England & Wales
(State or Other Jurisdiction
of Incorporation or Organization)
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Not Applicable
(I.R.S. Employer Identification No.)
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Large accelerated filer ☒
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Accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company ☐
Emerging growth company ☐
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a) |
the Registrant’s annual report on Form 20-F for the fiscal year ended December 31, 2023, filed with the Commission on April 25, 2024 (File No. 001-41815) (the “2023 Annual Report”), which contains audited
consolidated financial statements for the most recent fiscal year for which such statements have been filed; and
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b) |
the description of the Registrant’s Ordinary Shares contained in the Registrant’s registration statement on Form F-4, initially filed with the Commission on June 23, 2023 (File No. 333-272867), including any
amendment or report filed for the purpose of updating such description.
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● |
reports filed under Section 13(a), 13(c), 14 or 15(d) of the Exchange Act; and
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reports furnished on Form 6-K that indicate that they are incorporated by reference in this Registration Statement.
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a) |
purchase and maintain for a director of the company insurance against any such liability,
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b) |
indemnify the director against liability incurred by the director to a person other than the company or an associated company (a “qualifying third party indemnity provision”), or
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c) |
indemnify a director of a company that is a trustee of an occupational pension scheme against liability incurred in connection with the company’s activities as trustee of the scheme
(a “qualifying pension scheme indemnity provision”).
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(a) |
The undersigned Registrant hereby undertakes:
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(1) |
To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
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(i) |
To include any prospectus required by Section 10(a)(3) of the Securities Act;
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(ii) |
To reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate,
represent a fundamental change in the information set forth in this Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not
exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) under the Securities Act if, in
the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement;
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(iii) |
To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement;
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(2) |
That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the
offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
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(3) |
To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
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(b) |
The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the
Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a new
registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
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(c) |
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the
Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such
liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director,
officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction
the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
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ANGLOGOLD ASHANTI PLC
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By:
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/s/ Gillian Ann Doran
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Name:
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Gillian Ann Doran
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Title:
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Chief Financial Officer and Executive Director
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Signature
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Title
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/s/ Alberto Calderon Zuleta
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Chief Executive Officer and Executive Director
(Principal Executive Officer)
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Name: Alberto Calderon Zuleta
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/s/ Gillian Ann Doran
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Chief Financial Officer and Executive Director
(Principal Financial Officer)
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Name: Gillian Ann Doran
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/s/ Ian Kramer
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Senior Vice President Group Finance
(Principal Accounting Officer)
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Name: Ian Kramer
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/s/ Maria da Conceição das Neves Calha Ramos
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Chairman and Independent Non-Executive Director
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Name: Maria da Conceição das Neves Calha Ramos
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/s/ Rhidwaan Gasant
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Independent Non-Executive Director
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Name: Rhidwaan Gasant
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/s/ Kojo Osei Frimpong Busia
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Independent Non-Executive Director
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Name: Kojo Osei Frimpong Busia
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/s/ Alan Murray Ferguson
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Independent Non-Executive Director
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Name: Alan Murray Ferguson
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/s/ Albert Headden Garner
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Independent Non-Executive Director
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Name: Albert Headden Garner
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/s/ Scott Paul Lawson
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Independent Non-Executive Director
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Name: Scott Paul Lawson
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/s/ Jinhee Magie
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Independent Non-Executive Director
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Name: Jinhee Magie
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/s/ Maria Del Carmen Richter
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Independent Non-Executive Director
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Name: Maria Del Carmen Richter
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/s/ Diana Li Sands
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Independent Non-Executive Director
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Name: Diana Li Sands
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/s/ Jochen Erhard Tilk
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Independent Non-Executive Director
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Name: Jochen Erhard Tilk
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/s/ Lisa Ali
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Authorized Representative in the United States
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Name: Lisa Ali
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