|
immediately upon filing pursuant to paragraph (b) of Rule 485 |
X |
on |
|
60 days after filing, pursuant to paragraph (a)(1) of Rule 485 |
|
on , pursuant to paragraph (a)(1) of Rule 485 |
|
75 days after filing, pursuant to paragraph (a)(2) of Rule 485 |
|
on , pursuant to paragraph (a)(2) of Rule 485 |
|
this post-effective amendment designates a new effective date for a previously filed post- effective amendment. |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell Midcap® Value Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
John W. Rogers, Jr. |
Chairman & Co-Chief Executive Officer |
2002 |
Timothy Fidler, CFA |
Executive Vice President |
2011 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.31 |
0.06 |
0.84 |
0.90 |
(0.23) |
(1.16) |
(1.39) |
$8.82 |
10.45% |
12/31/2022 |
$14.70 |
0.08 |
(2.11) |
(2.03) |
(0.66) |
(2.70) |
(3.36) |
$9.31 |
(12.94%) |
12/31/2021 |
$11.99 |
0.09 |
3.02 |
3.11 |
(0.29) |
(0.11) |
(0.40) |
$14.70 |
26.13% |
12/31/2020 (d) |
$11.55 |
0.23 |
0.72 |
0.95 |
(0.26) |
(0.25) |
(0.51) |
$11.99 |
9.08% |
12/31/2019 |
$10.29 |
0.14 |
2.24 |
2.38 |
(0.14) |
(0.98) |
(1.12) |
$11.55 |
24.32% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.68 |
0.10 |
0.99 |
1.09 |
(0.28) |
(1.16) |
(1.44) |
$10.33 |
10.92% |
12/31/2022 |
$15.92 |
0.14 |
(2.28) |
(2.14) |
(0.40) |
(2.70) |
(3.10) |
$10.68 |
(12.69%) |
12/31/2021 |
$12.97 |
0.15 |
3.26 |
3.41 |
(0.35) |
(0.11) |
(0.46) |
$15.92 |
26.53% |
12/31/2020 |
$12.29 |
0.23 |
0.85 |
1.08 |
(0.15) |
(0.25) |
(0.40) |
$12.97 |
9.18% |
12/31/2019 |
$10.01 |
0.16 |
2.31 |
2.47 |
(0.05) |
(0.14) |
(0.19) |
$12.29 |
24.82% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$84,023 |
1.14% |
1.05% |
|
0.61% |
20% |
12/31/2022 |
$86,066 |
1.14% |
1.05% |
|
0.62% |
31% |
12/31/2021 |
$225,274 |
1.08% |
1.05% |
|
0.61% |
42% |
12/31/2020 (d) |
$102,080 |
1.12% |
1.05% |
|
2.20% |
65% |
12/31/2019 |
$95,546 |
1.11% |
1.05% |
|
1.02% |
33% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$34,384 |
0.78% |
0.70% |
|
0.97% |
20% |
12/31/2022 |
$32,255 |
0.76% |
0.70% |
|
1.05% |
31% |
12/31/2021 |
$40,197 |
0.72% |
0.70% |
|
0.96% |
42% |
12/31/2020 |
$37,478 |
0.72% |
0.70% |
|
2.16% |
65% |
12/31/2019 |
$37,963 |
0.73% |
0.70% |
|
1.36% |
33% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
On July 17, 2020, the Investor Class underwent a one for seven reverse stock split. The capital activity presented here has been retroactively adjusted to reflect this reverse split. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Franklin Advisers | ||
Patrick Klein, Ph.D. |
Head of Multi-Sector Strategies, Portfolio Manager |
2024 |
FAS LLC | ||
Dina Ting, CFA |
Senior Vice President, Head of Index Portfolio Management |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.39 |
0.37 |
0.24 |
0.61 |
(0.01) |
(0.24) |
— |
(0.25) |
$12.75 |
5.02% |
12/31/2022 |
$14.54 |
0.23 |
(2.22) |
(1.99) |
— |
(0.15) |
(0.01) |
(0.16) |
$12.39 |
(13.68%) |
12/31/2021 |
$15.12 |
0.16 |
(0.52) |
(0.36) |
— |
(0.12) |
(0.10) |
(0.22) |
$14.54 |
(2.39%) |
12/31/2020 |
$14.51 |
0.22 |
0.82 |
1.04 |
— |
(0.22) |
(0.21) |
(0.43) |
$15.12 |
7.17% |
12/31/2019 |
$13.57 |
0.32 |
0.77 |
1.09 |
(0.00) (d) |
(0.15) |
— |
(0.15) |
$14.51 |
8.09% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.25 |
0.28 |
0.15 |
0.43 |
(0.01) |
(0.30) |
— |
(0.31) |
$8.37 |
5.38% |
12/31/2022 |
$9.77 |
0.18 |
(1.49) |
(1.31) |
— |
(0.20) |
(0.01) |
(0.21) |
$8.25 |
(13.44%) |
12/31/2021 |
$10.22 |
0.14 |
(0.34) |
(0.20) |
— |
(0.15) |
(0.10) |
(0.25) |
$9.77 |
(1.98%) |
12/31/2020 |
$9.97 |
0.20 |
0.55 |
0.75 |
— |
(0.29) |
(0.21) |
(0.50) |
$10.22 |
7.52% |
12/31/2019 |
$9.46 |
0.26 |
0.53 |
0.79 |
(0.00) (d) |
(0.28) |
— |
(0.28) |
$9.97 |
8.44% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$2,770,265 |
0.50% |
0.50% |
|
3.01% |
27% |
12/31/2022 |
$1,862,529 |
0.51% |
0.50% |
|
1.78% |
25% |
12/31/2021 |
$1,349,431 |
0.50% |
0.50% |
|
1.05% |
39% |
12/31/2020 |
$524,344 |
0.51% |
0.50% |
|
1.47% |
70% |
12/31/2019 |
$246,097 |
0.50% |
0.50% |
|
2.29% |
40% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$833,898 |
0.14% |
0.14% |
|
3.33% |
27% |
12/31/2022 |
$795,453 |
0.15% |
0.15% |
|
2.07% |
25% |
12/31/2021 |
$954,505 |
0.14% |
0.14% |
|
1.43% |
39% |
12/31/2020 |
$922,284 |
0.14% |
0.14% |
|
1.96% |
70% |
12/31/2019 |
$979,903 |
0.14% |
0.14% |
|
2.65% |
40% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
GSAM | ||
Ashish Shah |
Managing Director, Chief Investment Officer of Public Investing |
2022 |
Ron Arons, CFA |
Managing Director, Portfolio Manager |
2021 |
Paul Seary, CFA |
Vice President, Portfolio Manager |
2021 |
Simon Dangoor |
Managing Director, Head of Macro Rates Investing |
2024 |
Lindsay Rosner |
Managing Director, Head of Multi-Sector Investing |
2024 |
Wellington | ||
Joseph F. Marvan, CFA |
Senior Managing Director & Fixed Income Portfolio Manager |
2017 |
Campe Goodman, CFA |
Senior Managing Director & Fixed Income Portfolio Manager |
2017 |
Robert D. Burn, CFA |
Senior Managing Director & Fixed Income Portfolio Manager |
2017 |
Jeremy Forster |
Managing Director & Fixed Income Portfolio Manager |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.34 |
0.31 |
0.27 |
0.58 |
- |
(0.21) |
- |
(0.21) |
$9.71 |
6.20% |
12/31/2022 |
$11.08 |
0.18 |
(1.81) |
(1.63) |
- |
(0.11) |
- |
(0.11) |
$9.34 |
(14.70%) |
12/31/2021 |
$11.55 |
0.12 |
(0.30) |
(0.18) |
(0.01) |
(0.08) |
(0.20) |
(0.29) |
$11.08 |
(1.55%) |
12/31/2020 |
$11.03 |
0.21 |
0.67 |
0.88 |
- |
(0.30) |
(0.06) |
(0.36) |
$11.55 |
8.01% |
12/31/2019 |
$10.35 |
0.28 |
0.67 |
0.95 |
- |
(0.27) |
- |
(0.27) |
$11.03 |
9.19% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.38 |
0.31 |
0.24 |
0.55 |
- |
(0.52) |
- |
(0.52) |
$8.41 |
6.62% |
12/31/2022 |
$10.01 |
0.20 |
(1.64) |
(1.44) |
- |
(0.19) |
- |
(0.19) |
$8.38 |
(14.37%) |
12/31/2021 |
$10.51 |
0.15 |
(0.28) |
(0.13) |
(0.01) |
(0.16) |
(0.20) |
(0.37) |
$10.01 |
(1.21%) |
12/31/2020 |
$10.04 |
0.23 |
0.61 |
0.84 |
- |
(0.31) |
(0.06) |
(0.37) |
$10.51 |
8.46% |
12/31/2019 |
$9.45 |
0.30 |
0.59 |
0.89 |
- |
(0.30) |
- |
(0.30) |
$10.04 |
9.45% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d)(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$24,640 |
0.88% |
0.70% |
|
3.25% |
440% |
12/31/2022 |
$45,622 |
0.81% |
0.70% |
|
1.79% |
490% |
12/31/2021 |
$95,010 |
0.75% |
0.70% |
|
1.07% |
407% |
12/31/2020 |
$89,443 |
0.79% |
0.70% |
|
1.81% |
265% |
12/31/2019 |
$51,836 |
0.80% |
0.70% |
|
2.61% |
180% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$468,070 |
0.41% |
0.35% |
|
3.65% |
440% |
12/31/2022 |
$394,322 |
0.40% |
0.35% |
|
2.20% |
490% |
12/31/2021 |
$474,577 |
0.37% |
0.35% |
|
1.42% |
407% |
12/31/2020 |
$420,772 |
0.39% |
0.35% |
|
2.20% |
265% |
12/31/2019 |
$438,963 |
0.39% |
0.35% |
|
2.99% |
180% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
(e) |
Portfolio turnover includes purchases and sales related to TBA transactions, including dollar roll transactions, which occurred during the period. Excluding TBA and dollar roll transactions, the portfolio turnover would have been 47%, 50%, 72%, 86% and 66% for the years ended December 31 2023, 2022, 2021, 2020 and 2019, respectively. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
- |
|
Investor Class |
|
|
- |
|
MSCI Emerging Markets Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
GSAM | ||
Hiren Dasani, CFA |
Managing Director, Co-Head Manager Emerging Markets Equity |
2023 |
Basak Yavuz |
Managing Director, Co-Head Manager Emerging Markets Equity |
2023 |
Lazard | ||
Paul Moghtader, CFA |
Managing Director, Portfolio Manager/Analyst |
2018 |
Susanne Willumsen |
Managing Director, Portfolio Manager/Analyst |
2018 |
Taras Ivanenko, PhD, CFA |
Director, Portfolio Manager/Analyst |
2018 |
Craig Scholl, CFA |
Director, Portfolio Manager/Analyst |
2018 |
Ciprian Marin |
Director, Portfolio Manager/Analyst |
2018 |
Peter Kashanek |
Director, Portfolio Manager/Analyst |
2024 |
Alex Lai, CFA |
Director, Portfolio Manager/Analyst |
2024 |
Kurt Livermore, CFA |
Director, Portfolio Manager/Analyst |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.78 |
0.08 |
0.67 |
0.75 |
— |
(0.17) |
— |
(0.17) |
$8.36 |
9.67% |
12/31/2022 |
$10.18 |
0.17 |
(2.44) |
(2.27) |
— |
(0.11) |
(0.02) |
(0.13) |
$7.78 |
(22.34%) |
12/31/2021 |
$11.02 |
0.09 |
(0.58) |
(0.49) |
— |
(0.14) |
(0.21) |
(0.35) |
$10.18 |
(4.43%) |
12/31/2020 |
$9.39 |
0.16 |
1.67 |
1.83 |
(0.01) |
(0.19) |
— |
(0.20) |
$11.02 |
19.57% |
12/31/2019 |
$7.79 |
0.10 |
1.59 |
1.69 |
(0.01) |
(0.08) |
— |
(0.09) |
$9.39 |
21.67% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.86 |
0.13 |
0.66 |
0.79 |
— |
(0.14) |
— |
(0.14) |
$8.51 |
10.12% |
12/31/2022 |
$10.26 |
0.21 |
(2.47) |
(2.26) |
— |
(0.12) |
(0.02) |
(0.14) |
$7.86 |
(22.09%) |
12/31/2021 |
$11.03 |
0.15 |
(0.60) |
(0.45) |
— |
(0.11) |
(0.21) |
(0.32) |
$10.26 |
(4.08%) |
12/31/2020 |
$9.35 |
0.13 |
1.74 |
1.87 |
(0.01) |
(0.18) |
— |
(0.19) |
$11.03 |
20.05% |
12/31/2019 |
$7.78 |
0.14 |
1.57 |
1.71 |
(0.01) |
(0.13) |
— |
(0.14) |
$9.35 |
21.97% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$441,800 |
1.40% |
1.25% |
|
0.97% |
93% |
12/31/2022 |
$326,138 |
1.41% |
1.23% |
|
2.04% |
53% |
12/31/2021 |
$252,800 |
1.41% |
1.23% |
|
0.83% |
84% |
12/31/2020 |
$51,824 |
1.49% |
1.23% |
|
1.59% |
78% |
12/31/2019 |
$10,129 |
1.50% |
1.23% |
|
1.21% |
66% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$425,905 |
1.04% |
0.90% |
|
1.55% |
93% |
12/31/2022 |
$332,721 |
1.05% |
0.88% |
|
2.40% |
53% |
12/31/2021 |
$415,478 |
1.02% |
0.88% |
|
1.35% |
84% |
12/31/2020 |
$382,081 |
1.03% |
0.88% |
|
1.39% |
78% |
12/31/2019 |
$355,796 |
1.01% |
0.88% |
|
1.63% |
66% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
- |
|
- |
|
Investor Class |
|
- |
- |
|
|
Bloomberg Global Aggregate Index (reflects no deduction for fees, expenses or taxes) |
|
- |
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Insight | ||
Brendan J. Murphy, CFA |
Head of Global Fixed Income, North America |
2018 |
Nathaniel Hyde, CFA |
Portfolio Manager |
2022 |
RBC GAM UK | ||
Mark Dowding |
Chief Investment Officer & Senior Portfolio Manager |
2021 |
Kaspar Hense, CFA |
Senior Portfolio Manager |
2021 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.64 |
0.16 |
0.18 |
0.34 |
(0.03) |
(0.03) |
- |
(0.06) |
$6.92 |
5.13% |
12/31/2022 |
$7.88 |
0.10 |
(1.26) |
(1.16) |
(0.03) |
(0.02) |
(0.03) |
(0.08) |
$6.64 |
(14.65%) |
12/31/2021 |
$8.43 |
0.03 |
(0.57) |
(0.54) |
- |
(0.01) |
- |
(0.01) |
$7.88 |
(6.46%) |
12/31/2020 |
$8.09 |
0.10 |
0.33 |
0.43 |
(0.02) |
(0.07) |
- |
(0.09) |
$8.43 |
5.33% |
12/31/2019 |
$8.07 |
0.20 |
0.13 |
0.33 |
- |
(0.31) |
- |
(0.31) |
$8.09 |
4.07% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.40 |
0.21 |
0.19 |
0.40 |
(0.03) |
(0.04) |
- |
(0.07) |
$7.73 |
5.42% |
12/31/2022 |
$8.75 |
0.14 |
(1.40) |
(1.26) |
(0.03) |
(0.03) |
(0.03) |
(0.09) |
$7.40 |
(14.35%) |
12/31/2021 |
$9.33 |
0.07 |
(0.63) |
(0.56) |
- |
(0.02) |
- |
(0.02) |
$8.75 |
(6.03%) |
12/31/2020 |
$8.95 |
0.16 |
0.35 |
0.51 |
(0.02) |
(0.11) |
- |
(0.13) |
$9.33 |
5.72% |
12/31/2019 |
$8.91 |
0.25 |
0.14 |
0.39 |
- |
(0.35) |
- |
(0.35) |
$8.95 |
4.39% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d)(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$18,858 |
1.17% |
1.00% |
|
2.41% |
160% |
12/31/2022 |
$20,801 |
1.13% |
1.00% |
|
1.48% |
176% |
12/31/2021 |
$25,775 |
1.09% |
1.01% |
|
0.32% |
184% |
12/31/2020 |
$29,333 |
1.10% |
1.01% |
|
1.25% |
104% |
12/31/2019 |
$38,388 |
1.07% |
1.01% |
|
2.46% |
73% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$510,363 |
0.67% |
0.65% |
|
2.82% |
160% |
12/31/2022 |
$421,489 |
0.65% |
0.65% |
|
1.83% |
176% |
12/31/2021 |
$513,789 |
0.64% |
0.64% |
|
0.74% |
184% |
12/31/2020 |
$460,046 |
0.66% |
0.66% |
|
1.76% |
104% |
12/31/2019 |
$470,867 |
0.65% |
0.65% |
|
2.79% |
73% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
(e) |
Portfolio turnover includes purchases and sales related to TBA transactions, including dollar roll transactions, which occurred during the period. Excluding TBA and dollar roll transactions, the portfolio turnover would have been90%, 96% and 138% for the years ended December 31, 2023, 2022, 2021, respectively. |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
7-Day Yield |
Effective Yield |
Institutional Class |
|
|
Investor Class |
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Darrin Clough, CFA |
Portfolio Manager |
2022 |
Jason Harubin, CFA |
Assistant Portfolio Manager |
2022 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$1.00 |
0.04 |
- |
0.04 |
(0.04) |
- |
(0.04) |
$1.00 |
4.52% |
12/31/2022 |
$1.00 |
0.01 |
- |
0.01 |
(0.01) |
- |
(0.01) |
$1.00 |
1.22% |
12/31/2021 |
$1.00 |
0.00 |
- |
0.00 |
- |
- |
- |
$1.00 |
0.01% |
12/31/2020 |
$1.00 |
0.00 (d) |
- |
0.00 (d) |
(0.00) (d) |
- |
-(d) |
$1.00 |
0.29% |
12/31/2019 |
$1.00 |
0.02 |
- |
0.02 |
(0.02) |
- |
(0.02) |
$1.00 |
1.77% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$1.00 |
0.05 |
- |
0.05 |
(0.05) |
- |
(0.05) |
$1.00 |
4.88% |
12/31/2022 |
$1.00 |
0.01 |
- |
0.01 |
(0.01) |
- |
(0.01) |
$1.00 |
1.45% |
12/31/2021 |
$1.00 |
0.00 |
- |
0.00 |
- |
- |
- |
$1.00 |
0.01% |
12/31/2020 |
$1.00 |
0.00 (d) |
- |
0.00 (d) |
(0.00) (d) |
- |
-(d) |
$1.00 |
0.42% |
12/31/2019 |
$1.00 |
0.02 |
- |
0.02 |
(0.02) |
- |
(0.02) |
$1.00 |
2.11% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$209,086 |
0.48% |
0.46% |
|
4.40% |
N/A |
12/31/2022 |
$367,906 |
0.48% |
0.32% |
|
1.19% |
N/A |
12/31/2021 |
$396,600 |
0.48% |
0.02% |
|
0.01% |
N/A |
12/31/2020 |
$859,119 |
0.47% |
0.26% |
|
0.33% |
N/A |
12/31/2019 |
$1,862,887 |
0.48% |
0.46% |
|
1.72% |
N/A |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$404,620 |
0.13% |
0.11% |
|
4.85% |
N/A |
12/31/2022 |
$241,823 |
0.12% |
0.10% |
|
1.31% |
N/A |
12/31/2021 |
$221,457 |
0.12% |
0.03% |
|
0.01% |
N/A |
12/31/2020 |
$246,184 |
0.12% |
0.09% |
|
0.38% |
N/A |
12/31/2019 |
$165,299 |
0.12% |
0.11% |
|
2.11% |
N/A |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return shown net of expenses waived. Without the expense waiver, the return shown would have been lower. |
(c) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
J.P. Morgan Developed High Yield Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
ICE BofAML 80% US High Yield 20% US Convertible Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Robert L. Salvin |
Head of Corporate & Tax-exempt Credit, Portfolio Manager |
2009 |
Norman P. Boucher |
Portfolio Manager |
2009 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.15 |
0.30 |
0.49 |
0.79 |
- |
(0.41) |
- |
(0.41) |
$7.53 |
11.14% |
12/31/2022 |
$8.40 |
0.21 |
(1.21) |
(1.00) |
- |
(0.25) |
- |
(0.25) |
$7.15 |
(11.80%) |
12/31/2021 |
$8.36 |
0.16 |
0.14 |
0.30 |
- |
(0.26) |
- |
(0.26) |
$8.40 |
3.65% |
12/31/2020 |
$7.84 |
0.26 |
0.57 |
0.83 |
- |
(0.31) |
- |
(0.31) |
$8.36 |
10.79% |
12/31/2019 |
$7.23 |
0.34 |
0.69 |
1.03 |
(0.00) (d) |
(0.42) |
- |
(0.42) |
$7.84 |
14.40% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.99 |
0.43 |
0.59 |
1.02 |
- |
(0.46) |
- |
(0.46) |
$9.55 |
11.55% |
12/31/2022 |
$10.47 |
0.30 |
(1.52) |
(1.22) |
- |
(0.26) |
- |
(0.26) |
$8.99 |
(11.61%) |
12/31/2021 |
$10.28 |
0.31 |
0.10 |
0.41 |
- |
(0.22) |
- |
(0.22) |
$10.47 |
4.03% |
12/31/2020 |
$9.56 |
0.35 |
0.71 |
1.06 |
- |
(0.34) |
- |
(0.34) |
$10.28 |
11.27% |
12/31/2019 |
$8.74 |
0.44 |
0.84 |
1.28 |
(0.00) (d) |
(0.46) |
- |
(0.46) |
$9.56 |
14.73% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$154,223 |
1.09% |
1.03% |
|
4.12% |
64% |
12/31/2022 |
$277,799 |
1.14% |
1.09% |
|
2.84% |
49% |
12/31/2021 |
$290,677 |
1.20% |
1.10% |
|
1.88% |
58% |
12/31/2020 |
$6,675 |
1.56% |
1.10% |
|
3.37% |
61% |
12/31/2019 |
$7,642 |
1.48% |
1.10% |
|
4.35% |
64% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$267,558 |
0.69% |
0.66% |
|
4.62% |
64% |
12/31/2022 |
$224,746 |
0.76% |
0.74% |
|
3.13% |
49% |
12/31/2021 |
$293,237 |
0.78% |
0.75% |
|
2.94% |
58% |
12/31/2020 |
$267,454 |
0.79% |
0.75% |
|
3.71% |
61% |
12/31/2019 |
$262,043 |
0.78% |
0.75% |
|
4.66% |
64% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
Investor Class |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Bloomberg 1-10 Year U.S. Treasury Inflation-Protected Securities Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Jon Calluzzo |
Managing Director; Fixed Income Lead Portfolio Manager |
2022 |
Peter Stone |
Managing Director |
2020 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.94 |
0.33 |
0.08 |
0.41 |
(0.38) |
— |
(0.38) |
$8.97 |
4.76% |
12/31/2022 |
$10.63 |
0.43 |
(1.36) |
(0.93) |
(0.50) |
(0.26) |
(0.76) |
$8.94 |
(8.92%) |
12/31/2021 |
$10.46 |
0.29 |
0.20 |
0.49 |
(0.26) |
(0.06) |
(0.32) |
$10.63 |
4.76% |
12/31/2020 |
$9.92 |
0.08 |
0.67 |
0.75 |
(0.10) |
(0.11) |
(0.21) |
$10.46 |
7.57% |
12/31/2019 |
$9.47 |
0.18 |
0.42 |
0.60 |
(0.15) |
— |
(0.15) |
$9.92 |
6.35% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.85 |
0.36 |
0.09 |
0.45 |
(0.43) |
— |
(0.43) |
$8.87 |
5.13% |
12/31/2022 |
$10.54 |
0.46 |
(1.35) |
(0.89) |
(0.54) |
(0.26) |
(0.80) |
$8.85 |
(8.66%) |
12/31/2021 |
$10.39 |
0.33 |
0.20 |
0.53 |
(0.32) |
(0.06) |
(0.38) |
$10.54 |
5.18% |
12/31/2020 |
$9.86 |
0.11 |
0.68 |
0.79 |
(0.15) |
(0.11) |
(0.26) |
$10.39 |
8.02% |
12/31/2019 |
$9.45 |
0.22 |
0.41 |
0.63 |
(0.22) |
— |
(0.22) |
$9.86 |
6.65% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d)(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$4,337 |
1.82% |
0.70% |
|
3.70% |
121% |
12/31/2022 |
$4,312 |
1.57% |
0.70% |
|
4.34% |
49% |
12/31/2021 |
$6,194 |
1.12% |
0.70% |
|
2.75% |
137% |
12/31/2020 |
$5,855 |
1.14% |
0.70% |
|
0.75% |
98% |
12/31/2019 |
$4,953 |
1.00% |
0.70% |
|
1.85% |
66% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$429,971 |
0.39% |
0.35% |
|
4.05% |
121% |
12/31/2022 |
$376,522 |
0.39% |
0.35% |
|
4.72% |
49% |
12/31/2021 |
$483,913 |
0.37% |
0.35% |
|
3.09% |
137% |
12/31/2020 |
$434,109 |
0.37% |
0.35% |
|
1.08% |
98% |
12/31/2019 |
$424,797 |
0.36% |
0.35% |
|
2.23% |
66% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
(e) |
Portfolio turnover includes purchases and sales related to TBA transactions, including dollar roll transactions, which occurred during the period. Excluding TBA and dollar roll transactions, the portfolio turnover would have been109%, 48%, 46%, and 84% for the years ended December 31, 2023, 2022, 2021, and 2020, respectively. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
MSCI EAFE Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
MSCI EAFE Growth Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Franklin Templeton | ||
John P. Remmert, J.D. |
Senior Vice President & Portfolio Manager |
2018 |
Donald G. Huber, CFA |
Senior Vice President & Portfolio Manager |
2018 |
JPMorgan | ||
Shane Duffy, CFA |
Managing Director |
2018 |
Thomas Murray, CFA |
Managing Director |
2018 |
James Andrew, CFA |
Managing Director |
2023 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income (loss)(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.94 |
0.04 |
1.77 |
1.81 |
- |
- |
- |
- |
$12.75 |
16.54% |
12/31/2022 |
$15.92 |
(0.00) (d)(e) |
(4.84) |
(4.84) |
- |
- |
(0.14) |
(0.14) |
$10.94 |
(30.35%) |
12/31/2021 |
$16.07 |
(0.04) (e) |
1.02 |
0.98 |
- |
(0.02) |
(1.11) |
(1.13) |
$15.92 |
6.04% |
12/31/2020 |
$12.63 |
(0.02) (e) |
3.60 |
3.58 |
- |
- |
(0.14) |
(0.14) |
$16.07 |
28.35% |
12/31/2019 |
$9.44 |
0.04 |
3.17 |
3.21 |
(0.00) (d) |
(0.01) |
(0.01) |
(0.02) |
$12.63 |
34.07% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.91 |
0.06 |
1.28 |
1.34 |
- |
(0.07) |
- |
(0.07) |
$9.18 |
16.93% |
12/31/2022 |
$11.53 |
0.03 |
(3.51) |
(3.48) |
- |
- |
(0.14) |
(0.14) |
$7.91 |
(30.11%) |
12/31/2021 |
$11.93 |
0.01 |
0.77 |
0.78 |
- |
(0.07) |
(1.11) |
(1.18) |
$11.53 |
6.45% |
12/31/2020 |
$9.38 |
0.02 |
2.69 |
2.71 |
- |
(0.02) |
(0.14) |
(0.16) |
$11.93 |
28.88% |
12/31/2019 |
$7.03 |
0.06 |
2.37 |
2.43 |
(0.00) (d) |
(0.07) |
(0.01) |
(0.08) |
$9.38 |
34.57% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income (loss) to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(f) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$20,290 |
1.36% |
1.20% |
|
0.30% |
63% |
12/31/2022 |
$20,804 |
1.36% |
1.20% |
|
(0.04%) |
33% |
12/31/2021 |
$31,403 |
1.28% |
1.20% |
|
(0.23%) |
34% |
12/31/2020 |
$42,126 |
1.28% |
1.20% |
|
(0.19%) |
27% |
12/31/2019 |
$40,066 |
1.28% |
1.20% |
|
0.34% |
30% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$460,267 |
0.88% |
0.85% |
|
0.65% |
63% |
12/31/2022 |
$400,958 |
0.88% |
0.85% |
|
0.33% |
33% |
12/31/2021 |
$488,211 |
0.86% |
0.85% |
|
0.09% |
34% |
12/31/2020 |
$437,865 |
0.86% |
0.85% |
|
0.17% |
27% |
12/31/2019 |
$435,749 |
0.85% |
0.85% |
|
0.71% |
30% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
The per share amount does not correspond to activity reflected in the Statement of Operations due to class specific expenses during the period. |
(f) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
MSCI EAFE Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Nicola Dowdall |
Head of ETFs & Affiliates |
2016 |
Michael Lynch, CFA |
Head of Index Solutions |
2016 |
Peter Leonard, CFA |
Head of Indexation Equity |
2016 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.96 |
0.28 |
1.65 |
1.93 |
(0.28) |
(0.26) |
(0.54) |
$12.35 |
17.52% |
12/31/2022 |
$13.10 |
0.24 |
(2.18) |
(1.94) |
(0.20) |
— |
(0.20) |
$10.96 |
(14.74%) |
12/31/2021 |
$12.50 |
0.20 |
1.15 |
1.35 |
(0.29) |
(0.46) |
(0.75) |
$13.10 |
10.75% |
12/31/2020 |
$11.92 |
0.19 |
0.69 |
0.88 |
(0.19) |
(0.11) |
(0.30) |
$12.50 |
7.52% |
12/31/2019 |
$10.09 |
0.29 |
1.86 |
2.15 |
(0.28) |
(0.04) |
(0.32) |
$11.92 |
21.25% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.22 |
0.27 |
1.40 |
1.67 |
(0.32) |
(0.26) |
(0.58) |
$10.31 |
17.96% |
12/31/2022 |
$11.06 |
0.25 |
(1.86) |
(1.61) |
(0.23) |
— |
(0.23) |
$9.22 |
(14.41%) |
12/31/2021 |
$10.61 |
0.24 |
0.96 |
1.20 |
(0.29) |
(0.46) |
(0.75) |
$11.06 |
11.24% |
12/31/2020 |
$10.16 |
0.21 |
0.57 |
0.78 |
(0.22) |
(0.11) |
(0.33) |
$10.61 |
7.84% |
12/31/2019 |
$8.64 |
0.28 |
1.61 |
1.89 |
(0.33) |
(0.04) |
(0.37) |
$10.16 |
21.80% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$1,124,570 |
0.62% |
0.62% |
|
2.35% |
19% |
12/31/2022 |
$835,079 |
0.65% |
0.65% |
|
2.19% |
13% |
12/31/2021 |
$617,570 |
0.65% |
0.65% |
|
1.49% |
13% |
12/31/2020 |
$271,563 |
0.65% |
0.65% |
|
1.76% |
6% |
12/31/2019 |
$197,206 |
0.64% |
0.64% |
|
2.57% |
8% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$664,734 |
0.26% |
0.26% |
|
2.67% |
19% |
12/31/2022 |
$633,487 |
0.28% |
0.28% |
|
2.61% |
13% |
12/31/2021 |
$763,825 |
0.28% |
0.28% |
|
2.10% |
13% |
12/31/2020 |
$739,271 |
0.28% |
0.28% |
|
2.22% |
6% |
12/31/2019 |
$769,900 |
0.27% |
0.27% |
|
2.91% |
8% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
MSCI EAFE Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
MSCI EAFE Value Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
LSV | ||
Josef Lakonishok |
Founding Partner, CEO, CIO & Portfolio Manager |
2018 |
Menno Vermeulen, CFA |
Partner, Portfolio Manager |
2018 |
Puneet Mansharamani, CFA |
Partner, Portfolio Manager |
2018 |
Greg Sleight |
Partner, Portfolio Manager |
2018 |
Guy Lakonishok, CFA |
Partner, Portfolio Manager |
2018 |
MFS | ||
Benjamin Stone |
Investment Officer |
2009 |
Philip Evans |
Investment Officer |
2020 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.53 |
0.27 |
1.62 |
1.89 |
(0.17) |
(0.22) |
(0.39) |
$12.03 |
18.03% |
12/31/2022 |
$12.79 |
0.17 |
(2.12) |
(1.95) |
(0.13) |
(0.18) |
(0.31) |
$10.53 |
(15.18%) |
12/31/2021 |
$12.03 |
0.20 |
1.10 |
1.30 |
(0.21) |
(0.33) |
(0.54) |
$12.79 |
10.83% |
12/31/2020 |
$11.19 |
0.13 |
0.95 |
1.08 |
(0.11) |
(0.13) |
(0.24) |
$12.03 |
9.73% |
12/31/2019 |
$9.39 |
0.21 |
1.86 |
2.07 |
(0.14) |
(0.13) |
(0.27) |
$11.19 |
22.06% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.49 |
0.21 |
1.17 |
1.38 |
(0.34) |
(0.22) |
(0.56) |
$8.31 |
18.44% |
12/31/2022 |
$9.19 |
0.18 |
(1.56) |
(1.38) |
(0.14) |
(0.18) |
(0.32) |
$7.49 |
(14.90%) |
12/31/2021 |
$8.81 |
0.18 |
0.81 |
0.99 |
(0.28) |
(0.33) |
(0.61) |
$9.19 |
11.26% |
12/31/2020 |
$8.27 |
0.13 |
0.70 |
0.83 |
(0.16) |
(0.13) |
(0.29) |
$8.81 |
10.21% |
12/31/2019 |
$7.04 |
0.18 |
1.40 |
1.58 |
(0.22) |
(0.13) |
(0.35) |
$8.27 |
22.43% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$293,534 |
1.07% |
1.07% |
|
2.38% |
18% |
12/31/2022 |
$579,880 |
1.09% |
1.07% |
|
1.63% |
30% |
12/31/2021 |
$247,738 |
1.06% |
1.06% |
|
1.57% |
17% |
12/31/2020 |
$220,602 |
1.07% |
1.07% |
|
1.27% |
20% |
12/31/2019 |
$216,315 |
1.06% |
1.06% |
|
2.02% |
24% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$963,988 |
0.71% |
0.71% |
|
2.54% |
18% |
12/31/2022 |
$835,841 |
0.71% |
0.71% |
|
2.27% |
30% |
12/31/2021 |
$1,014,470 |
0.70% |
0.70% |
|
1.93% |
17% |
12/31/2020 |
$906,166 |
0.70% |
0.70% |
|
1.66% |
20% |
12/31/2019 |
$885,852 |
0.69% |
0.69% |
|
2.32% |
24% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 1000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell 1000® Growth Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Amundi US | ||
Andrew Acheson |
Managing Director, Director of Growth, U.S. at Amundi U.K. |
2013 |
Yves Raymond |
Vice President |
2021 |
David Chamberlain |
Vice President |
2021 |
JPMorgan | ||
Giri Devulapally, CFA |
Managing Director |
2013 |
Larry H. Lee |
Managing Director |
2020 |
Holly Morris |
Managing Director |
2020 |
Joseph Wilson |
Managing Director |
2020 |
Robert Maloney |
Executive Director |
2023 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income (loss)(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.96 |
(0.02) |
2.36 |
2.34 |
(0.01) |
(0.27) |
(0.28) |
$9.02 |
33.57% |
12/31/2022 |
$9.90 |
(0.00) (d)(e) |
(2.29) |
(2.29) |
(0.03) |
(0.62) |
(0.65) |
$6.96 |
(23.16%) |
12/31/2021 |
$10.24 |
(0.04) |
2.16 |
2.12 |
(0.10) |
(2.36) |
(2.46) |
$9.90 |
20.84% |
12/31/2020 |
$9.49 |
(0.02) (e) |
3.89 |
3.87 |
(0.27) |
(2.85) |
(3.12) |
$10.24 |
41.45% |
12/31/2019 |
$8.22 |
0.00 (d) |
2.98 |
2.98 |
(0.02) |
(1.69) |
(1.71) |
$9.49 |
36.21% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.83 |
0.01 |
2.65 |
2.66 |
(0.02) |
(0.27) |
(0.29) |
$10.20 |
34.03% |
12/31/2022 |
$11.01 |
0.03 |
(2.56) |
(2.53) |
(0.03) |
(0.62) |
(0.65) |
$7.83 |
(22.95%) |
12/31/2021 |
$11.13 |
0.00 (d)(e) |
2.35 |
2.35 |
(0.11) |
(2.36) |
(2.47) |
$11.01 |
21.20% |
12/31/2020 |
$10.12 |
0.02 |
4.16 |
4.18 |
(0.32) |
(2.85) |
(3.17) |
$11.13 |
41.99% |
12/31/2019 |
$8.66 |
0.04 |
3.14 |
3.18 |
(0.03) |
(1.69) |
(1.72) |
$10.12 |
36.78% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income (loss) to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(f) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$619,457 |
1.00% |
0.98% |
|
(0.21%) |
46% |
12/31/2022 |
$278,591 |
1.04% |
1.00% |
|
(0.05%) |
37% |
12/31/2021 |
$225,667 |
1.02% |
1.00% |
|
(0.34%) |
46% |
12/31/2020 |
$179,126 |
1.02% |
1.00% |
|
(0.18%) |
51% |
12/31/2019 |
$165,870 |
1.02% |
1.00% |
|
0.03% |
32% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$733,346 |
0.63% |
0.63% |
|
0.16% |
46% |
12/31/2022 |
$570,194 |
0.66% |
0.65% |
|
0.32% |
37% |
12/31/2021 |
$690,417 |
0.65% |
0.65% |
|
0.01% |
46% |
12/31/2020 |
$602,723 |
0.65% |
0.65% |
|
0.17% |
51% |
12/31/2019 |
$624,079 |
0.65% |
0.65% |
|
0.37% |
32% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
The per share amount does not correspond to activity reflected in the Statement of Operations due to class specific expenses during the period. |
(f) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Investor II Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Total Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Other Expenses |
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
Fee Waiver and Expense Reimbursement1,2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Investor II Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 1000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell 1000® Value Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Investor II Class |
|
|
|
|
|
Russell 1000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell 1000® Value Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Putnam | ||
Darren Jaroch, CFA |
Portfolio Manager |
2012 |
Lauren B. DeMore, CFA |
Portfolio Manager |
2019 |
T. Rowe Price | ||
John D. Linehan, CFA |
Vice President of T. Rowe Price Group, Inc. & T. Rowe Price |
2019 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$25.29 |
0.39 |
2.71 |
3.10 |
(0.01) |
(0.59) |
(0.60) |
$27.79 |
12.28% |
12/31/2022 |
$27.00 |
0.39 |
(1.35) |
(0.96) |
(0.01) |
(0.74) |
(0.75) |
$25.29 |
(3.54%) |
12/31/2021 |
$22.06 |
0.32 |
5.39 |
5.71 |
(0.09) |
(0.68) |
(0.77) |
$27.00 |
25.98% |
12/31/2020 |
$21.65 |
0.36 |
0.42 |
0.78 |
(0.01) |
(0.36) |
(0.37) |
$22.06 |
3.71% |
12/31/2019 |
$17.97 |
0.44 |
4.27 |
4.71 |
(0.18) |
(0.85) |
(1.03) |
$21.65 |
26.53% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.79 |
0.13 |
0.71 |
0.84 |
(0.21) |
(0.59) |
(0.80) |
$6.83 |
12.69% |
12/31/2022 |
$8.07 |
0.14 |
(0.42) |
(0.28) |
(0.26) |
(0.74) |
(1.00) |
$6.79 |
(3.22%) |
12/31/2021 |
$7.10 |
0.13 |
1.74 |
1.87 |
(0.22) |
(0.68) |
(0.90) |
$8.07 |
26.47% |
12/31/2020 |
$7.36 |
0.14 |
0.12 |
0.26 |
(0.16) |
(0.36) |
(0.52) |
$7.10 |
4.05% |
12/31/2019 |
$6.77 |
0.19 |
1.57 |
1.76 |
(0.32) |
(0.85) |
(1.17) |
$7.36 |
26.92% |
Investor II Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.77 |
0.18 |
1.15 |
1.33 |
(0.12) |
(0.59) |
(0.71) |
$11.39 |
12.51% |
12/31/2022 |
$12.14 |
0.19 |
(0.62) |
(0.43) |
(0.20) |
(0.74) |
(0.94) |
$10.77 |
(3.41%) |
12/31/2021 |
$10.28 |
0.17 |
2.51 |
2.68 |
(0.14) |
(0.68) |
(0.82) |
$12.14 |
26.15% |
12/31/2020 |
$10.38 |
0.19 |
0.18 |
0.37 |
(0.11) |
(0.36) |
(0.47) |
$10.28 |
3.89% |
12/31/2019 (Unaudited)(d) |
$10.00 |
0.05 |
0.63 |
0.68 |
(0.06) |
(0.24) |
(0.30) |
$10.38 |
6.85% (e) |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(f) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$335,127 |
0.98% |
0.96% |
|
1.48% |
29% |
12/31/2022 |
$407,971 |
0.98% |
0.96% |
|
1.51% |
18% |
12/31/2021 |
$376,625 |
0.99% |
0.96% |
|
1.22% |
28% |
12/31/2020 |
$43,774 |
1.05% |
0.96% |
|
1.87% |
33% |
12/31/2019 |
$45,553 |
0.87% |
0.83% |
|
2.19% |
28% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$1,126,210 |
0.60% |
0.60% |
|
1.83% |
29% |
12/31/2022 |
$930,971 |
0.61% |
0.61% |
|
1.85% |
18% |
12/31/2021 |
$1,175,842 |
0.60% |
0.60% |
|
1.61% |
28% |
12/31/2020 |
$1,060,676 |
0.62% |
0.61% |
|
2.22% |
33% |
12/31/2019 |
$1,117,066 |
0.52% |
0.51% |
|
2.50% |
28% |
Investor II Class |
|
|
|
|
|
|
12/31/2023 |
$130,114 |
0.97% |
0.81% |
|
1.62% |
29% |
12/31/2022 |
$141,465 |
0.97% |
0.81% |
|
1.64% |
18% |
12/31/2021 |
$178,162 |
0.96% |
0.81% |
|
1.39% |
28% |
12/31/2020 |
$154,100 |
0.99% |
0.81% |
|
2.02% |
33% |
12/31/2019 (Unaudited)(d) |
$166,549 |
1.04% (g) |
0.84% (g) |
|
2.37% (g) |
28% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Investor II Class inception date was October 25, 2019. |
(e) |
Not annualized for periods less than one full year. |
(f) |
Portfolio turnover is calculated at the Fund level. |
(g) |
Annualized. |
Empower Lifetime 2015 Fund Institutional Class Ticker: MXNYX Investor Class Ticker: MXLYX Service Class Ticker: MXLZX |
Empower Lifetime 2020 Fund Institutional Class Ticker: MXAKX Investor Class Ticker: MXAGX Service Class Ticker: MXAHX |
Empower Lifetime 2025 Fund Institutional Class Ticker: MXQBX Investor Class Ticker: MXELX Service Class Ticker: MXFLX |
Empower Lifetime 2030 Fund Institutional Class Ticker: MXAYX Investor Class Ticker: MXATX Service Class Ticker: MXAUX |
Empower Lifetime 2035 Fund Institutional Class Ticker: MXTBX Investor Class Ticker: MXKLX Service Class Ticker: MXLLX |
Empower Lifetime 2040 Fund Institutional Class Ticker: MXBGX Investor Class Ticker: MXBDX Service Class Ticker: MXBEX |
Empower Lifetime 2045 Fund Institutional Class Ticker: MXWEX Investor Class Ticker: MXQLX Service Class Ticker: MXRLX |
Empower Lifetime 2050 Fund Institutional Class Ticker: MXBSX Investor Class Ticker: MXBOX Service Class Ticker: MXBQX |
Empower Lifetime 2055 Fund Institutional Class Ticker: MXZHX Investor Class Ticker: MXWLX Service Class Ticker: MXXLX |
Empower Lifetime 2060 Fund Institutional Class Ticker: MXGUX Investor Class Ticker: MXGNX Service Class Ticker: MXGQX |
Empower Lifetime 2015 Fund |
|
Empower Lifetime 2020 Fund |
|
Empower Lifetime 2025 Fund |
|
Empower Lifetime 2030 Fund |
|
Empower Lifetime 2035 Fund |
|
Empower Lifetime 2040 Fund |
|
Empower Lifetime 2045 Fund |
|
Empower Lifetime 2050 Fund |
|
Empower Lifetime 2055 Fund |
|
Empower Lifetime 2060 Fund |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Funds |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Lifetime 2015 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Lifetime 2015 Fund Institutional Class |
|
|
|
|
|
Empower Lifetime 2015 Fund Investor Class |
|
|
|
|
|
Empower Lifetime 2015 Fund Service Class |
|
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Morningstar Lifetime Moderate 2015 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Lifetime 2020 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Empower Lifetime 2020 Fund Institutional Class |
|
|
|
|
Empower Lifetime 2020 Fund Investor Class |
|
|
|
|
Empower Lifetime 2020 Fund Service Class |
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Morningstar Lifetime Moderate 2020 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2016 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Lifetime 2025 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Lifetime 2025 Fund Institutional Class |
|
|
|
|
|
Empower Lifetime 2025 Fund Investor Class |
|
|
|
|
|
Empower Lifetime 2025 Fund Service Class |
|
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Morningstar Lifetime Moderate 2025 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Lifetime 2030 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
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|
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|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Empower Lifetime 2030 Fund Institutional Class |
|
|
|
|
Empower Lifetime 2030 Fund Investor Class |
|
|
|
|
Empower Lifetime 2030 Fund Service Class |
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Morningstar Lifetime Moderate 2030 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2016 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Lifetime 2035 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Lifetime 2035 Fund Institutional Class |
|
|
|
|
|
Empower Lifetime 2035 Fund Investor Class |
|
|
|
|
|
Empower Lifetime 2035 Fund Service Class |
|
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Morningstar Lifetime Moderate 2035 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Lifetime 2040 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Empower Lifetime 2040 Fund Institutional Class |
|
|
|
|
Empower Lifetime 2040 Fund Investor Class |
|
|
|
|
Empower Lifetime 2040 Fund Service Class |
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Morningstar Lifetime Moderate 2040 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2016 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Empower Lifetime 2045 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Lifetime 2045 Fund Institutional Class |
|
|
|
|
|
Empower Lifetime 2045 Fund Investor Class |
|
|
|
|
|
Empower Lifetime 2045 Fund Service Class |
|
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Morningstar Lifetime Moderate 2045 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Empower Lifetime 2050 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Empower Lifetime 2050 Fund Institutional Class |
|
|
|
|
Empower Lifetime 2050 Fund Investor Class |
|
|
|
|
Empower Lifetime 2050 Fund Service Class |
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Morningstar Lifetime Moderate 2050 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2016 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Empower Lifetime 2055 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Lifetime 2055 Fund Institutional Class |
|
|
|
|
|
Empower Lifetime 2055 Fund Investor Class |
|
|
|
|
|
Empower Lifetime 2055 Fund Service Class |
|
|
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Morningstar Lifetime Moderate 2055 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Service Class |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Empower Lifetime 2060 Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Since Inception |
Inception Date |
Empower Lifetime 2060 Fund Institutional Class |
|
|
|
Empower Lifetime 2060 Fund Investor Class |
|
|
|
Empower Lifetime 2060 Fund Service Class |
|
|
|
MSCI ACWI Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
Morningstar Lifetime Moderate 2060 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2019 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2019 |
Fund |
Equity Fund Allocation |
Fixed Income Fund Allocation |
Real Estate Fund Allocation |
Empower Lifetime 2015 Fund |
25-45% |
50-70% |
0-10% |
Empower Lifetime 2020 Fund |
30-50% |
45-65% |
0-10% |
Empower Lifetime 2025 Fund |
40-60% |
40-60% |
0-10% |
Empower Lifetime 2030 Fund |
45-65% |
30-50% |
0-10% |
Empower Lifetime 2035 Fund |
55-75% |
20-40% |
0-10% |
Empower Lifetime 2040 Fund |
65-85% |
10-30% |
0-10% |
Empower Lifetime 2045 Fund |
75-95% |
2-20% |
0-10% |
Empower Lifetime 2050 Fund |
75-95% |
2-20% |
0-10% |
Empower Lifetime 2055 Fund |
75-95% |
2-20% |
0-10% |
Empower Lifetime 2060 Fund |
75-95% |
2-20% |
0-10% |
Asset Class (Underlying Funds) |
Empower Lifetime 2015 Fund |
Empower Lifetime 2020 Fund |
Empower Lifetime 2025 Fund |
Empower Lifetime 2030 Fund |
Empower Lifetime 2035 Fund |
Large Cap |
15.66% |
16.96% |
18.72% |
21.15% |
24.43% |
Empower Large Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower Large Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower S&P 500® Index Fund Institutional |
* |
* |
* |
* |
* |
Mid Cap |
6.71% |
7.27% |
8.03% |
9.08% |
10.46% |
Empower Ariel Mid Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower Mid Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower S&P Mid Cap 400® Index Fund Institutional |
* |
* |
* |
* |
* |
Empower T. Rowe Price Mid Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Small Cap |
2.93% |
3.52% |
4.29% |
5.32% |
6.67% |
Empower Small Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower Small Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower S&P Small Cap 600® Index Fund Institutional |
* |
* |
* |
* |
* |
Janus Henderson Triton Fund N |
* |
* |
* |
* |
* |
International |
8.30% |
9.56% |
11.20% |
13.43% |
16.40% |
Empower International Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower International Index Fund Institutional |
* |
* |
* |
* |
* |
Empower International Value Fund Institutional |
* |
* |
* |
* |
* |
Emerging Markets |
2.88% |
3.42% |
4.14% |
5.12% |
6.42% |
Empower Emerging Markets Equity Fund Institutional |
* |
* |
* |
* |
* |
Fidelity Emerging Markets Index Fund |
* |
* |
* |
* |
* |
Bond |
41.16% |
40.14% |
37.76% |
33.34% |
26.28% |
Empower Bond Index Fund Institutional |
* |
* |
* |
* |
* |
Empower Core Bond Fund Institutional |
* |
* |
* |
* |
* |
Empower Global Bond Fund Institutional |
* |
* |
* |
* |
* |
Empower High Yield Bond Fund Institutional |
* |
* |
* |
* |
* |
Empower Inflation-Protected Securities Fund Institutional |
* |
* |
* |
* |
* |
Empower Multi-Sector Bond Fund Institutional |
* |
* |
* |
* |
* |
Real Estate |
3.12% |
3.19% |
3.29% |
3.37% |
3.45% |
American Century Real Estate Fund R6 |
* |
* |
* |
* |
* |
DFA International Real Estate Securities Portfolio I |
* |
* |
* |
* |
* |
Empower Real Estate Index Fund Institutional |
* |
* |
* |
* |
* |
Asset Class (Underlying Funds) |
Empower Lifetime 2015 Fund |
Empower Lifetime 2020 Fund |
Empower Lifetime 2025 Fund |
Empower Lifetime 2030 Fund |
Empower Lifetime 2035 Fund |
Short-Term Bond/Cash |
19.24% |
15.94% |
12.57% |
9.19% |
5.89% |
Empower of America Contract |
* |
* |
* |
* |
* |
Empower Short Duration Bond Fund Institutional |
* |
* |
* |
* |
* |
Asset Class (Underlying Funds) |
Empower Lifetime 2040 Fund |
Empower Lifetime 2045 Fund |
Empower Lifetime 2050 Fund |
Empower Lifetime 2055 Fund |
Empower Lifetime 2060 Fund |
Large Cap |
27.59% |
29.61% |
30.07% |
29.49% |
28.59% |
Empower Large Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower Large Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower S&P 500® Index Fund Institutional |
* |
* |
* |
* |
* |
Mid Cap |
11.82% |
12.70% |
12.90% |
12.64% |
12.26% |
Empower Ariel Mid Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower Mid Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower S&P Mid Cap 400® Index Fund Institutional |
* |
* |
* |
* |
* |
Empower T. Rowe Price Mid Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Small Cap |
8.18% |
9.48% |
10.36% |
10.88% |
11.29% |
Empower Small Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower Small Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower S&P Small Cap 600® Index Fund Institutional |
* |
* |
* |
* |
* |
Janus Henderson Triton Fund N |
* |
* |
* |
* |
* |
International |
19.62% |
22.30% |
23.96% |
24.80% |
25.43% |
Empower International Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower International Index Fund Institutional |
* |
* |
* |
* |
* |
Empower International Value Fund Institutional |
* |
* |
* |
* |
* |
Emerging Markets |
7.92% |
9.24% |
10.22% |
10.88% |
11.46% |
Empower Emerging Markets Equity Fund Institutional |
* |
* |
* |
* |
* |
Fidelity Emerging Markets Index Fund |
* |
* |
* |
* |
* |
Bond |
18.13% |
11.51% |
8.02% |
7.02% |
6.62% |
Empower Bond Index Fund Institutional |
* |
* |
* |
* |
* |
Empower Core Bond Fund Institutional |
* |
* |
* |
* |
* |
Empower Global Bond Fund Institutional |
* |
* |
* |
* |
* |
Empower High Yield Bond Fund Institutional |
* |
* |
* |
* |
* |
Empower Inflation-Protected Securities Fund Institutional |
* |
* |
* |
|
|
Empower Multi-Sector Bond Fund Institutional |
* |
* |
* |
* |
* |
Asset Class (Underlying Funds) |
Empower Lifetime 2040 Fund |
Empower Lifetime 2045 Fund |
Empower Lifetime 2050 Fund |
Empower Lifetime 2055 Fund |
Empower Lifetime 2060 Fund |
Real Estate |
3.53% |
3.62% |
3.71% |
3.78% |
3.87% |
American Century Real Estate Fund R6 |
* |
* |
* |
* |
* |
DFA International Real Estate Securities Portfolio I |
* |
* |
* |
* |
* |
Empower Real Estate Index Fund Institutional |
* |
* |
* |
* |
* |
Short-Term Bond/Cash |
3.21% |
1.54% |
0.76% |
0.51% |
0.48% |
Empower of America Contract |
* |
* |
* |
* |
* |
Empower Short Duration Bond Fund Institutional |
* |
* |
* |
* |
* |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.06 |
0.33 |
0.90 |
1.23 |
(0.37) |
(0.18) |
(0.55) |
$12.74 |
10.33% |
12/31/2022 |
$14.83 |
0.26 |
(2.07) |
(1.81) |
(0.26) |
(0.70) |
(0.96) |
$12.06 |
(12.27%) |
12/31/2021 |
$14.77 |
0.35 |
0.90 |
1.25 |
(0.33) |
(0.86) |
(1.19) |
$14.83 |
8.48% |
12/31/2020 |
$13.77 |
0.47 |
1.02 |
1.49 |
(0.25) |
(0.24) |
(0.49) |
$14.77 |
11.00% |
12/31/2019 |
$12.72 |
0.27 |
1.63 |
1.90 |
(0.20) |
(0.65) |
(0.85) |
$13.77 |
15.17% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.03 |
0.31 |
0.90 |
1.21 |
(0.35) |
(0.18) |
(0.53) |
$12.71 |
10.18% |
12/31/2022 |
$14.79 |
0.25 |
(2.07) |
(1.82) |
(0.24) |
(0.70) |
(0.94) |
$12.03 |
(12.36%) |
12/31/2021 |
$14.72 |
0.29 |
0.94 |
1.23 |
(0.30) |
(0.86) |
(1.16) |
$14.79 |
8.39% |
12/31/2020 |
$13.68 |
0.24 |
1.24 |
1.48 |
(0.20) |
(0.24) |
(0.44) |
$14.72 |
11.01% |
12/31/2019 |
$12.64 |
0.25 |
1.61 |
1.86 |
(0.17) |
(0.65) |
(0.82) |
$13.68 |
14.96% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.15 |
0.23 |
0.52 |
0.75 |
(0.42) |
(0.18) |
(0.60) |
$7.30 |
10.69% |
12/31/2022 |
$9.26 |
0.20 |
(1.30) |
(1.10) |
(0.31) |
(0.70) |
(1.01) |
$7.15 |
(11.95%) |
12/31/2021 |
$9.67 |
0.24 |
0.61 |
0.85 |
(0.40) |
(0.86) |
(1.26) |
$9.26 |
8.85% |
12/31/2020 |
$9.16 |
0.20 |
0.82 |
1.02 |
(0.27) |
(0.24) |
(0.51) |
$9.67 |
11.47% |
12/31/2019 |
$8.76 |
0.23 |
1.10 |
1.33 |
(0.28) |
(0.65) |
(0.93) |
$9.16 |
15.53% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$296,360 |
0.47% |
0.42% |
|
2.63% |
14% |
12/31/2022 |
$311,878 |
0.47% |
0.43% |
|
2.00% |
17% |
12/31/2021 |
$422,380 |
0.47% |
0.43% |
|
2.27% |
25% |
12/31/2020 |
$370,481 |
0.47% |
0.43% |
|
3.34% |
24% |
12/31/2019 |
$57,202 |
0.47% |
0.43% |
|
2.00% |
17% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$143,675 |
0.57% |
0.52% |
|
2.53% |
14% |
12/31/2022 |
$182,845 |
0.57% |
0.53% |
|
1.86% |
17% |
12/31/2021 |
$268,126 |
0.57% |
0.53% |
|
1.88% |
25% |
12/31/2020 |
$328,331 |
0.57% |
0.53% |
|
1.73% |
24% |
12/31/2019 |
$369,554 |
0.57% |
0.53% |
|
1.83% |
17% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$55,632 |
0.12% |
0.07% |
|
3.17% |
14% |
12/31/2022 |
$51,615 |
0.12% |
0.08% |
|
2.48% |
17% |
12/31/2021 |
$61,545 |
0.12% |
0.08% |
|
2.45% |
25% |
12/31/2020 |
$72,053 |
0.12% |
0.08% |
|
2.22% |
24% |
12/31/2019 |
$87,560 |
0.12% |
0.08% |
|
2.46% |
17% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.39 |
0.26 |
0.76 |
1.02 |
(0.27) |
(0.19) |
(0.46) |
$9.95 |
10.97% |
12/31/2022 |
$11.70 |
0.20 |
(1.71) |
(1.51) |
(0.21) |
(0.59) |
(0.80) |
$9.39 |
(12.95%) |
12/31/2021 |
$11.57 |
0.30 |
0.76 |
1.06 |
(0.28) |
(0.65) |
(0.93) |
$11.70 |
9.17% |
12/31/2020 |
$10.91 |
0.46 |
0.75 |
1.21 |
(0.22) |
(0.33) |
(0.55) |
$11.57 |
11.31% |
12/31/2019 |
$10.00 |
0.22 |
1.40 |
1.62 |
(0.20) |
(0.51) |
(0.71) |
$10.91 |
16.44% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.50 |
0.28 |
0.74 |
1.02 |
(0.25) |
(0.19) |
(0.44) |
$10.08 |
10.86% |
12/31/2022 |
$11.81 |
0.23 |
(1.76) |
(1.53) |
(0.19) |
(0.59) |
(0.78) |
$9.50 |
(12.97%) |
12/31/2021 |
$11.64 |
0.27 |
0.79 |
1.06 |
(0.24) |
(0.65) |
(0.89) |
$11.81 |
9.12% |
12/31/2020 |
$10.94 |
0.20 |
1.00 |
1.20 |
(0.17) |
(0.33) |
(0.50) |
$11.64 |
11.21% |
12/31/2019 |
$10.03 |
0.21 |
1.40 |
1.61 |
(0.19) |
(0.51) |
(0.70) |
$10.94 |
16.24% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.40 |
0.30 |
0.75 |
1.05 |
(0.32) |
(0.19) |
(0.51) |
$9.94 |
11.30% |
12/31/2022 |
$11.73 |
0.24 |
(1.72) |
(1.48) |
(0.26) |
(0.59) |
(0.85) |
$9.40 |
(12.61%) |
12/31/2021 |
$11.60 |
0.35 |
0.76 |
1.11 |
(0.33) |
(0.65) |
(0.98) |
$11.73 |
9.60% |
12/31/2020 |
$10.92 |
0.24 |
1.01 |
1.25 |
(0.24) |
(0.33) |
(0.57) |
$11.60 |
11.72% |
12/31/2019 |
$10.03 |
0.27 |
1.39 |
1.66 |
(0.26) |
(0.51) |
(0.77) |
$10.92 |
16.80% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$320,587 |
0.47% |
0.43% |
|
2.67% |
27% |
12/31/2022 |
$319,793 |
0.47% |
0.44% |
|
1.93% |
30% |
12/31/2021 |
$392,502 |
0.47% |
0.44% |
|
2.51% |
26% |
12/31/2020 |
$251,811 |
0.47% |
0.44% |
|
4.11% |
34% |
12/31/2019 |
$14,883 |
0.47% |
0.44% |
|
2.02% |
26% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$16,806 |
0.57% |
0.53% |
|
2.89% |
27% |
12/31/2022 |
$17,343 |
0.57% |
0.54% |
|
2.22% |
30% |
12/31/2021 |
$24,730 |
0.57% |
0.54% |
|
2.23% |
26% |
12/31/2020 |
$30,583 |
0.57% |
0.54% |
|
1.86% |
34% |
12/31/2019 |
$32,034 |
0.57% |
0.54% |
|
1.97% |
26% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$30,257 |
0.12% |
0.08% |
|
3.06% |
27% |
12/31/2022 |
$34,008 |
0.12% |
0.09% |
|
2.28% |
30% |
12/31/2021 |
$46,048 |
0.12% |
0.09% |
|
2.90% |
26% |
12/31/2020 |
$47,668 |
0.12% |
0.09% |
|
2.23% |
34% |
12/31/2019 |
$57,786 |
0.12% |
0.09% |
|
2.49% |
26% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.52 |
0.34 |
1.13 |
1.47 |
(0.31) |
(0.28) |
(0.59) |
$13.40 |
11.91% |
12/31/2022 |
$15.65 |
0.26 |
(2.42) |
(2.16) |
(0.23) |
(0.74) |
(0.97) |
$12.52 |
(13.83%) |
12/31/2021 |
$15.50 |
0.39 |
1.18 |
1.57 |
(0.35) |
(1.07) |
(1.42) |
$15.65 |
10.16% |
12/31/2020 |
$14.46 |
0.49 |
1.23 |
1.72 |
(0.27) |
(0.41) |
(0.68) |
$15.50 |
12.24% |
12/31/2019 |
$13.19 |
0.28 |
2.05 |
2.33 |
(0.22) |
(0.84) |
(1.06) |
$14.46 |
18.01% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.50 |
0.32 |
1.13 |
1.45 |
(0.29) |
(0.28) |
(0.57) |
$13.38 |
11.72% |
12/31/2022 |
$15.61 |
0.23 |
(2.39) |
(2.16) |
(0.21) |
(0.74) |
(0.95) |
$12.50 |
(13.88%) |
12/31/2021 |
$15.44 |
0.32 |
1.23 |
1.55 |
(0.31) |
(1.07) |
(1.38) |
$15.61 |
10.09% |
12/31/2020 |
$14.37 |
0.25 |
1.44 |
1.69 |
(0.21) |
(0.41) |
(0.62) |
$15.44 |
12.12% |
12/31/2019 |
$13.11 |
0.27 |
2.03 |
2.30 |
(0.20) |
(0.84) |
(1.04) |
$14.37 |
17.89% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.07 |
0.20 |
0.52 |
0.72 |
(0.38) |
(0.28) |
(0.66) |
$6.13 |
12.18% |
12/31/2022 |
$8.20 |
0.16 |
(1.26) |
(1.10) |
(0.29) |
(0.74) |
(1.03) |
$6.07 |
(13.43%) |
12/31/2021 |
$8.78 |
0.24 |
0.68 |
0.92 |
(0.43) |
(1.07) |
(1.50) |
$8.20 |
10.52% |
12/31/2020 |
$8.47 |
0.20 |
0.82 |
1.02 |
(0.30) |
(0.41) |
(0.71) |
$8.78 |
12.67% |
12/31/2019 |
$8.16 |
0.22 |
1.23 |
1.45 |
(0.30) |
(0.84) |
(1.14) |
$8.47 |
18.43% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$577,246 |
0.47% |
0.44% |
|
2.64% |
20% |
12/31/2022 |
$541,300 |
0.47% |
0.44% |
|
1.88% |
20% |
12/31/2021 |
$655,221 |
0.47% |
0.45% |
|
2.43% |
29% |
12/31/2020 |
$509,178 |
0.47% |
0.44% |
|
3.35% |
28% |
12/31/2019 |
$108,828 |
0.47% |
0.45% |
|
1.93% |
22% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$463,127 |
0.57% |
0.54% |
|
2.45% |
20% |
12/31/2022 |
$541,410 |
0.57% |
0.54% |
|
1.67% |
20% |
12/31/2021 |
$764,922 |
0.57% |
0.55% |
|
2.00% |
29% |
12/31/2020 |
$901,294 |
0.57% |
0.54% |
|
1.74% |
28% |
12/31/2019 |
$1,026,060 |
0.57% |
0.55% |
|
1.87% |
22% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$178,282 |
0.12% |
0.09% |
|
3.13% |
20% |
12/31/2022 |
$180,371 |
0.12% |
0.09% |
|
2.29% |
20% |
12/31/2021 |
$188,094 |
0.12% |
0.10% |
|
2.66% |
29% |
12/31/2020 |
$198,671 |
0.12% |
0.09% |
|
2.40% |
28% |
12/31/2019 |
$212,287 |
0.12% |
0.10% |
|
2.48% |
22% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.56 |
0.27 |
0.96 |
1.23 |
(0.26) |
(0.28) |
(0.54) |
$10.25 |
13.07% |
12/31/2022 |
$12.22 |
0.19 |
(1.98) |
(1.79) |
(0.19) |
(0.68) |
(0.87) |
$9.56 |
(14.62%) |
12/31/2021 |
$11.94 |
0.35 |
1.03 |
1.38 |
(0.32) |
(0.78) |
(1.10) |
$12.22 |
11.60% |
12/31/2020 |
$11.24 |
0.53 |
0.84 |
1.37 |
(0.22) |
(0.45) |
(0.67) |
$11.94 |
12.61% |
12/31/2019 |
$10.13 |
0.23 |
1.75 |
1.98 |
(0.21) |
(0.66) |
(0.87) |
$11.24 |
20.00% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.67 |
0.26 |
0.97 |
1.23 |
(0.24) |
(0.28) |
(0.52) |
$10.38 |
12.93% |
12/31/2022 |
$12.34 |
0.19 |
(2.01) |
(1.82) |
(0.17) |
(0.68) |
(0.85) |
$9.67 |
(14.72%) |
12/31/2021 |
$12.02 |
0.30 |
1.08 |
1.38 |
(0.28) |
(0.78) |
(1.06) |
$12.34 |
11.54% |
12/31/2020 |
$11.28 |
0.22 |
1.15 |
1.37 |
(0.18) |
(0.45) |
(0.63) |
$12.02 |
12.50% |
12/31/2019 |
$10.15 |
0.22 |
1.76 |
1.98 |
(0.19) |
(0.66) |
(0.85) |
$11.28 |
19.84% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.58 |
0.30 |
0.96 |
1.26 |
(0.31) |
(0.28) |
(0.59) |
$10.25 |
13.34% |
12/31/2022 |
$12.26 |
0.24 |
(1.99) |
(1.75) |
(0.25) |
(0.68) |
(0.93) |
$9.58 |
(14.29%) |
12/31/2021 |
$11.98 |
0.38 |
1.05 |
1.43 |
(0.37) |
(0.78) |
(1.15) |
$12.26 |
12.00% |
12/31/2020 |
$11.26 |
0.24 |
1.17 |
1.41 |
(0.24) |
(0.45) |
(0.69) |
$11.98 |
12.99% |
12/31/2019 |
$10.15 |
0.28 |
1.76 |
2.04 |
(0.27) |
(0.66) |
(0.93) |
$11.26 |
20.52% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$406,535 |
0.47% |
0.45% |
|
2.70% |
26% |
12/31/2022 |
$332,604 |
0.47% |
0.45% |
|
1.77% |
26% |
12/31/2021 |
$368,130 |
0.47% |
0.45% |
|
2.75% |
25% |
12/31/2020 |
$227,945 |
0.47% |
0.45% |
|
4.60% |
35% |
12/31/2019 |
$10,577 |
0.47% |
0.45% |
|
2.09% |
23% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$36,594 |
0.57% |
0.55% |
|
2.56% |
26% |
12/31/2022 |
$35,169 |
0.57% |
0.55% |
|
1.82% |
26% |
12/31/2021 |
$46,395 |
0.57% |
0.55% |
|
2.39% |
25% |
12/31/2020 |
$46,337 |
0.57% |
0.55% |
|
2.01% |
35% |
12/31/2019 |
$45,451 |
0.57% |
0.55% |
|
1.93% |
23% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$73,954 |
0.12% |
0.10% |
|
3.00% |
26% |
12/31/2022 |
$64,855 |
0.12% |
0.10% |
|
2.22% |
26% |
12/31/2021 |
$76,991 |
0.12% |
0.10% |
|
3.03% |
25% |
12/31/2020 |
$66,143 |
0.12% |
0.10% |
|
2.16% |
35% |
12/31/2019 |
$78,245 |
0.12% |
0.10% |
|
2.52% |
23% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.22 |
0.31 |
1.43 |
1.74 |
(0.26) |
(0.32) |
(0.58) |
$13.38 |
14.40% |
12/31/2022 |
$15.70 |
0.24 |
(2.69) |
(2.45) |
(0.19) |
(0.84) |
(1.03) |
$12.22 |
(15.62%) |
12/31/2021 |
$15.17 |
0.46 |
1.57 |
2.03 |
(0.37) |
(1.13) |
(1.50) |
$15.70 |
13.46% |
12/31/2020 |
$14.18 |
0.48 |
1.33 |
1.81 |
(0.25) |
(0.57) |
(0.82) |
$15.17 |
13.30% |
12/31/2019 |
$12.71 |
0.25 |
2.51 |
2.76 |
(0.20) |
(1.09) |
(1.29) |
$14.18 |
22.17% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.03 |
0.30 |
1.40 |
1.70 |
(0.23) |
(0.32) |
(0.55) |
$13.18 |
14.32% |
12/31/2022 |
$15.46 |
0.20 |
(2.62) |
(2.42) |
(0.17) |
(0.84) |
(1.01) |
$12.03 |
(15.70%) |
12/31/2021 |
$14.94 |
0.36 |
1.62 |
1.98 |
(0.33) |
(1.13) |
(1.46) |
$15.46 |
13.34% |
12/31/2020 |
$13.93 |
0.24 |
1.54 |
1.78 |
(0.20) |
(0.57) |
(0.77) |
$14.94 |
13.29% |
12/31/2019 |
$12.50 |
0.24 |
2.47 |
2.71 |
(0.19) |
(1.09) |
(1.28) |
$13.93 |
22.09% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$5.61 |
0.17 |
0.64 |
0.81 |
(0.33) |
(0.32) |
(0.65) |
$5.77 |
14.91% |
12/31/2022 |
$7.92 |
0.14 |
(1.34) |
(1.20) |
(0.27) |
(0.84) |
(1.11) |
$5.61 |
(15.29%) |
12/31/2021 |
$8.36 |
0.24 |
0.90 |
1.14 |
(0.45) |
(1.13) |
(1.58) |
$7.92 |
13.83% |
12/31/2020 |
$8.17 |
0.18 |
0.87 |
1.05 |
(0.29) |
(0.57) |
(0.86) |
$8.36 |
13.84% |
12/31/2019 |
$7.85 |
0.20 |
1.50 |
1.70 |
(0.29) |
(1.09) |
(1.38) |
$8.17 |
22.58% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$574,908 |
0.47% |
0.46% |
|
2.41% |
23% |
12/31/2022 |
$487,896 |
0.47% |
0.46% |
|
1.75% |
22% |
12/31/2021 |
$549,911 |
0.47% |
0.46% |
|
2.84% |
29% |
12/31/2020 |
$423,605 |
0.47% |
0.46% |
|
3.40% |
24% |
12/31/2019 |
$98,420 |
0.47% |
0.46% |
|
1.80% |
23% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$566,915 |
0.57% |
0.56% |
|
2.38% |
23% |
12/31/2022 |
$607,917 |
0.57% |
0.56% |
|
1.47% |
22% |
12/31/2021 |
$848,269 |
0.57% |
0.56% |
|
2.26% |
29% |
12/31/2020 |
$934,399 |
0.57% |
0.56% |
|
1.78% |
24% |
12/31/2019 |
$984,866 |
0.57% |
0.56% |
|
1.76% |
23% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$211,088 |
0.12% |
0.11% |
|
2.97% |
23% |
12/31/2022 |
$192,523 |
0.12% |
0.11% |
|
2.16% |
22% |
12/31/2021 |
$209,808 |
0.12% |
0.11% |
|
2.77% |
29% |
12/31/2020 |
$206,898 |
0.12% |
0.11% |
|
2.28% |
24% |
12/31/2019 |
$202,044 |
0.12% |
0.11% |
|
2.41% |
23% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.38 |
0.25 |
1.21 |
1.46 |
(0.24) |
(0.32) |
(0.56) |
$10.28 |
15.73% |
12/31/2022 |
$12.40 |
0.17 |
(2.19) |
(2.02) |
(0.17) |
(0.83) |
(1.00) |
$9.38 |
(16.30%) |
12/31/2021 |
$11.89 |
0.40 |
1.39 |
1.79 |
(0.36) |
(0.92) |
(1.28) |
$12.40 |
15.11% |
12/31/2020 |
$11.19 |
0.57 |
0.88 |
1.45 |
(0.21) |
(0.54) |
(0.75) |
$11.89 |
13.60% |
12/31/2019 |
$9.91 |
0.23 |
2.08 |
2.31 |
(0.21) |
(0.82) |
(1.03) |
$11.19 |
23.83% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.50 |
0.23 |
1.23 |
1.46 |
(0.21) |
(0.32) |
(0.53) |
$10.43 |
15.61% |
12/31/2022 |
$12.53 |
0.18 |
(2.23) |
(2.05) |
(0.15) |
(0.83) |
(0.98) |
$9.50 |
(16.41%) |
12/31/2021 |
$11.98 |
0.35 |
1.44 |
1.79 |
(0.32) |
(0.92) |
(1.24) |
$12.53 |
14.97% |
12/31/2020 |
$11.24 |
0.22 |
1.23 |
1.45 |
(0.17) |
(0.54) |
(0.71) |
$11.98 |
13.53% |
12/31/2019 |
$9.94 |
0.21 |
2.10 |
2.31 |
(0.19) |
(0.82) |
(1.01) |
$11.24 |
23.63% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.46 |
0.29 |
1.21 |
1.50 |
(0.28) |
(0.32) |
(0.60) |
$10.36 |
16.10% |
12/31/2022 |
$12.51 |
0.21 |
(2.21) |
(2.00) |
(0.22) |
(0.83) |
(1.05) |
$9.46 |
(16.00%) |
12/31/2021 |
$11.99 |
0.42 |
1.43 |
1.85 |
(0.41) |
(0.92) |
(1.33) |
$12.51 |
15.52% |
12/31/2020 |
$11.26 |
0.23 |
1.27 |
1.50 |
(0.23) |
(0.54) |
(0.77) |
$11.99 |
14.01% |
12/31/2019 |
$9.97 |
0.27 |
2.10 |
2.37 |
(0.26) |
(0.82) |
(1.08) |
$11.26 |
24.18% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$336,555 |
0.47% |
0.46% |
|
2.52% |
19% |
12/31/2022 |
$252,781 |
0.47% |
0.46% |
|
1.65% |
24% |
12/31/2021 |
$260,810 |
0.47% |
0.46% |
|
3.12% |
24% |
12/31/2020 |
$156,385 |
0.47% |
0.46% |
|
5.03% |
30% |
12/31/2019 |
$5,112 |
0.47% |
0.46% |
|
2.13% |
22% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$25,253 |
0.57% |
0.56% |
|
2.27% |
19% |
12/31/2022 |
$25,728 |
0.57% |
0.56% |
|
1.67% |
24% |
12/31/2021 |
$38,173 |
0.57% |
0.56% |
|
2.66% |
24% |
12/31/2020 |
$40,091 |
0.57% |
0.56% |
|
2.05% |
30% |
12/31/2019 |
$36,469 |
0.57% |
0.56% |
|
1.90% |
22% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$55,535 |
0.12% |
0.11% |
|
2.85% |
19% |
12/31/2022 |
$44,836 |
0.12% |
0.11% |
|
1.99% |
24% |
12/31/2021 |
$58,214 |
0.12% |
0.11% |
|
3.22% |
24% |
12/31/2020 |
$47,103 |
0.12% |
0.11% |
|
2.18% |
30% |
12/31/2019 |
$49,238 |
0.12% |
0.11% |
|
2.39% |
22% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.15 |
0.29 |
1.72 |
2.01 |
(0.23) |
(0.37) |
(0.60) |
$13.56 |
16.73% |
12/31/2022 |
$15.97 |
0.22 |
(2.90) |
(2.68) |
(0.18) |
(0.96) |
(1.14) |
$12.15 |
(16.82%) |
12/31/2021 |
$15.17 |
0.53 |
1.89 |
2.42 |
(0.41) |
(1.21) |
(1.62) |
$15.97 |
16.02% |
12/31/2020 |
$14.16 |
0.53 |
1.35 |
1.88 |
(0.24) |
(0.63) |
(0.87) |
$15.17 |
13.89% |
12/31/2019 |
$12.58 |
0.22 |
2.80 |
3.02 |
(0.19) |
(1.25) |
(1.44) |
$14.16 |
24.59% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$11.57 |
0.26 |
1.63 |
1.89 |
(0.20) |
(0.37) |
(0.57) |
$12.89 |
16.57% |
12/31/2022 |
$15.26 |
0.17 |
(2.75) |
(2.58) |
(0.15) |
(0.96) |
(1.11) |
$11.57 |
(16.92%) |
12/31/2021 |
$14.54 |
0.39 |
1.91 |
2.30 |
(0.37) |
(1.21) |
(1.58) |
$15.26 |
15.91% |
12/31/2020 |
$13.57 |
0.22 |
1.57 |
1.79 |
(0.19) |
(0.63) |
(0.82) |
$14.54 |
13.81% |
12/31/2019 |
$12.11 |
0.23 |
2.66 |
2.89 |
(0.18) |
(1.25) |
(1.43) |
$13.57 |
24.51% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$5.63 |
0.17 |
0.77 |
0.94 |
(0.30) |
(0.37) |
(0.67) |
$5.90 |
17.19% |
12/31/2022 |
$8.19 |
0.14 |
(1.49) |
(1.35) |
(0.25) |
(0.96) |
(1.21) |
$5.63 |
(16.54%) |
12/31/2021 |
$8.51 |
0.28 |
1.10 |
1.38 |
(0.49) |
(1.21) |
(1.70) |
$8.19 |
16.39% |
12/31/2020 |
$8.32 |
0.19 |
0.91 |
1.10 |
(0.28) |
(0.63) |
(0.91) |
$8.51 |
14.33% |
12/31/2019 |
$7.95 |
0.21 |
1.69 |
1.90 |
(0.28) |
(1.25) |
(1.53) |
$8.32 |
25.14% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$431,493 |
0.47% |
0.47% |
|
2.27% |
19% |
12/31/2022 |
$322,379 |
0.47% |
0.47% |
|
1.66% |
21% |
12/31/2021 |
$324,585 |
0.47% |
0.47% |
|
3.19% |
29% |
12/31/2020 |
$225,206 |
0.47% |
0.46% |
|
3.78% |
23% |
12/31/2019 |
$44,077 |
0.47% |
0.46% |
|
1.59% |
24% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$385,495 |
0.57% |
0.57% |
|
2.15% |
19% |
12/31/2022 |
$397,179 |
0.57% |
0.57% |
|
1.34% |
21% |
12/31/2021 |
$572,549 |
0.57% |
0.57% |
|
2.50% |
29% |
12/31/2020 |
$589,841 |
0.57% |
0.56% |
|
1.69% |
23% |
12/31/2019 |
$606,808 |
0.57% |
0.56% |
|
1.70% |
24% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$161,066 |
0.12% |
0.12% |
|
2.80% |
19% |
12/31/2022 |
$136,504 |
0.12% |
0.12% |
|
2.05% |
21% |
12/31/2021 |
$151,185 |
0.12% |
0.12% |
|
3.11% |
29% |
12/31/2020 |
$147,820 |
0.12% |
0.11% |
|
2.39% |
23% |
12/31/2019 |
$129,174 |
0.12% |
0.11% |
|
2.40% |
24% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.76 |
0.25 |
1.39 |
1.64 |
(0.23) |
(0.34) |
(0.57) |
$10.83 |
17.05% |
12/31/2022 |
$12.96 |
0.19 |
(2.39) |
(2.20) |
(0.17) |
(0.83) |
(1.00) |
$9.76 |
(16.95%) |
12/31/2021 |
$12.37 |
0.47 |
1.52 |
1.99 |
(0.40) |
(1.00) |
(1.40) |
$12.96 |
16.15% |
12/31/2020 |
$11.62 |
0.59 |
0.95 |
1.54 |
(0.22) |
(0.57) |
(0.79) |
$12.37 |
13.96% |
12/31/2019 |
$10.20 |
0.24 |
2.23 |
2.47 |
(0.21) |
(0.84) |
(1.05) |
$11.62 |
24.82% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.87 |
0.26 |
1.38 |
1.64 |
(0.20) |
(0.34) |
(0.54) |
$10.97 |
16.86% |
12/31/2022 |
$13.08 |
0.16 |
(2.39) |
(2.23) |
(0.15) |
(0.83) |
(0.98) |
$9.87 |
(17.07%) |
12/31/2021 |
$12.44 |
0.37 |
1.62 |
1.99 |
(0.35) |
(1.00) |
(1.35) |
$13.08 |
16.06% |
12/31/2020 |
$11.66 |
0.21 |
1.32 |
1.53 |
(0.18) |
(0.57) |
(0.75) |
$12.44 |
13.79% |
12/31/2019 |
$10.22 |
0.22 |
2.25 |
2.47 |
(0.19) |
(0.84) |
(1.03) |
$11.66 |
24.80% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.81 |
0.32 |
1.36 |
1.68 |
(0.27) |
(0.34) |
(0.61) |
$10.88 |
17.43% |
12/31/2022 |
$13.03 |
0.20 |
(2.37) |
(2.17) |
(0.22) |
(0.83) |
(1.05) |
$9.81 |
(16.65%) |
12/31/2021 |
$12.43 |
0.47 |
1.58 |
2.05 |
(0.45) |
(1.00) |
(1.45) |
$13.03 |
16.56% |
12/31/2020 |
$11.66 |
0.24 |
1.34 |
1.58 |
(0.24) |
(0.57) |
(0.81) |
$12.43 |
14.30% |
12/31/2019 |
$10.24 |
0.29 |
2.24 |
2.53 |
(0.27) |
(0.84) |
(1.11) |
$11.66 |
25.28% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$240,701 |
0.47% |
0.47% |
|
2.43% |
12% |
12/31/2022 |
$144,747 |
0.47% |
0.47% |
|
1.76% |
20% |
12/31/2021 |
$123,992 |
0.47% |
0.47% |
|
3.45% |
24% |
12/31/2020 |
$61,877 |
0.47% |
0.46% |
|
5.04% |
31% |
12/31/2019 |
$3,124 |
0.47% |
0.46% |
|
2.07% |
21% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$23,385 |
0.57% |
0.57% |
|
2.44% |
12% |
12/31/2022 |
$22,872 |
0.57% |
0.57% |
|
1.42% |
20% |
12/31/2021 |
$33,950 |
0.57% |
0.57% |
|
2.72% |
24% |
12/31/2020 |
$34,760 |
0.57% |
0.56% |
|
1.93% |
31% |
12/31/2019 |
$29,274 |
0.57% |
0.56% |
|
1.91% |
21% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$46,790 |
0.12% |
0.12% |
|
3.02% |
12% |
12/31/2022 |
$35,495 |
0.12% |
0.12% |
|
1.81% |
20% |
12/31/2021 |
$43,569 |
0.12% |
0.12% |
|
3.47% |
24% |
12/31/2020 |
$35,250 |
0.12% |
0.11% |
|
2.17% |
31% |
12/31/2019 |
$32,461 |
0.12% |
0.11% |
|
2.52% |
21% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$15.20 |
0.37 |
2.20 |
2.57 |
(0.20) |
(0.40) |
(0.60) |
$17.17 |
17.06% |
12/31/2022 |
$19.79 |
0.28 |
(3.67) |
(3.39) |
(0.16) |
(1.04) |
(1.20) |
$15.20 |
(17.13%) |
12/31/2021 |
$18.56 |
0.69 |
2.29 |
2.98 |
(0.43) |
(1.32) |
(1.75) |
$19.79 |
16.10% |
12/31/2020 |
$17.21 |
0.57 |
1.73 |
2.30 |
(0.24) |
(0.71) |
(0.95) |
$18.56 |
13.96% |
12/31/2019 |
$15.10 |
0.28 |
3.41 |
3.69 |
(0.20) |
(1.38) |
(1.58) |
$17.21 |
24.70% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$14.64 |
0.33 |
2.12 |
2.45 |
(0.17) |
(0.40) |
(0.57) |
$16.52 |
16.88% |
12/31/2022 |
$19.08 |
0.22 |
(3.49) |
(3.27) |
(0.13) |
(1.04) |
(1.17) |
$14.64 |
(17.16%) |
12/31/2021 |
$17.93 |
0.50 |
2.36 |
2.86 |
(0.39) |
(1.32) |
(1.71) |
$19.08 |
15.94% |
12/31/2020 |
$16.63 |
0.28 |
1.92 |
2.20 |
(0.19) |
(0.71) |
(0.90) |
$17.93 |
13.81% |
12/31/2019 |
$14.68 |
0.29 |
3.24 |
3.53 |
(0.20) |
(1.38) |
(1.58) |
$16.63 |
24.70% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$4.73 |
0.14 |
0.67 |
0.81 |
(0.29) |
(0.40) |
(0.69) |
$4.85 |
17.52% |
12/31/2022 |
$7.24 |
0.12 |
(1.34) |
(1.22) |
(0.25) |
(1.04) |
(1.29) |
$4.73 |
(16.90%) |
12/31/2021 |
$7.81 |
0.26 |
1.03 |
1.29 |
(0.54) |
(1.32) |
(1.86) |
$7.24 |
16.54% |
12/31/2020 |
$7.81 |
0.17 |
0.84 |
1.01 |
(0.30) |
(0.71) |
(1.01) |
$7.81 |
14.33% |
12/31/2019 |
$7.68 |
0.21 |
1.62 |
1.83 |
(0.32) |
(1.38) |
(1.70) |
$7.81 |
25.19% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$142,460 |
0.47% |
0.47% |
|
2.30% |
19% |
12/31/2022 |
$93,973 |
0.47% |
0.47% |
|
1.69% |
22% |
12/31/2021 |
$85,259 |
0.47% |
0.47% |
|
3.39% |
32% |
12/31/2020 |
$55,218 |
0.47% |
0.46% |
|
3.38% |
28% |
12/31/2019 |
$18,634 |
0.47% |
0.46% |
|
1.65% |
26% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$236,790 |
0.57% |
0.57% |
|
2.10% |
19% |
12/31/2022 |
$230,635 |
0.57% |
0.57% |
|
1.36% |
22% |
12/31/2021 |
$309,711 |
0.57% |
0.57% |
|
2.58% |
32% |
12/31/2020 |
$303,106 |
0.57% |
0.56% |
|
1.75% |
28% |
12/31/2019 |
$289,415 |
0.57% |
0.56% |
|
1.78% |
26% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$123,224 |
0.12% |
0.12% |
|
2.82% |
19% |
12/31/2022 |
$92,095 |
0.12% |
0.12% |
|
1.99% |
22% |
12/31/2021 |
$100,392 |
0.12% |
0.12% |
|
3.06% |
32% |
12/31/2020 |
$96,602 |
0.12% |
0.11% |
|
2.34% |
28% |
12/31/2019 |
$75,956 |
0.12% |
0.11% |
|
2.52% |
26% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.26 |
0.27 |
1.28 |
1.55 |
(0.25) |
(0.24) |
(0.49) |
$10.32 |
16.97% |
12/31/2022 |
$12.19 |
0.19 |
(2.27) |
(2.08) |
(0.21) |
(0.64) |
(0.85) |
$9.26 |
(17.10%) |
12/31/2021 |
$11.42 |
0.51 |
1.30 |
1.81 |
(0.44) |
(0.60) |
(1.04) |
$12.19 |
15.89% |
12/31/2020 |
$10.58 |
0.55 |
0.89 |
1.44 |
(0.31) |
(0.29) |
(0.60) |
$11.42 |
13.93% |
12/31/2019 (d) |
$10.00 |
0.43 |
0.42 |
0.85 |
(0.23) |
(0.04) |
(0.27) |
$10.58 |
8.56% (e) |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.31 |
0.31 |
1.24 |
1.55 |
(0.23) |
(0.24) |
(0.47) |
$10.39 |
16.89% |
12/31/2022 |
$12.25 |
0.19 |
(2.29) |
(2.10) |
(0.20) |
(0.64) |
(0.84) |
$9.31 |
(17.15%) |
12/31/2021 |
$11.46 |
0.52 |
1.28 |
1.80 |
(0.41) |
(0.60) |
(1.01) |
$12.25 |
15.69% |
12/31/2020 |
$10.59 |
0.72 |
0.72 |
1.44 |
(0.28) |
(0.29) |
(0.57) |
$11.46 |
13.90% |
12/31/2019 (d) |
$10.00 |
0.30 |
0.56 |
0.86 |
(0.23) |
(0.04) |
(0.27) |
$10.59 |
8.58% (e) |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.31 |
0.30 |
1.29 |
1.59 |
(0.29) |
(0.24) |
(0.53) |
$10.37 |
17.35% |
12/31/2022 |
$12.23 |
0.26 |
(2.32) |
(2.06) |
(0.22) |
(0.64) |
(0.86) |
$9.31 |
(16.84%) |
12/31/2021 |
$11.46 |
0.50 |
1.36 |
1.86 |
(0.49) |
(0.60) |
(1.09) |
$12.23 |
16.26% |
12/31/2020 |
$10.59 |
0.75 |
0.74 |
1.49 |
(0.33) |
(0.29) |
(0.62) |
$11.46 |
14.40% |
12/31/2019 (d) |
$10.00 |
0.38 |
0.50 |
0.88 |
(0.25) |
(0.04) |
(0.29) |
$10.59 |
8.80% (e) |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(f) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(f) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(f) |
Portfolio turnover rate(g) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$40,984 |
0.47% |
0.47% |
|
2.79% |
17% |
12/31/2022 |
$18,430 |
0.47% |
0.47% |
|
1.83% |
32% |
12/31/2021 |
$14,125 |
0.47% |
0.47% |
|
4.02% |
46% |
12/31/2020 |
$3,333 |
0.47% |
0.46% |
|
4.99% |
116% |
12/31/2019 (d) |
$45 |
0.47% (h) |
0.46% (h) |
|
6.20% (h) |
243%(e) |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$1,727 |
0.57% |
0.57% |
|
3.09% |
17% |
12/31/2022 |
$830 |
0.57% |
0.57% |
|
1.89% |
32% |
12/31/2021 |
$805 |
0.57% |
0.57% |
|
4.12% |
46% |
12/31/2020 |
$98 |
0.57% |
0.54% |
|
7.14% |
116% |
12/31/2019 (d) |
$23 |
0.57% (h) |
0.48% (h) |
|
4.34% (h) |
243%(e) |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$11,065 |
0.12% |
0.12% |
|
2.98% |
17% |
12/31/2022 |
$6,786 |
0.12% |
0.12% |
|
2.57% |
32% |
12/31/2021 |
$3,245 |
0.12% |
0.12% |
|
3.97% |
46% |
12/31/2020 |
$1,888 |
0.12% |
0.11% |
|
7.02% |
116% |
12/31/2019 (d) |
$34 |
0.12% (h) |
0.11% (h) |
|
5.03% (h) |
243%(e) |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Fund commenced operations on May 1, 2019. |
(e) |
Not annualized for periods less than one full year. |
(f) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(g) |
Portfolio turnover is calculated at the Fund level. |
(h) |
Annualized. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell Midcap® Value Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Len Ioffe, CFA |
Managing Director |
2011 |
Osman Ali, CFA |
Managing Director |
2013 |
Dennis Walsh |
Managing Director |
2013 |
Takashi Suwabe |
Managing Director |
2021 |
Sharanya Srinivasan |
Managing Director |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$11.31 |
0.13 |
1.60 |
1.73 |
— |
(0.06) |
(0.01) |
(0.07) |
$12.97 |
15.15% |
12/31/2022 |
$13.16 |
0.11 |
(1.67) |
(1.56) |
— |
(0.07) |
(0.22) |
(0.29) |
$11.31 |
(11.76%) |
12/31/2021 |
$12.44 |
0.13 |
3.63 |
3.76 |
— |
(2.54) |
(0.50) |
(3.04) |
$13.16 |
30.17% |
12/31/2020 |
$12.58 |
0.14 |
(0.19) |
(0.05) |
(0.00) (d) |
(0.08) |
(0.01) |
(0.09) |
$12.44 |
(0.34%) |
12/31/2019 |
$10.46 |
0.12 |
2.02 |
2.14 |
— |
(0.02) |
(0.00)(d) |
(0.02) |
$12.58 |
20.49% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.34 |
0.11 |
1.03 |
1.14 |
— |
(0.21) |
(0.01) |
(0.22) |
$8.26 |
15.53% |
12/31/2022 |
$8.71 |
0.10 |
(1.11) |
(1.01) |
— |
(0.14) |
(0.22) |
(0.36) |
$7.34 |
(11.53%) |
12/31/2021 |
$9.15 |
0.13 |
2.68 |
2.81 |
— |
(2.75) |
(0.50) |
(3.25) |
$8.71 |
30.73% |
12/31/2020 |
$9.27 |
0.12 |
(0.13) |
(0.01) |
(0.00) (d) |
(0.10) |
(0.01) |
(0.11) |
$9.15 |
0.02% |
12/31/2019 |
$7.78 |
0.13 |
1.48 |
1.61 |
— |
(0.12) |
(0.00)(d) |
(0.12) |
$9.27 |
20.80% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$37,327 |
1.24% |
1.15% |
|
1.06% |
217% |
12/31/2022 |
$81,226 |
1.20% |
1.15% |
|
0.94% |
217% |
12/31/2021 |
$106,958 |
1.20% |
1.15% |
|
0.86% |
227% |
12/31/2020 |
$136,065 |
1.21% |
1.15% |
|
1.27% |
245% |
12/31/2019 |
$50,712 |
1.21% |
1.15% |
|
1.06% |
204% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$576,759 |
0.81% |
0.80% |
|
1.48% |
217% |
12/31/2022 |
$480,338 |
0.80% |
0.80% |
|
1.23% |
217% |
12/31/2021 |
$632,681 |
0.80% |
0.80% |
|
1.22% |
227% |
12/31/2020 |
$575,877 |
0.80% |
0.80% |
|
1.51% |
245% |
12/31/2019 |
$624,356 |
0.81% |
0.80% |
|
1.42% |
204% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Bloomberg Multiverse Index (reflects no deduction for fees, expenses or taxes) |
|
- |
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Loomis Sayles | ||
Matthew J. Eagan, CFA |
Vice President & Portfolio Manager |
2013 |
Brian P. Kennedy |
Portfolio Manager |
2016 |
VFIA | ||
David L. Albrycht, CFA |
President & Chief Investment Officer |
2018 |
Benjamin L. Caron, CFA |
Senior Managing Director, Portfolio Manager |
2018 |
Stephen H. Hooker, CFA |
Managing Director, Portfolio Manager |
2018 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$12.22 |
0.63 |
0.32 |
0.95 |
(0.40) |
— |
(0.40) |
$12.77 |
7.88% |
12/31/2022 |
$14.15 |
0.47 |
(2.08) |
(1.61) |
(0.30) |
(0.02) |
(0.32) |
$12.22 |
(11.42%) |
12/31/2021 |
$14.57 |
0.41 |
(0.28) |
0.13 |
(0.34) |
(0.21) |
(0.55) |
$14.15 |
0.89% |
12/31/2020 |
$13.85 |
0.52 |
0.72 |
1.24 |
(0.45) |
(0.07) |
(0.52) |
$14.57 |
9.10% |
12/31/2019 |
$12.62 |
0.56 |
0.91 |
1.47 |
(0.22) |
(0.02) |
(0.24) |
$13.85 |
11.74% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.01 |
0.44 |
0.21 |
0.65 |
(0.47) |
— |
(0.47) |
$8.19 |
8.17% |
12/31/2022 |
$9.44 |
0.34 |
(1.38) |
(1.04) |
(0.37) |
(0.02) |
(0.39) |
$8.01 |
(11.06%) |
12/31/2021 |
$9.98 |
0.31 |
(0.19) |
0.12 |
(0.45) |
(0.21) |
(0.66) |
$9.44 |
1.16% |
12/31/2020 |
$9.69 |
0.39 |
0.51 |
0.90 |
(0.54) |
(0.07) |
(0.61) |
$9.98 |
9.49% |
12/31/2019 |
$8.91 |
0.43 |
0.64 |
1.07 |
(0.27) |
(0.02) |
(0.29) |
$9.69 |
12.16% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$330,430 |
0.97% |
0.90% |
|
5.04% |
63% |
12/31/2022 |
$234,286 |
0.99% |
0.90% |
|
3.65% |
67% |
12/31/2021 |
$162,932 |
0.93% |
0.90% |
|
2.83% |
67% |
12/31/2020 |
$176,480 |
0.93% |
0.90% |
|
3.69% |
102% |
12/31/2019 |
$185,209 |
0.92% |
0.90% |
|
4.18% |
81% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$570,633 |
0.59% |
0.55% |
|
5.37% |
63% |
12/31/2022 |
$431,059 |
0.60% |
0.55% |
|
4.03% |
67% |
12/31/2021 |
$527,720 |
0.57% |
0.55% |
|
3.16% |
67% |
12/31/2020 |
$464,756 |
0.57% |
0.55% |
|
4.04% |
102% |
12/31/2019 |
$471,986 |
0.56% |
0.55% |
|
4.52% |
81% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Empower Conservative Profile Fund Institutional Class Ticker: MXKVX Investor Class Ticker: MXCPX Class L Ticker: MXIPX |
Empower Moderately Conservative Profile Fund Institutional Class Ticker: MXJUX Investor Class Ticker: MXDPX Class L Ticker: MXHPX |
Empower Moderate Profile Fund Institutional Class Ticker: MXITX Investor Class Ticker: MXMPX Class L Ticker: MXGPX |
Empower Moderately Aggressive Profile Fund Institutional Class Ticker: MXHRX Investor Class Ticker: MXBPX |
Empower Aggressive Profile Fund Institutional Class Ticker: MXGTX Investor Class Ticker: MXAPX |
|
Empower Conservative Profile Fund |
|
Empower Moderately Conservative Profile Fund |
|
Empower Moderate Profile Fund |
|
Empower Moderately Aggressive Profile Fund |
|
Empower Aggressive Profile Fund |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Funds |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Appendix A |
|
Institutional Class |
Investor Class |
Class L |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Conservative Profile Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Class L |
$ |
$ |
$ |
$ |
|
|
|
|
| |
|
| |
|
| |
|
| |
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Conservative Profile Fund Institutional Class |
|
|
|
|
|
Empower Conservative Profile Fund Investor Class |
|
|
|
|
|
Empower Conservative Profile Fund Class L |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Class L |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Moderately Conservative Profile Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Class L |
$ |
$ |
$ |
$ |
|
|
|
|
| |
|
| |
|
| |
|
| |
|
| |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Moderately Conservative Profile Fund Institutional Class |
|
|
|
|
|
Empower Moderately Conservative Profile Fund Investor Class |
|
|
|
|
|
Empower Moderately Conservative Profile Fund Class L |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Class L |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
Empower Moderate Profile Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Class L |
$ |
$ |
$ |
$ |
|
|
|
|
| |
|
| |
|
| |
|
| |
|
| |
|
|
|
|
|
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|
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|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Moderate Profile Fund Institutional Class |
|
|
|
|
|
Empower Moderate Profile Fund Investor Class |
|
|
|
|
|
Empower Moderate Profile Fund Class L |
|
|
|
|
|
FT Wilshire 5000 Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Other Expenses |
|
|
Shareholder Services Fees |
|
|
Acquired Fund Fees and Expenses |
|
|
Total Annual Fund Operating Expenses1 |
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
Empower Moderately Aggressive Profile Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
| |
|
| |
|
| |
|
| |
|
| |
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Moderately Aggressive Profile Fund Institutional Class |
|
|
|
|
|
Empower Moderately Aggressive Profile Fund Investor Class |
|
|
|
|
|
FT Wilshire 5000 Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Other Expenses |
|
|
Shareholder Services Fees |
|
|
Acquired Fund Fees and Expenses |
|
|
Total Annual Fund Operating Expenses1 |
|
|
Empower Aggressive Profile Fund |
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
| |
|
| |
|
| |
|
| |
|
| |
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Empower Aggressive Profile Fund Institutional Class |
|
|
|
|
|
Empower Aggressive Profile Fund Investor Class |
|
|
|
|
|
FT Wilshire 5000 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
Fund |
Income |
Growth of Capital |
Conservative |
Primary |
Secondary |
Moderately Conservative |
Primary |
Secondary |
Moderate |
Primary |
Primary |
Moderately Aggressive |
Secondary |
Primary |
Aggressive |
Secondary |
Primary |
|
Asset Class |
Conservative |
Moderately Conservative |
Moderate |
Moderately Aggressive |
Aggressive |
EQUITY |
International |
0-15% |
0-30% |
0-30% |
5-35% |
10-40% |
Emerging Markets |
0-10% |
0-10% |
0-10% |
0-15% |
0-15% | |
Small Cap |
0-15% |
0-15% |
0-25% |
0-25% |
5-35% | |
Mid Cap |
0-15% |
0-25% |
0-30% |
5-35% |
10-40% | |
Large Cap |
5-25% |
10-40% |
10-40% |
15-45% |
25-45% | |
Real Estate |
0-10% |
0-10% |
0-10% |
0-10% |
0-10% | |
FIXED INCOME |
Bond |
30-50% |
20-40% |
10-30% |
5-25% |
0-10% |
Short-Term Bond |
20-40% |
10-30% |
5-25% |
0-15% |
0-10% |
|
Empower Profile | ||||
Asset Class (Underlying Funds) |
Conservative |
Moderately Conservative |
Moderate |
Moderately Aggressive |
Aggressive |
Large Cap |
8.76% |
14.20% |
19.64% |
24.36% |
34.01% |
Empower Large Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower Large Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Mid Cap |
4.78% |
7.74% |
10.71% |
13.28% |
18.54% |
Empower Mid Cap Value Fund Institutional |
* |
* |
* |
* |
* |
Empower T. Rowe Mid Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Small Cap |
3.09% |
5.01% |
6.93% |
8.61% |
12.01% |
Empower Small Cap Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower Small Cap Value Fund Institutional |
* |
* |
* |
* |
* |
International |
6.61% |
10.71% |
14.80% |
18.37% |
25.65% |
Empower International Growth Fund Institutional |
* |
* |
* |
* |
* |
Empower International Value Fund Institutional |
* |
* |
* |
* |
* |
Emerging Markets |
1.75% |
2.83% |
3.92% |
4.86% |
6.79% |
Empower Emerging Markets Equity Fund Institutional |
* |
* |
* |
* |
* |
Real Estate |
5.00% |
4.50% |
4.00% |
3.50% |
3.00% |
Empower Real Estate Index Fund Institutional |
* |
* |
* |
* |
* |
Bond |
38.35% |
30.14% |
21.91% |
14.80% |
0.00% |
Empower Core Bond Fund Institutional |
* |
* |
* |
* |
|
Empower Global Bond Fund Institutional |
* |
* |
* |
* |
|
Empower High Yield Bond Fund Institutional |
* |
* |
* |
* |
|
Empower Inflation-Protected Securities Fund Institutional |
* |
* |
* |
* |
|
Empower Multi-Sector Bond Fund Institutional |
* |
* |
* |
* |
|
Empower U.S. Government Securities Fund Institutional |
* |
* |
* |
* |
|
Short-Term Bond |
31.66% |
24.87% |
18.09% |
12.22% |
0.00% |
Empower of America Contract |
* |
* |
* |
* |
|
Empower Short Duration Bond Fund Institutional |
* |
* |
* |
* |
|
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.11 |
0.22 |
0.35 |
0.57 |
(0.22) |
(0.08) |
(0.30) |
$7.38 |
8.25% |
12/31/2022 |
$8.39 |
0.13 |
(0.96) |
(0.83) |
(0.14) |
(0.31) |
(0.45) |
$7.11 |
(9.93%) |
12/31/2021 |
$8.30 |
0.21 |
0.32 |
0.53 |
(0.21) |
(0.23) |
(0.44) |
$8.39 |
6.35% |
12/31/2020 |
$7.87 |
0.22 |
0.42 |
0.64 |
(0.16) |
(0.05) |
(0.21) |
$8.30 |
8.21% |
12/31/2019 |
$7.49 |
0.15 |
0.71 |
0.86 |
(0.18) |
(0.30) |
(0.48) |
$7.87 |
11.54% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.63 |
0.30 |
0.38 |
0.68 |
(0.18) |
(0.08) |
(0.26) |
$9.05 |
8.03% |
12/31/2022 |
$10.06 |
0.29 |
(1.31) |
(1.02) |
(0.10) |
(0.31) |
(0.41) |
$8.63 |
(10.15%) |
12/31/2021 |
$9.85 |
0.41 |
0.19 |
0.60 |
(0.16) |
(0.23) |
(0.39) |
$10.06 |
6.08% |
12/31/2020 |
$9.27 |
0.10 |
0.63 |
0.73 |
(0.10) |
(0.05) |
(0.15) |
$9.85 |
7.93% |
12/31/2019 |
$8.74 |
0.17 |
0.80 |
0.97 |
(0.14) |
(0.30) |
(0.44) |
$9.27 |
11.22% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.11 |
0.48 |
0.29 |
0.77 |
(0.26) |
(0.08) |
(0.34) |
$9.54 |
8.61% |
12/31/2022 |
$10.63 |
0.22 |
(1.24) |
(1.02) |
(0.19) |
(0.31) |
(0.50) |
$9.11 |
(9.65%) |
12/31/2021 |
$10.42 |
0.34 |
0.36 |
0.70 |
(0.26) |
(0.23) |
(0.49) |
$10.63 |
6.64% |
12/31/2020 |
$9.83 |
0.24 |
0.59 |
0.83 |
(0.19) |
(0.05) |
(0.24) |
$10.42 |
8.63% |
12/31/2019 |
$9.26 |
0.23 |
0.86 |
1.09 |
(0.22) |
(0.30) |
(0.52) |
$9.83 |
11.87% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$1,351,863 |
0.45% |
0.37% |
|
2.98% |
14% |
12/31/2022 |
$828,305 |
0.45% |
0.37% |
|
1.74% |
16% |
12/31/2021 |
$1,030,963 |
0.45% |
0.37% |
|
2.46% |
16% |
12/31/2020 |
$895,918 |
0.45% |
0.37% |
|
2.73% |
30% |
12/31/2019 |
$213,762 |
0.45% |
0.37% |
|
1.95% |
20% |
Class L |
|
|
|
|
|
|
12/31/2023 |
$6,840 |
0.70% |
0.62% |
|
3.45% |
14% |
12/31/2022 |
$7,513 |
0.70% |
0.62% |
|
3.15% |
16% |
12/31/2021 |
$9,557 |
0.70% |
0.62% |
|
3.99% |
16% |
12/31/2020 |
$10,027 |
0.70% |
0.62% |
|
1.11% |
30% |
12/31/2019 |
$605,779 |
0.70% |
0.62% |
|
1.83% |
20% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$67,262 |
0.10% |
0.02% |
|
5.17% |
14% |
12/31/2022 |
$36,690 |
0.10% |
0.02% |
|
2.25% |
16% |
12/31/2021 |
$39,423 |
0.10% |
0.02% |
|
3.20% |
16% |
12/31/2020 |
$33,198 |
0.10% |
0.02% |
|
2.48% |
30% |
12/31/2019 |
$40,399 |
0.10% |
0.02% |
|
2.36% |
20% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.58 |
0.20 |
0.54 |
0.74 |
(0.25) |
(0.17) |
(0.42) |
$7.90 |
9.90% |
12/31/2022 |
$9.14 |
0.13 |
(1.12) |
(0.99) |
(0.14) |
(0.43) |
(0.57) |
$7.58 |
(10.82%) |
12/31/2021 |
$8.95 |
0.29 |
0.53 |
0.82 |
(0.29) |
(0.34) |
(0.63) |
$9.14 |
9.13% |
12/31/2020 |
$8.38 |
0.23 |
0.55 |
0.78 |
(0.10) |
(0.11) |
(0.21) |
$8.95 |
9.57% |
12/31/2019 |
$7.88 |
0.15 |
0.97 |
1.12 |
(0.16) |
(0.46) |
(0.62) |
$8.38 |
14.45% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.75 |
0.35 |
0.48 |
0.83 |
(0.21) |
(0.17) |
(0.38) |
$9.20 |
9.62% |
12/31/2022 |
$10.44 |
0.15 |
(1.30) |
(1.15) |
(0.11) |
(0.43) |
(0.54) |
$8.75 |
(11.01%) |
12/31/2021 |
$10.13 |
0.32 |
0.58 |
0.90 |
(0.25) |
(0.34) |
(0.59) |
$10.44 |
8.88% |
12/31/2020 |
$9.45 |
0.09 |
0.76 |
0.85 |
(0.06) |
(0.11) |
(0.17) |
$10.13 |
9.16% |
12/31/2019 |
$8.81 |
0.16 |
1.07 |
1.23 |
(0.13) |
(0.46) |
(0.59) |
$9.45 |
14.14% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.02 |
0.48 |
0.44 |
0.92 |
(0.28) |
(0.17) |
(0.45) |
$9.49 |
10.34% |
12/31/2022 |
$10.77 |
0.22 |
(1.35) |
(1.13) |
(0.19) |
(0.43) |
(0.62) |
$9.02 |
(10.48%) |
12/31/2021 |
$10.45 |
0.44 |
0.55 |
0.99 |
(0.33) |
(0.34) |
(0.67) |
$10.77 |
9.48% |
12/31/2020 |
$9.73 |
0.24 |
0.71 |
0.95 |
(0.12) |
(0.11) |
(0.23) |
$10.45 |
10.01% |
12/31/2019 |
$9.07 |
0.21 |
1.11 |
1.32 |
(0.20) |
(0.46) |
(0.66) |
$9.73 |
14.80% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$655,356 |
0.45% |
0.37% |
|
2.54% |
20% |
12/31/2022 |
$461,064 |
0.45% |
0.37% |
|
1.61% |
20% |
12/31/2021 |
$574,251 |
0.45% |
0.37% |
|
3.10% |
20% |
12/31/2020 |
$521,377 |
0.45% |
0.37% |
|
2.69% |
34% |
12/31/2019 |
$124,650 |
0.45% |
0.37% |
|
1.81% |
22% |
Class L |
|
|
|
|
|
|
12/31/2023 |
$19,802 |
0.70% |
0.62% |
|
3.88% |
20% |
12/31/2022 |
$21,850 |
0.70% |
0.62% |
|
1.59% |
20% |
12/31/2021 |
$26,423 |
0.70% |
0.62% |
|
2.97% |
20% |
12/31/2020 |
$26,264 |
0.70% |
0.62% |
|
0.94% |
34% |
12/31/2019 |
$350,464 |
0.70% |
0.62% |
|
1.65% |
22% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$39,285 |
0.10% |
0.02% |
|
5.12% |
20% |
12/31/2022 |
$26,572 |
0.10% |
0.02% |
|
2.26% |
20% |
12/31/2021 |
$27,505 |
0.10% |
0.02% |
|
3.98% |
20% |
12/31/2020 |
$21,473 |
0.10% |
0.02% |
|
2.50% |
34% |
12/31/2019 |
$20,093 |
0.10% |
0.02% |
|
2.17% |
22% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$5.89 |
0.11 |
0.58 |
0.69 |
(0.22) |
(0.08) |
(0.30) |
$6.28 |
11.93% |
12/31/2022 |
$7.34 |
0.09 |
(0.97) |
(0.88) |
(0.15) |
(0.42) |
(0.57) |
$5.89 |
(12.02%) |
12/31/2021 |
$7.07 |
0.28 |
0.57 |
0.85 |
(0.26) |
(0.32) |
(0.58) |
$7.34 |
11.98% |
12/31/2020 |
$6.57 |
0.14 |
0.58 |
0.72 |
(0.10) |
(0.12) |
(0.22) |
$7.07 |
11.25% |
12/31/2019 |
$6.21 |
0.11 |
0.94 |
1.05 |
(0.13) |
(0.56) |
(0.69) |
$6.57 |
17.52% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.97 |
0.45 |
0.68 |
1.13 |
(0.20) |
(0.08) |
(0.28) |
$10.82 |
11.64% |
12/31/2022 |
$12.05 |
0.17 |
(1.63) |
(1.46) |
(0.20) |
(0.42) |
(0.62) |
$9.97 |
(12.16%) |
12/31/2021 |
$11.30 |
0.45 |
0.86 |
1.31 |
(0.24) |
(0.32) |
(0.56) |
$12.05 |
11.56% |
12/31/2020 |
$10.39 |
0.09 |
1.03 |
1.12 |
(0.09) |
(0.12) |
(0.21) |
$11.30 |
11.03% |
12/31/2019 |
$9.45 |
0.16 |
1.44 |
1.60 |
(0.10) |
(0.56) |
(0.66) |
$10.39 |
17.23% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.38 |
0.57 |
0.56 |
1.13 |
(0.28) |
(0.08) |
(0.36) |
$10.15 |
12.20% |
12/31/2022 |
$11.31 |
0.22 |
(1.53) |
(1.31) |
(0.20) |
(0.42) |
(0.62) |
$9.38 |
(11.56%) |
12/31/2021 |
$10.68 |
0.47 |
0.83 |
1.30 |
(0.35) |
(0.32) |
(0.67) |
$11.31 |
12.15% |
12/31/2020 |
$9.81 |
0.21 |
0.90 |
1.11 |
(0.12) |
(0.12) |
(0.24) |
$10.68 |
11.64% |
12/31/2019 |
$8.97 |
0.19 |
1.39 |
1.58 |
(0.18) |
(0.56) |
(0.74) |
$9.81 |
18.00% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$1,302,673 |
0.45% |
0.39% |
|
1.83% |
18% |
12/31/2022 |
$1,239,661 |
0.45% |
0.39% |
|
1.46% |
14% |
12/31/2021 |
$1,580,857 |
0.45% |
0.39% |
|
3.72% |
18% |
12/31/2020 |
$1,398,893 |
0.45% |
0.40% |
|
2.12% |
34% |
12/31/2019 |
$740,432 |
0.45% |
0.39% |
|
1.63% |
27% |
Class L |
|
|
|
|
|
|
12/31/2023 |
$125,601 |
0.70% |
0.64% |
|
4.33% |
18% |
12/31/2022 |
$144,374 |
0.70% |
0.64% |
|
1.54% |
14% |
12/31/2021 |
$179,322 |
0.70% |
0.64% |
|
3.69% |
18% |
12/31/2020 |
$173,155 |
0.70% |
0.65% |
|
0.87% |
34% |
12/31/2019 |
$797,338 |
0.70% |
0.64% |
|
1.53% |
27% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$127,008 |
0.10% |
0.04% |
|
5.85% |
18% |
12/31/2022 |
$94,861 |
0.10% |
0.04% |
|
2.14% |
14% |
12/31/2021 |
$106,744 |
0.10% |
0.04% |
|
4.13% |
18% |
12/31/2020 |
$109,001 |
0.10% |
0.05% |
|
2.15% |
34% |
12/31/2019 |
$132,857 |
0.10% |
0.04% |
|
1.99% |
27% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.28 |
0.14 |
0.70 |
0.84 |
(0.15) |
(0.22) |
(0.37) |
$6.75 |
13.60% |
12/31/2022 |
$7.95 |
0.10 |
(1.14) |
(1.04) |
(0.11) |
(0.52) |
(0.63) |
$6.28 |
(13.09%) |
12/31/2021 |
$7.64 |
0.38 |
0.71 |
1.09 |
(0.38) |
(0.40) |
(0.78) |
$7.95 |
14.25% |
12/31/2020 |
$7.45 |
0.16 |
0.67 |
0.83 |
(0.14) |
(0.50) |
(0.64) |
$7.64 |
11.75% |
12/31/2019 |
$6.94 |
0.12 |
1.25 |
1.37 |
(0.13) |
(0.73) |
(0.86) |
$7.45 |
20.35% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2020 |
$9.06 |
0.04 |
0.95 |
0.99 |
(0.05) |
(0.50) |
(0.55) |
$9.50 |
11.39% |
12/31/2019 |
$8.27 |
0.13 |
1.48 |
1.61 |
(0.09) |
(0.73) |
(0.82) |
$9.06 |
20.06% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.71 |
0.56 |
0.65 |
1.21 |
(0.18) |
(0.22) |
(0.40) |
$9.52 |
14.04% |
12/31/2022 |
$10.75 |
0.23 |
(1.61) |
(1.38) |
(0.14) |
(0.52) |
(0.66) |
$8.71 |
(12.77%) |
12/31/2021 |
$10.11 |
0.48 |
1.00 |
1.48 |
(0.44) |
(0.40) |
(0.84) |
$10.75 |
14.64% |
12/31/2020 |
$9.65 |
0.20 |
0.93 |
1.13 |
(0.17) |
(0.50) |
(0.67) |
$10.11 |
12.16% |
12/31/2019 |
$8.77 |
0.18 |
1.60 |
1.78 |
(0.17) |
(0.73) |
(0.90) |
$9.65 |
20.64% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$873,081 |
0.45% |
0.42% |
|
2.14% |
19% |
12/31/2022 |
$664,044 |
0.45% |
0.42% |
|
1.38% |
19% |
12/31/2021 |
$849,677 |
0.45% |
0.42% |
|
4.56% |
23% |
12/31/2020 |
$665,158 |
0.45% |
0.42% |
|
2.19% |
63% |
12/31/2019 |
$336,156 |
0.45% |
0.42% |
|
1.53% |
34% |
Class L |
|
|
|
|
|
|
12/31/2020 |
$12 |
0.70% |
0.67% |
|
0.49% |
63% |
12/31/2019 |
$316,572 |
0.70% |
0.67% |
|
1.48% |
34% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$71,393 |
0.10% |
0.07% |
|
6.18% |
19% |
12/31/2022 |
$55,487 |
0.10% |
0.07% |
|
2.41% |
19% |
12/31/2021 |
$55,232 |
0.10% |
0.07% |
|
4.36% |
23% |
12/31/2020 |
$60,144 |
0.10% |
0.07% |
|
2.12% |
63% |
12/31/2019 |
$61,262 |
0.10% |
0.07% |
|
1.88% |
34% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$4.92 |
0.07 |
0.75 |
0.82 |
(0.17) |
(0.14) |
(0.31) |
$5.43 |
16.94% |
12/31/2022 |
$6.66 |
0.07 |
(1.08) |
(1.01) |
(0.09) |
(0.64) |
(0.73) |
$4.92 |
(15.17%) |
12/31/2021 |
$6.35 |
0.38 |
0.85 |
1.23 |
(0.40) |
(0.52) |
(0.92) |
$6.66 |
19.49% |
12/31/2020 |
$5.96 |
0.09 |
0.57 |
0.66 |
(0.09) |
(0.18) |
(0.27) |
$6.35 |
11.99% |
12/31/2019 |
$5.54 |
0.08 |
1.31 |
1.39 |
(0.13) |
(0.84) |
(0.97) |
$5.96 |
26.10% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2020 |
$12.57 |
0.01 |
1.43 |
1.44 |
(0.12) |
(0.18) |
(0.30) |
$13.71 |
11.95% |
12/31/2019 |
$10.84 |
0.15 |
2.58 |
2.73 |
(0.16) |
(0.84) |
(1.00) |
$12.57 |
25.82% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.16 |
0.68 |
0.88 |
1.56 |
(0.23) |
(0.14) |
(0.37) |
$10.35 |
17.23% |
12/31/2022 |
$11.67 |
0.19 |
(1.92) |
(1.73) |
(0.14) |
(0.64) |
(0.78) |
$9.16 |
(14.81%) |
12/31/2021 |
$10.58 |
0.63 |
1.46 |
2.09 |
(0.48) |
(0.52) |
(1.00) |
$11.67 |
19.82% |
12/31/2020 |
$9.73 |
0.18 |
0.98 |
1.16 |
(0.13) |
(0.18) |
(0.31) |
$10.58 |
12.53% |
12/31/2019 |
$8.55 |
0.16 |
2.03 |
2.19 |
(0.17) |
(0.84) |
(1.01) |
$9.73 |
26.52% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(d) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(d) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(d) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$671,881 |
0.45% |
0.45% |
|
1.38% |
17% |
12/31/2022 |
$463,528 |
0.45% |
0.45% |
|
1.16% |
19% |
12/31/2021 |
$611,597 |
0.45% |
0.45% |
|
5.31% |
26% |
12/31/2020 |
$548,648 |
0.45% |
0.45% |
|
1.71% |
35% |
12/31/2019 |
$427,424 |
0.45% |
0.45% |
|
1.26% |
33% |
Class L |
|
|
|
|
|
|
12/31/2020 |
$8 |
0.70% |
0.70% |
|
0.11% |
35% |
12/31/2019 |
$162,581 |
0.70% |
0.70% |
|
1.21% |
33% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$112,753 |
0.10% |
0.10% |
|
6.96% |
17% |
12/31/2022 |
$100,152 |
0.10% |
0.10% |
|
1.85% |
19% |
12/31/2021 |
$110,765 |
0.10% |
0.10% |
|
5.31% |
26% |
12/31/2020 |
$106,944 |
0.10% |
0.10% |
|
1.96% |
35% |
12/31/2019 |
$115,496 |
0.10% |
0.10% |
|
1.67% |
33% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Dow Jones U.S. Select REIT Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Nicola Dowdall |
Head of ETFs & Affiliates |
2016 |
Michael Lynch, CFA |
Head of Index Solutions |
2016 |
Peter Leonard, CFA |
Head of Indexation Equity |
2016 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.80 |
0.29 |
1.13 |
1.42 |
— |
(0.20) |
(0.02) |
(0.22) |
$12.00 |
13.31% |
12/31/2022 |
$15.36 |
0.24 |
(4.29) |
(4.05) |
(0.04) |
(0.18) |
(0.29) |
(0.51) |
$10.80 |
(26.40%) |
12/31/2021 |
$10.86 |
0.15 |
4.65 |
4.80 |
— |
(0.09) |
(0.21) |
(0.30) |
$15.36 |
44.31% |
12/31/2020 |
$12.50 |
0.27 |
(1.74) |
(1.47) |
— |
(0.17) |
— |
(0.17) |
$10.86 |
(11.59%) |
12/31/2019 |
$10.68 |
0.15 |
2.24 |
2.39 |
— |
(0.12) |
(0.45) |
(0.57) |
$12.50 |
22.40% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.69 |
0.30 |
0.73 |
1.03 |
— |
(0.26) |
(0.02) |
(0.28) |
$8.44 |
13.64% |
12/31/2022 |
$11.18 |
0.20 |
(3.12) |
(2.92) |
(0.03) |
(0.25) |
(0.29) |
(0.57) |
$7.69 |
(26.11%) |
12/31/2021 |
$7.96 |
0.11 |
3.43 |
3.54 |
— |
(0.11) |
(0.21) |
(0.32) |
$11.18 |
44.73% |
12/31/2020 |
$9.26 |
0.23 |
(1.29) |
(1.06) |
— |
(0.24) |
— |
(0.24) |
$7.96 |
(11.23%) |
12/31/2019 |
$8.05 |
0.12 |
1.71 |
1.83 |
— |
(0.17) |
(0.45) |
(0.62) |
$9.26 |
22.81% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$525,758 |
0.68% |
0.65% |
|
2.59% |
11% |
12/31/2022 |
$324,532 |
0.72% |
0.67% |
|
1.90% |
14% |
12/31/2021 |
$311,334 |
0.76% |
0.70% |
|
1.09% |
33% |
12/31/2020 |
$57,840 |
0.76% |
0.70% |
|
2.62% |
44% |
12/31/2019 |
$63,048 |
0.75% |
0.70% |
|
1.24% |
19% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$281,757 |
0.31% |
0.30% |
|
3.87% |
11% |
12/31/2022 |
$222,528 |
0.34% |
0.32% |
|
2.16% |
14% |
12/31/2021 |
$301,365 |
0.37% |
0.35% |
|
1.17% |
33% |
12/31/2020 |
$295,220 |
0.37% |
0.35% |
|
3.01% |
44% |
12/31/2019 |
$291,797 |
0.36% |
0.35% |
|
1.33% |
19% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
S&P 500® Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Nicola Dowdall |
Head of ETFs & Affiliates |
2016 |
Michael Lynch, CFA |
Head of Index Solutions |
2016 |
Peter Leonard, CFA |
Head of Indexation Equity |
2016 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$25.61 |
0.35 |
6.19 |
6.54 |
(0.13) |
(1.47) |
(1.60) |
$30.55 |
25.61% |
12/31/2022 |
$31.84 |
0.31 |
(6.22) |
(5.91) |
(0.10) |
(0.22) |
(0.32) |
$25.61 |
(18.55%) |
12/31/2021 |
$26.10 |
0.26 |
7.06 |
7.32 |
(0.11) |
(1.47) |
(1.58) |
$31.84 |
28.20% |
12/31/2020 |
$24.05 |
0.32 |
3.88 |
4.20 |
(0.18) |
(1.97) |
(2.15) |
$26.10 |
17.77% |
12/31/2019 |
$19.33 |
0.34 |
5.61 |
5.95 |
(0.16) |
(1.07) |
(1.23) |
$24.05 |
30.84% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.61 |
0.13 |
1.83 |
1.96 |
(0.31) |
(1.47) |
(1.78) |
$7.79 |
26.00% |
12/31/2022 |
$9.93 |
0.12 |
(1.94) |
(1.82) |
(0.28) |
(0.22) |
(0.50) |
$7.61 |
(18.25%) |
12/31/2021 |
$9.11 |
0.13 |
2.43 |
2.56 |
(0.27) |
(1.47) |
(1.74) |
$9.93 |
28.66% |
12/31/2020 |
$9.72 |
0.16 |
1.53 |
1.69 |
(0.33) |
(1.97) |
(2.30) |
$9.11 |
18.27% |
12/31/2019 |
$8.48 |
0.18 |
2.45 |
2.63 |
(0.32) |
(1.07) |
(1.39) |
$9.72 |
31.18% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$3,294,950 |
0.51% |
0.51% |
|
1.21% |
12% |
12/31/2022 |
$2,628,211 |
0.51% |
0.51% |
|
1.14% |
4% |
12/31/2021 |
$3,083,911 |
0.51% |
0.51% |
|
0.88% |
9% |
12/31/2020 |
$1,700,372 |
0.52% |
0.52% |
|
1.31% |
4% |
12/31/2019 |
$1,455,201 |
0.52% |
0.52% |
|
1.50% |
4% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$1,110,973 |
0.15% |
0.15% |
|
1.56% |
12% |
12/31/2022 |
$980,943 |
0.16% |
0.16% |
|
1.45% |
4% |
12/31/2021 |
$1,193,786 |
0.16% |
0.16% |
|
1.24% |
9% |
12/31/2020 |
$1,143,162 |
0.17% |
0.17% |
|
1.67% |
4% |
12/31/2019 |
$1,163,391 |
0.17% |
0.17% |
|
1.85% |
4% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Class L |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Total Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Other Expenses |
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Class L |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
S&P MidCap 400® Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Class L |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
S&P MidCap 400® Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Nicola Dowdall |
Head of ETFs & Affiliates |
2016 |
Michael Lynch, CFA |
Head of Index Solutions |
2016 |
Peter Leonard, CFA |
Head of Indexation Equity |
2016 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$17.30 |
0.23 |
2.49 |
2.72 |
(0.08) |
(0.83) |
(0.91) |
$19.11 |
15.76% |
12/31/2022 |
$20.90 |
0.22 |
(3.07) |
(2.85) |
(0.08) |
(0.67) |
(0.75) |
$17.30 |
(13.55%) |
12/31/2021 |
$17.74 |
0.18 |
4.07 |
4.25 |
(0.29) |
(0.80) |
(1.09) |
$20.90 |
24.01% |
12/31/2020 |
$16.65 |
0.18 |
1.93 |
2.11 |
(0.16) |
(0.86) |
(1.02) |
$17.74 |
13.10% |
12/31/2019 |
$13.77 |
0.19 |
3.31 |
3.50 |
(0.05) |
(0.57) |
(0.62) |
$16.65 |
25.49% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.33 |
0.09 |
1.20 |
1.29 |
(0.16) |
(0.83) |
(0.99) |
$8.63 |
15.48% |
12/31/2022 |
$10.63 |
0.10 |
(1.58) |
(1.48) |
(0.15) |
(0.67) |
(0.82) |
$8.33 |
(13.74%) |
12/31/2021 |
$9.48 |
0.07 |
2.17 |
2.24 |
(0.29) |
(0.80) |
(1.09) |
$10.63 |
23.71% |
12/31/2020 |
$9.27 |
0.07 |
1.06 |
1.13 |
(0.06) |
(0.86) |
(0.92) |
$9.48 |
13.12% |
12/31/2019 |
$7.95 |
0.09 |
1.90 |
1.99 |
(0.10) |
(0.57) |
(0.67) |
$9.27 |
25.14% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.70 |
0.13 |
1.11 |
1.24 |
(0.24) |
(0.83) |
(1.07) |
$7.87 |
16.18% |
12/31/2022 |
$9.89 |
0.13 |
(1.46) |
(1.33) |
(0.19) |
(0.67) |
(0.86) |
$7.70 |
(13.18%) |
12/31/2021 |
$8.92 |
0.12 |
2.05 |
2.17 |
(0.40) |
(0.80) |
(1.20) |
$9.89 |
24.45% |
12/31/2020 |
$8.92 |
0.12 |
1.00 |
1.12 |
(0.26) |
(0.86) |
(1.12) |
$8.92 |
13.49% |
12/31/2019 |
$7.68 |
0.14 |
1.84 |
1.98 |
(0.17) |
(0.57) |
(0.74) |
$8.92 |
25.96% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$637,220 |
0.55% |
0.55% |
|
1.25% |
24% |
12/31/2022 |
$779,826 |
0.55% |
0.55% |
|
1.22% |
27% |
12/31/2021 |
$615,786 |
0.56% |
0.55% |
|
0.88% |
25% |
12/31/2020 |
$240,113 |
0.56% |
0.55% |
|
1.17% |
27% |
12/31/2019 |
$252,895 |
0.55% |
0.55% |
|
1.22% |
16% |
Class L |
|
|
|
|
|
|
12/31/2023 |
$45,572 |
0.84% |
0.80% |
|
1.00% |
24% |
12/31/2022 |
$44,374 |
0.87% |
0.80% |
|
1.11% |
27% |
12/31/2021 |
$630 |
1.54% |
0.80% |
|
0.60% |
25% |
12/31/2020 |
$542 |
0.96% |
0.80% |
|
0.87% |
27% |
12/31/2019 |
$13,067 |
1.08% |
0.80% |
|
1.00% |
16% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$484,380 |
0.18% |
0.18% |
|
1.62% |
24% |
12/31/2022 |
$451,581 |
0.19% |
0.19% |
|
1.55% |
27% |
12/31/2021 |
$516,781 |
0.19% |
0.19% |
|
1.20% |
25% |
12/31/2020 |
$486,108 |
0.19% |
0.19% |
|
1.53% |
27% |
12/31/2019 |
$502,829 |
0.19% |
0.19% |
|
1.59% |
16% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Class L |
Management Fees |
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
Total Other Expenses |
|
|
|
Shareholder Services Fees |
|
|
|
Other Expenses |
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Class L |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Class L |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
S&P SmallCap 600® Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Nicola Dowdall |
Head of ETFs & Affiliates |
2016 |
Michael Lynch, CFA |
Head of Index Solutions |
2016 |
Peter Leonard, CFA |
Head of Indexation Equity |
2016 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$11.38 |
0.16 |
1.58 |
1.74 |
(0.07) |
(0.34) |
(0.41) |
$12.71 |
15.47% |
12/31/2022 |
$14.54 |
0.14 |
(2.55) |
(2.41) |
(0.06) |
(0.69) |
(0.75) |
$11.38 |
(16.51%) |
12/31/2021 |
$12.79 |
0.13 |
3.19 |
3.32 |
(0.31) |
(1.26) |
(1.57) |
$14.54 |
25.95% |
12/31/2020 |
$12.35 |
0.12 |
1.16 |
1.28 |
(0.16) |
(0.68) |
(0.84) |
$12.79 |
10.93% |
12/31/2019 |
$10.79 |
0.13 |
2.25 |
2.38 |
(0.07) |
(0.75) |
(0.82) |
$12.35 |
22.29% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$16.71 |
0.19 |
2.32 |
2.51 |
(0.01) |
(0.34) |
(0.35) |
$18.87 |
15.07% |
12/31/2022 |
$20.94 |
0.18 |
(3.68) |
(3.50) |
(0.04) |
(0.69) |
(0.73) |
$16.71 |
(16.67%) |
12/31/2021 |
$17.83 |
0.13 |
4.43 |
4.56 |
(0.19) |
(1.26) |
(1.45) |
$20.94 |
25.61% |
12/31/2020 |
$16.80 |
0.12 |
1.65 |
1.77 |
(0.06) |
(0.68) |
(0.74) |
$17.83 |
10.82% |
12/31/2019 |
$14.43 |
0.14 |
3.00 |
3.14 |
(0.02) |
(0.75) |
(0.77) |
$16.80 |
21.87% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.08 |
0.11 |
0.83 |
0.94 |
(0.15) |
(0.34) |
(0.49) |
$6.53 |
15.70% |
12/31/2022 |
$8.26 |
0.10 |
(1.45) |
(1.35) |
(0.14) |
(0.69) |
(0.83) |
$6.08 |
(16.21%) |
12/31/2021 |
$7.87 |
0.11 |
1.96 |
2.07 |
(0.42) |
(1.26) |
(1.68) |
$8.26 |
26.40% |
12/31/2020 |
$7.93 |
0.10 |
0.73 |
0.83 |
(0.21) |
(0.68) |
(0.89) |
$7.87 |
11.47% |
12/31/2019 |
$7.23 |
0.12 |
1.48 |
1.60 |
(0.15) |
(0.75) |
(0.90) |
$7.93 |
22.51% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(d) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$467,089 |
0.57% |
0.56% |
|
1.36% |
30% |
12/31/2022 |
$499,381 |
0.57% |
0.56% |
|
1.12% |
33% |
12/31/2021 |
$505,466 |
0.56% |
0.56% |
|
0.86% |
20% |
12/31/2020 |
$438,004 |
0.56% |
0.56% |
|
1.11% |
24% |
12/31/2019 |
$433,934 |
0.56% |
0.56% |
|
1.11% |
21% |
Class L |
|
|
|
|
|
|
12/31/2023 |
$26,796 |
0.89% |
0.81% |
|
1.11% |
30% |
12/31/2022 |
$27,993 |
0.93% |
0.81% |
|
1.00% |
33% |
12/31/2021 |
$2,609 |
0.97% |
0.81% |
|
0.62% |
20% |
12/31/2020 |
$2,121 |
0.87% |
0.81% |
|
0.87% |
24% |
12/31/2019 |
$117,320 |
0.86% |
0.81% |
|
0.88% |
21% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$344,521 |
0.21% |
0.21% |
|
1.72% |
30% |
12/31/2022 |
$319,255 |
0.21% |
0.21% |
|
1.44% |
33% |
12/31/2021 |
$369,318 |
0.20% |
0.20% |
|
1.21% |
20% |
12/31/2020 |
$357,016 |
0.20% |
0.20% |
|
1.47% |
24% |
12/31/2019 |
$370,621 |
0.20% |
0.20% |
|
1.47% |
21% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Appendix A |
|
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
Maximum Deferred Sales Charge (Load) |
|
Maximum Sales Charge (Load) Imposed on Reinvested Dividends |
|
Redemption Fee |
|
Exchange Fee |
|
|
Class A |
Management Fees |
|
Distribution and Service (12b-1) Fees |
|
Other Expenses |
|
Other Expenses |
|
Acquired Fund Fees and Expenses |
|
Total Annual Fund Operating Expenses1 |
|
Fee Waiver and Expense Reimbursement2 |
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Class A before taxes |
|
|
|
Class A after taxes on distributions |
|
|
|
Class A after taxes on distributions and sale of fund shares |
|
|
|
FT Wilshire 5000 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
Large Cap |
20.79% |
International |
13.86% |
Vanguard S&P 500 ETF |
|
Vanguard FTSE Developed Markets ETF |
|
Mid Cap |
11.66% |
Emerging Markets |
4.56% |
Vanguard S&P Mid-Cap 400 ETF |
|
Vanguard FTSE Emerging Markets ETF |
|
Small Cap |
9.13% |
Bond |
40.00% |
Vanguard Russell 2000 ETF |
|
Vanguard Total Bond Market ETF |
|
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c)(d) |
Class A |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.13 |
0.25 |
1.15 |
1.40 |
(0.27) |
(0.33) |
(0.60) |
$10.93 |
13.81% |
12/31/2022 |
$12.92 |
0.22 |
(2.14) |
(1.92) |
(0.25) |
(0.62) |
(0.87) |
$10.13 |
(14.88%) |
12/31/2021 |
$13.22 |
0.23 |
1.13 |
1.36 |
(0.23) |
(1.43) |
(1.66) |
$12.92 |
10.24% |
12/31/2020 |
$13.18 |
0.22 |
1.53 |
1.75 |
(0.26) |
(1.45) |
(1.71) |
$13.22 |
13.43% |
12/31/2019 |
$12.10 |
0.28 |
2.02 |
2.30 |
(0.33) |
(0.89) |
(1.22) |
$13.18 |
18.91% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(e) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(e) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(e) |
Portfolio turnover rate |
Supplemental Data and Ratios |
|
|
|
|
|
|
Class A |
|
|
|
|
|
|
12/31/2023 |
$20,633 |
1.14% |
0.23% |
|
2.34% |
6% |
12/31/2022 |
$20,478 |
0.88% |
0.23% |
|
1.93% |
18% |
12/31/2021 |
$26,512 |
0.73% |
0.25% |
|
1.66% |
17% |
12/31/2020 |
$27,856 |
0.69% |
0.28% |
|
1.69% |
28% |
12/31/2019 |
$32,276 |
0.76% |
0.36% |
|
2.09% |
13% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Total return does not include the fee of the Guaranteed Lifetime Withdrawal Benefit. If the fee was included, returns would be lower. |
(e) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Appendix A |
|
Institutional Class |
Investor Class |
Service Class |
Class L |
Management Fees |
|
|
|
|
Distribution and Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Shareholder Services Fees |
|
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
|
Total Annual Fund Operating Expenses1 |
|
|
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
Service Class |
$ |
$ |
$ |
$ |
Class L |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Service Class |
|
|
|
|
|
Class L |
|
|
|
|
|
FT Wilshire 5000 Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Composite Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Andrew Corwin, CFA |
Portfolio Manager & Head of Portfolio Construction and Research |
2014 |
Maria Mendelsberg, CFA |
Portfolio Manager |
2018 |
Large Cap |
20.79% |
International |
13.86% |
Empower S&P 500® Index Fund Institutional |
|
Empower International Index Fund Institutional |
|
Mid Cap |
11.66% |
Emerging Markets |
4.56% |
Empower S&P Mid Cap 400® Index Fund Institutional |
|
Fidelity Emerging Markets Index Fund |
|
Small Cap |
9.13% |
Bond |
35.00% |
Empower S&P Small Cap 600® Index Fund Institutional |
|
Empower Bond Index Fund Institutional |
|
|
|
Short-Term Bond |
5.00% |
|
|
Empower of America Contract |
|
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c)(d) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$11.75 |
0.33 |
1.20 |
1.53 |
(0.27) |
(0.21) |
(0.48) |
$12.80 |
13.18% |
12/31/2022 |
$14.65 |
0.24 |
(2.36) |
(2.12) |
(0.21) |
(0.57) |
(0.78) |
$11.75 |
(14.51%) |
12/31/2021 |
$14.39 |
0.32 |
1.27 |
1.59 |
(0.31) |
(1.02) |
(1.33) |
$14.65 |
11.12% |
12/31/2020 |
$13.41 |
0.32 |
1.48 |
1.80 |
(0.28) |
(0.54) |
(0.82) |
$14.39 |
13.92% |
12/31/2019 |
$12.25 |
0.30 |
1.84 |
2.14 |
(0.26) |
(0.72) |
(0.98) |
$13.41 |
17.79% |
Service Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$11.99 |
0.37 |
1.17 |
1.54 |
(0.24) |
(0.21) |
(0.45) |
$13.08 |
13.04% |
12/31/2022 |
$14.92 |
0.24 |
(2.42) |
(2.18) |
(0.18) |
(0.57) |
(0.75) |
$11.99 |
(14.58%) |
12/31/2021 |
$14.63 |
0.38 |
1.22 |
1.60 |
(0.29) |
(1.02) |
(1.31) |
$14.92 |
11.02% |
12/31/2020 |
$13.61 |
0.36 |
1.45 |
1.81 |
(0.25) |
(0.54) |
(0.79) |
$14.63 |
13.76% |
12/31/2019 |
$12.42 |
0.30 |
1.85 |
2.15 |
(0.24) |
(0.72) |
(0.96) |
$13.61 |
17.65% |
Class L |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.83 |
0.25 |
0.99 |
1.24 |
(0.24) |
(0.21) |
(0.45) |
$10.62 |
12.89% |
12/31/2022 |
$12.40 |
0.18 |
(2.00) |
(1.82) |
(0.18) |
(0.57) |
(0.75) |
$9.83 |
(14.71%) |
12/31/2021 |
$12.37 |
0.22 |
1.09 |
1.31 |
(0.26) |
(1.02) |
(1.28) |
$12.40 |
10.70% |
12/31/2020 |
$11.63 |
0.23 |
1.28 |
1.51 |
(0.23) |
(0.54) |
(0.77) |
$12.37 |
13.54% |
12/31/2019 |
$10.74 |
0.24 |
1.60 |
1.84 |
(0.23) |
(0.72) |
(0.95) |
$11.63 |
17.47% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$7.17 |
0.24 |
0.71 |
0.95 |
(0.34) |
(0.21) |
(0.55) |
$7.57 |
13.55% |
12/31/2022 |
$9.35 |
0.21 |
(1.54) |
(1.33) |
(0.28) |
(0.57) |
(0.85) |
$7.17 |
(14.22%) |
12/31/2021 |
$9.66 |
0.23 |
0.86 |
1.09 |
(0.38) |
(1.02) |
(1.40) |
$9.35 |
11.45% |
12/31/2020 |
$9.29 |
0.26 |
1.00 |
1.26 |
(0.35) |
(0.54) |
(0.89) |
$9.66 |
14.27% |
12/31/2019 |
$8.78 |
0.26 |
1.30 |
1.56 |
(0.33) |
(0.72) |
(1.05) |
$9.29 |
18.13% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(e) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(e) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(e) |
Portfolio turnover rate(f) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$344,455 |
0.45% |
0.43% |
|
2.68% |
15% |
12/31/2022 |
$336,832 |
0.45% |
0.43% |
|
1.88% |
20% |
12/31/2021 |
$505,377 |
0.45% |
0.43% |
|
2.14% |
20% |
12/31/2020 |
$417,503 |
0.45% |
0.42% |
|
2.38% |
28% |
12/31/2019 |
$325,174 |
0.45% |
0.42% |
|
2.28% |
18% |
Service Class |
|
|
|
|
|
|
12/31/2023 |
$68,318 |
0.55% |
0.53% |
|
2.94% |
15% |
12/31/2022 |
$72,194 |
0.55% |
0.53% |
|
1.85% |
20% |
12/31/2021 |
$95,472 |
0.55% |
0.53% |
|
2.46% |
20% |
12/31/2020 |
$73,136 |
0.55% |
0.52% |
|
2.69% |
28% |
12/31/2019 |
$78,401 |
0.55% |
0.52% |
|
2.23% |
18% |
Class L |
|
|
|
|
|
|
12/31/2023 |
$233,888 |
0.70% |
0.68% |
|
2.45% |
15% |
12/31/2022 |
$261,370 |
0.70% |
0.68% |
|
1.70% |
20% |
12/31/2021 |
$353,678 |
0.70% |
0.68% |
|
1.73% |
20% |
12/31/2020 |
$355,129 |
0.70% |
0.67% |
|
2.02% |
28% |
12/31/2019 |
$390,943 |
0.70% |
0.67% |
|
2.05% |
18% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$233,851 |
0.10% |
0.08% |
|
3.17% |
15% |
12/31/2022 |
$209,452 |
0.10% |
0.08% |
|
2.58% |
20% |
12/31/2021 |
$156,549 |
0.10% |
0.08% |
|
2.31% |
20% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable)(e) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable)(e) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable)(e) |
Portfolio turnover rate(f) |
12/31/2020 |
$158,316 |
0.10% |
0.07% |
|
2.89% |
28% |
12/31/2019 |
$135,222 |
0.10% |
0.07% |
|
2.75% |
18% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Total return does not include the fee of the Guaranteed Lifetime Withdrawal Benefit. If the fee was included, returns would be lower. |
(e) |
Expense ratio and income ratio do not include expenses of the underlying investments in which the Fund invests. |
(f) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Bloomberg 1-3 Year Credit Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Albert Chan, CFA |
Head of Portfolio Construction |
2024 |
Joanne M. Driscoll, CFA |
Head of Short Term Liquid Markets |
2024 |
Brett S. Kozlowski, CFA |
Co-Head of Structured Credit |
2024 |
Michael J. Lima, CFA |
Portfolio Manager, Analyst |
2024 |
Andrew C. Benson |
Portfolio Manager |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.97 |
0.32 |
0.24 |
0.56 |
(0.00) (d) |
(0.24) |
— |
(0.24) |
$10.29 |
5.67% |
12/31/2022 |
$10.57 |
0.19 |
(0.64) |
(0.45) |
— |
(0.15) |
— |
(0.15) |
$9.97 |
(4.25%) |
12/31/2021 |
$10.77 |
0.11 |
(0.11) |
0.00 |
(0.00) (d) |
(0.11) |
(0.09) |
(0.20) |
$10.57 |
(0.03%) |
12/31/2020 |
$10.52 |
0.18 |
0.30 |
0.48 |
— |
(0.20) |
(0.03) |
(0.23) |
$10.77 |
4.63% |
12/31/2019 |
$10.19 |
0.27 |
0.28 |
0.55 |
(0.00) (d) |
(0.22) |
— |
(0.22) |
$10.52 |
5.40% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.29 |
0.33 |
0.22 |
0.55 |
(0.00) (d) |
(0.31) |
— |
(0.31) |
$9.53 |
5.98% |
12/31/2022 |
$9.88 |
0.20 |
(0.59) |
(0.39) |
— |
(0.20) |
— |
(0.20) |
$9.29 |
(3.95%) |
12/31/2021 |
$10.11 |
0.14 |
(0.10) |
0.04 |
(0.00) (d) |
(0.18) |
(0.09) |
(0.27) |
$9.88 |
0.34% |
12/31/2020 |
$9.94 |
0.21 |
0.27 |
0.48 |
— |
(0.28) |
(0.03) |
(0.31) |
$10.11 |
4.99% |
12/31/2019 |
$9.67 |
0.29 |
0.27 |
0.56 |
(0.00) (d) |
(0.29) |
— |
(0.29) |
$9.94 |
5.83% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$66,610 |
0.67% |
0.60% |
|
3.15% |
58% |
12/31/2022 |
$63,874 |
0.68% |
0.60% |
|
1.84% |
76% |
12/31/2021 |
$58,567 |
0.66% |
0.60% |
|
1.06% |
123% |
12/31/2020 |
$48,834 |
0.67% |
0.60% |
|
1.73% |
119% |
12/31/2019 |
$47,582 |
0.67% |
0.60% |
|
2.58% |
136% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$341,422 |
0.28% |
0.25% |
|
3.51% |
58% |
12/31/2022 |
$271,140 |
0.28% |
0.25% |
|
2.12% |
76% |
12/31/2021 |
$317,200 |
0.26% |
0.25% |
|
1.43% |
123% |
12/31/2020 |
$278,385 |
0.26% |
0.25% |
|
2.06% |
119% |
12/31/2019 |
$220,267 |
0.27% |
0.25% |
|
2.93% |
136% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
Investor Class |
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Russell 2000® Growth Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Lord Abbett | ||
F. Thomas O’Halloran, J.D., CFA |
Partner & Portfolio Manager |
2015 |
Matthew R. DeCicco, CFA |
Partner & Director of Equities |
2015 |
Vernon T. Bice, CMT |
Portfolio Manager |
2019 |
Steven H. Wortman |
Portfolio Manager |
2020 |
Peregrine | ||
William A. Grierson, CFA |
Principal & Portfolio Manager |
2015 |
Paul E. von Kuster, CFA |
Principal & Portfolio Manager |
2015 |
Ryan H. Smith, CFA |
Principal & Portfolio Manager |
2021 |
Samuel D. Smith, CFA |
Principal & Portfolio Manager |
2021 |
Allison Lewis, CFA |
Principal & Portfolio Manager |
2023 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment loss(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.90 |
(0.07) |
1.47 |
1.40 |
- |
(0.00)(d) |
-(d) |
$10.30 |
15.76% |
12/31/2022 |
$12.41 |
(0.08) |
(3.06) |
(3.14) |
(0.05) |
(0.32) |
(0.37) |
$8.90 |
(25.36%) |
12/31/2021 |
$13.40 |
(0.12) |
1.98 |
1.86 |
(1.05) |
(1.80) |
(2.85) |
$12.41 |
13.76% |
12/31/2020 |
$10.89 |
(0.07) |
4.00 |
3.93 |
(0.85) |
(0.57) |
(1.42) |
$13.40 |
36.90% |
12/31/2019 |
$8.91 |
(0.05) |
2.48 |
2.43 |
- |
(0.45) |
(0.45) |
$10.89 |
27.28% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.14 |
(0.03) |
1.50 |
1.47 |
- |
(0.00)(d) |
-(d) |
$10.61 |
16.11% |
12/31/2022 |
$12.68 |
(0.04) |
(3.13) |
(3.17) |
(0.05) |
(0.32) |
(0.37) |
$9.14 |
(25.04%) |
12/31/2021 |
$13.59 |
(0.07) |
1.99 |
1.92 |
(1.03) |
(1.80) |
(2.83) |
$12.68 |
14.03% |
12/31/2020 |
$11.02 |
(0.04) |
4.08 |
4.04 |
(0.90) |
(0.57) |
(1.47) |
$13.59 |
37.51% |
12/31/2019 |
$8.99 |
(0.02) |
2.51 |
2.49 |
(0.01) |
(0.45) |
(0.46) |
$11.02 |
27.69% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment loss to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$8,975 |
1.78% |
1.19% |
|
(0.71%) |
60% |
12/31/2022 |
$5,602 |
1.75% |
1.19% |
|
(0.78%) |
60% |
12/31/2021 |
$7,720 |
1.60% |
1.19% |
|
(0.85%) |
60% |
12/31/2020 |
$7,908 |
1.67% |
1.19% |
|
(0.67%) |
80% |
12/31/2019 |
$6,521 |
1.66% |
1.19% |
|
(0.53%) |
70% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$127,503 |
0.95% |
0.84% |
|
(0.35%) |
60% |
12/31/2022 |
$101,748 |
0.95% |
0.84% |
|
(0.43%) |
60% |
12/31/2021 |
$128,226 |
0.91% |
0.84% |
|
(0.50%) |
60% |
12/31/2020 |
$111,767 |
0.92% |
0.84% |
|
(0.32%) |
80% |
12/31/2019 |
$98,861 |
0.92% |
0.84% |
|
(0.16%) |
70% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell 2000® Value Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Hotchkis & Wiley | ||
Judd Peters, CFA |
Portfolio Manager |
2020 |
Ryan Thomes, CFA |
Portfolio Manager |
2020 |
Loomis Sayles | ||
Joseph R. Gatz, CFA |
Portfolio Manager |
2000 |
Jeffrey Schwartz, CFA |
Portfolio Manager |
2012 |
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$31.17 |
0.19 |
5.36 |
5.55 |
(0.02) |
(0.79) |
(0.81) |
$35.91 |
17.81% |
12/31/2022 |
$35.69 |
0.23 |
(3.83) |
(3.60) |
(0.02) |
(0.90) |
(0.92) |
$31.17 |
(10.03%) |
12/31/2021 |
$29.05 |
0.14 |
8.72 |
8.86 |
(1.20) |
(1.02) |
(2.22) |
$35.69 |
30.67% |
12/31/2020 |
$28.23 |
0.14 |
0.75 |
0.89 |
- |
(0.07) |
(0.07) |
$29.05 |
3.20% |
12/31/2019 |
$22.75 |
0.09 |
5.52 |
5.61 |
(0.00) (d) |
(0.13) |
(0.13) |
$28.23 |
24.67% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$6.58 |
0.07 |
1.12 |
1.19 |
(0.22) |
(0.79) |
(1.01) |
$6.76 |
18.19% |
12/31/2022 |
$8.40 |
0.08 |
(0.92) |
(0.84) |
(0.08) |
(0.90) |
(0.98) |
$6.58 |
(9.70%) |
12/31/2021 |
$8.00 |
0.07 |
2.40 |
2.47 |
(1.05) |
(1.02) |
(2.07) |
$8.40 |
31.17% |
12/31/2020 |
$7.84 |
0.06 |
0.20 |
0.26 |
(0.03) |
(0.07) |
(0.10) |
$8.00 |
3.54% |
12/31/2019 |
$6.41 |
0.05 |
1.56 |
1.61 |
(0.05) |
(0.13) |
(0.18) |
$7.84 |
25.17% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$70,367 |
1.17% |
1.09% |
|
0.57% |
74% |
12/31/2022 |
$62,951 |
1.14% |
1.09% |
|
0.71% |
46% |
12/31/2021 |
$74,488 |
1.12% |
1.09% |
|
0.41% |
40% |
12/31/2020 |
$68,753 |
1.13% |
1.09% |
|
0.58% |
93% |
12/31/2019 |
$65,827 |
1.13% |
1.09% |
|
0.35% |
25% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$385,952 |
0.74% |
0.74% |
|
1.02% |
74% |
12/31/2022 |
$317,543 |
0.74% |
0.74% |
|
1.06% |
46% |
12/31/2021 |
$394,560 |
0.73% |
0.73% |
|
0.77% |
40% |
12/31/2020 |
$351,671 |
0.74% |
0.74% |
|
0.97% |
93% |
12/31/2019 |
$223,721 |
0.73% |
0.73% |
|
0.71% |
25% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Russell 3000® Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Russell Midcap® Growth Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
|
|
Income (Loss) from Investment Operations: |
|
Less Distributions: |
|
| |||
|
Net asset value, beginning of year |
Net investment income (loss)(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$30.63 |
(0.09) |
6.19 |
6.10 |
— |
(0.95) |
(0.95) |
$35.78 |
19.92% |
12/31/2022 |
$40.74 |
(0.13) |
(9.16) |
(9.29) |
(0.01) |
(0.81) |
(0.82) |
$30.63 |
(22.79%) |
12/31/2021 |
$37.22 |
(0.23) |
5.75 |
5.52 |
(0.07) |
(1.93) |
(2.00) |
$40.74 |
14.83% |
12/31/2020 |
$30.83 |
(0.11) |
7.52 |
7.41 |
— |
(1.02) |
(1.02) |
$37.22 |
24.11% |
12/31/2019 |
$24.00 |
(0.02) |
7.52 |
7.50 |
(0.00) (d) |
(0.67) |
(0.67) |
$30.83 |
31.28% |
Institutional Class |
|
|
|
|
|
|
|
|
|
12/31/2023 |
$5.88 |
0.01 |
1.18 |
1.19 |
(0.02) |
(0.95) |
(0.97) |
$6.10 |
20.35% |
12/31/2022 |
$8.64 |
(0.00) |
(1.95) |
(1.95) |
(0.00) (d) |
(0.81) |
(0.81) |
$5.88 |
(22.46%) |
12/31/2021 |
$9.25 |
(0.02) |
1.43 |
1.41 |
(0.09) |
(1.93) |
(2.02) |
$8.64 |
15.26% |
12/31/2020 |
$8.28 |
(0.00) (d) |
2.01 |
2.01 |
(0.02) |
(1.02) |
(1.04) |
$9.25 |
24.52% |
12/31/2019 |
$6.85 |
0.02 |
2.15 |
2.17 |
(0.07) |
(0.67) |
(0.74) |
$8.28 |
31.73% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income (loss) to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$908,374 |
1.02% |
1.02% |
|
(0.28%) |
34% |
12/31/2022 |
$769,183 |
1.03% |
1.02% |
|
(0.39%) |
39% |
12/31/2021 |
$868,785 |
1.02% |
1.02% |
|
(0.57%) |
21% |
12/31/2020 |
$742,366 |
1.02% |
1.02% |
|
(0.36%) |
28% |
12/31/2019 |
$787,200 |
1.02% |
1.02% |
|
(0.07%) |
30% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$900,361 |
0.66% |
0.66% |
|
0.08% |
34% |
12/31/2022 |
$784,969 |
0.67% |
0.67% |
|
(0.05%) |
39% |
12/31/2021 |
$1,139,527 |
0.67% |
0.67% |
|
(0.22%) |
21% |
12/31/2020 |
$1,222,584 |
0.67% |
0.67% |
|
(0.01%) |
28% |
12/31/2019 |
$1,163,973 |
0.67% |
0.67% |
|
0.28% |
30% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
Fund Summary |
|
Purchase and Sale of Fund Shares |
|
Tax Information |
|
Payments to Insurers, Broker-Dealers and Other Financial Intermediaries |
|
More Information About the Fund |
|
Management and Organization |
|
Shareholder Information |
|
Financial Highlights |
|
Additional Information |
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement2 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Ten Years |
Since Inception |
Inception Date |
Institutional Class |
|
|
|
|
|
Investor Class |
|
|
|
|
|
Bloomberg U.S. Aggregate Bond Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Bloomberg U.S. Government/Mortgage Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
S. Kenneth Leech |
Co-Chief Investment Officer |
2024 |
Keith A. Luna |
Portfolio Manager/Research Analyst |
2024 |
Julien Scholnick |
Portfolio Manager |
2024 |
Frederick R. Marki |
Portfolio Manager |
2024 |
Nicholas Mastroianni |
Portfolio Manager |
2024 |
John L. Bellows |
Portfolio Manager |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return (b)(c) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$10.71 |
0.37 |
0.10 |
0.47 |
- |
(0.26) |
- |
(0.26) |
$10.92 |
4.44% |
12/31/2022 |
$12.36 |
0.21 |
(1.70) |
(1.49) |
(0.00) (d) |
(0.16) |
- |
(0.16) |
$10.71 |
(12.08%) |
12/31/2021 |
$12.91 |
0.08 |
(0.36) |
(0.28) |
(0.02) |
(0.06) |
(0.19) |
(0.27) |
$12.36 |
(2.15%) |
12/31/2020 |
$12.31 |
0.18 |
0.54 |
0.72 |
- |
(0.11) |
(0.01) |
(0.12) |
$12.91 |
5.87% |
12/31/2019 |
$11.78 |
0.27 |
0.45 |
0.72 |
(0.00) (d) |
(0.19) |
- |
(0.19) |
$12.31 |
6.12% |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.20 |
0.31 |
0.07 |
0.38 |
- |
(0.36) |
- |
(0.36) |
$8.22 |
4.76% |
12/31/2022 |
$9.56 |
0.18 |
(1.30) |
(1.12) |
(0.00) (d) |
(0.24) |
- |
(0.24) |
$8.20 |
(11.72%) |
12/31/2021 |
$10.03 |
0.10 |
(0.28) |
(0.18) |
(0.03) |
(0.07) |
(0.19) |
(0.29) |
$9.56 |
(1.84%) |
12/31/2020 |
$9.65 |
0.18 |
0.43 |
0.61 |
- |
(0.22) |
(0.01) |
(0.23) |
$10.03 |
6.37% |
12/31/2019 |
$9.33 |
0.24 |
0.35 |
0.59 |
(0.00) (d) |
(0.27) |
- |
(0.27) |
$9.65 |
6.36% |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(e)(f) |
Supplemental Data and Ratios |
|
|
|
|
|
|
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$307,756 |
0.62% |
0.60% |
|
3.40% |
47% |
12/31/2022 |
$374,269 |
0.63% |
0.60% |
|
1.84% |
247% |
12/31/2021 |
$326,788 |
0.65% |
0.60% |
|
0.62% |
264% |
12/31/2020 |
$131,043 |
0.63% |
0.60% |
|
1.42% |
81% |
12/31/2019 |
$145,887 |
0.64% |
0.60% |
|
2.19% |
57% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$349,065 |
0.28% |
0.25% |
|
3.78% |
47% |
12/31/2022 |
$210,079 |
0.26% |
0.25% |
|
2.10% |
247% |
12/31/2021 |
$250,972 |
0.26% |
0.25% |
|
1.00% |
264% |
12/31/2020 |
$256,152 |
0.26% |
0.25% |
|
1.75% |
81% |
12/31/2019 |
$230,034 |
0.26% |
0.25% |
|
2.54% |
57% |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return does not include any fees or expenses of variable insurance contracts, if applicable. If such fees or expenses were included, the return shown would have been lower. |
(c) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Portfolio turnover is calculated at the Fund level. |
(f) |
Portfolio turnover includes purchases and sales related to TBA transactions, including dollar roll transactions, which occurred during the period. Excluding TBA and dollar roll transactions, the portfolio turnover would have been 40%, 115%, 85%, 38% and 54% for the years ended December 31 2023, 2022, 2021, 2020 and 2019, respectively. |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
Maximum Deferred Sales Charge (Load) |
|
Maximum Sales Charge (Load) Imposed on Reinvested Dividends |
|
Redemption Fee |
|
Exchange Fee |
|
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class before taxes |
|
|
|
|
Institutional Class after taxes on distributions |
|
|
|
|
Institutional Class after taxes on distributions and sale of fund shares |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Investor Class before taxes |
|
|
- |
|
Bloomberg U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or taxes) |
|
|
- |
|
Name |
Title |
Portfolio Manager of Fund Since |
Loomis Sayles | ||
Matthew J. Eagan, CFA |
Vice President & Portfolio Manager |
2018 |
Brian P. Kennedy |
Portfolio Manager |
2018 |
Western Asset | ||
S. Kenneth Leech |
Co-Chief Investment Officer |
2024 |
Keith A. Luna |
Portfolio Manager/Research Analyst |
2024 |
Julien Scholnick |
Portfolio Manager |
2024 |
Frederick R. Marki |
Portfolio Manager |
2024 |
Nicholas Mastroianni |
Portfolio Manager |
2024 |
John L. Bellows |
Portfolio Manager |
2024 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.44 |
0.30 |
0.22 |
0.52 |
— |
(0.31) |
— |
(0.31) |
$8.65 |
6.06% |
12/31/2022 (c) |
$9.02 |
0.13 |
(0.54) |
(0.41) |
(0.00) (d) |
(0.16) |
— |
(0.16) |
$8.44 |
(4.58%) (e) |
04/30/2022 |
$9.85 |
0.07 |
(0.86) |
(0.79) |
— |
(0.04) |
— |
(0.04) |
$9.02 |
(8.04%) |
04/30/2021 (f) |
$10.00 |
0.03 |
(0.17) |
(0.14) |
— |
(0.01) |
— |
(0.01) |
$9.85 |
(1.35%) (e) |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.60 |
0.37 |
0.24 |
0.61 |
— |
(0.34) |
— |
(0.34) |
$9.87 |
6.42% |
12/31/2022 (c) |
$10.23 |
0.18 |
(0.64) |
(0.46) |
(0.00) (d) |
(0.17) |
— |
(0.17) |
$9.60 |
(4.47%) (e) |
04/30/2022 |
$11.14 |
0.12 |
(0.98) |
(0.86) |
— |
(0.05) |
— |
(0.05) |
$10.23 |
(7.72%) |
04/30/2021 |
$10.86 |
0.17 |
0.11 |
0.28 |
— |
(0.00) (d) |
— |
— (d) |
$11.14 |
2.60% |
04/30/2020 |
$10.13 |
0.28 |
0.65 |
0.93 |
— |
(0.20) |
— |
(0.20) |
$10.86 |
9.32% |
04/30/2019 (g) |
$10.00 |
0.27 |
0.12 |
0.39 |
— |
(0.26) |
(0.00)(d) |
(0.26) |
$10.13 |
3.93% (e) |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(h)(i) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$1,711,276 |
0.75% |
0.75% |
|
3.52% |
50% |
12/31/2022 (c) |
$1,662,026 |
0.77% (j) |
0.77% (j) |
|
2.27% (j) |
96%(e) |
04/30/2022 |
$1,773,436 |
0.76% |
0.76% |
|
0.76% |
210% |
04/30/2021 (f) |
$951,807 |
0.79% (j) |
0.79% (j) |
|
0.42% (j) |
180% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$11,998 |
0.74% |
0.45% |
|
3.83% |
50% |
12/31/2022 (c) |
$11,600 |
0.57% (j) |
0.45% (j) |
|
2.64% (j) |
96%(e) |
04/30/2022 |
$10,647 |
0.88% |
0.45% |
|
1.09% |
210% |
04/30/2021 |
$4,298 |
1.13% |
0.45% |
|
1.50% |
180% |
04/30/2020 |
$10,459 |
1.37% |
0.45% |
|
2.64% |
60% |
04/30/2019 (g) |
$8,949 |
1.67% (j) |
0.45% (j) |
|
3.21% (j) |
17%(e) |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(c) |
For the period May 1, 2022 to December 31, 2022. The Board of Directors of Empower Funds, Inc. approved a change to the Fund's fiscal year end from April 30 to December 31, beginning December 31, 2022. |
(d) |
Amount was less than $0.01 per share. |
(e) |
Not annualized for periods less than one full year. |
(f) |
Investor Class inception date was September 3, 2020. |
(g) |
Institutional Class inception date was June 25, 2018. |
(h) |
Portfolio turnover is calculated at the Fund level. |
(i) |
Portfolio turnover includes purchases and sales related to TBA transactions, including dollar roll transactions, which occurred during the period. Excluding TBA and dollar roll transactions, the portfolio turnover would have been 46% for the year ended December 31, 2023, 52% for the period ended December 31, 2022, and 40%, 51%, 57%, and 17% for the years ended April 30, 2022, 2021, 2020, and 2019, respectively. |
(j) |
Annualized. |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
Maximum Deferred Sales Charge (Load) |
|
Maximum Sales Charge (Load) Imposed on Reinvested Dividends |
|
Redemption Fee |
|
Exchange Fee |
|
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class before taxes |
|
|
|
|
Institutional Class after taxes on distributions |
|
- |
- |
|
Institutional Class after taxes on distributions and sale of fund shares |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Bloomberg 1-10 Year U.S. Treasury Inflation-Protected Securities Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Investor Class before taxes |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index¹ (reflects no deduction for fees, expenses or taxes) |
|
|
- |
|
Bloomberg 1-10 Year U.S. Treasury Inflation-Protected Securities Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Jon Calluzzo |
Managing Director; Fixed Income Lead Portfolio Manager |
2022 |
Peter Stone |
Managing Director |
2020 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$2.67 |
0.10 |
0.01 |
0.11 |
— |
(0.08) |
— |
(0.08) |
$2.70 |
4.16% |
12/31/2022 (c) |
$2.90 |
0.10 |
(0.26) |
(0.16) |
— |
(0.07) |
— |
(0.07) |
$2.67 |
(5.66%) (d) |
04/30/2022 |
$6.46 |
0.24 |
(0.13) |
0.11 |
(1.64) |
(0.21) |
(1.82) |
(3.67) |
$2.90 |
0.54% |
04/30/2021 (e) |
$10.00 |
0.25 |
0.01 |
0.26 |
— |
(1.97) |
(1.83) |
(3.80) |
$6.46 |
3.22% (d) |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$3.61 |
0.16 |
0.00 (f) |
0.16 |
— |
(0.08) |
— |
(0.08) |
$3.69 |
4.65% |
12/31/2022 (c) |
$3.87 |
0.16 |
(0.35) |
(0.19) |
— |
(0.07) |
— |
(0.07) |
$3.61 |
(5.01%) (d) |
04/30/2022 |
$7.32 |
0.28 |
(0.16) |
0.12 |
(1.61) |
(0.14) |
(1.82) |
(3.57) |
$3.87 |
0.73% |
04/30/2021 |
$10.39 |
0.15 |
0.66 |
0.81 |
— |
(2.05) |
(1.83) |
(3.88) |
$7.32 |
8.43% |
04/30/2020 |
$10.22 |
0.22 |
0.26 |
0.48 |
— |
(0.27) |
(0.04) |
(0.31) |
$10.39 |
4.68% |
04/30/2019 (g) |
$10.00 |
0.19 |
0.07 |
0.26 |
— |
(0.04) |
— |
(0.04) |
$10.22 |
2.60% (d) |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(h)(i) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$344,472 |
0.84% |
0.70% |
|
3.89% |
75% |
12/31/2022 (c) |
$39,426 |
1.34% (j) |
0.70% (j) |
|
5.24% (j) |
106%(d) |
04/30/2022 |
$12,843 |
1.90% |
0.70% |
|
5.02% |
50% |
04/30/2021 (e) |
$9,062 |
0.96% (j) |
0.70% (j) |
|
4.14% (j) |
147% |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$2,406 |
1.97% |
0.35% |
|
4.47% |
75% |
12/31/2022 (c) |
$2,380 |
1.67% (j) |
0.35% (j) |
|
6.30% (j) |
106%(d) |
04/30/2022 |
$2,181 |
3.43% |
0.35% |
|
5.18% |
50% |
04/30/2021 |
$658 |
8.35% |
0.35% |
|
1.72% |
147% |
04/30/2020 |
$209 |
22.01% |
0.38% |
|
2.08% |
59% |
04/30/2019 (g) |
$88 |
1.72% (j) |
0.40% (j) |
|
2.26% (j) |
121%(d) |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(c) |
For the period May 1, 2022 to December 31, 2022. The Board of Directors of Empower Funds, Inc. approved a change to the Fund's fiscal year end from April 30 to December 31, beginning December 31, 2022. |
(d) |
Not annualized for periods less than one full year. |
(e) |
Investor Class inception date was September 3, 2020. |
(f) |
Amount was less than $0.01 per share. |
(g) |
Institutional Class inception date was June 25, 2018. |
(h) |
Portfolio turnover is calculated at the Fund level. |
(i) |
Portfolio turnover includes purchases and sales related to TBA transactions, including dollar roll transactions, which occurred during the period. Excluding TBA and dollar roll transactions, the portfolio turnover would have been 63% for the year ended December 31, 2023, 106% for the period ended December 31, 2022, and 50%, 147%, 59%, and 121% for the years ended April 30, 2022, 2021, 2020, and 2019, respectively. |
(j) |
Annualized. |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
Maximum Deferred Sales Charge (Load) |
|
Maximum Sales Charge (Load) Imposed on Reinvested Dividends |
|
Redemption Fee |
|
Exchange Fee |
|
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class before taxes |
|
|
|
|
Institutional Class after taxes on distributions |
|
|
|
|
Institutional Class after taxes on distributions and sale of fund shares |
|
|
|
|
MSCI EAFE Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Investor Class before taxes |
|
|
|
|
MSCI EAFE Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
Franklin Templeton | ||
John P. Remmert, J.D. |
Senior Vice President & Portfolio Manager |
2018 |
Donald G. Huber, CFA |
Senior Vice President & Portfolio Manager |
2018 |
ILIM | ||
Nicola Dowdall |
Head of ETFs & Affiliates |
2018 |
Michael Lynch, CFA |
Head of Index Solutions |
2018 |
Peter Leonard, CFA |
Head of Indexation Equity |
2018 |
LSV | ||
Josef Lakonishok |
Founding Partner, CEO, CIO & Portfolio Manager |
2018 |
Menno Vermeulen, CFA |
Partner, Portfolio Manager |
2018 |
Puneet Mansharamani, CFA |
Partner, Portfolio Manager |
2018 |
Greg Sleight |
Partner, Portfolio Manager |
2018 |
Guy Lakonishok, CFA |
Partner, Portfolio Manager |
2018 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.75 |
0.18 |
1.30 |
1.48 |
— |
(0.19) |
— |
(0.19) |
$10.04 |
17.07% |
12/31/2022 (c) |
$8.98 |
0.15 |
(0.38) |
(0.23) |
— |
— |
— |
— |
$8.75 |
(2.56%) (d) |
04/30/2022 |
$11.19 |
0.14 |
(1.22) |
(1.08) |
(0.67) |
(0.13) |
(0.33) |
(1.13) |
$8.98 |
(10.82%) |
04/30/2021 (e) |
$10.00 |
0.24 |
2.06 |
2.30 |
— |
(0.33) |
(0.78) |
(1.11) |
$11.19 |
23.84% (d) |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$8.35 |
0.22 |
1.22 |
1.44 |
— |
(0.39) |
— |
(0.39) |
$9.40 |
17.55% |
12/31/2022 (c) |
$8.55 |
0.13 |
(0.33) |
(0.20) |
— |
— |
— |
— |
$8.35 |
(2.34%) (d) |
04/30/2022 |
$10.66 |
0.18 |
(1.17) |
(0.99) |
(0.47) |
(0.18) |
(0.47) |
(1.12) |
$8.55 |
(10.51%) |
04/30/2021 |
$8.25 |
0.11 |
3.47 |
3.58 |
— |
(0.39) |
(0.78) |
(1.17) |
$10.66 |
44.45% |
04/30/2020 |
$9.85 |
0.28 |
(1.47) |
(1.19) |
0.00 (f) |
(0.41) |
— |
(0.41) |
$8.25 |
(12.88%) |
04/30/2019 (g) |
$10.00 |
0.11 |
(0.19) |
(0.08) |
— |
(0.07) |
— |
(0.07) |
$9.85 |
(0.83%) (d) |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(h) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$581,928 |
1.10% |
1.00% |
|
1.94% |
16% |
12/31/2022 (c) |
$77,674 |
1.32% (i) |
1.00% (i) |
|
2.64% (i) |
15%(d) |
04/30/2022 |
$273,921 |
1.06% |
1.00% |
|
1.32% |
58% |
04/30/2021 (e) |
$98,555 |
1.41% (i) |
1.00% (i) |
|
3.42% (i) |
94%(d) |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$8,269 |
1.28% |
0.65% |
|
2.43% |
16% |
12/31/2022 (c) |
$7,766 |
1.18% (i) |
0.65% (i) |
|
2.48% (i) |
15%(d) |
04/30/2022 |
$7,023 |
1.23% |
0.65% |
|
1.79% |
58% |
04/30/2021 |
$3,994 |
2.10% |
0.65% |
|
1.06% |
94% |
04/30/2020 |
$1,531 |
1.37% |
0.65% |
|
2.91% |
26% |
04/30/2019 (g) |
$11,640 |
2.07% (i) |
0.65% (i) |
|
1.39% (i) |
29%(d) |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(c) |
For the period May 1, 2022 to December 31, 2022. The Board of Directors of Empower Funds, Inc. approved a change to the Fund's fiscal year end from April 30 to December 31, beginning December 31, 2022. |
(d) |
Not annualized for periods less than one full year. |
(e) |
Investor Class inception date was September 3, 2020. |
(f) |
Amount was less than $0.01 per share. |
(g) |
Institutional Class inception date was June 25, 2018. |
(h) |
Portfolio turnover is calculated at the Fund level. |
(i) |
Annualized. |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
Maximum Deferred Sales Charge (Load) |
|
Maximum Sales Charge (Load) Imposed on Reinvested Dividends |
|
Redemption Fee |
|
Exchange Fee |
|
|
Institutional Class |
Investor Class |
Management Fees |
|
|
Distribution and Service (12b-1) Fees |
|
|
Total Other Expenses |
|
|
Shareholder Services Fees |
|
|
Other Expenses |
|
|
Total Annual Fund Operating Expenses |
|
|
Fee Waiver and Expense Reimbursement1 |
|
|
Total Annual Fund Operating Expenses After Fee Waiver and Expense Reimbursement |
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Investor Class |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
One Year |
Five Years |
Since Inception |
Inception Date |
Institutional Class before taxes |
|
|
|
|
Institutional Class after taxes on distributions |
|
|
|
|
Institutional Class after taxes on distributions and sale of fund shares |
|
|
|
|
Russell 3000® Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Investor Class before taxes |
|
|
|
|
Russell 3000® Index (reflects no deduction for fees, expenses or taxes) |
|
|
|
|
Name |
Title |
Portfolio Manager of Fund Since |
ILIM | ||
Nicola Dowdall |
Head of ETFs & Affiliates |
2018 |
Michael Lynch, CFA |
Head of Index Solutions |
2018 |
Peter Leonard, CFA |
Head of Indexation Equity |
2018 |
JPMorgan | ||
Giri Devulapally, CFA |
Managing Director |
2018 |
Larry H. Lee |
Managing Director |
2020 |
Holly Morris |
Managing Director |
2020 |
Joseph Wilson |
Managing Director |
2020 |
Robert Maloney |
Executive Director |
2023 |
Loomis Sayles | ||
Joseph R. Gatz, CFA |
Portfolio Manager |
2018 |
Jeffrey Schwartz, CFA |
Portfolio Manager |
2018 |
Putnam | ||
Darren Jaroch, CFA |
Portfolio Manager |
2018 |
Lauren B. DeMore, CFA |
Portfolio Manager |
2019 |
|
|
Income (Loss) from Investment Operations: |
Less Distributions: |
|
| |||||
|
Net asset value, beginning of year |
Net investment income (loss)(a) |
Net realized and unrealized gain (loss) |
Total from investment operations |
From return of capital |
From net investment income |
From net realized gains |
Total Distributions |
Net asset value, end of year |
Total Return(b) |
Investor Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$9.45 |
0.07 |
2.09 |
2.16 |
— |
(0.53) |
(0.04) |
(0.57) |
$11.04 |
22.79% |
12/31/2022 (c) |
$9.82 |
0.05 |
(0.42) |
(0.37) |
— |
— |
— |
— |
$9.45 |
(3.77%) (d) |
04/30/2022 |
$12.42 |
(0.01) (e) |
(0.08) |
(0.09) |
(0.27) |
(0.54) |
(1.70) |
(2.51) |
$9.82 |
(2.89%) |
04/30/2021 (f) |
$10.00 |
0.00 (g) |
2.68 |
2.68 |
— |
(0.09) |
(0.17) |
(0.26) |
$12.42 |
27.11% (d) |
Institutional Class |
|
|
|
|
|
|
|
|
|
|
12/31/2023 |
$11.73 |
0.14 |
2.59 |
2.73 |
— |
(0.56) |
(0.04) |
(0.60) |
$13.86 |
23.27% |
12/31/2022 (c) |
$12.16 |
0.09 |
(0.52) |
(0.43) |
— |
— |
— |
— |
$11.73 |
(3.54%) (d) |
04/30/2022 |
$14.68 |
0.04 |
(0.16) |
(0.12) |
(0.53) |
(0.17) |
(1.70) |
(2.40) |
$12.16 |
(2.59%) |
04/30/2021 |
$9.78 |
0.05 |
5.12 |
5.17 |
— |
(0.10) |
(0.17) |
(0.27) |
$14.68 |
53.21% |
04/30/2020 |
$10.41 |
0.09 |
(0.52) |
(0.43) |
— |
(0.04) |
(0.16) |
(0.20) |
$9.78 |
(4.34%) |
04/30/2019 (h) |
$10.00 |
0.07 |
0.41 |
0.48 |
— |
(0.07) |
— |
(0.07) |
$10.41 |
4.89% (d) |
|
Net assets, end of year (000) |
Ratio of expenses to average net assets (before reimbursement and/or waiver, if applicable) |
Ratio of expenses to average net assets (after reimbursement and/or waiver, if applicable) |
|
Ratio of net investment income (loss) to average net assets (after reimbursement and/or waiver, if applicable) |
Portfolio turnover rate(i) |
Investor Class |
|
|
|
|
|
|
12/31/2023 |
$678,303 |
0.89% |
0.89% |
|
0.71% |
76% |
12/31/2022 (c) |
$253,476 |
1.09% (j) |
0.90% (j) |
|
0.83% (j) |
62%(d) |
04/30/2022 |
$6,286 |
1.57% |
0.90% |
|
(0.12%) |
132% |
04/30/2021 (f) |
$1,781 |
3.36% (j) |
0.90% (j) |
|
0.01% (j) |
69%(d) |
Institutional Class |
|
|
|
|
|
|
12/31/2023 |
$16,411 |
0.59% |
0.55% |
|
1.10% |
76% |
12/31/2022 (c) |
$15,462 |
0.89% (j) |
0.55% (j) |
|
1.09% (j) |
62%(d) |
04/30/2022 |
$23,714 |
1.02% |
0.55% |
|
0.26% |
132% |
04/30/2021 |
$18,242 |
1.26% |
0.55% |
|
0.42% |
69% |
04/30/2020 |
$9,871 |
1.49% |
0.55% |
|
0.87% |
65% |
04/30/2019 (h) |
$8,066 |
2.20% (j) |
0.55% (j) |
|
0.89% (j) |
34%(d) |
(a) |
Per share amounts are based upon average shares outstanding. |
(b) |
Total return shown net of expenses reimbursed and/or waived, if applicable. Without the expense reimbursement and/or waiver, the return shown would have been lower. |
(c) |
For the period May 1, 2022 to December 31, 2022. The Board of Directors of Empower Funds, Inc. approved a change to the Fund's fiscal year end from April 30 to December 31, beginning December 31, 2022. |
(d) |
Not annualized for periods less than one full year. |
(e) |
The per share amount does not correspond to activity reflected in the Statement of Operations due to class specific expenses during the period. |
(f) |
Investor Class inception date was September 3, 2020. |
(g) |
Amount was less than $0.01 per share. |
(h) |
Institutional Class inception date was June 25, 2018. |
(i) |
Portfolio turnover is calculated at the Fund level. |
(j) |
Annualized. |
Empower Ariel Mid Cap Value Fund Institutional Class Ticker: MXOAX Investor Class Ticker: MXMCX |
Empower Small Cap Growth Fund Institutional Class Ticker: MXMSX Investor Class Ticker: MXMTX |
Empower Bond Index Fund Institutional Class Ticker: MXCOX Investor Class Ticker: MXBIX |
Empower Small Cap Value Fund Institutional Class Ticker: MXTFX Investor Class Ticker: MXLSX |
Empower Core Bond Fund Institutional Class Ticker: MXIUX Investor Class Ticker: MXFDX |
Empower T. Rowe Price Mid Cap Growth Fund Institutional Class Ticker: MXYKX Investor Class Ticker: MXMGX |
Empower Emerging Markets Equity Fund Institutional Class Ticker: MXENX Investor Class Ticker: MXEOX |
Empower U.S. Government Securities Fund Institutional Class Ticker: MXDQX Investor Class Ticker: MXGMX |
Empower Global Bond Fund Institutional Class Ticker: MXZMX Investor Class Ticker: MXGBX |
Empower Aggressive Profile Fund Institutional Class Ticker: MXGTX Investor Class Ticker: MXAPX |
Empower Government Money Market Fund Institutional Class Ticker: MXGXX Investor Class Ticker: MXMXX |
Empower Conservative Profile Fund Institutional Class Ticker: MXKVX Investor Class Ticker: MXCPX Class L Ticker: MXIPX |
Empower High Yield Bond Fund Institutional Class Ticker: MXFRX Investor Class Ticker: MXHYX |
Empower Moderate Profile Fund Institutional Class Ticker: MXITX Investor Class Ticker: MXMPX Class L Ticker: MXGPX |
Empower Inflation-Protected Securities Fund Institutional Class Ticker: MXIOX Investor Class Ticker: MXIHX |
Empower Moderately Aggressive Profile Fund Institutional Class Ticker: MXHRX Investor Class Ticker: MXBPX |
Empower International Growth Fund Institutional Class Ticker: MXHTX Investor Class Ticker: MXIGX |
Empower Moderately Conservative Profile Fund Institutional Class Ticker: MXJUX Investor Class Ticker: MXDPX Class L Ticker: MXHPX |
Empower International Index Fund Institutional Class Ticker: MXPBX Investor Class Ticker: MXINX |
Empower Lifetime 2015 Fund Institutional Class Ticker: MXNYX Investor Class Ticker: MXLYX Service Class Ticker: MXLZX |
Empower International Value Fund Institutional Class Ticker: MXJVX Investor Class Ticker: MXIVX |
Empower Lifetime 2020 Fund Institutional Class Ticker: MXAKX Investor Class Ticker: MXAGX Service Class Ticker: MXAHX |
Empower Large Cap Growth Fund Institutional Class Ticker: MXGSX Investor Class Ticker: MXLGX |
Empower Lifetime 2025 Fund Institutional Class Ticker: MXQBX Investor Class Ticker: MXELX Service Class Ticker: MXFLX |
Empower Large Cap Value Fund Institutional Class Ticker: MXVHX Investor Class Ticker: MXEQX Investor II Class Ticker: MXHAX |
Empower Lifetime 2030 Fund Institutional Class Ticker: MXAYX Investor Class Ticker: MXATX Service Class Ticker: MXAUX |
Empower Mid Cap Value Fund Institutional Class Ticker: MXKJX Investor Class Ticker: MXMVX |
Empower Lifetime 2035 Fund Institutional Class Ticker: MXTBX Investor Class Ticker: MXKLX Service Class Ticker: MXLLX |
Empower Multi-Sector Bond Fund Institutional Class Ticker: MXUGX Investor Class Ticker: MXLMX |
Empower Lifetime 2040 Fund Institutional Class Ticker: MXBGX Investor Class Ticker: MXBDX Service Class Ticker: MXBEX |
Empower Real Estate Index Fund Institutional Class Ticker: MXSFX Investor Class Ticker: MXREX |
Empower Lifetime 2045 Fund Institutional Class Ticker: MXWEX Investor Class Ticker: MXQLX Service Class Ticker: MXRLX |
Empower S&P 500® Index Fund Institutional Class Ticker: MXKWX Investor Class Ticker: MXVIX |
Empower Lifetime 2050 Fund Institutional Class Ticker: MXBSX Investor Class Ticker: MXBOX Service Class Ticker: MXBQX |
Empower S&P Mid Cap 400® Index Fund Institutional Class Ticker: MXNZX Investor Class Ticker: MXMDX Class L Ticker: MXBUX |
Empower Lifetime 2055 Fund Institutional Class Ticker: MXZHX Investor Class Ticker: MXWLX Service Class Ticker: MXXLX |
Empower S&P Small Cap 600® Index Fund Institutional Class Ticker: MXERX Investor Class Ticker: MXISX Class L: MXNSX |
Empower Lifetime 2060 Fund Institutional Class Ticker: MXGUX Investor Class Ticker: MXGNX Service Class Ticker: MXGQX |
Empower Short Duration Bond Fund Institutional Class Ticker: MXXJX Investor Class Ticker: MXSDX |
Empower SecureFoundation® Balanced Fund Institutional Class Ticker: MXCJX Investor Class Ticker: MXSBX Service Class Ticker: MXSHX Class L Ticker: MXLDX |
Empower Ariel Mid Cap Value Fund |
Empower Multi-Sector Bond Fund |
Empower Bond Index Fund |
Empower Real Estate Index Fund |
Empower Core Bond Fund |
Empower S&P 500 Index Fund |
Empower Emerging Markets Equity Fund |
Empower S&P Mid Cap 400 Index Fund |
Empower Global Bond Fund |
Empower S&P Small Cap 600 Index Fund |
Empower Government Money Market Fund |
Empower Short Duration Bond Fund |
Empower High Yield Bond Fund |
Empower Small Cap Growth Fund |
Empower Inflation-Protected Securities Fund |
Empower Small Cap Value Fund |
Empower Large Cap Growth Fund |
Empower T. Rowe Price Mid Cap Growth Fund |
Empower Large Cap Value Fund |
Empower U.S. Government Securities Fund |
Empower Mid Cap Value Fund |
|
Independent Directors* | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served** |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Gail H. Klapper 8515 East Orchard Road, Greenwood Village, CO 80111 80 |
Chair & Independent Director |
Since 2016 (as Chair) Since 2007 (as Independent Director) |
Managing Attorney, Klapper Law Firm; Member/Director, The Colorado Forum; Director, Gold, Inc.; Member, Colorado State Fair Board Authority; Manager, 6K Ranch, LLC; and former Director, Guaranty Bancorp |
45 |
Director, Gold, Inc. |
James A. Hillary*** 8515 East Orchard Road, Greenwood Village, CO 80111 61 |
Independent Director |
Since 2017 |
Principal and Founding Partner, Fios Partners LLC; Member, Fios Capital, LLC, Fios Holdings LLC; Sole Member, Independence Capital Asset Partners, LLC, Fios Companies LLC, Resolute Capital Asset Partners LLC; Manager, Applejack Holdings, LLC; and Manager and Member, Prestige Land Holdings, LLC |
45 |
N/A |
R. Timothy Hudner**** 8515 East Orchard Road, Greenwood Village, CO 80111 64 |
Independent Director |
Since 2017 |
Former Director, Colorado State Housing Board, Grand Junction Housing Authority and Counseling and Education Center |
45 |
N/A |
Steven A. Lake 8515 East Orchard Road, Greenwood Village, CO 80111 69 |
Independent Director |
Since 2017 |
Managing Member, Lake Advisors, LLC; Member, Gart Capital Partners, LLC; and Executive Member, Sage Enterprise Holdings, LLC |
45 |
N/A |
Stephen G. McConahey 8515 East Orchard Road, Greenwood Village, CO 80111 80 |
Independent Director & Audit Committee Chair |
Since 2011 (as Independent Director) Since 2015 (as Audit Committee Chair) |
Chairman, SGM Capital, LLC; Partner, Iron Gate Capital, LLC; Director, IMA Financial Group, Inc.; Chairman, Board of Trustees, Denver Museum of Nature and Science; and former Director, Guaranty Bancorp |
45 |
Director, IMA Financial Group, Inc.; Chairman, Board of Trustees, Denver Museum of Nature and Science |
Interested Director***** | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Jonathan D. Kreider 8515 East Orchard Road, Greenwood Village, CO 80111 41 |
Director, President & Chief Executive Officer |
Since 2020 |
Executive Vice President & Head of Empower Investments, Empower; Senior Vice President & Head of Empower Investments, Empower of America and Empower Life & Annuity Insurance Company of New York (“Empower of NY”); President, Chief Executive Officer & Manager, ECM; formerly, Vice President, Great-West Funds Investment Products and Empower Advisory Group, LLC (“EAG”) |
45 |
N/A |
Officers | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Jonathan D. Kreider 8515 East Orchard Road, Greenwood Village, CO 80111 41 |
Director, President & Chief Executive Officer |
Since 2020 |
Executive Vice President & Head of Empower Investments, Empower; Senior Vice President & Head of Empower Investments, Empower of America and Empower of NY; President, Chief Executive Officer & Manager, ECM; formerly, Vice President, Great-West Funds Investment Products and EAG |
45 |
N/A |
Katherine Stoner 8515 East Orchard Road, Greenwood Village, CO 80111 67 |
Chief Compliance Officer |
Since 2016 |
Vice President, Compliance Empower Investments, Empower; Chief Compliance Officer, ECM and EAG; Interim Chief Compliance Officer, Empower of America and Empower of NY |
N/A |
N/A |
Ryan L. Logsdon 8515 East Orchard Road, Greenwood Village, CO 80111 50 |
Chief Legal Officer & Secretary |
Since 2010 (as Secretary) Since 2021 (as Chief Legal Officer) |
Deputy General Counsel & Corporate Secretary, Empower, Empower of America & Empower of NY; Vice President & Counsel, ECM; formerly, Vice President & Counsel, Empower Funds; Vice President, Counsel & Secretary, EAG & EFSI |
N/A |
N/A |
Officers | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Kelly B. New 8515 East Orchard Road, Greenwood Village, CO 80111 48 |
Chief Financial Officer & Treasurer |
Since 2021 |
Vice President, Fund Administration, Empower; Chief Financial Officer & Treasurer, ECM; Vice President & Treasurer, CITs, Empower Trust Company, LLC (“ETC”); formerly, Assistant Treasurer Empower Funds, ECM & ETC |
N/A |
N/A |
John A. Clouthier 8515 East Orchard Road, Greenwood Village, CO 80111 56 |
Assistant Treasurer |
Since 2007 |
Vice President, Fund Administration, Empower; Assistant Treasurer, ECM; Assistant Vice President and Assistant Treasurer, ETC |
N/A |
N/A |
Abhijit Dande 8515 East Orchard Road, Greenwood Village, CO 80111 43 |
Derivatives Risk Manager |
Since 2022 |
Vice President, Financial Risk Management, Empower; Derivatives Risk Manager, ECM |
N/A |
N/A |
Name of Director |
Dollar Range of Equity Securities in the Funds |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies Overseen by Director in Family of Investment Companies |
Independent Directors | ||
James A. Hillary |
$0 |
$0 |
R. Timothy Hudner |
$0 |
$0 |
Gail H. Klapper |
$0 |
$0 |
Steven A. Lake |
$0 |
$50,001 - $100,000 |
Stephen G. McConahey |
$0 |
$0 |
Interested Director | ||
Jonathan D. Kreider |
Empower Aggressive Profile Fund - Over $100,000 Empower Moderate Profile Fund - Over $100,000 |
Over $100,000 |
Name of Independent Director |
Aggregate Compensation from Empower Funds |
Pension or Retirement Benefits Accrued as Part of Fund Expenses |
Estimated Annual Benefits Upon Retirement |
Total Compensation from Empower Funds Paid to Directors |
Gail H. Klapper |
$271,500 |
$0 |
$0 |
$271,500 |
James A. Hillary |
$233,500 |
$0 |
$0 |
$233,500 |
R. Timothy Hudner |
$233,500 |
$0 |
$0 |
$233,500 |
Name of Independent Director |
Aggregate Compensation from Empower Funds |
Pension or Retirement Benefits Accrued as Part of Fund Expenses |
Estimated Annual Benefits Upon Retirement |
Total Compensation from Empower Funds Paid to Directors |
Steven A. Lake |
$233,500 |
$0 |
$0 |
$233,500 |
Stephen G. McConahey |
$251,500 |
$0 |
$0 |
$251,500 |
Fund |
Management Fee |
Empower Aggressive Profile Fund |
0.10% of the average daily net assets |
Empower Ariel Mid Cap Value Fund |
0.67% of the average daily net assets |
Empower Bond Index Fund |
0.13% of the average daily net assets on assets up to $3 billion and 0.09% of the average daily net assets on assets over $3 billion |
Empower Conservative Profile Fund |
0.10% of the average daily net assets |
Empower Core Bond Fund |
0.32% of the average daily net assets |
Empower Emerging Markets Equity Fund |
0.93% of the average daily net assets on assets up to $1 billion, 0.88% of the average daily net assets on assets over $1 billion, and 0.83% of the average daily net assets on assets over $2 billion |
Empower Global Bond Fund |
0.57% of the average daily net assets on assets up to $1 billion, 0.52% of the average daily net assets on assets over $1 billion, and 0.47% of the average daily net assets on assets over $2 billion |
Empower Government Money Market Fund |
0.10% of the average daily net assets |
Empower High Yield Bond Fund |
0.60% of the average daily net assets on assets up to $1 billion, 0.55% of the average daily net assets on assets over $1 billion, and 0.50% of the average daily net assets on assets over $2 billion |
Empower Inflation-Protected Securities Fund |
0.33% of the average daily net assets on assets up to $1 billion, 0.28% of the average daily net assets on assets over $1 billion, and 0.23% of the average daily net assets on assets over $2 billion |
Empower International Growth Fund |
0.82% of the average daily net assets on assets up to $1 billion, 0.77% of the average daily net assets on assets over $1 billion, and 0.72% of the average daily net assets on assets over $2 billion |
Empower International Index Fund |
0.25% of the average daily net assets on assets up to $1 billion, 0.20% of the average daily net assets on assets over $1 billion, and 0.15% of the average daily net assets on assets over $2 billion |
Empower International Value Fund |
0.67% of the average daily net assets |
Empower Large Cap Growth Fund |
0.62% of the average daily net assets on assets up to $1 billion, 0.57% of the average daily net assets on assets over $1 billion, and 0.52% of the average daily net assets on assets over $2 billion |
Fund |
Management Fee |
Empower Large Cap Value Fund |
0.61% of the average daily net assets on assets up to $1 billion, 0.56% of the average daily net on assets over $1 billion, and 0.51% of the average daily net assets on assets over $2 billion |
Empower Lifetime 2015 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2020 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2025 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2030 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2035 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2040 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2045 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2050 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2055 Fund |
0.12% of the average daily net assets |
Empower Lifetime 2060 Fund |
0.12% of the average daily net assets |
Empower Mid Cap Value Fund |
0.78% of the average daily net assets on assets up to $1 billion, 0.73% of the average daily net assets on assets over $1 billion, and 0.68% of the average daily net assets on assets over $2 billion |
Empower Moderate Profile Fund |
0.10% of the average daily net assets |
Empower Moderately Aggressive Profile Fund |
0.10% of the average daily net assets |
Empower Moderately Conservative Profile Fund |
0.10% of the average daily net assets |
Empower Multi-Sector Bond Fund |
0.52% of the average daily net assets on assets up to $1 billion, 0.47% of the average daily net assets on assets over $1 billion, and 0.42% of the average daily net assets on assets over $2 billion |
Empower Real Estate Index Fund |
0.29% of the average daily net assets on assets up to $1 billion, 0.24% of the average daily net assets on assets over $1 billion, and 0.19% of the average daily net assets on assets over $2 billion |
Empower S&P 500 Index Fund |
0.21% of the average daily net assets on assets up to $1 billion, 0.16% of the average daily net assets on assets over $1 billion, 0.11% of the average daily net assets on assets over $2 billion, and 0.09% of the average daily net assets on assets over $3 billion |
Empower S&P Mid Cap 400 Index Fund |
0.18% of the average daily net assets on assets up to $1 billion, 0.13% of the average daily net assets on assets over $1 billion, and 0.08% of the average daily net assets on assets over $2 billion |
Empower S&P Small Cap 600 Index Fund |
0.19% of the average daily net assets on assets up to $1 billion, 0.14% of the average daily net assets on assets over $1 billion, and 0.09% of the average daily net assets on assets over $2 billion |
Empower SecureFoundation Balanced Fund |
0.10% of the average daily net assets |
Empower Short Duration Bond Fund |
0.23% of the average daily net assets |
Empower Small Cap Growth Fund |
0.83% of the average daily net assets on assets up to $1 billion, 0.78% of the average daily net assets on assets over $1 billion, and 0.73% of the average daily net assets on assets over $2 billion |
Empower Small Cap Value Fund |
0.71% of the average daily net assets |
Empower T. Rowe Price Mid Cap Growth Fund |
0.65% of the average daily net assets |
Empower U.S. Government Securities Fund |
0.23% of the average daily net assets |
Fund |
2023 |
2022 |
2021 |
Empower Aggressive Profile Fund |
$614,232 |
$606,531 |
$719,472 |
Empower Ariel Mid Cap Value Fund |
$778,451 |
$967,243 |
$1,326,520 |
Empower Bond Index Fund |
$4,289,634 |
$2,948,793 |
$2,207,528 |
Empower Conservative Profile Fund |
$982,094 |
$953,597 |
$1,028,582 |
Empower Core Bond Fund |
$1,398,018 |
$1,518,152 |
$1,771,505 |
Empower Emerging Markets Equity Fund |
$5,935,734 |
$5,952,091 |
$4,875,764 |
Empower Global Bond Fund |
$2,622,973 |
$2,711,662 |
$3,010,829 |
Empower Government Money Market Fund |
$624,448 |
$666,084 |
$972,944 |
Empower High Yield Bond Fund |
$2,738,536 |
$3,872,790 |
$2,627,269 |
Empower Inflation-Protected Securities Fund |
$1,288,962 |
$1,399,116 |
$1,552,953 |
Empower International Growth Fund |
$3,605,756 |
$3,609,807 |
$4,177,584 |
Empower International Index Fund |
$3,671,480 |
$3,319,060 |
$2,683,177 |
Empower International Value Fund |
$9,281,434 |
$8,217,732 |
$8,177,294 |
Empower Large Cap Growth Fund |
$6,981,698 |
$4,892,663 |
$5,469,093 |
Empower Large Cap Value Fund |
$9,227,807 |
$9,358,738 |
$8,974,531 |
Empower Lifetime 2015 Fund |
$622,100 |
$751,330 |
$920,045 |
Empower Lifetime 2020 Fund |
$439,163 |
$481,627 |
$479,449 |
Empower Lifetime 2025 Fund |
$1,476,763 |
$1,668,283 |
$1,976,250 |
Empower Lifetime 2030 Fund |
$566,193 |
$537,897 |
$510,496 |
Empower Lifetime 2035 Fund |
$1,561,195 |
$1,651,523 |
$1,937,734 |
Empower Lifetime 2040 Fund |
$435,636 |
$390,783 |
$368,716 |
Empower Lifetime 2045 Fund |
$1,082,804 |
$1,082,440 |
$1,232,991 |
Empower Lifetime 2050 Fund |
$300,674 |
$235,889 |
$202,996 |
Empower Lifetime 2055 Fund |
$534,491 |
$518,879 |
$589,285 |
Empower Lifetime 2060 Fund |
$45,056 |
$24,311 |
$14,660 |
Empower Mid Cap Value Fund |
$4,250,054 |
$5,187,122 |
$6,080,521 |
Empower Moderate Profile Fund |
$1,492,992 |
$1,603,654 |
$1,823,387 |
Empower Moderately Aggressive Profile Fund |
$780,525 |
$767,248 |
$827,833 |
Empower Moderately Conservative Profile Fund |
$552,003 |
$554,141 |
$602,216 |
Empower Multi-Sector Bond Fund |
$3,732,309 |
$3,262,872 |
$3,499,526 |
Empower Real Estate Index Fund |
$1,864,259 |
$1,690,605 |
$1,408,801 |
Empower S&P 500 Index Fund |
$5,490,149 |
$5,533,131 |
$5,080,866 |
Empower S&P Mid Cap 400 Index Fund |
$2,094,257 |
$2,013,229 |
$1,535,968 |
Empower S&P Small Cap 600 Index Fund |
$1,545,358 |
$1,625,400 |
$1,608,343 |
Empower SecureFoundation Balanced Fund |
$874,381 |
$946,814 |
$1,033,169 |
Empower Short Duration Bond Fund |
$805,637 |
$790,756 |
$824,287 |
Empower Small Cap Growth Fund |
$943,467 |
$945,655 |
$1,084,545 |
Empower Small Cap Value Fund |
$3,377,444 |
$2,885,566 |
$3,262,639 |
Empower T. Rowe Price Mid Cap Growth Fund |
$11,247,440 |
$10,609,148 |
$13,302,165 |
Empower U.S. Government Securities Fund |
$1,501,693 |
$1,529,998 |
$961,012 |
Fund |
Expense Limit |
Empower Ariel Mid Cap Value Fund |
0.70% of the average daily net assets |
Empower Bond Index Fund |
0.15% of the average daily net assets |
Empower Core Bond Fund |
0.35% of the average daily net assets |
Empower Emerging Markets Equity Fund |
0.91% of the average daily net assets |
Empower Global Bond Fund |
0.65% of the average daily net assets |
Empower High Yield Bond Fund |
0.63% of the average daily net assets |
Empower Inflation-Protected Securities Fund |
0.35% of the average daily net assets |
Empower International Growth Fund |
0.85% of the average daily net assets |
Empower International Index Fund |
0.32% of the average daily net assets |
Empower International Value Fund |
0.72% of the average daily net assets |
Empower Large Cap Growth Fund |
0.63% of the average daily net assets |
Empower Mid Cap Value Fund |
0.80% of the average daily net assets |
Empower Multi-Sector Bond Fund |
0.55% of the average daily net assets |
Empower Real Estate Index Fund |
0.30% of the average daily net assets |
Empower S&P 500 Index Fund |
0.23% of the average daily net assets |
Empower S&P Mid Cap 400 Index Fund |
0.20% of the average daily net assets |
Empower S&P Small Cap 600 Index Fund |
0.21% of the average daily net assets |
Empower Short Duration Bond Fund* |
0.24% of the average daily net assets |
Empower Small Cap Growth Fund |
0.84% of the average daily net assets |
Empower Small Cap Value Fund |
0.74% of the average daily net assets |
Empower T. Rowe Price Mid Cap Growth Fund |
0.67% of the average daily net assets |
Empower U.S. Government Securities Fund* |
0.24% of the average daily net assets |
Fund |
2023 |
2022 |
2021 |
Empower Ariel Mid Cap Value Fund |
$97,890 |
$122,678 |
$52,011 |
Empower Bond Index Fund |
$0 |
$85,260 |
$49,911 |
Empower Core Bond Fund |
$306,834 |
$286,764 |
$160,576 |
Empower Emerging Markets Equity Fund |
$927,371 |
$1,124,036 |
$791,665 |
Empower Global Bond Fund |
$118,808 |
$44,245 |
$23,309 |
Empower High Yield Bond Fund |
$184,048 |
$227,011 |
$156,428 |
Empower Inflation-Protected Securities Fund |
$192,962 |
$199,067 |
$103,562 |
Empower International Growth Fund |
$141,113 |
$149,953 |
$80,917 |
Empower International Index Fund |
$0 |
$0 |
$0 |
Empower International Value Fund |
$0 |
$63,952 |
$4,090 |
Empower Large Cap Growth Fund |
$99,296 |
$138,651 |
$71,480 |
Empower Mid Cap Value Fund |
$83,119 |
$83,564 |
$80,764 |
Empower Multi-Sector Bond Fund |
$376,837 |
$383,937 |
$151,895 |
Empower Real Estate Index Fund |
$174,566 |
$204,188 |
$117,418 |
Empower S&P 500 Index Fund |
$0 |
$1,186 |
$1,708 |
Empower S&P Mid Cap 400 Index Fund |
$15,559 |
$49,011 |
$33,593 |
Empower S&P Small Cap 600 Index Fund |
$74,765 |
$95,525 |
$18,348 |
Empower Short Duration Bond Fund |
$124,724 |
$130,390 |
$64,608 |
Empower Small Cap Growth Fund |
$149,900 |
$155,131 |
$120,127 |
Empower Small Cap Value Fund |
$113,843 |
$42,066 |
$19,949 |
Empower T. Rowe Price Mid Cap Growth Fund |
$1,157 |
$68,704 |
$24,073 |
Empower U.S. Government Securities Fund |
$162,765 |
$153,752 |
$102,379 |
Fund |
2023 |
2022 |
2021 |
Empower Conservative Profile Fund |
$769,610 |
$755,754 |
$809,819 |
Empower Lifetime 2015 Fund |
$238,078 |
$267,732 |
$309,864 |
Empower Lifetime 2020 Fund |
$138,330 |
$139,244 |
$130,160 |
Fund |
2023 |
2022 |
2021 |
Empower Lifetime 2025 Fund |
$363,440 |
$372,080 |
$406,772 |
Empower Lifetime 2030 Fund |
$100,296 |
$84,153 |
$71,670 |
Empower Lifetime 2035 Fund |
$172,894 |
$155,709 |
$158,123 |
Empower Lifetime 2040 Fund |
$25,817 |
$19,038 |
$15,097 |
Empower Lifetime 2045 Fund |
$30,542 |
$24,692 |
$23,579 |
Empower Lifetime 2050 Fund |
$4,276 |
$2,753 |
$2,023 |
Empower Lifetime 2055 Fund |
$5,484 |
$4,758 |
$5,156 |
Empower Lifetime 2060 Fund |
$437 |
$215 |
$124 |
Empower Moderate Profile Fund |
$833,078 |
$902,371 |
$1,015,533 |
Empower Moderately Aggressive Profile Fund |
$243,963 |
$242,721 |
$259,932 |
Empower Moderately Conservative Profile Fund |
$423,395 |
$428,160 |
$462,866 |
Empower SecureFoundation Balanced Fund |
$151,799 |
$166,080 |
$180,856 |
Fund |
2023 |
2022 |
2021 |
Empower Lifetime 2015 Fund |
$0 |
$0 |
$402 |
Empower Lifetime 2020 Fund |
$0 |
$0 |
$212 |
Empower Lifetime 2025 Fund |
$0 |
$0 |
$1,290 |
Empower Lifetime 2030 Fund |
$0 |
$0 |
$349 |
Empower Lifetime 2035 Fund |
$0 |
$0 |
$2,038 |
Empower Lifetime 2040 Fund |
$0 |
$0 |
$385 |
Empower Lifetime 2045 Fund |
$0 |
$0 |
$1,743 |
Empower Lifetime 2050 Fund |
$0 |
$0 |
$262 |
Empower Lifetime 2055 Fund |
$0 |
$0 |
$967 |
Empower Lifetime 2060 Fund |
$0 |
$0 |
$12 |
Empower SecureFoundation Balanced Fund |
$0 |
$0 |
$1,852 |
Fund |
2023 |
2022 |
2021 |
Empower SecureFoundation Balanced Fund |
$0 |
$0 |
$1,425 |
Fund |
2023 |
2022 |
2021 |
Empower Ariel Mid Cap Value Fund |
$472,069 |
$555,463 |
$719,394 |
Empower Core Bond Fund |
$560,417 |
$602,215 |
$719,612 |
Empower Emerging Markets Equity Fund |
$2,861,480 |
$2,912,150 |
$2,436,890 |
Empower Global Bond Fund |
$1,025,362 |
$1,056,186 |
$1,205,231 |
Empower High Yield Bond Fund |
$1,502,332 |
$1,911,069 |
$1,277,112 |
Empower Inflation-Protected Securities Fund |
$380,157 |
$410,168 |
$453,597 |
Empower International Growth Fund |
$1,509,369 |
$1,508,309 |
$1,752,127 |
Empower International Index Fund |
$315,980 |
$280,649 |
$218,546 |
Empower International Value Fund |
$5,531,334 |
$4,883,919 |
$4,883,351 |
Empower Large Cap Growth Fund |
$3,214,446 |
$2,462,152 |
$2,772,897 |
Empower Large Cap Value Fund |
$4,408,142 |
$4,500,252 |
$4,340,625 |
Empower Mid Cap Value Fund |
$1,886,745 |
$2,290,623 |
$2,659,108 |
Empower Multi-Sector Bond Fund |
$1,593,880 |
$1,398,649 |
$1,513,555 |
Empower Real Estate Index Fund |
$128,031 |
$109,477 |
$82,999 |
Empower S&P 500 Index Fund |
$281,450 |
$284,978 |
$249,175 |
Empower S&P Mid Cap 400 Index Fund |
$183,462 |
$173,832 |
$128,884 |
Empower S&P Small Cap 600 Index Fund |
$105,410 |
$110,731 |
$110,117 |
Empower Small Cap Growth Fund |
$632,735 |
$632,835 |
$729,281 |
Empower Small Cap Value Fund |
$1,737,246 |
$1,512,010 |
$1,707,748 |
Empower T. Rowe Price Mid Cap Growth Fund |
$7,329,191 |
$7,118,242 |
$10,076,601 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Darrin Clough, CFA |
0 |
$0 |
16 |
$9,691 |
39 |
$10,048 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jason Harubin, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Andrew Corwin, CFA |
1 |
$21 |
56 |
$7,176 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Maria Mendelsberg, CFA |
1 |
$21 |
38 |
$11,524 |
39 |
$10,048 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Andrew Acheson |
1 |
$6,692 |
4 |
$4,060 |
50 |
$6,087 |
0 |
$0 |
1 |
$2,863 |
0 |
$0 |
Yves Raymond |
1 |
$6,692 |
4 |
$4,060 |
50 |
$6,087 |
0 |
$0 |
1 |
$2,863 |
0 |
$0 |
David Chamberlain |
1 |
$6,692 |
4 |
$4,060 |
49 |
$5,936 |
0 |
$0 |
1 |
$2,863 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
John W. Rogers, Jr. |
3 |
$3,830 |
0 |
$0 |
130 |
$4,455 |
1 |
$171 |
0 |
$0 |
1 |
$107 |
Timothy Fidler, CFA |
1 |
$1,071 |
0 |
$0 |
45 |
$682 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Patrick Klein, Ph.D.* |
11 |
$12,136 |
5 |
$862 |
3 |
$628 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Dina Ting, CFA* |
27 |
$7,807 |
26 |
$2,353 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
John P. Remmert, J.D. |
2 |
$1,270 |
6 |
$270 |
10 |
$2,558 |
0 |
$0 |
1 |
$77 |
1 |
$131 |
Donald G. Huber, CFA |
2 |
$1,270 |
7 |
$889 |
14 |
$4,274 |
0 |
$0 |
0 |
0 |
1 |
$131 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Ashish Shah |
57 |
$432,800 |
441 |
$309,260 |
42,994 |
$648,437 |
0 |
$0 |
27 |
$1,472 |
14 |
$6,326 |
Ron Arons, CFA |
24 |
$11,236 |
64 |
$14,693 |
9,249 |
$303,373 |
0 |
$0 |
11 |
$737 |
6 |
$3,140 |
Paul Seary, CFA |
16 |
$6,684 |
18 |
$3,546 |
2,372 |
$161,477 |
0 |
$0 |
7 |
$510 |
2 |
$2,102 |
Simon Dangoor* |
22 |
$8,471 |
61 |
$8,848 |
5,601 |
$248,362 |
0 |
$0 |
16 |
$582 |
6 |
$2,828 |
Lindsay Rosner* |
17 |
$6,719 |
18 |
$4,957 |
4,872 |
$199,143 |
0 |
$0 |
4 |
$179 |
2 |
$2,102 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Hiren Dasani, CFA |
4 |
$3,191 |
7 |
$7,681 |
14 |
$1,955 |
0 |
$0 |
3 |
$1,355 |
1 |
$818 |
Basak Yavuz |
4 |
$3,191 |
6 |
$5,931 |
12 |
$1,715 |
0 |
$0 |
2 |
$1,300 |
1 |
$818 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Jon Calluzzo |
3 |
$10,056 |
6 |
$13,959 |
1,884 |
$113,172 |
0 |
$0 |
3 |
$449 |
2 |
$2,060 |
Peter Stone |
27 |
$18,959 |
70 |
$24,456 |
7,502 |
$366,034 |
0 |
$0 |
19 |
$1,031 |
8 |
$4,888 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Len Ioffe, CFA |
42 |
$27,378 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Osman Ali, CFA |
41 |
$22,294 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Dennis Walsh |
41 |
$22,294 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Takashi Suwabe |
41 |
$22,294 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Sharanya Srinivasan* |
13 |
$6,797 |
4 |
$1,783 |
3 |
$425 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Judd Peters, CFA |
23 |
$7,403 |
11 |
$2,284 |
52 |
$5,596 |
2 |
$12,895 |
1 |
$46 |
4 |
$791 |
Ryan Thomes, CFA |
23 |
$7,403 |
11 |
$2,284 |
52 |
$5,596 |
2 |
$12,895 |
1 |
$46 |
4 |
$791 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Brendan J. Murphy, CFA |
3 |
$2,757 |
4 |
$213 |
5 |
$2,519 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Nathaniel Hyde, CFA |
3 |
$2,757 |
0 |
$0 |
1 |
$56 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fund |
Fee |
Empower International Index Fund |
0.020% of the net assets |
Empower Real Estate Index Fund |
0.020% of the net assets |
Empower S&P 500 Index Fund |
0.0075% of the net assets |
Empower S&P Mid Cap 400 Index Fund |
0.015% of the net assets |
Empower S&P Small Cap 600 Index Fund |
0.013% of the net assets |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Nicola Dowdall |
5 |
$8,164 |
32 |
$6,030 |
145 |
$50,694 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael Lynch, CFA |
5 |
$8,164 |
32 |
$6,030 |
145 |
$50,694 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Peter Leonard, CFA |
5 |
$8,164 |
32 |
$6,030 |
145 |
$50,694 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Shane Duffy, CFA |
12 |
$7,350 |
6 |
$2,026 |
23 |
$6,173 |
0 |
$0 |
0 |
$0 |
4 |
$958 |
Thomas Murray, CFA |
14 |
$7,494 |
6 |
2,026 |
54 |
$7,601 |
0 |
$0 |
0 |
$0 |
3 |
$651 |
James Andrew, CFA |
1 |
$103 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees* |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Giri Devulapally, CFA |
11 |
$79,967 |
6 |
$8,396 |
103 |
$8,393 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Larry H. Lee |
9 |
$93,666 |
2 |
$7,619 |
5 |
$3,855 |
0 |
$0 |
0 |
$0 |
1 |
$23 |
Holly Morris |
9 |
$76,428 |
3 |
$11,082 |
5 |
$3,855 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Joseph Wilson |
10 |
$76,617 |
3 |
$15,098 |
96 |
$4,237 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Robert Maloney |
5 |
$74,467 |
1 |
$5,809 |
1 |
$784 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Paul Moghtader, CFA |
17 |
$1,776 |
28 |
$3,392 |
75 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Susanne Willumsen |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Taras Ivanenko, PhD, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Craig Scholl, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Ciprian Marin |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Peter Kashanek |
17 |
$1,776 |
28 |
$3,392 |
75 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Alex Lai, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Kurt Livermore, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Matthew J. Eagan, CFA |
18 |
$28,990 |
23 |
$10,881 |
104 |
$25,064 |
0 |
$0 |
0 |
$0 |
1 |
$29 |
Brian P. Kennedy |
16 |
$28,526 |
22 |
$10,869 |
108 |
$25,059 |
0 |
$0 |
0 |
$0 |
1 |
$29 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Joseph R. Gatz, CFA |
3 |
$805 |
2 |
$445 |
37 |
$1,020 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jeffrey Schwartz, CFA |
3 |
$805 |
2 |
$445 |
37 |
$1,007 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
F. Thomas O’Halloran, J.D., CFA |
6 |
$8,589 |
1 |
$168 |
13 |
$622 |
0 |
$0 |
0 |
$0 |
2 |
$14 |
Matthew R. DeCicco, CFA |
8 |
$9,215 |
1 |
$168 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Vernon T. Bice, CMT |
7 |
$8,589 |
1 |
$168 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Steven H. Wortman |
4 |
$6,041 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts* |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Josef Lakonishok |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Menno Vermeulen, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Puneet Mansharamani, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Greg Sleight |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Guy Lakonishok, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
|
AUM Based Fees |
Performance Based Fees* | |||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | |||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) | |
Benjamin Stone |
8 |
8 |
$25,865 |
3 |
$823 |
10 |
$4,834 |
0 |
$0 |
0 |
$0 |
1 | |
Philip Evans |
6 |
6 |
$25,824 |
2 |
$792 |
10 |
$4,834 |
0 |
$0 |
0 |
$0 |
1 |
Portfolio Manager |
Benchmarks |
Benjamin Stone |
MSCI EAFE (Europe, Australasia, Far East) Value Index |
Philip Evans |
MSCI EAFE (Europe, Australasia, Far East) Value Index |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
William A. Grierson, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Paul E. von Kuster, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ryan H. Smith, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Samuel D. Smith, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Allison Lewis, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Robert L. Salvin |
14 |
$3,856 |
11 |
$675 |
12 |
$5,890 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norman P. Boucher |
10 |
$2,578 |
12 |
$2,348 |
11 |
$1,526 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Darren Jaroch, CFA |
15 |
$26,531 |
8 |
$8,380 |
6 |
$1,694 |
1 |
$400 |
0 |
$0 |
0 |
$0 |
Lauren B. DeMore, CFA |
15 |
$26,531 |
8 |
$8,380 |
6 |
$1,692 |
1 |
$400 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Albert Chan, CFA* |
13 |
$4,758 |
9 |
$2,196 |
3 |
$247 |
2 |
$1,624 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Joanne M. Driscoll, CFA* |
7 |
$14,342 |
6 |
$2,518 |
1 |
$0.3 |
1 |
$1,225 |
0 |
$0 |
0 |
$0 |
Brett S. Kozlowski, CFA* |
17 |
$5,459 |
20 |
$7,438 |
6 |
$1,101 |
1 |
$1,225 |
0 |
$0 |
0 |
$0 |
Michael J. Lima, CFA* |
6 |
$13,966 |
6 |
$2,518 |
4 |
$4,499 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Andrew C. Benson* |
14 |
$14,185 |
14 |
$6,798 |
6 |
$18,200 |
2 |
$1,624 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Mark Dowding |
0 |
$0 |
7 |
$9,681 |
16 |
$8,700 |
0 |
$0 |
2 |
$1,217 |
1 |
$646 |
Kaspar Hense, CFA |
0 |
$0 |
6 |
$9,861 |
21 |
$8,086 |
0 |
$0 |
0 |
$0 |
3 |
$1,290 |
Annual Fee Rate |
Assets |
0.475% |
First $50 million |
0.425% |
Next $50 million |
0.375% |
Reset at $100 million |
0.325% |
Reset at $200 million |
0.30% |
Reset at $500 million |
Annual Fee Rate |
Assets |
0.275% |
Over $500 million |
0.275% |
Reset at $1 billion |
0.25% |
Reset at $1.5 billion |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
John D. Linehan, CFA |
16 |
$34,806 |
33 |
$22,577 |
11 |
$2,397 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Annual Fee Rate |
Assets |
0.50% |
First $1 billion |
0.425% |
Reset at $1 billion |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Brian W.H. Berghuis, CFA |
8 |
$47,409 |
6 |
$11,883 |
3 |
$473 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
David L. Albrycht, CFA |
16 |
$7,022 |
2 |
$109 |
1 |
$34 |
1 |
$145 |
0 |
$0 |
0 |
$0 |
Benjamin L. Caron, CFA |
4 |
$560 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Stephen H. Hooker, CFA |
3 |
$436 |
0 |
$0 |
1 |
$34 |
1 |
$145 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Joseph F. Marvan, CFA |
20 |
$29,174 |
23 |
$10,298 |
68 |
$30,400 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
Campe Goodman, CFA |
18 |
$13,319 |
16 |
$10,221 |
42 |
$16,182 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
Robert D. Burn, CFA |
18 |
$13,319 |
14 |
$9,023 |
39 |
$15,976 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
Jeremy Forster* |
9 |
$2,907 |
14 |
$634 |
48 |
$13,055 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
S. Kenneth Leech* |
94 |
$129,350 |
295 |
$69,790 |
592 |
$189,613 |
0 |
$0 |
23 |
$2,645 |
21 |
$12,770 |
Keith A. Luna* |
0 |
$0 |
2 |
$759 |
46 |
$12,509 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Julien Scholnick* |
26 |
$50,015 |
22 |
$12,233 |
173 |
$53,705 |
0 |
$0 |
0 |
$0 |
4 |
$1,929 |
Frederick R. Marki* |
27 |
$48,152 |
25 |
$13,326 |
183 |
$57,764 |
0 |
$0 |
0 |
$0 |
6 |
$4,461 |
Nicholas Mastroianni* |
7 |
$2,406 |
2 |
$438 |
39 |
$12,471 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
John L. Bellows* |
23 |
$45,525 |
23 |
$12,291 |
177 |
$54,779 |
0 |
$0 |
0 |
$0 |
4 |
$1,929 |
Fund |
2023 |
2022 |
2021 |
Empower Aggressive Profile Fund |
$1,785,147 |
$1,767,534 |
$2,094,865 |
Empower Ariel Mid Cap Value Fund |
$292,773 |
$383,616 |
$552,947 |
Empower Bond Index Fund |
$8,832,074 |
$4,990,716 |
$2,620,259 |
Empower Conservative Profile Fund |
$3,286,143 |
$3,208,230 |
$3,458,068 |
Empower Core Bond Fund |
$84,380 |
$187,966 |
$342,874 |
Empower Emerging Markets Equity Fund |
$986,285 |
$992,792 |
$411,114 |
Empower Global Bond Fund |
$67,775 |
$78,592 |
$97,490 |
Empower Government Money Market Fund |
$1,143,649 |
$1,321,423 |
$2,577,195 |
Empower High Yield Bond Fund |
$683,078 |
$1,032,049 |
$275,691 |
Empower Inflation-Protected Securities Fund |
$14,995 |
$17,289 |
$21,970 |
Empower International Growth Fund |
$75,458 |
$76,786 |
$132,715 |
Empower International Index Fund |
$3,280,228 |
$2,589,635 |
$1,145,650 |
Empower International Value Fund |
$1,787,156 |
$1,208,834 |
$829,390 |
Empower Large Cap Growth Fund |
$1,815,860 |
$594,159 |
$684,587 |
Empower Large Cap Value Fund |
$2,036,295 |
$1,999,167 |
$1,273,572 |
Empower Lifetime 2015 Fund |
$1,624,111 |
$1,999,011 |
$2,452,760 |
Empower Lifetime 2020 Fund |
$1,168,363 |
$1,273,742 |
$1,239,706 |
Empower Lifetime 2025 Fund |
$3,676,806 |
$4,218,249 |
$5,058,572 |
Empower Lifetime 2030 Fund |
$1,403,761 |
$1,331,719 |
$1,238,945 |
Empower Lifetime 2035 Fund |
$3,836,253 |
$4,116,180 |
$4,896,760 |
Empower Lifetime 2040 Fund |
$1,098,050 |
$966,285 |
$890,796 |
Empower Lifetime 2045 Fund |
$2,633,744 |
$2,668,483 |
$3,055,401 |
Empower Lifetime 2050 Fund |
$735,144 |
$553,212 |
$452,583 |
Empower Lifetime 2055 Fund |
$1,184,948 |
$1,183,992 |
$1,355,609 |
Empower Lifetime 2060 Fund |
$101,324 |
$55,228 |
$33,986 |
Empower Mid Cap Value Fund |
$144,964 |
$467,514 |
$555,093 |
Empower Moderate Profile Fund |
$4,858,727 |
$5,266,327 |
$5,961,684 |
Empower Moderately Aggressive Profile Fund |
$2,510,819 |
$2,503,476 |
$2,686,867 |
Empower Moderately Conservative Profile Fund |
$1,815,777 |
$1,848,580 |
$2,018,532 |
Empower Multi-Sector Bond Fund |
$889,370 |
$572,742 |
$588,026 |
Empower Real Estate Index Fund |
$1,423,569 |
$1,049,143 |
$442,880 |
Empower S&P 500 Index Fund |
$9,538,151 |
$9,724,840 |
$7,441,675 |
Empower S&P Mid Cap 400 Index Fund |
$2,663,427 |
$2,454,822 |
$1,226,263 |
Empower S&P Small Cap 600 Index Fund |
$1,694,432 |
$1,838,505 |
$1,669,204 |
Empower SecureFoundation Balanced Fund |
$2,289,892 |
$2,624,996 |
$3,066,265 |
Empower Short Duration Bond Fund |
$228,627 |
$211,602 |
$195,691 |
Empower Small Cap Growth Fund |
$20,631 |
$21,518 |
$28,084 |
Empower Small Cap Value Fund |
$491,898 |
$231,955 |
$270,182 |
Empower T. Rowe Price Mid Cap Growth Fund |
$3,142,471 |
$2,646,359 |
$2,739,878 |
Empower U.S. Government Securities Fund |
$1,323,084 |
$1,537,553 |
$562,775 |
Fund |
Payments1 |
Amount Waived |
Empower Lifetime 2015 Fund |
$162,689 |
$0 |
Empower Lifetime 2020 Fund |
$17,352 |
$0 |
Empower Lifetime 2025 Fund |
$493,318 |
$0 |
Empower Lifetime 2030 Fund |
$35,423 |
$0 |
Empower Lifetime 2035 Fund |
$570,951 |
$0 |
Empower Lifetime 2040 Fund |
$24,430 |
$0 |
Empower Lifetime 2045 Fund |
$379,656 |
$0 |
Empower Lifetime 2050 Fund |
$22,577 |
$0 |
Empower Lifetime 2055 Fund |
$223,570 |
$0 |
Empower Lifetime 2060 Fund |
$1,321 |
$11 |
Empower SecureFoundation Balanced Fund |
$70,304 |
$0 |
Fund |
Payments1 |
Amount Waived |
Empower Conservative Profile Fund |
$18,397 |
$0 |
Empower Moderate Profile Fund |
$335,965 |
$0 |
Empower Moderately Conservative Profile Fund |
$52,833 |
$0 |
Empower S&P Mid Cap 400 Index Fund |
$108,639 |
$0 |
Empower S&P Small Cap 600 Index Fund |
$67,544 |
$0 |
Empower SecureFoundation Balanced Fund |
$612,489 |
$0 |
Empower Ariel Mid Cap Value Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$137,181 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$1,805 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$128,153 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$129,958 |
Net income from securities lending activities: |
$7,223 |
Empower Bond Index Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$3,718,134 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$79,982 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$3,318,175 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$3,398,157 |
Net income from securities lending activities: |
$319,977 |
Empower Core Bond Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$535,636 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$6,772 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$501,753 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$508,525 |
Net income from securities lending activities: |
$27,111 |
Empower Emerging Markets Equity Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$296,477 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$11,973 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$236,602 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$248,575 |
Net income from securities lending activities: |
$47,902 |
Empower Global Bond Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$513,964 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$5,465 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$486,635 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$492,100 |
Net income from securities lending activities: |
$21,864 |
Empower High Yield Bond Fund Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$1,712,935 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$68,215 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Empower High Yield Bond Fund Fund |
December 31, 2023 |
Positive Rebate (paid to borrower) |
$1,371,820 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$1,440,035 |
Net income from securities lending activities: |
$272,900 |
Empower Inflation-Protected Securities Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$191,418 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$7,620 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$153,315 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$160,935 |
Net income from securities lending activities: |
$30,483 |
Empower International Growth Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$269,608 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$4,612 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$246,544 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$251,156 |
Net income from securities lending activities: |
$18,452 |
Empower International Index Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$2,327,112 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$72,405 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$1,965,049 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$2,037,454 |
Net income from securities lending activities: |
$289,658 |
Empower International Value Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$2,995,913 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$88,741 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$2,552,188 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$2,640,929 |
Net income from securities lending activities: |
$354,984 |
Empower Large Cap Growth Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$44,307 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$372 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$42,445 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$42,817 |
Net income from securities lending activities: |
$1,490 |
Empower Large Cap Value Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$632,780 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$37,829 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$443,629 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$481,458 |
Net income from securities lending activities: |
$151,322 |
Empower Mid Cap Value Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$142,867 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$26,355 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$11,083 |
Empower Mid Cap Value Fund |
December 31, 2023 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$37,438 |
Net income from securities lending activities: |
$105,429 |
Empower Multi-Sector Bond Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$2,010,352 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$45,929 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$1,780,666 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$1,826,595 |
Net income from securities lending activities: |
$183,757 |
Empower Real Estate Index Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$301,571 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$2,472 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$289,209 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$291,681 |
Net income from securities lending activities: |
$9,890 |
Empower S&P 500 Index Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$174,485 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$8,721 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$130,876 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$139,597 |
Net income from securities lending activities: |
$34,888 |
Empower S&P Mid Cap 400 Index Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$648,784 |
Empower S&P Mid Cap 400 Index Fund |
December 31, 2023 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$43,712 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$430,215 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$473,927 |
Net income from securities lending activities: |
$174,857 |
Empower S&P Small Cap 600 Index Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$817,161 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$24,244 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$695,920 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$720,164 |
Net income from securities lending activities: |
$96,997 |
Empower Short Duration Bond Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$442,669 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$7,347 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$405,931 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$413,278 |
Net income from securities lending activities: |
$29,391 |
Empower Small Cap Growth Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$117,968 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$5,475 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$90,582 |
Negative Rebate (paid by borrower) |
$0 |
Empower Small Cap Growth Fund |
December 31, 2023 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$96,057 |
Net income from securities lending activities: |
$21,911 |
Empower Small Cap Value Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$227,871 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$10,205 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$176,833 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$187,038 |
Net income from securities lending activities: |
$40,833 |
Empower T. Rowe Price Mid Cap Growth Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$505,272 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$46,014 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$275,197 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$321,211 |
Net income from securities lending activities: |
$184,061 |
Empower U.S. Government Securities Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$393,706 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$7,554 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$355,934 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$363,488 |
Net income from securities lending activities: |
$30,218 |
Fund Name |
2023 |
2022 |
2021 |
Empower Ariel Mid Cap Value Fund |
$36,429 |
$157,150 |
$133,052 |
Empower Emerging Markets Equity Fund |
$1,259,246 |
$832,540 |
$1,018,906 |
Empower Global Bond Fund |
$0 |
$237 |
$0 |
Empower High Yield Bond Fund |
$6,675 |
$5,543 |
$7,258 |
Empower International Growth Fund |
$251,035 |
$179,366 |
$173,807 |
Empower International Index Fund |
$39,940 |
$38,634 |
$24,437 |
Empower International Value Fund |
$307,620 |
$359,995 |
$146,225 |
Empower Large Cap Growth Fund |
$175,489 |
$100,375 |
$104,569 |
Empower Large Cap Value Fund |
$231,069 |
$195,287 |
$253,106 |
Empower Mid Cap Value Fund |
$141,401 |
$168,405 |
$164,254 |
Empower Multi-Sector Bond Fund |
$353 |
$4,245 |
$3,158 |
Empower Real Estate Index Fund |
$22,937 |
$10,123 |
$20,854 |
Empower S&P 500 Index Fund |
$49,245 |
$20,826 |
$39,523 |
Empower S&P Mid Cap 400 Index Fund |
$43,125 |
$47,098 |
$28,798 |
Empower S&P Small Cap 600 Index Fund |
$39,419 |
$44,701 |
$47,078 |
Empower Small Cap Growth Fund |
$130,947 |
$123,131 |
$107,198 |
Empower Small Cap Value Fund |
$552,026 |
$378,559 |
$335,115 |
Empower T. Rowe Price Mid Cap Growth Fund |
$246,405 |
$317,934 |
$191,135 |
Name of Regular Broker or Dealer |
Aggregate Value of Securities Held (000’s omitted) |
Empower Bond Index | |
Citigroup Global Markets, Inc. |
$23,141 |
JP Morgan Securities LLC |
$21,062 |
Morgan Stanley & Co LLC |
$16,948 |
Wells Fargo Securities LLC |
$15,354 |
Goldman Sachs & Co. |
$14,753 |
TD Securities (USA) LLC |
$4,360 |
Barclays Capital, Inc. |
$1,318 |
BNP Paribas Securities Corp. |
$870 |
Merrill Lynch, Pierce, Fenner & Smith Inc |
$533 |
Name of Regular Broker or Dealer |
Aggregate Value of Securities Held (000’s omitted) |
Empower Core Bond Fund | |
Morgan Stanley & Co LLC |
$5,546 |
JP Morgan Securities LLC |
$4,697 |
Wells Fargo Securities LLC |
$3,817 |
Citigroup Global Markets, Inc. |
$3,358 |
Barclays Capital, Inc. |
$2,820 |
BNP Paribas Securities Corp. |
$1,849 |
Goldman Sachs & Co. |
$962 |
Citibank NA |
$504 |
Merrill Lynch, Pierce, Fenner & Smith Inc |
$315 |
Empower Global Bond Fund | |
Deutsche Bank Securities Inc |
$4,407 |
BNP Paribas Securities Corp. |
$1,232 |
Morgan Stanley & Co LLC |
$1,070 |
HSBC Securities Inc |
$989 |
Citigroup Global Markets, Inc. |
$490 |
Barclays Capital, Inc. |
$406 |
Empower Inflation-Protected Securities Fund | |
Barclays Capital, Inc. |
$4,505 |
Wells Fargo Securities LLC |
$1,834 |
BNP Paribas Securities Corp. |
$1,531 |
Citigroup Global Markets, Inc. |
$1,104 |
JP Morgan Securities LLC |
$1,075 |
Morgan Stanley & Co LLC |
$965 |
Citibank NA |
$680 |
Deutsche Bank Securities Inc |
$351 |
Empower International Growth Fund | |
Macquarie Capital (USA) Inc. |
$7,010 |
Empower International Index Fund | |
UBS Securities LLC |
$10,952 |
Societe Generale Securities Corp |
$2,077 |
Empower International Value Fund | |
UBS Securities LLC |
$18,273 |
Mizuho Securities USA LLC |
$2,842 |
Barclays Capital, Inc. |
$2,213 |
Empower Large Cap Growth Fund | |
Morgan Stanley & Co LLC |
$2,753 |
Empower Large Cap Value Fund | |
Citigroup Global Markets, Inc. |
$22,359 |
Goldman Sachs & Co. |
$20,789 |
JP Morgan Securities LLC |
$18,070 |
Morgan Stanley & Co LLC |
$3,023 |
Empower Multi-Sector Bond Fund | |
Morgan Stanley & Co LLC |
$7,370 |
Barclays Capital, Inc. |
$4,846 |
UBS Securities LLC |
$4,341 |
JP Morgan Securities LLC |
$2,908 |
Citigroup Global Markets, Inc. |
$2,450 |
Empower Short Duration Bond Fund | |
JP Morgan Securities LLC |
$12,412 |
Wells Fargo Securities LLC |
$8,453 |
Name of Regular Broker or Dealer |
Aggregate Value of Securities Held (000’s omitted) |
Morgan Stanley & Co LLC |
$8,306 |
Citigroup Global Markets, Inc. |
$5,796 |
Goldman Sachs & Co. |
$4,522 |
TD Securities (USA) LLC |
$3,865 |
Barclays Capital, Inc. |
$978 |
Empower S&P 500 Index Fund | |
JP Morgan Securities LLC |
$52,585 |
BOFA Securitites Inc |
$24,762 |
Goldman Sachs & Co. |
$13,529 |
Citigroup Global Markets, Inc. |
$12,176 |
Empower U.S. Government Securities Fund | |
Santander US Capital Markets LLC |
$6,815 |
Principal Underwriter |
Underwriting Discounts and Commissions |
Compensation on Redemptions and Repurchases |
Brokerage Commissions |
Other Compensation |
Empower Financial Services, Inc. |
$0 |
$0 |
$0 |
$0 |
Empower Funds’ Annual Reports | |
|
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower Aggressive Profile Fund Institutional Class |
Empower Retirement, LLC 401(k) Savings Plan |
8525 E. Orchard Road, Greenwood Village, CO 80111 |
34.43% |
|
Trical Group Savings Plan |
120 Applecross Road Upstairs, Pinehurst, NC 28374 |
5.96% |
Empower Aggressive Profile Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
60.82% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
14.75% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.65% |
Empower Ariel Mid Cap Value Fund Institutional Class |
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.60% |
|
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.00% |
|
Empower Lifetime 2035 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.80% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.49% |
|
Empower Lifetime 2045 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.39% |
|
Empower Lifetime 2040 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.67% |
|
Empower Lifetime 2030 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.31% |
|
Empower Lifetime 2025 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.46% |
Empower Ariel Mid Cap Value Fund Investor Class |
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
45.74% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
38.07% |
|
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
7.24% |
Empower Bond Index Fund Institutional Class |
Empower SecureFoundation® Balanced Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
14.62% |
|
Empower SecureFoundation® Balanced Fund Institutional Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.65% |
|
Empower SecureFoundation® Balanced Fund Class L |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.63% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.50% |
|
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.62% |
|
Empower Lifetime 2025 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.26% |
|
Empower Lifetime 2035 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.06% |
|
Empower Lifetime 2030 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.04% |
Empower Bond Index Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
88.41% |
Empower Conservative Profile Fund Class L |
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
98.81% |
Empower Conservative Profile Fund Institutional Class |
Empower Retirement, LLC 401(k) Savings Plan |
8525 E. Orchard Road, Greenwood Village, CO 80111 |
35.46% |
Fund: |
Record Owner: |
Address: |
Percentage: |
|
Trical Group Savings Plan |
120 Applecross Road Upstairs, Pinehurst, NC 28374 |
6.68% |
Empower Conservative Profile Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
84.82% |
Empower Core Bond Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
19.11% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.79% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.42% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.21% |
|
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.60% |
|
Empower Lifetime 2025 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.32% |
Empower Core Bond Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
51.59% |
|
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
23.34% |
Empower Emerging Markets Equity Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
12.41% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
11.05% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.28% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.62% |
|
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.06% |
Empower Emerging Markets Equity Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
92.96% |
Empower Global Bond Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
22.29% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
12.56% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.65% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.33% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.67% |
Empower Global Bond Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
48.64% |
|
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.91% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.65% |
|
COLI-VUL 2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.89% |
Empower Government Money Market Fund Institutional Class |
Protective Life Insurance Company |
2801 U.S. Highway 280 S, Birmingham, AL 35223 |
33.42% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
32.39% |
Empower Government Money Market Fund Investor Class |
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
19.44% |
|
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
19.18% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
14.09% |
Fund: |
Record Owner: |
Address: |
Percentage: |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.75% |
|
COLI-VUL 2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
12.97% |
|
Protective Life Insurance Company |
2801 U.S. Highway 280 S, Birmingham, AL 35223 |
8.42% |
Empower High Yield Bond Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
19.62% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
11.05% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.61% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.03% |
|
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.49% |
|
Empower Lifetime 2025 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.19% |
Empower High Yield Bond Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
92.13% |
Empower Inflation-Protected Securities Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.52% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
11.27% |
|
Empower Lifetime 2015 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.92% |
|
Empower Lifetime 2025 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.31% |
|
Empower Lifetime 2020 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.99% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.61% |
|
Empower Lifetime 2030 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.84% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.24% |
Empower Inflation-Protected Securities Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
88.92% |
Empower International Growth Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
11.89% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.59% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.85% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.39% |
|
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.10% |
Empower International Growth Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
61.92% |
|
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
8.75% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.06% |
Empower International Index Fund Institutional Class |
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.99% |
|
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.64% |
|
Empower SecureFoundation® Balanced Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.18% |
Fund: |
Record Owner: |
Address: |
Percentage: |
|
Empower Lifetime 2035 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.00% |
|
Empower Lifetime 2045 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.56% |
|
Empower Lifetime 2040 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.64% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.28% |
Empower International Index Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
78.37% |
Empower International Value Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
16.67% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
14.85% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.82% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.55% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.02% |
Empower International Value Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
24.60% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
21.93% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.83% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.30% |
Empower Large Cap Growth Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
11.22% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.01% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.30% |
|
Southwestern Financial Corporation |
1835 S Extension Road, Mesa AZ 85210 |
7.12% |
Empower Large Cap Growth Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
67.25% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
17.83% |
Empower Large Cap Value Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
82.36% |
Empower Large Cap Value Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
16.36% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
14.53% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.54% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.40% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.89% |
Empower Large Cap Value Investor II Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
46.74% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
32.18% |
Empower Lifetime 2015 Fund Institutional Class |
Anne Arundel Medical Center Employee Salary Reduction Plan |
2001 Medical Parkway, Wayson Pavilion, Ste 350, Annapolis, MD 21401-2777 |
29.73% |
|
State of West Virginia Retirement Savings Plan |
322 70th Street SE, Charleston, WV 25304 |
13.56% |
Fund: |
Record Owner: |
Address: |
Percentage: |
|
City of Durango Employees 401A Plan |
949 Second Avenue, Durango, CO 81301-5109 |
10.12% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
6.37% |
|
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
5.65% |
Empower Lifetime 2015 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
89.51% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.90% |
Empower Lifetime 2015 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
32.37% |
Empower Lifetime 2020 Fund Institutional Class |
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
25.16% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
21.00% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
11.32% |
|
Centrex Construction, Inc. |
8250 SW Hunziker Street, Tigard OR 97223 |
6.45% |
|
Spokane Eye Clinic, P.S. & Inland Empire Optical |
427 S. Bernard, Spokane WA 99204 |
6.40% |
|
Isola USA Corp. |
3100 West Ray Road Suite 301, Chandler, AZ 85226 |
5.86% |
Empower Lifetime 2020 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
98.65% |
Empower Lifetime 2020 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
23.72% |
|
Sunrise Services 401K Plan |
P.O Box 2569, Everett, WA 98213-0569 |
8.41% |
|
R&B Protective Coatings Inc 401K PSP |
19968 CA-26 POB 652, Linden, CA 95236 |
6.51% |
|
Printcraft Printing, Inc |
1628 Main Street, Lewiston ID 83501 |
5.90% |
|
Richard R. Pucci & Associates |
1765 Stout Drive, Ivyland PA 18974 |
5.89% |
|
Sound Organisation |
1009 Oakmead Drive, Arlington TX 76011-7735 |
5.01% |
Empower Lifetime 2025 Fund Institutional Class |
Anne Arundel Medical Center Employee Salary Reduction Plan |
2001 Medical Parkway, Wayson Pavilion, Ste 350, Annapolis, MD 21401-2777 |
32.67% |
|
State of West Virginia Retirement Savings Plan |
322 70th Street SE, Charleston, WV 25304 |
9.63% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
8.73% |
|
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
5.06% |
Empower Lifetime 2025 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
82.28% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.74% |
Empower Lifetime 2025 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
34.32% |
Empower Lifetime 2030 Fund Institutional Class |
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
17.95% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
16.83% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
12.85% |
|
Isola USA Corp. |
3100 West Ray Road Suite 301, Chandler, AZ 85226 |
6.28% |
Fund: |
Record Owner: |
Address: |
Percentage: |
|
Spokane Eye Clinic, P.S. & Inland Empire Optical |
427 S. Bernard, Spokane WA 99204 |
5.44% |
Empower Lifetime 2030 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
96.51% |
Empower Lifetime 2030 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
32.67% |
|
Advanced Pathology Associates, LLC |
9901 Medical Center Drive, Rockville MD 20850 |
5.39% |
Empower Lifetime 2035 Fund Institutional Class |
Anne Arundel Medical Center Employee Salary Reduction Plan |
2001 Medical Parkway, Wayson Pavilion, Ste 350, Annapolis, MD 21401-2777 |
37.56% |
|
State of West Virginia Retirement Savings Plan |
322 70th Street SE, Charleston, WV 25304 |
8.23% |
|
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
7.83% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
6.46% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
6.43% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.70% |
Empower Lifetime 2035 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
86.60% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.52% |
Empower Lifetime 2035 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
35.95% |
Empower Lifetime 2040 Fund Institutional Class |
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
23.13% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
21.04% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
13.44% |
Empower Lifetime 2040 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
98.37% |
Empower Lifetime 2040 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
31.84% |
Empower Lifetime 2045 Fund Institutional Class |
Anne Arundel Medical Center Employee Salary Reduction Plan |
2001 Medical Parkway, Wayson Pavilion, Ste 350, Annapolis, MD 21401-2777 |
35.67% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
7.56% |
|
State of West Virginia Retirement Savings Plan |
322 70th Street SE, Charleston, WV 25304 |
7.42% |
|
City of Hastings, Nebraska |
220 North Hastings Avenue, Hastings, NE 68901 |
6.05% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
5.32% |
Empower Lifetime 2045 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
90.22% |
Empower Lifetime 2045 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
32.82% |
Empower Lifetime 2050 Fund Institutional Class |
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
27.86% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
17.44% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
15.16% |
Empower Lifetime 2050 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
98.29% |
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower Lifetime 2050 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
27.88% |
Empower Lifetime 2055 Fund Institutional Class |
Anne Arundel Medical Center Employee Salary Reduction Plan |
2001 Medical Parkway, Wayson Pavilion, Ste 350, Annapolis, MD 21401-2777 |
39.94% |
|
Metro. Transit Authority |
1900 Main P.O Box 61429, Houston, TX 77208-1429 |
7.80% |
|
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
6.46% |
|
Washington Trust Bank |
P.O Box 2127, Spokane, WA 99210 |
5.07% |
Empower Lifetime 2055 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
83.34% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.43% |
Empower Lifetime 2055 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
35.35% |
Empower Lifetime 2060 Fund Institutional Class |
Bank of the Ozarks Inc 401K |
P.O Box 8811, Little Rock, AR 72231 |
43.87% |
|
Alliantgroup LP 401K |
3009 Post Oak Blvd Suite 2000, Houston, TX 77056 |
22.29% |
|
City of Durango Employees 401A Plan |
949 Second Avenue, Durango, CO 81301-5109 |
5.68% |
Empower Lifetime 2060 Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
96.45% |
Empower Lifetime 2060 Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
38.41% |
|
Jennifer W. Pennoyer, MD, LLC |
47 Jolley Drive , Bloomfield, CT 06002 |
30.12% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.35% |
Empower Mid Cap Value Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
18.75% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
16.65% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
15.52% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.50% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.75% |
Empower Mid Cap Value Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
41.42% |
|
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
24.44% |
Empower Moderate Profile Fund Class L |
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
99.37% |
Empower Moderate Profile Fund Institutional Class |
Empower Retirement, LLC 401(k) Savings Plan |
8525 E. Orchard Road, Greenwood Village, CO 80111 |
23.22% |
Empower Moderate Profile Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
65.93% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.84% |
Empower Moderately Aggressive Profile Fund Institutional Class |
Arotech Corporation 401K Plan |
1195 Oak Valley Dr, Ann Arbor, MI 48108 |
10.22% |
|
Rodelco Electronics Corp 401K Savings & Retirement |
111 Haynes Court, Ronkonkoma, NY 11779 |
7.72% |
|
Environmental Health & Engineering, Inc 401K Plan |
180 Wells Avenue Suite 200, Newton, MA 02459 |
6.88% |
|
Port of Oakland DCP Plan |
530 Water Street, Oakland, CA 94607 |
5.19% |
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower Moderately Aggressive Profile Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
74.58% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.85% |
Empower Moderately Conservative Profile Fund Class L |
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
100.00% |
Empower Moderately Conservative Profile Fund Institutional Class |
Argent Financial Group 401K |
500 East Reynolds Drive, Ruston, LA 71270 |
17.25% |
|
Hunt Guillot & Associates LLC 401K |
603 Reynolds Dr, Ruston, LA 71270 |
16.49% |
|
Louisiana National Bank 401K PSP |
2001 N. Trenton St, Ruston, LA 71270 |
7.40% |
|
Gardner Family Health Network NonUnion 401K |
160 East Virginia Street Suite 100, San Jose, CA 95112 |
6.42% |
|
Charlton Family Practice 401K PSP |
246 Southbridge Street, Charlton, MA 01507 |
5.24% |
Empower Moderately Conservative Profile Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
84.04% |
Empower Multi-Sector Bond Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
23.90% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
13.48% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.27% |
|
Empower Retirement, LLC 401(k) Savings Plan |
8525 E. Orchard Road, Greenwood Village, CO 80111 |
9.20% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.10% |
Empower Multi-Sector Bond Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
66.52% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.53% |
Empower Real Estate Index Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
24.04% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
18.75% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.92% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.52% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.28% |
Empower Real Estate Index Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
87.01% |
Empower S&P 500® Index Fund Institutional Class |
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.85% |
|
Empower SecureFoundation® Balanced Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.40% |
|
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.32% |
|
Empower Lifetime 2035 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.19% |
Empower S&P 500® Index Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
60.42% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.94% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.62% |
Empower S&P Mid Cap 400® Index Fund Class L |
Mass Mutual Life Insurance Company |
1295 State St., Springfield, MA 01111 |
63.73% |
Fund: |
Record Owner: |
Address: |
Percentage: |
|
Talcott Resolution Life Insurance Company |
1 Griffin Road North Windsor, CT 06095 |
20.03% |
Empower S&P Mid Cap 400® Index Fund Institutional Class |
Empower SecureFoundation® Balanced Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.10% |
|
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.43% |
|
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.93% |
|
Empower Lifetime 2035 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.83% |
|
Empower SecureFoundation® Balanced Fund Institutional Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.11% |
|
Empower SecureFoundation® Balanced Fund Class L |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.99% |
Empower S&P Mid Cap 400® Index Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
59.77% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.52% |
Empower S&P Small Cap 600® Index Fund Class L |
Talcott Resolution Life Insurance Company |
1 Griffin Road North Windsor, CT 06095 |
68.61% |
|
Mass Mutual Life Insurance Company |
1295 State St., Springfield, MA 01111 |
6.37% |
|
Bronco Wine Company |
P.O. Box 789, Ceres CA 95307-0789 |
5.93% |
|
Whittier Employee Resources, Inc. |
25-35 Railroad Square Suite 304, Haverhill MA 01832 |
5.13% |
Empower S&P Small Cap 600® Index Fund Institutional Class |
Empower SecureFoundation® Balanced Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
10.26% |
|
Empower Lifetime 2045 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.49% |
|
Empower SecureFoundation® Balanced Fund Institutional Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.92% |
|
Empower Lifetime 2035 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.87% |
|
Empower SecureFoundation® Balanced Fund Class L |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.75% |
|
Empower Lifetime 2035 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.29% |
|
Empower Lifetime 2045 Fund Service Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.14% |
Empower S&P Small Cap 600® Index Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
39.28% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
12.37% |
Empower SecureFoundation® Balanced Fund Class L |
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
95.14% |
Empower SecureFoundation® Balanced Fund Institutional Class |
Variable Annuity-8 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
25.77% |
|
Government of Guam Retirement Fund |
424 Route 8, Maite, GU, 96927 |
20.82% |
|
Government of Guam Deferred Compensation Plan |
424 Route 8, Maite, GU, 96927 |
8.15% |
|
Variable Annuity-9 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.02% |
Empower SecureFoundation® Balanced Fund Investor Class |
Schwab OneSource Choice Variable Annuity |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
43.27% |
|
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
19.01% |
Empower SecureFoundation® Balanced Fund Service Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
23.84% |
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower Short Duration Bond Fund Institutional Class |
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
34.47% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.04% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.76% |
|
Empower Lifetime 2025 Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.41% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.37% |
Empower Short Duration Bond Fund Investor Class |
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
45.41% |
|
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.93% |
|
Protective Life Insurance Company |
2801 U.S. Highway 280 S, Birmingham, AL 35223 |
5.34% |
|
COLI-VUL 2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.10% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.03% |
Empower Small Cap Growth Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
20.93% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
18.64% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
17.33% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
9.47% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.53% |
Empower Small Cap Growth Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
57.75% |
|
Variable Annuity-2 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
17.39% |
Empower Small Cap Value Fund Institutional Class |
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
17.43% |
|
Empower Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
15.49% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
14.42% |
|
Empower Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
7.89% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.27% |
Empower Small Cap Value Fund Investor Class |
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
18.89% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
18.57% |
|
Future Funds Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
17.31% |
|
Metro-ILA Individual Account Retirement Fund |
301 Route 17 North 7th Floor, Rutherford NJ 7070 |
6.00% |
Empower T. Rowe Price Mid Cap Growth Fund Institutional Class |
The Fifth Third Bancorp 401K Savings Plan |
38 Fountain Square Plaza Cincinnati, OH 45263 |
11.82% |
Empower T. Rowe Price Mid Cap Growth Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
51.86% |
|
Future Funds II Series Account |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.36% |
|
COLI-VUL 7 Series Accounts |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.62% |
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower U.S. Government Securities Fund Institutional Class |
Mid Atlantic Trust Company |
330 S Poplar Ave Pierre, SD, 57501 |
14.28% |
|
Empower Retirement, LLC 401(k) Savings Plan |
8525 E. Orchard Road, Greenwood Village, CO 80111 |
12.38% |
Empower U.S. Government Securities Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
78.90% |
|
Empower Moderate Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
16.88% |
|
Empower Moderately Conservative Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
8.74% |
|
Empower Moderately Aggressive Profile Fund Investor Class |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
6.25% |
Empower U.S. Government Securities Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
80.06% |
Empower Core Strategies: Flexible Bond Fund Institutional Class Ticker: MXEDX Investor Class Ticker: MXEWX |
Empower Core Strategies: International Equity Fund Institutional Class Ticker: MXECX Investor Class Ticker: MXEVX |
Empower Core Strategies: Inflation-Protected Securities Fund Institutional Class Ticker: MXEGX Investor Class Ticker: MXEYX |
Empower Core Strategies: U.S. Equity Fund Institutional Class Ticker: MXEBX Investor Class Ticker: MXETX |
Empower SecureFoundation® Balanced ETF Fund Class A Ticker: SFBPX |
|
Empower Core Strategies: Flexible Bond Fund |
Empower Core Strategies: International Equity Fund |
Empower Core Strategies: Inflation-Protected Securities Fund |
Empower Core Strategies: U.S. Equity Fund |
Independent Directors* | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served** |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Gail H. Klapper 8515 East Orchard Road, Greenwood Village, CO 80111 80 |
Chair & Independent Director |
Since 2016 (as Chair) Since 2007 (as Independent Director) |
Managing Attorney, Klapper Law Firm; Member/Director, The Colorado Forum; Director, Gold, Inc.; Member, Colorado State Fair Board Authority; Manager, 6K Ranch, LLC; and former Director, Guaranty Bancorp |
45 |
Director, Gold, Inc. |
James A. Hillary*** 8515 East Orchard Road, Greenwood Village, CO 80111 61 |
Independent Director |
Since 2017 |
Principal and Founding Partner, Fios Partners LLC; Member, Fios Capital, LLC, Fios Holdings LLC; Sole Member, Independence Capital Asset Partners, LLC, Fios Companies LLC, Resolute Capital Asset Partners LLC; Manager, Applejack Holdings, LLC; and Manager and Member, Prestige Land Holdings, LLC |
45 |
N/A |
R. Timothy Hudner**** 8515 East Orchard Road, Greenwood Village, CO 80111 64 |
Independent Director |
Since 2017 |
Former Director, Colorado State Housing Board, Grand Junction Housing Authority and Counseling and Education Center |
45 |
N/A |
Steven A. Lake 8515 East Orchard Road, Greenwood Village, CO 80111 69 |
Independent Director |
Since 2017 |
Managing Member, Lake Advisors, LLC; Member, Gart Capital Partners, LLC; and Executive Member, Sage Enterprise Holdings, LLC |
45 |
N/A |
Independent Directors* | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served** |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Stephen G. McConahey 8515 East Orchard Road, Greenwood Village, CO 80111 80 |
Independent Director & Audit Committee Chair |
Since 2011 (as Independent Director) Since 2015 (as Audit Committee Chair) |
Chairman, SGM Capital, LLC; Partner, Iron Gate Capital, LLC; Director, IMA Financial Group, Inc.; Chairman, Board of Trustees, Denver Museum of Nature and Science; and former Director, Guaranty Bancorp |
45 |
Director, IMA Financial Group, Inc.; Chairman, Board of Trustees, Denver Museum of Nature and Science |
Interested Director***** | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Jonathan D. Kreider 8515 East Orchard Road, Greenwood Village, CO 80111 41 |
Director, President & Chief Executive Officer |
Since 2020 |
Executive Vice President & Head of Empower Investments, Empower; Senior Vice President & Head of Empower Investments, Empower of America and Empower Life & Annuity Insurance Company of New York (“Empower of NY”); President, Chief Executive Officer & Manager, ECM; formerly, Vice President, Great-West Funds Investment Products and Empower Advisory Group, LLC (“EAG”) |
45 |
N/A |
Officers | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Jonathan D. Kreider 8515 East Orchard Road, Greenwood Village, CO 80111 41 |
Director, President & Chief Executive Officer |
Since 2020 |
Executive Vice President & Head of Empower Investments, Empower; Senior Vice President & Head of Empower Investments, Empower of America and Empower of NY; President, Chief Executive Officer & Manager, ECM; formerly, Vice President, Great-West Funds Investment Products and EAG |
45 |
N/A |
Officers | |||||
Name, Address, and Age |
Position(s) Held with Empower Funds |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Director |
Other Directorships Held by Director |
Katherine Stoner 8515 East Orchard Road, Greenwood Village, CO 80111 67 |
Chief Compliance Officer |
Since 2016 |
Vice President, Compliance Empower Investments, Empower; Chief Compliance Officer, ECM and EAG; Interim Chief Compliance Officer, Empower of America and Empower of NY |
N/A |
N/A |
Ryan L. Logsdon 8515 East Orchard Road, Greenwood Village, CO 80111 50 |
Chief Legal Officer & Secretary |
Since 2010 (as Secretary) Since 2021 (as Chief Legal Officer) |
Deputy General Counsel & Corporate Secretary, Empower, Empower of America & Empower of NY; Vice President & Counsel, ECM; formerly, Vice President & Counsel, Empower Funds; Vice President, Counsel & Secretary, EAG & EFSI |
N/A |
N/A |
Kelly B. New 8515 East Orchard Road, Greenwood Village, CO 80111 48 |
Chief Financial Officer & Treasurer |
Since 2021 |
Vice President, Fund Administration, Empower; Chief Financial Officer & Treasurer, ECM; Vice President & Treasurer, CITs, Empower Trust Company, LLC (“ETC”); formerly, Assistant Treasurer Empower Funds, ECM & ETC |
N/A |
N/A |
John A. Clouthier 8515 East Orchard Road, Greenwood Village, CO 80111 56 |
Assistant Treasurer |
Since 2007 |
Vice President, Fund Administration, Empower; Assistant Treasurer, ECM; Assistant Vice President and Assistant Treasurer, ETC |
N/A |
N/A |
Abhijit Dande 8515 East Orchard Road, Greenwood Village, CO 80111 43 |
Derivatives Risk Manager |
Since 2022 |
Vice President, Financial Risk Management, Empower; Derivatives Risk Manager, ECM |
N/A |
N/A |
Name of Director |
Dollar Range of Equity Securities in the Funds |
Aggregate Dollar Range of Equity Securities in All Registered Investment Companies Overseen by Director in Family of Investment Companies |
Independent Directors | ||
James A. Hillary |
$0 |
$0 |
R. Timothy Hudner |
$0 |
$0 |
Gail H. Klapper |
$0 |
$0 |
Steven A. Lake |
Empower Core Strategies: U.S. Equity Fund - $50,001 - $100,000 |
$50,001 - $100,000 |
Stephen G. McConahey |
$0 |
$0 |
Interested Director | ||
Jonathan D. Kreider |
$0 |
Over $100,000 |
Name of Independent Director |
Aggregate Compensation from Empower Funds |
Pension or Retirement Benefits Accrued as Part of Fund Expenses |
Estimated Annual Benefits Upon Retirement |
Total Compensation from Empower Funds Paid to Directors |
Gail H. Klapper |
$271,500 |
$0 |
$0 |
$271,500 |
James A. Hillary |
$233,500 |
$0 |
$0 |
$233,500 |
R. Timothy Hudner |
$233,500 |
$0 |
$0 |
$233,500 |
Steven A. Lake |
$233,500 |
$0 |
$0 |
$233,500 |
Stephen G. McConahey |
$251,500 |
$0 |
$0 |
$251,500 |
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower Core Strategies: Flexible Bond Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
93.20% |
Empower Core Strategies: Inflation- Protected Securities Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
92.89% |
Empower Core Strategies: International Equity Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
91.99% |
Empower Core Strategies: U.S. Equity Fund Investor Class |
Empower Retirement IRA |
P.O. Box 173764, Denver, CO 80217-3764 |
95.13% |
Fund: |
Record Owner: |
Address: |
Percentage: |
Empower SecureFoundation Balanced ETF Fund Class A |
PNCI SF Smart Future Traditional IRA |
1900 E 9th St, Cleveland, OH 44114 |
32.54% |
PNC Maxim SecureFoundation Smart Future NQ |
1900 E 9th St, Cleveland, OH 44114 |
17.00% | |
BB&T Traditional IRA |
200 W 2nd St, Winston-Salem, NC 27101 |
16.44% | |
CUSO - SF Traditional IRA |
10150 Meanley Drive, 1st Floor, San Diego, CA 92131 |
6.34% | |
American Portfolios - Smart Future NQ |
8515 E. Orchard Road, Greenwood Village, CO 80111 |
5.28% | |
SSN Inc. Great-West SF Smart Future Traditional IRA |
9729 Cogdill Rd Ste 301, Knoxville TN 37932, US |
5.25% |
Fund |
Management Fee |
Empower Core Strategies: Flexible Bond Fund |
0.38% of the average daily net assets on assets up to $2 billion and 0.35% of the average daily net assets on assets over $2 billion |
Empower Core Strategies: Inflation-Protected Securities Fund |
0.33% of the average daily net assets on assets up to $1 billion, 0.28% of the average daily net assets on assets over $1 billion, and 0.23% of the average daily net assets on assets over $2 billion |
Empower Core Strategies: International Equity Fund |
0.53% of the average daily net assets on assets up to $1 billion, 0.48% of the average daily net assets on assets over $1 billion, and 0.43% of the average daily net assets on assets over $2 billion |
Empower Core Strategies: U.S. Equity Fund |
0.47% of the average daily net assets on assets up to $1 billion, 0.42% of the average daily net assets on assets over $1 billion, and 0.37% of the average daily net assets on assets over $2 billion |
Empower SecureFoundation Balanced ETF Fund |
0.16% of the average daily net assets |
Fund |
December 31, 2023 |
May 1, 2022– December 31, 2022 |
April 30, 2022 |
April 30, 2021 |
Empower Core Strategies: Flexible Bond Fund |
$6,770,370 |
$4,330,152 |
$5,461,328 |
$1,399,057 |
Empower Core Strategies: Inflation-Protected Securities Fund |
$372,236 |
$60,009 |
$36,464 |
$323,926 |
Empower Core Strategies: International Equity Fund |
$1,731,953 |
$545,322 |
$1,475,833 |
$436,364 |
Empower Core Strategies: U.S. Equity Fund |
$3,186,959 |
$292,719 |
$144,112 |
$68,983 |
Fund |
2023 |
2022 |
2021 |
Empower SecureFoundation Balanced ETF Fund |
$32,611 |
$35,601 |
$43,248 |
Fund |
Expense Limit |
Empower Core Strategies: Flexible Bond Fund |
0.45% of the average daily net assets |
Empower Core Strategies: Inflation-Protected Securities Fund |
0.35% of the average daily net assets |
Empower Core Strategies: International Equity Fund |
0.65% of the average daily net assets |
Empower Core Strategies: U.S. Equity Fund |
0.55% of the average daily net assets |
Fund |
December 31, 2023 |
May 1, 2022– December 31, 2022 |
April 30, 2022 |
April 30, 2021 |
Empower Core Strategies: Flexible Bond Fund |
$33,701 |
$9,019 |
$33,917 |
$79,227 |
Empower Core Strategies: Inflation-Protected Securities Fund |
$201,221 |
$126,949 |
$158,233 |
$146,958 |
Empower Core Strategies: International Equity Fund |
$362,755 |
$336,726 |
$205,082 |
$241,494 |
Empower Core Strategies: U.S. Equity Fund |
$6,980 |
$140,025 |
$159,539 |
$130,635 |
Fund |
2023 |
2022 |
2021 |
Empower SecureFoundation Balanced ETF Fund |
$185,873 |
$143,880 |
$130,738 |
Fund |
December 31, 2023 |
May 1, 2022– December 31, 2022 |
April 30, 2022 |
April 30, 2021 |
Empower Core Strategies: Flexible Bond Fund |
$2,681,994 |
$1,707,444 |
$2,160,260 |
$557,036 |
Empower Core Strategies: Inflation-Protected Securities Fund |
$118,546 |
$21,715 |
$13,188 |
$107,764 |
Empower Core Strategies: International Equity Fund |
$622,800 |
$211,221 |
$572,626 |
$174,922 |
Empower Core Strategies: U.S. Equity Fund |
$1,283,460 |
$153,489 |
$98,097 |
$61,021 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Andrew Corwin, CFA |
16 |
$12,520 |
56 |
$7,176 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Maria Mendelsberg, CFA |
16 |
$12,520 |
38 |
$11,524 |
39 |
$10,048 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
John P. Remmert, J.D. |
2 |
$1,382 |
6 |
$270 |
10 |
$2,558 |
0 |
$0 |
1 |
$77 |
1 |
$131 |
Donald G. Huber, CFA |
2 |
$1,382 |
7 |
$899 |
14 |
$4,274 |
0 |
$0 |
0 |
$0 |
1 |
$131 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Jon Calluzzo |
3 |
$10,143 |
6 |
$13,959 |
1,884 |
$113,172 |
0 |
$0 |
3 |
$449 |
2 |
$2,060 |
Peter Stone |
27 |
$19,046 |
70 |
$24,456 |
7,502 |
$366,034 |
0 |
$0 |
19 |
$1,031 |
8 |
$4,888 |
Fund |
Fee |
Empower Core Strategies: International Equity Fund |
0.02% of the average daily net value on all assets on the portion of the Fund managed by ILIM, subject to an annual $20,000 minimum |
Empower Core Strategies: U.S. Equity Fund |
0.0075% of the average daily net value on all assets on the portion of the Fund managed by ILIM, subject to an annual $20,000 minimum |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Nicola Dowdall |
2 |
$586 |
32 |
$6,030 |
148 |
$59,059 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael Lynch, CFA |
2 |
$586 |
32 |
$6,030 |
148 |
$59,059 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Peter Leonard, CFA |
2 |
$586 |
32 |
$6,030 |
148 |
$59,059 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees* |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Giri Devulapally, CFA |
11 |
$80,515 |
6 |
$8,396 |
103 |
$8,393 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Larry H. Lee |
9 |
$94,214 |
2 |
$7,619 |
5 |
$3,855 |
0 |
$0 |
0 |
$0 |
1 |
$23 |
Holly Morris |
9 |
$76,976 |
3 |
$11,082 |
5 |
$3,855 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Joseph Wilson |
10 |
$77,165 |
3 |
$15,098 |
96 |
$4,237 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Robert Maloney |
5 |
$75,015 |
1 |
$5,809 |
1 |
$784 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Matthew J. Eagan, CFA |
18 |
$28,551 |
23 |
$10,881 |
104 |
$25,064 |
0 |
$0 |
0 |
$0 |
1 |
$29 |
Brian P. Kennedy |
16 |
$28,070 |
22 |
$10,869 |
108 |
$25,059 |
0 |
$0 |
0 |
$0 |
1 |
$29 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Fund Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Asset ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Joseph R. Gatz, CFA |
3 |
$970 |
2 |
$445 |
37 |
$1,020 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jeffrey Schwartz, CFA |
3 |
$970 |
2 |
$445 |
37 |
$1,007 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts* |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Josef Lakonishok |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Menno Vermeulen, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Puneet Mansharamani, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Greg Sleight |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Guy Lakonishok, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Darren Jaroch, CFA |
15 |
$27,248 |
8 |
$8,380 |
6 |
$1,694 |
1 |
$400 |
0 |
$0 |
0 |
$0 |
Lauren B. DeMore, CFA |
15 |
$27,248 |
8 |
$8,380 |
6 |
$1,692 |
1 |
$400 |
0 |
$0 |
0 |
$0 |
|
AUM Based Fees |
Performance Based Fees | ||||||||||
|
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts |
Registered Investment Companies |
Other Pooled Investment Vehicles |
Other Accounts | ||||||
Portfolio Manager |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
Number of Accounts |
Total Assets ($m) |
S. Kenneth Leech* |
94 |
$129,350 |
295 |
$69,790 |
592 |
$189,613 |
0 |
$0 |
23 |
$2,645 |
21 |
$12,770 |
Keith A. Luna* |
0 |
$0 |
2 |
$759 |
46 |
$12,509 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Julien Scholnick* |
26 |
$50,015 |
22 |
$12,233 |
173 |
$53,705 |
0 |
$0 |
0 |
$0 |
4 |
$1,929 |
Frederick R. Marki* |
27 |
$48,152 |
25 |
$13,326 |
183 |
$57,764 |
0 |
$0 |
0 |
$0 |
6 |
$4,461 |
Nicholas Mastroianni* |
7 |
$2,406 |
2 |
$438 |
39 |
$12,471 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
John L. Bellows* |
23 |
$45,525 |
23 |
$12,291 |
177 |
$54,779 |
0 |
$0 |
0 |
$0 |
4 |
$1,929 |
Fund |
December 31, 2023 |
May 1, 2022– December 31, 2022 |
April 30, 2022 |
April 30, 2021 |
Empower Core Strategies: Flexible Bond Fund |
$6,194,433 |
$3,962,862 |
$5,002,130 |
$1,252,197 |
Empower Core Strategies: Inflation-Protected Securities Fund |
$386,231 |
$58,462 |
$33,876 |
$342,256 |
Empower Core Strategies: International Equity Fund |
$1,114,742 |
$343,205 |
$952,655 |
$279,792 |
Empower Core Strategies: U.S. Equity Fund |
$2,315,188 |
$168,642 |
$25,899 |
$5,072 |
Empower Core Strategies: Flexible Bond Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$2,962,610 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$61,541 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$2,654,881 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$2,716,422 |
Net income from securities lending activities: |
$246,188 |
Empower Core Strategies: Inflation-Protected Securities Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$2,601 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$81 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$2,197 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$2,278 |
Net income from securities lending activities: |
$323 |
Empower Core Strategies: International Equity Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$21,836 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$322 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$20,224 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$20,546 |
Net income from securities lending activities: |
$1,290 |
Empower Core Strategies: U.S. Equity Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$61,216 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$3,366 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$44,380 |
Empower Core Strategies: U.S. Equity Fund |
December 31, 2023 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$47,746 |
Net income from securities lending activities: |
$13,470 |
Empower SecureFoundation Balanced ETF Fund |
December 31, 2023 |
Gross income from securities lending activities (including income from cash collateral reinvestment): |
$60,702 |
Fees and/or compensation for securities lending activities and related services: |
|
Fees paid to securities lending agent from a revenue split |
$2,099 |
Fees paid for any cash collateral management services (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in the revenue split |
$0 |
Administrative fees not included in revenue split |
$0 |
Indemnification fee not included in revenue split |
$0 |
Positive Rebate (paid to borrower) |
$50,201 |
Negative Rebate (paid by borrower) |
$0 |
Other fees not included in revenue split (please include description of those other fees) |
$0 |
Aggregate fees/compensation for securities lending activities: |
$52,300 |
Net income from securities lending activities: |
$8,402 |
Fund Name |
December 31, 2023 |
May 1, 2022– December 31, 2022 |
April 30, 2022 |
April 30, 2021 |
Empower Core Strategies: Flexible Bond Fund |
$1,683 |
$3,705 |
$3,302 |
$833 |
Empower Core Strategies: International Equity Fund |
$157,706 |
$89,799 |
$133,002 |
$56,700 |
Empower Core Strategies: U.S. Equity Fund |
$301,036 |
$52,575 |
$14,616 |
$4,105 |
Fund Name |
2023 |
2022 |
2021 |
Empower SecureFoundation Balanced ETF Fund |
$1,106 |
$2,503 |
$2,699 |
Name of Regular Broker or Dealer |
Aggregate Value of Securities Held (000’s omitted) |
Empower Core Strategies: Flexible Bond Fund | |
Morgan Stanley & Co LLC |
$7,833 |
Barclays Capital, Inc. |
$7,126 |
BNP Paribas Securities Corp. |
$1,882 |
Wells Fargo Securities LLC |
$954 |
JP Morgan Securities LLC |
$529 |
Empower Core Strategies: Inflation-Protected Securities Fund | |
JP Morgan Securities LLC |
$2,046 |
Empower Core Strategies: International Equity Fund | |
UBS Securities LLC |
$4,079 |
Societe Generale Securities Corp |
$1,069 |
Empower Core Strategies: U.S. Equity Fund | |
JP Morgan Securities LLC |
$5,689 |
Goldman Sachs & Co. |
$3,925 |
Citigroup Global Markets, Inc. |
$3,683 |
Morgan Stanley & Co LLC |
$1,344 |
Principal Underwriter |
Underwriting Discounts and Commissions |
Compensation on Redemptions and Repurchases |
Brokerage Commissions |
Other Compensation |
Empower Financial Services, Inc. |
$0 |
$0 |
$0 |
$0 |
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(e) |
(1) |
(g) |
|
(e) |
(1) |
(h) |
|
(e) |
(1) |
(i) |
|
(e) |
(1) |
(j) |
|
(e) |
(1) |
(k) |
|
(e) |
(1) |
(l) |
|
(e) |
(1) |
(m) |
|
(e) |
(1) |
(n) |
|
(e) |
(1) |
(o) |
|
(e) |
(1) |
(p) |
|
(e) |
(1) |
(q) |
|
(e) |
(2) |
(a) |
|
(e) |
(2) |
(b) |
|
(e) |
(2) |
(c) |
(e) |
(2) |
(d) |
|
(f) |
Not Applicable. | ||
(g) |
(1) |
|
|
(g) |
(2) |
|
|
(h) |
(1) |
(a) |
|
(h) |
(1) |
(b) |
|
(h) |
(1) |
(c) |
|
(h) |
(2) |
(a) |
|
(h) |
(2) |
(b) |
|
(h) |
(3) |
(a) |
|
(h) |
(3) |
(b) |
|
(h) |
(3) |
(c) |
|
(h) |
(4) |
(a) |
|
(h) |
(4) |
(b) |
|
(h) |
(4) |
(c) |
(h) |
(4) |
(d) |
|
(h) |
(4) |
(e) |
|
(h) |
(4) |
(f) |
|
(h) |
(5) |
(a) |
|
(h) |
(5) |
(b) |
|
(h) |
(5) |
(c) |
|
(h) |
(5) |
(d) |
|
(h) |
(5) |
(e) |
|
(h) |
(5) |
(f) |
|
(h) |
(5) |
(g) |
|
(h) |
(5) |
(h) |
|
(h) |
(5) |
(i) |
|
(h) |
(5) |
(j) |
|
(h) |
(5) |
(k) |
(h) |
(6) |
|
|
(h) |
(7) |
|
|
(h) |
(8) |
(a) |
|
(h) |
(8) |
(b) |
|
(h) |
(8) |
(c) |
|
(h) |
(9) |
(a) |
|
(h) |
(9) |
(b) |
|
(h) |
(10) |
||
(h) |
(11) |
||
(h) |
(12) |
||
(h) |
(13) |
||
(h) |
(14) |
||
(i) |
(1) |
||
(i) |
(2) |
||
(i) |
(3) |
||
(i) |
(4) |
|
(i) |
(5) |
||
(i) |
(6) |
||
(i) |
(7) |
||
(i) |
(8) |
||
(i) |
(9) |
||
(i) |
(10) |
||
(i) |
(11) |
||
(i) |
(12) |
||
(i) |
(13) |
||
(i) |
(14) |
||
(i) |
(15) |
| |
(i) |
(16) |
||
(i) |
(17) |
| |
(j) |
(1) |
||
(k) |
Not Applicable. |
(l) |
Not Applicable. | ||
(m) |
(1) |
|
|
(m) |
(2) |
(a) |
|
(m) |
(2) |
(b) |
|
(m) |
(2) |
(c) |
|
(m) |
(2) |
(d) |
|
(m) |
(2) |
(e) |
|
(m) |
(3) |
|
|
(m) |
(4) |
(a) |
|
(m) |
(4) |
(b) |
|
(m) |
(4) |
(c) |
|
(m) |
(4) |
(d) |
|
(m) |
(4) |
(e) |
|
(m) |
(4) |
(f) |
|
(m) |
(4) |
(g) |
(m) |
(4) |
(h) |
|
(m) |
(4) |
(i) |
|
(m) |
(4) |
(j) |
|
(m) |
(4) |
(k) |
|
(m) |
(4) |
(l) |
|
(m) |
(4) |
(m) |
|
(n) |
(1) |
(a) |
|
(o) |
Reserved. | ||
(p) |
(1) |
||
(p) |
(2) |
||
(p) |
(3) |
||
(p) |
(4) |
||
(p) |
(5) |
||
(p) |
(6) |
||
(p) |
(7) |
||
(p) |
(8) |
||
(p) |
(9) |
||
(p) |
(10) |
||
(p) |
(11) |
||
(p) |
(12) |
||
(p) |
(13) |
(a) |
(1) |
In this section the following words have the meanings indicated. | |
|
(2) |
“Corporation” includes any domestic or foreign predecessor entity of a corporation in a merger, consolidation, or other transaction in which the predecessor's existence ceased upon consummation of the transaction. | |
|
(3) |
“Director” means any person who is or was a director of a corporation and any person who, while a director of a corporation, is or was serving at the request of the corporation as a director, officer, partner, trustee, employee, or agent of another foreign or domestic corporation, partnership, joint venture, trust, limited liability company, other enterprise, or employee benefit plan. | |
|
(4) |
“Expenses” include attorney’s fees. | |
|
(5) |
(i) |
“Official capacity” means: |
|
|
(1) When used with respect to a director, the office of director in the corporation; and (2) When used with respect to a person other than a director as contemplated in subsection (j) of this section, the elective or appointive office in the corporation held by the officer, or the employment or agency relationship undertaken by the employee or agent in behalf of the corporation. | |
|
|
(ii) |
“Official capacity” does not include service for any other foreign or domestic corporation or any partnership, joint venture, trust, other enterprise, or employee benefit plan. |
|
(6) |
“Party” includes a person who was, is, or is threatened to be made a named defendant or respondent in a proceeding. | |
|
(7) |
“Proceeding” means any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative, or investigative. | |
(b) |
(1) |
A corporation may indemnify any director made a party to any proceeding by reason of service in that capacity unless it is established that: | |
|
|
(i) |
The act or omission of the director was material to the matter giving rise to the proceeding; and |
|
|
(1) Was committed in bad faith; or (2) Was the result of active and deliberate dishonesty; or | |
|
|
(ii) |
The director actually received an improper personal benefit in money, property, or services; or |
|
|
(iii) |
In the case of any criminal proceeding, the director had reasonable cause to believe that the act or omission was unlawful. |
|
(2) |
(i) |
Indemnification may be against judgments, penalties, fines, settlements, and reasonable expenses actually incurred by the director in connection with the proceeding. |
|
|
(ii) |
However, if the proceeding was one by or in the right of the corporation, indemnification may not be made in respect of any proceeding in which the director shall have been adjudged to be liable to the corporation. |
|
(3) |
(i) |
The termination of any proceeding by judgment, order, or settlement does not create a presumption that the director did not meet the requisite standard of conduct set forth in this subsection. |
|
|
(ii) |
The termination of any proceeding by conviction, or a plea of nolo contendere or its equivalent, or an entry of an order of probation prior to judgment, creates a rebuttable presumption that the director did not meet that standard of conduct. |
|
(4) |
A corporation may not indemnify a director or advance expenses under this section for a proceeding brought by that director against the corporation, except: | |
|
|
(i) |
For a proceeding brought to enforce indemnification under this section; or |
|
|
(ii) |
If the charter or bylaws of the corporation, a resolution of the board of directors of the corporation, or an agreement approved by the board of directors of the corporation to which the corporation is a party expressly provide otherwise. |
(c) |
A director may not be indemnified under subsection (b) of this section in respect of any proceeding charging improper personal benefit to the director, whether or not involving action in the director's official capacity, in which the director was adjudged to be liable on the basis that personal benefit was improperly received. | ||
(d) |
Unless limited by the charter: | ||
|
(1) |
A director who has been successful, on the merits or otherwise, in the defense of any proceeding referred to in subsection (b) of this section, or in the defense of any claim, issue, or matter in the proceeding, shall be indemnified against reasonable expenses incurred by the director in connection with the proceeding, claim, issue, or matter in which the director has been successful. | |
|
(2) |
A court of appropriate jurisdiction, upon application of a director and such notice as the court shall require, may order indemnification in the following circumstances: | |
|
|
(i) |
If it determines a director is entitled to reimbursement under paragraph (1) of this subsection, the court shall order indemnification, in which case the director shall be entitled to recover the expenses of securing such reimbursement; or |
|
|
(ii) |
If it determines that the director is fairly and reasonably entitled to indemnification in view of all the relevant circumstances, whether or not the director has met the standards of conduct set forth in subsection (b) of this section or has been adjudged liable under the circumstances described in subsection (c) of this section, the court may order such indemnification as the court shall deem proper. However, indemnification with respect to any proceeding by or in the right of the corporation or in which liability shall have been adjudged in the circumstances described in subsection (c) of this section shall be limited to expenses. |
|
(3) |
A court of appropriate jurisdiction may be the same court in which the proceeding involving the director's liability took place. | |
(e) |
(1) |
Indemnification under subsection (b) of this section may not be made by the corporation unless authorized for a specific proceeding after a determination has been made that indemnification of the director is permissible in the circumstances because the director has met the standard of conduct set forth in subsection (b) of this section. | |
|
(2) |
Such determination shall be made: | |
|
|
(i) |
By the board of directors by a majority vote of a quorum consisting of directors not, at the time, parties to the proceeding, or, if such a quorum cannot be obtained, then by a majority vote of a committee of the board consisting solely of one or more directors not, at the time, parties to such proceeding and who were duly designated to act in the matter by a majority vote of the full board in which the designated directors who are parties may participate; |
|
|
(ii) |
By special legal counsel selected by the board of directors or a committee of the board by vote as set forth in subparagraph (i) of this paragraph, or, if the requisite quorum of the full board cannot be obtained therefor and the committee cannot be established, by a majority vote of the full board in which directors who are parties may participate; or |
|
|
(iii) |
By the stockholders. |
|
(3) |
Authorization of indemnification and determination as to reasonableness of expenses shall be made in the same manner as the determination that indemnification is permissible. However, if the determination that indemnification is permissible is made by special legal counsel, authorization of indemnification and determination as to reasonableness of expenses shall be made in the manner specified in paragraph (2)(ii) of this subsection for selection of such counsel. | |
|
(4) |
Shares held by directors who are parties to the proceeding may not be voted on the subject matter under this subsection. | |
(f) |
(1) |
Reasonable expenses incurred by a director who is a party to a proceeding may be paid or reimbursed by the corporation in advance of the final disposition of the proceeding upon receipt by the corporation of: | |
|
|
(i) |
A written affirmation by the director of the director's good faith belief that the standard of conduct necessary for indemnification by the corporation as authorized in this section has been met; and |
|
|
(ii) |
A written undertaking by or on behalf of the director to repay the amount if it shall ultimately be determined that the standard of conduct has not been met. |
|
(2) |
The undertaking required by paragraph (1)(ii) of this subsection shall be an unlimited general obligation of the director but need not be secured and may be accepted without reference to financial ability to make the repayment. | |
|
(3) |
Payments under this subsection shall be made as provided by the charter, bylaws, or contract or as specified in subsection (e)(2) of this section. | |
(g) |
The indemnification and advancement of expenses provided or authorized by this section may not be deemed exclusive of any other rights, by indemnification or otherwise, to which a director may be entitled under the charter, the bylaws, a resolution of stockholders or directors, an agreement or otherwise, both as to action in an official capacity and as to action in another capacity while holding such office. | ||
(h) |
This section does not limit the corporation's power to pay or reimburse expenses incurred by a director in connection with an appearance as a witness in a proceeding at a time when the director has not been made a named defendant or respondent in the proceeding. | ||
(i) |
For purposes of this section: | ||
|
(1) |
The corporation shall be deemed to have requested a director to serve an employee benefit plan where the performance of the director's duties to the corporation also imposes duties on, or otherwise involves services by, the director to the plan or participants or beneficiaries of the plan; | |
|
(2) |
Excise taxes assessed on a director with respect to an employee benefit plan pursuant to applicable law shall be deemed fines; and | |
|
(3) |
Action taken or omitted by the director with respect to an employee benefit plan in the performance of the director's duties for a purpose reasonably believed by the director to be in the interest of the participants and beneficiaries of the plan shall be deemed to be for a purpose which is not opposed to the best interests of the corporation. | |
(j) |
Unless limited by the charter: | ||
|
(1) |
An officer of the corporation shall be indemnified as and to the extent provided in subsection (d) of this section for a director and shall be entitled, to the same extent as a director, to seek indemnification pursuant to the provisions of subsection (d) of this section; |
|
(2) |
A corporation may indemnify and advance expenses to an officer, employee, or agent of the corporation to the same extent that it may indemnify directors under this section; and | |
|
(3) |
A corporation, in addition, may indemnify and advance expenses to an officer, employee, or agent who is not a director to such further extent, consistent with law, as may be provided by its charter, bylaws, general or specific action of its board of directors, or contract. | |
(k) |
(1) |
A corporation may purchase and maintain insurance on behalf of any person who is or was a director, officer, employee, or agent of the corporation, or who, while a director, officer, employee, or agent of the corporation, is or was serving at the request of the corporation as a director, officer, partner, trustee, employee, or agent of another foreign or domestic corporation, partnership, joint venture, trust, other enterprise, or employee benefit plan against any liability asserted against and incurred by such person in any such capacity or arising out of such person's position, whether or not the corporation would have the power to indemnify against liability under the provisions of this section. | |
|
(2) |
A corporation may provide similar protection, including a trust fund, letter of credit, or surety bond, not inconsistent with this section. | |
|
(3) |
The insurance or similar protection may be provided by a subsidiary or an affiliate of the corporation. | |
|
(1) |
Any indemnification of, or advance of expenses to, a director in accordance with this section, if arising out of a proceeding by or in the right of the corporation, shall be reported in writing to the stockholders with the notice of the next stockholders' meeting or prior to the meeting. |
Officers of Investment Adviser | |
Name |
Position(s) |
Empower Capital Management, LLC | |
Jonathan D. Kreider |
Executive Vice President & Head of Empower Investments, Empower; President, Chief Executive Officer & Manager, ECM; Director, President & Chief Executive Officer, Empower Funds; Senior Vice President & Head of Empower Investments, Empower of America and Empower Life & Annuity Insurance Company of New York (“Empower of NY”) |
Jack E. Brown |
Senior Vice President, U.S. Chief Investment Officer & Lead Portfolio Manager, Empower; Chief Investment Officer & Manager, ECM; Senior Vice President & Chief Investment Officer, Empower of America and Empower of NY; Senior Vice President, Empower Trust Company, LLC (“ETC”) |
Richard H. Linton |
President & Chief Operating Officer, Empower; Manager, ECM; Director & Executive Vice President, Empower Financial Services, Inc. (“EFSI”); President & Chief Operating Officer, Empower of America & Empower of NY; President, ETC |
Mary C. Maiers |
Vice President, Investment Accounting & Global Middle Office, Empower; Manager, ECM; Vice President, ETC |
David G. McLeod |
Senior Vice President & Chief Business Development Officer, Empower & Empower of America; Manager, ECM and Empower Advisory Group, LLC (“EAG”) |
Kelly B. New |
Vice President, Fund Administration, Empower; Chief Financial Officer & Treasurer, ECM and Empower Funds; Vice President & Treasurer CITs, ETC |
Katherine L. Stoner |
Vice President, Compliance Empower Investments, Empower; Chief Compliance Officer, ECM, Empower Funds and EAG; Interim Chief Compliance Officer, Empower of America and Empower of NY |
Officers of Investment Adviser | |
Name |
Position(s) |
Ryan L. Logsdon |
Deputy General Counsel & Corporate Secretary, Empower; Vice President & Counsel, ECM; Chief Legal Officer & Secretary, Empower Funds; Deputy General Counsel & Corporate Secretary, Empower of America & Empower of NY |
Tad Anderson |
Head of Corporate Bond Research, Empower; Assistant Portfolio Manager, ECM |
Anthoney Arnese |
Vice President, Portfolio Management, Empower; Portfolio Manager, ECM |
Darrin Clough |
Vice President, Portfolio Management, Empower; Portfolio Manager, ECM |
Andrew N. Corwin |
Vice President, Portfolio Construction & Research, Empower; Portfolio Manager & Head of Portfolio Construction & Research, ECM |
Lazaro Guzman |
Vice President, Investment Operations, Empower; Vice President, ECM |
Maria Mendelsberg |
Vice President, Portfolio Management, Empower; Portfolio Manager, ECM |
Robyn R. Richards |
Vice President, Investments Credit Research, Empower; Assistant Portfolio Manager, ECM |
John A. Clouthier |
Vice President, Fund Administration, Empower; Assistant Treasurer, ECM and Empower Funds; Assistant Vice President & Assistant Treasurer, ETC |
Abhijit Dande |
Vice President, Financial Risk Management, Empower; Derivatives Risk Manager, ECM & Empower Funds |
Olga Zhivnitskaya |
Counsel, Empower & ECM |
Palak Patel |
Corporate Secretarial & Governance Director, Empower; Secretary, ECM |
Abiane Finster |
Senior Manager, Corporate Secretarial & Governance, Empower; Assistant Secretary, ECM |
Name |
Principal Business Address |
Position and Offices with Underwriter |
Position and Offices with Fund |
Carol E. Waddell |
8515 East Orchard Road Greenwood Village, CO 80111 |
Chair, President & Chief Executive Officer |
|
Stephen E. Jenks |
8515 East Orchard Road Greenwood Village, CO 80111 |
Director & Executive Vice President |
|
Richard H. Linton, Jr. |
8515 East Orchard Road Greenwood Village, CO 80111 |
Director & Executive Vice President |
|
William J. McDermott |
8515 East Orchard Road Greenwood Village, CO 80111 |
Senior Vice President |
|
Daniel A. Morrison |
8515 East Orchard Road Greenwood Village, CO 80111 |
Senior Vice President |
|
Joseph M. Smolen |
8515 East Orchard Road Greenwood Village, CO 80111 |
Senior Vice President |
|
Mary C. Maiers |
8515 East Orchard Road Greenwood Village, CO 80111 |
FIN OP Principal, Principal Financial Officer, Principal Operations Officer, Vice President and Treasurer |
|
John Christolini |
8515 East Orchard Road Greenwood Village, CO 80111 |
Chief Compliance Officer |
|
Mike J. Kavanagh |
8515 East Orchard Road Greenwood Village, CO 80111 |
Associate Chief Compliance Officer |
|
Adam Kavan |
8515 East Orchard Road Greenwood Village, CO 80111 |
Assistant General Counsel |
|
Palak Patel |
8515 East Orchard Road Greenwood Village, CO 80111 |
Secretary |
|
Abiane Finster |
8515 East Orchard Road Greenwood Village, CO 80111 |
Assistant Secretary |
|
Brockett Hudson |
8515 East Orchard Road Greenwood Village, CO 80111 |
Assistant Secretary |
|
Stephanie Barres |
8515 East Orchard Road Greenwood Village, CO 80111 |
Compliance Officer |
|
Shannon Cochran |
8515 East Orchard Road Greenwood Village, CO 80111 |
Compliance Officer |
|
Barbara Upton |
8515 East Orchard Road Greenwood Village, CO 80111 |
Compliance Officer |
|
Principal Underwriter |
Underwriting Discounts and Commissions |
Compensation on Redemptions and Repurchases |
Brokerage Commissions |
Other Compensation |
Empower Financial Services, Inc. |
$0 |
$0 |
$0 |
$0 |
EMPOWER FUNDS, INC. (Registrant) | |
By: |
/s/ Jonathan D. Kreider |
|
Jonathan D. Kreider President & Chief Executive Officer |
Signature |
Title |
Date | |
/s/ Gail H. Klapper |
Director & Chair |
April 25, 2024 | |
Gail H. Klapper* | |||
/s/ Stephen G. McConahey |
Director |
April 25, 2024 | |
Stephen G. McConahey* | |||
/s/ James A. Hillary |
Director |
April 25, 2024 | |
James A. Hillary* | |||
/s/ R. Timothy Hudner |
Director |
April 25, 2024 | |
R. Timothy Hudner* | |||
/s/ Steven A. Lake |
Director |
April 25, 2024 | |
Steven A. Lake* |
|
| |
/s/ Jonathan D. Kreider |
Director, President & Chief Executive Officer |
April 25, 2024 | |
Jonathan D. Kreider |
|
| |
/s/ Kelly B. New |
Chief Financial Officer, Treasurer & Principal Accounting Officer |
April 25, 2024 | |
Kelly B. New |
|
| |
|
|
| |
*By: |
/s/ Ryan L. Logsdon |
|
April 25, 2024 |
|
Ryan L. Logsdon (Attorney-in-fact) |