)
 
Description
    
Contracts(a)
   Exercise
Price
   Expiration
Date
   Premiums
Received
    Notional
Amount
     
Value
SPDR S&P 500 ETF Trust   99  $451.78   October 2024  $56,940   $4,472,622   $(57,321)
               $56,940   $4,472,622   $(57,321)
TOTAL OPTIONS WRITTEN              $127,839   $9,855,153   $(128,601)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 99.9%                        
Options on ETF – 99.9%                        
SPDR S&P 500 ETF Trust  June 2024  $3.67    220   $80,740   $10,927,701  
Total Options Purchased – Calls
(Cost $10,819,767)
                80,740    10,927,701  
OPTION PURCHASED – PUTS(b) – 0.4%                        
Options on ETF – 0.4%                        
SPDR S&P 500 ETF Trust  June 2024   458.74    220    10,092,280    39,686  
Total Options Purchased – Puts
(Cost $131,553)
                10,092,280    39,686  
                 Principal       
SHORT-TERM INVESTMENTS – 0.9%                        
Time Deposits – 0.9%                        
JP Morgan Chase & Co.,
New York, 4.670%, 5/01/24(c)
               $96,206    96,206  
Total Short-Term Investments
(Cost $96,206)
                     96,206  
Total Investments – 101.2%
(Cost $11,047,526)
                     11,063,593  
Other assets less liabilities – (1.2)%                     (127,927)  
Net Assets – 100.0%                    $10,935,666  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
  Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   220  $519.87    June 2024  $130,445   $11,437,140   $(95,738)
                $130,445   $11,437,140   $(95,738)
TOTAL OPTIONS WRITTEN               $130,445   $11,437,140   $(95,738)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF

Schedule of Investments

April 30, 2024

   Expiration Date  Exercise Price   Contracts(a)   Notional Amount   Value  
OPTION PURCHASED – CALLS(b) – 97.4%                        
Options on ETF – 97.4%                        
SPDR S&P 500 ETF Trust  September 2024  $3.98    1,343   $534,514   $66,511,108  
Total Options Purchased – Calls
(Cost $67,118,376)
                534,514    66,511,108  
OPTION PURCHASED – PUTS(b) – 2.5%                        
Options on ETF – 2.5%                        
SPDR S&P 500 ETF Trust  September 2024   496.92    1,343    66,736,356    1,714,192  
Total Options Purchased – Puts
(Cost $1,643,732)
                66,736,356    1,714,192  
                 Principal       
SHORT-TERM INVESTMENTS – 0.4%                        
Time Deposits – 0.4%                        
Sumitomo Mitsui Trust Bank Ltd.,
London, 4.670%, 5/01/24(c)
               $270,278    270,278  
Total Short-Term Investments
(Cost $270,278)
                     270,278  
Total Investments – 100.3%
(Cost $69,032,386)
                     68,495,578  
Other assets less liabilities – (0.3)%                     (175,870)  
Net Assets – 100.0%                    $68,319,708  

 

SCHEDULE OF WRITTEN OPTIONS AS OF APRIL 30, 2024
CALL OPTIONS WRITTEN(b)
 
 
Description
   
Contracts(a)
  Exercise
Price
 Expiration
Date
  Premiums
Received
   Notional
Amount
    
Value
SPDR S&P 500 ETF Trust   1,343  $569.15 September 2024  $297,761   $76,436,845   $(162,597)
               $297,761   $76,436,845   $(162,597)
TOTAL OPTIONS WRITTEN              $297,761   $76,436,845   $(162,597)

 

 
(a) Each contract equals 100 shares.
(b) Non-income producing.
(c) Time deposits bear interest at a variable rate that is based on a variety of factors, including but not limited to relevant overnight and short-term reference rates, the range of distribution between and among the interest rates paid by each eligible institution on their respective deposits, and the weighted average distribution of interest rates on the deposits. The rate shown is as of April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited)

 

  

AllianzIM U.S.

Large Cap

Buffer10

Jan ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Jan ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Feb ETF

  

AllianzIM U.S.

Large Cap

Buffer20 

Feb ETF

 
ASSETS                    
Investments, at value   $121,530,231   $419,197,673   $82,662,924   $215,130,030 
TOTAL ASSETS    121,530,231    419,197,673    82,662,924    215,130,030 
LIABILITIES                    
Payables:                    
Options contracts written, at value    3,173,868    15,761,049    2,297,887    7,993,785 
Management fees    284,567    959,306    157,286    343,029 
TOTAL LIABILITIES    3,458,435    16,720,355    2,455,173    8,336,814 
NET ASSETS   $118,071,796   $402,477,318   $80,207,751   $206,793,216 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $110,121,730   $381,113,777   $74,786,380   $201,299,674 
Total distributable earnings (accumulated loss)    7,950,066    21,363,541    5,421,371    5,493,542 
NET ASSETS   $118,071,796   $402,477,318   $80,207,751   $206,793,216 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $32.35   $31.14   $30.27   $28.62 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    3,650,000    12,925,000    2,650,000    7,225,000 
COST OF INVESTMENTS                    
Investments, at cost   $124,757,758   $435,616,246   $82,056,436   $212,932,663 
Premiums received   $3,130,534   $10,959,423   $2,598,860   $8,327,279 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap

Buffer10

Mar ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Mar ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Apr ETF

  

AllianzIM U.S.

Equity Buffer15 Uncapped

Apr ETF

 
ASSETS                    
Investments, at value   $102,490,852   $242,078,961   $85,929,338   $16,711,930 
Receivable for investments sold            54,682     
Receivable for Fund shares sold            1,698,874     
TOTAL ASSETS    102,490,852    242,078,961    87,682,894    16,711,930 
LIABILITIES                    
Due to custodian            3    64 
Payables:                    
Investments purchased            1,775,980     
Options contracts written, at value    2,694,616    5,761,253    2,656,704    310,050 
Management fees    113,737    231,211    46,602    7,341 
TOTAL LIABILITIES    2,808,353    5,992,464    4,479,289    317,455 
NET ASSETS   $99,682,499   $236,086,497   $83,203,605   $16,394,475 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $99,964,902   $234,133,634   $80,283,110   $16,738,171 
Total distributable earnings (accumulated loss)    (282,403)   1,952,863    2,920,495    (343,696)
NET ASSETS   $99,682,499   $236,086,497   $83,203,605   $16,394,475 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $29.76   $28.27   $33.96   $24.29 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    3,350,000    8,350,000    2,450,000    675,000 
COST OF INVESTMENTS                    
Investments, at cost   $104,014,185   $245,694,693   $88,130,266   $17,028,354 
Premiums received   $3,276,021   $8,352,358   $2,902,806   $290,159 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap

Buffer20

Apr ETF

  

AllianzIM U.S.

Large Cap

Buffer10

May ETF

  

AllianzIM U.S.

Equity Buffer15 Uncapped

May ETF

  

AllianzIM U.S.

Large Cap

Buffer20

May ETF

 
ASSETS                    
Investments, at value   $301,020,174   $12,386,089   $5,010,093   $41,439,793 
Receivable for investments sold    32,721    12,429,061    77,433    40,380,367 
Receivable for Fund shares sold    1,486,598        5,000,000    3,505,838 
TOTAL ASSETS    302,539,493    24,815,150    10,087,526    85,325,998 
LIABILITIES                    
Payables:                    
Investments purchased    1,514,313    12,300,065    5,010,855    43,505,460 
Options contracts written, at value    6,545,632    408,280    77,814    1,378,530 
Management fees    161,015    252,508        499,732 
TOTAL LIABILITIES    8,220,960    12,960,853    5,088,669    45,383,722 
NET ASSETS   $294,318,533   $11,854,297   $4,998,857   $39,942,276 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $284,061,434   $5,332,058   $5,000,000   $31,241,084 
Total distributable earnings (accumulated loss)    10,257,099    6,522,239    (1,143)   8,701,192 
NET ASSETS   $294,318,533   $11,854,297   $4,998,857   $39,942,276 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $29.72   $29.64   $24.99   $28.03 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    9,904,000    400,000    200,000    1,425,000 
COST OF INVESTMENTS                    
Investments, at cost   $308,544,747   $12,387,906   $5,010,855   $41,445,914 
Premiums received   $9,866,431   $406,463   $77,433   $1,372,408 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap

Buffer10

Jun ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Jun ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Jul ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Jul ETF

 
ASSETS                    
Investments, at value   $9,129,265   $24,276,071   $31,533,113   $149,148,456 
TOTAL ASSETS    9,129,265    24,276,071    31,533,113    149,148,456 
LIABILITIES                    
Payables:                    
Options contracts written, at value    191,430    1,550,839    235,491    4,158,297 
Management fees    168,126    373,450    480,357    1,239,203 
TOTAL LIABILITIES    359,556    1,924,289    715,848    5,397,500 
NET ASSETS   $8,769,709   $22,351,782   $30,817,265   $143,750,956 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $4,649,684   $16,532,120   $19,433,193   $123,937,810 
Total distributable earnings (accumulated loss)    4,120,025    5,819,662    11,384,072    19,813,146 
NET ASSETS   $8,769,709   $22,351,782   $30,817,265   $143,750,956 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $29.23   $27.94   $35.22   $32.49 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    300,000    800,000    875,000    4,425,000 
COST OF INVESTMENTS                    
Investments, at cost   $9,583,196   $25,409,670   $32,976,678   $155,740,649 
Premiums received   $59,177   $559,460   $239,025   $2,727,723 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap

Buffer10

Aug ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Aug ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Sep ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Sep ETF

 
ASSETS                    
Investments, at value   $28,383,551   $82,260,045   $12,616,754   $37,097,667 
TOTAL ASSETS    28,383,551    82,260,045    12,616,754    37,097,667 
LIABILITIES                    
Due to custodian    235             
Payables:                    
Options contracts written, at value    152,110    1,470,589    151,392    1,171,778 
Management fees    339,393    870,253    82,387    182,701 
TOTAL LIABILITIES    491,738    2,340,842    233,779    1,354,479 
NET ASSETS   $27,891,813   $79,919,203   $12,382,975   $35,743,188 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $18,771,215   $63,438,039   $10,149,740   $32,187,124 
Total distributable earnings (accumulated loss)    9,120,598    16,481,164    2,233,235    3,556,064 
NET ASSETS   $27,891,813   $79,919,203   $12,382,975   $35,743,188 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $27.21   $26.86   $27.52   $26.98 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    1,025,000    2,975,000    450,000    1,325,000 
COST OF INVESTMENTS                    
Investments, at cost   $29,981,001   $86,902,179   $13,255,912   $39,300,122 
Premiums received   $188,348   $851,862   $102,654   $484,125 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap

Buffer10

Oct ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Oct ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Nov ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Nov ETF

 
ASSETS                    
Investments, at value   $40,875,741   $141,263,915   $10,494,456   $35,508,309 
TOTAL ASSETS    40,875,741    141,263,915    10,494,456    35,508,309 
LIABILITIES                    
Payables:                    
Options contracts written, at value    1,571,320    9,763,668    617,259    3,245,419 
Management fees    169,833    568,527    41,044    121,132 
TOTAL LIABILITIES    1,741,153    10,332,195    658,303    3,366,551 
NET ASSETS   $39,134,588   $130,931,720   $9,836,153   $32,141,758 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $38,003,062   $120,999,468   $8,640,178   $30,573,350 
Total distributable earnings (accumulated loss)    1,131,526    9,932,252    1,195,975    1,568,408 
NET ASSETS   $39,134,588   $130,931,720   $9,836,153   $32,141,758 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $35.58   $33.79   $30.27   $29.22 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    1,100,000    3,875,000    325,000    1,100,000 
COST OF INVESTMENTS                    
Investments, at cost   $42,709,858   $144,216,348   $10,264,294   $34,677,069 
Premiums received   $528,938   $3,267,031   $194,704   $1,008,468 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap

Buffer10

Dec ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Dec ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Jan/Jul ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Feb/Aug ETF

 
ASSETS                    
Investments, at value   $51,371,003   $88,364,890   $101,231,078   $18,402,134 
TOTAL ASSETS    51,371,003    88,364,890    101,231,078    18,402,134 
LIABILITIES                    
Due to custodian            1     
Payables:                    
Options contracts written, at value    1,518,754    4,406,063    1,757,904    333,288 
Management fees    144,363    293,467    299,029    68,797 
TOTAL LIABILITIES    1,663,117    4,699,530    2,056,934    402,085 
NET ASSETS   $49,707,886   $83,665,360   $99,174,144   $18,000,049 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $45,606,377   $75,323,922   $86,472,951   $16,619,552 
Total distributable earnings (accumulated loss)    4,101,509    8,341,438    12,701,193    1,380,497 
NET ASSETS   $49,707,886   $83,665,360   $99,174,144   $18,000,049 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $29.68   $28.85   $27.55   $25.71 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    1,675,000    2,900,000    3,600,000    700,000 
COST OF INVESTMENTS                    
Investments, at cost   $51,870,102   $89,180,909   $105,313,600   $18,605,299 
Premiums received   $1,108,268   $2,221,348   $2,322,729   $439,908 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Mar/Sep ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Apr/Oct ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

May/Nov ETF

  

AllianzIM U.S.

Equity 6 

Month Floor5 Jan/Jul ETF

 
ASSETS                    
Investments, at value   $51,379,928   $73,731,897   $5,061,276   $11,063,593 
Receivable for investments sold            127,839     
Receivable for Fund shares sold            5,000,000     
TOTAL ASSETS    51,379,928    73,731,897    10,189,115    11,063,593 
LIABILITIES                    
Payables:                    
Investments purchased            5,062,039     
Options contracts written, at value    656,763    1,214,070    128,601    95,738 
Management fees    34,143    41,241        32,189 
TOTAL LIABILITIES    690,906    1,255,311    5,190,640    127,927 
NET ASSETS   $50,689,022   $72,476,586   $4,998,475   $10,935,666 
COMPONENTS OF NET ASSETS                    
Paid-in capital   $50,673,123   $72,193,878   $5,000,000   $10,330,749 
Total distributable earnings (accumulated loss)    15,899    282,708    (1,525)   604,917 
NET ASSETS   $50,689,022   $72,476,586   $4,998,475   $10,935,666 
NET ASSET VALUE PER SHARE                    
Net Asset Value   $25.03   $28.99   $24.99   $25.73 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    2,025,000    2,500,000    200,000    425,000 
COST OF INVESTMENTS                    
Investments, at cost   $51,764,944   $75,368,081   $5,062,039   $11,047,526 
Premiums received   $1,084,639   $1,734,536   $127,839   $130,445 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Assets and Liabilities

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S.

Equity 6

Month Floor5 Apr/Oct ETF

 
ASSETS     
Investments, at value   $68,495,578 
TOTAL ASSETS    68,495,578 
LIABILITIES     
Payables:     
Options contracts written, at value    162,597 
Management fees    13,273 
TOTAL LIABILITIES    175,870 
NET ASSETS   $68,319,708 
COMPONENTS OF NET ASSETS     
Paid-in capital   $68,734,316 
Total distributable earnings (accumulated loss)    (414,608)
NET ASSETS   $68,319,708 
NET ASSET VALUE PER SHARE     
Net Asset Value   $24.40 
Shares of beneficial interest outstanding (unlimited number of Shares authorized, no par value)    2,800,000 
COST OF INVESTMENTS     
Investments, at cost   $69,032,386 
Premiums received   $297,761 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Operations (unaudited) 

 

  

AllianzIM U.S.

Large Cap

Buffer10

Jan ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Jan ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Feb ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Feb ETF

 
  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

 
INVESTMENT INCOME:                    
Interest income   $7,717   $24,170   $3,518   $6,349 
Total Investment Income    7,717    24,170    3,518    6,349 
EXPENSES:                    
Management fees   $318,875   $1,082,655   $214,791   $438,088 
Interest expense    391        16     
Tax expense            2,471    469 
Total Expenses    319,266    1,082,655    217,278    438,557 
Expense reimbursement            (2,471)   (469)
Net Expenses    319,266    1,082,655    214,807    438,088 
NET INVESTMENT INCOME (LOSS)    (311,549)   (1,058,485)   (211,289)   (431,739)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $10,966,673   $46,350,205   $4,570,878   $5,701,147 
Option contracts written    1,555,932    580,416    1,143,236    (478,888)
Net realized gain (loss)    12,522,605    46,930,621    5,714,114    5,222,259 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    (2,354,475)   (19,456,371)   1,414,781    3,664,916 
Options contracts written    (1,126,498)   (9,415,802)   (693,719)   (1,596,135)
Net change in unrealized appreciation (depreciation)    (3,480,973)   (28,872,173)   721,062    2,068,781 
NET REALIZED AND UNREALIZED GAIN (LOSS)    9,041,632    18,058,448    6,435,176    7,291,040 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $8,730,083   $16,999,963   $6,223,887   $6,859,301 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Operations (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap

Buffer10

Mar ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Mar ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Apr ETF

  

AllianzIM U.S.

Equity Buffer15

Uncapped

Apr ETF

 
   For the Six Months Ended April 30, 2024   For the Six Months Ended April 30, 2024   For the Six Months Ended April 30, 2024  

For the

Period Ended April 30, 2024*

 
INVESTMENT INCOME:                    
Interest income   $1,400   $3,713   $4,122   $24 
Total Investment Income    1,400    3,713    4,122    24 
EXPENSES:                    
Management fees   $135,299   $291,584   $132,529   $7,341 
Interest expense    45    95    3    64 
Net Expenses    135,344    291,679    132,532    7,405 
NET INVESTMENT INCOME (LOSS)    (133,944)   (287,966)   (128,410)   (7,381)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $1,502,787   $5,686,773   $6,098,078   $ 
Option contracts written    (342,583)   (2,353,983)   (1,072,626)    
Net realized gain (loss)    1,160,204    3,332,790    5,025,452     
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    (1,243,309)   (4,167,876)   (2,168,751)   (316,424)
Options contracts written    295,425    1,750,201    (713,098)   (19,891)
Net change in unrealized appreciation (depreciation)    (947,884)   (2,417,675)   (2,881,849)   (336,315)
NET REALIZED AND UNREALIZED GAIN (LOSS)    212,320    915,115    2,143,603    (336,315)
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $78,376   $627,149   $2,015,193   $(343,696)

 

 

* The Fund commenced operations on March 28, 2024.

 

The accompanying notes are an integral part of the financial statements.

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Statements of Operations (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap

Buffer20

Apr ETF

  

AllianzIM U.S.

Large Cap

Buffer10

May ETF

  

AllianzIM U.S.

Equity Buffer15

Uncapped

May ETF

  

AllianzIM U.S.

Large Cap

Buffer20

May ETF

 
  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the

Period Ended April 30, 2024*

  

For the Six

Months Ended

April 30, 2024

 
INVESTMENT INCOME:                    
Interest income   $17,570   $5,809   $   $10,910 
Total Investment Income    17,570    5,809        10,910 
EXPENSES:                    
Management fees   $510,944   $104,536   $   $205,127 
Interest expense    485             
Net Expenses    511,429    104,536        205,127 
NET INVESTMENT INCOME (LOSS)    (493,859)   (98,727)       (194,217)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $25,621,010   $6,074,220   $   $11,268,910 
Option contracts written    (10,468,165)   764,684        (2,117,098)
Net realized gain (loss)    15,152,845    6,838,904        9,151,812 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    (7,326,966)   123,127    (762)   (51,946)
Options contracts written    (1,141,081)   (1,129,219)   (381)   (2,154,999)
Net change in unrealized appreciation (depreciation)    (8,468,047)   (1,006,092)   (1,143)   (2,206,945)
NET REALIZED AND UNREALIZED GAIN (LOSS)    6,684,798    5,832,812    (1,143)   6,944,867 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $6,190,939   $5,734,085   $(1,143)  $6,750,650 

 

 

*The Fund commenced operations on April 30, 2024.

 

The accompanying notes are an integral part of the financial statements.

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Statements of Operations (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap

Buffer10

Jun ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Jun ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Jul ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Jul ETF

 
  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

 
INVESTMENT INCOME:                    
Interest income   $4,561   $9,383   $13,541   $32,853 
Total Investment Income    4,561    9,383    13,541    32,853 
EXPENSES:                    
Management fees   $86,284   $170,565   $284,754   $728,816 
Interest expense            119    252 
Net Expenses    86,284    170,565    284,873    729,068 
NET INVESTMENT INCOME (LOSS)    (81,723)   (161,182)   (271,332)   (696,215)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $4,901,525   $9,545,747   $12,451,677   $27,529,648 
Option contracts written    (35,377)   (1,214,705)   796,532    1,327,144 
Net realized gain (loss)    4,866,148    8,331,042    13,248,209    28,856,792 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    137,710    422,540    1,739,921    2,445,673 
Options contracts written    (590,437)   (2,863,434)   (57,631)   (6,462,513)
Net change in unrealized appreciation (depreciation)    (452,727)   (2,440,894)   1,682,290    (4,016,840)
NET REALIZED AND UNREALIZED GAIN (LOSS)    4,413,421    5,890,148    14,930,499    24,839,952 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $4,331,698   $5,728,966   $14,659,167   $24,143,737 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Operations (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap

Buffer10

Aug ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Aug ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Sep ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Sep ETF

 
  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

 
INVESTMENT INCOME:                    
Interest income   $9,749   $27,940   $2,408   $5,703 
Total Investment Income    9,749    27,940    2,408    5,703 
EXPENSES:                    
Management fees   $244,869   $611,291   $68,090   $152,725 
Interest expense    651    846    34    35 
Net Expenses    245,520    612,137    68,124    152,760 
NET INVESTMENT INCOME (LOSS)    (235,771)   (584,197)   (65,716)   (147,057)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $10,152,451   $24,089,573   $3,115,086   $7,315,165 
Option contracts written    855,976    (1,422,275)   223,742    (128,371)
Net realized gain (loss)    11,008,427    22,667,298    3,338,828    7,186,794 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    590,442    1,111,642    (351,030)   (1,562,773)
Options contracts written    335,785    (2,254,732)   (28,141)   (989,981)
Net change in unrealized appreciation (depreciation)    926,227    (1,143,090)   (379,171)   (2,552,754)
NET REALIZED AND UNREALIZED GAIN (LOSS)    11,934,654    21,524,208    2,959,657    4,634,040 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $11,698,883   $20,940,011   $2,893,941   $4,486,983 

 

The accompanying notes are an integral part of the financial statements.

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Statements of Operations (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap

Buffer10

Oct ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Oct ETF

  

AllianzIM U.S.

Large Cap

Buffer10

Nov ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Nov ETF

 
  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

 
INVESTMENT INCOME:                    
Interest income   $4,765   $16,811   $1,487   $4,083 
Total Investment Income    4,765    16,811    1,487    4,083 
EXPENSES:                    
Management fees   $146,674   $495,464   $41,044   $121,132 
Interest expense    182             
Net Expenses    146,856    495,464    41,044    121,132 
NET INVESTMENT INCOME (LOSS)    (142,091)   (478,653)   (39,557)   (117,049)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $7,046,048   $21,607,474   $1,538,176   $4,149,398 
Option contracts written    659,483    130,662    52,599    4,137 
Net realized gain (loss)    7,705,531    21,738,136    1,590,775    4,153,535 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    (1,167,250)   (764,219)   231,894    834,828 
Options contracts written    (1,160,022)   (7,717,817)   (420,822)   (2,233,363)
Net change in unrealized appreciation (depreciation)    (2,327,272)   (8,482,036)   (188,928)   (1,398,535)
NET REALIZED AND UNREALIZED GAIN (LOSS)    5,378,259    13,256,100    1,401,847    2,755,000 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $5,236,168   $12,777,447   $1,362,290   $2,637,951 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Operations (unaudited) (continued)

 
  

AllianzIM U.S.

Large Cap

Buffer10

Dec ETF

  

AllianzIM U.S.

Large Cap

Buffer20

Dec ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Jan/Jul ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Feb/Aug ETF

 
  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the Six

Months Ended

April 30, 2024

  

For the

Period Ended April 30, 2024*

 
INVESTMENT INCOME:                    
Interest income   $4,692   $12,143   $21,923   $2,031 
Total Investment Income    4,692    12,143    21,923    2,031 
EXPENSES:                    
Management fees   $154,612   $334,640   $456,727   $68,797 
Tax expense    7,431    46,483         
Total Expenses    162,043    381,123    456,727    68,797 
Expense reimbursement    (7,431)   (46,483)        
Net Expenses    154,612    334,640    456,727    68,797 
NET INVESTMENT INCOME (LOSS)    (149,920)   (322,497)   (434,804)   (66,766)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $4,970,832   $12,830,061   $14,748,436   $2,168,954 
Option contracts written    974,693    2,079,156    4,473,070    (625,146)
Net realized gain (loss)    5,945,525    14,909,217    19,221,506    1,543,808 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    214,354    1,529,776    53,637    (203,165)
Options contracts written    (984,600)   (5,108,568)   (1,482,432)   106,620 
Net change in unrealized appreciation (depreciation)    (770,246)   (3,578,792)   (1,428,795)   (96,545)
NET REALIZED AND UNREALIZED GAIN (LOSS)    5,175,279    11,330,425    17,792,711    1,447,263 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $5,025,359   $11,007,928   $17,357,907   $1,380,497 

 

 

*The Fund commenced operations on January 31, 2024.

 

The accompanying notes are an integral part of the financial statements.

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Statements of Operations (unaudited) (continued)

 

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Mar/Sep ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Apr/Oct ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

May/Nov ETF

  

AllianzIM U.S.

Equity 6

Month Floor5 Jan/Jul ETF

 
  

For the

Period Ended April 30, 2024*

  

For the Six

Months Ended

April 30, 2024

  

For the

Period Ended April 30, 2024**

  

For the

Period Ended April 30, 2024***

 
INVESTMENT INCOME:                    
Interest income   $3,637   $7,259   $   $1,211 
Total Investment Income    3,637    7,259        1,211 
EXPENSES:                    
Management fees   $34,143   $170,069   $   $32,189 
Net Expenses    34,143    170,069        32,189 
NET INVESTMENT INCOME (LOSS)    (30,506)   (162,810)       (30,978)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:                    
Net realized gain (loss) on:                    
Option contracts purchased   $23,919   $8,022,678   $   $841,630 
Option contracts written    (20,374)   (4,456,876)       (256,509)
Net realized gain (loss)    3,545    3,565,802        585,121 
Net change in unrealized appreciation (depreciation) on:                    
Options contracts purchased    (385,016)   (908,803)   (763)   16,067 
Options contracts written    427,876    199,886    (762)   34,707 
Net change in unrealized appreciation (depreciation)    42,860    (708,917)   (1,525)   50,774 
NET REALIZED AND UNREALIZED GAIN (LOSS)    46,405    2,856,885    (1,525)   635,895 
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $15,899   $2,694,075   $(1,525)  $604,917 

 

 

*The Fund commenced operations on February 29, 2024.
**The Fund commenced operations on April 30, 2024.
***The Fund commenced operations on January 31, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Operations (unaudited) (continued)

 

  

AllianzIM U.S.

Equity 6

Month Floor5 Apr/Oct ETF

 
  

For the

Period Ended April 30, 2024*

 
INVESTMENT INCOME:     
Interest income   $309 
Total Investment Income    309 
EXPENSES:     
Management fees   $13,273 
Net Expenses    13,273 
NET INVESTMENT INCOME (LOSS)    (12,964)
REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS:     
Net change in unrealized appreciation (depreciation) on:     
Options contracts purchased    (536,808)
Options contracts written    135,164 
Net change in unrealized appreciation (depreciation)    (401,644)
NET REALIZED AND UNREALIZED GAIN (LOSS)    (401,644)
INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS   $(414,608)

 

 

*The Fund commenced operations on March 28, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets

 

  

AllianzIM U.S. Large Cap Buffer10

Jan ETF

  

AllianzIM U.S. Large Cap Buffer20

Jan ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

 
OPERATIONS:                    
Net investment income (loss)   $(311,549)  $(400,064)  $(1,058,485)  $(616,606)
Net realized gain (loss)    12,522,605    (15,883,644)   46,930,621    (18,196,484)
Net change in unrealized appreciation (depreciation)    (3,480,973)   24,636,077    (28,872,173)   27,374,405 
Net increase (decrease) in net assets resulting from operations    8,730,083    8,352,369    16,999,963    8,561,315 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    281,237,270    53,373,427    804,290,160    77,766,872 
Cost of Shares redeemed    (193,884,415)   (105,045,667)   (516,516,273)   (43,586,155)
Net increase (decrease) in net assets from capital transactions    87,352,855    (51,672,240)   287,773,887    34,180,717 
Total increase (decrease) in net assets    96,082,938    (43,319,871)   304,773,850    42,742,032 
NET ASSETS                    
Beginning of Year or Period    21,988,858    65,308,729    97,703,468    54,961,436 
End of Year or Period   $118,071,796   $21,988,858   $402,477,318   $97,703,468 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    8,925,000    2,000,000    26,225,000    2,875,000 
Shares redeemed    (6,075,000)   (3,775,000)   (16,725,000)   (1,600,000)
Net increase (decrease) in Shares outstanding    2,850,000    (1,775,000)   9,500,000    1,275,000 
Shares outstanding, Beginning of Year or Period    800,000    2,575,000    3,425,000    2,150,000 
Shares outstanding, End of Year or Period    3,650,000    800,000    12,925,000    3,425,000 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 
  

AllianzIM U.S. Large Cap Buffer10

Feb ETF

  

AllianzIM U.S. Large Cap Buffer20

Feb ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(211,289)  $(159,006)  $(431,739)  $(287,710)
Net realized gain (loss)    5,714,114    1,261,849    5,222,259    2,560,450 
Net change in unrealized appreciation (depreciation)    721,062    186,399    2,068,781    462,080 
Net increase (decrease) in net assets resulting from operations    6,223,887    1,289,242    6,859,301    2,734,820 
DISTRIBUTIONS TO SHAREHOLDERS                    
Distributions from distributable earnings   (100,657)       (74,492)    
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    129,918,283    64,488,141    261,622,270    120,088,435 
Cost of Shares redeemed    (84,849,688)   (36,761,457)   (111,391,668)   (73,045,450)
Net increase (decrease) in net assets from capital transactions    45,068,595    27,726,684    150,230,602    47,042,985 
Total increase (decrease) in net assets    51,191,825    29,015,926    157,015,411    49,777,805 
NET ASSETS                    
Beginning of Period    29,015,926        49,777,805     
End of Period   $80,207,751   $29,015,926   $206,793,216   $49,777,805 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    4,400,000    2,500,000    9,275,000    4,675,000 
Shares redeemed    (2,875,000)   (1,375,000)   (3,975,000)   (2,750,000)
Net increase (decrease) in Shares outstanding    1,525,000    1,125,000    5,300,000    1,925,000 
Shares outstanding, Beginning of Period    1,125,000        1,925,000     
Shares outstanding, End of Period    2,650,000    1,125,000    7,225,000    1,925,000 

 

 

*The Fund commenced operations on January 31, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Mar ETF

  

AllianzIM U.S. Large Cap Buffer20

Mar ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(133,944)  $(40,757)  $(287,966)  $(125,240)
Net realized gain (loss)    1,160,204    543,946    3,332,790    129,255 
Net change in unrealized appreciation (depreciation)    (947,884)   5,956    (2,417,675)   1,393,048 
Net increase (decrease) in net assets resulting from operations    78,376    509,145    627,149    1,397,063 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    110,925,072    16,286,396    262,484,786    27,549,854 
Cost of Shares redeemed    (19,232,670)   (8,883,820)   (52,664,030)   (3,308,325)
Net increase (decrease) in net assets from capital transactions    91,692,402    7,402,576    209,820,756    24,241,529 
Total increase (decrease) in net assets    91,770,778    7,911,721    210,447,905    25,638,592 
NET ASSETS                    
Beginning of Period    7,911,721        25,638,592     
End of Period   $99,682,499   $7,911,721   $236,086,497   $25,638,592 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    3,700,000    625,000    9,250,000    1,100,000 
Shares redeemed    (650,000)   (325,000)   (1,875,000)   (125,000)
Net increase (decrease) in Shares outstanding    3,050,000    300,000    7,375,000    975,000 
Shares outstanding, Beginning of Period    300,000        975,000     
Shares outstanding, End of Period    3,350,000    300,000    8,350,000    975,000 

 

 

*The Fund commenced operations on February 28, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Apr ETF

  

AllianzIM U.S.

Equity Buffer15

Uncapped

Apr ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the

Period Ended
April 30, 2024*
(unaudited)

 
OPERATIONS:               
Net investment income (loss)   $(128,410)  $(206,650)  $(7,381)
Net realized gain (loss)    5,025,452    (3,279,651)    
Net change in unrealized appreciation (depreciation)    (2,881,849)   6,470,154    (336,315)
Net increase (decrease) in net assets resulting from
operations
   2,015,193    2,983,853    (343,696)
CAPITAL TRANSACTIONS:               
Proceeds from Shares issued    86,460,080    42,271,608    16,738,171 
Cost of Shares redeemed    (33,291,790)   (35,612,758)    
Net increase (decrease) in net assets from capital
transactions
   53,168,290    6,658,850    16,738,171 
Total increase (decrease) in net assets    55,183,483    9,642,703    16,394,475 
NET ASSETS               
Beginning of Year or Period    28,020,122    18,377,419     
End of Year or Period   $83,203,605   $28,020,122   $16,394,475 
CHANGES IN SHARES OUTSTANDING               
Shares issued    2,500,000    1,450,000    675,000 
Shares redeemed    (975,000)   (1,200,000)    
Net increase (decrease) in Shares outstanding    1,525,000    250,000    675,000 
Shares outstanding, Beginning of Year or Period    925,000    675,000     
Shares outstanding, End of Year or Period    2,450,000    925,000    675,000 

 

 

*The Fund commenced operations on March 28, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer20

Apr ETF

  

AllianzIM U.S. Large Cap Buffer10

May ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(493,859)  $(797,009)  $(98,727)  $(141,035)
Net realized gain (loss)    15,152,845    (9,008,523)   6,838,904    (73,269)
Net change in unrealized appreciation (depreciation)    (8,468,047)   16,788,284    (1,006,092)   1,002,458 
Net increase (decrease) in net assets resulting from operations    6,190,939    6,982,752    5,734,085    788,154 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    312,611,972    183,372,781    36,857,693    43,673,363 
Cost of Shares redeemed    (153,651,452)   (119,754,880)   (73,870,623)   (1,328,375)
Net increase (decrease) in net assets from capital transactions    158,960,520    63,617,901    (37,012,930)   42,344,988 
Total increase (decrease) in net assets    165,151,459    70,600,653    (31,278,845)   43,133,142 
NET ASSETS                    
Beginning of Year or Period    129,167,074    58,566,421    43,133,142     
End of Year or Period   $294,318,533   $129,167,074   $11,854,297   $43,133,142 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    10,400,000    6,800,000    1,275,000    1,750,000 
Shares redeemed    (5,150,000)   (4,400,000)   (2,575,000)   (50,000)
Net increase (decrease) in Shares outstanding    5,250,000    2,400,000    (1,300,000)   1,700,000 
Shares outstanding, Beginning of Year or Period    4,654,000    2,254,000    1,700,000     
Shares outstanding, End of Year or Period    9,904,000    4,654,000    400,000    1,700,000 

 

 

*The Fund commenced operations on April 28, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S.

Equity Buffer15

Uncapped May ETF

  

AllianzIM U.S. Large Cap Buffer20

May ETF

 
  

For the

Period Ended
April 30, 2024*
(unaudited)

   For the Six Months Ended
April 30, 2024
(unaudited)
  

For the

Period Ended
October 31, 2023**

 
OPERATIONS:               
Net investment income (loss)   $   $(194,217)  $(290,426)
Net realized gain (loss)        9,151,812    46,266 
Net change in unrealized appreciation (depreciation)    (1,143)   (2,206,945)   2,194,702 
Net increase (decrease) in net assets resulting from operations    (1,143)   6,750,650    1,950,542 
CAPITAL TRANSACTIONS:               
Proceeds from Shares issued    5,000,000    82,545,312    90,544,870 
Cost of Shares redeemed        (127,539,585)   (14,309,513)
Net increase (decrease) in net assets from capital transactions    5,000,000    (44,994,273)   76,235,357 
Total increase (decrease) in net assets    4,998,857    (38,243,623)   78,185,899 
NET ASSETS               
Beginning of Period        78,185,899     
End of Period   $4,998,857   $39,942,276   $78,185,899 
CHANGES IN SHARES OUTSTANDING               
Shares issued    200,000    2,975,000    3,625,000 
Shares redeemed        (4,625,000)   (550,000)
Net increase (decrease) in Shares outstanding    200,000    (1,650,000)   3,075,000 
Shares outstanding, Beginning of Period        3,075,000     
Shares outstanding, End of Period    200,000    1,425,000    3,075,000 

 

 

*The Fund commenced operations on April 30, 2024.
**The Fund commenced operations on April 28, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Jun ETF

  

AllianzIM U.S. Large Cap Buffer20

Jun ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(81,723)  $(78,216)  $(161,182)  $(193,620)
Net realized gain (loss)    4,866,148        8,331,042    (31,600)
Net change in unrealized appreciation (depreciation)    (452,727)   (133,457)   (2,440,894)   315,916 
Net increase (decrease) in net assets resulting from
operations
   4,331,698    (211,673)   5,728,966    90,696 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    14,233,216    29,251,585    28,147,009    68,364,862 
Cost of Shares redeemed    (38,835,117)       (78,682,404)   (1,297,347)
Net increase (decrease) in net assets from capital transactions    (24,601,901)   29,251,585    (50,535,395)   67,067,515 
Total increase (decrease) in net assets    (20,270,203)   29,039,912    (44,806,429)   67,158,211 
NET ASSETS                    
Beginning of Period    29,039,912        67,158,211     
End of Period   $8,769,709   $29,039,912   $22,351,782   $67,158,211 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    500,000    1,150,000    1,025,000    2,700,000 
Shares redeemed    (1,350,000)       (2,875,000)   (50,000)
Net increase (decrease) in Shares outstanding    (850,000)   1,150,000    (1,850,000)   2,650,000 
Shares outstanding, Beginning of Period    1,150,000        2,650,000     
Shares outstanding, End of Period    300,000    1,150,000    800,000    2,650,000 

 

 

*The Fund commenced operations on May 31, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Jul ETF

  

AllianzIM U.S. Large Cap Buffer20

Jul ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

 
OPERATIONS:                    
Net investment income (loss)   $(271,332)  $(430,334)  $(696,215)  $(1,101,151)
Net realized gain (loss)    13,248,209    (1,283,325)   28,856,792    (3,662,985)
Net change in unrealized appreciation (depreciation)    1,682,290    4,572,324    (4,016,840)   13,626,102 
Net increase (decrease) in net assets resulting from
operations
   14,659,167    2,858,665    24,143,737    8,861,966 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    105,653,550    103,532,703    186,280,686    231,568,421 
Cost of Shares redeemed    (178,395,109)   (62,426,817)   (278,942,863)   (150,969,163)
Net increase (decrease) in net assets from capital transactions    (72,741,559)   41,105,886    (92,662,177)   80,599,258 
Total increase (decrease) in net assets    (58,082,392)   43,964,551    (68,518,440)   89,461,224 
NET ASSETS                    
Beginning of Year or Period    88,899,657    44,935,106    212,269,396    122,808,172 
End of Year or Period   $30,817,265   $88,899,657   $143,750,956   $212,269,396 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    3,025,000    3,375,000    5,800,000    7,900,000 
Shares redeemed    (5,075,000)   (2,075,000)   (8,675,000)   (5,200,000)
Net increase (decrease) in Shares outstanding    (2,050,000)   1,300,000    (2,875,000)   2,700,000 
Shares outstanding, Beginning of Year or Period    2,925,000    1,625,000    7,300,000    4,600,000 
Shares outstanding, End of Year or Period    875,000    2,925,000    4,425,000    7,300,000 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 
  

AllianzIM U.S. Large Cap Buffer10

Aug ETF

  

AllianzIM U.S. Large Cap Buffer20

Aug ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(235,771)  $(90,846)  $(584,197)  $(248,639)
Net realized gain (loss)    11,008,427        22,667,298    (92,437)
Net change in unrealized appreciation (depreciation)    926,227    (2,487,439)   (1,143,090)   (4,117,771)
Net increase (decrease) in net assets resulting from operations    11,698,883    (2,578,285)   20,940,011    (4,458,847)
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    93,671,129    58,474,424    196,024,752    162,623,715 
Cost of Shares redeemed    (133,374,338)       (292,729,858)   (2,480,570)
Net increase (decrease) in net assets from capital transactions    (39,703,209)   58,474,424    (96,705,106)   160,143,145 
Total increase (decrease) in net assets    (28,004,326)   55,896,139    (75,765,095)   155,684,298 
NET ASSETS                    
Beginning of Period    55,896,139        155,684,298     
End of Period   $27,891,813   $55,896,139   $79,919,203   $155,684,298 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    3,475,000    2,375,000    7,400,000    6,575,000 
Shares redeemed    (4,825,000)       (10,900,000)   (100,000)
Net increase (decrease) in Shares outstanding    (1,350,000)   2,375,000    (3,500,000)   6,475,000 
Shares outstanding, Beginning of Period    2,375,000        6,475,000     
Shares outstanding, End of Period    1,025,000    2,375,000    2,975,000    6,475,000 

 

 

*The Fund commenced operations on July 31, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Sep ETF

  

AllianzIM U.S. Large Cap Buffer20

Sep ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(65,716)  $(13,611)  $(147,057)  $(28,572)
Net realized gain (loss)    3,338,828    (254,925)   7,186,794    (419,610)
Net change in unrealized appreciation (depreciation)    (379,171)   (308,725)   (2,552,754)   (337,354)
Net increase (decrease) in net assets resulting from operations    2,893,941    (577,261)   4,486,983    (785,536)
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    32,220,724    26,512,261    50,924,947    60,647,984 
Cost of Shares redeemed    (35,808,915)   (12,857,775)   (51,146,200)   (28,384,990)
Net increase (decrease) in net assets from capital transactions    (3,588,191)   13,654,486    (221,253)   32,262,994 
Total increase (decrease) in net assets    (694,250)   13,077,225    4,265,730    31,477,458 
NET ASSETS                    
Beginning of Period    13,077,225        31,477,458     
End of Period   $12,382,975   $13,077,225   $35,743,188   $31,477,458 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    1,200,000    1,075,000    1,925,000    2,450,000 
Shares redeemed    (1,300,000)   (525,000)   (1,900,000)   (1,150,000)
Net increase (decrease) in Shares outstanding    (100,000)   550,000    25,000    1,300,000 
Shares outstanding, Beginning of Period    550,000        1,300,000     
Shares outstanding, End of Period    450,000    550,000    1,325,000    1,300,000 

 

 

*The Fund commenced operations on August 31, 2023.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Oct ETF

  

AllianzIM U.S. Large Cap Buffer20

Oct ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

 
OPERATIONS:                    
Net investment income (loss)   $(142,091)  $(387,370)  $(478,653)  $(936,797)
Net realized gain (loss)    7,705,531    9,945,326    21,738,136    20,965,609 
Net change in unrealized appreciation (depreciation)    (2,327,272)   (3,093,603)   (8,482,036)   (4,394,282)
Net increase (decrease) in net assets resulting from operations    5,236,168    6,464,353    12,777,447    15,634,530 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    41,505,017    79,114,682    136,323,516    135,014,828 
Cost of Shares redeemed    (44,209,795)   (113,270,208)   (147,388,690)   (177,264,650)
Net increase (decrease) in net assets from capital transactions    (2,704,778)   (34,155,526)   (11,065,174)   (42,249,822)
Total increase (decrease) in net assets    2,531,390    (27,691,173)   1,712,273    (26,615,292)
NET ASSETS                    
Beginning of Year or Period    36,603,198    64,294,371    129,219,447    155,834,739 
End of Year or Period   $39,134,588   $36,603,198   $130,931,720   $129,219,447 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    1,175,000    2,500,000    4,100,000    4,375,000 
Shares redeemed    (1,250,000)   (3,625,000)   (4,425,000)   (5,850,000)
Net increase (decrease) in Shares outstanding    (75,000)   (1,125,000)   (325,000)   (1,475,000)
Shares outstanding, Beginning of Year or Period    1,175,000    2,300,000    4,200,000    5,675,000 
Shares outstanding, End of Year or Period    1,100,000    1,175,000    3,875,000    4,200,000 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap Buffer10

Nov ETF

  

AllianzIM U.S. Large Cap Buffer20

Nov ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

 
OPERATIONS:                    
Net investment income (loss)   $(39,557)  $(101,036)  $(117,049)  $(212,832)
Net realized gain (loss)    1,590,775    1,494,478    4,153,535    3,006,741 
Net change in unrealized appreciation (depreciation)    (188,928)   (1,478)   (1,398,535)   (5,189)
Net increase (decrease) in net assets resulting from operations    1,362,290    1,391,964    2,637,951    2,788,720 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    15,899,430    21,602,320    47,096,732    53,955,951 
Cost of Shares redeemed    (16,821,587)   (18,596,277)   (37,061,472)   (42,274,137)
Net increase (decrease) in net assets from capital transactions    (922,157)   3,006,043    10,035,260    11,681,814 
Total increase (decrease) in net assets    440,133    4,398,007    12,673,211    14,470,534 
NET ASSETS                    
Beginning of Year or Period    9,396,020    4,998,013    19,468,547    4,998,013 
End of Year or Period   $9,836,153   $9,396,020   $32,141,758   $19,468,547 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    550,000    825,000    1,675,000    2,075,000 
Shares redeemed    (575,000)   (675,000)   (1,300,000)   (1,550,000)
Net increase (decrease) in Shares outstanding    (25,000)   150,000    375,000    525,000 
Shares outstanding, Beginning of Year or Period    350,000    200,000    725,000    200,000 
Shares outstanding, End of Year or Period    325,000    350,000    1,100,000    725,000 

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 
  

AllianzIM U.S. Large Cap Buffer10

Dec ETF

  

AllianzIM U.S. Large Cap Buffer20

Dec ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Period Ended
October 31,

2023*

 
OPERATIONS:                    
Net investment income (loss)   $(149,920)  $(127,951)  $(322,497)  $(630,174)
Net realized gain (loss)    5,945,525    2,084,540    14,909,217    7,874,450 
Net change in unrealized appreciation (depreciation)    (770,246)   (139,339)   (3,578,792)   578,058 
Net increase (decrease) in net assets resulting from operations    5,025,359    1,817,250    11,007,928    7,822,334 
DISTRIBUTIONS TO SHAREHOLDERS                    
Distributions from distributable earnings   (242,065)       (1,319,660)    
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    108,031,609    87,443,296    209,375,907    221,316,061 
Cost of Shares redeemed    (82,338,648)   (70,028,915)   (209,812,130)   (154,725,080)
Net increase (decrease) in net assets from capital transactions    25,692,961    17,414,381    (436,223)   66,590,981 
Total increase (decrease) in net assets    30,476,255    19,231,631    9,252,045    74,413,315 
NET ASSETS                    
Beginning of Period    19,231,631        74,413,315     
End of Period   $49,707,886   $19,231,631   $83,665,360   $74,413,315 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    3,800,000    3,400,000    7,475,000    8,675,000 
Shares redeemed    (2,875,000)   (2,650,000)   (7,475,000)   (5,775,000)
Net increase (decrease) in Shares outstanding    925,000    750,000        2,900,000 
Shares outstanding, Beginning of Period    750,000        2,900,000     
Shares outstanding, End of Period    1,675,000    750,000    2,900,000    2,900,000 

 

 

*The Fund commenced operations on November 30, 2022.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap 6 Month

Buffer10 Jan/Jul ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Feb/Aug ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

Mar/Sep ETF

 
  

For the Six

Months Ended
April 30, 2024
(unaudited)

  

For the

Year Ended
October 31,

2023

  

For the

Period Ended
April 30, 2024*
(unaudited)

  

For the

Period Ended
April 30, 2024**
(unaudited)

 
OPERATIONS:                    
Net investment income (loss)   $(434,804)  $(408,937)  $(66,766)  $(30,506)
Net realized gain (loss)    19,221,506    1,525,696    1,543,808    3,545 
Net change in unrealized appreciation (depreciation)    (1,428,795)   195,189    (96,545)   42,860 
Net increase (decrease) in net assets resulting from operations    17,357,907    1,311,948    1,380,497    15,899 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    274,447,900    166,638,788    60,742,147    56,346,025 
Cost of Shares redeemed    (309,015,685)   (78,475,482)   (44,122,595)   (5,672,902)
Net increase (decrease) in net assets from capital transactions    (34,567,785)   88,163,306    16,619,552    50,673,123 
Total increase (decrease) in net assets    (17,209,878)   89,475,254    18,000,049    50,689,022 
NET ASSETS                    
Beginning of Year or Period    116,384,022    26,908,768         
End of Year or Period   $99,174,144   $116,384,022   $18,000,049   $50,689,022 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    10,350,000    6,900,000    2,400,000    2,250,000 
Shares redeemed    (11,525,000)   (3,300,000)   (1,700,000)   (225,000)
Net increase (decrease) in Shares outstanding    (1,175,000)   3,600,000    700,000    2,025,000 
Shares outstanding, Beginning of Year or Period    4,775,000    1,175,000         
Shares outstanding, End of Year or Period    3,600,000    4,775,000    700,000    2,025,000 

 

 

*The Fund commenced operations on January 31, 2024.
**The Fund commenced operations on February 29, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S. Large Cap 6 Month

Buffer10 Apr/Oct ETF

  

AllianzIM U.S.

Large Cap 6

Month Buffer10

May/Nov ETF

  

AllianzIM U.S.

Equity 6

Month Floor5 Jan/Jul ETF

 
   For the Six Months Ended
April 30, 2024
(unaudited)
  

For the

Year Ended
October 31,

2023

  

For the

Period Ended
April 30, 2024*
(unaudited)

  

For the

Period Ended
April 30, 2024**
(unaudited)

 
OPERATIONS:                    
Net investment income (loss)   $(162,810)  $(316,739)  $   $(30,978)
Net realized gain (loss)    3,565,802    6,303,401        585,121 
Net change in unrealized appreciation (depreciation)    (708,917)   (1,442,352)   (1,525)   50,774 
Net increase (decrease) in net assets resulting from operations    2,694,075    4,544,310    (1,525)   604,917 
CAPITAL TRANSACTIONS:                    
Proceeds from Shares issued    80,524,149    153,927,819    5,000,000    24,672,289 
Cost of Shares redeemed    (53,254,413)   (149,877,615)       (14,341,540)
Net increase (decrease) in net assets from capital transactions    27,269,736    4,050,204    5,000,000    10,330,749 
Total increase (decrease) in net assets    29,963,811    8,594,514    4,998,475    10,935,666 
NET ASSETS                    
Beginning of Year or Period    42,512,775    33,918,261         
End of Year or Period   $72,476,586   $42,512,775   $4,998,475   $10,935,666 
CHANGES IN SHARES OUTSTANDING                    
Shares issued    2,750,000    5,775,000    200,000    975,000 
Shares redeemed    (1,825,000)   (5,600,000)       (550,000)
Net increase (decrease) in Shares outstanding    925,000    175,000    200,000    425,000 
Shares outstanding, Beginning of Year or Period    1,575,000    1,400,000         
Shares outstanding, End of Year or Period    2,500,000    1,575,000    200,000    425,000 

 

 

*The Fund commenced operations on April 30, 2024.
**The Fund commenced operations on January 31, 2024.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Statements of Changes in Net Assets (continued)

 

  

AllianzIM U.S.

Equity 6

Month Floor5

Apr/Oct ETF

 
  

For the

Period Ended
April 30, 2024*
(unaudited)

 
OPERATIONS:     
Net investment income (loss)   $(12,964)
Net change in unrealized appreciation (depreciation)    (401,644)
Net increase (decrease) in net assets resulting from
operations
   (414,608)
CAPITAL TRANSACTIONS:     
Proceeds from Shares issued    68,734,316 
Net increase (decrease) in net assets from
capital transactions
   68,734,316 
Total increase (decrease) in net assets    68,319,708 
NET ASSETS     
Beginning of Period     
End of Period   $68,319,708 
CHANGES IN SHARES OUTSTANDING     
Shares issued    2,800,000 
Net increase (decrease) in Shares outstanding    2,800,000 
Shares outstanding, Beginning of Period     
Shares outstanding, End of Period    2,800,000 

 

 

*The Fund commenced operations on March 28, 2024.

 

The accompanying notes are an integral part of the financial statements.

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 AIM ETF PRODUCTS TRUST

Financial Highlights

 

   AllianzIM U.S. Large Cap Buffer10 Jan ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30, 2022

  

For the

Period Ended

September 30, 2021*

 
NET ASSET VALUE, Beginning of Period  $27.49   $25.36   $23.85   $27.37   $25.00 
Income (loss) from operations:                         
Net investment income (loss)(a)   (0.12)   (0.19)   (0.02)   (0.19)   (0.15)
Net realized and unrealized gain (loss)   4.98    2.32    1.53    (3.33)   2.52 
Total income (loss) from operations    4.86    2.13    1.51    (3.52)   2.37 
NET ASSET VALUE, End of Period   $32.35   $27.49   $25.36   $23.85   $27.37 
MARKET PRICE, End of Period   $32.38   $27.50   $25.37   $23.75   $27.39 
NET ASSET VALUE, Total Return(b)    17.69%   8.37%   6.35%   (12.87)%   9.48%
MARKET PRICE, Total Return(c)    17.71%   8.43%   6.80%   (13.29)%   9.56%
Net assets, End of Period ($ thousands)   $118,072   $21,989   $65,309   $60,816   $43,109 
Ratios of Average Net Assets                         
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%†
Net Investment Income    (0.72)%†   (0.72)%   (0.74)%†    (0.74)%   (0.74)%†
Portfolio turnover(d)                     

 

 

* The Fund commenced operations on December 31, 2020.
+ Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a) Per share amounts have been calculated using the average shares method.
(b) Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c) Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d) Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer20 Jan ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30, 2022

  

For the

Period Ended

September 30, 2021*

 
NET ASSET VALUE, Beginning of Period  $28.53   $25.56   $24.60   $26.22   $25.00 
Income (loss) from operations:                         
Net investment income (loss)(a)   (0.11)   (0.20)   (0.02)   (0.19)   (0.14)
Net realized and unrealized gain (loss)    2.72    3.17    0.98    (1.43)   1.36 
Total income (loss) from operations    2.61    2.97    0.96    (1.62)   1.22 
NET ASSET VALUE, End of Period   $31.14   $28.53   $25.56   $24.60   $26.22 
MARKET PRICE, End of Period   $31.14   $28.55   $25.54   $24.51   $26.26 
NET ASSET VALUE, Total Return(b)    9.16%   11.59%   3.90%   (6.18)%   4.90%
MARKET PRICE, Total Return(c)    9.09%   11.79%   4.17%   (6.67)%   5.06%
Net assets, End of Period ($ thousands)   $402,477   $97,703   $54,961   $54,745   $58,350 
Ratios of Average Net Assets                         
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%†
Net Investment Income    (0.72)%†   (0.71)%   (0.74)%†   (0.74)%   (0.74)%†
Portfolio turnover(d)                     

 

 

* The Fund commenced operations on December 31, 2020.
+ Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a) Per share amounts have been calculated using the average shares method.
(b) Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c) Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d) Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

  

AllianzIM U.S. Large Cap

Buffer10 Feb ETF

  

AllianzIM U.S. Large Cap

Buffer20 Feb ETF

 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

 
NET ASSET VALUE, Beginning of Period  $25.79   $25.00   $25.86   $25.00 
Income (loss) from operations:                    
Net investment income (loss)(a)    (0.11)Ԑ    (0.14)   (0.10)Ԓ    (0.14)
Net realized and unrealized gain (loss)   4.69    0.93    2.90    1.00 
Total income (loss) from operations    4.58    0.79    2.80    0.86 
Distributions:                    
From net realized gains    (0.10)       (0.04)    
NET ASSET VALUE, End of Period   $30.27   $25.79   $28.62   $25.86 
MARKET PRICE, End of Period  $30.30   $25.82   $28.61   $25.89 
NET ASSET VALUE, Total Return(b)    17.74%Ԑ    3.17%   10.86%Ԓ    3.43%
MARKET PRICE, Total Return(c)    17.74%   3.29%   10.69%   3.56%
Net assets, End of Period ($ thousands)   $80,208   $29,016   $206,793   $49,778 
Ratios of Average Net Assets                    
Total Expenses    0.75%†Ԑ    0.74%†   0.74%†Ԓ    0.74%†
Net Expenses    0.74%†   0.74%†   0.74%†   0.74%†
Net Investment Income    (0.73)%†Ԑ    (0.71)%†   (0.73)%†Ԓ    (0.71)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on January 31, 2023.
Annualized.
ԐThe expense reimbursement on the Statement of Operations represents a voluntary reimbursement from the Administrator, Brown Brothers Harriman & Co. The impact of this voluntary reimbursement was immaterial to the net investment income per share and the Fund’s total return, representing less than $0.005 per share. Without this voluntary reimbursement the ratio of average net assets to net investment income would have been (0.74)%.
ԒThe expense reimbursement on the Statement of Operations represents a voluntary reimbursement from the Administrator, Brown Brothers Harriman & Co. The impact of this voluntary reimbursement was immaterial to the Fund’s net investment income per share and the Fund’s total return, representing less than $0.005 per share and 0.005% of net investment income.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

  

AllianzIM U.S. Large Cap

Buffer10 Mar ETF

  

AllianzIM U.S. Large Cap

Buffer20 Mar ETF

 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

 
NET ASSET VALUE, Beginning of Period  $26.37   $25.00   $26.30   $25.00 
Income (loss) from operations:                    
Net investment income (loss)(a)    (0.11)   (0.13)   (0.11)   (0.12)
Net realized and unrealized gain (loss)    3.50    1.50    2.08    1.42 
Total income (loss) from operations    3.39    1.37    1.97    1.30 
NET ASSET VALUE, End of Period   $29.76   $26.37   $28.27   $26.30 
MARKET PRICE, End of Period   $29.79   $26.40   $28.29   $26.31 
NET ASSET VALUE, Total Return(b)    12.83%   5.49%   7.52%   5.18%
MARKET PRICE, Total Return(c)    12.85%   5.59%   7.51%   5.26%
Net assets, End of Period ($ thousands)   $99,682   $7,912   $236,086   $25,639 
Ratios of Average Net Assets                    
Net Expenses    0.74%†   0.74%†   0.74%†   0.74%†
Net Investment Income   (0.73)%†   (0.73)%†   (0.73)%†   (0.71)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on February 28, 2023.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

 

The accompanying notes are an integral part of the financial statements.

99 

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer10 Apr ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31, 2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30,

2022

  

For the

Year Ended

September 30,

2021

  

 

For the

Period Ended

September 30,

2020*

 
NET ASSET VALUE,
Beginning of Period
  $30.29   $27.23   $25.83   $28.06   $26.20   $25.00 
Income (loss) from operations:                              
Net investment income (loss)(a)    (0.12)   (0.21)   (0.02)   (0.21)   (0.20)   (0.07)
Net realized and unrealized gain (loss)    3.79    3.27    1.42    (2.02)   3.28    1.27 
Total income (loss) from operations    3.67    3.06    1.40    (2.23)   3.08    1.20 

 

Distributions:

                              
From net realized gains                    (1.22)    
NET ASSET VALUE, End of Period   $33.96   $30.29   $27.23   $25.83   $28.06   $26.20 
MARKET PRICE, End of Period   $34.00   $30.33   $27.19   $25.70   $28.04   $26.27 
NET ASSET VALUE, Total Return(b)    12.11%   11.26%   5.41%   (7.94)%   12.13%   4.78%
MARKET PRICE, Total Return(c)    12.09%   11.56%   5.81%   (8.37)%   11.77%   5.07%
Net assets, End of Period ($ thousands)   $83,204   $28,020   $18,377   $17,434   $15,431   $3,274 
Ratios of Average Net Assets                              
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%   0.74%†
Net Investment Income    (0.72)%†   (0.72)%   (0.74)%†   (0.74)%   (0.74)%   (0.74)%†
Portfolio turnover(d)                         

 

 
*The Fund commenced operations on May 28, 2020.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

 

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   

AllianzIM U.S. Equity Buffer15 Uncapped

Apr ETF

   

For the

Period Ended

April 30, 2024*

(unaudited)

NET ASSET VALUE, Beginning of Period

  $25.00
Income (loss) from operations:    
Net investment income (loss)(a)   (0.02)
Net realized and unrealized gain (loss)   (0.69)
Total income (loss) from operations   (0.71)
NET ASSET VALUE, End of Period   $24.29
MARKET PRICE, End of Period   $24.31
NET ASSET VALUE, Total Return(b)   (2.85)%
MARKET PRICE, Total Return(c)   (2.76)%
Net assets, End of Period ($ thousands)   $16,394
Ratios of Average Net Assets    
Net Expenses   0.74%†
Net Investment Income   (0.72)%†
Portfolio turnover(d)  

 

 
*The Fund commenced operations on March 28, 2024.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

101 

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer20 Apr ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

 

For the

Year Ended
October 31,
2023

 

For the

Period Ended
October 31,
2022+

 

For the

Year Ended

September 30,
2022

 

For the

Year Ended

September 30,
2021

 

For the
Period Ended

September 30,
 2020*

 
NET ASSET VALUE,
Beginning of Period
  $27.75  $25.98  $25.16  $26.49  $25.69  $25.00 
Income (loss) from operations:                         
Net investment income (loss)(a)    (0.11)  (0.20)  (0.02)  (0.19)  (0.20)  (0.06)
Net realized and unrealized gain (loss)    2.08   1.97   0.84   (1.14)  1.70   0.75 
Total income (loss) from operations    1.97   1.77   0.82   (1.33)  1.50   0.69 

 

Distributions:

                         
From net realized gains                (0.70)   
NET ASSET VALUE, End of Period   $29.72  $27.75  $25.98  $25.16  $26.49  $25.69 
MARKET PRICE, End of Period   $29.77  $27.76  $25.95  $25.05  $26.53  $25.75 
NET ASSET VALUE, Total Return(b)    7.07%  6.81%  3.29%  (5.02)%  5.90%  2.78%
MARKET PRICE, Total Return(c)    7.26%  6.94%  3.62%  (5.57)%  5.81%  3.02%
Net assets, End of Period ($ thousands)   $294,319  $129,167  $58,566  $57,961  $23,281  $3,315 
Ratios of Average Net Assets                         
Net Expenses    0.74%†  0.74%  0.74%†  0.74%  0.74%  0.74%†
Net Investment Income    (0.72)%†  (0.71)%  (0.74)%†  (0.74)%  (0.74)%  (0.74)%†
Portfolio turnover(d)                    

 

 
*The Fund commenced operations on May 28, 2020.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

102 

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer10 May ETF  

AllianzIM U.S. Equity Buffer15 Uncapped

May ETF

  

AllianzIM U.S. Large Cap

Buffer20 May ETF

 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

  

For the

Period Ended

April 30, 2024**

(unaudited)

  

For the Six

Months Ended

April 30, 2024 (unaudited)

  

For the

Period Ended

October 31,

2023*

 
NET ASSET VALUE,
Beginning of Period
  $25.37   $25.00   $25.00   $25.43   $25.00 
Income (loss) from operations:                         
Net investment income (loss)(a)   (0.10)   (0.09)       (0.09)   (0.10)
Net realized and unrealized gain (loss)   4.37    0.46    (0.01)   2.69    0.53 
Total income (loss) from operations   4.27    0.37    (0.01)   2.60    0.43 
NET ASSET VALUE, End of Period   $29.64   $25.37   $24.99   $28.03   $25.43 
MARKET PRICE, End of Period   $29.65   $25.38       $28.06   $25.50 
NET ASSET VALUE, Total Return(b)    16.80%   1.49%   (0.02)%   10.24%   1.71%
MARKET PRICE, Total Return(c)    16.82%   1.54%       10.04%   2.01%
Net assets, End of Period ($ thousands)   $11,854   $43,133   $4,999   $39,942   $78,186 
Ratios of Average Net Assets                         
Net Expenses    0.74%†   0.74%†       0.74%†   0.74%†
Net Investment Income    (0.70)%†   (0.71)%†       (0.70)%†   (0.73)%†
Portfolio turnover(d)                     

 

 
*The Fund commenced operations on April 28, 2023.
**The Fund commenced operations on April 30, 2024.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

103 

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

  

AllianzIM U.S. Large Cap

Buffer10 Jun ETF

 

AllianzIM U.S. Large Cap

Buffer20 Jun ETF

  

For the Six

Months Ended

April 30, 2024

(unaudited)

   

For the

Period Ended

October 31,

2023*

 

For the Six

Months Ended

April 30, 2024

(unaudited)

   

For the

Period Ended

October 31,

2023*

NET ASSET VALUE, Beginning of Period  $25.25    $25.00  $25.34    $25.00
Income (loss) from operations:                    
Net investment income (loss)(a)   (0.10)    (0.08)  (0.09)    (0.08)
Net realized and unrealized gain (loss)   4.08     0.33   2.69     0.42
Total income (loss) from operations   3.98     0.25   2.60     0.34
NET ASSET VALUE, End of Period   $29.23    $25.25  $27.94    $25.34
MARKET PRICE, End of Period   $29.25    $25.30  $27.94    $25.34
NET ASSET VALUE, Total Return(b)    15.76%    1.01%  10.25%    1.37%
MARKET PRICE, Total Return(c)    15.63%    1.20%  10.26%    1.36%
Net assets, End of Period ($ thousands)   $8,770    $29,040  $22,352    $67,158
Ratios of Average Net Assets                    
Net Expenses    0.74%†    0.74%†  0.74%†    0.74%†
Net Investment Income    (0.70)%†    (0.71)%†  (0.70)%†    (0.71)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on May 31, 2023.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

 

The accompanying notes are an integral part of the financial statements.

104 

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer10 Jul ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30,

2022

  

For the

Year Ended

September 30,

2021

  

For the Period

Ended

September 30,

2020*

 
NET ASSET VALUE,
Beginning of Period
  $30.39   $27.65   $26.22   $27.87   $26.17   $25.00 
Income (loss) from operations:                              
Net investment income (loss)(a)    (0.12)   (0.22)   (0.02)   (0.21)   (0.21)   (0.05)
Net realized and unrealized gain (loss)    4.95    2.96    1.45    (1.44)   2.94    1.22 
Total income (loss) from operations    4.83    2.74    1.43    (1.65)   2.73    1.17 
Distributions:                              
From net realized gains                    (1.03)    
NET ASSET VALUE, End of Period   $35.22   $30.39   $27.65   $26.22   $27.87   $26.17 
MARKET PRICE, End of Period   $35.21   $30.48   $27.70   $26.13   $27.85   $26.27 
NET ASSET VALUE, Total Return(b)    15.88%   9.91%   5.47%   (5.92)%   10.64%   4.68%
MARKET PRICE, Total Return(c)    15.52%   10.02%   6.04%   (6.19)%   10.14%   5.08%
Net assets, End of Period ($ thousands)   $30,817   $88,900   $44,935   $38,015   $32,745   $3,271 
Ratios of Average Net Assets                              
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%   0.74%†
Net Investment Income    (0.71)%†   (0.72)%   (0.74)%†   (0.74)%   (0.74)%   (0.74)%†
Portfolio turnover(d)                         

 

 
*The Fund commenced operations on June 30, 2020.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

105 

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AIM ETF PRODUCTS TRUST

 

Financial Highlights (continued)

   AllianzIM U.S. Large Cap Buffer20 Jul ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30,

2022

  

For the

Year Ended

September 30,

2021

  

For the Period Ended

September 30,

2020*

 
NET ASSET VALUE,
Beginning of Period
  $29.08   $26.70   $25.77   $26.47   $25.68   $25.00 
Income (loss) from operations:                              
Net investment income (loss)(a)    (0.11)   (0.21)   (0.02)   (0.20)   (0.20)   (0.05)
Net realized and unrealized gain (loss)    3.52    2.59    0.95    (0.50)   1.57    0.73 
Total income (loss) from operations    3.41    2.38    0.93    (0.70)   1.37    0.68 
Distributions:                              
From net realized gains                    (0.58)    
NET ASSET VALUE, End of Period   $32.49   $29.08   $26.70   $25.77   $26.47   $25.68 
MARKET PRICE, End of Period   $32.47   $29.08   $26.75   $25.76   $26.51   $25.76 
NET ASSET VALUE, Total Return(b)    11.72%   8.92%   3.59%   (2.66)%   5.43%   2.72%
MARKET PRICE, Total Return(c)    11.66%   8.73%   3.82%   (2.83)%   5.23%   3.06%
Net assets, End of Period ($ thousands)   $143,751   $212,269   $122,808   $112,104   $43,021   $3,852 
Ratios of Average Net Assets                              
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%   0.74%†
Net Investment Income    (0.71)%†   (0.72)%   (0.74)%†   (0.74)%   (0.74)%   (0.74)%†
Portfolio turnover(d)                         

 

 
*The Fund commenced operations on June 30, 2020.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

 

The accompanying notes are an integral part of the financial statements.

106 

 Back to Table of Contents

AIM ETF PRODUCTS TRUST

 

Financial Highlights (continued)

 

  

AllianzIM U.S. Large Cap

Buffer10 Aug ETF

  

AllianzIM U.S. Large Cap

Buffer20 Aug ETF

 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

 
NET ASSET VALUE, Beginning of Period  $23.54   $25.00   $24.04   $25.00 
Income (loss) from operations:                    
Net investment income (loss)(a)   (0.09)   (0.04)   (0.09)   (0.04)
Net realized and unrealized gain (loss)   3.76    (1.42)   2.91    (0.92)
Total income (loss) from operations   3.67    (1.46)   2.82    (0.96)
NET ASSET VALUE, End of Period   $27.21   $23.54   $26.86   $24.04 
MARKET PRICE, End of Period   $27.24   $23.58   $26.89   $24.05 
NET ASSET VALUE, Total Return(b)    15.62%   (5.86)%   11.73%   (3.82)%
MARKET PRICE, Total Return(c)    15.56%   (5.70)%   11.79%   (3.80)%
Net assets, End of Period ($ thousands)   $27,892   $55,896   $79,919   $155,684 
Ratios of Average Net Assets                    
Net Expenses    0.74%†   0.74%†   0.74%†   0.74%†
Net Investment Income    (0.71)%†   (0.71)%†   (0.71)%†   (0.71)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on July 31, 2023.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

  

AllianzIM U.S. Large Cap

Buffer10 Sep ETF

  

AllianzIM U.S. Large Cap

Buffer20 Sep ETF

 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

 
NET ASSET VALUE, Beginning of Period.  $23.78   $25.00   $24.21   $25.00 
Income (loss) from operations:                    
Net investment income (loss)(a)   (0.09)   (0.03)   (0.09)   (0.03)
Net realized and unrealized gain (loss)   3.83    (1.19)   2.86    (0.76)
Total income (loss) from operations   3.74    (1.22)   2.77    (0.79)
NET ASSET VALUE, End of Period   $27.52   $23.78   $26.98   $24.21 
MARKET PRICE, End of Period   $27.53   $23.87   $26.98   $24.21 
NET ASSET VALUE, Total Return(b)    15.73%   (4.89)%   11.41%   (3.15)%
MARKET PRICE, Total Return(c)    15.33%   (4.51)%   11.43%   (3.16)%
Net assets, End of Period ($ thousands)   $12,383   $13,077   $35,743   $31,477 
Ratios of Average Net Assets                    
Net Expenses    0.74%†   0.74%†   0.74%†   0.74%†
Net Investment Income    (0.71)%†   (0.70)%†   (0.71)%†   (0.71)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on August 31, 2023.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer10 Oct ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30,

2022

  

For the

Year Ended

September 30,

2021

  

For the Period Ended

September 30,

2020*

 
NET ASSET VALUE,
Beginning of Period
  $31.15   $27.95   $26.63   $28.80   $25.00   $25.00 
Income (loss) from operations:                              
Net investment income (loss)(a)    (0.12)   (0.21)   (0.02)   (0.21)   (0.20)    
Net realized and unrealized gain (loss)    4.55    3.41    1.34    (1.96)   4.00     
Total income (loss) from operations    4.43    3.20    1.32    (2.17)   3.80     
NET ASSET VALUE, End of Period   $35.58   $31.15   $27.95   $26.63   $28.80   $25.00 
MARKET PRICE, End of Period   $35.58   $31.23   $28.05   $26.71   $28.84     
NET ASSET VALUE, Total Return(b)    14.21%   11.44%   4.97%   (7.54)%   15.23%    
MARKET PRICE, Total Return(c)    13.95%   11.32%   5.01%   (7.37)%   15.35%    
Net assets, End of Period ($ thousands)   $39,135   $36,603   $64,294   $43,941   $39,606   $24,998 
Ratios of Average Net Assets                              
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%    
Net Investment Income    (0.72)%†   (0.71)%   (0.72)%†   (0.74)%   (0.74)%    
Portfolio turnover(d)                         

 

 
*The Fund commenced operations on September 30, 2020.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer20 Oct ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30,

2022

  

For the

Year Ended

September 30,

2021

  

For the Period Ended

September 30,

2020*

 
NET ASSET VALUE,
Beginning of Period
  $30.77   $27.46   $26.69   $26.89   $25.00   $25.00 
Income (loss) from operations:                              
Net investment income (loss)(a)    (0.12)   (0.21)   (0.02)   (0.20)   (0.19)    
Net realized and unrealized gain (loss)    3.14    3.52    0.79        2.08     
Total income (loss) from operations    3.02    3.31    0.77    (0.20)   1.89     
NET ASSET VALUE, End of Period   $33.79   $30.77   $27.46   $26.69   $26.89   $25.00 
MARKET PRICE, End of Period   $33.79   $30.85   $27.52   $26.75   $26.92     
NET ASSET VALUE, Total Return(b)    9.82%   12.04%   2.90%   (0.75)%   7.57%    
MARKET PRICE, Total Return(c)    9.53%   12.09%   2.91%   (0.65)%   7.68%    
Net assets, End of Period ($ thousands)   $130,932   $129,219   $155,835   $87,396   $30,922   $24,998 
Ratios of Average Net Assets                              
Net Expenses    0.74%†   0.74%   0.74%†   0.74%   0.74%    
Net Investment Income    (0.71)%†   (0.71)%   (0.72)%†   (0.74)%   (0.74)%    
Portfolio turnover(d)                         

 

 
*The Fund commenced operations on September 30, 2020.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

   AllianzIM U.S. Large Cap Buffer10 Nov ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022*

 
NET ASSET VALUE, Beginning of Period.  $26.85   $24.99   $25.00 
Income (loss) from operations:               
Net investment income (loss)(a)   (0.10)   (0.19)    
Net realized and unrealized gain (loss)   3.52    2.05    (0.01)
Total income (loss) from operations   3.42    1.86    (0.01)
NET ASSET VALUE, End of Period   $30.27   $26.85   $24.99 
MARKET PRICE, End of Period   $30.26   $26.91     
NET ASSET VALUE, Total Return(b)    12.74%   7.43%   (0.04)%
MARKET PRICE, Total Return(c)    12.46%   7.64%    
Net assets, End of Period ($ thousands)   $9,836   $9,396   $4,998 
Ratios of Average Net Assets               
Net Expenses    0.74%†   0.74%    
Net Investment Income    (0.71)%†   (0.71)%    
Portfolio turnover(d)             

 

 
*The Fund commenced operations on October 31, 2022.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap Buffer20 Nov ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022*

 
NET ASSET VALUE, Beginning of Period.  $26.85   $24.99   $25.00 
Income (loss) from operations:               
Net investment income (loss)(a)   (0.10)   (0.19)    
Net realized and unrealized gain (loss)   2.47    2.05    (0.01)
Total income (loss) from operations   2.37    1.86    (0.01)
NET ASSET VALUE, End of Period   $29.22   $26.85   $24.99 
MARKET PRICE, End of Period   $29.21   $26.89     
NET ASSET VALUE, Total Return(b)    8.81%   7.46%   (0.04)%
MARKET PRICE, Total Return(c)    8.61%   7.57%    
Net assets, End of Period ($ thousands)   $32,142   $19,469   $4,998 
Ratios of Average Net Assets               
Net Expenses    0.74%†   0.74%    
Net Investment Income    (0.72)%†   (0.71)%    
Portfolio turnover(d)             

 

 
*The Fund commenced operations on October 31, 2022.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Financial Highlights (continued)

 

  

AllianzIM U.S. Large Cap

Buffer10 Dec ETF

  

AllianzIM U.S. Large Cap

Buffer20 Dec ETF

 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Period Ended

October 31,

2023*

 
NET ASSET VALUE, Beginning of Period.  $25.64   $25.00   $25.66   $25.00 
Income (loss) from operations:                    
Net investment income (loss)(a)   (0.10)Ԑ    (0.17)   (0.10)Ԓ    (0.17)
Net realized and unrealized gain (loss)   4.28    0.81    3.65    0.83 
Total income (loss) from operations   4.18    0.64    3.55    0.66 
Distributions:                    
From net realized gains    (0.14)       (0.36)    
NET ASSET VALUE, End of Period   $29.68   $25.64   $28.85   $25.66 
MARKET PRICE, End of Period   $29.69   $25.66   $28.84   $25.70 
NET ASSET VALUE, Total Return(b)    16.29%Ԑ    2.57%   13.86%Ԓ    2.64%
MARKET PRICE, Total Return(c)    16.24%   2.65%   13.66%   2.80%
Net assets, End of Period ($ thousands)   $49,708   $19,232   $83,665   $74,413 
Ratios of Average Net Assets                    
Total Expenses    0.78%†Ԑ    0.74%†   0.85%†Ԓ    0.74%†
Net Expenses    0.74%†   0.74%†   0.74%†   0.74%†
Net Investment Income    (0.72)%†Ԑ    (0.71)%†   (0.71)%†Ԓ    (0.71)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on November 30, 2022.
Annualized.
ԐThe expense reimbursement on the Statement of Operations represents a voluntary reimbursement from the Administrator, Brown Brothers Harriman & Co. Without this voluntary reimbursement the net investment income per share would be $(0.11), the net asset value per share would be $29.67, the net asset value total return would be 16.28% and the ratio of average net assets to net investment income would have been (0.75)%.
ԒThe expense reimbursement on the Statement of Operations represents a voluntary reimbursement from the Administrator, Brown Brothers Harriman & Co. Without this voluntary reimbursement the net investment income per share would be $(0.11), the net asset value per share would be $28.83, the net asset value total return would be 13.80% and the ratio of average net assets to net investment income would have been (0.82)%.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Period Ended

September 30,

2022*

 
NET ASSET VALUE, Beginning of Period.  $24.37   $22.90   $21.89   $25.00 
Income (loss) from operations:                    
Net investment income (loss)(a)   (0.09)   (0.17)   (0.01)   (0.13)
Net realized and unrealized gain (loss)   3.27    1.64    1.02    (2.98)
Total income (loss) from operations   3.18    1.47    1.01    (3.11)
NET ASSET VALUE, End of Period   $27.55   $24.37   $22.90   $21.89 
MARKET PRICE, End of Period   $27.58   $24.46   $22.90   $21.88 
NET ASSET VALUE, Total Return(b)    13.03%   6.43%   4.61%   (12.43)%
MARKET PRICE, Total Return(c)    12.77%   6.79%   4.70%   (12.50)%
Net assets, End of Period ($ thousands)   $99,174   $116,384   $26,909   $25,177 
Ratios of Average Net Assets                    
Net Expenses    0.74%†   0.74%   0.74%†   0.74%†
Net Investment Income    (0.70)%†   (0.71)%   (0.74)%†   (0.74)%†
Portfolio turnover(d)                 

 

 
*The Fund commenced operations on December 31, 2021.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF   AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF
  

For the

Period Ended

April 30, 2024*

(unaudited)

  

For the

Period Ended

April 30, 2024**

(unaudited)

NET ASSET VALUE, Beginning of Period.  $25.00   $25.00
Income (loss) from operations:         
Net investment income (loss)(a)   (0.05)   (0.03)
Net realized and unrealized gain (loss)   0.76    0.06
Total income (loss) from operations   0.71    0.03
NET ASSET VALUE, End of Period   $25.71   $25.03
MARKET PRICE, End of Period   $25.73   $25.05
NET ASSET VALUE, Total Return(b)    2.86%   0.13%
MARKET PRICE, Total Return(c)    2.91%   0.19%
Net assets, End of Period ($ thousands)   $18,000   $50,689
Ratios of Average Net Assets         
Net Expenses    0.74%†   0.74%†
Net Investment Income    (0.71)%†   (0.65)%†
Portfolio turnover(d)        

 

 
*The Fund commenced operations on January 31, 2024.
**The Fund commenced operations on February 29, 2024.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF 
  

For the Six

Months Ended

April 30, 2024

(unaudited)

  

For the

Year Ended

October 31,

2023

  

For the

Period Ended

October 31,

2022+

  

For the

Year Ended

September 30, 2022

  

For the

Period Ended

September 30, 2021*

 
NET ASSET VALUE, Beginning of Period.  $26.99   $24.23   $23.26   $25.00   $25.00 
Income (loss) from operations:                         
Net investment income (loss)(a)   (0.10)   (0.19)   (0.01)   (0.19)    
Net realized and unrealized gain (loss)   2.10    2.95    0.98    (1.55)   —**
Total income (loss) from operations   2.00    2.76    0.97    (1.74)    
NET ASSET VALUE, End of Period   $28.99   $26.99   $24.23   $23.26   $25.00 
MARKET PRICE, End of Period   $29.01   $27.03   $24.24   $23.32     
NET ASSET VALUE, Total Return(b)    7.40%   11.41%   4.16%   (6.96)%    
MARKET PRICE, Total Return(c)    7.31%   11.51%   3.94%   (6.70)%    
Net assets, End of Period ($ thousands)   $72,477   $42,513   $33,918   $26,748   $14,998 
Ratios of Average Net Assets                         
Net Expenses    0.74%†   0.74%   0.74%†   0.74%    
Net Investment Income    (0.71)%†   (0.71)%   (0.72)%†   (0.74)%    
Portfolio turnover(d)                     

 

 
*The Fund commenced operations on September 30, 2021.
**Rounds to less than $0.005.
+Effective October 31, 2022, the Fund changed its fiscal year end from September 30 to October 31.
Annualized.
(a)Per share amounts have been calculated using the average shares method.
(b)Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c)Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d)Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Financial Highlights (continued)

 

   AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF  

AllianzIM U.S. Equity 6

Month Floor5

Jan/Jul ETF

  

AllianzIM U.S. Equity 6

Month Floor5

Apr/Oct ETF

 
  

For the

Period Ended

April 30, 2024*

(unaudited)

  

For the

Period Ended

April 30, 2024**

(unaudited)

  

For the

Period Ended

April 30, 2024***

(unaudited)

 
NET ASSET VALUE, Beginning of Period.  $25.00   $25.00   $25.00 
Income (loss) from operations:               
Net investment income (loss)(a)       (0.05)   (0.02)
Net realized and unrealized gain (loss)   (0.01)   0.78    (0.58)
Total income (loss) from operations   (0.01)   0.73    (0.60)
NET ASSET VALUE, End of Period   $24.99   $25.73   $24.40 
MARKET PRICE, End of Period       $25.76   $24.42 
NET ASSET VALUE, Total Return(b)    (0.03)%   2.92%   (2.40)%
MARKET PRICE, Total Return(c)        3.03%   (2.32)%
Net assets, End of Period ($ thousands)   $4,998   $10,936   $68,320 
Ratios of Average Net Assets               
Net Expenses        0.74%†   0.74%†
Net Investment Income        (0.70)%†   (0.70)%†
Portfolio turnover(d)             

 

 
* The Fund commenced operations on April 30, 2024.
** The Fund commenced operations on January 31, 2024.
*** The Fund commenced operations on March 28, 2024.
Annualized.
(a) Per share amounts have been calculated using the average shares method.
(b) Net asset value total return is calculated assuming an initial investment made at the net asset value at the beginning of the period, reinvestment of all distributions at net asset value during the period, and redemption at net asset value on the last day of the period. Net asset value total return includes adjustments in accordance with accounting principles generally accepted in the United States of America (“GAAP”) and as such, the net asset value for financial reporting purposes and the returns based upon those net asset values may differ from the net asset value and returns for shareholder transactions. Total return calculated for a period of less than one year is not annualized.
(c) Market price total return is calculated assuming an initial investment made at the market price at the beginning of the period, reinvestment of all distributions at net asset value during the period and sale at the market price on the last day of the period. Total return calculated for a period of less than one year is not annualized.
(d) Portfolio turnover rate is not annualized for periods less than one year and does not include in-kind transactions, if any, from processing creations or redemptions.

The accompanying notes are an integral part of the financial statements.

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited)

 

NOTE 1 – ORGANIZATION

 

The AIM ETF Products Trust (the “Trust”) is a Delaware statutory trust organized on December 17, 2019. The Trust is an open-end management investment company, registered under the Investment Company Act of 1940, as amended (the “1940 Act”). The Trust currently offers shares of thirty-three separate series: AllianzIM U.S. Large Cap Buffer10 Jan ETF, AllianzIM U.S. Large Cap Buffer20 Jan ETF, AllianzIM U.S. Large Cap Buffer10 Feb ETF, AllianzIM U.S. Large Cap Buffer20 Feb ETF, AllianzIM U.S. Large Cap Buffer10 Mar ETF, AllianzIM U.S. Large Cap Buffer20 Mar ETF, AllianzIM U.S. Large Cap Buffer10 Apr ETF, AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF, AllianzIM U.S. Large Cap Buffer20 Apr ETF, AllianzIM U.S. Large Cap Buffer10 May ETF, AllianzIM U.S. Equity Buffer15 Uncapped May ETF, AllianzIM U.S. Large Cap Buffer20 May ETF, AllianzIM U.S. Large Cap Buffer10 Jun ETF, AllianzIM U.S. Large Cap Buffer20 Jun ETF, AllianzIM U.S. Large Cap Buffer10 Jul ETF, AllianzIM U.S. Large Cap Buffer20 Jul ETF, AllianzIM U.S. Large Cap Buffer10 Aug ETF, AllianzIM U.S. Large Cap Buffer20 Aug ETF, AllianzIM U.S. Large Cap Buffer10 Sep ETF, AllianzIM U.S. Large Cap Buffer20 Sep ETF, AllianzIM U.S. Large Cap Buffer10 Oct ETF, AllianzIM U.S. Large Cap Buffer20 Oct ETF, AllianzIM U.S. Large Cap Buffer10 Nov ETF, AllianzIM U.S. Large Cap Buffer20 Nov ETF, AllianzIM U.S. Large Cap Buffer10 Dec ETF, AllianzIM U.S. Large Cap Buffer20 Dec ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF, AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF and AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF (each, a “Fund” and collectively, the “Funds”). AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF and AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF commenced operations on January 31, 2024. AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF commenced operations on February 29, 2024. AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF and AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF commenced operations on March 28, 2024. AllianzIM U.S. Equity Buffer15 Uncapped May ETF and AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF commenced operations on April 30, 2024.

 

Each Fund (other than the AllianzIM U.S. Large Cap Buffer10 Jan ETF, AllianzIM U.S. Large Cap Buffer20 Jan ETF, AllianzIM U.S. Large Cap Buffer10 Apr ETF, AllianzIM U.S. Large Cap Buffer20 Apr ETF, AllianzIM U.S. Large Cap Buffer10 Jul ETF, AllianzIM U.S. Large Cap Buffer20 Jul ETF, AllianzIM U.S. Large Cap Buffer10 Oct ETF and AllianzIM U.S. Large Cap Buffer20 Oct ETF) is a non-diversified series of the Trust. Each of AllianzIM U.S. Large Cap Buffer10 Jan ETF, AllianzIM U.S. Large Cap Buffer20 Jan ETF, AllianzIM U.S. Large Cap Buffer10 Apr ETF, AllianzIM U.S. Large Cap Buffer20 Apr ETF, AllianzIM U.S. Large Cap Buffer10 Jul ETF, AllianzIM U.S. Large Cap Buffer20 Jul ETF, AllianzIM U.S. Large Cap Buffer10 Oct ETF and AllianzIM U.S. Large Cap Buffer20 Oct ETF (collectively, the “Diversified Funds”) is a diversified series of the Trust. The Funds’ investment adviser is Allianz Investment Management LLC (the “Adviser”). The Funds’ distributor is Foreside Fund Services, LLC (the “Distributor”).

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF, AllianzIM U.S. Large Cap Buffer10 Feb ETF, AllianzIM U.S. Large Cap Buffer10 Mar ETF, AllianzIM U.S. Large Cap Buffer10 Apr ETF, AllianzIM U.S. Large Cap Buffer10 May ETF, AllianzIM U.S. Large Cap Buffer10 Jun ETF, AllianzIM U.S. Large Cap Buffer10 Jul ETF, AllianzIM U.S. Large Cap Buffer10 Aug ETF, AllianzIM U.S. Large Cap Buffer10 Sep ETF, AllianzIM U.S. Large Cap Buffer10 Oct ETF, AllianzIM U.S. Large Cap Buffer10 Nov ETF, AllianzIM U.S. Large Cap Buffer10 Dec ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF and AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF seek to match, at the end of the current Outcome Period (as defined in such Fund’s prospectus), the share price returns of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”), up to a specified upside Cap, while providing a Buffer against the first 10% of Underlying ETF losses. The Cap and the Buffer will be reduced after taking into account management fees and other Fund fees and expenses.

 

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF and AllianzIM U.S. Equity Buffer15 Uncapped May ETF seek to provide, at the end of the current Outcome Period (as defined in such Fund’s prospectus), returns that track the share price returns of the Underlying ETF that are in excess of the Spread in positive markets environments, while providing downside protection with a Buffer against the first 15% of Underlying ETF losses. The stated Spread and Buffer are before Fund fees and expenses.

 

AllianzIM U.S. Large Cap Buffer20 Jan ETF, AllianzIM U.S. Large Cap Buffer20 Feb ETF, AllianzIM U.S. Large Cap Buffer20 Mar ETF, AllianzIM U.S. Large Cap Buffer20 Apr ETF, AllianzIM U.S. Large Cap Buffer20 May ETF, AllianzIM U.S. Large Cap Buffer20 Jun ETF, AllianzIM U.S. Large Cap Buffer20 Jul ETF, AllianzIM U.S. Large Cap Buffer20 Aug ETF, AllianzIM U.S. Large Cap Buffer20 Sep ETF, AllianzIM U.S. Large Cap Buffer20 Oct ETF, AllianzIM U.S. Large Cap Buffer20 Nov ETF and AllianzIM U.S. Large Cap Buffer20 Dec ETF seek to match, at the end of the current Outcome Period (as defined in such Fund’s prospectus), the

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

share price returns of the Underlying ETF, up to a specified upside Cap, while providing a Buffer against the first 20% of Underlying ETF losses. The Cap and the Buffer will be reduced after taking into account management fees and other Fund fees and expenses.

 

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF and AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF seek to match, at the end of the current Outcome Period (as defined in such Fund’s prospectus), the share price returns of the Underlying ETF, up to a specified upside Cap, while providing a Floor with protection to a maximum loss of 5%. The stated Cap and Floor are before Fund fees and expenses.

 

The Underlying ETF is an exchange-traded unit investment trust that seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the S&P 500® Index (the “Underlying Index”). The Underlying Index is a large-cap, market-weighted, U.S. equities index. The Underlying ETF seeks to achieve its investment objective by holding a portfolio of the common stocks that are included in the Underlying Index, with the weight of each stock in the Underlying ETF’s portfolio substantially corresponding to the weight of such stock in the Underlying Index. The Funds that invest in the FLexible EXchange® Options (“FLEX Options”) on the Underlying ETF will not receive or benefit from any dividend payments made by the Underlying ETF.

 

Each Fund is a separate series of the Trust, and each share of a Fund represents an equal proportionate interest in the Fund. All consideration received by the Trust for a Fund’s shares and all assets of a Fund belong solely to that Fund and would be subject to liabilities related thereto.

 

The net asset value (“NAV”) is determined as of the close of trading (normally 4:00 p.m., Eastern Time) on each day the New York Stock Exchange (“NYSE” or “Exchange”) is open for business. NAV is calculated for each Fund by taking the value of the Fund’s total assets, including interest or dividends accrued but not yet collected, less all liabilities, and dividing such amount by the total number of Shares outstanding. The result, rounded to the nearest cent, is the NAV per share.

 

NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

The accompanying financial statements were prepared in accordance with accounting principles generally accepted in the United States of America (“GAAP”), which require the use of estimates and assumptions to be made by management. These may affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates. The following is a summary of significant accounting policies consistently followed by the Funds in preparation of their financial statements.

 

a.Basis of Presentation

 

The financial statements have been prepared in conformity with GAAP as detailed in the Financial Accounting Standards Board’s (“FASB”) Accounting Standards Codification (“ASC”). Each Fund is an investment company and follows the accounting and reporting guidance in FASB Accounting Standards Codification Topic 946 “Financial Services – Investment Companies.”

 

b.Investment Valuation

 

The Funds’ investments are valued daily at market or, in the absence of market value with respect to any investments, at fair value. Market value prices generally represent last sale or official closing prices from a national or foreign exchange (i.e., a regulated market) and are primarily obtained from third-party pricing services. Fair value prices represent any prices not considered market value prices and are determined in accordance with valuation procedures approved by the Board and the requirements of the 1940 Act. As a general principle, the current “fair value” of a security would be the amount which the owner might reasonably expect to receive for the security upon its current sale. Valuing the Funds’ assets using fair value pricing can result in using prices for those assets that may differ from current market valuations.

 

Options purchased and written by the Funds generally are valued at the last sale price on the principal exchange on which the option is traded, as of the close of the NYSE. The close of trading for some options exchanges may occur later than the closing of the NYSE. If market quotations are not available, the value of an option may be priced at fair value as determined in accordance with valuation procedures approved by the Board and the requirements of the 1940 Act.

 

The Funds place excess cash balances into overnight time deposits with one or more eligible deposit institutions that meet credit and risk standards approved by the Funds. These are classified as short-term investments in the Funds’ Schedule of Investments.

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

Fair value pricing is used by a Fund when reliable market valuations are not readily available or are not deemed to reflect current market values. Securities that may be valued using “fair value” pricing may include, but are not limited to, securities for which there are no current market quotations or whose issuer is in default or bankruptcy, securities subject to corporate actions (such as mergers or reorganizations), securities subject to non-U.S. investment limits or currency controls, and securities affected by “significant events.” An example of a significant event is an event occurring after the close of the market in which a security trades but before a Fund’s next net asset value calculation time that may materially affect the value of the Fund’s investment (e.g., government action, natural disaster, or significant market fluctuation). When fair-value pricing is employed, the prices of securities used by a Fund to calculate its net asset value may differ from quoted or published prices for the same securities.

 

The Board has designated the Adviser to perform the Fund’s fair value determinations in accordance with valuation procedures approved by the Board. The effect of using fair value pricing is that the Fund’s NAV will be subject to the judgment of the Adviser. The Adviser’s fair valuation process is subject to the oversight of the Board.

Various inputs are used in determining the value of the Funds’ investments. The three levels defined by the hierarchy are as follows:

 

Level 1 — unadjusted quoted prices in active markets for identical assets

 

Level 2 — other significant inputs (including quoted prices of similar securities, interest rates, prepayment speeds, credit risk, etc.)

 

Level 3 — significant unobservable inputs (including the Adviser’s own assumptions in determining the fair value of assets and liabilities)

 

The inputs or methodology used for valuing assets and liabilities are not necessarily an indication of the risk associated with investing in those assets and liabilities.

 

The following tables summarize the valuation of the Funds’ assets and liabilities under the fair value hierarchy levels as of April 30, 2024:

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $118,491,908   $—     $118,491,908 
Option Purchased - Puts   —      2,833,182    —      2,833,182 
Short-Term Investments                    
Time Deposits   205,141    —      —      205,141 
Total Assets  $205,141   $121,325,090   $—     $121,530,231 
Liabilities                    
Call Options Written  $—     $(1,881,597)  $—     $(1,881,597)
Put Options Written   —      (1,292,271)   —      (1,292,271)
Total Liabilities  $—     $(3,173,868)  $—     $(3,173,868)

 

AllianzIM U.S. Large Cap Buffer20 Jan ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $408,782,709   $—     $408,782,709 
Option Purchased - Puts   —      9,791,515    —      9,791,515 
Short-Term Investments                    
Time Deposits   623,449    —      —      623,449 
Total Assets  $623,449   $418,574,224   $—     $419,197,673 
Liabilities                    
Call Options Written  $—     $(13,513,924)  $—     $(13,513,924)
Put Options Written   —      (2,247,125)   —      (2,247,125)
Total Liabilities  $—     $(15,761,049)  $—     $(15,761,049)
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AIM ETF PRODUCTS TRUST

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Feb ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $80,221,978   $—     $80,221,978 
Option Purchased - Puts   —      2,333,653    —      2,333,653 
Short-Term Investments                    
Time Deposits   107,293    —      —      107,293 
Total Assets  $107,293   $82,555,631   $—     $82,662,924 
Liabilities                    
Call Options Written  $—     $(1,209,477)  $—     $(1,209,477)
Put Options Written   —      (1,088,410)   —      (1,088,410)
Total Liabilities  $—     $(2,297,887)  $—     $(2,297,887)

 

AllianzIM U.S. Large Cap Buffer20 Feb ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $208,596,466   $—     $208,596,466 
Option Purchased - Puts   —      6,078,433    —      6,078,433 
Short-Term Investments                    
Time Deposits   455,131    —      —      455,131 
Total Assets  $455,131   $214,674,899   $—     $215,130,030 
Liabilities                    
Call Options Written  $—     $(6,559,665)  $—     $(6,559,665)
Put Options Written   —      (1,434,120)   —      (1,434,120)
Total Liabilities  $—     $(7,993,785)  $—     $(7,993,785)

 

AllianzIM U.S. Large Cap Buffer10 Mar ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $97,981,806   $—     $97,981,806 
Option Purchased - Puts   —      4,415,015    —      4,415,015 
Short-Term Investments                    
Time Deposits   94,031    —      —      94,031 
Total Assets  $94,031   $102,396,821   $—     $102,490,852 
Liabilities                    
Call Options Written  $—     $(651,591)  $—     $(651,591)
Put Options Written   —      (2,043,025)   —      (2,043,025)
Total Liabilities  $—     $(2,694,616)  $—     $(2,694,616)

 

AllianzIM U.S. Large Cap Buffer20 Mar ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $231,404,672   $—     $231,404,672 
Option Purchased - Puts   —      10,443,668    —      10,443,668 
Short-Term Investments                    
Time Deposits   230,621    —      —      230,621 
Total Assets  $230,621   $241,848,340   $—     $242,078,961 
Liabilities                    
Call Options Written  $—     $(3,446,084)  $—     $(3,446,084)
Put Options Written   —      (2,315,169)   —      (2,315,169)
Total Liabilities  $—     $(5,761,253)  $—     $(5,761,253)

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Apr ETF
    Level 1     Level 2     Level 3     Total 
Assets                        
Option Purchased - Calls  $ 81,029,472   $ —     $ —     $ 81,029,472 
Option Purchased - Puts    4,831,716     —       —       4,831,716 
Short-Term Investments                        
Time Deposits    68,150     —       —       68,150 
Total Assets  $ 85,929,338   $ —     $ —     $ 85,929,338 
Liabilities                        
Call Options Written  $ (335,376)  $ —     $ —     $ (335,376)
Put Options Written    (2,321,328)    —       —       (2,321,328)
Total Liabilities  $ (2,656,704)  $ —     $ —     $ (2,656,704)

 

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $15,542,101   $—     $15,542,101 
Option Purchased - Puts   —      1,168,768    —      1,168,768 
Short-Term Investments                    
Time Deposits   1,061    —      —      1,061 
Total Assets  $1,061   $16,710,869   $—     $16,711,930 
Liabilities                    
Put Options Written  $(310,050)  $—     $—     $(310,050)
Total Liabilities  $(310,050)  $—     $—     $(310,050)

 

AllianzIM U.S. Large Cap Buffer20 Apr ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $283,795,786   $—     $—     $283,795,786 
Option Purchased - Puts   17,038,234    —      —      17,038,234 
Short-Term Investments                    
Time Deposits   186,154    —      —      186,154 
Total Assets  $301,020,174   $—     $—     $301,020,174 
Liabilities                    
Call Options Written  $(2,667,806)  $—     $—     $(2,667,806)
Put Options Written   (3,877,826)   —      —      (3,877,826)
Total Liabilities  $(6,545,632)  $—     $—     $(6,545,632)

 

AllianzIM U.S. Large Cap Buffer10 May ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $11,641,409   $—     $—     $11,641,409 
Option Purchased - Puts   525,808    —      —      525,808 
Short-Term Investments                    
Time Deposits   218,872    —      —      218,872 

Total Assets  $12,386,089   $—     $—     $12,386,089 
Liabilities                    
Call Options Written  $(143,724)  $—     $—     $(143,724)
Put Options Written   (264,556)   —      —      (264,556)
Total Liabilities  $(408,280)  $—     $—     $(408,280)
122 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Equity Buffer15 Uncapped May ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $4,738,536   $—     $—     $4,738,536 
Option Purchased - Puts   271,557    —      —      271,557 
Total Assets  $5,010,093   $—     $—     $5,010,093 
Liabilities                    
Put Options Written  $(77,814)  $—     $—     $(77,814)
Total Liabilities  $(77,814)  $—     $—     $(77,814)

 

AllianzIM U.S. Large Cap Buffer20 May ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $39,212,580   $—     $—     $39,212,580 
Option Purchased - Puts   1,773,645    —      —      1,773,645 
Short-Term Investments                    
Time Deposits   453,568    —      —      453,568 
Total Assets  $41,439,793   $—     $—     $41,439,793 
Liabilities                    
Call Options Written  $(926,970)  $—     $—     $(926,970)
Put Options Written   (451,560)   —      —      (451,560)
Total Liabilities  $(1,378,530)  $—     $—     $(1,378,530)

 

AllianzIM U.S. Large Cap Buffer10 Jun ETF
   Level 1  Level 2  Level 3  Total
Assets            
Option Purchased - Calls  $—     $8,982,456   $—     $8,982,456 
Option Purchased - Puts   —      3,807    —      3,807 
Short-Term Investments                    
Time Deposits   143,002    —      —      143,002 
Total Assets  $143,002   $8,986,263   $—     $9,129,265 
Liabilities                    
Call Options Written  $—     $(189,454)  $—     $(189,454)
Put Options Written   —      (1,976)   —      (1,976)

Total Liabilities  $—     $(191,430)  $—     $(191,430)

 

AllianzIM U.S. Large Cap Buffer20 Jun ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $23,901,406   $—     $23,901,406 
Option Purchased - Puts   —      10,145    —      10,145 
Short-Term Investments                    
Time Deposits   364,520    —      —      364,520 
Total Assets  $364,520   $23,911,551   $—     $24,276,071 
Liabilities                    
Call Options Written  $—     $(1,548,166)  $—     $(1,548,166)
Put Options Written   —      (2,673)   —      (2,673)
Total Liabilities  $—     $(1,550,839)  $—     $(1,550,839)
123 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Jul ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $31,018,996   $—     $31,018,996 
Option Purchased - Puts   —      68,939    —      68,939 
Short-Term Investments                    
Time Deposits   445,178    —      —      445,178 
Total Assets  $445,178   $31,087,935   $—     $31,533,113 
Liabilities                    
Call Options Written  $—     $(209,695)  $—     $(209,695)
Put Options Written   —      (25,796)   —      (25,796)
Total Liabilities  $—     $(235,491)  $—     $(235,491)

 

AllianzIM U.S. Large Cap Buffer20 Jul ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $147,626,761   $—     $147,626,761 
Option Purchased - Puts   —      328,898    —      328,898 
Short-Term Investments                    
Time Deposits   1,192,797    —      —      1,192,797 
Total Assets  $1,192,797   $147,955,659   $—     $149,148,456 
Liabilities                    
Call Options Written  $—     $(4,092,096)  $—     $(4,092,096)
Put Options Written   —      (66,201)   —      (66,201)
Total Liabilities  $—     $(4,158,297)  $—     $(4,158,297)

 

AllianzIM U.S. Large Cap Buffer10 Aug ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $27,887,394   $—     $27,887,394 
Option Purchased - Puts   —      168,306    —      168,306 
Short-Term Investments                    
Time Deposits   327,851    —      —      327,851 
Total Assets  $327,851   $28,055,700   $—     $28,383,551 
Liabilities                    
Call Options Written  $—     $(92,963)  $—     $(92,963)
Put Options Written   —      (59,147)   —      (59,147)
Total Liabilities  $—     $(152,110)  $—     $(152,110)

 

AllianzIM U.S. Large Cap Buffer20 Aug ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $80,921,710   $—     $80,921,710 
Option Purchased - Puts   —      489,751    —      489,751 
Short-Term Investments                    
Time Deposits   848,584    —      —      848,584 
Total Assets  $848,584   $81,411,461   $—     $82,260,045 
Liabilities                    
Call Options Written  $—     $(1,387,887)  $—     $(1,387,887)
Put Options Written   —      (82,702)   —      (82,702)
Total Liabilities  $—     $(1,470,589)  $—     $(1,470,589)

124 

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Sep ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $12,438,678   $—     $12,438,678 
Option Purchased - Puts   —      87,039    —      87,039 
Short-Term Investments                    
Time Deposits   91,037    —      —      91,037 
Total Assets  $91,037   $12,525,717   $—     $12,616,754 
Liabilities                    
Call Options Written  $—     $(115,568)  $—     $(115,568)
Put Options Written   —      (35,824)   —      (35,824)
Total Liabilities  $—     $(151,392)  $—     $(151,392)

 

AllianzIM U.S. Large Cap Buffer20 Sep ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $36,665,602   $—     $36,665,602 
Option Purchased - Puts   —      257,169    —      257,169 
Short-Term Investments                    
Time Deposits   174,896    —      —      174,896 
Total Assets  $174,896   $36,922,771   $—     $37,097,667 
Liabilities                    
Call Options Written  $—     $(1,118,360)  $—     $(1,118,360)
Put Options Written   —      (53,418)   —      (53,418)
Total Liabilities  $—     $(1,171,778)  $—     $(1,171,778)

 

AllianzIM U.S. Large Cap Buffer10 Oct ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $40,526,779   $—     $40,526,779 
Option Purchased - Puts   —      239,479    —      239,479 
Short-Term Investments                    
Time Deposits   109,483    —      —      109,483 
Total Assets  $109,483   $40,766,258   $—     $40,875,741 
Liabilities                    
Call Options Written  $—     $(1,452,422)  $—     $(1,452,422)
Put Options Written   —      (118,898)   —      (118,898)
Total Liabilities  $—     $(1,571,320)  $—     $(1,571,320)

 

AllianzIM U.S. Large Cap Buffer20 Oct ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $139,969,789   $—     $139,969,789 
Option Purchased - Puts   —      828,398    —      828,398 
Short-Term Investments                    
Time Deposits   465,728    —      —      465,728 
Total Assets  $465,728   $140,798,187   $—     $141,263,915 
Liabilities                    
Call Options Written  $—     $(9,534,861)  $—     $(9,534,861)
Put Options Written   —      (228,807)   —      (228,807)
Total Liabilities  $—     $(9,763,668)  $—     $(9,763,668)
125 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Nov ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $10,419,997   $—     $10,419,997 
Option Purchased - Puts   —      66,069    —      66,069 
Short-Term Investments                    
Time Deposits   8,390    —      —      8,390 
Total Assets  $8,390   $10,486,066   $—     $10,494,456 
Liabilities                    
Call Options Written  $—     $(581,916)  $—     $(581,916)
Put Options Written   —      (35,343)   —      (35,343)
Total Liabilities  $—     $(617,259)  $—     $(617,259)

 

AllianzIM U.S. Large Cap Buffer20 Nov ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $35,176,454   $—     $35,176,454 
Option Purchased - Puts   —      223,363    —      223,363 
Short-Term Investments                    
Time Deposits   108,492    —      —      108,492 
Total Assets  $108,492   $35,399,817   $—     $35,508,309 
Liabilities                    
Call Options Written  $—     $(3,175,547)  $—     $(3,175,547)
Put Options Written   —      (69,872)   —      (69,872)
Total Liabilities  $—     $(3,245,419)  $—     $(3,245,419)

 

AllianzIM U.S. Large Cap Buffer10 Dec ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $50,506,329   $—     $50,506,329 
Option Purchased - Puts   —      736,431    —      736,431 
Short-Term Investments                    
Time Deposits   128,243    —      —      128,243 
Total Assets  $128,243   $51,242,760   $—     $51,371,003 
Liabilities                    
Call Options Written  $—     $(1,171,911)  $—     $(1,171,911)
Put Options Written   —      (346,843)   —      (346,843)
Total Liabilities  $—     $(1,518,754)  $—     $(1,518,754)

 

AllianzIM U.S. Large Cap Buffer20 Dec ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $86,816,485   $—     $86,816,485 
Option Purchased - Puts   —      1,268,243    —      1,268,243 
Short-Term Investments                    
Time Deposits   280,162    —      —      280,162 
Total Assets  $280,162   $88,084,728   $—     $88,364,890 
Liabilities                    
Call Options Written  $—     $(4,089,033)  $—     $(4,089,033)
Put Options Written   —      (317,030)   —      (317,030)
Total Liabilities  $—     $(4,406,063)   $—     $(4,406,063) 
126 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $99,968,635   $—     $99,968,635 
Option Purchased - Puts   —      666,797    —      666,797 
Short-Term Investments                    
Time Deposits   595,646    —      —      595,646 
Total Assets  $595,646   $100,635,432   $—     $101,231,078 
Liabilities                    
Call Options Written  $—     $(1,609,519)  $—     $(1,609,519)
Put Options Written   —      (148,385)   —      (148,385)
Total Liabilities  $—     $(1,757,904)  $—     $(1,757,904)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF
   Level 1  Level 2  Level 3  Total
Assets            
Option Purchased - Calls  $—     $18,038,345   $—     $18,038,345 

Option Purchased - Puts   —      225,880    —      225,880 
Short-Term Investments                    
Time Deposits   137,909    —      —      137,909 
Total Assets  $137,909   $18,264,225   $—     $18,402,134 
Liabilities                    
Call Options Written  $—     $(272,231)  $—     $(272,231)
Put Options Written   —      (61,057)   —      (61,057)
Total Liabilities  $—     $(333,288)  $—     $(333,288)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $49,662,797   $—     $49,662,797 
Option Purchased - Puts   —      1,487,781    —      1,487,781 
Short-Term Investments                    
Time Deposits   229,350    —      —      229,350 
Total Assets  $229,350   $51,150,578   $—     $51,379,928 
Liabilities                    
Call Options Written  $—     $(248,981)  $—     $(248,981)
Put Options Written   —      (407,782)   —      (407,782)
Total Liabilities  $—     $(656,763)  $—     $(656,763)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $70,092,068   $—     $70,092,068 
Option Purchased - Puts   —      3,329,240    —      3,329,240 
Short-Term Investments                    
Time Deposits   310,589    —      —      310,589 
Total Assets  $310,589   $73,421,308   $—     $73,731,897 
Liabilities                    
Call Options Written  $—     $(221,264)  $—     $(221,264)
Put Options Written   —      (992,806)   —      (992,806)
Total Liabilities  $—     $(1,214,070)  $—     $(1,214,070)
127 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF
   Level 1  Level 2  Level 3  Total
Assets            
Option Purchased - Calls  $4,903,074   $—     $—     $4,903,074 
Option Purchased - Puts   158,202    —      —      158,202 

Total Assets  $5,061,276   $—     $—     $5,061,276 
Liabilities                    
Call Options Written  $(71,280)  $—     $—     $(71,280)
Put Options Written   (57,321)   —      —      (57,321)
Total Liabilities  $(128,601)  $—     $—     $(128,601)

 

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $10,927,701   $—     $10,927,701 
Option Purchased - Puts   —      39,686    —      39,686 
Short-Term Investments                    
Time Deposits   96,206    —      —      96,206 
Total Assets  $96,206   $10,967,387   $—     $11,063,593 
Liabilities                    
Call Options Written  $—     $(95,738)  $—     $(95,738)
Total Liabilities  $—     $(95,738)  $—     $(95,738)

 

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF

 

   Level 1  Level 2  Level 3  Total
Assets                    
Option Purchased - Calls  $—     $66,511,108   $—     $66,511,108 
Option Purchased - Puts   —      1,714,192    —      1,714,192 
Short-Term Investments                    
Time Deposits   270,278    —      —      270,278 
Total Assets  $270,278   $68,225,300   $—     $68,495,578 
Liabilities                    
Call Options Written  $—     $(162,597)  $—     $(162,597)
Total Liabilities  $—     $(162,597)  $—     $(162,597)

 

c.Derivatives

 

FLEX Options - Each Fund intends to invest substantially all of its assets in FLEX Options on the Underlying ETF (as described above). FLEX Options are customizable exchange-traded option contracts guaranteed for settlement by the Options Clearing Corporation (“OCC”), a market clearinghouse.

 

Options on ETF - The FLEX Options in which each Fund invests are both purchased and written put and call options on the Underlying ETF. The Funds may also invest in other types of options. In general, an options contract is an agreement between a buyer and seller that gives the purchaser of the option the right, but not the obligation, to buy (in the case of a call option) or sell (in the case of a put option) a particular asset at a specified future date at an agreed upon price.

 

The Funds purchase and sell call and put FLEX Options. In general, put options give the holder (i.e., the buyer) the right, but not the obligation, to sell an asset (or, in the case of certain put options, to receive a cash settlement equal to the amount by which the strike price of the option exceeds the value of the asset, times a specified multiple) and the seller (i.e., the writer) of the put has the obligation to buy the asset (or, in the case of an certain put options, to deliver a cash settlement equal to the amount by which the strike price of the option exceeds the value of the asset, times a specified multiple) at a certain defined price. Call options give the holder (i.e., the buyer) the right, but not the obligation, to buy an asset (or, in the case of certain call options,

128 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

to receive a cash settlement equal to the amount by which the value of the asset exceeds the strike price of the option, times a specified multiple) and the seller (i.e., the writer) the obligation to sell the asset (or, in the case of certain call options, to deliver a cash settlement equal to the amount by which the value of the asset exceeds the strike price of the option, times a specified multiple) at a certain defined price.

 

d.Summary of Derivatives Information

The following tables present the value of derivatives held as of April 30, 2024, by the primary underlying risk exposure and respective location in the Statements of Assets and Liabilities:

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:          
Equity contracts  $121,325,090   $—   
Gross Liabilities:          
Equity contracts  $—     $(3,173,868)

 

  AllianzIM U.S. Large Cap Buffer20 Jan ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $418,574,224   $—   
Gross Liabilities:          
Equity contracts  $—     $(15,761,049)

 

  AllianzIM U.S. Large Cap Buffer10 Feb ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $82,555,631   $—   
Gross Liabilities:          
Equity contracts  $—     $(2,297,887)

 

  AllianzIM U.S. Large Cap Buffer20 Feb ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $214,674,899   $—   
Gross Liabilities:          
Equity contracts  $—     $(7,993,785)

 

  AllianzIM U.S. Large Cap Buffer10 Mar ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $102,396,821   $—   
Gross Liabilities:          
Equity contracts  $—     $(2,694,616)
129 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

  AllianzIM U.S. Large Cap Buffer20 Mar ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $241,848,340   $—   
Gross Liabilities:          
Equity contracts  $—     $(5,761,253)

 

  AllianzIM U.S. Large Cap Buffer10 Apr ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $85,861,188   $—   
Gross Liabilities:          
Equity contracts  $—     $(2,656,704)

 

  AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $16,710,869   $—   
Gross Liabilities:          
Equity contracts  $—     $(310,050)

 

  AllianzIM U.S. Large Cap Buffer20 Apr ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $300,834,020   $—   
Gross Liabilities:          
Equity contracts  $—     $(6,545,632)

 

  AllianzIM U.S. Large Cap Buffer10 May ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $12,167,217   $—   
Gross Liabilities:          
Equity contracts  $—     $(408,280)

 

  AllianzIM U.S. Equity Buffer15 Uncapped May ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $5,010,093   $—   
Gross Liabilities:          
Equity contracts  $—     $(77,814)
130 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

  AllianzIM U.S. Large Cap Buffer20 May ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $40,986,225   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,378,530)

 

AllianzIM U.S. Large Cap Buffer10 Jun ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:           
Equity contracts  $8,986,263   $—   
Gross Liabilities:          
Equity contracts  $—     $(191,430)

 

AllianzIM U.S. Large Cap Buffer20 Jun ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $23,911,551   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,550,839)

 

AllianzIM U.S. Large Cap Buffer10 Jul ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $31,087,935   $—   
Gross Liabilities:          
Equity contracts  $—     $(235,491)

 

AllianzIM U.S. Large Cap Buffer20 Jul ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $147,955,659   $—   
Gross Liabilities:          
Equity contracts  $—     $(4,158,297)

 

AllianzIM U.S. Large Cap Buffer10 Aug ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $28,055,700   $—   
Gross Liabilities:          
Equity contracts  $—     $(152,110)
131 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer20 Aug ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $81,411,461   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,470,589)

 

AllianzIM U.S. Large Cap Buffer10 Sep ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $12,525,717   $—   
Gross Liabilities:          
Equity contracts  $—     $(151,392)

 

AllianzIM U.S. Large Cap Buffer20 Sep ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $36,922,771   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,171,778)

 

AllianzIM U.S. Large Cap Buffer10 Oct ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $40,766,258   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,571,320)

 

AllianzIM U.S. Large Cap Buffer20 Oct ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $140,798,187   $—   
Gross Liabilities:          
Equity contracts  $—     $(9,763,668)

 

AllianzIM U.S. Large Cap Buffer10 Nov ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $10,486,066   $—   
Gross Liabilities:          
Equity contracts  $—     $(617,259)
132 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer20 Nov ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $35,399,817   $—   
Gross Liabilities:          
Equity contracts  $—     $(3,245,419)

 

AllianzIM U.S. Large Cap Buffer10 Dec ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $51,242,760   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,518,754)

 

AllianzIM U.S. Large Cap Buffer20 Dec ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $88,084,728   $—   
Gross Liabilities:          
Equity contracts  $—     $(4,406,063)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $100,635,432   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,757,904)

  

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF

Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $18,264,225   $—   
Gross Liabilities:          
Equity contracts  $—     $(333,288)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $51,150,578   $—   
Gross Liabilities:          
Equity contracts  $—     $(656,763)
133 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $73,421,308   $—   
Gross Liabilities:          
Equity contracts  $—     $(1,214,070)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $5,061,276   $—   
Gross Liabilities:          
Equity contracts  $—     $(128,601)

 

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $10,967,387   $—   
Gross Liabilities:          
Equity contracts  $—     $(95,738)

 

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF
Derivative Contracts  Statements of Assets and Liabilities Location
   Investments, at value  Options Contracts Written, at value
Gross Assets:        —   
Equity contracts  $68,225,300   $—   
Gross Liabilities:          
Equity contracts  $—     $(162,597)

 

The following tables present the effect of derivatives in the Statements of Operations for the period ended April 30, 2024, by primary underlying risk exposure:

 

AllianzIM U.S. Large Cap Buffer10 Jan ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $10,966,673   $1,555,932 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(2,354,475)  $(1,126,498)
134 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer20 Jan ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $46,350,205   $580,416 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(19,456,371)  $(9,415,802)

 

AllianzIM U.S. Large Cap Buffer10 Feb ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $4,570,878   $1,143,236 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $1,414,781   $(693,719)

 

AllianzIM U.S. Large Cap Buffer20 Feb ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $5,701,147   $(478,888)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $3,664,916   $(1,596,135)

 

AllianzIM U.S. Large Cap Buffer10 Mar ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $1,502,787   $(342,583)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(1,243,309)  $295,425 

 

AllianzIM U.S. Large Cap Buffer20 Mar ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $5,686,773   $(2,353,983)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(4,167,876)  $1,750,201 

135 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Apr ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $6,098,078   $(1,072,626)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(2,168,751)  $(713,098)

 

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $—     $—   
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(316,424)  $(19,891)

 

AllianzIM U.S. Large Cap Buffer20 Apr ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $25,621,010   $(10,468,165)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(7,326,966)  $(1,141,081)

 

AllianzIM U.S. Large Cap Buffer10 May ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $6,074,220   $764,684 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $123,127   $(1,129,219)

 

AllianzIM U.S. Equity Buffer15 Uncapped May ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $—     $—   
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(762)  $(381)

136 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer20 May ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $11,268,910   $(2,117,098)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(51,946)  $(2,154,999)

 

AllianzIM U.S. Large Cap Buffer10 Jun ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $4,901,525   $(35,377)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $137,710   $(590,437)

 

AllianzIM U.S. Large Cap Buffer20 Jun ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $9,545,747   $(1,214,705)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $422,540   $(2,863,434)

 

AllianzIM U.S. Large Cap Buffer10 Jul ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $12,451,677   $796,532 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $1,739,921   $(57,631)

 

AllianzIM U.S. Large Cap Buffer20 Jul ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $27,529,648   $1,327,144 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $2,445,673   $(6,462,513)
137 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer10 Aug ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $10,152,451   $855,976 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $590,442   $335,785 

 

AllianzIM U.S. Large Cap Buffer20 Aug ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $24,089,573   $(1,422,275)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $1,111,642   $(2,254,732)

 

AllianzIM U.S. Large Cap Buffer10 Sep ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $3,115,086   $223,742 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(351,030)  $(28,141)

 

AllianzIM U.S. Large Cap Buffer20 Sep ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $7,315,165   $(128,371)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(1,562,773)  $(989,981)

 

AllianzIM U.S. Large Cap Buffer10 Oct ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $7,046,048   $659,483 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(1,167,250)  $(1,160,022)
138 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap Buffer20 Oct ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $21,607,474   $130,662 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(764,219)  $(7,717,817)

 

AllianzIM U.S. Large Cap Buffer10 Nov ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $1,538,176   $52,599 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $231,894   $(420,822)

 

AllianzIM U.S. Large Cap Buffer20 Nov ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $4,149,398   $4,137 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $834,828   $(2,233,363)

 

AllianzIM U.S. Large Cap Buffer10 Dec ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $4,970,832   $974,693 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $214,354   $(984,600)

 

AllianzIM U.S. Large Cap Buffer20 Dec ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $12,830,061   $2,079,156 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $1,529,776   $(5,108,568)
139 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $14,748,436   $4,473,070 
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $53,637   $(1,482,432)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $2,168,954   $(625,146)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(203,165)  $106,620 

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $23,919   $(20,374)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(385,016)  $427,876 

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $8,022,678   $(4,456,876)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(908,803)  $199,886 

 

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $—     $—   
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(763)  $(762)

140 

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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $841,630   $(256,509)
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $16,067   $34,707 

 

 

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF   
Derivative Contracts  Options Contracts Purchased   Options Contracts Written 
Amount of Net Realized Gain (Loss) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $—     $—   
Amount of Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in the Statement of Operations          
Equity contracts  $(536,808)  $135,164 

 

Derivatives Volume

The tables below disclose the monthly average contract volume of the Funds’ options contracts traded during the period ended April 30, 2024:

 

  

AllianzIM U.S. Large Cap Buffer10

Jan ETF

 

AllianzIM U.S. Large Cap Buffer20

Jan ETF

 

AllianzIM U.S. Large Cap Buffer10

Feb ETF

 

AllianzIM U.S. Large Cap Buffer20

Feb ETF

 

AllianzIM U.S. Large Cap Buffer10

Mar ETF

Purchased Options:                         
Average Contracts   3,373    11,587    2,356    4,911    1,385 
Options Written:                         
Average Contracts   3,373    11,587    2,356    4,911    1,385 

 

  

AllianzIM U.S. Large Cap Buffer20

Mar ETF

 

AllianzIM U.S. Large Cap Buffer10

Apr ETF

 

AllianzIM U.S. Equity Buffer15 Uncapped

Apr ETF(1)

  AllianzIM U.S. Large Cap Buffer20 Apr ETF 

AllianzIM U.S. Large Cap Buffer10

May ETF

Purchased Options:                         
Average Contracts   3,207    1,507    650    6,067    1,309 
Options Written:                         
Average Contracts   3,207    1,507    325    6,067    1,309 

 

  

AllianzIM U.S. Equity Buffer15 Uncapped

May ETF(2)

 

AllianzIM U.S. Large Cap Buffer20

May ETF

 

AllianzIM U.S. Large Cap Buffer10

Jun ETF

 

AllianzIM U.S. Large Cap Buffer20

Jun ETF

 

AllianzIM U.S. Large Cap Buffer10

Jul ETF

Purchased Options:                         
Average Contracts   198    2,577    996    2,138    3,892 
Options Written:                         
Average Contracts   99    2,577    996    2,138    3,892 

 

 

(1) Positions were opened for the period March 28, 2024 (commencement of operations) through April 30, 2024.
(2) Positions were opened for the period April 30, 2024 (commencement of operations) through April 30, 2024.
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AIM ETF PRODUCTS TRUST

 

Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

  

AllianzIM U.S. Large Cap Buffer20

Jul ETF

 

AllianzIM U.S. Large Cap Buffer10

Aug ETF

 

AllianzIM U.S. Large Cap Buffer20

Aug ETF

 

AllianzIM U.S. Large Cap Buffer10

Sep ETF

 

AllianzIM U.S. Large Cap Buffer20

Sep ETF

Purchased Options:                         
Average Contracts   9,462    2,757    6,823    878    1,710 
Options Written:                         
Average Contracts   9,462    2,757    6,823    878    1,710 

 

  

AllianzIM U.S. Large Cap Buffer10

Oct ETF

 

AllianzIM U.S. Large Cap Buffer20

Oct ETF

 

AllianzIM U.S. Large Cap Buffer10

Nov ETF

 

AllianzIM U.S. Large Cap Buffer20

Nov ETF

 

AllianzIM U.S. Large Cap Buffer10

Dec ETF

 
Purchased Options:                         
Average Contracts   1,944    5,899    474    1,411    1,660 
Options Written:                         
Average Contracts   1,944    5,899    474    1,411    1,660 

 

  

AllianzIM U.S. Large Cap Buffer20

Dec ETF

  AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF  AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF(3)  AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF(4)  AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF 
Purchased Options:                         
Average Contracts   3,827    5,123    1,395    1,468    2,083 
Options Written:                         
Average Contracts   3,827    5,123    1,395    1,468    2,083 

 

               AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF(5) 

AllianzIM U.S. Equity 6 Month Floor5

Jan/Jul ETF(3)

 

AllianzIM U.S. Equity 6 Month Floor5

Apr/Oct ETF(6)

 
Purchased Options:                               
Average Contracts                   198    622    2,686 
Options Written:                               
Average Contracts                   198    311    1,343 

 

 
(3) Positions were opened for the period January 31, 2024 (commencement of operations) through April 30, 2024.
(4) Positions were opened for the period February 29, 2024 (commencement of operations) through April 30, 2024.
(5) Positions were opened for the period April 30, 2024 (commencement of operations) through April 30, 2024.
(6) Positions were opened for the period March 28, 2024 (commencement of operations) through April 30, 2024.

 

e.Securities Transactions and Net Investment Income

 

Securities transactions are recorded on the trade date. Realized gains (losses) from investment and currency transactions are calculated on the specific identification method. Dividend income is recorded on the ex-date, or for certain foreign securities, when a Fund becomes aware of such dividends. Expenses are recorded on an accrual basis, which may require the use of certain estimates by management that may differ from actual expenses.

 

f.Cash Equivalents and Temporary Investments

 

Each Fund may invest in securities with maturities of less than one year or cash equivalents, including money market funds, or each may hold cash.

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

g.Dividend Distributions

 

Dividends from net investment income, if any, are declared and paid at least annually by the Funds. The Funds distribute net realized capital gains, if any, to shareholders annually.

 

h.Reclassification

 

GAAP requires that certain components of net assets be adjusted to reflect permanent differences between financial and tax reporting. These reclassifications have no effect on net assets or the NAV per share.

 

i.Taxes

 

It is the Funds’ policy to continue to meet the requirements of the Internal Revenue Code applicable to regulated investment companies and to distribute all of their taxable net investment income and capital gains, if any, to their shareholders. Therefore, no federal income tax provision is required. Withholding taxes on foreign dividends, interest and capital gains, if any, are recorded, net of reclaimable amounts, at the time the related income is earned. Management has reviewed the tax positions and has determined that no provision for income tax is required in the Funds’ financial statements for uncertain tax positions for open tax periods. The Funds recognize interest and penalties, if any, related to unrecognized tax benefits as income tax expense in the Statements of Operations. During the period ended April 30, 2024, the Funds did not incur any interest or penalties.

 

NOTE 3 – INVESTMENT ADVISORY AND OTHER AGREEMENTS

Investment Adviser

 

The Adviser, located at 5701 Golden Hills Drive, Minneapolis, Minnesota 55416, furnishes investment advisory services to the Funds pursuant to an Investment Advisory Agreement with the Trust on behalf of each Fund (the “Advisory Agreement”), subject to the supervision and direction of the Board. The Adviser is registered with the Securities and Exchange Commission (“SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended.

 

Pursuant to the Advisory Agreement, each Fund pays the Adviser a unitary management fee for managing the Funds’ assets at the annual rate listed below. This unitary management fee is designed to pay the Funds’ ordinary operating expenses and to compensate the Adviser for the services it provides to the Funds. Under the Advisory Agreement, the Adviser pays all of the ordinary operating expenses of the Funds, excluding (i) the Funds’ investment advisory fees, (ii) acquired fund fees and expenses, (iii) payments under the Funds’ Rule 12b-1 plan (if any), (iv) brokerage expenses (including any costs incidental to transactions in portfolio securities or other instruments), (v) taxes, (vi) interest (including borrowing costs and dividend expenses on securities sold short and overdraft charges), (vii) litigation expenses (including litigation to which the Trust or the Funds may be a party and indemnification of the Trustees and officers with respect thereto), and (viii) other non-routine or extraordinary expenses (including expenses arising from mergers, acquisitions or similar transactions involving any Fund).

 

The fee is equal to the annual rate of 0.74% of the average daily net assets of each Fund. Investment advisory fees are paid at the end of each outcome period.

 

Other Funds’ Service Providers

 

Brown Brothers Harriman & Co. (“BBH”) is the Funds’ administrator, fund accountant, transfer and dividend agent and custodian. BBH is primarily in the business of providing administrative, fund accounting and transfer agent services to retail and institutional mutual funds and ETFs.

 

Foreside Fund Services, LLC (the “Distributor”), serves as the distributor of Creation Units of the Funds. The Distributor is a broker-dealer registered under the Exchange Act and a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”). Foreside Fund Officer Services, LLC provides the Funds with a Principal Financial Officer.

 

Stradley Ronon Stevens and Young, LLP serves as legal counsel to the Trust.

 

Cohen & Company, Ltd. serves as the Funds’ independent registered public accounting firm. The independent registered public accounting firm is responsible for auditing the annual financial statements of the Funds and performing tax compliance services.

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

NOTE 4 – PORTFOLIO SECURITIES

 

There were no aggregate cost of purchases and proceeds from sales of investments (excluding short-term investments) for the reporting period ended April 30, 2024.

 

NOTE 5 – PURCHASE AND SALE OF FUND SHARES

 

The Funds issue and redeem shares at NAV only with Authorized Participants and only in Creation Units (large blocks of 25,000 shares) or multiples thereof, generally in exchange for the deposit or delivery of a basket of instruments (including cash in lieu of any portion of such instruments) and/or an amount of cash that each Fund specifies each day. Except when aggregated in Creation Units, the shares are not redeemable by the Funds.

 

Individual shares may be purchased and sold only on a national securities exchange through brokers. Shares will be listed for trading on NYSE Arca, Inc. or CBOE BZX Exchange, Inc., as applicable (each, an “Exchange”), and because the shares will trade at market prices rather than NAV, shares may trade at prices greater than NAV (at a premium), at NAV, or less than NAV (at a discount).

 

Beneficial Ownership

The beneficial ownership, either directly or indirectly, of more than 25% of the voting securities of a fund creates a presumption of control of the fund under section 2(a)(9) of the 1940 Act. As of April 30, 2024, Allianz Life Insurance Company North America, the parent company of the Adviser (“Allianz Life”), owned more than 25% of the outstanding Shares of AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF, AllianzIM U.S. Large Cap Buffer10 May ETF, AllianzIM U.S. Equity Buffer15 Uncapped May ETF, AllianzIM U.S. Large Cap Buffer10 Jun ETF, AllianzIM U.S. Large Cap Buffer10 Sep ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF and AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF.

 

NOTE 6 – DISTRIBUTIONS AND TAXATION OF THE FUNDS

 

The Funds intend to elect and qualify each year for treatment as a regulated investment company (“RIC”) under the Internal Revenue Code of 1986, as amended (the “Code”). If the Funds meet certain minimum distribution requirements, a RIC is not subject to tax at the fund level on income and gains from investments that are timely distributed to shareholders. However, a Fund’s failure to qualify as a RIC or to meet minimum distribution requirements would result (if certain relief provisions were not available) in fund-level taxation and, consequently, a reduction in income available for distribution to shareholders.

 

The Funds may use the utilization of earnings and profits distributed to shareholders on redemption of shares (in lieu of making some cash distributions) in determining the portion of their income and gains that have been distributed. If the Funds use the utilization of earnings and profits distributed to shareholders on redemption of shares, they will allocate a portion of their undistributed investment company taxable income and net capital gains to redemptions of Fund shares and will correspondingly reduce the amount of such income and gains that they distribute in cash. If the IRS determines that the Funds’ allocation is improper and that the Funds have under-distributed their income and gain for any taxable year, the Funds may be liable for federal income and/or excise tax. If, as a result of such adjustment, the Funds fail to satisfy the distribution requirements under the Code as noted above, the Funds will not qualify that year as a RIC.

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

Distributions to shareholders, which are determined in accordance with federal income tax regulations, and which may differ from GAAP, are recorded on the ex-date. As of October 31, 2023, the following Funds have reclassifications due to permanent book-to-tax differences as a result of net operating losses, redemptions in-kind and the utilization of earnings and profits distributed to shareholders on redemption of shares.

 

   Paid-in Capital  

Total distributable earnings

(accumulated loss)

 
AllianzIM U.S. Large Cap Buffer10 Jan ETF  $4,645,437   $(4,645,437)
AllianzIM U.S. Large Cap Buffer20 Jan ETF   153,325    (153,325)
AllianzIM U.S. Large Cap Buffer10 Feb ETF   1,991,101    (1,991,101)
AllianzIM U.S. Large Cap Buffer20 Feb ETF   4,026,087    (4,026,087)
AllianzIM U.S. Large Cap Buffer10 Mar ETF   869,924    (869,924)
AllianzIM U.S. Large Cap Buffer20 Mar ETF   71,349    (71,349)
AllianzIM U.S. Large Cap Buffer10 Apr ETF   1,368,640    (1,368,640)
AllianzIM U.S. Large Cap Buffer20 Apr ETF   1,968,198    (1,968,198)
AllianzIM U.S. Large Cap Buffer10 May ETF        
AllianzIM U.S. Large Cap Buffer20 May ETF        
AllianzIM U.S. Large Cap Buffer10 Jun ETF        
AllianzIM U.S. Large Cap Buffer20 Jun ETF        
AllianzIM U.S. Large Cap Buffer10 Jul ETF   4,920,495    (4,920,495)
AllianzIM U.S. Large Cap Buffer20 Jul ETF   13,192,557    (13,192,557)
AllianzIM U.S. Large Cap Buffer10 Aug ETF        
AllianzIM U.S. Large Cap Buffer20 Aug ETF        
AllianzIM U.S. Large Cap Buffer10 Sep ETF   83,445    (83,445)
AllianzIM U.S. Large Cap Buffer20 Sep ETF   145,383    (145,383)
AllianzIM U.S. Large Cap Buffer10 Oct ETF   9,100,704    (9,100,704)
AllianzIM U.S. Large Cap Buffer20 Oct ETF   21,489,334    (21,489,334)
AllianzIM U.S. Large Cap Buffer10 Nov ETF   1,556,292    (1,556,292)
AllianzIM U.S. Large Cap Buffer20 Nov ETF   3,856,276    (3,856,276)
AllianzIM U.S. Large Cap Buffer10 Dec ETF   2,499,035    (2,499,035)
AllianzIM U.S. Large Cap Buffer20 Dec ETF   9,169,164    (9,169,164)
AllianzIM U.S. Large Cap 6 Month Buffer10 Jan/Jul ETF   4,106,529    (4,106,529)
AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF   7,157,378    (7,157,378)

 

There were no distributions paid by the Funds during the year ended October 31, 2023.

 

NOTE 7 – INDEMNIFICATION

The Trust will indemnify its officers and trustees for certain liabilities that may arise from the performance of their duties to the Trust. Additionally, in the normal course of business, the Trust enters into contracts that contain a variety of representations and warranties and which provide general indemnities. The Funds’ maximum exposure under these arrangements is unknown, as this would involve future claims that may be made against the Funds that have not yet occurred. However, the Trust expects the risk of loss due to these warranties and indemnities to be remote.

 

NOTE 8 – RISK OF INVESTING IN THE FUNDS

 

The Funds’ investment strategy is different from more typical investment products, and the Funds may be unsuitable for some investors. It is important that investors understand the Funds’ investment strategy before making an investment in the Funds. Investors should carefully review the Funds’ investment objectives, strategies and risks included in the Funds’ prospectus before investing. Risks shown below that are applicable to ETFs, such as the Funds, also apply to the Underlying ETF.

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

FLEX Options Risk

 

The Funds will utilize FLEX Options issued and guaranteed for settlement by the OCC. The Funds bear the risk that the OCC will be unable or unwilling to perform its obligations under the FLEX Options contracts. In the unlikely event that the OCC becomes insolvent or is otherwise unable to meet its settlement obligations, the Funds could suffer significant losses. Additionally, FLEX Options may be less liquid than certain other securities such as standardized options. In a less liquid market for the FLEX Options, the Funds may have difficulty closing out certain FLEX Options positions at desired times and prices. The Funds may experience substantial downside from specific FLEX Option positions and certain FLEX Option positions may expire worthless. The value of the underlying FLEX Options will be affected by, among other things, changes in the Underlying ETF’s share price, changes in interest rates, changes in the actual and implied volatility of the Underlying ETF’s share price and the remaining time until the FLEX Options expire. The value of the FLEX Options does not increase or decrease at the same rate as the Underlying ETF’s share price; although they generally move in the same direction, it is possible they may move in different directions.

 

Underlying ETF Risk

 

The Funds invest in FLEX Options that derive their value from the Underlying ETF, and therefore the Funds’ investment performance largely depends on the investment performance of the Underlying ETF. The value of the Underlying ETF will fluctuate over time based on fluctuations in the values of the securities held by the Underlying ETF, which may be affected by changes in general economic conditions, expectations for future growth and profits, interest rates and the supply and demand for those securities. In addition, ETFs are subject to absence of an active market risk, premium/discount risk, tracking error risk and trading issues risk. Brokerage, tax and other expenses may negatively impact the performance of the Underlying ETF and, in turn, the value of the Funds’ investments. The Underlying ETF seeks to track the Underlying Index but may not exactly match the performance of the Underlying Index due to differences between the portfolio of the Underlying ETF and the components of the Underlying Index, fees and expenses, transaction costs, and other factors.

 

Market Risk

 

The Funds could lose money over short periods due to short-term market movements and over longer periods during more prolonged market downturns. Assets may decline in value due to factors affecting financial markets generally or particular asset classes or industries represented in the markets. The value of a FLEX Option or other asset may also decline due to general market conditions, economic trends or events that are not specifically related to the issuer of the security or other asset, or due to factors that affect a particular issuer or issuers, country, group of countries, region, market, industry, group of industries, sector or asset class. During a general market downturn, multiple asset classes may be negatively affected. Changes in market conditions and interest rates will not have the same impact on all types of securities. In addition, unexpected events and their aftermaths, such as pandemics, epidemics or other public health issues; natural, environmental or man-made disasters; financial, political or social disruptions; military conflict, terrorism and war; and other tragedies or catastrophes, can cause investor fear and panic, which can adversely affect the economies of many companies, sectors, nations, regions and the market in general, in ways that cannot necessarily be foreseen. Any such circumstances could have a materially negative impact on the value of the Funds’ shares and could result in increased market volatility. During any such events, the Funds’ Shares may trade at increased premiums or discounts to their NAV.

 

Buffered Loss Risk (for all Funds other than the AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF and AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF)

 

There can be no guarantee that the Funds will be successful in implementing their stated Buffer strategy in an Outcome Period. Despite the intended Buffer, a shareholder may lose their entire investment. If an investor purchases or sells shares during an Outcome Period after the Underlying ETF’s share price has decreased, the investor may receive less, or none, of the intended benefit of the Buffer. The Funds do not provide principal protection or protection of gains and shareholders could experience significant losses including loss of their entire investment.

 

Capped Upside Return Risk (for all Funds other than the AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF and AllianzIM U.S. Equity Buffer15 Uncapped May ETF)

 

The Funds’ strategy seeks to provide returns that match the share price returns of the Underlying ETF at the end of the Outcome Period, subject to each Fund’s stated Cap. The Cap represents the absolute maximum percentage return an investor can achieve

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

from an investment in a Fund held for the entire Outcome Period. In the event that the Underlying ETF experiences gains in excess of a Fund’s stated Cap for the Outcome Period, the Fund will not participate in those gains beyond the Cap. If an investor purchases or sells shares during an Outcome Period after the Underlying ETF’s share price has increased relative to its price at the close of the market the business day prior to the first day of the Outcome Period, the investor may have little or no opportunity for investment gain on their shares for that Outcome Period. The Cap will change from one Outcome Period to the next and is unlikely to remain the same for consecutive Outcome Periods and could change significantly from one Outcome Period to another.

 

Floor Risk

 

Each of AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF and AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF will be subject to the first 5% of losses experienced by the Underlying ETF’s share price, and there can be no guarantee that each Fund will be successful in its strategy to limit the losses in excess of the first 5% experienced by the Underlying ETF’s share price in an Outcome Period. These Funds do not provide principal protection or protection of gains and shareholders could experience significant losses, including loss of their entire investment. In addition, each Fund’s NAV may not change significantly when the Underlying ETF’s share price is materially below the Floor. If the Outcome Period has begun and the Underlying ETF’s share price has decreased in value by more than 5%, an investor purchasing or selling shares at that time may not benefit from subsequent gains in the Underlying ETF’s share price until the Floor is reached and exceeded again (i.e., the Underlying ETF’s share price has recovered to a loss of only 5% from the start of the Outcome Period).

 

Upside Participation Risk

 

There can be no guarantee that the AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF and AllianzIM U.S. Equity Buffer15 Uncapped May ETF will be successful in their strategy to provide shareholders with a return that tracks the share price returns of the Underlying ETF at the end of an Outcome Period that are in excess of the Spread. Each Fund is intended to only experience positive returns at the end of the Outcome Period if the Underlying ETF’s share price exceeds the Spread. If the Underlying ETF’s share price has not exceeded the Spread at the end of the Outcome Period, each such Fund is not anticipated to participate in any increase. If an investor purchases shares during an Outcome Period after the Underlying ETF’s share price has decreased, the investor will not participate in positive returns unless the Underlying ETF has first increased in value to the Outcome NAV and has also exceeded the Spread at the end of the Outcome Period. If an investor purchases or sells shares during an Outcome Period, the returns realized by the investor will not match those that each Fund seeks to achieve.

 

Investment Objective and Outcome Period Risk

 

There can be no guarantee that the Funds will be successful in their strategy to provide shareholders with a return that matches the share price return of the Underlying ETF at the end of an Outcome Period, subject to the Cap, Buffer, Floor, or Spread, as applicable.The Funds’ strategy is designed to produce the outcomes upon the expiration of the FLEX Options on the last business day of the Outcome Period, and it should not be expected that the outcomes will be provided at any point other than the end of the Outcome Period. If an investor purchases or sells shares during an Outcome Period, the returns realized by the investor will not match those that the Funds seek to achieve for the Outcome Period.

 

Tax Risk

 

To maintain its status as a RIC, the Funds must meet certain income, diversification and distributions tests. For purposes of the diversification test, the identification of the issuer (or, in some cases, issuers) of a particular Fund investment can depend on the terms and conditions of that investment. In particular, there is no published IRS guidance or case law on how to determine the “issuer” of certain derivatives that the Funds will enter into. The Funds intend to treat FLEX Options referencing an index as “issued” by the issuer of the securities underlying the index, which would allow the Funds to count the FLEX Options as automatically diversified investments under the Code’s diversification requirements. Based upon the language in the legislative history, the Funds that invest in FLEX Options on the Underlying ETF intend to treat the issuer of the FLEX Options as the referenced asset, which, assuming the referenced asset qualifies as a RIC, would allow such Funds to qualify for special rules in the RIC diversification requirements. In addition, the Funds intend to treat any income they may derive from the FLEX Options as “qualifying income” under the provisions of the Code applicable to RICs. If the income is not qualifying income or if the FLEX Options are not treated as issued by the issuer of the securities underlying the index or issued by the reference asset, as applicable, the Funds may not qualify, or may be disqualified, as a RIC. If the Funds do not qualify as a RIC for any taxable year and certain relief provisions are not available, the Funds’ taxable income will be subject to tax at the Fund level and to a

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

further tax at the shareholder level when such income is distributed. Additionally, if a shareholder purchases shares after the Outcome Period has begun and shortly thereafter the Funds issue a dividend (commonly known as “buying a dividend”), the entire distribution may be taxable to the shareholder even though a portion of the distribution effectively represents a return of the purchase price.

 

Valuation Risk

 

During periods of reduced market liquidity or in the absence of readily available market quotations for the holdings of the Funds, the ability to value the FLEX Options becomes more difficult and the judgment of the Adviser or a fair value pricing vendor (in accordance with the fair value procedures approved by the Board of Trustees of the Trust) may play a greater role in the valuation of the Funds’ holdings due to reduced availability of reliable objective pricing data. Consequently, while such determinations will be made in good faith, it may nevertheless be more difficult to accurately assign a daily value.

 

Liquidity Risk

 

In the event that trading in the FLEX Options is limited or absent, the value of the Funds’ FLEX Options may decrease. There is no guarantee that a liquid secondary trading market will exist for the FLEX Options. The trading in FLEX Options may be less deep and liquid than the market for certain other securities. FLEX Options may be less liquid than certain non-customized options. In a less liquid market for the FLEX Options, terminating the FLEX Options may require the payment of a premium or acceptance of a discounted price and may take longer to complete. In a less liquid market for the FLEX Options, the liquidation of a large number of options may significantly impact the price of the options. A less liquid trading market may adversely impact the value of the FLEX Options and the value of your investment.

 

Cash Transactions Risk

The Funds may issue and redeem creation units of their shares solely or partially for cash, rather than in-kind for securities and portfolio instruments. To the extent the Funds engage in full or partial cash creation and redemption transactions, an investment in the Funds may be less tax-efficient than an ETF that transacts principally in-kind. To the extent the Funds effect redemptions for cash, it may be required to sell portfolio securities or close derivatives positions in order to obtain the cash needed to distribute redemption proceeds. A sale of shares may result in capital gains or losses and may also result in higher brokerage costs. Moreover, cash transactions may have to be carried out over several days if the securities market is relatively illiquid and may involve considerable brokerage fees and taxes. These brokerage fees and taxes, which will be higher than if the Fund sold and redeemed its shares principally in-kind, generally will be passed on to purchasers and redeemers of shares in the form of creation and redemption transaction fees. In addition, these factors may result in wider spreads between the bid and the offered prices of shares than for other ETFs.

 

Non-Diversification

 

The Funds (other than the Diversified Funds) are classified as non-diversified under the 1940 Act. As a result, such Funds are only limited as to the percentage of their assets which may be invested in the securities of any one issuer by the diversification requirements imposed by the Code. These Funds may invest a relatively high percentage of their assets in a limited number of issuers. As a result, these Funds may be more susceptible to a single adverse economic or regulatory occurrence affecting one or more of these issuers, experience increased volatility and be highly invested in certain issuers.

 

Premium/Discount Risk

 

The Adviser cannot predict whether shares will trade on the Exchange below, at or above their NAV because the shares trade at market prices and not at NAV. Price differences can be especially pronounced during times of market volatility or stress. During these periods, the demand for shares may decrease considerably and cause the market price of shares to deviate significantly from the Fund’s NAV.

 

Active Markets Risk

 

There can be no assurance that an active trading market for the shares will develop or be maintained. The Funds face numerous market trading risks, including losses from trading in secondary markets, periods of high volatility and disruption in the creation/redemption process of the Funds. Securities, including the shares, are subject to market fluctuations and liquidity constraints that may be caused by such factors as economic, political, or regulatory developments, changes in interest rates, or perceived trends

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Notes to Financial Statements

April 30, 2024 (unaudited) (continued)

 

in securities prices. In stressed market conditions, the market for shares may become less liquid in response to deteriorating liquidity in the markets for the Funds’ portfolio holdings, which may cause a significant variance in the market price of shares and their underlying value and wider bid-ask spreads.

 

NOTE 9 – SUBSEQUENT EVENTS

 

The Funds have evaluated the need for disclosure and/or adjustments resulting from subsequent events through the dates the financial statements were issued. Based on this evaluation, no adjustments were required to the financial statements.

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Disclosure of Fund Expenses

April 30, 2024 (unaudited)

 

Example
As a shareholder of a Fund, you may incur two potential types of costs: (1) transaction costs, such as brokerage commissions for the purchases and sales of your Fund shares, and (2) ongoing costs, including management fees and other Fund expenses. The following examples are intended to help you understand your ongoing costs (in dollars) of investing in a Fund and to compare these costs with the ongoing costs of investing in other funds. The examples are based on an investment of $1,000 invested at the beginning of the period and held for the period from November 1, 2023 until April 30, 2024.

Actual Expenses

The “Actual” columns in the table below provide information about actual account values and actual expenses. You may use the information in these columns, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number under the heading “Actual Expenses Paid During the Period” to estimate the expenses you paid on your account during this period.

 

Hypothetical Example for Comparison Purposes

The “Hypothetical” columns in the table below provide information about hypothetical account values and hypothetical expenses based on the Funds’ actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Funds’ actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare ongoing costs of investing in a Fund to other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of other funds. The expenses shown in the table are meant to highlight ongoing costs only and do not reflect any transaction fees, such as brokerage commissions paid on purchases and sales of Fund shares. Therefore, the numbers under the heading “Hypothetical Expenses Paid During the Six-Month Period” is useful in comparing ongoing costs only, and may not help you determine the relative total costs of owning different funds. If transaction costs were included, your costs would have been higher.

 

Fund 

Beginning
Account

Value

11/01/2023

  

Actual

Ending

Value

4/30/2024

   Actual Expenses Paid During the Period  

Hypothetical Ending Account Value

4/30/2024

  

Hypothetical Expenses Paid During the

Six-Month

Period(a)

  

Annualized Expense

Ratio

 
AllianzIM U.S. Large Cap
Buffer10 Jan ETF
  $1,000.00   $1,176.90   $4.01   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Jan ETF
  $1,000.00   $1,091.60   $3.85   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Feb ETF
  $1,000.00   $1,177.40   $4.01   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Feb ETF
  $1,000.00   $1,108.60   $3.88   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Mar ETF
  $1,000.00   $1,128.30   $3.92   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Mar ETF
  $1,000.00   $1,075.20   $3.82   $1,021.18   $3.72    0.74%

 

 
(a) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 182 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the one-half year period).
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Disclosure of Fund Expenses

April 30, 2024 (unaudited) (continued)

 

Fund 

Beginning
Account

Value

11/01/2023*

  

Actual

Ending

Value

4/30/2024

  

Actual Expenses Paid During the

Period

 

Hypothetical Ending Account

Value

4/30/2024

  

Hypothetical 

Expenses Paid

During the

Six-Month

Period(a)

  

Annualized Expense

Ratio

 
AllianzIM U.S. Large Cap
Buffer10 Apr ETF
  $1,000.00   $1,121.10   $3.90   $1,021.18   $3.72    0.74%
AllianzIM U.S. Equity
Buffer15 Uncapped Apr ETF
  $1,000.00   $971.52   $0.66(b)  $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Apr ETF
  $1,000.00   $1,070.70   $3.81   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 May ETF
  $1,000.00   $1,168.00   $3.99   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 May ETF
  $1,000.00   $1,102.40   $3.87   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Jun ETF
  $1,000.00   $1,157.60   $3.97   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Jun ETF
  $1,000.00   $1,102.50   $3.87   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Jul ETF
  $1,000.00   $1,158.80   $3.97   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Jul ETF
  $1,000.00   $1,117.20   $3.90   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Aug ETF
  $1,000.00   $1,156.20   $3.97   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Aug ETF
  $1,000.00   $1,117.30   $3.90   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Sep ETF
  $1,000.00   $1,157.30   $3.97   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Sep ETF
  $1,000.00   $1,114.10   $3.89   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Oct ETF
  $1,000.00   $1,142.10   $3.94   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Oct ETF
  $1,000.00   $1,098.20   $3.86   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Nov ETF
  $1,000.00   $1,127.40   $3.91   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Nov ETF
  $1,000.00   $1,088.10   $3.84   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer10 Dec ETF
  $1,000.00   $1,162.90   $3.98   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
Buffer20 Dec ETF
  $1,000.00   $1,138.60   $3.93   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
6 Month Buffer10 Jan/Jul ETF
  $1,000.00   $1,130.30   $3.92   $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
6 Month Buffer10 Feb/Aug ETF
  $1,000.00   $1,028.60   $1.85(c)  $1,021.18   $3.72    0.74%

 

 
* The AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF commenced operations on March 28, 2024 and the AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF commenced operations on January 31, 2024.
(a) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 182 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the one-half year period).
(b) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 33 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the actual year period).
(c) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 90 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the actual year period).
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Disclosure of Fund Expenses

April 30, 2024 (unaudited) (continued)

 

 

 

 

 

Fund

Beginning
Account

Value

11/01/2023*

  

Actual

Ending

Value

4/30/2024

  

Actual Expenses Paid

During the Period

 

Hypothetical Ending Account Value

4/30/2024

  

Hypothetical Expenses Paid

During the Six-Month

Period(a)

  

Annualized Expense

Ratio

 
AllianzIM U.S. Large Cap
6 Month Buffer10 Mar/Sep ETF
$1,000.00   $1,001.30   $1.23(b)  $1,021.18   $3.72    0.74%
AllianzIM U.S. Large Cap
6 Month Buffer10 Apr/Oct ETF
$1,000.00   $1,074.00   $3.82   $1,021.18   $3.72    0.74%
AllianzIM U.S. Equity 6
Month Floor5 Jan/Jul ETF
$1,000.00   $1,029.20   $1.85(c)  $1,021.18   $3.72    0.74%
AllianzIM U.S. Equity 6
Month Floor5 Apr/Oct ETF
$1,000.00   $976.00   $0.66(d)  $1,021.18   $3.72    0.74%

 

 
* The AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF commenced operations on February 29, 2024, the AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF commenced operations on January 31, 2024 and the AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF commenced operations on March 28, 2024.
(a) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 182 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the one-half year period).
(b) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 61 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the actual year period).
(c) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 90 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the actual year period).
(d) Fund expenses are equal to the annualized expense ratio (provided in the table), multiplied by the average account value over the period, multiplied by 33 days in the six-month period ended April 30, 2024, and divided by 366 (to reflect the actual year period).
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Other Information (unaudited)

 

Proxy Voting Information

 

Information regarding how the Funds’ voted proxies related to portfolio securities during the most recent 12-month period ended June 30, 2023 is available without charge and upon request by calling 1-877-429-3837, at www.allianzIMetfs.com or on the Securities and Exchange Commission’s (“SEC’s”) website at http://www.sec.gov. Proxies for the Funds’ portfolio securities are voted in accordance with the Adviser’s proxy voting policies and procedures, which are set forth in the Trust’s Statement of Additional Information.

 

Quarterly Portfolio Holdings Information

 

The Trust files complete schedules of Fund portfolio holdings with the SEC for the first and third quarters of each fiscal year as an exhibit to its report on Form N-PORT. The Forms N-PORT are available on the SEC’s website at http://www.sec.gov or on the Funds’ website at www.allianzIMetfs.com/regulatory-documents/ or by calling 1-877-429-3837.

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Statement Regarding the Trust’s Liquidity Risk Management Program (unaudited)

 

Each series (each such series a “Fund” and, together, the “Funds”) of the AIM ETF Products Trust (the “Trust”) has adopted and implemented a written liquidity risk management program (the “Program”) pursuant to Rule 22e-4 under the Investment Company Act of 1940 (the “Liquidity Rule”). The Program includes policies and procedures reasonably designed to assess and manage each Fund’s liquidity risk (the “risk that a fund could not meet requests to redeem shares issued by the fund without significant dilution of remaining investors’ interests in the fund”) and to comply with the requirements of the Liquidity Rule, including: (i) assessment, management and periodic review of liquidity risk; (ii) classification of portfolio holdings; (iii) establishment of a highly liquid investment minimum (“HLIM”), as applicable; (iv) limitation of illiquid investments; and (v) redemptions in-kind.

The Board of Trustees of the Trust (the “Board”) approved the designation of the individual officers of the Trust who serve as the team that administers the Program (the “Program Administrator”). The Program Administrator oversees the implementation of the Program, including the monitoring of liquidity and liquidity risk for each Fund on an ongoing basis.

At a meeting of the Board held on February 26, 2024, the Program Administrator provided its annual written report (the “Report”) to the Board addressing the operation of the Program and assessing its adequacy and effectiveness of implementation for the annual period from January 1, 2023, through December 31, 2023 (the “Reporting Period”). This Report included an overview of the operation of the Program, including liquidity events relevant to the Funds, if any, during the Reporting Period and conclusions with respect to the adequacy of the policies and procedures of the Program and the effectiveness of Program implementation. The Report also included a summary of the annual assessment of each Fund’s liquidity risk, which took into account the following factors enumerated in the Liquidity Rule and identified in the Program, as applicable:

1) Each Fund’s investment strategy and liquidity of portfolio investments during both normal and reasonably foreseeable stressed conditions, including: (i) whether the Fund’s investment strategy is appropriate for an open-end fund; (ii) the extent to which the Fund’s strategy involves a relatively concentrated portfolio or large positions in particular issuers; (iii) the Fund’s use of borrowings for investment purposes; and (iv) the Fund’s use of derivatives;

2) Short-term and long-term cash flow projections during both normal and reasonably foreseeable stressed conditions;

3) Holdings of cash and cash equivalents, as well as borrowing arrangements and other funding sources; and

4) (i) The relationship between the ETF’s portfolio liquidity and the way in which, and the prices and spreads at which, ETF shares trade, including, the efficiency of the arbitrage function and the level of active participation by market participants (including authorized participants); and (ii) the effect of the composition of baskets  on the overall liquidity of the ETF’s portfolio.

Based on the information considered, the Report concluded that each Fund continues to have an investment strategy that is appropriate for an open-end fund, and that each Fund is reasonably likely to be able to meet redemption requests without significant dilution of remaining shareholders’ interests in the Fund. There were no material liquidity matters impacting the Funds identified in the Report, and the Report concluded that the Program operated effectively during the Reporting Period, including during periods of market volatility.


In accordance with the Program, each Fund’s portfolio investments were classified into one of four liquidity categories as provided in the Liquidity Rule as applicable during the Reporting Period. Liquidity classification determinations take into account a variety of factors including market, trading and investment-specific considerations, as well as market depth in accordance with the requirements of the Liquidity Rule and as specified in the Program, and generally incorporate analysis from a third-party data vendor. The Report reviewed the classification methodology as provided in the Program and noted there were no material issues with respect to liquidity classifications during the Reporting Period.

Pursuant to the Liquidity Rule, no Fund may acquire any illiquid investment if, after the acquisition, the Fund would have invested more than 15% of its assets in illiquid investments that are assets. The Program includes provisions reasonably designed to comply with the 15% limit on illiquid investments. During the Reporting Period, no Fund breached the 15% limit on illiquid investments.

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Statement Regarding the Trust’s Liquidity Risk Management Program (unaudited) (continued)

 

During the Reporting Period, no Fund maintained a designated HLIM; each Fund primarily holds assets which are highly liquid investments and, therefore, none of the Funds are required to maintain an HLIM pursuant to the Liquidity Rule or the Program.

 

In-kind creation unit redemptions, if any, are conducted pursuant to the Fund’s Rule 6c-11 and ETF Basket Policies and Procedures.

On the basis of the review, the Report concluded that: (i) the Program remains reasonably designed to manage each Fund’s liquidity risk; (ii) the Program was implemented and operated effectively to achieve the goal of assessing and managing each Fund’s liquidity risk during the Reporting Period; and (iii) each Fund was able to meet requests for redemption without significant dilution of remaining investors in the Fund during the Reporting Period. The Report noted that there were no material changes to the Program during the Reporting Period, and none were recommended by the Program Administrator in connection with the Report.

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Board Approval of the Investment Advisory Agreement (unaudited)

 

AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF

AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF

AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF

AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF

AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF

 

At a virtual meeting (the “Meeting”) of the Board of Trustees (the “Board”) of AIM ETF Products Trust (the “Trust”) held October 23, 2023, in which all those participating could hear each other simultaneously, the Board, including those Trustees (the “Independent Trustees”) who are not “interested persons” (as that term is defined in the Investment Company Act of 1940 (the “1940 Act”)) of the Trust, approved the investment advisory agreement (the “Agreement”) between Allianz Investment Management LLC (the “Manager”) and the Trust with respect to each of the AllianzIM U.S. Large Cap 6 Month Buffer10 Feb/Aug ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 Mar/Sep ETF, AllianzIM U.S. Large Cap 6 Month Buffer10 May/Nov ETF, AllianzIM U.S. Equity 6 Month Floor5 Jan/Jul ETF, and AllianzIM U.S. Equity 6 Month Floor5 Apr/Oct ETF (each, a “Fund”), for an initial two-year term.

In considering the approval of the Agreement, the Board reviewed and considered information provided by the Manager at the Meeting including information pertaining to the Funds, specifically, and information provided to the Board throughout the year at meetings of the Board and its committees. The Independent Trustees also met in executive session with independent counsel, who provided assistance and advice.

The Board, including the Independent Trustees, evaluated the terms of the Agreement, reviewed information provided by the Manager in connection with the Agreement, and took into account the duties and responsibilities of the Trustees in evaluating and approving the Agreement. Under the Agreement, the Manager is obligated to pay all of the ordinary operating expenses of each Fund, except for certain excluded items (the “Unified Fee”). The Board noted that the Unified Fee was consistent with the current management fee structure for the existing series of the Trust. The Board also considered data provided by the Manager, from an unaffiliated third-party database, comparing the advisory fee and projected expense ratio of each Fund with the fees and expenses of a peer group of similar U.S.-listed buffer ETFs (the “Peer Group”). The Board discussed the criteria used by the Manager for selecting the Peer Group and concluded that the data was useful and reliable for the purpose of reviewing the Agreement.

The Board is aware that various courts have interpreted provisions of the 1940 Act and have indicated in their decisions that the following factors may be relevant to an adviser’s compensation: the nature, extent and quality of the services provided by the adviser, including the performance of the fund; the adviser’s cost of providing the services; the extent to which the adviser has realized or may realize “economies of scale” as the fund grows larger; any indirect benefits that have accrued or may accrue to the adviser and its affiliates as a result of the adviser’s relationship with the fund; performance and expenses of comparable funds; the profitability of acting as adviser to the fund; and the extent to which the independent board members are fully informed about all facts bearing on the adviser’s services and fees. The Board is aware of these factors and took them into account in its review of the Agreement for each Fund.

Shareholder reports are required to include a discussion of certain factors relating to the selection of the investment adviser and the approval of the advisory fee. The “factors” enumerated by the SEC are set forth below with the Board’s conclusions regarding such factors:

 

(a) The nature, extent and quality of services to be provided to each Fund by the Manager. The Board considered the scope of services to be provided under the Agreement. In considering the nature, extent and quality of the services to be provided by the Manager, the Board reviewed and considered the Manager’s compliance infrastructure and the financial strength and resources of the Manager and its parent organization. The Board also reviewed information regarding the qualifications, background and experience of the investment personnel who will be responsible for the day-to-day management of each Fund, including expertise with hedging strategies and derivatives instruments. The Board considered the Manager’s experience as the investment manager to the other series of the Trust as well as to mutual funds underlying variable products and other accounts. The Board also considered the services to be provided to each Fund by the Manager, such as implementation of the Fund’s investment strategy, monitoring adherence to the Fund’s investment restrictions, and monitoring compliance with various Fund policies and procedures and with applicable securities regulations. Based on the factors above, as well as those discussed below, the Board concluded that it was satisfied with the nature, extent and quality of the services to be provided to each Fund by the Manager based on its experience, personnel, operations and resources.

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Board Approval of the Investment Advisory Agreement (unaudited) (continued)

 

(b) The cost of services to be provided to each Fund by the Manager, profitability and economies of scale. The Board reviewed the proposed expense ratio and advisory fee to be paid by each Fund and considered the expense ratios and advisory fees of the Peer Group. The Board noted that each Fund’s advisory fee and net expense ratio were lower than the advisory fees and net expense ratios of all but five of the funds included in the Peer Group, which placed the Funds in the 5th best percentile among the funds included in the Peer Group. The Board took into consideration that the advisory fee was a “unified fee,” meaning that the Manager bears all of the ordinary operating expenses of the Funds, except for certain excluded items. The Board concluded that the advisory fee was reasonable.

The Board also evaluated the compensation and benefits expected to be received by the Manager and its affiliates from their relationship with each Fund, taking into account the Manager’s anticipated profitability. The Board noted that the Manager will bear all of the organizational expenses of each Fund. The Board noted that, because the Funds had not yet commenced operations, it was too early to assess the potential for economies of scale, though the Board determined to address economies of scale when assets under management reached appropriate levels.

(c) The investment performance of each Fund and the Manager. The Board noted that there was no prior performance of the Funds to consider, but the Board took into account the Manager’s experience managing the other series of the Trust as well as mutual funds underlying variable products and other accounts. The Board noted that such experience demonstrated the Manager’s ability to effectively manage 1940 Act registered investment companies. After considering all of the information, the Board concluded that each Fund and its shareholders were likely to benefit from the Manager’s management.

In conclusion, after full consideration of the above factors, as well as such other factors as each member of the Board considered instructive in evaluating the Agreement, the Board, including the Independent Trustees, concluded that the advisory fee was reasonable, and that the approval of the Agreement was in the best interest of each Fund. No single factor was determinative to the decision of the Board, and each individual Trustee may have assigned different weights to various factors.

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Board Approval of the Investment Advisory Agreement (unaudited) (continued)

 

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF

AllianzIM U.S. Equity Buffer15 Uncapped May ETF

 

At a virtual meeting (the “Meeting”) of the Board of Trustees (the “Board”) of AIM ETF Products Trust (the “Trust”) held January 4, 2024, in which all those participating could hear each other simultaneously, the Board, including those Trustees (the “Independent Trustees”) who are not “interested persons” (as that term is defined in the Investment Company Act of 1940 (the “1940 Act”)) of the Trust, approved the investment advisory agreement (the “Agreement”) between Allianz Investment Management LLC (the “Manager”) and the Trust with respect to each of the AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF and the AllianzIM U.S. Equity Buffer15 May ETF (each, a “Fund”), for an initial two-year term.

In considering the approval of the Agreement, the Board reviewed and considered information provided by the Manager at the Meeting including information pertaining to the Funds, specifically, and information provided to the Board throughout the year at meetings of the Board and its committees. The Independent Trustees also met in executive session with independent counsel, who provided assistance and advice.

The Board, including the Independent Trustees, evaluated the terms of the Agreement, reviewed information provided by the Manager in connection with the Agreement, and took into account the duties and responsibilities of the Trustees in evaluating and approving the Agreement. Under the Agreement, the Manager is obligated to pay all of the ordinary operating expenses of each Fund, except for certain excluded items (the “Unified Fee”). The Board noted that the Unified Fee was consistent with the current management fee structure for the existing series of the Trust. The Board also considered data provided by the Manager, from an unaffiliated third-party database, comparing the advisory fee and projected expense ratio of each Fund with the fees and expenses of a peer group of similar U.S.-listed buffer ETFs (the “Peer Group”). The Board discussed the criteria used by the Manager for selecting the Peer Group and concluded that the data was useful and reliable for the purpose of reviewing the Agreement.

The Board is aware that various courts have interpreted provisions of the 1940 Act and have indicated in their decisions that the following factors may be relevant to an adviser’s compensation: the nature, extent and quality of the services provided by the adviser, including the performance of the fund; the adviser’s cost of providing the services; the extent to which the adviser has realized or may realize “economies of scale” as the fund grows larger; any indirect benefits that have accrued or may accrue to the adviser and its affiliates as a result of the adviser’s relationship with the fund; performance and expenses of comparable funds; the profitability of acting as adviser to the fund; and the extent to which the independent board members are fully informed about all facts bearing on the adviser’s services and fees. The Board is aware of these factors and took them into account in its review of the Agreement for each Fund.

Shareholder reports are required to include a discussion of certain factors relating to the selection of the investment adviser and the approval of the advisory fee. The “factors” enumerated by the SEC are set forth below with the Board’s conclusions regarding such factors:

(a) The nature, extent and quality of services to be provided to each Fund by the Manager. The Board considered the scope of services to be provided under the Agreement. In considering the nature, extent and quality of the services to be provided by the Manager, the Board reviewed and considered the Manager’s compliance infrastructure and the financial strength and resources of the Manager and its parent organization. The Board also reviewed information regarding the qualifications, background and experience of the investment personnel who will be responsible for the day-to-day management of each Fund, including expertise with hedging strategies and derivatives instruments. The Board considered the Manager’s experience as the investment manager to the other series of the Trust as well as to mutual funds underlying variable products and other accounts. The Board also considered the services to be provided to each Fund by the Manager, such as implementation of the Fund’s investment strategy, monitoring adherence to the Fund’s investment restrictions, and monitoring compliance with various Fund policies and procedures and with applicable securities regulations. Based on the factors above, as well as those discussed below, the Board concluded that it was satisfied with the nature, extent and quality of the services to be provided to each Fund by the Manager based on its experience, personnel, operations and resources.

 

(b) The cost of services to be provided to each Fund by the Manager, profitability and economies of scale. The Board reviewed the proposed expense ratio and advisory fee to be paid by each Fund and considered the expense ratios and advisory fees of the Peer Group. The Board noted that each Fund’s advisory fee and net expense ratio were lower than the advisory fees and net expense ratios of all but five of the funds included in the Peer Group, which placed the Funds in the 5th best percentile among the funds included in the Peer Group. The Board took into consideration that the

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Board Approval of the Investment Advisory Agreement (unaudited) (continued)

 

advisory fee was a “unified fee,” meaning that the Manager bears all of the ordinary operating expenses of the Funds, except for certain excluded items. The Board concluded that the advisory fee was reasonable.

The Board also evaluated the compensation and benefits expected to be received by the Manager and its affiliates from their relationship with each Fund, taking into account the Manager’s anticipated profitability. The Board noted that the Manager will bear all of the organizational expenses of each Fund. The Board noted that, because the Funds had not yet commenced operations, it was too early to assess the potential for economies of scale, though the Board determined to address economies of scale when assets under management reached appropriate levels.

(c) The investment performance of each Fund and the Manager. The Board noted that there was no prior performance of the Funds to consider, but the Board took into account the Manager’s experience managing the other series of the Trust as well as mutual funds underlying variable products and other accounts. The Board noted that such experience demonstrated the Manager’s ability to effectively manage 1940 Act registered investment companies. After considering all of the information, the Board concluded that each Fund and its shareholders were likely to benefit from the Manager’s management.

In conclusion, after full consideration of the above factors, as well as such other factors as each member of the Board considered instructive in evaluating the Agreement, the Board, including the Independent Trustees, concluded that the advisory fee was reasonable, and that the approval of the Agreement was in the best interest of each Fund. No single factor was determinative to the decision of the Board, and each individual Trustee may have assigned different weights to various factors.

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Investment Adviser

Allianz Investment Management LLC

5701 Golden Hills Drive

Minneapolis, Minnesota 55416

Distributor

Foreside Fund Services, LLC

Three Canal Plaza, Suite 100

Portland, Maine 04101

Administrator, Custodian, Fund Accountant, and Transfer Agent

Brown Brothers Harriman & Co.

50 Post Office Square

Boston, Massachusetts 02110

Legal Counsel

Stradley Ronon Stevens and Young, LLP

2005 Market Street, Suite 2600

Philadelphia, Pennsylvania 19103

Independent Registered Public Accounting Firm

Cohen & Company, Ltd.

1350 Euclid Avenue, Suite 800

Cleveland, Ohio 44115

 

 

  (b) Include a copy of each notice transmitted to stockholders in reliance on Rule 30e-3 under the Act (17 CFR 270.30e-3) that contains disclosures specified by paragraph (c)(3) of that rule.

 

Not applicable.

Item 2. Code of Ethics.

 

  Not Applicable. This item is only required in an annual report on Form N-CSR.

 

Item 3. Audit Committee Financial Expert.

 

  Not Applicable. This item is only required in an annual report on Form N-CSR.

 

Item 4. Principal Accountant Fees and Services.

 

Not Applicable. This item is only required in an annual report on Form N-CSR.

 

Item 5. Audit Committee of Listed Registrants.

 

 

(a)       Not applicable

 

(b)       Not applicable.

 

Item 6. Investments.

 

(a)

A Schedule of Investments in securities of unaffiliated issuers as of the close of the Reporting Period is included as part of the report to shareholders filed under Item 1 of this Form N-CSR.

 

(b) Not applicable.

 

Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.

 

  Not applicable.

 

Item 8. Portfolio Managers of Closed-End Management Investment Companies.

 

  Not applicable.
 

 

Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.

 

  Not applicable.

 

Item 10. Submission of Matters to a Vote of Security Holders.

 

  Not applicable.

 

Item 11. Controls and Procedures.

 

(a)

The Registrant’s principal executive and financial officers have concluded that the Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Act (17 CFR 270.30a-3(c))) as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Exchange Act (17 CFR 240.13a-15(b) or 240.15d-15(b)).

 

(b) There were no changes in the Registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the Act (17 CFR 270.30a-3(d)) that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.

 

Item 12. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.

 

  Not applicable.

 

Item 13. Exhibits.

 

(a)(1)

Not Applicable. This item is only required in an annual report on Form N-CSR.

 

(a)(2) A separate certification for each principal executive and principal financial officer of the registrant as required by Rule 30a-2(a) under the Act (17 CFR 270.30a-2(a)) are attached hereto.

 

(b) Certifications pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 are attached hereto.
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) AIM ETF PRODUCTS TRUST

 

By: (Signature and Title)

 

/s/ Brian Muench  
Brian Muench  
Title: President (Principal Executive Officer)  
Date: June 27, 2024  

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

By: (Signature and Title)

 

/s/ Brian Muench  
Brian Muench  
Title: President (Principal Executive Officer)  
Date: June 27, 2024  

 

By: (Signature and Title)

 

/s/ Monique Labbe  
Monique Labbe  
Title: Treasurer (Principal Financial Officer)  
Date: June 27, 2024  
 

ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

A SEPARATE CERTIFICATION FOR EACH PRINCIPAL EXECUTIVE AND PRINCIPAL FINANCIAL OFFICER OF THE REGISTRANT AS REQUIRED BY RULE 30A-2(A) UNDER THE ACT (17 CFR 270.30A-2(A)) ARE ATTACHED HERETO

CERTIFICATIONS PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 ARE ATTACHED HERETO