|
|
Exhibit
No. 1
|
Director/PDMR
Shareholding dated 03 April 2024
|
Exhibit
No. 2
|
Holding(s)
in Company - HMT shareholding dated 05 April 2024
|
Exhibit
No. 3
|
Block
Listing Six Monthly Return dated 11 April 2024
|
Exhibit
No. 4
|
Dividend
Declaration dated 23 April 2024
|
Exhibit
No. 5
|
Holding(s)
in Company dated 26 April 2024
|
Exhibit
No. 6
|
Publication
of Supplementary Prospectus dated 26 April 2024
|
Exhibit
No. 7
|
Total
Voting Rights dated 30 April
2024
|
Name of PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Price of Shares purchased
|
Howard Davies
|
Chairman
|
3,960
|
£2.6720
|
Rick Haythornthwaite1
|
Independent non-executive director and Chair Designate
|
724
|
£2.6720
|
Frank Dangeard
|
Independent non-executive director
|
1,124
|
£2.6720
|
Roisin Donnelly
|
Independent non-executive director
|
1,104
|
£2.6720
|
Patrick Flynn
|
Independent non-executive director
|
1,152
|
£2.6720
|
Yasmin Jetha
|
Independent non-executive director
|
1,086
|
£2.6720
|
Stuart Lewis
|
Independent non-executive director
|
1,150
|
£2.6720
|
Mark Seligman
|
Senior Independent Director
|
474
|
£2.6720
|
Lena Wilson
|
Independent non-executive director
|
988
|
£2.6720
|
1 Contributions
made to the Company's
Chairman and Non-executive Director shareholding
policy commenced
in February 2024 in accordance with the policy for Independent
Non-executive Directors pending the PDMR's appointment as
Chairman.
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Commissioners of His Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if
different from 3.)v
|
||||||
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
4 April 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
4 April 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
28.90%
|
|
28.90%
|
34,960,930,728
|
||
Position of previous notification (if
applicable)
|
29.82%
|
|
29.82%
|
|
|
8. Notified details of the
resulting situation on the date on which the threshold was crossed
or reachedviii
|
||||||||||||||
|
A: Voting rights attached to shares
|
||||||||||||||
|
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
||||||||||||
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|||||||||||
|
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
10,102,378,052
|
|
28.90%
|
|
||||||||||
|
|
|
|
|
|
||||||||||
|
|
|
|
|
|
||||||||||
|
SUBTOTAL 8. A
|
10,102,378,052
|
28.90%
|
||||||||||||
|
|
||||||||||||||
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
||||||||||||||
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
||||||||||
|
|
|
|
|
|
||||||||||
|
|
|
|
|
|
||||||||||
|
|
|
|
|
|
||||||||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||||||||
|
|
||||||||||||||
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
||||||||||||||
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|||||||||
|
|
|
|
|
|
|
|||||||||
|
|
|
|
|
|
|
|||||||||
|
|
|
|
|
|
|
|||||||||
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|||||||||
|
|
||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please
mark the applicable
box with an "X")
|
|
||||||||||||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
|||||||||||||
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal
entityxiv (please
add additional rows as necessary)
|
x
|
|
|||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|||||||||||
UK Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's
Treasury.
|
|
||||||||||||||
The Commissioners of His Majesty's Treasury
|
28.90%
|
|
28.90%
|
|
|||||||||||
|
|
|
|
|
|||||||||||
|
|
|
|
|
|||||||||||
|
|
||||||||||||||
10. In
case of proxy voting, please identify:
|
|
||||||||||||||
Name of the proxy holder
|
|
|
|||||||||||||
The number and % of voting rights held
|
|
|
|||||||||||||
The date until which the voting rights will be held
|
|
|
|||||||||||||
|
|
||||||||||||||
11. Additional informationxvi
|
|
||||||||||||||
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's Treasury
(HMT).
The percentage of voting rights held by HMT in NatWest Group plc
(NWG), as shown on this form (28.90%), has been calculated
following the disposal by HMT of 83,806,845 ordinary shares in NWG
since its last TR-1 notification on 25 March 2024.
The percentage of voting rights held by HMT could move up or down
going forward depending on the number of shares repurchased by NWG
and the progress of sales under HMT's trading plan announced on 22
July 2021 and most recently extended on 3 April 2023.
|
|
Place of completion
|
London, England
|
Date of completion
|
4 April 2024
|
Name of applicant:
|
NatWest Group plc
|
|||
Name of scheme:
|
NatWest Group plc 2007 Sharesave
Plan
|
|||
Period of return:
|
From:
|
1 October 2023
|
To:
|
31 March 2024
|
Balance of unallotted securities under scheme(s) from previous
return:
|
9,147,944
|
|||
Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G):
|
0
|
|||
Less: adjustments to balance of unallotted securities due to share
consolidation during period:
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at
end of period:
|
0
This plan has now been closed and the associated block listing has
been cancelled. No allotments have been made under this plan
since the last block listing return on 5 October 2023.
|
Name of applicant:
|
NatWest Group plc
|
|||
Name of scheme:
|
NatWest Group plc UK Sharesave Plan 2017
|
|||
Period of return:
|
From:
|
1 October 2023
|
To:
|
31 March 2024
|
Balance of unallotted securities under scheme(s) from previous
return:
|
917,280
|
|||
Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G):
|
0
|
|||
Less: adjustments to balance of unallotted securities due to share
consolidation during period:
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at
end of period:
|
917,280
|
|||
Name of applicant:
|
NatWest Group plc
|
|||
Name of scheme:
|
NatWest Group plc Irish Sharesave Plan 2017
|
|||
Period of return:
|
From:
|
1 October 2023
|
To:
|
31 March 2024
|
Balance of unallotted securities under scheme(s) from previous
return:
|
464,282
|
|||
Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G):
|
0
|
|||
Less: adjustments to balance of unallotted securities due to share
consolidation during period:
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at
end of period:
|
464,282
|
Name of applicant:
|
NatWest Group plc
|
|||
Name of scheme:
|
NatWest Group plc Employee Share Plan 2014
|
|||
Period of return:
|
From:
|
1 October 2023
|
To:
|
31 March 2024
|
Balance of unallotted securities under scheme(s) from previous
return:
|
17,107,272
|
|||
Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for):
|
0
|
|||
Less: Number of securities issued/allotted under scheme(s)
during period (see LR3.5.7G):
|
0
|
|||
Less: adjustments to balance of unallotted securities due to share
consolidation during period:
|
0
|
|||
Equals: Balance under scheme(s) not yet issued/allotted at
end of period:
|
17,107,272
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Commissioners of His Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if
different from 3.)v
|
||||||
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
25 April 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
25 April 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
27.93%
|
|
27.93%
|
34,960,930,728
|
||
Position of previous notification (if applicable)
|
28.90%
|
|
28.90%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
||||||||||||||||
A: Voting rights attached to shares
|
||||||||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
||||||||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|||||||||||||
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
9,765,948,504
|
|
27.93%
|
|
||||||||||||
|
|
|
|
|
||||||||||||
|
|
|
|
|
||||||||||||
SUBTOTAL 8. A
|
9,765,948,504
|
27.93%
|
||||||||||||||
|
||||||||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
||||||||||||
|
|
|
|
|
||||||||||||
|
|
|
|
|
||||||||||||
|
|
|
|
|
||||||||||||
|
|
SUBTOTAL 8. B 1
|
|
|
||||||||||||
|
||||||||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|||||||||||
|
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|||||||||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
|||||||||||
|
||||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please
mark the applicable
box with an "X")
|
|
|
|
|||||||||||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
|
|
||||||||||||
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal
entityxiv (please
add additional rows as necessary)
|
x
|
|
|
|
||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|
|
||||||||||
UK Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's
Treasury.
|
|
|
|
|||||||||||||
The Commissioners of His Majesty's Treasury
|
27.93%
|
|
27.93%
|
|
|
|
||||||||||
|
|
|
|
|
|
|
||||||||||
|
|
|
|
|
|
|
||||||||||
|
|
|
|
|||||||||||||
10. In
case of proxy voting, please identify:
|
|
|
|
|||||||||||||
Name of the proxy holder
|
|
|
|
|
||||||||||||
The number and % of voting rights held
|
|
|
|
|
||||||||||||
The date until which the voting rights will be held
|
|
|
|
|
||||||||||||
|
|
|
|
|||||||||||||
11. Additional informationxvi
|
|
|
|
|||||||||||||
The Solicitor for the Affairs of His Majesty's Treasury is acting
as nominee for The Commissioners of His Majesty's Treasury
(HMT).
The percentage of voting rights held by HMT in NatWest Group plc
(NWG), as shown on this form (27.93%), has been calculated
following the disposal by HMT of 84,107,387 ordinary shares in NWG
since its last TR-1 notification on 5 April 2024.
The percentage of voting rights held by HMT could move up or down
going forward depending on the number of shares repurchased by NWG
and the progress of sales under HMT's trading plan announced on 22
July 2021 and most recently extended on 3 April 2023.
|
|
|
|
Place of completion
|
London, England
|
Date of completion
|
25 April 2024
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
30 April 2024
|
|||
Ordinary Shares of £1.0769* (excluding ordinary shares held in
treasury)
|
8,723,601,468
|
4
|
34,894,405,872
|
Ordinary Shares of £1.0769* held in treasury
|
149,060,463
|
4
|
Voting rights not exercisable
|
11% Cumulative Preference Shares of £1
|
240,686
|
4
|
962,744
|
5.5% Cumulative Preference Shares of £1
|
242,454
|
4
|
969,816
|
Total:
|
8,873,145,071
|
|
34,896,338,432
|
|
NATWEST
GROUP plc (Registrant)
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
Name:
Jan Cargill
|
|
Title:
Chief Governance Officer and Company Secretary
|