Sincerely yours, | |
/s/ Carole M. Laible | |
Carole M. Laible | |
President |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934
Filed by the Registrant ☒ | |
Filed by a Party other than the Registrant ☐ |
Check the appropriate box:
☐ | Preliminary Proxy Statement |
☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
☒ | Definitive Proxy Statement |
☐ | Definitive Additional Materials |
☐ | Soliciting Material Pursuant to Rule 14a-12 |
DOMINI INVESTMENT TRUST
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
☒ | No fee required. | |
☐ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | |
1) | Title of each class of securities to which transaction applies: | |
2) | Aggregate number of securities to which transaction applies: | |
3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): | |
4) | Proposed maximum aggregate value of transaction: | |
5) | Total fee paid: | |
☐ | Fee paid previously with preliminary materials. | |
☐ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. | |
1) | Amount Previously Paid: | |
2) | Form, Schedule or Registration Statement No.: | |
3) | Filing Party: | |
4) | Date Filed: |
Sincerely yours, | |
/s/ Carole M. Laible | |
Carole M. Laible | |
President |
Q. |
Why am
I receiving the Proxy Statement? |
A. |
As
a shareholder of one or more of the Domini Funds, you are being asked to elect the members of the Board of Trustees of the Trust. |
Q. |
Will
my vote make a difference? |
A. |
Your
vote is very important and can make a difference in the governance of the Funds. |
Q. |
Who are
the Nominees for Election as Trustees of the Trust? |
A. |
The
nominees for election as Trustees are Caroline Flammer, Carole M. Laible, Gregory A. Ratliff, and John L. Shields. |
Q. |
Is Amy
L. Domini retiring from Domini? |
A. |
As
noted above, Ms. Domini is retiring as a Trustee of the Trust and is not standing for re-election. Although she is not continuing
as a Trustee of the Trust, Ms. Domini will be continuing in her role as Chair of Domini Impact Investments LLC (the Funds’
investment adviser) and with her day-to-day portfolio management responsibilities for the Domini Impact Equity Fund, Domini International
Opportunities Fund, and Domini Sustainable Solutions Fund. Ms. Domini will also retain her role on Domini’s Standards Committee. |
|
- i - |
|
Q. |
What
is the role of the Board of Trustees? |
A. |
The
Board of Trustees has the important responsibility of protecting your interests as a Domini Funds shareholder. The Board has responsibility
for the oversight of the management and operations of the Funds, including general supervision of the duties performed by Domini, as the
investment adviser of the Funds, and other service providers. The Board is currently made up of four individuals, three of whom are “independent,”
meaning that they have no formal affiliation with Domini or the Funds except in their role as Trustees. In addition, the independent Trustees
are represented by independent legal counsel to provide counsel and guidance in fulfilling their responsibilities. |
Q. |
How does
the Board of Trustees recommend that I vote? |
A. |
The
Board of Trustees unanimously recommends that shareholders vote FOR each nominee for Trustee
by telephone, online or on the enclosed proxy card(s). |
Q. |
Why did
I receive more than one proxy voting card? |
A. |
You
may have received more than one proxy voting card if you hold shares in more than one account in the Funds. To vote all your shares and
accounts, please vote each of the proxy cards you received. |
Q. |
How do
I vote? |
A. |
You
can vote one of four ways: |
1. |
Phone: Call the toll-free
number printed on your proxy card and follow the instructions. |
2. |
Online: Visit the
web address printed on your proxy card and follow the instructions. |
3. |
Mail: Complete, sign,
and mail your proxy card using the enclosed postage-paid envelope. |
4. |
In person at the
Special Meeting of Shareholders. |
|
- ii - |
|
1. |
To elect Trustees of the
Trust. |
2. |
To transact such other business
as may properly come before the Meeting and any adjournment(s) or postponement(s) thereof. |
|
- 1 - |
|
|
- 2 - |
|
1. |
Phone: Call the toll-free
number printed on your proxy card and follow the instructions. |
2. |
Online: Visit the
website printed on your proxy card and follow the instructions. |
3. |
Mail: Complete, sign
and mail your proxy card using the enclosed postage-paid envelope. |
4. |
In person at the
Meeting. |
|
- 3 - |
|
|
- 4 - |
|
|
- 5 - |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name
and
Age |
|
|
Positions
Held
with
the
Trust
and
Length
of
Time
Served |
|
|
Principal
Occupation(s) During
Past
Five Years |
|
|
Number
of
Funds
in
the
Domini
Funds
Complex
to
be
Overseen
by
Trustee
Nominee
|
|
|
Other
Directorships
Held
by
Trustee |
|
|
INDEPENDENT
TRUSTEE NOMINEES |
|
|
|
|
|
|
| ||||||
|
Caroline
Flammer
(46) |
|
|
Trustee
(since 2023);
Audit
Committee Member (since 2023); and Nominating Committee Member (since 2023) |
|
|
Professor
of International and Public Affairs and of Climate (since 2022); Visiting Professor of International and Public Affairs (July to December
2021), Columbia University (research and education); Verena Meyer Visiting Professor (July to August 2023), University of Zurich (research
and education); Rafto Visiting Professor in Business and Human Rights (since 2023), NHH Norwegian School of Economics, (research and education);
President (since 2022), Alliance for Research and Corporate Sustainability (research and education); Associate Professor of Strategy and
Innovation (2018-2021); Assistant Professor of Strategy and Innovation (2016-2018), Boston University (research and education). Ms. Flammer
brings to the Board particular experience with sustainable investing and with international business, climate, and public affairs matters. |
|
|
5 |
|
|
None |
|
|
Gregory
A. Ratliff
(63) |
|
|
Trustee
(since 1999); Audit Committee Member (since 1999); Nominating Committee Chair (since 2023); and Nominating Committee Member (since 1999). |
|
|
Senior
Vice President (since 2019), Rockefeller Philanthropy Advisors (philanthropy); Vice President (2017-2019), ACT, Inc. (education testing).
Lead Independent Trustee (2013-2023), Domini Investment Trust. Mr. Ratliff brings to the Board particular experience with community development
investment institutions and financial markets. |
|
|
5 |
|
|
None |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- 6 - |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name
and
Age |
|
|
Positions
Held
with
the
Trust
and
Length
of
Time
Served |
|
|
Principal
Occupation(s) During
Past
Five Years |
|
|
Number
of
Funds
in
the
Domini
Funds
Complex
to
be
Overseen
by
Trustee
Nominee
|
|
|
Other
Directorships
Held
by
Trustee |
|
|
John
L. Shields*
(70) |
|
|
Trustee
(since 2004); Nominating Committee Member (since 2004), Audit Committee Chair (since 2004); and Lead Independent Trustee (since 2023) |
|
|
President
(since 2018), Advisor Guidance, Inc. (management consulting firm); Managing Director (2016-2018), CFGI, LLC (management consulting firm).
Mr. Shields brings to the Board particular experience with the investment management industry, accounting and financial management, and
mutual fund and adviser operations. |
|
|
5 |
|
|
Director
(since 2018), EverQuote, Inc. (technology company) (public); Director (since 2015), Vestmark, Inc. (software company); Director (since
2008), Cogo Labs, Inc. (technology company). |
|
|
INTERESTED
TRUSTEE NOMINEE** |
|
|
|
|
|
|
| ||||||
|
Carole
M. Laible**, **** (59) |
|
|
Trustee
Nominee; President (since 2017); and Treasurer (since 2024) |
|
|
Portfolio
Manager, Domini Sustainable Solutions Fund(since 2020), Domini International Opportunities Fund (since 2020), and Domini Impact Equity
Fund (since 2018), CEO and Manager (since 2016), Member (since 2006), Domini Impact Investments LLC; Manager (since 2017), President and
CEO (since 2002), Chief Financial Officer (since 1998), Secretary (since 1998), Treasurer (since 1998) and Registered Principal (since1998),
DSIL Investment Services LLC; Manager (since 2016), Domini Holdings LLC (holding company); President (since 2017), Domini Investment Trust.
Ms. Laible’s years with Domini and experience as an executive and portfolio manager at Domini and as the President of the Trust
give her regular exposure to the day-to-day management and operations of the Domini Funds. Ms. Laible also brings particular experience
with investment management, accounting and financial management, and mutual fund and adviser operations. |
|
|
5 |
|
|
None |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- 7 - |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name
and
Age |
|
|
Positions
Held
with
the
Trust
and
Length
of
Time
Served |
|
|
Principal
Occupation(s) During
Past
Five Years |
|
|
Number
of
Funds
in
the
Domini
Funds
Complex
to
be
Overseen
by
Trustee
Nominee
|
|
|
Other
Directorships
Held
by
Trustee |
|
|
INTERESTED
TRUSTEE NOT STANDING FOR RE-ELECTION**, *** |
|
|
|
|
|
|
| ||||||
|
Amy
L. Domini
(73) |
|
|
Trustee
(since 1990) and Chair (since 2016)**** |
|
|
Portfolio
Manager, Domini Sustainable Solutions Fund (since 2020), Domini International Opportunities Fund (since 2020) and Domini Impact Equity
Fund (since 2018), Chairperson (since 2016), Member (since 1997), and Manager (since 1997), Domini Impact Investments LLC; Manager (since
2002), Domini Holdings LLC (holding company); Private Trustee (since 1987), Loring, Wolcott & Coolidge Office (fiduciary); Partner
(since 1994), Loring, Wolcott & Coolidge Fiduciary Advisors, LLP (investment advisor); Manager (since 2010), Loring, Wolcott &
Coolidge Trust, LLC (trust company). Ms. Domini’s years with Domini and experience with Domini and the Trust give her regular exposure
to the day-to-day management and operations of the Domini Funds. Ms. Domini brings experience with investment management and financial
markets. |
|
|
5 |
|
|
Board
Member (since 2020), Center for Responsible Lending (nonprofit); Board Member (since 2016), Cambridge Public Library Foundation (nonprofit);
and Trustee (1998-2022), New England Quarterly (periodical). |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
* |
The Independent Trustees
have designated Mr. Shields as Lead Independent Trustee. The Lead Independent Trustee is a spokesperson and principal point of contact
for the Independent Trustees and is responsible for coordinating the activities of the Independent Trustees, including calling regular
and special executive sessions of the Independent Trustees; reviewing meeting agendas with the Chair or delegate; chairing the meetings
of the Independent Trustees; and serving as the principal point of contact and liaison with the Funds’ officers and services providers. |
** |
“Interested person”
(as defined by the 1940 Act) of the Trust, by virtue of her employment with Domini Impact Investments LLC (the Adviser). |
*** |
The term of office of Amy
L. Domini will not continue after the election of the Trustee Nominees. |
**** |
Ms. Domini currently
serves as the Chair of the Board. It is anticipated that Ms. Laible will serve as the Chair of the Board upon her election and the
retirement of Ms. Domini. The Board believes that, considering her experience with Domini and the Trust, Ms. Laible is best
qualified to serve as Chair and that the Board’s current leadership structure is appropriate given Domini’s role with respect
to the Funds’ investment and business operations. The Board also believes that the Board’s leadership structure, as aided
by Ms. Laible’s experience and capabilities, serves to facilitate the orderly and efficient flow of information to the Independent
Trustees from management and otherwise enhance the Board’s oversight role. |
|
- 8 - |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| ||||||||||||
|
Name
of
Trustee |
|
|
Aggregate
Compensation From |
|
|
Pension
or
Retirement
Benefits
Accrued
as
Part of
Fund
Expenses |
|
|
Estimated
Annual
Benefits
Upon
Retirement |
|
|
Total
Compensation
from
the
Domini
Family
of
Funds
Paid
to
the
Trustee |
| ||||||||||||
|
Equity
Fund |
|
|
International
Opportunities
Fund |
|
|
Sustainable
Solutions
Fund |
|
|
International
Equity
Fund |
|
|
Bond
Fund |
| ||||||||||||
|
Independent
Trustees: |
| ||||||||||||||||||||||||
|
Caroline Flammer*
|
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
Kirsten
Moy** |
|
|
$16,828 |
|
|
$400 |
|
|
$557 |
|
|
$20,710 |
|
|
$4,505 |
|
|
None |
|
|
None |
|
|
$43,000 |
|
|
Gregory
A. Ratliff |
|
|
$21,109 |
|
|
$507 |
|
|
$707 |
|
|
$24,443 |
|
|
$5,484 |
|
|
None |
|
|
None |
|
|
$52,250 |
|
|
John
L. Shields |
|
|
$21,502 |
|
|
$516 |
|
|
$719 |
|
|
$24,918 |
|
|
$5,594 |
|
|
None |
|
|
None |
|
|
$53,250 |
|
|
Interested
Trustee Not Standing for Re-election: |
| ||||||||||||||||||||||||
|
Amy
L. Domini
|
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
* |
Ms. Flammer was appointed
as a Trustee of the Trust effective July 28, 2023. |
** |
Ms. Moy retired from
the Board of Trustees effective July 27, 2023. |
|
- 9 - |
|
|
|
|
|
|
|
|
|
| ||||||||||||
|
Name
of
Trustee |
|
|
Dollar
Range of Investment in Equity Securities of the |
|
|
Aggregate
Dollar
Range
of Equity
Securities
in All
Investment
Companies
Overseen
by
the Current
Trustee
or
Trustee
Nominee in
the
Domini
Family
of Funds |
| ||||||||||||
|
|
|
|
Equity
Fund |
|
|
International
Opportunities
Fund |
|
|
Sustainable
Solutions
Fund |
|
|
International
Equity
Fund |
|
|
Bond
Fund |
|
|
|
|
|
Independent
Trustee Nominees: |
| ||||||||||||||||||
|
Caroline
Flammer |
|
|
$10,001-$50,000
|
|
|
None |
|
|
None |
|
|
None |
|
|
None |
|
|
$10,001-$50,000 |
|
|
Gregory
A. Ratliff |
|
|
$50,001-$100,000
|
|
|
$10,001-$50,000
|
|
|
$10,001-$50,000
|
|
|
$1-$10,000 |
|
|
$1-$10,000 |
|
|
$100,000-$500,000 |
|
|
John
L. Shields |
|
|
$1-10,00 |
|
|
$0 |
|
|
$0 |
|
|
$0 |
|
|
$1-$10,000 |
|
|
$10,001-$50,000 |
|
|
Interested
Trustee Nominee: |
| ||||||||||||||||||
|
Carole
M. Laible |
|
|
$500,001-$1,000,000
|
|
|
$100,001-$500,000
|
|
|
$100,001-$500,000
|
|
|
$50,001-$100,000
|
|
|
$10,001-$50,000
|
|
|
Over
$1,000,000 |
|
|
Interested
Trustee Not Standing for Re-Election: |
| ||||||||||||||||||
|
Amy
L. Domini
|
|
|
Over $1,000,000
|
|
|
$100,001-$500,000
|
|
|
$500,001-$1,000,000
|
|
|
$0 |
|
|
$50,001-$100,000
|
|
|
Over
$1,000,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- 10 - |
|
|
- 11 - |
|
|
|
|
|
|
|
|
|
|
|
Name
and Age |
|
|
Positions
Held
with
the Trust
and
Length of
Time
Served |
|
|
Principal
Occupation(s) During Past Five Years |
|
|
Maura
Colleran*
(53) |
|
|
Vice
President (since 2024) |
|
|
Vice
President Finance (since 2019) and Manager of Finance (since 2003), Domini Impact Investments LLC; Vice President (since 2024), Domini
Investment Trust. |
|
|
Megan
L. Dunphy*
(53) |
|
|
Chief
Legal Officer (since 2014); Vice President (since 2013); and Secretary (since 2005) |
|
|
General
Counsel (since 2014) and Member (since 2017), Domini Impact Investments LLC; Chief Legal Officer (since 2014), Vice President (since 2013)
and Secretary (since 2005), Domini Investment Trust. |
|
|
- 12 - |
|
|
|
|
|
|
|
|
|
|
|
Name
and Age |
|
|
Positions
Held
with
the Trust
and
Length of
Time
Served |
|
|
Principal
Occupation(s) During Past Five Years |
|
|
Carole
M. Laible*
(59) |
|
|
Trustee
Nominee; President (since 2017); and Treasurer (since 2024). |
|
|
Portfolio
Manager, Domini Sustainable Solutions Fund(since 2020), Domini International Opportunities Fund (since 2020), and Domini Impact Equity
Fund (since 2018), CEO and Manager (since 2016), Member (since 2006), Domini Impact Investments LLC; Manager (since 2017), President and
CEO (since 2002), Chief Financial Officer (since 1998), Secretary (since 1998), Treasurer (since 1998) and Registered Principal (since1998),
DSIL Investment Services LLC; Manager (since 2016), Domini Holdings LLC (holding company); President (since 2017) and Treasurer (since
2024), Domini Investment Trust. |
|
|
Doug
Lowe*
(67) |
|
|
Assistant
Secretary (since 2007) |
|
|
Senior
Call Center Manager (since 2019) and Senior Compliance Manager and Counsel (2006-2019), Domini Impact Investments LLC; Assistant Secretary
(since 2007), Domini Investment Trust; Registered Operations Professional (since 2012), DSIL Investments Services LLC. |
|
|
Meaghan
O’Rourke-Alexander*
(43) |
|
|
Assistant
Secretary (since 2007) |
|
|
Senior
Compliance Officer (since 2023) and Compliance Officer (2012-2023), Domini Impact Investments LLC; Assistant Secretary (since 2007), Domini
Investment Trust. |
|
|
Maurizio
Tallini*
(49) |
|
|
Chief
Compliance Officer (since 2005); Vice President (since 2007); and Chief Information Security Officer (since 2015) |
|
|
Chief
Compliance Officer (since 2005) Member (since 2007), and Chief Information Security Officer (since 2015), Domini Impact Investments LLC;
Vice President (since 2007), Chief Compliance Officer (since 2005), and Chief Information Security Officer (since 2015) Domini Investment
Trust; Chief Compliance Officer (since 2015), Registered Representative (since 2012), Registered Principal (since 2014), and, Chief Information
Security Officer (since 2015), DSIL Investments Services LLC. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund |
|
|
2023 |
|
|
2022
|
Domini
Impact Equity Fund |
|
|
$46,800 |
|
|
$44,600
|
Domini
International Opportunities Fund |
|
|
$39,600 |
|
|
$37,700
|
Domini
Sustainable Solutions Fund |
|
|
$39,600 |
|
|
$37,700 |
Domini
Impact International Equity Fund |
|
|
$39,600 |
|
|
$37,700 |
Domini
Impact Bond Fund |
|
|
$39,600 |
|
|
$37,700 |
|
|
|
|
|
|
|
|
- 13 - |
|
|
|
|
|
|
|
|
Fund |
|
|
2023
|
|
|
2022
|
Domini
Impact Equity Fund |
|
|
$8,455
|
|
|
$8,055
|
Domini
International Opportunities Fund |
|
|
$8,455
|
|
|
$8,055
|
Domini
Sustainable Solutions Fund |
|
|
$8,455 |
|
|
$8,055 |
Domini
Impact International Equity Fund |
|
|
$8,455 |
|
|
$8,055 |
Domini
Impact Bond Fund |
|
|
$8,455 |
|
|
$8,055 |
|
|
|
|
|
|
|
|
- 14 - |
|
|
|
|
|
|
|
|
|
|
|
Name
of Fund/Class |
|
|
Total
Number of
Shares
Outstanding
on
the
Record Date |
|
|
Net
Assets
on
the Record
Date |
|
|
Net
Asset
Value
Per
Share
on the
Record
Date |
Domini
Impact Equity Fund |
|
|
|
|
|
|
|||
Investor
shares |
|
|
25,272,087.297 |
|
|
$848,975,577 |
|
|
$33.59 |
Institutional
shares |
|
|
4,240,032.716 |
|
|
$141,057,940 |
|
|
$33.27 |
Class Y
shares |
|
|
488,242.475 |
|
|
$16,269,113 |
|
|
$33.32 |
Class A
shares |
|
|
187,995.681 |
|
|
$6,292,556 |
|
|
$33.47 |
Domini
International Opportunities Fund |
|
|
|
|
|
|
|||
Investor
shares |
|
|
368,591.066 |
|
|
$3,928,885 |
|
|
$10.66 |
Institutional
shares |
|
|
1,865,063.513 |
|
|
$19,885,645 |
|
|
$10.66 |
Domini
Sustainable Solutions Fund |
|
|
|
|
|
|
|||
Investor
shares |
|
|
1,301,496.164 |
|
|
$19,348,688 |
|
|
$14.87 |
Institutional
shares |
|
|
1,007,834.279 |
|
|
$15,108,518 |
|
|
$14.99 |
Domini
Impact International Equity Fund |
|
|
|
|
|
|
|||
Investor
shares |
|
|
19,633,986.349 |
|
|
$174,299,143 |
|
|
$8.88 |
Institutional
shares |
|
|
46,676,177.704 |
|
|
$406,773,458 |
|
|
$8.71 |
Class Y
shares |
|
|
24,853,282.026 |
|
|
$217,108,952 |
|
|
$8.74 |
Class A
shares |
|
|
1,028,558.195 |
|
|
$9,815,600 |
|
|
$9.54 |
Domini
Impact Bond Fund |
|
|
|
|
|
|
|||
Investor
shares |
|
|
11,240,407.851 |
|
|
$109,670,668 |
|
|
$9.76 |
Institutional
shares |
|
|
9,580,463.825 |
|
|
$92,813,791 |
|
|
$9.69 |
Class Y
shares |
|
|
2,712,488.388 |
|
|
$26,488,733 |
|
|
$9.77 |
|
|
|
|
|
|
|
|
|
|
|
- 15 - |
|
|
|
| |||||||||
|
Domini
Impact Equity Fund |
| |||||||||
|
Record
Holder |
|
|
Share
Class |
|
|
Number
of Shares |
|
|
Percent
of Class |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Investor
shares |
|
|
2,242,006.485 |
|
|
8.87% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Investor
shares |
|
|
2,827,022.711 |
|
|
11.19% |
|
|
CYNTHIA
A WAYBURN |
|
|
Institutional
shares |
|
|
980,188.800 |
|
|
23.15% |
|
|
MOLLY
JAMES ROUSH |
|
|
Institutional
shares |
|
|
354,455.530 |
|
|
8.37% |
|
|
WILLIAM
M ROUSH |
|
|
Institutional
shares |
|
|
450,189.465 |
|
|
10.63% |
|
|
JOHN
HANCOCK LIFE INSURANCE |
|
|
Institutional
shares |
|
|
901,108.919 |
|
|
21.28% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Institutional
shares |
|
|
273,556.108 |
|
|
6.46% |
|
|
RAYMOND
JAMES |
|
|
Class Y
shares |
|
|
57,794.122 |
|
|
11.84% |
|
|
EMPOWER
TRUST CO |
|
|
Class Y
shares |
|
|
99,064.395 |
|
|
20.29% |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Class Y
shares |
|
|
179,387.153 |
|
|
36.74% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Class Y
shares |
|
|
88,536.755 |
|
|
18.13% |
|
|
LPL
FINANCIAL |
|
|
Class A
shares |
|
|
15,997.080 |
|
|
8.52% |
|
|
WELLS
FARGO CLEARING SERVICES LLC |
|
|
Class A
shares |
|
|
35,373.112 |
|
|
18.83% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Class A
shares |
|
|
14,638.596 |
|
|
7.79% |
|
|
PERSHING
LLC |
|
|
Class A
shares |
|
|
22,505.139 |
|
|
11.98% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||
|
Domini
International Opportunities Fund |
| |||||||||
|
Record
Holder |
|
|
Share
Class |
|
|
Number
of Shares |
|
|
Percent
of Class |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Investor
shares |
|
|
31,963.236 |
|
|
8.67% |
|
|
ONA
COLASANTE |
|
|
Investor
shares |
|
|
19,547.244 |
|
|
5.30% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Investor
shares |
|
|
81,300.666 |
|
|
22.05% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Institutional
shares |
|
|
1,859,870.939 |
|
|
99.72% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||
|
Domini
Sustainable Solutions Fund |
| |||||||||
|
Record
Holder |
|
|
Share
Class |
|
|
Number
of Shares |
|
|
Percent
of Class |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Investor
shares |
|
|
95,408.259 |
|
|
7.31% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Investor
shares |
|
|
111,571.045 |
|
|
8.55% |
|
|
LINDA
STORK |
|
|
Institutional
shares |
|
|
219,007.326 |
|
|
21.80% |
|
|
SEI
PRIVATE TRUST COMPANY |
|
|
Institutional
shares |
|
|
56,865.601 |
|
|
5.66% |
|
|
KENNETH
A ADELMAN |
|
|
Institutional
shares |
|
|
55,592.741 |
|
|
5.53% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Institutional
shares |
|
|
614,737.075 |
|
|
61.20% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- 16 - |
|
|
|
| |||||||||
|
Domini
Impact International Equity Fund |
| |||||||||
|
Record
Holder |
|
|
Share
Class |
|
|
Number
of Shares |
|
|
Percent
of Class |
|
|
CHARLES
SCHWAB CO INC |
|
|
Investor
shares |
|
|
4,574,400.775 |
|
|
23.30% |
|
|
CHARLES
SCHWAB CO INC |
|
|
Institutional
shares |
|
|
3,167,031.841 |
|
|
6.79% |
|
|
WELLS
FARGO BANK |
|
|
Institutional
shares |
|
|
2,654,271.319 |
|
|
5.69% |
|
|
SEI
PRIVATE TRUST COMPANY |
|
|
Institutional
shares |
|
|
4,993,844.372 |
|
|
10.71% |
|
|
WELLS
FARGO CLEARING SERVICES LLC |
|
|
Institutional
shares |
|
|
4,786,771.047 |
|
|
10.26% |
|
|
JP
MORGAN SECURITIES LLC |
|
|
Institutional
shares |
|
|
2,944,788.874 |
|
|
6.31% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Institutional
shares |
|
|
8,932,637.829 |
|
|
19.15% |
|
|
CHARLES
SCHWAB CO INC |
|
|
Institutional
shares |
|
|
8,173,062.628 |
|
|
17.52% |
|
|
MORGAN
STANLEY SMITH BARNEY LLC |
|
|
Class Y
shares |
|
|
12,355,292.675 |
|
|
49.74% |
|
|
RAYMOND
JAMES |
|
|
Class Y
shares |
|
|
1,263,476.368 |
|
|
5.09% |
|
|
AMERICAN
ENTERPRISE INVESTMENT SERVICES |
|
|
Class Y
shares |
|
|
1,690,266.591 |
|
|
6.80% |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Class Y
shares |
|
|
5,581,423.741 |
|
|
22.47% |
|
|
MERRILL
LYNCH PIERCE FENNER & SMITH |
|
|
Class Y
shares |
|
|
1,852,922.863 |
|
|
7.46% |
|
|
LPL
FINANCIAL |
|
|
Class A
shares |
|
|
78,455.3080 |
|
|
7.74% |
|
|
WELLS
FARGO CLEARING SERVICES LLC |
|
|
Class A
shares |
|
|
109,075.9170 |
|
|
10.76% |
|
|
MORGAN
STANLEY SMITH BARNEY LLC |
|
|
Class A
shares |
|
|
200,929.7610 |
|
|
19.83% |
|
|
MID
ATLANTIC TRUST COMPANY |
|
|
Class A
shares |
|
|
138,968.9460 |
|
|
13.71% |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Class A
shares |
|
|
170,294.3190 |
|
|
16.80% |
|
|
PERSHING
LLC |
|
|
Class A
shares |
|
|
94,255.6190 |
|
|
9.30% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| |||||||||
|
Domini
Impact Bond Fund |
| |||||||||
|
Record
Holder |
|
|
Share
Class |
|
|
Number
of Shares |
|
|
Percent
of Class |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Investor
shares |
|
|
3,348,725.623 |
|
|
29.80
% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Investor
shares |
|
|
1,662,031.899 |
|
|
14.79
% |
|
|
CHARLES
SCHWAB CO INC |
|
|
Institutional
shares |
|
|
700,092.737 |
|
|
7.31
% |
|
|
MITRA
& CO |
|
|
Institutional
shares |
|
|
570,306.583 |
|
|
5.95
% |
|
|
SEI
PRIVATE TRUST COMPANY |
|
|
Institutional
shares |
|
|
1,756,350.356 |
|
|
18.34
% |
|
|
NATIONAL
FINANCIAL SERVICES LLC |
|
|
Institutional
shares |
|
|
1,931,953.041 |
|
|
20.17
% |
|
|
CHARLES
SCHWAB & CO |
|
|
Institutional
shares |
|
|
2,053,457.264 |
|
|
21.44
% |
|
|
AMERICAN
ENTERPRISE INVESTMENT SERVICES |
|
|
Class Y
shares |
|
|
509,081.957 |
|
|
18.76
% |
|
|
CHARLES
SCHWAB AND CO INC |
|
|
Class Y
shares |
|
|
2,040,777.155 |
|
|
75.22
% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
- 17 - |
|
|
- 18 - |
|
|
A
- 1 |
|
1. |
The shareholder must submit
any such recommendation (a “Shareholder Recommendation”) in writing to the Trust, to the attention of the Secretary, at the
address of the principal executive offices of the Trust. Once each quarter, if any Shareholder Recommendations have been received by the
Secretary during the quarter, the Secretary will inform the Committee of the new Shareholder Recommendations. Because the Trust does not
hold annual or other regular meetings of shareholders for the purpose of electing Trustees, the Committee will accept Shareholder Recommendations
on a continuous basis. |
2. |
Each time that the Committee
convenes to consider candidates to fill Board vacancies or newly created Board positions (a “Trustee Consideration Meeting”),
the Committee will consider each Shareholder Recommendation then held by the Secretary. |
3. |
The Committee may, in its
discretion and at any time, convene to conduct an evaluation of validly submitted Shareholder Recommendations (each such meeting, an “Interim
Evaluation”) for the purpose of determining which Shareholder Recommendations will be considered at the next Trustee Consideration
Meeting. |
4. |
The Shareholder Recommendation
must include: |
5. |
Each Shareholder Recommendation
properly submitted to the Trust will be held by the Secretary until such time as the Committee instructs the Secretary that the Committee
has considered the candidate who is the subject of such Shareholder Recommendation at a Trustee Consideration Meeting or an Interim Evaluation
and has decided not to nominate such candidate. All such Shareholder Recommendations shall then be filed with the records of the Trust. |
|
A
- 2 |
|