REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |
☒ |
Pre-Effective Amendment No. |
☐ |
Post-Effective Amendment No.
229 |
☒ |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |
☒ |
Amendment No. 278 |
☒ |
Multi-Asset Class Funds | ||||
◼ |
Benchmark-Free Allocation Fund | |||
|
Class III: |
GBMFX |
Class IV: |
GBMBX |
|
Class R6: |
GBMSX |
Class I: |
GBMIX |
◼ |
Global Asset Allocation Fund | |||
|
Class III: |
GMWAX |
Class R6: |
GMWRX |
|
Class I: |
GMOOX |
|
|
Equity Funds | ||||
◼ |
Climate Change Fund | |||
|
Class III: |
GCCHX |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
— |
|
Class R6: |
GCCAX |
Class I: |
GCCLX |
◼ |
Emerging Markets Fund | |||
|
Class II: |
GMEMX |
Class III: |
GMOEX |
|
Class IV: |
GMEFX |
Class V: |
GEMVX |
|
Class VI: |
GEMMX |
Class R6: |
GEMNX |
|
Class I: |
GEMEX |
|
|
◼ |
Emerging Markets ex-China Fund | |||
|
Class II: |
— |
Class III: |
GMAUX |
|
Class IV: |
— |
Class V: |
— |
|
Class VI: |
GMAQX |
Class R6: |
— |
|
Class I: |
GMAVX |
|
|
◼ |
Global Developed Equity Allocation Fund | |||
|
Class III: |
GWOAX |
Class R6: |
— |
|
Class I: |
— |
|
|
◼ |
Global Equity Allocation Fund | |||
|
Class III: |
GMGEX |
Class R6: |
GMADX |
|
Class I: |
GAAUX |
|
|
◼ |
International Developed Equity Allocation Fund | |||
|
Class III: |
GIOTX |
Class R6: |
GAAWX |
|
Class I: |
— |
|
|
◼ |
International Equity Allocation Fund | |||
|
Class III: |
GIEAX |
Class R6: |
GSXMX |
|
Class I: |
— |
|
|
◼ |
International Equity Fund | |||
|
Class II: |
GMICX |
Class III: |
GMOIX |
|
Class IV: |
GMCFX |
Class R6: |
— |
|
Class I: |
GMOUX |
|
|
◼ |
International Opportunistic Value Fund | |||
|
Class III: |
GTMIX |
Class IV: |
GMAZX |
|
Class R6: |
GMBCX |
Class I: |
IOVFX |
◼ |
Japan Value Creation Fund | |||
|
Class III: |
GMAKX |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
GMAHX |
|
Class R6: |
— |
Class I: |
GMIIX |
◼ |
Quality Fund | |||
|
Class III: |
GQETX |
Class IV: |
GQEFX |
|
Class V: |
GQLFX |
Class VI: |
GQLOX |
|
Class R6: |
GQESX |
Class I: |
GQLIX |
◼ |
Quality Cyclicals Fund | |||
|
Class III: |
GMANX |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
GMAEX |
|
Class R6: |
— |
Class I: |
GMAOX |
◼ |
Resources Fund | |||
|
Class III: |
GOFIX |
Class IV: |
GOVIX |
|
Class V: |
— |
Class VI: |
GMOWX |
|
Class R6 |
GAAHX |
Class I: |
GEACX |
◼ |
Resource Transition Fund | |||
|
Class III: |
— |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
GMOYX |
|
Class R6 |
— |
Class I: |
— |
◼ |
Small Cap Quality Fund | |||
|
Class III: |
GMAWX |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
GSBGX |
|
Class R6: |
— |
Class I: |
GMAYX |
◼ |
U.S. Equity Fund | |||
|
Class III: |
GMUEX |
Class IV: |
GMRTX |
|
Class V: |
GMEQX |
Class VI: |
GMCQX |
|
Class R6: |
— |
Class I: |
— |
|
Equity Funds continued | ||||
◼ |
U.S. Opportunistic Value Fund | |||
|
Class III: |
PPADX |
Class IV: |
GUSOX |
|
Class V: |
— |
Class VI: |
UUOAX |
|
Class R6: |
PPAJX |
Class I: |
PPAEX |
◼ |
U.S. Small Cap Value Fund | |||
|
Class III: |
— |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
GCAVX |
|
Class R6: |
— |
Class I: |
— |
Fixed Income Funds | ||||
◼ |
Emerging Country Debt Fund | |||
|
Class III: |
GMCDX |
Class IV: |
GMDFX |
|
Class VI: |
GMOQX |
|
|
◼ |
Emerging Country Debt Shares Fund | |||
|
Class R6: |
GMAFX |
Class I: |
GMAJX |
◼ |
High Yield Fund |
|
| |
|
Class III: |
— |
Class IV: |
— |
|
Class V: |
— |
Class VI: |
GHVIX |
|
Class R6: |
— |
Class I: |
GMOZX |
◼ |
Multi-Sector Fixed Income Fund | |||
|
Class III: |
GUGAX |
Class IV: |
GPBFX |
|
Class R6: |
— |
Class I: |
— |
◼ |
Opportunistic Income Fund | |||
|
Class III: |
GMOHX |
Class VI: |
GMODX |
|
Class R6: |
GAAAX |
Class I: |
GMOLX |
Alternative Funds | ||||
◼ |
Alternative Allocation Fund | |||
|
Class II: |
— |
Class III: |
— |
|
Class IV: |
— |
Class V: |
— |
|
Class VI: |
GAAVX |
Class R6: |
GAAKX |
|
Class I: |
GAAGX |
|
|
Implementation Funds | ||||
◼ |
Asset Allocation Bond Fund | |||
|
Class III: |
GMOBX |
Class VI: |
GABFX |
◼ |
Benchmark-Free Fund | |||
|
Class III: |
GBFFX |
|
|
◼ |
Implementation Fund | |||
|
Ticker: |
GIMFX |
|
|
◼ |
Strategic Opportunities Allocation Fund | |||
|
Class III: |
GBATX |
|
|
◼ |
U.S. Treasury Fund | |||
|
Class VI: |
[GUSTX] |
Class R6: |
[_] |
|
Class I: |
[_] |
|
|
|
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inside back cover | |
back
cover | |
back cover | |
back
cover |
GMO BENCHMARK-FREE ALLOCATION FUND |
|
Class III |
Class IV |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]%3 |
[ ]%3 |
[ ]%3 |
[ ]%3 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and
underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO BENCHMARK-FREE ALLOCATION FUND |
GMO BENCHMARK-FREE ALLOCATION FUND |
GMO BENCHMARK-FREE ALLOCATION FUND |
GMO BENCHMARK-FREE ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III1 |
|
|
|
7/23/2003
|
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
[ ] |
[ ] |
[ ] |
Consumer Price Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Treasury Inflation
Notes: 1-10 Year Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class IV |
|
|
|
12/11/2012 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Consumer Price Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Treasury Inflation
Notes: 1-10 Year Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
5/1/2020
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Consumer Price Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Treasury Inflation
Notes: 1-10 Year Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
8/8/2019 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Consumer Price Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Treasury Inflation
Notes: 1-10 Year Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
GMO BENCHMARK-FREE ALLOCATION FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2003) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO GLOBAL ASSET ALLOCATION FUND |
|
Class III |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]%3 |
[ ]%3 |
[ ]%3 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)4 |
([ ]%)4 |
([ ]%)2,4 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying
fund expenses) |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO GLOBAL ASSET ALLOCATION FUND |
GMO GLOBAL ASSET ALLOCATION FUND |
GMO GLOBAL ASSET ALLOCATION FUND |
GMO GLOBAL ASSET ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
6/28/1996 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
GMO Global Asset Allocation
Index2 (Fund
benchmark) |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Aggregate
Index (reflects no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI3
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
9/30/2019 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
GMO Global Asset Allocation
Index2 (Fund
benchmark) |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Aggregate
Index (reflects no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI3
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
1/6/2021
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
GMO Global Asset Allocation
Index2 (Fund
benchmark) |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Aggregate
Index (reflects no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI3
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
GMO GLOBAL ASSET ALLOCATION FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 1996) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO CLIMATE CHANGE FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO CLIMATE CHANGE FUND |
GMO CLIMATE CHANGE FUND |
GMO CLIMATE CHANGE FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
4/5/2017
|
Return Before Taxes |
[ ] |
[ ] |
N/A |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
N/A |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
N/A |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
[ ] |
N/A |
[ ] |
Class R6 |
|
|
|
1/16/2020 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
2/25/2020 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
GMO CLIMATE CHANGE FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Focused Equity |
Lucas White (since the Fund’s inception in 2017) |
Portfolio Manager, Focused Equity Team, GMO. |
Focused Equity |
Thomas Hancock (since the Fund’s inception in 2017) |
Head, Focused Equity Team, GMO. |
GMO EMERGING MARKETS FUND |
|
Class II |
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class II |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO EMERGING MARKETS FUND |
GMO EMERGING MARKETS FUND |
GMO EMERGING MARKETS FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class II1 |
|
|
|
11/29/1996 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI Emerging Markets
Index2 (Fund benchmark)
(reflects no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestment) |
[ ] |
[ ] |
[ ] |
[ ] |
Class III |
|
|
|
12/9/1993 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI Emerging Markets
Index2 (Fund benchmark)
(reflects no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestment) |
[ ] |
[ ] |
[ ] |
[ ] |
Class VI |
|
|
|
6/30/2003
|
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI Emerging Markets
Index2 (Fund benchmark)
(reflects no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestment) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
3/31/2020 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI Emerging Markets
Index2 (Fund benchmark)
(reflects no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestment) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
1/14/2020
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI Emerging Markets
Index2 (Fund benchmark)
(reflects no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestment) |
[ ] |
N/A |
N/A |
[ ] |
GMO EMERGING MARKETS FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since 2015) |
Portfolio Manager, Systematic Equity Team, GMO. |
GMO EMERGING MARKETS EX-CHINA FUND |
|
Class II |
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class II |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO EMERGING MARKETS EX-CHINA FUND |
GMO EMERGING MARKETS EX-CHINA FUND |
GMO EMERGING MARKETS EX-CHINA FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
11/17/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
N/A |
N/A |
[ ] |
MSCI Emerging Markets ex-
China1 (Fund benchmark)
(returns reflect no deduction for fees or
expenses, but are net of
withholding tax on dividend
reinvestment) |
[ ] |
N/A |
N/A |
[ ] |
Class VI |
|
|
|
10/18/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI Emerging Markets ex-
China1 (Fund benchmark)
(returns reflect no deduction for fees or
expenses, but are net of
withholding tax on dividend
reinvestment) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since the Fund’s inception in 2021) |
Portfolio Manager, Systematic Equity Team, GMO. |
GMO EMERGING MARKETS EX-CHINA FUND |
GMO GLOBAL DEVELOPED EQUITY ALLOCATION FUND |
|
Class III |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)3 |
([ ]%)3 |
([ ]%)2,3 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying
fund expenses) |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO GLOBAL DEVELOPED EQUITY ALLOCATION FUND |
GMO GLOBAL DEVELOPED EQUITY ALLOCATION FUND |
GMO GLOBAL DEVELOPED EQUITY ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
6/16/2005 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI World Index1 (Fund
benchmark) (returns reflect no
deduction for fees or expenses, but
are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2005) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO GLOBAL DEVELOPED EQUITY ALLOCATION FUND |
GMO GLOBAL EQUITY ALLOCATION FUND |
|
Class III |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)3 |
([ ]%)3 |
([ ]%)2,3 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying
fund expenses) |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO GLOBAL EQUITY ALLOCATION FUND |
GMO GLOBAL EQUITY ALLOCATION FUND |
GMO GLOBAL EQUITY ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
11/26/1996 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI +1 (Composite
index) |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI1 (Fund benchmark)
(returns reflect no deduction for
fees or expenses, but are net of
withholding tax on dividend
reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
7/15/2020 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI +1 (Composite
index) |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1 (Fund benchmark)
(returns reflect no deduction for
fees or expenses, but are net of
withholding tax on dividend
reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
8/17/2020
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI +1 (Composite
index) |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1 (Fund benchmark)
(returns reflect no deduction for
fees or expenses, but are net of
withholding tax on dividend
reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 1996) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO GLOBAL EQUITY ALLOCATION FUND |
GMO INTERNATIONAL DEVELOPED EQUITY ALLOCATION FUND |
|
Class III |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)3 |
([ ]%)3 |
([ ]%)2,3 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying
fund expenses) |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO INTERNATIONAL DEVELOPED EQUITY ALLOCATION FUND |
GMO INTERNATIONAL DEVELOPED EQUITY ALLOCATION FUND |
GMO INTERNATIONAL DEVELOPED EQUITY ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
6/5/2006
|
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI EAFE Index1 (Fund
benchmark) (returns reflect no
deduction for fees or expenses, but
are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
1/22/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI EAFE Index1 (Fund
benchmark) (returns reflect no
deduction for fees or expenses, but
are net of withholding tax on
dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2006) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO INTERNATIONAL DEVELOPED EQUITY ALLOCATION FUND |
GMO INTERNATIONAL EQUITY ALLOCATION FUND |
|
Class III |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)3 |
([ ]%)3 |
([ ]%)2,3 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying
fund expenses) |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO INTERNATIONAL EQUITY ALLOCATION FUND |
GMO INTERNATIONAL EQUITY ALLOCATION FUND |
GMO INTERNATIONAL EQUITY ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
10/11/1996 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI ex USA1 (Fund
benchmark) (returns reflect no
deduction for fees or expenses, but
are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
8/30/2019 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI ex USA1 (Fund
benchmark) (returns reflect no
deduction for fees or expenses, but
are net of withholding tax on
dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 1996) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO INTERNATIONAL EQUITY ALLOCATION FUND |
GMO INTERNATIONAL EQUITY FUND |
|
Class II |
Class III |
Class IV |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class II |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO INTERNATIONAL EQUITY FUND |
GMO INTERNATIONAL EQUITY FUND |
GMO INTERNATIONAL EQUITY FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class II |
|
|
|
9/26/1996 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI EAFE Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class III |
|
|
|
3/31/1987 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI EAFE Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class IV |
|
|
|
1/9/1998
|
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI EAFE Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class I |
|
|
|
5/24/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI EAFE Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since March 2024) |
Portfolio Manager, Systematic Equity Team, GMO. |
GMO INTERNATIONAL EQUITY FUND |
GMO INTERNATIONAL OPPORTUNISTIC VALUE FUND |
|
Class III |
Class IV |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO INTERNATIONAL OPPORTUNISTIC VALUE FUND |
GMO INTERNATIONAL OPPORTUNISTIC VALUE FUND |
GMO INTERNATIONAL OPPORTUNISTIC VALUE FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
7/29/1998 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI World ex USA2 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI EAFE Index2 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since May 2023) |
Portfolio Manager, Systematic Equity Team, GMO. |
Systematic Equity |
Tara Oliver (since May 2023) |
Portfolio Manager, Systematic Equity Team, GMO. |
Asset Allocation |
John Thorndike (since May 2023) |
Co-Head, Asset Allocation Team, GMO. |
GMO INTERNATIONAL OPPORTUNISTIC VALUE FUND |
GMO-USONIAN JAPAN VALUE CREATION FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO-USONIAN JAPAN VALUE CREATION FUND |
GMO-USONIAN JAPAN VALUE CREATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
9/14/2020
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
N/A |
N/A |
[ ] |
Tokyo Stock Price Index (Total
Return) (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class III |
|
|
|
12/30/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Tokyo Stock Price Index (Total
Return) (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
6/7/2021
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Tokyo Stock Price Index (Total
Return) (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
GMO-USONIAN JAPAN VALUE CREATION FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Usonian Japan Equity Team |
Drew Edwards (since the Fund’s inception in 2020) |
Head, Usonian Japan Equity Team, GMO. |
Usonian Japan Equity Team |
Colin Bekemeyer (since June 2024) |
Portfolio Manager, Usonian Japan Equity Team, GMO. |
GMO QUALITY FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO QUALITY FUND |
GMO QUALITY FUND |
GMO QUALITY FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
2/6/2004
|
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
[ ] |
[ ] |
[ ] |
S&P 500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class IV |
|
|
|
2/6/2004 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
S&P 500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class VI |
|
|
|
12/8/2006
|
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
S&P 500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
11/12/2019 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
S&P 500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
9/26/2019
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
S&P 500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Focused Equity |
Thomas Hancock (since 2009) |
Head, Focused Equity Team, GMO. |
Focused Equity |
Ty Cobb (since 2019) |
Portfolio Manager, Focused Equity Team, GMO. |
Focused Equity |
Anthony Hene (since 2015) |
Portfolio Manager, Focused Equity Team, GMO. |
GMO QUALITY FUND |
GMO QUALITY CYCLICALS FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO QUALITY CYCLICALS FUND |
GMO QUALITY CYCLICALS FUND |
GMO QUALITY CYCLICALS FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
5/12/2020 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
7/16/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Focused Equity |
Anthony Hene (since the Fund’s inception in 2020) |
Portfolio Manager, Focused Equity Team, GMO. |
Focused Equity |
Thomas Hancock (since the Fund’s inception in 2020) |
Head, Focused Equity Team, GMO. |
Focused Equity |
Ty Cobb (since the Fund’s inception in 2020) |
Portfolio Manager, Focused Equity Team, GMO. |
GMO QUALITY CYCLICALS FUND |
GMO RESOURCES FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO RESOURCES FUND |
GMO RESOURCES FUND |
GMO RESOURCES FUND |
GMO RESOURCES FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
12/28/2011 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI Commodity
Producers Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class IV |
|
|
|
3/20/2013 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI Commodity
Producers Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Class VI |
|
|
|
2/8/2022
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI Commodity
Producers Index (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI (returns reflect no
deduction for fees or expenses, but
are net of withholding tax on
dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class R6 |
|
|
|
1/22/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI Commodity
Producers Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
1/22/2021
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
MSCI ACWI Commodity
Producers Index1 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
GMO RESOURCES FUND |
|
1 Year |
5 Years |
10 Years |
Incept. |
MSCI ACWI1
(returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Focused Equity |
Lucas White (since 2015) |
Portfolio Manager, Focused Equity Team, GMO. |
Focused Equity |
Thomas Hancock (since the Fund’s inception in 2011) |
Head, Focused Equity Team, GMO. |
GMO RESOURCE TRANSITION FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO RESOURCE TRANSITION FUND |
GMO RESOURCE TRANSITION FUND |
GMO RESOURCE TRANSITION FUND |
GMO RESOURCE TRANSITION FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Focused Equity |
Lucas White (since the Fund’s inception in 2022) |
Portfolio Manager, Focused Equity Team, GMO. |
Focused Equity |
Thomas Hancock (since the Fund’s inception in 2022) |
Head, Focused Equity Team, GMO. |
GMO SMALL CAP QUALITY FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO SMALL CAP QUALITY FUND |
GMO SMALL CAP QUALITY FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
11/15/2022 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
N/A |
N/A |
[ ] |
Class VI |
|
|
|
9/20/2022 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
S&P SmallCap 600 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
GMO SMALL CAP QUALITY FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Focused Equity |
Thomas Hancock (since the Fund’s inception in 2022) |
Head, Focused Equity Team, GMO. |
Focused Equity |
Hassan Chowdhry (since the Fund’s inception in 2022) |
Portfolio Manager, Focused Equity Team, GMO. |
Focused Equity |
James Mendelson (since the Fund’s inception in 2022) |
Portfolio Manager, Focused Equity Team, GMO. |
GMO U.S. EQUITY FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO U.S. EQUITY FUND |
GMO U.S. EQUITY FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
9/18/1985 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
S&P Composite 1500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
N/A |
Class VI |
|
|
|
6/30/2003 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
S&P Composite 1500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
GMO U.S. EQUITY FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since March 2024) |
Portfolio Manager, Systematic Equity Team, GMO. |
GMO U.S. OPPORTUNISTIC VALUE FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO U.S. OPPORTUNISTIC VALUE FUND |
GMO U.S. OPPORTUNISTIC VALUE FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
12/13/2022 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on
Distributions and Sale of Fund
Shares |
[ ] |
N/A |
N/A |
[ ] |
S&P Composite 1500 Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
GMO U.S. OPPORTUNISTIC VALUE FUND |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since the Fund’s inception in 2022) |
Portfolio Manager, Systematic Equity Team, GMO. |
Systematic Equity |
Tara Oliver (since the Fund’s inception in 2022) |
Portfolio Manager, Systematic Equity Team, GMO. |
Asset Allocation |
John Thorndike (since the Fund’s inception in 2022) |
Co-Head, Asset Allocation Team, GMO. |
GMO U.S. SMALL CAP VALUE FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO U.S. SMALL CAP VALUE FUND |
GMO U.S. SMALL CAP VALUE FUND |
GMO U.S. SMALL CAP VALUE FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
7/2/2019 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
N/A |
N/A |
[ ] |
S&P SmallCap 600 Value Index (Fund benchmark) (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Systematic Equity |
George Sakoulis (since March 2024) |
Head, Systematic Equity Team, GMO. |
Systematic Equity |
Warren Chiang (since March 2024) |
Portfolio Manager, Systematic Equity Team, GMO. |
GMO U.S. SMALL CAP VALUE FUND |
GMO EMERGING COUNTRY DEBT FUND |
|
Class III |
Class IV |
Class VI |
Purchase premium (as a percentage of amount invested) |
0.75% |
0.75% |
0.75% |
Redemption fee (as a percentage of amount redeemed) |
0.75% |
0.75% |
0.75% |
|
Class III |
Class IV |
Class VI |
Management fee |
[ ]%2 |
[ ]%2 |
[ ]%2 |
Other expenses |
[ ]%3 |
[ ]%3 |
[ ]%3 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense waiver |
([ ]%)2 |
([ ]%)2 |
([ ]%)2 |
Total annual fund operating expenses after expense waiver |
[ ]% |
[ ]% |
[ ]% |
|
If
you sell your shares |
If you
do not sell your shares | ||||||
|
1 Year |
3 Years |
5 Years |
10 Years |
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO EMERGING COUNTRY DEBT FUND |
GMO EMERGING COUNTRY DEBT FUND |
GMO EMERGING COUNTRY DEBT FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
4/19/1994 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
J.P. Morgan EMBI Global
Diversified +1 (Composite index)
(Fund benchmark) |
[ ] |
[ ] |
[ ] |
[ ] |
Class IV |
|
|
|
1/9/1998 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
J.P. Morgan EMBI Global
Diversified +1 (Composite index)
(Fund benchmark) |
[ ] |
[ ] |
[ ] |
[ ] |
Class VI |
|
|
|
7/29/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
J.P. Morgan EMBI Global
Diversified +1 (Composite index)
(Fund benchmark) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Emerging Country Debt |
Tina Vandersteel (since 2015) |
Head, Emerging Country Debt Team, GMO. |
GMO EMERGING COUNTRY DEBT SHARES FUND |
|
Fees paid directly
from your investment |
Fees paid
by the Fund |
Purchase premium (as a percentage of amount invested) |
0.00% |
[ ]%1 |
Redemption fee (as a percentage of amount redeemed) |
0.00% |
[ ]%1 |
|
Class R6 |
Class I |
Management fee |
[ ]%3 |
[ ]%3 |
Other expenses |
[ ]% |
[ ]%4 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]%5 |
[ ]%5 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)3 |
([ ]%)3,4 |
Total annual fund operating expenses after expense reimbursement/waiver
(Fund and underlying fund expenses) |
[ ]% |
[ ]% |
|
If
you sell your shares |
If you
do not sell your shares | ||
|
1 Year |
3 Years |
1 Year |
3 Years |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO EMERGING COUNTRY DEBT SHARES FUND |
GMO EMERGING COUNTRY DEBT SHARES FUND |
GMO EMERGING COUNTRY DEBT SHARES FUND |
GMO EMERGING COUNTRY DEBT SHARES FUND |
Highest Quarter: |
[_]% |
| |
Lowest Quarter: |
[_]% |
| |
Year-to-Date: |
[_]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class I |
|
|
|
4/19/19941 |
Return Before Taxes |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Return After Taxes on Distributions |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
J.P. Morgan EMBI Global
Diversified + 2 (Composite index)
(Fund benchmark) (reflects no
deduction for fees, expenses, or
taxes) |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Class R6 |
|
|
|
4/19/19941 |
Return Before Taxes |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
J.P. Morgan EMBI Global
Diversified +2 (Composite index)
(Fund benchmark) (reflects no
deduction for fees, expenses, or
taxes) |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Emerging Country Debt |
Tina Vandersteel (since the Fund’s inception in 2020) |
Head, Emerging Country Debt Team, GMO. |
GMO EMERGING COUNTRY DEBT SHARES FUND |
GMO HIGH YIELD FUND |
|
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]%2 |
[ ]%2 |
[ ]%2 |
[ ]%2 |
[ ]%2 |
[ ]%2,3 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,3 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO HIGH YIELD FUND |
GMO HIGH YIELD FUND |
GMO HIGH YIELD FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
6/25/2018 |
Return Before Taxes |
[ ] |
[ ] |
N/A |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
N/A |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
N/A |
[ ] |
Markit iBoxx USD Liquid High
Yield Index (Fund benchmark) (returns reflect no deduction for fees, expenses, or taxes, but are net of withholding tax on dividend reinvestments) |
[ ] |
[ ] |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Structured Products |
Joe Auth (since the Fund’s inception in 2018) |
Portfolio Manager, Structured Products Team, GMO. |
Structured Products |
Rachna Ramachandran (since February 2023) |
Portfolio Manager, Structured Products Team, GMO. |
GMO HIGH YIELD FUND |
GMO MULTI-SECTOR FIXED INCOME FUND |
|
Class III |
Class IV |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]%3 |
[ ]%3 |
[ ]%3 |
[ ]%3 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and
underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO MULTI-SECTOR FIXED INCOME FUND |
GMO MULTI-SECTOR FIXED INCOME FUND |
GMO MULTI-SECTOR FIXED INCOME FUND |
GMO MULTI-SECTOR FIXED INCOME FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
4/30/1997 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Aggregate
Index (Fund benchmark) (reflects no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class IV |
|
|
|
7/26/2005 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Aggregate
Index (Fund benchmark) (reflects no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Developed Rates and FX |
Jason Hotra (since 2016) |
Head, Developed Rates and FX Team, GMO. |
Developed Rates and FX |
James Donaldson (since 2023) |
Portfolio Manager, Developed Rates and FX Team, GMO. |
GMO MULTI-SECTOR FIXED INCOME FUND |
GMO OPPORTUNISTIC INCOME FUND |
|
Class III |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO OPPORTUNISTIC INCOME FUND |
GMO OPPORTUNISTIC INCOME FUND |
GMO OPPORTUNISTIC INCOME FUND |
GMO OPPORTUNISTIC INCOME FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
7/21/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Securitized
Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Class VI |
|
|
|
10/3/2011 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Securitized
Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Class R6 |
|
|
|
5/19/2021 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Securitized
Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
11/5/2019 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Bloomberg U.S. Securitized
Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Structured Products |
Joe Auth (since 2015) |
Portfolio Manager, Structured Products Team, GMO. |
Structured Products |
Ben Nabet (since February 2023) |
Portfolio Manager, Structured Products Team, GMO. |
GMO OPPORTUNISTIC INCOME FUND |
GMO ALTERNATIVE ALLOCATION FUND |
|
Class II |
Class III |
Class IV |
Class V |
Class VI |
Class R6 |
Class I |
Management fee |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
[ ]%1 |
Total other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Dividend and interest expense on short sales |
[ ]%3 |
[ ]%3 |
[ ]%3 |
[ ]%3 |
[ ]%3 |
[ ]%3 |
[ ]%3 |
All other expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]%2 |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1 |
([ ]%)1,2 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying fund expenses) |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
[ ]% |
GMO ALTERNATIVE ALLOCATION FUND |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class II |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class IV |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class V |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO ALTERNATIVE ALLOCATION FUND |
GMO ALTERNATIVE ALLOCATION FUND |
GMO ALTERNATIVE ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
5/1/2019
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions |
[ ] |
N/A |
N/A |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
N/A |
N/A |
[ ] |
FTSE 3-Month Treasury Bill
Index (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class R6 |
|
|
|
7/31/2020 |
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
FTSE 3-Month Treasury Bill
Index (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Class I |
|
|
|
9/4/2019
|
Return Before Taxes |
[ ] |
N/A |
N/A |
[ ] |
GMO ALTERNATIVE ALLOCATION FUND |
|
1 Year |
5 Years |
10 Years |
Incept. |
FTSE 3-Month Treasury Bill
Index (returns reflect no deduction for fees or expenses, but are net of withholding tax on dividend reinvestments) |
[ ] |
N/A |
N/A |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2019) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since October 2021) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
B.J. Brannan (since the Fund’s inception in 2019) |
Portfolio Manager, Asset Allocation Team, GMO. |
GMO ASSET ALLOCATION BOND FUND |
|
Class III |
Class VI |
Management fee |
[ ]%1 |
[ ]%1 |
Other expenses |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%)1 |
([ ]%)1 |
Total annual fund operating expenses after expense reimbursement/waiver |
[ ]% |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO ASSET ALLOCATION BOND FUND |
GMO ASSET ALLOCATION BOND FUND |
GMO ASSET ALLOCATION BOND FUND |
GMO ASSET ALLOCATION BOND FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
3/18/2009 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
FTSE 3-Month Treasury Bill
Index (Fund benchmark) (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since 2014) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO BENCHMARK-FREE FUND |
|
Class III |
Management fee |
[ ]%1 |
Total other expenses |
[ ]%2 |
Dividend and interest expense on short sales |
[ ]% |
All other expenses |
[ ]% |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]%3 |
Total annual fund operating expenses |
[ ]% |
Expense reimbursement/waiver |
([ ]%)4 |
Total annual fund operating expenses after expense reimbursement/waiver (Fund and underlying fund expenses) |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO BENCHMARK-FREE FUND |
GMO BENCHMARK-FREE FUND |
GMO BENCHMARK-FREE FUND |
GMO BENCHMARK-FREE FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
6/15/2011 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
Consumer Price Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Treasury Inflation
Notes: 1-10 Year Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2011) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO IMPLEMENTATION FUND |
|
|
Management fee |
[ ]% |
Total other expenses |
[ ]%1 |
Dividend and interest expense on short sales |
[ ]% |
All other expenses |
[ ]% |
Total annual fund operating expenses |
[ ]% |
Expense reimbursement |
([ ]%)2 |
Total annual fund operating expenses after expense reimbursement |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
GMO Implementation Fund |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO IMPLEMENTATION FUND |
GMO IMPLEMENTATION FUND |
GMO IMPLEMENTATION FUND |
GMO IMPLEMENTATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
|
|
|
|
3/1/2012 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions1 |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares1 |
[ ] |
[ ] |
[ ] |
[ ] |
Consumer Price Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Treasury Inflation
Notes: 1-10 Year Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2012) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO STRATEGIC OPPORTUNITIES ALLOCATION FUND |
|
Class III |
Management fee |
[ ]%1 |
Total other expenses |
[ ]%2 |
Dividend and interest expense on short sales |
[ ]% |
All other expenses |
[ ]% |
Acquired fund fees and expenses (underlying fund expenses) |
[ ]%3 |
Total annual fund operating expenses |
[ ]% |
Expense reimbursement |
([ ]%)4 |
Total annual fund operating expenses after expense reimbursement (Fund and underlying fund expenses) |
[ ]% |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class III |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO STRATEGIC OPPORTUNITIES ALLOCATION FUND |
GMO STRATEGIC OPPORTUNITIES ALLOCATION FUND |
GMO STRATEGIC OPPORTUNITIES ALLOCATION FUND |
GMO STRATEGIC OPPORTUNITIES ALLOCATION FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class III |
|
|
|
5/31/2005 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
GMO Strategic Opportunities
Allocation Index1 (Fund
benchmark) |
[ ] |
[ ] |
[ ] |
[ ] |
Bloomberg U.S. Aggregate
Index (reflects no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
MSCI World Index2 (returns reflect
no deduction for fees or expenses,
but are net of withholding tax on
dividend reinvestments) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Asset Allocation |
Ben Inker (since the Fund’s inception in 2005) |
Co-Head, Asset Allocation Team, GMO. |
Asset Allocation |
John Thorndike (since 2019) |
Co-Head, Asset Allocation Team, GMO. |
GMO U.S. TREASURY FUND |
|
Class VI |
Class R6 |
Class I |
Management fee |
[ ]% |
[ ]% |
[ ]% |
Other expenses |
[ ]% |
[ ]% |
[ ]% |
Total annual fund operating expenses |
[ ]% |
[ ]% |
[ ]% |
Expense reimbursement/waiver |
([ ]%) |
([ ]%) |
([ ]%) |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class VI |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class R6 |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
Class I |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
GMO U.S. TREASURY FUND |
GMO U.S. TREASURY FUND |
Highest Quarter: |
[ ]% |
[ ] | |
Lowest Quarter: |
[ ]% |
[ ] | |
Year-to-Date: |
[ ]% |
As of |
3/31/2024 |
|
1 Year |
5 Years |
10 Years |
Incept. |
Class VI |
|
|
|
3/17/2009 |
Return Before Taxes |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions |
[ ] |
[ ] |
[ ] |
[ ] |
Return After Taxes on Distributions
and Sale of Fund Shares |
[ ] |
[ ] |
[ ] |
[ ] |
FTSE 3-Month Treasury Bill
Index (returns reflect no deduction for fees, expenses, or taxes) |
[ ] |
[ ] |
[ ] |
[ ] |
Investment Team |
Senior Member (Length of Service with Fund)
|
Title |
Short Duration Strategies |
Tracey Keenan (since 2017) |
Portfolio Manager, Short Duration Strategies Team, GMO. |
GMO U.S. TREASURY FUND |
|
|
Minimum Total Fund
Investment |
Minimum Total GMO
Investment |
Class II Shares |
All Funds Offering Class II Shares |
N/A |
$1 million |
Class III Shares |
International Equity Fund |
N/A |
$35 million |
Alternative Allocation Fund
Emerging Markets Fund
Emerging Markets ex-China Fund |
$50 million |
N/A | |
All Other Funds Offering Class III Shares |
N/A |
$1 million | |
Class IV Shares |
All Funds Offering Class IV Shares |
$125 million |
$250 million |
Class V Shares |
All Funds Offering Class V Shares |
$250 million |
$500 million |
Class VI Shares |
U.S. Treasury Fund |
N/A |
$1 million |
All Other Funds Offering Class VI Shares |
$300 million |
$750 million |
|
|
Minimum Total Fund
Investment |
Minimum Total GMO
Investment |
|
Implementation Fund |
N/A |
$1 million |
|
Multi-
Asset
Class
Funds |
Equity Funds | ||||||||||||||||||
|
Benchmark-Free Allocation Fund |
Global Asset Allocation Fund |
Climate Change Fund |
Emerging Markets Fund |
Emerging Markets ex-China Fund |
Global Developed Equity Allocation Fund |
Global Equity Allocation Fund |
International Developed Equity Allocation Fund |
International Equity Allocation Fund |
International Equity Fund |
International Opportunistic Value Fund |
Japan Value Creation Fund |
Quality Fund |
Quality Cyclicals Fund |
Resources Fund |
Resource Transition Fund |
Small Cap Quality Fund |
U.S. Equity Fund |
U.S. Opportunistic Value Fund |
U.S. Small Cap Value
Fund |
Commodities Risk |
• |
• |
• |
|
|
|
|
|
|
|
|
|
|
|
• |
• |
|
|
|
|
Counterparty Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
• |
• |
• |
• |
• |
• |
• |
• |
Credit Risk |
• |
• |
|
|
|
• |
• |
• |
• |
|
|
|
|
|
|
|
|
|
|
|
Currency Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
|
|
|
Derivatives and Short Sales Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
• |
• |
• |
• |
• |
• |
• |
• |
Event-Driven Risk |
• |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Focused Investment Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Fund of Funds Risk |
• |
• |
|
• |
• |
• |
• |
• |
• |
|
|
|
|
|
|
|
|
|
|
|
Futures Contracts Risk |
• |
• |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Illiquidity Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
• |
• |
• |
• |
• |
• |
• |
Large Shareholder Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
• |
• |
• |
• |
• |
• |
• |
Leveraging Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
• |
• |
• |
• |
• |
• |
• |
• |
Management and Operational Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Market Disruption and Geopolitical Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Market Risk – Asset-Backed Securities |
• |
• |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Market Risk – Equities |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Market Risk – Fixed Income |
• |
• |
|
|
|
• |
• |
• |
• |
|
|
|
|
|
|
|
|
|
|
|
Non-Diversified Funds |
• |
• |
|
|
• |
• |
• |
• |
• |
|
|
|
|
|
|
• |
|
|
|
|
Non-U.S. Investment Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
|
|
|
Smaller Company Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
• |
• |
• |
• |
• |
• |
• |
|
Fixed Income Funds |
Alternative
Funds |
Implementation Funds | ||||||||
|
Emerging Country Debt Fund |
Emerging Country Debt Shares Fund |
High Yield Fund |
Multi-Sector Fixed Income Fund |
Opportunistic Income Fund |
Alternative Allocation Fund |
Asset Allocation Bond Fund |
Benchmark-Free Fund |
Implementation Fund |
Strategic Opportunities Allocation Fund |
U.S. Treasury Fund
|
Commodities Risk |
|
|
|
|
|
• |
• |
• |
• |
• |
|
Counterparty Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Credit Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Currency Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
Derivatives and Short Sales Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
Event-Driven Risk |
|
|
|
|
|
• |
|
|
• |
• |
|
Focused Investment Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
Fund of Funds Risk |
|
• |
• |
• |
|
• |
• |
• |
• |
• |
|
Futures Contracts Risk |
|
|
• |
• |
• |
• |
|
• |
|
• |
|
Illiquidity Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
Large Shareholder Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Leveraging Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
Management and Operational Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Market Disruption and Geopolitical Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Market Risk – Asset-Backed Securities |
|
|
|
• |
• |
|
• |
• |
• |
• |
|
Market Risk – Equities |
|
|
|
|
|
• |
• |
• |
• |
• |
|
Market Risk – Fixed Income |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
Non-Diversified Funds |
|
|
• |
• |
|
• |
|
• |
|
• |
|
Non-U.S. Investment Risk |
• |
• |
• |
• |
• |
• |
• |
• |
• |
• |
|
Smaller Company Risk |
|
|
|
• |
• |
• |
• |
• |
• |
• |
|
• Resource Transition Fund |
• Multi-Sector Fixed Income Fund |
• Emerging Markets ex-China Fund |
• High Yield Fund |
• Alternative Allocation Fund |
|
|
|
Fund |
% of Average Net Assets |
Alternative Allocation Fund |
[ ] % |
Asset Allocation Bond Fund |
[ ] % |
Benchmark-Free Fund |
[ ] % |
Benchmark-Free Allocation Fund |
[ ] % |
Climate Change Fund |
[ ] % |
Emerging Country Debt Fund |
[ ] % |
Emerging Markets ex-China Fund |
[ ] % |
Emerging Markets Fund |
[ ] % |
Global Asset Allocation Fund |
[ ] % |
Global Developed Equity Allocation Fund |
[ ] % |
Global Equity Allocation Fund |
[ ] % |
High Yield Fund |
[ ] % |
International Developed Equity Allocation Fund |
[ ] % |
International Equity Allocation Fund |
[ ] % |
International Equity Fund |
[ ] % |
Fund |
% of Average Net Assets |
International Opportunistic Value Fund |
[ ] % |
Japan Value Creation Fund |
[ ] % |
Multi-Sector Fixed Income Fund |
[ ] % |
Opportunistic Income Fund |
[ ] % |
Quality Fund |
[ ] % |
Quality Cyclicals Fund |
[ ] % |
Resources Fund |
[ ] % |
Resource Transition Fund |
[ ] % |
Small Cap Quality Fund |
[ ] % |
Strategic Opportunities Allocation Fund |
[ ] % |
U.S. Equity Fund |
[ ] % |
U.S. Opportunistic Value Fund |
[ ] % |
U.S. Small Cap Value Fund |
[ ] % |
U.S. Treasury Fund |
[ ] % |
Investment Team |
Primary Responsibilities |
Asset Allocation |
Asset Allocation Funds, Alternative Allocation Fund, Asset Allocation Bond
Fund, and Implementation Fund |
Developed Rates and FX |
Multi-Sector Fixed Income Fund |
Emerging Country Debt |
Emerging Country Debt Fund and Emerging Country Debt Shares
Fund |
Focused Equity |
Climate Change Fund, Quality Fund, Quality Cyclicals Fund, Resources Fund,
Resource Transition Fund, and Small Cap Quality
Fund |
Short Duration Strategies |
U.S. Treasury Fund |
Structured Products |
High Yield Fund and Opportunistic Income Fund |
Systematic Equity |
Emerging Markets Fund, Emerging Markets ex-China Fund, International
Equity Fund, International Opportunistic Value Fund, U.S.
Equity Fund, U.S. Opportunistic Value Fund, and U.S. Small
Cap Value Fund |
Usonian Japan Equity |
Japan Value Creation Fund |
Funds |
Senior Member |
Title; Business Experience During Past 5 Years |
Asset Allocation Funds1, Implementation
Fund1, and Asset Allocation Bond
Fund |
Ben Inker |
Co-Head, Asset Allocation Team, GMO. Mr. Inker has been
responsible for overseeing the portfolio management of GMO’s
asset allocation portfolios since 1996. |
John Thorndike |
Co-Head, Asset Allocation Team, GMO. Mr. Thorndike has
been responsible for overseeing the portfolio management of
asset allocation portfolios since 2015. | |
Alternative Allocation Fund1 |
Ben Inker |
See above. |
John Thorndike |
See above. | |
B.J. Brannan |
Portfolio Manager, Asset Allocation Team, GMO. Mr. Brannan
has been responsible for overseeing the portfolio management
of Alternative Allocation Fund since 2019. | |
Multi-Sector Fixed Income Fund |
Jason Hotra |
Head, Developed Rates and FX Team, GMO. Mr. Hotra has
been responsible for providing portfolio management services
to GMO’s developed rates and FX portfolios since June 2015.
Previously, Mr. Hotra was a portfolio manager at
Convexity Capital Management. |
James Donaldson |
Portfolio Manager, Developed Rates and FX Team,
GMO. Mr. Donaldson has been responsible for providing
portfolio management services to GMO’s fixed income
portfolios since 2015. | |
High Yield Fund |
Joe Auth |
Portfolio Manager, Structured Products Team and Head of
Developed Fixed Income, GMO. Mr. Auth has been responsible
for providing portfolio management services to GMO’s
structured credit portfolios since 2014 and high yield credit
portfolios since 2017. Previously, Mr. Auth was a portfolio
manager at Harvard Management Company. |
Rachna
Ramachandran |
Portfolio Manager, Structured Products Team, GMO. Ms. Ramachandran has been responsible for providing portfolio management services to GMO’s structured credit portfolios since 2019. Prior to joining GMO, Ms. Ramachandran was a Director of Credit Trading at Bank of America Merrill Lynch. |
Funds |
Senior Member |
Title; Business Experience During Past 5 Years |
Opportunistic Income Fund |
Joe Auth |
See above. |
Ben Nabet |
Portfolio Manager, Structured Products Team, GMO. Mr. Nabet
has been responsible for providing portfolio management
services to GMO’s structured credit portfolios since 2015. | |
Emerging Markets Fund, Emerging
Markets ex-China Fund, International
Equity Fund, U.S. Equity Fund, and
U.S. Small Cap Value Fund |
George Sakoulis |
Head, Systematic Equity Team and Head of Investment Teams,
GMO. Dr. Sakoulis has been the Head of Investment Teams at
GMO since 2020. From 2009 to 2014 Dr. Sakoulis led
quantitative research for GMO’s Emerging Markets Equity
team. Prior to rejoining GMO in 2020, Dr. Sakoulis was
Managing Director and Head of Global Multi-Asset Solutions
for PGIM Quantitative Solutions LLC (formerly, Quantitative
Management Associates LLC). |
Warren Chiang |
Portfolio Manager, Systematic Equity Team, GMO. Mr. Chiang
has been responsible for overseeing the portfolio management
of emerging markets equity portfolios since June 2015 and
global equity portfolios since 2022. Previously, Mr. Chiang was
Managing Director, Head of Active Equity Strategies at
Mellon Capital Management. | |
U.S. Opportunistic Value Fund and
International Opportunistic Value Fund |
George Sakoulis |
See above. |
Warren Chiang |
See above. | |
Tara Oliver |
Portfolio Manager, Systematic Equity Team, GMO. Ms. Oliver
has been responsible for providing portfolio management and
research services to global equity portfolios at GMO since
2000. | |
John Thorndike |
See above. | |
Emerging Country Debt Fund and
Emerging Country Debt Shares Fund |
Tina Vandersteel |
Head, Emerging Country Debt Team, GMO. Ms. Vandersteel
has been in this role since October 2015. Ms. Vandersteel has
been responsible for providing research and portfolio
management services for this and other emerging country debt
portfolios at GMO since 2004. |
Quality Fund and Quality Cyclicals Fund |
Thomas Hancock |
Head, Focused Equity Team, GMO. Dr. Hancock was
responsible for overseeing the portfolio management of GMO’s
international developed market and global equity portfolios
beginning in 1998. |
Ty Cobb |
Portfolio Manager, Focused Equity Team, GMO. Mr. Cobb has
been responsible for providing portfolio management and
research services for global equity portfolios at GMO since
2003. | |
Anthony Hene |
Portfolio Manager, Focused Equity Team, GMO. Mr. Hene has
been in this role since September 2015. Mr. Hene has been
responsible for providing portfolio management and research
services for this and other global equity portfolios at GMO
since 1995. | |
Climate Change Fund, Resources Fund and
Resource Transition Fund |
Lucas White |
Portfolio Manager, Focused Equity Team, GMO. Mr. White has
been responsible for providing portfolio management and
research services for this and GMO’s other Focused Equity
portfolios since September 2015. Mr. White previously served
in other capacities at GMO, including providing portfolio
management for the GMO Quality Strategy, since joining GMO
in 2006. |
Thomas Hancock |
See above. |
Funds |
Senior Member |
Title; Business Experience During Past 5 Years |
Small Cap Quality Fund |
Thomas Hancock |
See above. |
Hassan Chowdhry |
Portfolio Manager, Focused Equity Team, GMO. Mr. Chowdhry
has been responsible for providing research services for global
equity portfolios at GMO since 2007. | |
James Mendelson |
Portfolio Manager, Focused Equity Team, GMO. Mr.
Mendelson has been responsible for providing research services
for global equity portfolios at GMO since 2019. Prior to
rejoining GMO in 2019, he worked at D.E. Shaw & Co. as
an analyst. | |
Japan Value Creation Fund |
Drew Edwards |
Head, Usonian Japan Equity Team, GMO. Mr. Edwards joined
GMO in August, 2020. Prior to joining GMO, Mr. Edwards
was the Chief Executive Officer, Chief Investment Officer and
Portfolio Manager for Usonian Investments LLC. Prior to
founding Usonian Investments LLC in August 2017, Mr.
Edwards was Portfolio Manager at Advisory Research,
Inc. |
Colin Bekemeyer |
Portfolio Manager, Usonian Japan Equity Team, GMO. Mr.
Bekemeyer joined GMO in 2021. Prior to joining GMO, Mr.
Bekemeyer was a Managing Director and Portfolio Manager at
Oaktree Capital Management. | |
U.S. Treasury Fund |
Tracey Keenan |
Portfolio Manager, Short Duration Strategies Team and Fixed Income Trading Team Lead, GMO. Ms. Keenan has been responsible for overseeing the portfolio management of GMO’s
short duration strategies since 2017. Ms. Keenan has been a
member of the Fixed Income Trading Team since joining GMO
in 2002. |
By U.S. Postal Service: State Street Bank and Trust Company Attn: GMO Transfer Agent Box 5493
Boston, Massachusetts 02206 |
By Overnight Courier: State Street Bank and Trust Company Attn: GMO Transfer Agent 1776 Heritage Drive North Quincy, Massachusetts 02171 |
|
|
Minimum Total
Fund Investment |
Minimum Total GMO
Investment1 |
Shareholder
Service Fee
(as a % of
average daily net assets) |
Class II Shares |
All Funds Offering Class II Shares |
N/A |
$1 million |
0.22% |
Class III Shares |
Global Asset Allocation Fund
Global Equity Allocation Fund
Global Developed Equity Allocation Fund
International Equity Allocation Fund
International Developed Equity Allocation Fund
Benchmark-Free Fund
Strategic Opportunities Allocation Fund |
N/A |
$1 million |
0.00%2 |
International Equity Fund |
N/A |
$35 million |
0.15% | |
Alternative Allocation Fund
Emerging Markets Fund
Emerging Markets ex-China Fund |
$50 million |
N/A |
0.15% | |
All Other Funds Offering Class III Shares |
N/A |
$1 million |
0.15% | |
Class IV Shares |
Benchmark-Free Allocation Fund
Climate Change Fund
Japan Value Creation Fund
Resources Fund U.S. Equity Fund
U.S. Small Cap Value Fund
High Yield Fund Multi-Sector Fixed Income Fund Emerging Country Debt Fund
Small Cap Quality Fund
Resource Transition Fund
U.S. Opportunistic Value Fund |
$125 million |
$250 million |
0.10% |
International Equity Fund
International Opportunistic Value Fund |
$125 million |
$250 million |
0.09% | |
Alternative Allocation Fund
Quality Fund
Quality Cyclicals Fund
Emerging Markets Fund
Emerging Markets ex-China Fund |
$125 million |
$250 million |
0.105% | |
Class V Shares |
All Funds Offering Class V Shares |
$250 million |
$500 million |
0.085% |
Class VI Shares |
All Funds Offering Class VI Shares |
$300 million |
$750 million |
0.055% |
U.S. Treasury Fund |
N/A |
$1 million |
N/A |
|
|
Minimum Total
Fund Investment |
Minimum Total GMO Investment1 |
Shareholder Service Fee (as a % of average daily net assets) |
|
Implementation Fund |
N/A |
$1 million |
N/A |
Benchmark/Comparative Index |
Description |
Bloomberg U.S. Aggregate Index |
The Bloomberg U.S. Aggregate Index is an independently maintained and
widely published index comprised of U.S. fixed rate debt
issues having a maturity of at least one year and rated
investment grade or higher. |
Bloomberg U.S. Securitized Index |
The Bloomberg U.S. Securitized Index is comprised of the securitized
credit portion of the Bloomberg U.S. Aggregate
Index. |
Bloomberg U.S. Treasury Inflation Notes: 1-10
Year Index |
The Bloomberg U.S. Treasury Inflation Notes: 1-10 Year Index is an
independently maintained and widely published index
comprised of inflation- protected securities issued by the
U.S. Treasury (TIPS) having a maturity of at least one year
and less than ten years. |
Consumer Price Index |
The Consumer Price Index for All Urban Consumers U.S. All Items is
published monthly by the U.S. government as an indicator of
changes in price levels (or inflation) paid by urban
consumers for a representative basket of goods and
services. |
FTSE 3-Month Treasury Bill Index |
The FTSE 3-Month Treasury Bill Index is an independently maintained and
widely published index comprised of short-term U.S. Treasury
bills. |
GMO Global Asset Allocation Index |
The GMO Global Asset Allocation Index is an internally maintained
composite benchmark computed by GMO, comprised of (i) the
MSCI ACWI (All Country World Index) (MSCI Standard Index
Series, net of withholding tax) through 6/30/2002, (ii)
48.75% S&P 500 Index, 16.25% MSCI ACWI ex USA (MSCI
Standard Index Series, net of withholding tax), and 35% Bloomberg
U.S. Aggregate Index from 6/30/2002 through 3/31/2007, and
(iii) 65% MSCI ACWI (All Country World Index) (MSCI Standard
Index Series, net of withholding tax) and 35% Bloomberg U.S.
Aggregate Index thereafter. MSCI data may not be reproduced
or used for any other purpose. MSCI provides no warranties,
has not prepared or approved this report, and has no liability
hereunder. S&P does not guarantee the accuracy, adequacy, completeness
or availability of any data or information and is not
responsible for any errors or omissions from the use of such
data or information. Reproduction of the data or information
in any form is prohibited except with the prior written permission of S&P or its third-party licensors. |
GMO Strategic Opportunities Allocation Index |
The GMO Strategic Opportunities Allocation Index is an internally
maintained composite benchmark computed by GMO, comprised of
75% MSCI World Index (MSCI Standard Index Series, net of
withholding tax) and 25% Bloomberg U.S. Aggregate Index.
MSCI data may not be reproduced or used for any other
purpose. MSCI provides no warranties, has not prepared or approved this
report, and has no liability hereunder. |
J.P. Morgan EMBI |
[ ] |
J.P. Morgan EMBI + |
[ ] |
J.P. Morgan EMBI Global |
The J.P. Morgan EMBI (Emerging Markets Bond Index) Global is an
independently maintained and widely published index
comprised of U.S. dollar- denominated Eurobonds, traded
loans, and legacy Brady bonds issued by sovereign and
quasi-sovereign entities. |
J.P. Morgan EMBI Global Diversified |
The J.P. Morgan EMBI (Emerging Markets Bond Index) Global Diversified is a
uniquely weighted version of the J.P. Morgan EMBI Global
that limits the weights of those index countries with larger
debt stocks by only including specified portions of these
countries’ eligible current face amounts of debt
outstanding. |
J.P. Morgan EMBI Global Diversified + |
The J.P. Morgan EMBI (Emerging Markets Bond Index) Global Diversified + is
an internally maintained composite benchmark computed by
GMO, comprised of (i) the J.P. Morgan EMBI through
8/31/1995, (ii) the J.P. Morgan EMBI Plus through
12/31/1999, (iii) the J.P. Morgan EMBI Global through 2/29/20 and (iv) the J.P. Morgan EMBI Global Diversified thereafter. |
Markit iBoxx USD Liquid High Yield Index |
The Markit iBoxx USD Liquid High Yield Index consists of liquid USD high
yield bonds, selected to provide a balanced representation of the broad
USD high yield corporate bond universe. |
Benchmark/Comparative Index |
Description |
MSCI ACWI |
The MSCI ACWI (All Country World Index) (MSCI Standard Index Series, net
of withholding tax) is an independently maintained and
widely published index comprised of global developed and
emerging markets. MSCI data may not be reproduced or used
for any other purpose. MSCI provides no warranties, has not
prepared or approved this report, and has no liability
hereunder. |
MSCI ACWI + |
The MSCI ACWI (All Country World Index) + is an internally maintained
composite benchmark computed by GMO, comprised of (i) the
GMO Global Equity Index, an internally maintained composite
benchmark computed by GMO, comprised of 75% S&P 500
Index and 25% MSCI ACWI ex USA (MSCI Standard Index Series,
net of withholding tax) through 5/31/2008 and (ii) the MSCI
ACWI (MSCI Standard Index Series, net of withholding tax) thereafter. MSCI data may not be reproduced or used for any other purpose. MSCI provides
no warranties, has not prepared or approved this report, and has no
liability hereunder. S&P does not guarantee the
accuracy, adequacy, completeness or availability of any data
or information and is not responsible for any errors or
omissions from the use of such data or information. Reproduction of the
data or information in any form is prohibited except with
the prior written permission of S&P or its third-party
licensors. |
MSCI ACWI Commodity Producers Index |
The MSCI ACWI (All Country World Index) Commodity Producers Index
(MSCI Standard Index Series, net of withholding tax) is an
independently maintained and widely published index
comprised of listed large and mid- capitalization commodity
producers within the global developed and emerging markets.
MSCI data may not be reproduced or used for any other purpose. MSCI provides no warranties, has not prepared or approved this report, and has no
liability hereunder. |
MSCI ACWI Commodity Producers ex-Energy |
[ ] |
MSCI ACWI ex USA |
The MSCI ACWI (All Country World Index) ex USA (MSCI Standard Index
Series, net of withholding tax) is an independently
maintained and widely published index comprised of
international (excluding U.S. and including emerging) large
and mid-capitalization stocks. MSCI data may not be reproduced
or used for any other purpose. MSCI provides no warranties, has not
prepared or approved this report, and has no liability
hereunder. |
MSCI EAFE Index |
The MSCI EAFE (Europe, Australasia, and Far East) Index (MSCI Standard
Index Series, net of withholding tax) is an independently
maintained and widely published index comprised of
international large and mid-capitalization stocks. MSCI data
may not be reproduced or used for any other purpose. MSCI provides no warranties, has not prepared or approved this report, and has no liability
hereunder. |
MSCI Emerging Markets Index |
The MSCI Emerging Markets Index (MSCI Standard Index Series, net of
withholding tax) is an independently maintained and widely
published index comprised of global emerging markets large
and mid-capitalization stocks. MSCI data may not be
reproduced or used for any other purpose. MSCI provides no
warranties, has not prepared or approved this report, and has no liability
hereunder. |
MSCI Emerging Markets ex-China Index |
The MSCI Emerging Markets ex-China Index (MSCI Standard Index Series, net
of withholding tax) is an independently maintained and
widely published index comprised of global emerging markets
(excluding China) large and mid- capitalization stocks. MSCI
data may not be reproduced or used for any other purpose.
MSCI provides no warranties, has not prepared or approved this report, and has no liability hereunder. |
MSCI World ex-USA Index |
The MSCI World ex-USA Index (MSCI Standard Index Series, net of
withholding tax) is an independently maintained and widely
published index comprised of global developed markets,
excluding the United States. MSCI data may not be reproduced
or used for any other purpose. MSCI provides no warranties,
has not prepared or approved this report, and has no liability
hereunder. |
MSCI World Index |
The MSCI World Index (MSCI Standard Index Series, net of withholding tax) is
an independently maintained and widely published index comprised of global
developed markets. MSCI data may not be reproduced or used
for any other purpose. MSCI provides no warranties, has not
prepared or approved this report, and has no liability
hereunder. |
Benchmark/Comparative Index |
Description |
S&P 500 Index |
The S&P 500 Index is an independently maintained and widely published
index comprised of U.S. large capitalization stocks. S&P
does not guarantee the accuracy, adequacy, completeness or
availability of any data or information and is not
responsible for any errors or omissions from the use of such data or information. Reproduction of the data or information in any form is prohibited
except with the prior written permission of S&P or its third-party
licensors. |
S&P SmallCap 600 Index |
[ ] |
S&P SmallCap 600 Value Index |
The S&P SmallCap 600 Value Index is an independently maintained and
widely published index comprised of value stocks within the
S&P SmallCap 600 index. The S&P SmallCap 600 seeks
to measure the small-cap segment of the U.S. equity market.
Value stocks are measured using three factors: the ratios of book value, earnings, and sales to price. S&P does not guarantee the accuracy,
adequacy, completeness or availability of any data or information and is
not responsible for any errors or omissions from the use of
such data or information. Reproduction of the data or
information in any form is prohibited except with the prior
written permission of S&P or its third-party licensors. |
S&P Composite 1500 Index |
The S&P Composite 1500 Index is an independently maintained and widely
published index covering approximately 90% of the market
capitalization of U.S. stocks. S&P does not guarantee
the accuracy, adequacy, completeness or availability of any
data or information and is not responsible for any errors or
omissions from the use of such data or information. Reproduction of the
data or information in any form is prohibited except with
the prior written permission of S&P or its third-party
licensors. |
Tokyo Stock Price Index (Total Return) |
The Tokyo Stock Price Index is a capitalization-weighted index of all companies
listed on the First Section of the Tokyo Stock Exchange. The index is
calculated and published by the Tokyo Stock
Exchange. |
|
3 year Trailing |
Since Strategy Inception (7/23/2003)* |
Fund Net Standard Dev |
9.14% |
7.85% |
Fund Net Return Before Taxes |
4.51% |
6.92% |
Consumer Price Index |
5.67% |
2.57% |
Fund Net Return Before Taxes less Consumer Price
Index |
-1.16% |
4.35% |
|
3 year Trailing |
Since Strategy Inception (5/1/2019) |
Fund Net Return Before Taxes |
1.40% |
1.43% |
FTSE 3-Month Treasury Bill Index |
2.25% |
1.87% |
Fund Net Return Before Taxes less FTSE 3-Month
Treasury Bill Index |
-0.84% |
-0.44% |
Fund Name (and page # in Prospectus) |
Share Class |
Ticker |
Symbol |
CUSIP |
Multi-Asset Class Funds |
|
|
|
|
Benchmark-Free Allocation Fund (p. [ ]) |
Class III |
GBMFX |
— |
362008 31 0 |
|
Class IV |
GBMBX |
— |
362014 60 7 |
|
Class R6 |
GBMSX |
— |
362014 44 1 |
|
Class I |
GBMIX |
— |
362014 45 8 |
Global Asset Allocation Fund (p. [ ]) |
Class III |
GMWAX |
— |
362007 17 1 |
|
Class R6 |
GMWRX |
— |
362014 35 9 |
|
Class I |
GMOOX |
— |
362014 36 7 |
Equity Funds |
|
|
|
|
Climate Change Fund (p. [ ]) |
Class III |
GCCHX |
— |
362014 61 5 |
|
Class IV |
— |
— |
362014 59 9 |
|
Class V |
— |
— |
362014 58 1 |
|
Class VI |
— |
— |
362014 57 3 |
|
Class R6 |
GCCAX |
— |
362014 42 5 |
|
Class I |
GCCLX |
— |
362014 43 3 |
Emerging Markets Fund (p. [ ]) |
Class II |
GMEMX |
EmergMkt |
362007 50 2 |
|
Class III |
GMOEX |
EmergMkt |
362007 60 1 |
|
Class IV |
GMEFX |
EmergMkt |
362008 79 9 |
|
Class V |
GEMVX |
GMOEmgMktsV |
362008 28 6 |
|
Class VI |
GEMMX |
EmergMkt |
362008 27 8 |
|
Class R6 |
GEMNX |
— |
36256V 83 3 |
|
Class I |
GEMEX |
— |
36256V 82 5 |
Emerging Markets ex-China Fund (p. [ ]) |
Class II |
— |
— |
36256V 59 3 |
|
Class III |
GMAUX |
— |
36256V 58 5 |
|
Class IV |
— |
— |
36256V 57 7 |
|
Class V |
— |
— |
36256V 56 9 |
|
Class VI |
GMAQX |
— |
36256V 55 1 |
|
Class R6 |
— |
— |
36256V 54 4 |
|
Class I |
GMAVX |
— |
36256V 619 |
Global Developed Equity Allocation Fund (p. [ ]) |
Class III |
GWOAX |
— |
362008 15 3 |
|
Class R6 |
— |
— |
362014 33 4 |
|
Class I |
— |
— |
362014 34 2 |
Global Equity Allocation Fund (p. [ ]) |
Class III |
GMGEX |
— |
362007 14 8 |
|
Class R6 |
GMADX |
— |
362014 31 8 |
|
Class I |
GAAUX |
— |
362014 32 6 |
International Developed Equity Allocation Fund (p. [ ]) |
Class III |
GIOTX |
— |
362013 45 0 |
|
Class R6 |
GAAWX |
— |
362014 26 8 |
|
Class I |
— |
— |
362014 27 6 |
International Equity Allocation Fund (p. [ ]) |
Class III |
GIEAX |
— |
362007 21 3 |
|
Class R6 |
GSXMX |
— |
362014 24 3 |
|
Class I |
— |
— |
362014 25 0 |
International Equity Fund (p. [ ]) |
Class II |
GMICX |
IntlIntrVal |
362007 20 5 |
|
Class III |
GMOIX |
IntlIntrVal |
362007 30 4 |
|
Class IV |
GMCFX |
IntlIntrVal |
362008 83 1 |
|
Class R6 |
— |
— |
362014 22 7 |
|
Class I |
GMOUX |
— |
362014 23 5 |
International Opportunistic Value Fund (p. [ ]) |
Class III |
GTMIX |
TxMngIntEq |
362008 66 6 |
|
Class IV |
GMAZX |
TxMngIntEq |
36262F 50 9 |
|
Class R6 |
GMBCX |
— |
362014 11 0 |
|
Class I |
IOVFX |
— |
362014 12 8 |
Japan Value Creation Fund (p. [ ]) |
Class III |
GMAKX |
— |
36256V 67 6 |
|
Class IV |
— |
— |
36256V 66 8 |
|
Class V |
— |
— |
36256V 65 0 |
|
Class VI |
GMAHX |
— |
36256V 64 3 |
|
Class R6 |
— |
— |
36256V 63 5 |
|
Class I |
GMIIX |
— |
36256V 62 7 |
Quality Fund (p. [ ]) |
Class III |
GQETX |
Quality |
362008 26 0 |
|
Class IV |
GQEFX |
Quality |
362008 24 5 |
|
Class V |
GQLFX |
Quality |
362008 23 7 |
|
Class VI |
GQLOX |
Quality |
362008 22 9 |
|
Class R6 |
GQESX |
Quality |
362014 17 7 |
|
Class I |
GQLIX |
Quality |
362014 18 5 |
Quality Cyclicals Fund (p. [ ]) |
Class III |
GMANX |
— |
36256V 76 7 |
|
Class IV |
— |
— |
36256V 75 9 |
|
Class V |
— |
— |
36256V 74 2 |
|
Class VI |
GMAEX |
— |
36256V 73 4 |
|
Class R6 |
— |
— |
36256V 69 2 |
|
Class I |
GMAOX |
— |
36256V 68 4 |
Resources Fund (p. [ ]) |
Class III |
GOFIX |
— |
362014 10 2 |
|
Class IV |
GOVIX |
— |
362014 20 1 |
|
Class V |
— |
— |
362014 30 0 |
|
Class VI |
GMOWX |
— |
362014 40 9 |
|
Class R6 |
GAAHX |
— |
36256V 78 3 |
|
Class I |
GEACX |
— |
36256V 77 5 |
Fund Name (and page # in Prospectus) |
Share Class |
Ticker |
Symbol |
CUSIP |
Resource Transition Fund (p. [ ]) |
Class III |
— |
— |
36256V 42 9 |
|
Class IV |
— |
— |
36256V 41 1 |
|
Class V |
— |
— |
36256V 39 5 |
|
Class VI |
GMOYX |
— |
36256V 44 5 |
|
Class R6 |
— |
— |
36256V 37 9 |
|
Class I |
— |
— |
36256V 38 7 |
Small Cap Quality Fund (p. [ ]) |
Class III |
GMAWX |
— |
36256V 53 6 |
|
Class IV |
— |
— |
36256V 52 8 |
|
Class V |
— |
— |
36256V 51 0 |
|
Class VI |
GSBGX |
— |
36256V 49 4 |
|
Class R6 |
— |
— |
36256V 48 6 |
|
Class I |
GMAYX |
— |
36256V 47 8 |
U.S. Equity Fund (p. [ ]) |
Class III |
GMUEX |
USCoreEq |
362013 65 8 |
|
Class IV |
GMRTX |
USCoreEq |
362013 64 1 |
|
Class V |
GMEQX |
USCoreEq |
362013 63 3 |
|
Class VI |
GMCQX |
USCoreEq |
362013 62 5 |
|
Class R6 |
— |
— |
36256V 20 5 |
|
Class I |
— |
— |
36256V 10 6 |
U.S. Opportunistic Value Fund (p. [ ]) |
Class III |
PPADX |
— |
36256V 46 0 |
|
Class IV |
GUSOX |
— |
36262F 20 2 |
|
Class V |
— |
— |
36262F 30 1 |
|
Class VI |
UUOAX |
— |
36256V 43 7 |
|
Class R6 |
PPAJX |
— |
36262F 40 0 |
|
Class I |
PPAEX |
— |
36256V 45 2 |
U.S. Small Cap Value Fund (p. [ ]) |
Class III |
— |
— |
36256V 70 0 |
|
Class IV |
— |
— |
36256V 80 9 |
|
Class V |
— |
— |
36256V 88 2 |
|
Class VI |
GCAVX |
— |
36256V 87 4 |
|
Class R6 |
— |
— |
36256V 85 8 |
|
Class I |
— |
— |
36256V 86 6 |
Fixed Income Funds |
|
|
|
|
Emerging Country Debt Fund (p. [ ]) |
Class III |
GMCDX |
EmgCntrDt |
362007 27 0 |
|
Class IV |
GMDFX |
EmgCntrDt |
362008 78 1 |
|
Class VI |
GMOQX |
EmgCntrDt |
36262F 10 3 |
Emerging Country Debt Shares Fund (p. [ ]) |
Class R6 |
GMAFX |
— |
36256V 72 6 |
|
Class I |
GMAJX |
— |
36256V 71 8 |
High Yield Fund (p. [ ]) |
Class III |
— |
— |
362014 56 5 |
|
Class IV |
— |
— |
362014 55 7 |
|
Class V |
— |
— |
362014 54 0 |
|
Class VI |
GHVIX |
— |
362014 53 2 |
|
Class R6 |
— |
— |
362014 28 4 |
|
Class I |
GMOZX |
— |
362014 29 2 |
Multi-Sector Fixed Income Fund (p. [ ]) |
Class III |
GUGAX |
CorePlusBd |
362008 60 9 |
|
Class IV |
GPBFX |
CorePlusBd |
362008 12 0 |
|
Class R6 |
— |
— |
362014 39 1 |
|
Class I |
— |
— |
362014 41 7 |
Opportunistic Income Fund (p. [ ]) |
Class III |
GMOHX |
— |
362013 12 0 |
|
Class VI |
GMODX |
— |
362013 11 2 |
|
Class R6 |
GAAAX |
— |
362014 19 3 |
|
Class I |
GMOLX |
— |
362014 21 9 |
Alternative Funds |
|
|
|
|
Alternative Allocation Fund (p. [ ]) |
Class II |
— |
— |
35256V 84 1 |
|
Class III |
— |
— |
362014 49 0 |
|
Class IV |
— |
— |
362014 48 2 |
|
Class V |
— |
— |
362014 47 4 |
|
Class VI |
GAAVX |
— |
362014 46 6 |
|
Class R6 |
GAAKX |
— |
36256V 60 1 |
|
Class I |
GAAGX |
— |
36256V 50 2 |
Implementation Funds |
|
|
|
|
Asset Allocation Bond Fund (p. [ ]) |
Class III |
GMOBX |
AssetAllBd |
362013 38 5 |
|
Class VI |
GABFX |
AssetAllBd |
362013 37 7 |
Benchmark-Free Fund (p. [ ]) |
Class III |
GBFFX |
— |
362013 16 1 |
Implementation Fund (p. [ ]) |
N/A |
GIMFX |
— |
362014 50 8 |
Strategic Opportunities Allocation Fund (p. [ ]) |
Class III |
GBATX |
— |
362008 16 1 |
U.S. Treasury Fund (p. [ ]) |
Class VI |
GUSTX |
USTreas |
362013 36 9 |
|
Class R6 |
[_] |
|
[_] |
|
Class I |
[_] |
|
[_] |
|
Page |
1 | |
1 | |
11 | |
43 | |
45 | |
47 | |
50 | |
51 | |
52 | |
66 | |
72 | |
82 | |
83 | |
88 | |
89 | |
90 | |
92 | |
93 | |
94 | |
94 | |
95 | |
95 | |
96 | |
A-1 | |
B-1 | |
C-1 | |
D-1
|
|
Benchmark-Free Allocation
Fund |
Global Asset
Allocation Fund |
U.S. Equity Securities1
|
X |
X |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2 |
X |
X |
Non-U.S. Investments – Emerging Countries2 |
X |
X |
Securities Lending |
X |
X |
Depositary Receipts |
X |
X |
Convertible Securities |
X |
X |
Preferred Stocks |
X |
X |
Contingent Value Rights |
X |
X |
Master Limited Partnerships |
X |
X |
Income Trusts |
X |
X |
Warrants and Rights |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
Options, Futures, and Forward Contracts |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
Foreign Currency Transactions |
X |
X |
Repurchase Agreements |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium-Term Corporate & Government Bonds3 |
X |
X |
Debt and Other Fixed Income Securities – Short-Term Corporate & Government Bonds3 |
X |
X |
Debt and Other Fixed Income Securities – Municipal Securities4 |
X |
X |
Cash and Other High Quality Investments |
X |
X |
U.S. Government Securities and Foreign Government Securities |
X |
X |
Auction Rate Securities |
X |
X |
Real Estate Investment Trusts and Other Real Estate-Related Investments |
X |
X |
Asset-Backed and Related Securities |
X |
X |
Variable Rate Securities |
X |
X |
Mezzanine Securities |
X |
X |
Below Investment Grade Securities |
X |
X |
Distressed or Defaulted Debt Securities |
X |
X |
Leveraged Companies |
X |
X |
Brady Bonds |
X |
X |
Euro Bonds |
X |
X |
Zero Coupon Securities |
X |
X |
Indexed Investments |
X |
X |
Structured Notes |
X |
X |
Firm Commitments, When-Issued Securities and TBAs |
X |
X |
Loans, Loan Participations, and Assignments |
X |
X |
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
Commodity-Related Investments |
X |
X |
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
X |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
Investments in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5 |
|
|
|
Climate Change
Fund |
Emerging Markets
Fund |
Emerging Markets ex-
China Fund |
Global Developed Equity Allocation
Fund |
Global Equity
Allocation Fund |
International Developed Equity
Allocation Fund |
International Equity
Allocation Fund |
U.S. Equity Securities1
|
X |
X |
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers2
|
X |
X |
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
X |
X |
X |
X |
X |
Non-U.S. Investments – Emerging Countries2
|
X |
X |
X |
X |
X |
X |
X |
Securities Lending |
X |
X |
X |
X |
X |
X |
X |
Depositary Receipts |
X |
X |
X |
X |
X |
X |
X |
Convertible Securities |
X |
X |
X |
X |
X |
X |
X |
Preferred Stocks |
X |
X |
X |
X |
X |
X |
X |
Contingent Value Rights |
X |
X |
X |
X |
X |
X |
X |
Master Limited Partnerships |
X |
|
|
X |
X |
X |
X |
Income Trusts |
X |
X |
X |
X |
X |
X |
X |
Warrants and Rights |
X |
X |
X |
X |
X |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
X |
X |
X |
X |
X |
Options, Futures, and Forward Contracts |
X |
X |
X |
X |
X |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
X |
X |
X |
Foreign Currency Transactions |
X |
X |
X |
X |
X |
X |
X |
Repurchase Agreements |
X |
X |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium- Term Corporate & Government Bonds3
|
X |
X |
X |
X |
X |
X |
X |
|
Climate Change
Fund |
Emerging Markets
Fund |
Emerging Markets ex-
China Fund |
Global Developed Equity Allocation
Fund |
Global Equity
Allocation Fund |
International Developed Equity
Allocation Fund |
International Equity
Allocation Fund |
Debt and Other Fixed Income Securities – Short-Term Corporate & Government Bonds3
|
X |
X |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Municipal Securities4
|
|
|
|
X |
X |
X |
X |
Cash and Other High Quality Investments |
X |
X |
X |
X |
X |
X |
X |
U.S. Government Securities and Foreign Government Securities |
X |
X |
X |
X |
X |
X |
X |
Auction Rate Securities |
|
|
|
X |
X |
X |
X |
Real Estate Investment Trusts and Other Real Estate- Related Investments |
X |
X |
X |
X |
X |
X |
X |
Asset-Backed and Related Securities |
|
|
|
X |
X |
X |
X |
Variable Rate Securities |
|
|
|
X |
X |
X |
X |
Mezzanine Securities |
X |
X |
X |
X |
X |
X |
X |
Below Investment Grade Securities |
X |
X |
X |
X |
X |
X |
X |
Distressed or Defaulted Debt Securities |
|
|
|
X |
X |
X |
X |
Leveraged Companies |
X |
|
|
X |
X |
X |
X |
Brady Bonds |
|
|
|
X |
X |
X |
X |
Euro Bonds |
|
|
|
X |
X |
X |
X |
Zero Coupon Securities |
|
|
|
X |
X |
X |
X |
Indexed Investments |
|
X |
X |
X |
X |
X |
X |
Structured Notes |
X |
X |
X |
X |
X |
X |
X |
Firm Commitments, When- Issued Securities and TBAs |
|
X |
X |
X |
X |
X |
X |
Loans, Loan Participations, and Assignments |
|
|
|
X |
X |
X |
X |
|
Climate Change
Fund |
Emerging Markets
Fund |
Emerging Markets ex-
China Fund |
Global Developed Equity Allocation
Fund |
Global Equity
Allocation Fund |
International Developed Equity
Allocation Fund |
International Equity
Allocation Fund |
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
X |
X |
X |
X |
X |
Commodity- Related Investments |
X |
|
|
X |
X |
X |
X |
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
X |
X |
X |
X |
X |
X |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
X |
X |
X |
X |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
X |
X |
X |
X |
X |
Investments in Subsidiary Companies – Shares of Wholly- Owned Subsidiary5
|
|
|
|
|
|
|
|
|
International Equity
Fund |
International Opportunistic
Value Fund |
Japan Value
Creation Fund |
Quality Fund |
Quality Cyclicals
Fund |
U.S. Equity Securities1
|
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2 |
X |
X |
X |
X |
X |
Non-U.S. Investments – Emerging Countries2 |
X |
X |
X |
X |
X |
Securities Lending |
X |
X |
X |
X |
X |
Depositary Receipts |
X |
X |
X |
X |
X |
Convertible Securities |
X |
X |
X |
X |
X |
Preferred Stocks |
X |
X |
X |
X |
X |
Contingent Value Rights |
X |
X |
X |
X |
X |
Master Limited Partnerships |
X |
X |
X |
|
|
Income Trusts |
X |
X |
X |
X |
X |
Warrants and Rights |
X |
X |
X |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
X |
|
|
Options, Futures, and Forward Contracts |
X |
X |
X |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
X |
Foreign Currency Transactions |
X |
X |
X |
X |
|
Repurchase Agreements |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium-Term Corporate & Government Bonds3 |
|
|
|
|
|
X |
X |
X |
X |
X | |
Debt and Other Fixed Income Securities – Short- Term Corporate & Government
Bonds3 |
X |
X |
X |
X |
X |
|
International Equity
Fund |
International Opportunistic Value
Fund |
Japan Value
Creation Fund |
Quality Fund |
Quality Cyclicals
Fund |
Debt and Other Fixed Income Securities – Municipal Securities4
|
X |
X |
X |
|
|
Cash and Other High Quality Investments |
X |
X |
X |
X |
X |
U.S. Government Securities and Foreign Government |
|
|
|
|
|
Securities |
X |
X |
X |
X |
X |
Auction Rate Securities |
X |
X |
X |
|
|
Real Estate Investment Trusts and Other Real Estate Related Investments |
X |
X |
X |
X |
X |
Asset-Backed and Related Securities |
X |
X |
X |
|
|
Variable Rate Securities |
X |
X |
X |
|
|
Mezzanine Securities |
X |
X |
X |
|
|
Below Investment Grade Securities |
X |
X |
X |
|
|
Distressed or Defaulted Debt Securities |
X |
X |
X |
|
|
Leveraged Companies |
X |
X |
X |
X |
X |
Brady Bonds |
X |
X |
X |
|
|
Euro Bonds |
X |
X |
X |
|
|
Zero Coupon Securities |
X |
X |
X |
|
|
Indexed Investments |
X |
X |
X |
|
|
Structured Notes |
X |
X |
X |
|
|
Firm Commitments, When-Issued Securities and TBAs |
X |
X |
X |
|
|
Loans, Loan Participations, and Assignments |
X |
X |
X |
|
|
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
X |
X |
X |
Commodity-Related Investments |
X |
|
|
|
|
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
X |
X |
X |
X |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
X |
X |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
X |
X |
X |
Investments in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5
|
|
|
|
|
|
|
Resources Fund |
Resource Transition
Fund |
Small Cap
Quality Fund |
U.S. Equity
Fund |
U.S. Equity Securities1
|
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2 |
X |
X |
X |
X |
Non-U.S. Investments – Emerging Countries2 |
X |
X |
X |
X |
Securities Lending |
X |
X |
X |
X |
Depositary Receipts |
X |
X |
X |
X |
Convertible Securities |
X |
X |
X |
X |
Preferred Stocks |
X |
X |
X |
X |
Contingent Value Rights |
X |
X |
X |
X |
Master Limited Partnerships |
X |
X |
X |
X |
Income Trusts |
X |
X |
X |
X |
Warrants and Rights |
X |
X |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
X |
X |
Options, Futures, and Forward Contracts |
X |
X |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
Foreign Currency Transactions |
X |
X |
X |
X |
Repurchase Agreements |
X |
X |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium-Term Corporate & Government
Bonds3 |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Short-Term Corporate & Government Bonds3 |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Municipal Securities4 |
|
|
|
X |
Cash and Other High Quality Investments |
X |
X |
X |
X |
U.S. Government Securities and Foreign Government Securities |
X |
X |
X |
X |
Auction Rate Securities |
|
|
X |
X |
Real Estate Investment Trusts and Other Real Estate-Related Investments |
X |
X |
X |
X |
Asset-Backed and Related Securities |
|
|
|
X |
Variable Rate Securities |
|
|
|
X |
|
Resources Fund |
Resource Transition
Fund |
Small Cap
Quality Fund |
U.S. Equity
Fund |
Mezzanine Securities |
X |
X |
|
X |
Below Investment Grade Securities |
X |
X |
|
X |
Distressed or Defaulted Debt Securities |
|
|
|
X |
Leveraged Companies |
X |
X |
X |
X |
Brady Bonds |
|
|
|
X |
Euro Bonds |
|
|
|
X |
Zero Coupon Securities |
|
|
|
X |
Indexed Investments |
|
|
|
X |
Structured Notes |
X |
X |
|
X |
Firm Commitments, When-Issued Securities and TBAs |
|
|
|
X |
Loans, Loan Participations, and Assignments |
|
|
|
X |
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
X |
X |
Commodity-Related Investments |
X |
X |
|
|
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited
Opportunities |
X |
X |
X |
X |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
X |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
X |
X |
Investments in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5 |
|
|
|
|
|
U.S. Opportunistic
Value Fund |
U.S. Small Cap
Value Fund |
U.S. Equity Securities1
|
X |
X |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2 |
X |
X |
Non-U.S. Investments – Emerging Countries2 |
X |
X |
Securities Lending |
X |
X |
Depositary Receipts |
X |
X |
Convertible Securities |
X |
X |
Preferred Stocks |
X |
X |
Contingent Value Rights |
X |
X |
Master Limited Partnerships |
X |
X |
Income Trusts |
X |
X |
Warrants and Rights |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
Options, Futures, and Forward Contracts |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
Foreign Currency Transactions |
X |
X |
Repurchase Agreements |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium-Term Corporate & Government Bonds3 |
X |
X |
Debt and Other Fixed Income Securities – Short-Term Corporate & Government Bonds3 |
X |
X |
Debt and Other Fixed Income Securities – Municipal Securities4 |
X |
X |
Cash and Other High Quality Investments |
X |
X |
U.S. Government Securities and Foreign Government Securities |
X |
X |
Auction Rate Securities |
X |
X |
Real Estate Investment Trusts and Other Real Estate-Related Investments |
X |
X |
Asset-Backed and Related Securities |
X |
X |
Variable Rate Securities |
X |
X |
Mezzanine Securities |
X |
X |
Below Investment Grade Securities |
X |
X |
Distressed or Defaulted Debt Securities |
X |
X |
Leveraged Companies |
X |
X |
Brady Bonds |
X |
X |
Euro Bonds |
X |
X |
Zero Coupon Securities |
X |
X |
Indexed Investments |
X |
X |
Structured Notes |
X |
X |
Firm Commitments, When-Issued Securities and TBAs |
X |
X |
Loans, Loan Participations, and Assignments |
X |
X |
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
Commodity-Related Investments |
|
|
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
X |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
|
U.S. Opportunistic Value
Fund |
U.S. Small Cap
Value Fund |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
Investments in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5 |
|
|
|
Emerging Country
Debt Fund |
Emerging Country
Debt Shares
Fund |
High Yield Fund |
Multi-Sector Fixed Income Fund |
Opportunistic Income
Fund |
U.S. Equity Securities1
|
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
X |
X |
X |
Non-U.S. Investments – Emerging Countries2
|
X |
X |
X |
X |
X |
Securities Lending |
X |
X |
X |
X |
X |
Depositary Receipts |
X |
X |
X |
X |
X |
Convertible Securities |
X |
X |
X |
X |
X |
Preferred Stocks |
X |
X |
X |
X |
X |
Contingent Value Rights |
|
|
|
|
|
Master Limited Partnerships |
|
|
|
|
|
Income Trusts |
|
|
|
|
|
Warrants and Rights |
X |
X |
X |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
|
|
|
Options, Futures, and Forward Contracts |
X |
X |
X |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
X |
Foreign Currency Transactions |
X |
X |
X |
X |
X |
Repurchase Agreements |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium-Term Corporate & Government Bonds3
|
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Short-Term Corporate & Government Bonds3
|
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Municipal Securities4
|
X |
X |
X |
X |
X |
Cash and Other High Quality Investments |
X |
X |
X |
X |
X |
U.S. Government Securities and Foreign Government Securities |
X |
X |
X |
X |
X |
Auction Rate Securities |
X |
X |
X |
X |
X |
Real Estate Investment Trusts and Other Real Estate-Related Investments |
|
|
X |
|
X |
Asset-Backed and Related Securities |
X |
X |
X |
X |
X |
Variable Rate Securities |
X |
X |
X |
X |
X |
Mezzanine Securities |
X |
X |
X |
X |
X |
Below Investment Grade Securities |
X |
X |
X |
X |
X |
Distressed or Defaulted Debt Securities |
X |
X |
X |
X |
X |
Leveraged Companies |
|
|
X |
|
|
Brady Bonds |
X |
X |
X |
X |
X |
Euro Bonds |
X |
X |
X |
X |
X |
Zero Coupon Securities |
X |
X |
X |
X |
X |
Indexed Investments |
X |
X |
X |
X |
X |
Structured Notes |
X |
X |
X |
X |
X |
Firm Commitments, When-Issued Securities and TBAs |
X |
X |
X |
X |
X |
Loans, Loan Participations, and Assignments |
X |
X |
X |
X |
X |
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
X |
X |
X |
Commodity-Related Investments |
X |
X |
|
|
|
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
X |
X |
X |
X |
|
Emerging Country
Debt Fund |
Emerging Country
Debt Shares
Fund |
High Yield Fund |
Multi-Sector Fixed Income Fund |
Opportunistic Income
Fund |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
X |
X |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
X |
X |
X |
Investments in Subsidiary Companies – Shares of Wholly-Owned
Subsidiary5 |
|
|
|
|
|
|
Alternative Allocation
Fund |
U.S. Equity Securities1
|
X |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2 |
X |
Non-U.S. Investments – Emerging Countries2 |
X |
Securities Lending |
X |
Depositary Receipts |
X |
Convertible Securities |
X |
Preferred Stocks |
X |
Contingent Value Rights |
X |
Master Limited Partnerships |
X |
Income Trusts |
X |
Warrants and Rights |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
Options, Futures, and Forward Contracts |
X |
Swap Contracts and Other Two-Party Contracts |
X |
Foreign Currency Transactions |
X |
Repurchase Agreements |
X |
Debt and Other Fixed Income Securities Generally |
X |
Debt and Other Fixed Income Securities – Long- and Medium-Term Corporate & Government Bonds3 |
X |
Debt and Other Fixed Income Securities – Short-Term Corporate & Government Bonds3 |
X |
Debt and Other Fixed Income Securities – Municipal Securities4 |
X |
Cash and Other High Quality Investments |
X |
U.S. Government Securities and Foreign Government Securities |
X |
Auction Rate Securities |
X |
Real Estate Investment Trusts and Other Real Estate-Related Investments |
X |
Asset-Backed and Related Securities |
X |
Variable Rate Securities |
X |
Mezzanine Securities |
X |
Below Investment Grade Securities |
X |
Distressed or Defaulted Debt Securities |
X |
Leveraged Companies |
|
Brady Bonds |
X |
Euro Bonds |
X |
Zero Coupon Securities |
X |
Indexed Investments |
X |
Structured Notes |
X |
Firm Commitments, When-Issued Securities and TBAs |
X |
Loans, Loan Participations, and Assignments |
X |
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
Commodity-Related Investments |
X |
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
Investments in Other Investment Companies or Other Pooled Investments |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
Investments in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5 |
X |
|
Asset Allocation
Bond Fund |
Benchmark-Free Fund |
Implementation Fund |
Strategic Opportunities
Allocation Fund |
U.S. Treasury
Fund |
U.S. Equity Securities1
|
X |
X |
X |
X |
|
|
Asset Allocation
Bond Fund |
Benchmark-Free Fund |
Implementation Fund |
Strategic Opportunities Allocation
Fund |
U.S. Treasury
Fund |
Non-U.S. Investments – Non-U.S. Issuers2 |
X |
X |
X |
X |
X |
Non-U.S. Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
X |
X |
|
Non-U.S. Investments – Emerging Countries2 |
X |
X |
X |
X |
|
Securities Lending |
X |
X |
X |
X |
X |
Depositary Receipts |
X |
X |
X |
X |
|
Convertible Securities |
X |
X |
X |
X |
|
Preferred Stocks |
X |
X |
X |
X |
|
Contingent Value Rights |
|
X |
X |
X |
|
Master Limited Partnerships |
|
X |
X |
X |
|
Income Trusts |
|
X |
X |
X |
|
Warrants and Rights |
X |
X |
X |
X |
X |
Non-Standard Warrants (GDP Warrants, LEPOs, and P-Notes) |
|
X |
X |
X |
|
Options, Futures, and Forward Contracts |
X |
X |
X |
X |
X |
Swap Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
X |
Foreign Currency Transactions |
X |
X |
X |
X |
X |
Repurchase Agreements |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities Generally |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Long- and Medium- Term Corporate & Government Bonds3 |
X |
X |
X |
X |
|
Debt and Other Fixed Income Securities – Short-Term Corporate & Government
Bonds3 |
X |
X |
X |
X |
X |
Debt and Other Fixed Income Securities – Municipal Securities4
|
X |
X |
X |
X |
|
Cash and Other High Quality Investments |
X |
X |
X |
X |
X |
U.S. Government Securities and Foreign Government Securities |
X |
X |
X |
X |
X6 |
Auction Rate Securities |
X |
X |
X |
X |
|
Real Estate Investment Trusts and Other Real Estate- Related Investments |
X |
X |
X |
X |
|
Asset-Backed and Related Securities |
X |
X |
X |
X |
|
Variable Rate Securities |
X |
X |
X |
X |
|
Mezzanine Securities |
X |
X |
X |
X |
|
Below Investment Grade Securities |
X |
X |
X |
X |
|
Distressed or Defaulted Debt Securities |
X |
X |
X |
X |
|
Leveraged Companies |
|
|
|
|
|
Brady Bonds |
X |
X |
X |
X |
|
Euro Bonds |
X |
X |
X |
X |
|
Zero Coupon Securities |
X |
X |
X |
X |
|
Indexed Investments |
X |
X |
X |
X |
|
Structured Notes |
X |
X |
X |
X |
X |
Firm Commitments, When-Issued Securities and TBAs |
X |
X |
X |
X |
|
Loans, Loan Participations, and Assignments |
X |
X |
X |
X |
|
Reverse Repurchase Agreements and Dollar Roll Agreements |
X |
X |
X |
X |
X |
Commodity-Related Investments |
X |
X |
X |
X |
|
Illiquid Investments, Private Placements, Restricted Securities, and IPOs and Other Limited Opportunities |
X |
X |
X |
X |
X7 |
Investments in Other Investment Companies or Other Pooled Investments |
X |
X |
X |
X |
X |
Investments in Other Investment Companies – Shares of Other GMO Trust Funds |
X |
X |
X |
X |
|
Investments in Subsidiary Companies – Shares of Wholly- Owned Subsidiary5
|
|
|
X |
|
|
Name and Year of Birth |
Position(s)
Held
with the
Trust |
Length of
Time Served |
Principal Occupation(s)
During Past 5 Years |
Number
of
Portfolios
in Fund
Complex
Overseen |
Other Directorships Held in the Past Five Years |
INDEPENDENT TRUSTEES | |||||
Donald W. Glazer YOB: 1944 |
Chairman of the Board of Trustees |
Chairman of the Board of Trustees since March 2005; Lead Independent Trustee (September 2004-March 2005); Trustee since December 2000. |
Consultant – Law and Business; Author of Legal Treatises. |
31 |
Director, BeiGene Ltd.(biotech). |
Peter Tufano YOB: 1957 |
Trustee |
Since December 2008. |
Peter Moores Professor of Finance (July 1, 2011 – June 30, 2022) and Peter Moores Dean and Professor of Finance (July 1, 2011 – June 30, 2021) University of Oxford, Said Business School; Baker Foundation Professor, Harvard Business School (since July 1, 2022). |
31 |
None |
Paul Braverman YOB: 1949 |
Trustee |
Since March 2010. |
Retired. |
31 |
Trustee of HIMCO Variable Insurance Trust (27 Portfolios) (April 2014-April 2019). |
INTERESTED TRUSTEE AND OFFICER | |||||
Dina Santoro1
YOB: 1973 |
Trustee; President of the Trust |
Trustee and President since February 2023. |
Chief Operating Officer, Grantham, Mayo, Van Otterloo & Co. LLC (February 2023 – Present); President, Chief Executive Officer, and Director, Voya Investments, LLC, Voya Capital, LLC, and Voya Funds Services, LLC (September 2022 – December 2022); Director and Senior Vice President, Voya Investments Distributor, LLC (April 2018 –December 2022); Chief Operating Officer, Voya Investment Management (January 2022 –December 2022); Senior Managing Director, Head of Product and Marketing Strategy, Voya Investment Management (September 2017- December 2022). Formerly, President and Director, Voya Investments, LLC and Voya Capital, LLC (March 2018-September 2022); Director, Voya Funds Services, LLC (March 2018-September 2022). |
31 |
Voya Separate Portfolios Trust (July 2018 – December 2022). |
Name and Year of Birth
|
Position(s) Held
with the Trust |
Length
of Time Served |
Principal Occupation(s) During Past 5 Years* |
Dina Santoro YOB: 1973 |
Trustee; President of the Trust |
Trustee and President since February 2023. |
Chief Operating Officer, Grantham, Mayo, Van Otterloo & Co. LLC (February 2023 – Present); President, Chief Executive Officer, and Director, Voya Investments, LLC, Voya Capital, LLC, and Voya Funds Services, LLC (September 2022 – December 2022); Director and Senior Vice President, Voya Investments Distributor, LLC (April 2018 – December 2022); Chief Operating Officer, Voya Investment Management (January 2022 – December 2022); Senior Managing Director, Head of Product and Marketing Strategy, Voya Investment Management (September 2017 - December 2022). Formerly, President and Director, Voya Investments, LLC and Voya Capital, LLC (March 2018 - September 2022); Director, Voya Funds Services, LLC (March 2018 - September 2022). |
Tara Pari YOB: 1976 |
Chief Executive Officer |
Chief Executive Officer since November 2020. |
Head of Fund Reporting, Risk and Controls and Proxy Voting (October 2021 - present), Grantham, Mayo, Van Otterloo & Co. LLC; Risk and Controls, Grantham, Mayo, Van Otterloo & Co. LLC (September 2004 – November 2020); Head of Fund
Reporting and Risk and Controls, Grantham, Mayo, Van Otterloo & Co. LLC
(November 2020 - present). |
Betty Maganzini YOB: 1972 |
Treasurer, Chief Accounting Officer and Chief Financial Officer |
Treasurer, Chief Accounting Officer and Chief Financial Officer since September 2018; Assistant Treasurer, September 2013 - September 2018. |
Fund Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (July 2010 - present). |
John L. Nasrah YOB: 1977 |
Assistant Treasurer and Chief Tax Officer |
Since March 2007. |
Head of Tax, Grantham, Mayo, Van Otterloo & Co. LLC (November 2020 – present); Head of Fund Tax, Grantham, Mayo, Van Otterloo & Co LLC (2018 –
2020). |
Susan Saw YOB: 1981 |
Assistant Treasurer |
Since September 2019. |
Fund Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (March 2011 - present). |
Cathy Tao YOB: 1974 |
Assistant Treasurer |
Since September 2016. |
Fund Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (October 2007 - present). |
Devin Kelly YOB: 1984 |
Assistant Treasurer |
Since June 2020. |
Fund Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (October 2012 - present). |
Brian Kadehjian YOB: 1974 |
Assistant Treasurer and Treasury Officer |
Assistant Treasurer since February 2015; Treasury Officer since September 2013. |
Treasury and Payables Manager, Grantham, Mayo, Van Otterloo & Co. LLC (November 2020 – present); Fund Administrator, Grantham, Mayo, Van Otterloo &
Co. LLC (April 2002 - November 2020). |
Douglas Y. Charton YOB: 1982 |
Chief Legal Officer, Vice President-Law and Clerk |
Since August 2015. |
Legal Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (July 2015 - present). |
Megan Bunting YOB: 1978 |
Vice President and Assistant Clerk |
Since September 2013. |
Legal Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (September 2006 - present). |
Kevin O’Brien YOB: 1985 |
Vice President and Assistant Clerk |
Since March 2016. |
Legal Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (February 2015 - present). |
Gregory L. Pottle YOB: 1971 |
Chief Compliance Officer |
Chief Compliance Officer since May 2015; Vice President and Assistant Clerk, November 2006- November 2015. |
Chief Compliance Officer, Grantham, Mayo, Van Otterloo & Co. LLC (May 2015 - present). |
Name and Year of Birth |
Position(s) Held
with the Trust |
Length
of Time Served |
Principal Occupation(s) During Past 5 Years* |
Kelly Butler YOB: 1974 |
Anti-Money Laundering Officer |
Since March 2020. |
Compliance Manager (March 2016-present); Compliance Specialist, Grantham, Mayo, Van Otterloo & Co. LLC (November 2007 - March 2016). |
Name/Funds |
Dollar Range of Shares Directly Owned in the Funds |
Aggregate Dollar Range of Shares Directly Owned
in the Funds |
INDEPENDENT TRUSTEES |
|
|
Donald Glazer |
|
Over $100,000 |
Benchmark-Free Allocation Fund |
Over $100,000 |
|
Climate Change Fund |
Over $100,000 |
|
Emerging Markets Fund |
Over $100,000 |
|
Quality Cyclicals Fund |
$50,001 - $100,000 |
|
Quality Fund |
Over $100,000 |
|
Resources Fund |
Over $100,000 |
|
U.S. Treasury Fund |
$50,001 - $100,000 |
|
Peter Tufano |
|
Over $100,000 |
Benchmark-Free Allocation Fund |
$50,001 - $100,000 |
|
Emerging Country Debt Fund |
Over $100,000 |
|
Paul Braverman |
|
Over $100,000 |
Climate Change Fund |
Over $100,000 |
|
|
|
|
INTERESTED TRUSTEE |
|
|
Dina Santoro |
|
None |
|
None |
|
Name/Funds |
Dollar Range of Shares Indirectly Owned in the Funds |
Aggregate Dollar Range of Shares Indirectly Owned
in the Funds |
INDEPENDENT TRUSTEES |
|
|
Donald Glazer |
|
Over $100,000 |
Emerging Country Debt Fund |
$10,001 - $50,000 |
|
High Yield Fund |
$1 - $10,000 |
|
Implementation Fund |
Over $100,000 |
|
Opportunistic Income Fund |
$10,001 - $50,000 |
|
U.S. Treasury Fund |
$10,001 - $50,000 |
|
Peter Tufano |
|
$50,001 - $100,000 |
Emerging Country Debt Fund |
$1 - $10,000 |
|
High Yield Fund |
$1-$10,000 |
|
Implementation Fund |
$50,001 - $100,000 |
|
Opportunistic Income Fund |
$1 - $10,000 |
|
U.S. Treasury Fund |
$1 - $10,000 |
|
Paul Braverman |
|
$1 - $10,000 |
U.S. Treasury Fund |
$1 - $10,000 |
|
|
|
|
INTERESTED TRUSTEE |
|
|
Dina Santoro |
|
None |
|
None |
|
|
Donald W. Glazer, Trustee |
Peter Tufano, Trustee |
Paul Braverman, Trustee |
Alternative Allocation Fund |
[ ] |
[ ] |
[ ] |
Asset Allocation Bond Fund |
[ ] |
[ ] |
[ ] |
Benchmark-Free Allocation Fund |
[ ] |
[ ] |
[ ] |
Benchmark-Free Fund |
[ ] |
[ ] |
[ ] |
Climate Change Fund |
[ ] |
[ ] |
[ ] |
Emerging Country Debt Fund |
[ ] |
[ ] |
[ ] |
Emerging Country Debt Shares Fund |
[ ] |
[ ] |
[ ] |
Emerging Markets Fund |
[ ] |
[ ] |
[ ] |
Emerging Markets ex-China Fund |
[ ] |
[ ] |
[ ] |
Global Asset Allocation Fund |
[ ] |
[ ] |
[ ] |
Global Developed Equity Allocation Fund |
[ ] |
[ ] |
[ ] |
Global Equity Allocation Fund |
[ ] |
[ ] |
[ ] |
High Yield Fund |
[ ] |
[ ] |
[ ] |
Implementation Fund |
[ ] |
[ ] |
[ ] |
International Developed Equity Allocation Fund |
[ ] |
[ ] |
[ ] |
International Equity Allocation Fund |
[ ] |
[ ] |
[ ] |
International Equity Fund |
[ ] |
[ ] |
[ ] |
International Opportunistic Value Fund |
[ ] |
[ ] |
[ ] |
Japan Value Creation Fund |
[ ] |
[ ] |
[ ] |
Multi-Sector Fixed Income Fund |
[ ] |
[ ] |
[ ] |
Opportunistic Income Fund |
[ ] |
[ ] |
[ ] |
Quality Cyclicals Fund |
[ ] |
[ ] |
[ ] |
Quality Fund |
[ ] |
[ ] |
[ ] |
Resources Fund |
[ ] |
[ ] |
[ ] |
Resource Transition Fund |
[ ] |
[ ] |
[ ] |
Small Cap Quality Fund |
[ ] |
[ ] |
[ ] |
Strategic Opportunities Allocation Fund |
[ ] |
[ ] |
[ ] |
U.S. Equity Fund |
[ ] |
[ ] |
[ ] |
U.S. Opportunistic Value Fund |
[ ] |
[ ] |
[ ] |
U.S. Small Cap Value Fund |
[ ] |
[ ] |
[ ] |
U.S. Treasury Fund |
[ ] |
[ ] |
[ ] |
Pension or Retirement Benefits Accrued as Part of Fund Expenses: |
N/A |
N/A |
N/A |
Estimated Annual Benefits Upon Retirement: |
N/A |
N/A |
N/A |
Total Compensation from the Funds: |
[ ] |
[ ] |
[ ] |
|
Gross |
Reduction |
Net |
ALTERNATIVE ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$1,486,103 |
$720,847 |
$765,256
|
Year ended 2/28/22 |
$2,591,953 |
$610,314 |
$1,981,639
|
ASSET ALLOCATION BOND FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$58,603 |
$143,701 |
$0
|
Year ended 2/28/22 |
$168,765 |
$72,585 |
$96,180
|
BENCHMARK-FREE ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$29,995,667 |
$3,223,085 |
$26,772,582
|
Year ended 2/28/22 |
$39,044,859 |
$3,128,844 |
$35,916,015
|
BENCHMARK-FREE FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
CLIMATE CHANGE FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$4,904,430 |
$376,330 |
$4,528,100
|
Year ended 2/28/22 |
$3,182,553 |
$228,425 |
$2,954,128
|
EMERGING COUNTRY DEBT FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$10,909,853 |
$0 |
$10,909,853
|
Year ended 2/28/22 |
$15,073,047 |
$6,392 |
$15,066,655
|
EMERGING MARKETS EX-CHINA FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$1,565,603 |
$325,594 |
$1,240,009
|
Year ended 2/28/221
|
$680,810 |
$241,842 |
$438,968
|
EMERGING MARKETS FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
|
Gross |
Reduction |
Net |
Year ended 2/28/23 |
$9,225,954 |
$365,255 |
$8,860,699
|
Year ended 2/28/22 |
$17,405,532 |
$335,757 |
$17,069,775
|
GLOBAL ASSET ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
GLOBAL DEVELOPED EQUITY ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
GLOBAL EQUITY ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
HIGH YIELD FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$895,814 |
$33,421 |
$862,393
|
Year ended 2/28/22 |
$328,143 |
$28,545 |
$299,598
|
IMPLEMENTATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
INTERNATIONAL DEVELOPED EQUITY ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
INTERNATIONAL EQUITY ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
INTERNATIONAL EQUITY FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$7,736,927 |
$555,459 |
$7,181,468
|
Year ended 2/28/22 |
$10,889,079 |
$725,210 |
$10,163,869
|
INTERNATIONAL OPPORTUNISTIC VALUE FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$175,683 |
$244,695 |
$0
|
Year ended 2/28/22 |
$195,184 |
$195,184 |
$0
|
JAPAN VALUE CREATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$645,023 |
$182,910 |
$462,113
|
Year ended 2/28/22 |
$829,930 |
$130,699 |
$699,231
|
MULTI-SECTOR FIXED INCOME FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$274,890 |
$344,353 |
$0
|
Year ended 2/28/22 |
$434,722 |
$410,828 |
$23,894
|
OPPORTUNISTIC INCOME FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$3,946,095 |
$499,569 |
$3,446,526
|
Year ended 2/28/22 |
$3,922,934 |
$447,346 |
$3,475,588
|
QUALITY CYCLICALS FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$359,464 |
$160,398 |
$199,066
|
Year ended 2/28/22 |
$479,276 |
$112,296 |
$366,980
|
QUALITY FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$23,767,302 |
$1,437,346 |
$22,329,956
|
Year ended 2/28/22 |
$28,530,759 |
$1,533,884 |
$26,996,875
|
RESOURCES FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$11,270,463 |
$0 |
$11,270,463
|
Year ended 2/28/22 |
$8,308,311 |
$0 |
$8,308,311
|
RESOURCE TRANSITION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
|
Gross |
Reduction |
Net |
Year ended 2/28/232
|
$133,612 |
$121,392 |
$12,220
|
Year ended 2/28/22 |
N/A |
N/A |
N/A |
STRATEGIC OPPORTUNITIES ALLOCATION FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$0 |
$0 |
$0
|
Year ended 2/28/22 |
$0 |
$0 |
$0
|
SMALL CAP QUALITY FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/233
|
$257,252 |
$170,358 |
$86,894
|
Year ended 2/28/22 |
N/A |
N/A |
N/A |
U.S. EQUITY FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$1,194,424 |
$184,333 |
$1,010,091
|
Year ended 2/28/22 |
$1,294,837 |
$170,739 |
$1,124,098
|
U.S. OPPORTUNISTIC VALUE FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/234
|
N/A |
N/A |
N/A |
Year ended 2/28/22 |
N/A |
N/A |
N/A |
U.S. SMALL CAP VALUE FUND |
|
|
|
Year ended 2/29/24 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/23 |
$475,487 |
$0 |
$475,487
|
Year ended 2/28/22 |
$925,704 |
$9 |
$925,695
|
U.S. TREASURY FUND |
|
|
|
Year ended 2/28/23 |
[ ] |
[ ] |
[ ] |
Year ended 2/28/22 |
$252,608 |
$252,608 |
$0
|
Year ended 2/28/21 |
$295,167 |
$108,476 |
$186,691
|
Senior Member |
Registered investment companies managed (including non-GMO mutual fund subadvisory relationships) |
Other
pooled investment vehicles managed
(world-wide) |
Separate accounts managed
(world-wide) | |||
|
Number of accounts1
|
Total assets1
|
Number of accounts |
Total assets |
Number of accounts |
Total assets |
Joe Auth |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
B.J. Brannan |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Warren Chiang2
|
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Hassan Chowdhry |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Ty Cobb |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Arjun Divecha |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
James Donaldson |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Drew Edwards |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Jason Halliwell |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Thomas Hancock |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Simon Harris |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Anthony Hene |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Jason Hotra |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Ben Inker |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Tracey Keenan |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
James Mendelson |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Ben Nabet |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Tara Oliver |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Rachna Ramachandran |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
George Sakoulis3
|
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
John Thorndike |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Tina Vandersteel |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Lucas White |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Senior Member |
Registered investment companies managed for which GMO
receives a performance-based fee (including non-GMO mutual fund
subadvisory relationships) |
Other
pooled investment vehicles managed
(world-wide) for which GMO receives a performance-based fee |
Separate accounts managed
(world-wide) for which GMO receives a performance-based fee | |||
|
Number of accounts1
|
Total assets1
|
Number of accounts |
Total assets |
Number of accounts |
Total assets |
Joe Auth |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
B.J. Brannan |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Warren Chiang2
|
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Hassan Chowdhry |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Ty Cobb |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Arjun Divecha |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
James Donaldson |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Drew Edwards |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Jason Halliwell |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Thomas Hancock |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Simon Harris |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Anthony Hene |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Jason Hotra |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Ben Inker |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Tracey Keenan |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
James Mendelson |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Ben Nabet |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Senior Member |
Registered investment companies managed for which GMO
receives a performance-based fee (including non-GMO mutual fund
subadvisory relationships) |
Other
pooled investment vehicles managed
(world-wide) for which GMO receives a performance-based fee |
Separate accounts managed
(world-wide) for which GMO
receives a performance-based fee | |||
|
Number of accounts1 |
Total assets1 |
Number of accounts |
Total assets |
Number of accounts |
Total assets |
Tara Oliver |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Rachna Ramachandran |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
George Sakoulis3
|
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
John Thorndike |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Tina Vandersteel |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Lucas White |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
Name of Senior Member |
Dollar range of shares directly owned in the Fund | |
Joe Auth |
High Yield Fund Opportunistic Income Fund |
None $100,001 -
$500,000 |
|
|
|
B.J. Brannan |
Alternative Allocation Fund |
$100,001 - $500,000 |
|
|
|
Warren Chiang |
Emerging Markets ex-China Fund Emerging Markets Fund International Equity Fund International Opportunistic Value Fund U.S Equity Fund U.S Opportunistic Value Fund |
None $100,001 -
$500,000 None None None
None |
|
|
|
Hassan Chowdhry |
Small Cap Quality Fund |
None |
|
|
|
Ty Cobb |
Quality Cyclicals Fund Quality Fund |
None $500,001 -
$1,000,000 |
|
|
|
Arjun Divecha |
Emerging Markets ex-China Fund Emerging Markets Fund |
None Over
$1,000,000 |
|
|
|
James Donaldson |
Multi-Sector Fixed Income Fund |
$1 - $50,000 |
|
|
|
Drew Edwards |
Japan Value Creation Fund |
None |
Name of Senior Member |
Dollar range of shares directly owned in the Fund | |
|
|
|
Thomas Hancock |
Climate Change Fund Quality Cyclicals Fund Quality Fund Resources Fund Resources Transition Fund Small Cap Quality Fund |
Over $1,000,000 Over
$1,000,000 Over $1,000,000
Over $1,000,000 None Over
$1,000,000 |
|
|
|
Simon Harris |
International Equity Fund InternationalOpportunistic Value Fund U.S. Equity Fund U.S Opportunistic Value Fund U.S. Small Cap Value Fund |
$100,001 - $500,000
None $100,001 - $500,000
None $10,001 - $50,000 |
|
|
|
Anthony Hene |
Quality Cyclicals Fund Quality Fund |
$500,001 - $1,000,000
$100,001 - $500,000 |
|
|
|
Jason Hotra |
Multi-Sector Fixed Income Fund |
$50,001 - $100,000 |
|
|
|
Ben Inker |
Alternative Allocation Fund Asset Allocation Bond Fund Benchmark-Free Allocation Fund Benchmark-Free Fund Global Asset Allocation Fund Global Developed Equity Allocation Fund Global Equity Allocation Fund Implementation Fund International Developed Equity Allocation Fund International Equity Allocation Fund Strategic Opportunities Allocation Fund |
None None
Over $1,000,000 None None
None None None
None None None |
|
|
|
James Mendelson |
Small Cap Quality Fund |
$100,001 - $500,000 |
|
|
|
Ben Nabet |
Opportunistic Income Fund |
None |
|
|
|
Tara Oliver |
International Opportunistic Value Fund U.S Opportunistic Value Fund |
None None |
|
|
|
Rachna Ramachandran |
High Yield Fund |
None |
|
|
|
George Sakoulis |
Emerging Markets Fund Emerging Markets ex-China Fund International Equity Fund Intl Opportunistic Value Fund U.S Equity Fund U.S Opportunistic Value Fund U.S Small Cap Value Fund |
None None
None None None
None None |
|
|
|
John Thorndike |
Alternative Allocation Fund Asset Allocation Bond Fund Benchmark-Free Allocation Fund Benchmark-Free Fund Global Asset Allocation Fund Global Developed Equity Allocation Fund Global Equity Allocation Fund Implementation Fund International Developed Equity Allocation Fund International Equity Allocation Fund International Opportunistic Value Fund Strategic Opportunities Allocation Fund U.S Opportunistic Value Fund |
None None
$100,001 - $500,000 None $100,001 -
$500,000 None $50,001 - $100,000
None None None
None None None |
|
|
|
Tracey Keenan |
U.S. Treasury Fund |
$50,001 - $100,000 |
|
|
|
Tina Vandersteel |
Emerging Country Debt Fund Emerging Country Debt Share Fund |
$100,001 - $500,000
None |
|
|
|
Name of Senior Member |
Dollar range of shares directly owned in the Fund | |
Lucas White |
Climate Change Fund Resources Fund Resources Transition Fund |
None $100,001 -
$500,000 None |
Name of Senior Member |
Dollar range of shares indirectly owned in the Fund | |
Joe Auth |
High Yield Fund Opportunistic Income Fund |
None None |
|
|
|
B.J. Brannan |
Alternative Allocation Fund |
None |
|
|
|
Warren Chiang |
Emerging Markets ex-China Fund Emerging Markets Fund International Equity Fund Intl Opportunistic Value Fund U.S. Equity Fund U.S. Opportunistic Value Fund |
None None
None None None
None |
|
|
|
Hassan Chowdhry |
Small Cap Quality Fund |
None |
|
|
|
Ty Cobb |
Quality Cyclicals Fund Quality Fund |
None None |
|
|
|
Arjun Divecha |
Emerging Markets ex-China Fund Emerging Markets Fund |
None None |
|
|
|
James Donaldson |
Multi-Sector Fixed Income Fund |
None |
|
|
|
Drew Edwards |
Japan Value Creation Fund |
None |
|
|
|
Thomas Hancock |
Climate Change Fund Quality Cyclicals Fund Quality Fund Resources Fund Resources Transition Fund Small Cap Quality Fund |
None None
None None None
None |
|
|
|
Simon Harris |
International Equity Fund Intl Opportunistic Value Fund U.S. Equity Fund U.S. Opportunistic Value Fund U.S. Small Cap Value Fund |
None None
None None None |
|
|
|
Anthony Hene |
Quality Cyclicals Fund Quality Fund |
None None |
|
|
|
Jason Hotra |
Multi-Sector Fixed Income Fund |
None |
|
|
|
Ben Inker |
Alternative Allocation Fund Asset Allocation Bond Fund Benchmark-Free Allocation Fund Benchmark-Free Fund Global Asset Allocation Fund Global Developed Equity Allocation Fund Global Equity Allocation Fund Implementation Fund International Developed Equity Allocation Fund International Equity Allocation Fund Strategic Opportunities Allocation Fund |
None None
None None None
None None Over
$1,000,000 None None None |
|
|
|
James Mendelson |
Small Cap Quality Fund |
None |
|
|
|
Name of Senior Member |
Dollar range of shares indirectly owned in the Fund | |
Ben Nabet |
Opportunistic Income Fund |
None |
|
|
|
Tara Oliver |
International Opportunistic Value Fund U.S. Opportunistic Value Fund |
None None |
|
|
|
Rachna Ramachandran |
High Yield Fund |
None |
|
|
|
George Sakoulis |
Emerging Markets Fund Emerging Markets ex-China Fund International Equity Fund International Opportunistic Value Fund U.S. Equity Fund U.S. Opportunistic Value Fund U.S. Small Cap Value Fund |
None None
None None None
None None |
|
|
|
John Thorndike |
Alternative Allocation Fund Asset Allocation Bond Fund Benchmark-Free Allocation Fund Benchmark-Free Fund Global Asset Allocation Fund Global Developed Equity Allocation Fund Global Equity Allocation Fund Implementation Fund International Developed Equity Allocation Fund International Equity Allocation Fund International Opportunistic Value Fund Strategic Opportunities Allocation Fund U.S. Opportunistic Value Fund |
$10,001 - $50,000 $10,001 -
$50,000 None None None
None None $100,001 -
$500,000 None None $10,001 -
$50,000 None $10,001 - $50,000 |
|
|
|
Tracey Keenan |
U.S. Treasury Fund |
$1 - $10,000 |
|
|
|
Tina Vandersteel |
Emerging Country Debt Fund Emerging Country Debt Share Fund |
None None |
|
|
|
Lucas White |
Climate Change Fund Resources Fund Resource Transition Fund |
None None
None |
|
March 1, 2021 through
February 28, 2022 |
March 1, 2022 through
February 28, 2023 |
March 1, 2023 through February 29, 2024 |
Alternative Allocation Fund |
$498,133 |
$340,239 |
$[
] |
Asset Allocation Bond Fund |
$66,351 |
$12,912 |
$[
] |
Benchmark-Free Allocation Fund |
$6,936,643 |
$5,386,068 |
$[
] |
|
March 1, 2021 through
February 28, 2022 |
March 1, 2022 through
February 28, 2023 |
March 1, 2023 through February 29, 2024 |
Benchmark-Free Fund |
$0 |
$0 |
$[
] |
Climate Change Fund |
$795,638 |
$1,226,108 |
$[
] |
Emerging Country Debt Fund |
$4,475,661 |
$3,101,683 |
$[
] |
Emerging Markets ex-China Fund |
$69,128 1 |
$171,608 |
$[
] |
Emerging Markets Fund |
$1,911,345 |
$1,096,619 |
$[
] |
Global Asset Allocation Fund |
$0 |
$0 |
$[
] |
Global Developed Equity Allocation Fund |
$0 |
$0 |
$[
] |
Global Equity Allocation Fund |
$0 |
$0 |
$[
] |
High Yield Fund |
$51,565 |
$140,771 |
$[
] |
Implementation Fund |
$0 |
$0 |
$[
] |
International Developed Equity Allocation Fund |
$0 |
$0 |
$[
] |
International Equity Allocation Fund |
$0 |
$0 |
$[
] |
International Equity Fund |
$2,215,208 |
$1,595,149 |
$[
] |
International Opportunistic Value Fund |
$58,555 |
$52,705 |
$[
] |
Japan Value Creation Fund |
$92,992 |
$94,325 |
$[
] |
Multi-Sector Fixed Income Fund |
$160,285 |
$98,167 |
$[
] |
Opportunistic Income Fund |
$1,050,193 |
$1,137,212 |
$[
] |
Quality Cyclicals Fund |
$79,931 |
$59,978 |
$[
] |
Quality Fund |
$9,414,679 |
$7,856,353 |
$[
] |
Resources Fund |
$2,041,043 |
$2,499,018 |
$[
] |
Resource Transition Fund |
N/A |
$9,186 2 |
$[
] |
Small Cap Quality Fund |
N/A |
$24,485 3 |
$[
] |
Strategic Opportunities Allocation Fund |
$0 |
$0 |
$[
] |
U.S. Equity Fund |
$329,999 |
$280,475 |
$[
] |
U.S. Opportunistic Value Fund |
N/A |
$33,507 4 |
$[
] |
U.S. Small Cap Value Fund |
$164,238 |
$84,360 |
$[
] |
U.S. Treasury Fund |
$0 |
$0 |
$[
] |
|
Benchmark-Free Fund |
Climate Change Fund |
Emerging Markets Fund |
Implementation Fund |
Resources Fund |
Fund |
|
|
|
|
|
Gross income from securities lending |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[
] |
Fees paid to securities lending agent from a revenue split |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[
] |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$— |
$— |
$— |
$— |
$—
|
Administrative fees not included in revenue split |
$— |
$— |
$— |
$— |
$—
|
Rebates to borrowers |
$[ ] |
$[ ] |
$— |
$[ ] |
$—
|
Indemnification fee not included in revenue split |
$— |
$— |
$— |
$— |
$—
|
Other fees not included in revenue split |
$— |
$— |
$— |
$— |
$—
|
Aggregate fees/compensation for securities lending activities |
$— |
$— |
$— |
$— |
$—
|
Net income from securities lending activities |
$[ ] |
$[ ] |
$[ ] |
$[ ] |
$[
] |
|
March 1,2023 through February 29, 2024 |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
[ ] |
|
March 1, 2021 through
February 28, 2022 |
March 1, 2022 through
February 28, 2023 |
March 1, 2023 through
February 29, 2024 |
Alternative Allocation Fund |
$374,797 |
$241,991 |
$[
] |
Asset Allocation Bond Fund |
$0 |
$349 |
$[
] |
Benchmark-Free Allocation Fund |
$0 |
$0 |
$[
] |
Benchmark-Free Fund |
$1,200,982 |
$780,636 |
$[
] |
Climate Change Fund |
$319,991 |
$334,671 |
$[
] |
Emerging Country Debt Fund |
$0 |
$0 |
$[
] |
Emerging Markets ex-China Fund |
$266,815 1 |
$484,705 |
$[
] |
Emerging Markets Fund |
$3,375,668 |
$3,039,956 |
$[
] |
Global Asset Allocation Fund |
$0 |
$0 |
$[
] |
Global Developed Equity Allocation Fund |
$0 |
$0 |
$[
] |
Global Equity Allocation Fund |
$0 |
$0 |
$[
] |
High Yield Fund |
$3,706 |
$6,795 |
$[
] |
Implementation Fund |
$4,074,880 |
$2,961,501 |
$[
] |
International Developed Equity Allocation Fund |
$0 |
$0 |
$[
] |
International Equity Allocation Fund |
$0 |
$0 |
$[
] |
International Equity Fund |
$925,687 |
$589,630 |
$[
] |
International Opportunistic Value Fund |
$23,240 |
$21,195 |
$[
] |
Multi-Sector Fixed Income Fund |
$6,871 |
$3,848 |
$[
] |
Japan Value Creation Fund |
$76,610 |
$56,966 |
$[
] |
Opportunistic Income Fund |
$24,363 |
$66,889 |
$[
] |
Quality Cyclicals Fund |
$24,047 |
$35,782 |
$[
] |
Quality Fund |
$543,828 |
$605,850 |
$[
] |
Resources Fund |
$1,289,932 |
$1,212,214 |
$[
] |
Resource Transition Fund |
N/A |
$84,501 2 |
$[
] |
Small Cap Quality Fund |
N/A |
$19,079 3 |
$[
] |
Strategic Opportunities Allocation Fund |
$94,867 |
$32,795 |
$[
] |
U.S. Equity Fund |
$56,261 |
$45,851 |
$[
] |
U.S. Opportunistic Value Fund |
N/A |
$27,111 4 |
$[
] |
U.S. Small Cap Value Fund |
$83,266 |
$65,863 |
$[
] |
U.S. Treasury Fund |
$0 |
$0 |
$[
] |
Name of Fund |
Name of Broker or Dealer |
Aggregate Value of Holdings as of February 29, 2024 |
Alternative Allocation Fund |
Citigroup |
$[_] |
Benchmark-Free Fund |
Bank of America |
$[_] |
|
Citigroup |
$[_] |
|
Goldman Sachs |
$[_] |
|
Jefferies |
$[_] |
|
JP Morgan |
$[_] |
|
UBS |
$[_] |
Implementation Fund |
Bank of America |
$[_] |
|
Citigroup |
$[_] |
|
Goldman Sachs |
$[_] |
|
Jefferies |
$[_] |
|
JP Morgan |
$[_] |
|
UBS |
$[_] |
International Equity Fund |
UBS |
$[_] |
Strategic Opportunities Allocation Fund
|
Citigroup |
$[_] |
U.S. Opportunistic Value Fund
|
Bank of America |
$[_] |
|
Jefferies |
$[_] |
|
JP Morgan |
$[_] |
Name of Recipient |
Funds |
Purpose of Disclosure |
Blackrock Aladdin Enterprise System
|
All Funds |
Portfolio management, portfolio construction, trading, derivative valuations, risk reporting and compliance testing |
Ernst & Young LLP and/or its affiliates
|
All Funds |
Consulting and local tax services
|
FactSet |
All Funds |
Data service provider |
FIS Capital Markets US LLCl |
All Funds |
Reconciliation Tool |
Goldman, Sachs & Co. and affiliates |
Implementation Fund |
Prime brokerage arrangement |
ICE Data Pricing & Reference Data, LLC |
All Funds |
Fair value pricing and liquidity services |
Institutional Shareholder Services Inc. |
All Funds |
Proxy voting services |
Markit |
All Funds |
Derivative valuations and corporate actions services |
[ ] and/or its affiliates |
All Funds |
Independent registered public accounting firm
|
Rimes Technologies Corp. |
All Funds |
Third party pricing service |
State Street Bank and Trust Company |
All Funds |
Custodial, securities lending, and fund accounting services Compliance testing |
TriOptima AB |
All Funds |
Portfolio derivative reconciliations |
Name of Recipient |
Funds |
Purpose of Disclosure |
Confluence Technologies Inc. |
All Funds |
Automation of shareholding disclosure reporting |
StarCompliance Operating, LLC.
|
All Funds |
Software provider for Code of Ethics monitoring system |
Alternative Allocation Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Alternative Allocation Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Alternative Allocation Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Asset Allocation Bond Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Benchmark-Free Allocation Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Benchmark-Free Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Benchmark-Free Allocation Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Benchmark-Free Allocation Fund – Class MF | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Benchmark-Free Allocation Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Benchmark-Free Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Climate Change Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Climate Change Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Climate Change Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Country Debt Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price ($[ ] * 100/99.25)* |
$[
] |
Emerging Country Debt Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price ($[ ] * 100/99.25)* |
$[
] |
Emerging Country Debt Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price ($[ ] * 100/99.25)* |
$[
] |
Emerging Markets ex-China Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets ex-China Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets ex-China Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets Fund – Class II | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Emerging Markets Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Asset Allocation Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Asset Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Asset Allocation Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Developed Equity Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Equity Allocation Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Equity Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Global Equity Allocation Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
High Yield Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
High Yield Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Implementation Fund | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Developed Equity Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Developed Equity Allocation Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Equity Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Equity Allocation Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Equity Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Equity Fund – Class II | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Equity Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Equity Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Opportunistic Value Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Opportunistic Value Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
International Opportunistic Value Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Japan Value Creation Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Japan Value Creation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Japan Value Creation Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Multi-Sector Fixed Income Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Multi-Sector Fixed Income Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Opportunistic Income Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Opportunistic Income Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Opportunistic Income Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Opportunistic Income Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Cyclicals Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Cyclicals Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Quality Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Resource Transition Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Resources Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Resources Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Resources Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Resources Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Resources Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Strategic Opportunities Allocation Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Small Cap Quality Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Small Cap Quality Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Small Cap Quality Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S. Equity Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S. Equity Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S Opportunistic Value Fund – Class I | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S Opportunistic Value Fund – Class III | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S Opportunistic Value Fund – Class IV | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S Opportunistic Value Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S.Opportunistic Value Fund – Class R6 | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S. Small Cap Value Fund – Class VI | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
U.S. Treasury Fund | |
Net Assets at Value (Equivalent to $[ ] per share based on [ ] shares of beneficial interest outstanding) |
$[
] |
Offering Price |
$[
] |
Class II Shares |
Service Fee |
Fund | |
GMO Quality Fund |
0.22 % |
GMO International Equity Fund |
0.22 % |
GMO Multi-Sector Fixed Income Fund |
0.22 % |
GMO Emerging Markets Fund |
0.22 % |
GMO Emerging Country Debt Fund |
0.22 % |
GMO International Opportunistic Value Fund |
0.22 % |
GMO International Equity Allocation Fund |
0.07 % |
GMO Global Equity Allocation Fund |
0.07 % |
GMO Global Asset Allocation Fund |
0.07 % |
GMO Benchmark-Free Allocation Fund |
0.07 % |
GMO Alternative Allocation Fund |
0.22 % |
GMO Emerging Markets ex-China Fund |
0.22 % |
Class III Shares |
Service Fee |
Fund | |
GMO U.S. Equity Fund |
0.15 % |
GMO U.S. Opportunistic Value Fund |
0.15 % |
GMO Quality Fund |
0.15 % |
GMO International Equity Fund |
0.15 % |
GMO Multi-Sector Fixed Income Fund |
0.15 % |
GMO Emerging Markets Fund |
0.15 % |
GMO Emerging Country Debt Fund |
0.15 % |
GMO International Opportunistic Value Fund |
0.15 % |
GMO Asset Allocation Bond Fund |
0.15 % |
GMO International Equity Allocation Fund |
0.00 % |
GMO International Developed Equity Allocation Fund |
0.00 % |
GMO Global Equity Allocation Fund |
0.00 % |
GMO Global Asset Allocation Fund |
0.00 % |
GMO Benchmark-Free Allocation Fund |
0.15 % |
GMO Benchmark-Free Fund |
0.00 % |
GMO Strategic Opportunities Allocation Fund |
0.00 % |
GMO Global Developed Equity Allocation Fund |
0.00 % |
GMO Resources Fund |
0.15 % |
GMO Resource Transition Fund |
0.15 % |
GMO Opportunistic Income Fund |
0.15 % |
GMO Climate Change Fund |
0.15 % |
GMO High Yield Fund |
0.15 % |
GMO Alternative Allocation Fund |
0.15 % |
GMO U.S. Small Cap Value Fund |
0.15 % |
GMO Small Cap Quality Fund |
0.15 % |
GMO Quality Cyclicals Fund |
0.15 % |
GMO-Usonian Japan Value Creation Fund |
0.15 % |
GMO Emerging Markets ex-China Fund |
0.15 % |
Class IV Shares |
Service Fee |
Fund | |
GMO U.S. Equity Fund |
0.10 % |
GMO U.S. Opportunistic Value Fund |
0.10 % |
GMO Quality Fund |
0.105 % |
GMO International Equity Fund |
0.09 % |
GMO International Opportunistic Value Fund |
0.09 % |
GMO Emerging Markets Fund |
0.105 % |
GMO Multi-Sector Fixed Income Fund |
0.10 % |
GMO Emerging Country Debt Fund |
0.10 % |
GMO Resources Fund |
0.10 % |
GMO Resource Transition Fund |
0.10 % |
GMO Benchmark-Free Allocation Fund |
0.10 % |
GMO Climate Change Fund |
0.10 % |
GMO High Yield Fund |
0.10 % |
GMO Alternative Allocation Fund |
0.105 % |
GMO U.S. Small Cap Value Fund |
0.10 % |
GMO Small Cap Quality Fund |
0.10 % |
Class IV Shares |
Service Fee |
Fund | |
GMO Quality Cyclicals Fund |
0.105 % |
GMO-Usonian Japan Value Creation Fund |
0.10 % |
GMO Emerging Markets ex-China Fund |
0.105 % |
Class V Shares |
Service Fee |
Fund | |
GMO U.S. Equity Fund |
0.085 % |
GMO U.S. Opportunistic Value Fund |
0.085 % |
GMO Quality Fund |
0.085 % |
GMO International Equity Fund |
0.085 % |
GMO Emerging Markets Fund |
0.085 % |
GMO Multi-Sector Fixed Income Fund |
0.12 % |
GMO Emerging Country Debt Fund |
0.12 % |
GMO Resources Fund |
0.085 % |
GMO Resource Transition Fund |
0.085 % |
GMO Benchmark-Free Allocation Fund |
0.085 % |
GMO Climate Change Fund |
0.085 % |
GMO High Yield Fund |
0.085 % |
GMO Alternative Allocation Fund |
0.085 % |
GMO U.S. Small Cap Value Fund |
0.085 % |
GMO Small Cap Quality Fund |
0.085 % |
GMO Quality Cyclicals Fund |
0.085 % |
GMO-Usonian Japan Value Creation Fund |
0.085 % |
GMO Emerging Markets ex-China Fund |
0.085 % |
Class VI Shares |
Service Fee |
Fund | |
GMO U.S. Equity Fund |
0.055 % |
GMO U.S. Opportunistic Value Fund |
0.055 % |
GMO Quality Fund |
0.055 % |
GMO International Equity Fund |
0.055 % |
GMO Emerging Markets Fund |
0.055 % |
GMO Multi-Sector Fixed Income Fund |
0.10 % |
GMO Emerging Country Debt Fund |
0.10 % |
GMO Asset Allocation Bond Fund |
0.055 % |
GMO Resources Fund |
0.055 % |
GMO Resource Transition Fund |
0.055 % |
GMO Benchmark-Free Allocation Fund |
0.055 % |
GMO Opportunistic Income Fund |
0.055 % |
GMO Climate Change Fund |
0.055 % |
GMO High Yield Fund |
0.055 % |
GMO Alternative Allocation Fund |
0.055 % |
GMO U.S. Small Cap Value Fund |
0.055 % |
GMO Small Cap Quality Fund |
0.055 % |
GMO Quality Cyclicals Fund |
0.055 % |
GMO-Usonian Japan Value Creation Fund |
0.055 % |
GMO Emerging Markets ex-China Fund |
0.055 % |
GMO U.S. Treasury Fund |
0.00 % |
Class VII Shares |
Service Fee |
Fund | |
GMO Multi-Sector Fixed Income Fund |
0.06 % |
Class VIII Shares |
Service Fee |
Fund | |
GMO Multi-Sector Fixed Income Fund |
0.01 % |
Class R6 Shares and Class I Shares |
Service Fee |
Fund | |
GMO U.S. Equity Fund |
0.15 % |
GMO U.S. Opportunistic Value Fund |
0.15 % |
GMO Quality Fund |
0.15 % |
GMO International Equity Fund |
0.22 % |
GMO Multi-Sector Fixed Income Fund |
0.15 % |
Class R6 Shares and Class I Shares |
Service Fee |
Fund | |
GMO Emerging Markets Fund |
0.22 % |
GMO Emerging Country Debt Fund |
0.15 % |
GMO International Opportunistic Value Fund |
0.15 % |
GMO Asset Allocation Bond Fund |
0.15 % |
GMO International Equity Allocation Fund |
0.00 % |
GMO International Developed Equity Allocation Fund |
0.00 % |
GMO Global Equity Allocation Fund |
0.00 % |
GMO Global Asset Allocation Fund |
0.00 % |
GMO Benchmark-Free Allocation Fund |
0.15 % |
GMO Global Developed Equity Allocation Fund |
0.00 % |
GMO Resources Fund |
0.15 % |
GMO Resource Transition Fund |
0.15 % |
GMO Opportunistic Income Fund |
0.15 % |
GMO Climate Change Fund |
0.15 % |
GMO High Yield Fund |
0.15 % |
GMO Alternative Allocation Fund |
0.22 % |
GMO U.S. Small Cap Value Fund |
0.15 % |
GMO Small Cap Quality Fund |
0.15 % |
GMO Quality Cyclicals Fund |
0.15 % |
GMO Emerging Country Debt Shares Fund |
0.15 % |
GMO-Usonian Japan Value Creation Fund |
0.15 % |
GMO Emerging Markets ex-China Fund |
0.22 % |
GMO U.S. Treasury Fund |
0.00 % |
Fund |
Supplemental Support Fee |
GMO Benchmark-Free Allocation Fund |
0.10 % |
(a) |
1. |
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(d) |
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(i) |
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(i) |
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(i) |
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(e) |
1. |
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(i) |
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2. |
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(i) |
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(f) |
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None. |
(g) |
1. |
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(i) |
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(ii) |
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(iii) |
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(iv) |
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(v) |
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(vi) |
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(vii) |
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(viii) |
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(ix) |
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2. |
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(i) |
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(ii) |
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(iii) |
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(iv) |
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(v) |
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(vi) |
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(vii) |
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(viii) |
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(ix) |
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(x) |
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(xi) |
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(xii) |
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3. |
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(h) |
1. |
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(i) |
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(ii) |
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(iii) |
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(iv) |
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(v) |
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(vi) |
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(vii) |
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(viii) |
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(ix) |
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(x) |
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(xi) |
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(xii) |
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(xiii) |
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(xiv) |
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(xv) |
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(xvi) |
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(xvii) |
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(xviii) |
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2. |
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3. |
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(i) |
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4. |
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(i) |
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5. |
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6. |
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i. |
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ii. |
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iii. |
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iv. |
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v. |
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vi. |
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7. |
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9. |
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10. |
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11. |
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12. |
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(i) |
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Opinion and Consent of Ropes & Gray LLP
— to be filed by
amendment |
(j) |
|
|
Consent of Independent Registered Public Accounting Firm
— to be filed by
amendment. |
(k) |
|
|
Financial Statements – Not applicable. |
(l) |
|
|
None. |
(m) |
1. |
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(i) |
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(ii) |
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(iii) |
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(iv) |
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(v) |
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(vi) |
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2. |
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(i) |
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(ii) |
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(iii) |
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(iv) |
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(v) |
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3. |
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(i) |
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(ii) |
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4. |
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(n) |
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(o) |
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Reserved. |
(p) |
1. |
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2. |
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3. |
|
Controlling Fund |
Person Controlled |
Nature of Control |
GMO Implementation Fund |
GMO Implementation SPC Ltd. (a) (b) |
100% OwnershipI |
GMO Alternative Allocation Fund |
GMO Alternative Allocation SPC Ltd. (a) (b) |
100% OwnershipI
|
Name |
Position with Investment Adviser
|
Other Connections |
Stephen P. Casper |
Member and Vice Chairman of the Board of
Directors |
Lead Independent Director, MarketAxess, 299 Park
Avenue, 10th Floor, New York, NY
10171. |
R. Jeremy Grantham |
Founding Member, Member and Chairman of the
Board of Directors, and Chief Investment Strategist |
Advisor, Divecha Centre for Climate Change, Indian
Institute of Science, Bengaluru, India; Advisory
Board Member, Imperial College of London –
Grantham Institute for Climate Change, London
SW7 2AZ; Steering Committee, London School of
Economics – Grantham Institute for Climate Change,
Houghton Street, London, WC2A 2AE; Trustee, The
Grantham Foundation for the Protection of the
Environment, 53 State Street, Floor 33, Boston, MA
02109; Trustee, The Jeremy and Hannelore Grantham
Environmental Trust, 53 State Street, Floor 33,
Boston, MA 02109; Advisory Member, Koop Family
Office, 2200 Geng Rd., Suite 100, Palo Alto, CA
94303; Governing Board, Society for the Protection
of Underground Networks, Dover, Delaware;
Advisory Board, Grantham Centre for Sustainable
Futures, University of Sheffield, Sheffield S10
2TN. |
Scott L. Hayward |
Chief Executive Officer |
Trustee, The Christine and Scott Hayward Charitable
Fund, Vanguard, 100 Vanguard Blvd., Malvern, PA
19355; Advisory Board Member, Give to the World,
P.O. Box 6183, Arlington, VA 22206; Boston College
Board of Regents; Mass General Children’s Hospital
Advisory Board; Advisory Board Member, The
Kenan Institute for Ethics at Duke University, 1364
Campus Drive, Durham, NC 27705. |
Anthony Hene |
Member of the Board of Directors |
None |
Ben Inker |
Member of the Board of Directors |
Member of Investment Committee, Yale University,
New Haven, CT 06520; Investment Committee,
Open Society Foundation, 224 W 57 Street, New
York, NY 10019. |
Margaret McGetrick |
Member of the Board of Directors |
Board of Trustees and Chairman of the Finance,
Audit and Risk Committees and Member of the
Investment Committee, Save the Children US, 501
Kings Highway East, Suite 400, Fairfield CT 06825;
Board of Trustees, member of Finance Committee,
Save the Children International, St. Vincent House,
30 Orange Street, London WC2H 7HH, United
Kingdom; Board member, Loar Group Inc., 20 New
King St., White Plains, NY 10604 |
Andrea Muller |
Member of the Board of Directors |
Advisory Board Member, Georgetown University Law Center Business Law Scholar’s Program, 600 New Jersey Avenue, NW, Washington, DC 20001. |
Name |
Position with Investment Adviser
|
Other Connections |
Mark Nitzberg |
Member of the Board of Directors |
Board Member, Akvo Foundation, USA, 1168 Arch
St, Berkeley, CA 94708; Advisory Board Member,
Cambrian Group, 1429 Euclid Ave., Berkeley, CA
94708; Advisory Board Member, Grabango Co.,
2105 Bancroft Way, Berkeley, CA 94704; Executive
Director, CHAI, The University of California,
Berkeley, 253 Cory Hall, Berkeley, CA 94720; Head
of Strategic Outreach, BAIR, The University of
California, Berkeley, 253 Cory Hall, Berkeley, CA
94720; Board Member, Krypton Medical Inc., 50
Lafayette Place, Unit 3G, Greenwich, CT 06830;
Advisor, Kinoo, Inc., 455 West Evelyn Ave.,
Mountain View, CA 94041. |
Eyk Van Otterloo |
Founding Member |
Board Member, Stichting Administratiekantoor Houthavens Beheer BV, Stichting Administratiekantoor Old Masters Real Estate BV (formerly Stichting Administratiekantoor Investment 1926 BV), Stichting Administratiekantoor Hot Item Onroerend Goed BV, Stichting Administratiekantoor Decca Vastgoed BV, Danzigerkade 69, 1013 AP Amsterdam, NL; Board Member, Artory Inc., 41 East 11th Street, 11th Floor, New York, New York 10003; Board Member, GCTH Ipswich LLC, 351 Topsfield Rd., Ipswich, MA 01938. |
Name |
Address |
Position with Underwriter |
Position with Registrant |
Teresa Cowan |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
President/Manager |
None |
Chris Lanza |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Vice President |
None |
Kate Macchia |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Vice President |
None |
Nanette K. Chern |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Vice President and Chief Compliance Officer |
None |
Kelly B. Whetstone |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Secretary |
None |
Susan L. LaFond |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Treasurer |
None |
Weston Sommers |
Three Canal Plaza, Suite 100, Portland, ME 04101 |
Financial and Operations Principal and Chief Financial Officer |
None |
Director or Officer |
Positions and Offices with GMO U.K.
Limited |
Alex Bark |
Director |
Arron Day |
Director and Chief Executive Officer |
Tara Pari |
Director |
Amee Patel |
Director |
Gregory Pottle |
Director |
Director or Officer |
Positions and Offices with GMO U.K.
Limited |
Philip Zachos |
Director and Chairman |
Aileen Hughes |
Compliance Officer and Money Laundering Reporting Officer |
GMO Trust | |
| |
By: |
TARA PARI* |
|
Tara Pari |
|
Title: Chief Executive Officer; |
|
Principal Executive Officer |
Signatures |
Title |
Date |
TARA PARI* Tara Pari |
Chief Executive Officer; Principal Executive Officer |
April 30, 2024 |
BETTY MAGANZINI* Betty Maganzini |
Treasurer; Chief Financial Officer; Chief Accounting Officer; Principal Financial and Accounting Officer |
April 30, 2024 |
PAUL BRAVERMAN* Paul Braverman |
Trustee |
April 30, 2024 |
DONALD W. GLAZER* Donald W. Glazer |
Trustee |
April 30, 2024 |
DINA SANTORO* Dina Santoro |
Trustee, President |
April 30, 2024 |
PETER TUFANO* Peter Tufano |
Trustee |
April 30, 2024 |
* By: |
/s/ Douglas Y. Charton |
|
Douglas Y. Charton |
|
Attorney-in-Fact** |