Daniel J. Beckman c/o Columbia Management Investment Advisers, LLC 290 Congress Street Boston, Massachusetts 02210 |
Ryan C. Larrenaga, Esq. c/o Columbia Management Investment Advisers, LLC 290 Congress Street Boston, Massachusetts 02210 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
Less: Fee waivers and/or expense reimbursements(b) |
( %) |
( %) |
Total annual Fund operating expenses after fee waivers and/or expense reimbursements |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Russell 1000 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Guy Pope, CFA |
Senior Portfolio Manager and Head of Contrarian Core Strategy |
Portfolio Manager |
2012 |
Columbia Variable Portfolio - Contrarian Core Fund | |
Class 1 |
0.70% |
Class 2 |
0.95% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Guy Pope, CFA |
Senior Portfolio Manager and Head of Contrarian Core Strategy |
Portfolio Manager |
2012 |
|
Class 1 Shares |
Class 2 Shares |
Eligible Investors |
Shares of the Fund are available only to separate accounts of participating insurance companies as underlying investments for variable annuity contracts and/or variable life insurance policies (collectively, Contracts) or qualified pension and retirement plans (Qualified Plans) or other eligible investors authorized by the Distributor. | |
Investment Limits |
none |
none |
Conversion Features |
none |
none |
Front-End Sales Charges |
none |
none |
Contingent Deferred Sales Charges (CDSCs) |
none |
none |
Maximum Distribution and/or Service Fees |
none |
0.25% |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$33.10 |
0.25 |
10.40 |
10.65 |
Year Ended 12/31/2022 |
$40.69 |
0.25 |
(7.84) |
(7.59) |
Year Ended 12/31/2021 |
$32.74 |
0.20 |
7.75 |
7.95 |
Year Ended 12/31/2020 |
$26.76 |
0.25 |
5.73 |
5.98 |
Year Ended 12/31/2019 |
$20.10 |
0.27 |
6.39 |
6.66 |
Class 2 | ||||
Year Ended 12/31/2023 |
$32.24 |
0.16 |
10.12 |
10.28 |
Year Ended 12/31/2022 |
$39.73 |
0.15 |
(7.64) |
(7.49) |
Year Ended 12/31/2021 |
$32.05 |
0.11 |
7.57 |
7.68 |
Year Ended 12/31/2020 |
$26.27 |
0.17 |
5.61 |
5.78 |
Year Ended 12/31/2019 |
$19.78 |
0.21 |
6.28 |
6.49 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interfund lending expense which is less than 0.01%. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$43.75 |
32.17% |
0.74% |
0.68% |
0.67% |
42% |
$1,223,797 |
Year Ended 12/31/2022 |
$33.10 |
(18.65%) |
0.74% |
0.69% |
0.69% |
48% |
$1,153,825 |
Year Ended 12/31/2021 |
$40.69 |
24.28% |
0.73% |
0.70% |
0.54% |
45% |
$1,512,305 |
Year Ended 12/31/2020 |
$32.74 |
22.35% |
0.74% (c) |
0.69% (c) |
0.91% |
58% |
$1,449,079 |
Year Ended 12/31/2019 |
$26.76 |
33.13% |
0.74% (c) |
0.70% (c) |
1.16% |
43% |
$1,433,380 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$42.52 |
31.88% |
1.00% |
0.93% |
0.42% |
42% |
$173,289 |
Year Ended 12/31/2022 |
$32.24 |
(18.85%) |
0.99% |
0.94% |
0.44% |
48% |
$130,137 |
Year Ended 12/31/2021 |
$39.73 |
23.96% |
0.98% |
0.95% |
0.29% |
45% |
$162,952 |
Year Ended 12/31/2020 |
$32.05 |
22.00% |
0.99% (c) |
0.94% (c) |
0.65% |
58% |
$132,736 |
Year Ended 12/31/2019 |
$26.27 |
32.81% |
0.99% (c) |
0.95% (c) |
0.90% |
43% |
$112,800 |
3 | |
3 | |
3 | |
4 | |
4 | |
8 | |
9 | |
9 | |
9 | |
9 | |
10 | |
10 | |
10 | |
11 | |
16 | |
20 | |
22 | |
23 | |
24 | |
24 | |
24 | |
25 | |
27 | |
31 | |
31 | |
31 | |
33 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
Less: Fee waivers and/or expense reimbursements(b) |
( %) |
( %) |
Total annual Fund operating expenses after fee waivers and/or expense reimbursements |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Bloomberg U.S. Long Government/Credit Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Tom Murphy, CFA |
Vice President, Senior Portfolio Manager and Head of Investment Grade Credit |
Lead Portfolio Manager |
2017 |
Royce D. Wilson, CFA |
Senior Portfolio Manager |
Portfolio Manager |
2020 |
John Dawson, CFA |
Senior Portfolio Manager |
Portfolio Manager |
2020 |
Shannon Rinehart, CFA |
Portfolio Manager |
Portfolio Manager |
2022 |
Columbia Variable Portfolio – Long Government/Credit Bond Fund | |
Class 1 |
0.49% |
Class 2 |
0.74% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Tom Murphy, CFA |
Vice President, Senior Portfolio Manager and Head of Investment Grade Credit |
Lead Portfolio Manager |
2017 |
Royce D. Wilson, CFA |
Senior Portfolio Manager |
Portfolio Manager |
2020 |
John Dawson, CFA |
Senior Portfolio Manager |
Portfolio Manager |
2020 |
Shannon Rinehart, CFA |
Portfolio Manager |
Portfolio Manager |
2022 |
|
Class 1 Shares |
Class 2 Shares |
Eligible Investors |
Shares of the Fund are available only to separate accounts of participating insurance companies as underlying investments for variable annuity contracts and/or variable life insurance policies (collectively, Contracts) or qualified pension and retirement plans (Qualified Plans) or other eligible investors authorized by the Distributor. | |
Investment Limits |
none |
none |
Conversion Features |
none |
none |
Front-End Sales Charges |
none |
none |
Contingent Deferred Sales Charges (CDSCs) |
none |
none |
Maximum Distribution and/or Service Fees |
none |
0.25% |
Declaration and Distribution Schedule | |
Declarations |
Annually |
Distributions |
Annually |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Distributions from net investment income |
Distributions from net realized gains |
Total distributions to shareholders |
Class 1 | |||||||
Year Ended 12/31/2023 |
$7.64 |
0.30 |
0.22 |
0.52 |
(0.26) |
— |
(0.26) |
Year Ended 12/31/2022 |
$11.19 |
0.27 |
(3.30) |
(3.03) |
(0.25) |
(0.27) |
(0.52) |
Year Ended 12/31/2021 |
$12.38 |
0.26 |
(0.65) |
(0.39) |
(0.24) |
(0.56) |
(0.80) |
Year Ended 12/31/2020 |
$10.99 |
0.29 |
1.62 |
1.91 |
(0.33) |
(0.19) |
(0.52) |
Year Ended 12/31/2019 |
$9.44 |
0.31 |
1.54 |
1.85 |
(0.30) |
— |
(0.30) |
Class 2 | |||||||
Year Ended 12/31/2023 |
$7.62 |
0.28 |
0.22 |
0.50 |
(0.24) |
— |
(0.24) |
Year Ended 12/31/2022 |
$11.15 |
0.25 |
(3.28) |
(3.03) |
(0.23) |
(0.27) |
(0.50) |
Year Ended 12/31/2021 |
$12.34 |
0.24 |
(0.66) |
(0.42) |
(0.21) |
(0.56) |
(0.77) |
Year Ended 12/31/2020 |
$10.95 |
0.26 |
1.62 |
1.88 |
(0.30) |
(0.19) |
(0.49) |
Year Ended 12/31/2019 |
$9.41 |
0.28 |
1.53 |
1.81 |
(0.27) |
— |
(0.27) |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$7.90 |
6.97% |
0.50% (c) |
0.49% (c) |
3.91% |
50% |
$1,536,406 |
Year Ended 12/31/2022 |
$7.64 |
(27.55%) |
0.50% (c) |
0.50% (c) |
3.13% |
53% |
$1,458,011 |
Year Ended 12/31/2021 |
$11.19 |
(3.21%) |
0.50% (c) |
0.50% (c) |
2.32% |
48% |
$1,960,592 |
Year Ended 12/31/2020 |
$12.38 |
17.25% |
0.50% |
0.50% |
2.38% |
46% |
$1,747,792 |
Year Ended 12/31/2019 |
$10.99 |
19.74% |
0.50% |
0.50% |
2.94% |
49% |
$1,607,152 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$7.88 |
6.68% |
0.75% (c) |
0.74% (c) |
3.69% |
50% |
$17,467 |
Year Ended 12/31/2022 |
$7.62 |
(27.70%) |
0.75% (c) |
0.75% (c) |
2.85% |
53% |
$12,175 |
Year Ended 12/31/2021 |
$11.15 |
(3.47%) |
0.75% (c) |
0.75% (c) |
2.07% |
48% |
$19,183 |
Year Ended 12/31/2020 |
$12.34 |
17.07% |
0.75% |
0.75% |
2.11% |
46% |
$28,746 |
Year Ended 12/31/2019 |
$10.95 |
19.42% |
0.75% |
0.75% |
2.68% |
49% |
$16,192 |
3 | |
3 | |
3 | |
4 | |
4 | |
6 | |
7 | |
7 | |
7 | |
7 | |
8 | |
8 | |
8 | |
8 | |
11 | |
15 | |
17 | |
18 | |
19 | |
19 | |
19 | |
20 | |
22 | |
26 | |
26 | |
26 | |
29 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
Less: Fee waivers and/or expense reimbursements(b) |
( %) |
( %) |
Total annual Fund operating expenses after fee waivers and/or expense reimbursements |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Russell 2000 Value Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Jeremy Javidi, CFA |
Senior Portfolio Manager |
Lead Portfolio Manager |
2005 |
C. Bryan Lassiter, CFA |
Portfolio Manager |
Portfolio Manager |
November 2023 |
Columbia Variable Portfolio - Small Cap Value Fund | |
Class 1 |
0.86% |
Class 2 |
1.11% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Jeremy Javidi, CFA |
Senior Portfolio Manager |
Lead Portfolio Manager |
2005 |
C. Bryan Lassiter, CFA |
Portfolio Manager |
Portfolio Manager |
November 2023 |
|
Class 1 Shares |
Class 2 Shares |
Eligible Investors |
Shares of the Fund are available only to separate accounts of participating insurance companies as underlying investments for variable annuity contracts and/or variable life insurance policies (collectively, Contracts) or qualified pension and retirement plans (Qualified Plans) or other eligible investors authorized by the Distributor. | |
Investment Limits |
none |
none |
Conversion Features |
none |
none |
Front-End Sales Charges |
none |
none |
Contingent Deferred Sales Charges (CDSCs) |
none |
none |
Maximum Distribution and/or Service Fees |
none |
0.25% |
Declaration and Distribution Schedule | |
Declarations |
Annually |
Distributions |
Annually |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Distributions from net investment income |
Distributions from net realized gains |
Total distributions to shareholders |
Class 1 | |||||||
Year Ended 12/31/2023 |
$11.50 |
0.09 |
2.37 |
2.46 |
(0.10) |
(0.88) |
(0.98) |
Year Ended 12/31/2022 |
$20.75 |
0.10 |
(1.93) |
(1.83) |
(0.14) |
(7.28) |
(7.42) |
Year Ended 12/31/2021 |
$16.17 |
0.12 |
4.59 |
4.71 |
(0.13) |
— |
(0.13) |
Year Ended 12/31/2020 |
$15.67 |
0.14 |
1.01 |
1.15 |
(0.08) |
(0.57) |
(0.65) |
Year Ended 12/31/2019 |
$14.22 |
0.15 |
2.79 |
2.94 |
(0.09) |
(1.40) |
(1.49) |
Class 2 | |||||||
Year Ended 12/31/2023 |
$11.35 |
0.06 |
2.34 |
2.40 |
(0.06) |
(0.88) |
(0.94) |
Year Ended 12/31/2022 |
$20.58 |
0.06 |
(1.92) |
(1.86) |
(0.09) |
(7.28) |
(7.37) |
Year Ended 12/31/2021 |
$16.06 |
0.06 |
4.56 |
4.62 |
(0.10) |
— |
(0.10) |
Year Ended 12/31/2020 |
$15.55 |
0.10 |
1.02 |
1.12 |
(0.04) |
(0.57) |
(0.61) |
Year Ended 12/31/2019 |
$14.12 |
0.08 |
2.79 |
2.87 |
(0.04) |
(1.40) |
(1.44) |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interfund lending expense which is less than 0.01%. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$12.98 |
21.94% |
0.98% (c) |
0.88% (c) |
0.73% |
59% |
$323,832 |
Year Ended 12/31/2022 |
$11.50 |
(8.69%) |
0.95% (c) |
0.88% (c) |
0.67% |
52% |
$319,024 |
Year Ended 12/31/2021 |
$20.75 |
29.19% |
0.97% (c) |
0.88% (c) |
0.58% |
69% |
$403,571 |
Year Ended 12/31/2020 |
$16.17 |
8.80% |
1.02% (c) |
0.90% (c) |
1.05% |
57% |
$373,200 |
Year Ended 12/31/2019 |
$15.67 |
21.34% |
1.04% (c) |
0.92% (c) |
1.00% |
60% |
$316,513 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$12.81 |
21.67% |
1.23% (c) |
1.13% (c) |
0.50% |
59% |
$219,452 |
Year Ended 12/31/2022 |
$11.35 |
(8.97%) |
1.20% (c) |
1.13% (c) |
0.43% |
52% |
$193,256 |
Year Ended 12/31/2021 |
$20.58 |
28.80% |
1.21% (c) |
1.13% (c) |
0.31% |
69% |
$238,267 |
Year Ended 12/31/2020 |
$16.06 |
8.59% |
1.27% (c) |
1.15% (c) |
0.80% |
57% |
$322,390 |
Year Ended 12/31/2019 |
$15.55 |
20.98% |
1.31% (c) |
1.17% (c) |
0.52% |
60% |
$315,238 |
3 | |
3 | |
3 | |
4 | |
4 | |
7 | |
7 | |
8 | |
8 | |
8 | |
9 | |
9 | |
9 | |
9 | |
12 | |
15 | |
18 | |
19 | |
20 | |
20 | |
20 | |
21 | |
23 | |
27 | |
27 | |
27 | |
29 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
Less: Fee waivers and/or expense reimbursements(b) |
( %) |
( %) |
Total annual Fund operating expenses after fee waivers and/or expense reimbursements |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Russell 2000 Growth Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Daniel Cole, CFA |
Senior Portfolio Manager |
Co-Portfolio Manager |
2015 |
Wayne Collette, CFA |
Senior Portfolio Manager |
Co-Portfolio Manager |
2010 |
Dana Kelley, CFA |
Portfolio Manager |
Co-Portfolio Manager |
2022 |
Columbia Variable Portfolio – Small Company Growth Fund | |
Class 1 |
0.85% |
Class 2 |
1.10% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Daniel Cole, CFA |
Senior Portfolio Manager |
Co-Portfolio Manager |
2015 |
Wayne Collette, CFA |
Senior Portfolio Manager |
Co-Portfolio Manager |
2010 |
Dana Kelley, CFA |
Portfolio Manager |
Co-Portfolio Manager |
2022 |
|
Class 1 Shares |
Class 2 Shares |
Eligible Investors |
Shares of the Fund are available only to separate accounts of participating insurance companies as underlying investments for variable annuity contracts and/or variable life insurance policies (collectively, Contracts) or qualified pension and retirement plans (Qualified Plans) or other eligible investors authorized by the Distributor. | |
Investment Limits |
none |
none |
Conversion Features |
none |
none |
Front-End Sales Charges |
none |
none |
Contingent Deferred Sales Charges (CDSCs) |
none |
none |
Maximum Distribution and/or Service Fees |
none |
0.25% |
Declaration and Distribution Schedule | |
Declarations |
Annually |
Distributions |
Annually |
|
Net asset value, beginning of period |
Net investment income (loss) |
Net realized and unrealized gain (loss) |
Total from investment operations |
Distributions from net realized gains |
Total distributions to shareholders |
Class 1 | ||||||
Year Ended 12/31/2023 |
$9.20 |
(0.01) |
2.46 |
2.45 |
— |
— |
Year Ended 12/31/2022 |
$24.39 |
(0.08) |
(8.20) |
(8.28) |
(6.91) |
(6.91) |
Year Ended 12/31/2021 |
$29.97 |
(0.22) |
(0.18) (c) |
(0.40) |
(5.18) |
(5.18) |
Year Ended 12/31/2020 |
$17.82 |
(0.12) |
12.66 |
12.54 |
(0.39) |
(0.39) |
Year Ended 12/31/2019 |
$15.64 |
(0.06) |
6.33 |
6.27 |
(4.09) |
(4.09) |
Class 2 | ||||||
Year Ended 12/31/2023 |
$8.13 |
(0.04) |
2.18 |
2.14 |
— |
— |
Year Ended 12/31/2022 |
$22.67 |
(0.14) |
(7.56) |
(7.70) |
(6.84) |
(6.84) |
Year Ended 12/31/2021 |
$28.21 |
(0.29) |
(0.13) (c) |
(0.42) |
(5.12) |
(5.12) |
Year Ended 12/31/2020 |
$16.80 |
(0.17) |
11.92 |
11.75 |
(0.34) |
(0.34) |
Year Ended 12/31/2019 |
$14.91 |
(0.11) |
6.04 |
5.93 |
(4.04) |
(4.04) |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Calculation of the net gain (loss) per share (both realized and unrealized) does not correlate to the aggregate realized and unrealized gain (loss) presented in the Statement of Operations due to timing of Fund shares sold and redeemed in relation to fluctuations in the market value of the portfolio. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income (loss) ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$11.65 |
26.63% |
0.92% |
0.86% |
(0.14%) |
152% |
$312,919 |
Year Ended 12/31/2022 |
$9.20 |
(35.77%) |
0.92% |
0.88% |
(0.61%) |
76% |
$254,385 |
Year Ended 12/31/2021 |
$24.39 |
(2.90%) |
0.91% |
0.90% |
(0.76%) |
61% |
$403,066 |
Year Ended 12/31/2020 |
$29.97 |
71.12% |
0.91% |
0.90% |
(0.57%) |
80% |
$568,792 |
Year Ended 12/31/2019 |
$17.82 |
40.70% |
0.97% |
0.89% |
(0.36%) |
100% |
$337,568 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$10.27 |
26.32% |
1.17% |
1.11% |
(0.39%) |
152% |
$160 |
Year Ended 12/31/2022 |
$8.13 |
(35.96%) |
1.15% |
1.13% |
(0.93%) |
76% |
$129 |
Year Ended 12/31/2021 |
$22.67 |
(3.13%) |
1.15% |
1.15% |
(1.01%) |
61% |
$801 |
Year Ended 12/31/2020 |
$28.21 |
70.67% |
1.17% |
1.15% |
(0.81%) |
80% |
$1,840 |
Year Ended 12/31/2019 |
$16.80 |
40.39% |
1.22% |
1.14% |
(0.62%) |
100% |
$572 |
3 | |
3 | |
3 | |
4 | |
4 | |
12 | |
13 | |
13 | |
13 | |
13 | |
14 | |
14 | |
14 | |
15 | |
26 | |
30 | |
32 | |
32 | |
34 | |
34 | |
34 | |
35 | |
37 | |
41 | |
41 | |
41 | |
43 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
Less: Fee waivers and/or expense reimbursements(b) |
( %) |
( %) |
Total annual Fund operating expenses after fee waivers and/or expense reimbursements |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
ICE BofA US Cash Pay High Yield Constrained Index (reflects no deductions for fees, expenses, taxes or, for periods prior to July 2022, transaction costs) |
|
|
|
|
FTSE Non-U.S. World Government Bond (All Maturities) Index - Unhedged (reflects no deductions for fees, expenses or taxes) |
|
|
- |
- |
JPMorgan Emerging Markets Bond Index - Global (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Gene Tannuzzo, CFA |
Managing Director and Global Head of Fixed Income |
Lead Portfolio Manager |
2010 |
Jason Callan |
Senior Portfolio Manager, Co-Head of Structured Assets, and Head of Core & Core Plus |
Portfolio Manager |
2017 |
Alex Christensen, CFA |
Portfolio Manager |
Portfolio Manager |
2021 |
Columbia Variable Portfolio – Strategic Income Fund | |
Class 1 |
0.67% |
Class 2 |
0.92% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Gene Tannuzzo, CFA |
Managing Director and Global Head of Fixed Income |
Lead Portfolio Manager |
2010 |
Jason Callan |
Senior Portfolio Manager, Co-Head of Structured Assets, and Head of Core & Core Plus |
Portfolio Manager |
2017 |
Alex Christensen, CFA |
Portfolio Manager |
Portfolio Manager |
2021 |
|
Class 1 Shares |
Class 2 Shares |
Eligible Investors |
Shares of the Fund are available only to separate accounts of participating insurance companies as underlying investments for variable annuity contracts and/or variable life insurance policies (collectively, Contracts) or qualified pension and retirement plans (Qualified Plans) or other eligible investors authorized by the Distributor. | |
Investment Limits |
none |
none |
Conversion Features |
none |
none |
Front-End Sales Charges |
none |
none |
Contingent Deferred Sales Charges (CDSCs) |
none |
none |
Maximum Distribution and/or Service Fees |
none |
0.25% |
Declaration and Distribution Schedule | |
Declarations |
Annually |
Distributions |
Annually |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Distributions from net investment income |
Distributions from net realized gains |
Total distributions to shareholders |
Class 1 | |||||||
Year Ended 12/31/2023 |
$3.50 |
0.20 |
0.13 |
0.33 |
(0.13) |
— |
(0.13) |
Year Ended 12/31/2022 |
$4.25 |
0.15 |
(0.62) |
(0.47) |
(0.12) |
(0.16) |
(0.28) |
Year Ended 12/31/2021 |
$4.40 |
0.14 |
(0.05) |
0.09 |
(0.24) |
— |
(0.24) |
Year Ended 12/31/2020 |
$4.27 |
0.15 |
0.13 |
0.28 |
(0.15) |
— |
(0.15) |
Year Ended 12/31/2019 |
$4.02 |
0.18 |
0.23 |
0.41 |
(0.16) |
— |
(0.16) |
Class 2 | |||||||
Year Ended 12/31/2023 |
$3.46 |
0.19 |
0.12 |
0.31 |
(0.12) |
— |
(0.12) |
Year Ended 12/31/2022 |
$4.20 |
0.14 |
(0.61) |
(0.47) |
(0.11) |
(0.16) |
(0.27) |
Year Ended 12/31/2021 |
$4.36 |
0.13 |
(0.06) |
0.07 |
(0.23) |
— |
(0.23) |
Year Ended 12/31/2020 |
$4.23 |
0.14 |
0.13 |
0.27 |
(0.14) |
— |
(0.14) |
Year Ended 12/31/2019 |
$3.98 |
0.16 |
0.24 |
0.40 |
(0.15) |
— |
(0.15) |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense. For the periods indicated below, if interest on collateral expense had been excluded, expenses would have been lower by: |
Class |
12/31/2023 |
12/31/2022 |
12/31/2021 |
12/31/2020 |
12/31/2019 |
Class 1 |
0.02% |
0.01% |
0.01% |
less than 0.01% |
less than 0.01% |
Class 2 |
0.02% |
0.01% |
0.01% |
less than 0.01% |
less than 0.01% |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$3.70 |
9.67% |
0.83% (c) |
0.69% (c) |
5.53% |
276% |
$21,022 |
Year Ended 12/31/2022 |
$3.50 |
(11.37%) |
0.83% (c) |
0.69% (c) |
4.03% |
182% |
$19,019 |
Year Ended 12/31/2021 |
$4.25 |
2.09% |
0.80% (c) |
0.69% (c) |
3.21% |
136% |
$19,045 |
Year Ended 12/31/2020 |
$4.40 |
6.82% |
0.74% (c) |
0.69% (c) |
3.58% |
166% |
$118,832 |
Year Ended 12/31/2019 |
$4.27 |
10.38% |
0.74% (c) |
0.69% (c) |
4.19% |
193% |
$109,698 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$3.65 |
9.20% |
1.08% (c) |
0.94% (c) |
5.28% |
276% |
$138,494 |
Year Ended 12/31/2022 |
$3.46 |
(11.52%) |
1.08% (c) |
0.94% (c) |
3.76% |
182% |
$118,268 |
Year Ended 12/31/2021 |
$4.20 |
1.63% |
1.08% (c) |
0.94% (c) |
3.04% |
136% |
$127,722 |
Year Ended 12/31/2020 |
$4.36 |
6.62% |
0.99% (c) |
0.94% (c) |
3.33% |
166% |
$105,403 |
Year Ended 12/31/2019 |
$4.23 |
10.22% |
0.99% (c) |
0.94% (c) |
3.92% |
193% |
$102,773 |
| |
4 | |
18 | |
31 | |
44 | |
57 | |
70 | |
83 | |
96 | |
109 | |
122 | |
137 | |
150 | |
165 | |
180 | |
195 | |
210 | |
223 | |
236 | |
249 | |
249 | |
253 | |
256 | |
257 | |
258 | |
258 | |
258 | |
259 | |
261 | |
266 | |
266 | |
266 | |
269 | |
273 | |
277 | |
281 | |
285 | |
289 | |
293 | |
297 | |
301 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses (a) |
% |
% |
Less: Fee waivers and/or expense reimbursements (b) |
( %) |
( %) |
Total annual Fund operating expenses after fee waivers and/or expense reimbursements |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
Life of Fund |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 50% Bloomberg U.S. Aggregate Bond Index, 35% Russell 3000 Index and 15% MSCI EAFE Index (Net)) (reflects reinvested dividends net of withholding taxes on the MSCI EAFE Index portion of the Blended Benchmark, and for all indexes reflects no deductions for fees, expenses or other taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Russell 3000 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
MSCI EAFE Index (Net) (reflects reinvested dividends net of withholding taxes but reflects no deductions for fees, expenses or other taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2017 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2017 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses (a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
Life of Fund |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 50% Bloomberg U.S. Aggregate Bond Index and 50% S&P 500 Index) (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2017 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2017 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 80% Bloomberg U.S. Aggregate Bond Index, 14% Russell 3000 Index and 6% MSCI EAFE Index (Net)) (reflects reinvested dividends net of withholding taxes on the MSCI EAFE Index portion of the Blended Benchmark, and for all indexes reflects no deductions for fees, expenses or other taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2014 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 65% Bloomberg U.S. Aggregate Bond Index, 24% Russell 3000 Index and 11% MSCI EAFE Index (Net)) (reflects reinvested dividends net of withholding taxes on the MSCI EAFE Index portion of the Blended Benchmark, and for all indexes reflects no deductions for fees, expenses or other taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2014 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 46% Russell 3000 Index, 35% Bloomberg U.S. Aggregate Bond Index and 19% MSCI EAFE Index (Net)) (reflects reinvested dividends net of withholding taxes on the MSCI EAFE Index portion of the Blended Benchmark, and for all indexes reflects no deductions for fees, expenses or other taxes) |
|
|
|
|
Russell 3000 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2014 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
0.18 % |
0.18 % |
Distribution and/or service (12b-1) fees |
0.00 % |
0.25 % |
Other expenses |
0.07 % |
0.07 % |
Acquired fund fees and expenses |
0.49 % |
0.49 % |
Total annual Fund operating expenses(a) |
0.74 % |
0.99 % |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$76 |
$237 |
$411 |
$918 |
Class 2 (whether or not shares are redeemed) |
$101 |
$315 |
$547 |
$1,213 |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
Best |
2nd Quarter 2020 |
10.37% |
Worst |
2nd Quarter 2022 |
-10.65% |
|
Share Class Inception Date |
1 Year |
5 Years |
10 Years |
Class 1 |
02/20/2019 |
12.49% |
5.32% |
3.96% |
Class 2 |
04/19/2012 |
12.27% |
5.07% |
3.84% |
Blended Benchmark (consisting of 50% Bloomberg U.S. Aggregate Bond Index, 35% Russell 3000 Index and 15% MSCI EAFE Index (Net)) (reflects reinvested dividends net of withholding taxes on the MSCI EAFE Index portion of the Blended Benchmark, and for all indexes reflects no deductions for fees, expenses or other taxes) |
|
14.37% |
7.29% |
5.77% |
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
5.53% |
1.10% |
1.81% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2014 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
Life of Fund |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 65% Bloomberg U.S. Aggregate Bond Index and 35% S&P 500 Index) (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2016 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
Life of Fund |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 65% S&P 500 Index and 35% Bloomberg U.S. Aggregate Bond Index) (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2016 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Annual Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||
|
Class 1 |
Class 2 |
Management fees |
% |
% |
Distribution and/or service (12b-1) fees |
% |
% |
Other expenses |
% |
% |
Acquired fund fees and expenses |
% |
% |
Total annual Fund operating expenses(a) |
% |
% |
|
1 year |
3 years |
5 years |
10 years |
Class 1 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Class 2 (whether or not shares are redeemed) |
$ |
$ |
$ |
$ |
Year by Year Total Return (%) as of December 31 Each Year |
Best and Worst Quarterly Returns During the Period Shown in the Bar Chart | ||
|
|
|
|
|
|
- |
|
Share Class Inception Date |
1 Year |
5 Years |
Life of Fund |
Class 1 |
|
|
|
|
Class 2 |
|
|
|
|
Blended Benchmark (consisting of 50% S&P 500 Index and 50% Bloomberg U.S. Aggregate Bond Index) (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Bloomberg U.S. Aggregate Bond Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2016 |
David Weiss, CFA |
Vice President, Head of Sub-Advisory Management |
Portfolio Manager |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi-Asset Strategy |
Portfolio Manager |
2023 |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Emerging Markets Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Overseas Core Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP®– T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® - Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners International Core Equity Fund, Variable Portfolio – Partners International Growth Fund, Variable Portfolio – Partners International Value Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio– Emerging Markets Bond Fund, Columbia Variable Portfolio – Global Strategic Income Fund, Columbia Variable Portfolio– High Yield Bond Fund, Columbia Variable Portfolio– Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – BlackRock Global Inflation-Protected Securities Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP® – T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio – High Yield Bond Fund, Columbia Variable Portfolio – Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Emerging Markets Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Overseas Core Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, Columbia Variable Portfolio – Small Cap Value Fund, Columbia Variable Portfolio – Small Company Growth Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP®– T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners International Core Equity Fund, Variable Portfolio – Partners International Growth Fund, Variable Portfolio – Partners International Value Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio– Emerging Markets Bond Fund, Columbia Variable Portfolio – Global Strategic Income Fund, Columbia Variable Portfolio– High Yield Bond Fund, Columbia Variable Portfolio– Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – BlackRock Global Inflation-Protected Securities Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Emerging Markets Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Overseas Core Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, Columbia Variable Portfolio – Small Cap Value Fund, Columbia Variable Portfolio – Small Company Growth Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP®– T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners International Core Equity Fund, Variable Portfolio – Partners International Growth Fund, Variable Portfolio – Partners International Value Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio– Emerging Markets Bond Fund, Columbia Variable Portfolio – Global Strategic Income Fund, Columbia Variable Portfolio– High Yield Bond Fund, Columbia Variable Portfolio– Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – BlackRock Global Inflation-Protected Securities Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Emerging Markets Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Overseas Core Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, Columbia Variable Portfolio – Small Cap Value Fund, Columbia Variable Portfolio – Small Company Growth Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP®– T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners International Core Equity Fund, Variable Portfolio – Partners International Growth Fund, Variable Portfolio – Partners International Value Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio– Emerging Markets Bond Fund, Columbia Variable Portfolio – Global Strategic Income Fund, Columbia Variable Portfolio– High Yield Bond Fund, Columbia Variable Portfolio– Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – BlackRock Global Inflation-Protected Securities Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Emerging Markets Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Overseas Core Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, Columbia Variable Portfolio – Small Cap Value Fund, Columbia Variable Portfolio – Small Company Growth Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP®– T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners International Core Equity Fund, Variable Portfolio – Partners International Growth Fund, Variable Portfolio – Partners International Value Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio– Emerging Markets Bond Fund, Columbia Variable Portfolio – Global Strategic Income Fund, Columbia Variable Portfolio– High Yield Bond Fund, Columbia Variable Portfolio– Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – BlackRock Global Inflation-Protected Securities Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP® – T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio – High Yield Bond Fund, Columbia Variable Portfolio – Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP® – T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio – High Yield Bond Fund, Columbia Variable Portfolio – Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
Equity Underlying Funds |
Columbia Variable Portfolio – Contrarian Core Fund, Columbia Variable Portfolio – Disciplined Core Fund, Columbia Variable Portfolio – Dividend Opportunity Fund, Columbia Variable Portfolio – Large Cap Growth Fund, Columbia Variable Portfolio – Large Cap Index Fund, Columbia Variable Portfolio – Select Large Cap Equity Fund, Columbia Variable Portfolio – Select Large Cap Value Fund, Columbia Variable Portfolio – Select Mid Cap Growth Fund, Columbia Variable Portfolio – Select Mid Cap Value Fund, Columbia Variable Portfolio – Select Small Cap Value Fund, CTIVP® – CenterSquare Real Estate Fund, CTIVP® – MFS® Value Fund, CTIVP® – Principal Blue Chip Growth Fund, CTIVP® – T. Rowe Price Large Cap Value Fund, CTIVP® – Victory Sycamore Established Value Fund, CTIVP® – Westfield Mid Cap Growth Fund, CTIVP® – Westfield Select Large Cap Growth Fund (formerly known as CTIVP®– Morgan Stanley Advantage Fund), Variable Portfolio – Partners Core Equity Fund, Variable Portfolio – Partners Small Cap Growth Fund and Variable Portfolio – Partners Small Cap Value Fund. |
Fixed-Income Underlying Funds |
Columbia Variable Portfolio – High Yield Bond Fund, Columbia Variable Portfolio – Income Opportunities Fund, Columbia Variable Portfolio – Intermediate Bond Fund, Columbia Variable Portfolio – Limited Duration Credit Fund, Columbia Variable Portfolio – Long Government/Credit Bond Fund, Columbia Variable Portfolio – Strategic Income Fund, Columbia Variable Portfolio – U.S. Government Mortgage Fund, CTIVP® – American Century Diversified Bond Fund, CTIVP® – TCW Core Plus Bond Fund and Variable Portfolio – Partners Core Bond Fund. Cash/Cash Equivalent Underlying Funds: Columbia Short-Term Cash Fund and Columbia Variable Portfolio – Government Money Market Fund. |
|
Class 1 |
Class 2 |
Variable Portfolio – Managed Risk Fund |
0.77% |
1.02% |
Variable Portfolio – Managed Risk U.S. Fund |
0.77% |
1.02% |
Variable Portfolio – Managed Volatility Conservative Fund |
0.77% |
1.02% |
Variable Portfolio – Managed Volatility Conservative Growth Fund |
0.77% |
1.02% |
Variable Portfolio – Managed Volatility Growth Fund |
0.77% |
1.02% |
Variable Portfolio – Managed Volatility Moderate Growth Fund |
0.77% |
1.02% |
Variable Portfolio – U.S. Flexible Conservative Growth Fund |
0.77% |
1.02% |
Variable Portfolio – U.S. Flexible Growth Fund |
0.77% |
1.02% |
Variable Portfolio – U.S. Flexible Moderate Growth Fund |
0.77% |
1.02% |
|
Management fee for the fiscal year ended December 31, 2023 |
Variable Portfolio – Managed Risk Fund |
0.14% |
Variable Portfolio – Managed Risk U.S. Fund |
0.14% |
Variable Portfolio – Managed Volatility Conservative Fund |
0.21% |
Variable Portfolio – Managed Volatility Conservative Growth Fund |
0.21% |
|
Management fee for the fiscal year ended December 31, 2023 |
Variable Portfolio – Managed Volatility Growth Fund |
0.18% |
Variable Portfolio – Managed Volatility Moderate Growth Fund |
0.18% |
Variable Portfolio – U.S. Flexible Conservative Growth Fund |
0.21% |
Variable Portfolio – U.S. Flexible Growth Fund |
0.21% |
Variable Portfolio – U.S. Flexible Moderate Growth Fund |
0.21% |
Portfolio Management |
Title |
Role with Fund |
Managed Fund Since | ||
|
|
|
For Variable Portfolio (VP) – Managed Risk Fund and VP – Managed Risk U.S. Fund |
For VP – Managed Volatility Conservative Fund, VP – Managed Volatility Conservative Growth Fund, VP - Managed Volatility Growth Fund and VP – Managed Volatility Moderate Growth Fund |
For VP – U.S. Flexible Conservative Growth Fund, VP – U.S. Flexible Growth Fund and VP – U.S. Flexible Moderate Growth Fund |
Brian Virginia |
Senior Portfolio Manager and Head of Insurance Investments |
Lead Portfolio Manager |
2017 |
2014 |
2016 |
David Weiss, CFA |
Vice President, Head of Sub- Advisory Management |
Portfolio Manager |
2017 |
2016 |
2016 |
Joshua Kutin, CFA |
Senior Portfolio Manager and Head of North America Asset Allocation |
Portfolio Manager |
2018 |
2018 |
2018 |
Dan Boncarosky, CFA |
Senior Portfolio Manager and Head of Multi- Asset Strategy |
Portfolio Manager |
2023 |
2023 |
2023 |
|
Class 1 Shares |
Class 2 Shares |
Eligible Investors |
Shares of the Fund are available only to separate accounts of participating insurance companies as underlying investments for variable annuity contracts and in variable life insurance policies (collectively, Contracts) or other eligible investors authorized by the Distributor. | |
Investment Limits |
none |
none |
Conversion Features |
none |
none |
Front-End Sales Charges |
none |
none |
Contingent Deferred Sales Charges (CDSCs) |
none |
none |
Maximum Distribution and/or Service Fees |
none |
0.25% |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$11.36 |
0.18 |
1.25 |
1.43 |
Year Ended 12/31/2022 |
$13.73 |
0.13 |
(2.50) |
(2.37) |
Year Ended 12/31/2021 |
$12.37 |
0.12 |
1.24 |
1.36 |
Year Ended 12/31/2020 |
$11.44 |
0.09 |
0.84 |
0.93 |
Year Ended 12/31/2019(d) |
$10.48 |
0.15 |
0.81 |
0.96 |
Class 2 | ||||
Year Ended 12/31/2023 |
$11.26 |
0.14 |
1.24 |
1.38 |
Year Ended 12/31/2022 |
$13.63 |
0.09 |
(2.46) |
(2.37) |
Year Ended 12/31/2021 |
$12.31 |
0.08 |
1.24 |
1.32 |
Year Ended 12/31/2020 |
$11.42 |
0.06 |
0.83 |
0.89 |
Year Ended 12/31/2019 |
$9.84 |
0.12 |
1.46 |
1.58 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense. For the periods indicated below, if interest on collateral expense had been excluded, expenses would have been lower by: |
Class |
12/31/2022 |
12/31/2021 |
12/31/2020 |
Class 1 |
less than 0.01% |
0.01% |
0.01% |
Class 2 |
less than 0.01% |
0.01% |
0.01% |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$12.79 |
12.59% |
0.24% |
0.23% |
1.48% |
110% |
$3 |
Year Ended 12/31/2022 |
$11.36 |
(17.26%) |
0.27% (c) |
0.25% (c) |
1.06% |
113% |
$3 |
Year Ended 12/31/2021 |
$13.73 |
10.99% |
0.25% (c) |
0.25% (c) |
0.88% |
116% |
$3 |
Year Ended 12/31/2020 |
$12.37 |
8.13% |
0.25% (c) |
0.25% (c) |
0.75% |
89% |
$3 |
Year Ended 12/31/2019(d) |
$11.44 |
9.16% |
0.25% |
0.25% |
1.57% |
37% |
$3 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$12.64 |
12.26% |
0.50% |
0.48% |
1.21% |
110% |
$242,146 |
Year Ended 12/31/2022 |
$11.26 |
(17.39%) |
0.52% (c) |
0.50% (c) |
0.78% |
113% |
$218,577 |
Year Ended 12/31/2021 |
$13.63 |
10.72% |
0.50% (c) |
0.50% (c) |
0.63% |
116% |
$277,708 |
Year Ended 12/31/2020 |
$12.31 |
7.79% |
0.50% (c) |
0.50% (c) |
0.49% |
89% |
$230,561 |
Year Ended 12/31/2019 |
$11.42 |
16.06% |
0.51% |
0.51% |
1.12% |
37% |
$186,750 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$12.42 |
0.17 |
1.67 |
1.84 |
Year Ended 12/31/2022 |
$14.96 |
0.11 |
(2.65) |
(2.54) |
Year Ended 12/31/2021 |
$13.18 |
0.08 |
1.70 |
1.78 |
Year Ended 12/31/2020 |
$11.97 |
0.09 |
1.12 |
1.21 |
Year Ended 12/31/2019(d) |
$10.75 |
0.10 |
1.12 |
1.22 |
Class 2 | ||||
Year Ended 12/31/2023 |
$12.31 |
0.13 |
1.66 |
1.79 |
Year Ended 12/31/2022 |
$14.87 |
0.08 |
(2.64) |
(2.56) |
Year Ended 12/31/2021 |
$13.12 |
0.05 |
1.70 |
1.75 |
Year Ended 12/31/2020 |
$11.95 |
0.06 |
1.11 |
1.17 |
Year Ended 12/31/2019 |
$10.10 |
0.07 |
1.78 |
1.85 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$14.26 |
14.81% |
0.24% (c) |
0.24% (c) |
1.30% |
115% |
$3 |
Year Ended 12/31/2022 |
$12.42 |
(16.98%) |
0.24% (c) |
0.24% (c) |
0.84% |
114% |
$3 |
Year Ended 12/31/2021 |
$14.96 |
13.51% |
0.23% (c) |
0.23% (c) |
0.57% |
113% |
$3 |
Year Ended 12/31/2020 |
$13.18 |
10.11% |
0.24% |
0.24% |
0.75% |
94% |
$3 |
Year Ended 12/31/2019(d) |
$11.97 |
11.35% |
0.25% |
0.25% |
1.02% |
24% |
$3 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$14.10 |
14.54% |
0.48% (c) |
0.48% (c) |
1.03% |
115% |
$397,734 |
Year Ended 12/31/2022 |
$12.31 |
(17.22%) |
0.48% (c) |
0.48% (c) |
0.59% |
114% |
$367,045 |
Year Ended 12/31/2021 |
$14.87 |
13.34% |
0.48% (c) |
0.48% (c) |
0.32% |
113% |
$387,821 |
Year Ended 12/31/2020 |
$13.12 |
9.79% |
0.49% |
0.49% |
0.46% |
94% |
$284,037 |
Year Ended 12/31/2019 |
$11.95 |
18.32% |
0.52% |
0.52% |
0.61% |
24% |
$186,201 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$11.93 |
0.33 |
0.63 |
0.96 |
Year Ended 12/31/2022 |
$14.16 |
0.20 |
(2.43) |
(2.23) |
Year Ended 12/31/2021 |
$13.76 |
0.16 |
0.24 |
0.40 |
Year Ended 12/31/2020 |
$12.70 |
0.15 |
0.91 |
1.06 |
Year Ended 12/31/2019(d) |
$11.70 |
0.17 |
0.83 |
1.00 |
Class 2 | ||||
Year Ended 12/31/2023 |
$11.82 |
0.29 |
0.64 |
0.93 |
Year Ended 12/31/2022 |
$14.07 |
0.15 |
(2.40) |
(2.25) |
Year Ended 12/31/2021 |
$13.71 |
0.11 |
0.25 |
0.36 |
Year Ended 12/31/2020 |
$12.68 |
0.15 |
0.88 |
1.03 |
Year Ended 12/31/2019 |
$11.33 |
0.23 |
1.12 |
1.35 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$12.89 |
8.05% |
0.29% (c) |
0.29% (c) |
2.73% |
178% |
$616 |
Year Ended 12/31/2022 |
$11.93 |
(15.75%) |
0.29% (c) |
0.29% (c) |
1.56% |
147% |
$422 |
Year Ended 12/31/2021 |
$14.16 |
2.91% |
0.29% (c) |
0.29% (c) |
1.18% |
195% |
$421 |
Year Ended 12/31/2020 |
$13.76 |
8.35% |
0.30% |
0.30% |
1.16% |
132% |
$363 |
Year Ended 12/31/2019(d) |
$12.70 |
8.55% |
0.31% |
0.31% |
1.57% |
139% |
$53 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$12.75 |
7.87% |
0.54% (c) |
0.54% (c) |
2.43% |
178% |
$578,869 |
Year Ended 12/31/2022 |
$11.82 |
(15.99%) |
0.54% (c) |
0.54% (c) |
1.22% |
147% |
$605,114 |
Year Ended 12/31/2021 |
$14.07 |
2.63% |
0.54% (c) |
0.54% (c) |
0.81% |
195% |
$744,356 |
Year Ended 12/31/2020 |
$13.71 |
8.12% |
0.55% |
0.55% |
1.15% |
132% |
$901,838 |
Year Ended 12/31/2019 |
$12.68 |
11.91% |
0.57% |
0.57% |
1.90% |
139% |
$572,701 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$12.95 |
0.31 |
1.01 |
1.32 |
Year Ended 12/31/2022 |
$15.58 |
0.17 |
(2.80) |
(2.63) |
Year Ended 12/31/2021 |
$14.73 |
0.13 |
0.72 |
0.85 |
Year Ended 12/31/2020 |
$13.47 |
0.14 |
1.12 |
1.26 |
Year Ended 12/31/2019(d) |
$12.36 |
0.16 |
0.95 |
1.11 |
Class 2 | ||||
Year Ended 12/31/2023 |
$12.83 |
0.27 |
1.01 |
1.28 |
Year Ended 12/31/2022 |
$15.47 |
0.13 |
(2.77) |
(2.64) |
Year Ended 12/31/2021 |
$14.67 |
0.09 |
0.71 |
0.80 |
Year Ended 12/31/2020 |
$13.44 |
0.11 |
1.12 |
1.23 |
Year Ended 12/31/2019 |
$11.79 |
0.20 |
1.45 |
1.65 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$14.27 |
10.19% |
0.29% (c) |
0.29% (c) |
2.29% |
167% |
$1,721 |
Year Ended 12/31/2022 |
$12.95 |
(16.88%) |
0.28% (c) |
0.28% (c) |
1.23% |
138% |
$1,016 |
Year Ended 12/31/2021 |
$15.58 |
5.77% |
0.28% (c) |
0.28% (c) |
0.85% |
180% |
$1,017 |
Year Ended 12/31/2020 |
$14.73 |
9.35% |
0.29% |
0.29% |
1.06% |
152% |
$544 |
Year Ended 12/31/2019(d) |
$13.47 |
8.98% |
0.29% |
0.29% |
1.46% |
137% |
$207 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$14.11 |
9.98% |
0.54% (c) |
0.54% (c) |
2.04% |
167% |
$1,192,904 |
Year Ended 12/31/2022 |
$12.83 |
(17.07%) |
0.53% (c) |
0.53% (c) |
0.93% |
138% |
$1,211,320 |
Year Ended 12/31/2021 |
$15.47 |
5.45% |
0.53% (c) |
0.53% (c) |
0.62% |
180% |
$1,634,712 |
Year Ended 12/31/2020 |
$14.67 |
9.15% |
0.54% |
0.54% |
0.78% |
152% |
$1,694,592 |
Year Ended 12/31/2019 |
$13.44 |
14.00% |
0.54% |
0.54% |
1.58% |
137% |
$1,520,725 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$15.13 |
0.25 |
2.00 |
2.25 |
Year Ended 12/31/2022 |
$18.73 |
0.12 |
(3.72) |
(3.60) |
Year Ended 12/31/2021 |
$16.69 |
0.08 |
1.96 |
2.04 |
Year Ended 12/31/2020 |
$14.96 |
0.06 |
1.67 |
1.73 |
Year Ended 12/31/2019(d) |
$13.62 |
0.11 |
1.23 |
1.34 |
Class 2 | ||||
Year Ended 12/31/2023 |
$15.01 |
0.21 |
1.98 |
2.19 |
Year Ended 12/31/2022 |
$18.63 |
0.07 |
(3.69) |
(3.62) |
Year Ended 12/31/2021 |
$16.65 |
0.04 |
1.94 |
1.98 |
Year Ended 12/31/2020 |
$14.96 |
0.02 |
1.67 |
1.69 |
Year Ended 12/31/2019 |
$12.65 |
0.13 |
2.18 |
2.31 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$17.38 |
14.87% |
0.25% (c) |
0.25% (c) |
1.58% |
163% |
$28,646 |
Year Ended 12/31/2022 |
$15.13 |
(19.22%) |
0.25% (c) |
0.25% (c) |
0.73% |
151% |
$17,737 |
Year Ended 12/31/2021 |
$18.73 |
12.22% |
0.25% (c) |
0.25% (c) |
0.46% |
196% |
$15,036 |
Year Ended 12/31/2020 |
$16.69 |
11.56% |
0.25% |
0.25% |
0.42% |
184% |
$6,085 |
Year Ended 12/31/2019(d) |
$14.96 |
9.84% |
0.25% |
0.25% |
0.88% |
128% |
$1,985 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$17.20 |
14.59% |
0.50% (c) |
0.50% (c) |
1.34% |
163% |
$11,122,214 |
Year Ended 12/31/2022 |
$15.01 |
(19.43%) |
0.50% (c) |
0.50% (c) |
0.45% |
151% |
$10,527,029 |
Year Ended 12/31/2021 |
$18.63 |
11.89% |
0.50% (c) |
0.50% (c) |
0.22% |
196% |
$14,007,272 |
Year Ended 12/31/2020 |
$16.65 |
11.30% |
0.50% |
0.50% |
0.16% |
184% |
$12,503,225 |
Year Ended 12/31/2019 |
$14.96 |
18.26% |
0.49% |
0.49% |
0.91% |
128% |
$11,450,160 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$15.37 |
0.32 |
1.60 |
1.92 |
Year Ended 12/31/2022 |
$18.73 |
0.16 |
(3.52) |
(3.36) |
Year Ended 12/31/2021 |
$17.18 |
0.13 |
1.42 |
1.55 |
Year Ended 12/31/2020 |
$15.53 |
0.13 |
1.52 |
1.65 |
Year Ended 12/31/2019(d) |
$14.19 |
0.13 |
1.21 |
1.34 |
Class 2 | ||||
Year Ended 12/31/2023 |
$15.24 |
0.27 |
1.60 |
1.87 |
Year Ended 12/31/2022 |
$18.62 |
0.12 |
(3.50) |
(3.38) |
Year Ended 12/31/2021 |
$17.13 |
0.08 |
1.41 |
1.49 |
Year Ended 12/31/2020 |
$15.52 |
0.08 |
1.53 |
1.61 |
Year Ended 12/31/2019 |
$13.36 |
0.18 |
1.98 |
2.16 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$17.29 |
12.49% |
0.25% (c) |
0.25% (c) |
1.99% |
158% |
$17,147 |
Year Ended 12/31/2022 |
$15.37 |
(17.94%) |
0.25% (c) |
0.25% (c) |
1.00% |
149% |
$13,442 |
Year Ended 12/31/2021 |
$18.73 |
9.02% |
0.25% (c) |
0.25% (c) |
0.69% |
184% |
$11,155 |
Year Ended 12/31/2020 |
$17.18 |
10.63% |
0.25% |
0.25% |
0.82% |
163% |
$4,268 |
Year Ended 12/31/2019(d) |
$15.53 |
9.44% |
0.24% |
0.24% |
1.01% |
138% |
$1,093 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$17.11 |
12.27% |
0.50% (c) |
0.50% (c) |
1.70% |
158% |
$12,331,967 |
Year Ended 12/31/2022 |
$15.24 |
(18.15%) |
0.50% (c) |
0.50% (c) |
0.71% |
149% |
$12,237,609 |
Year Ended 12/31/2021 |
$18.62 |
8.70% |
0.49% (c) |
0.49% (c) |
0.47% |
184% |
$16,364,939 |
Year Ended 12/31/2020 |
$17.13 |
10.37% |
0.50% |
0.50% |
0.51% |
163% |
$15,841,609 |
Year Ended 12/31/2019 |
$15.52 |
16.17% |
0.49% |
0.49% |
1.25% |
138% |
$15,229,993 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$12.06 |
0.27 |
1.12 |
1.39 |
Year Ended 12/31/2022 |
$14.45 |
0.16 |
(2.55) |
(2.39) |
Year Ended 12/31/2021 |
$13.41 |
0.10 |
0.94 |
1.04 |
Year Ended 12/31/2020 |
$12.63 |
0.09 |
0.69 |
0.78 |
Year Ended 12/31/2019(c) |
$11.47 |
0.20 |
0.96 |
1.16 |
Class 2 | ||||
Year Ended 12/31/2023 |
$11.94 |
0.23 |
1.11 |
1.34 |
Year Ended 12/31/2022 |
$14.34 |
0.11 |
(2.51) |
(2.40) |
Year Ended 12/31/2021 |
$13.34 |
0.06 |
0.94 |
1.00 |
Year Ended 12/31/2020 |
$12.60 |
0.11 |
0.63 |
0.74 |
Year Ended 12/31/2019 |
$10.97 |
0.17 |
1.46 |
1.63 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$13.45 |
11.53% |
0.31% |
0.31% |
2.17% |
169% |
$423 |
Year Ended 12/31/2022 |
$12.06 |
(16.54%) |
0.30% |
0.30% |
1.29% |
149% |
$306 |
Year Ended 12/31/2021 |
$14.45 |
7.76% |
0.30% |
0.30% |
0.70% |
179% |
$144 |
Year Ended 12/31/2020 |
$13.41 |
6.18% |
0.32% |
0.32% |
0.74% |
243% |
$97 |
Year Ended 12/31/2019(c) |
$12.63 |
10.11% |
0.32% |
0.32% |
1.98% |
156% |
$3 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$13.28 |
11.22% |
0.56% |
0.56% |
1.86% |
169% |
$326,062 |
Year Ended 12/31/2022 |
$11.94 |
(16.74%) |
0.55% |
0.55% |
0.88% |
149% |
$305,808 |
Year Ended 12/31/2021 |
$14.34 |
7.50% |
0.55% |
0.55% |
0.45% |
179% |
$374,527 |
Year Ended 12/31/2020 |
$13.34 |
5.87% |
0.56% |
0.56% |
0.84% |
243% |
$417,276 |
Year Ended 12/31/2019 |
$12.60 |
14.86% |
0.59% |
0.59% |
1.42% |
156% |
$288,927 |
|
Net asset value, beginning of period |
Net investment income (loss) |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$14.06 |
0.20 |
2.21 |
2.41 |
Year Ended 12/31/2022 |
$17.26 |
0.08 |
(3.28) |
(3.20) |
Year Ended 12/31/2021 |
$14.91 |
0.01 |
2.34 |
2.35 |
Year Ended 12/31/2020 |
$14.19 |
0.05 |
0.67 |
0.72 |
Year Ended 12/31/2019(d) |
$12.62 |
0.06 |
1.51 |
1.57 |
Class 2 | ||||
Year Ended 12/31/2023 |
$13.93 |
0.16 |
2.18 |
2.34 |
Year Ended 12/31/2022 |
$17.14 |
0.03 |
(3.24) |
(3.21) |
Year Ended 12/31/2021 |
$14.84 |
(0.03) |
2.33 |
2.30 |
Year Ended 12/31/2020 |
$14.16 |
0.02 |
0.66 |
0.68 |
Year Ended 12/31/2019 |
$11.78 |
0.08 |
2.30 |
2.38 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income (loss) ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$16.47 |
17.14% |
0.27% |
0.27% |
1.33% |
177% |
$9,690 |
Year Ended 12/31/2022 |
$14.06 |
(18.54%) |
0.27% |
0.27% |
0.51% |
173% |
$6,360 |
Year Ended 12/31/2021 |
$17.26 |
15.76% |
0.27% (c) |
0.27% (c) |
0.06% |
189% |
$4,884 |
Year Ended 12/31/2020 |
$14.91 |
5.07% |
0.28% |
0.28% |
0.34% |
279% |
$936 |
Year Ended 12/31/2019(d) |
$14.19 |
12.44% |
0.30% |
0.30% |
0.52% |
132% |
$132 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$16.27 |
16.80% |
0.52% |
0.52% |
1.06% |
177% |
$3,925,150 |
Year Ended 12/31/2022 |
$13.93 |
(18.73%) |
0.52% |
0.52% |
0.22% |
173% |
$3,542,085 |
Year Ended 12/31/2021 |
$17.14 |
15.50% |
0.52% (c) |
0.52% (c) |
(0.20%) |
189% |
$4,354,064 |
Year Ended 12/31/2020 |
$14.84 |
4.80% |
0.53% |
0.53% |
0.14% |
279% |
$3,611,822 |
Year Ended 12/31/2019 |
$14.16 |
20.20% |
0.54% |
0.54% |
0.57% |
132% |
$3,032,993 |
|
Net asset value, beginning of period |
Net investment income |
Net realized and unrealized gain (loss) |
Total from investment operations |
Class 1 | ||||
Year Ended 12/31/2023 |
$13.09 |
0.24 |
1.63 |
1.87 |
Year Ended 12/31/2022 |
$15.84 |
0.12 |
(2.87) |
(2.75) |
Year Ended 12/31/2021 |
$14.18 |
0.07 |
1.59 |
1.66 |
Year Ended 12/31/2020 |
$13.41 |
0.08 |
0.69 |
0.77 |
Year Ended 12/31/2019(d) |
$12.05 |
0.20 |
1.16 |
1.36 |
Class 2 | ||||
Year Ended 12/31/2023 |
$12.98 |
0.20 |
1.60 |
1.80 |
Year Ended 12/31/2022 |
$15.74 |
0.08 |
(2.84) |
(2.76) |
Year Ended 12/31/2021 |
$14.12 |
0.02 |
1.60 |
1.62 |
Year Ended 12/31/2020 |
$13.38 |
0.06 |
0.68 |
0.74 |
Year Ended 12/31/2019 |
$11.38 |
0.13 |
1.87 |
2.00 |
Notes to Financial Highlights | |
(a) |
In addition to the fees and expenses that the Fund bears directly, the Fund indirectly bears a pro rata share of the fees and expenses of any other funds in which it invests. Such indirect expenses are not included in the Fund's reported expense ratios. |
(b) |
Total net expenses include the impact of certain fee waivers/expense reimbursements made by the Investment Manager and certain of its affiliates, if applicable. |
(c) |
Ratios include interest on collateral expense which is less than 0.01%. |
(d) |
Class 1 shares commenced operations on February 20, 2019. Per share data and total return reflect activity from that date. |
|
Net asset value, end of period |
Total return |
Total gross expense ratio to average net assets(a) |
Total net expense ratio to average net assets(a), (b) |
Net investment income ratio to average net assets |
Portfolio turnover |
Net assets, end of period (000's) |
Class 1 | |||||||
Year Ended 12/31/2023 |
$14.96 |
14.29% |
0.28% |
0.28% |
1.75% |
165% |
$4,838 |
Year Ended 12/31/2022 |
$13.09 |
(17.36%) |
0.28% |
0.28% |
0.87% |
151% |
$3,423 |
Year Ended 12/31/2021 |
$15.84 |
11.71% |
0.28% (c) |
0.28% (c) |
0.44% |
175% |
$2,959 |
Year Ended 12/31/2020 |
$14.18 |
5.74% |
0.29% |
0.29% |
0.63% |
232% |
$1,583 |
Year Ended 12/31/2019(d) |
$13.41 |
11.29% |
0.30% |
0.30% |
1.84% |
125% |
$299 |
Class 2 | |||||||
Year Ended 12/31/2023 |
$14.78 |
13.87% |
0.53% |
0.53% |
1.46% |
165% |
$1,999,659 |
Year Ended 12/31/2022 |
$12.98 |
(17.54%) |
0.53% |
0.53% |
0.57% |
151% |
$1,865,608 |
Year Ended 12/31/2021 |
$15.74 |
11.47% |
0.53% (c) |
0.53% (c) |
0.16% |
175% |
$2,330,831 |
Year Ended 12/31/2020 |
$14.12 |
5.53% |
0.54% |
0.54% |
0.48% |
232% |
$2,066,289 |
Year Ended 12/31/2019 |
$13.38 |
17.57% |
0.55% |
0.55% |
1.05% |
125% |
$1,832,787 |
Funds |
Trust |
Investment company registration number |
Variable Portfolio – Managed Risk Fund |
Columbia Funds Variable Insurance Trust |
811-05199 |
Variable Portfolio – Managed Risk U.S. Fund | ||
Variable Portfolio – Managed Volatility Conservative Fund | ||
Variable Portfolio – Managed Volatility Conservative Growth Fund | ||
Variable Portfolio – Managed Volatility Growth Fund | ||
Variable Portfolio – U.S. Flexible Conservative Growth Fund | ||
Variable Portfolio – U.S. Flexible Growth Fund | ||
Variable Portfolio – U.S. Flexible Moderate Growth Fund | ||
Variable Portfolio – Managed Volatility Moderate Growth Fund |
Columbia Funds Variable Series Trust II |
811-22127 |
Columbia Funds Variable Insurance Trust |
Columbia Variable Portfolio – Contrarian Core Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Long Government/Credit Bond Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Small Cap Value Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Small Company Growth Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Strategic Income Fund: Class 1 & Class 2 |
Variable Portfolio – Managed Risk Fund: Class 1 & Class 2 |
Variable Portfolio – Managed Risk U.S. Fund: Class 1 & Class 2 |
Variable Portfolio – Managed Volatility Conservative Fund: Class 1 & Class 2 |
Variable Portfolio – Managed Volatility Conservative Growth Fund: Class 1 & Class 2 |
Variable Portfolio – Managed Volatility Growth Fund: Class 1 & Class 2 |
Variable Portfolio – U.S. Flexible Conservative Growth Fund: Class 1 & Class 2 |
Variable Portfolio – U.S. Flexible Growth Fund: Class 1 & Class 2 |
Variable Portfolio – U.S. Flexible Moderate Growth Fund: Class 1 & Class 2 |
Columbia Funds Variable Series Trust II |
Columbia Variable Portfolio – Balanced Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Commodity Strategy Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Core Equity Fund*: single class of shares |
Columbia Variable Portfolio – Disciplined Core Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Dividend Opportunity Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Emerging Markets Bond Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Emerging Markets Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Global Strategic Income Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Government Money Market Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – High Yield Bond Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Income Opportunities Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Intermediate Bond Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Large Cap Growth Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Large Cap Index Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Limited Duration Credit Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Overseas Core Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Select Large Cap Equity Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – Select Large Cap Value Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Select Mid Cap Growth Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Select Mid Cap Value Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Select Small Cap Value Fund: Class 1, Class 2 & Class 3 |
Columbia Variable Portfolio – Seligman Global Technology Fund: Class 1 & Class 2 |
Columbia Variable Portfolio – U.S. Government Mortgage Fund: Class 1, Class 2 & Class 3 |
CTIVP® – American Century Diversified Bond Fund: Class 1 & Class 2 |
CTIVP® – BlackRock Global Inflation-Protected Securities Fund: Class 1, Class 2 & Class 3 |
CTIVP® – CenterSquare Real Estate Fund: Class 1 & Class 2 |
CTIVP® – MFS® Value Fund: Class 1 & Class 2 |
CTIVP® – Principal Blue Chip Growth Fund: Class 1 & Class 2 |
CTIVP® – T. Rowe Price Large Cap Value Fund: Class 1 & Class 2 |
CTIVP® – TCW Core Plus Bond Fund: Class 1 & Class 2 |
CTIVP® – Victory Sycamore Established Value Fund: Class 1, Class 2 & Class 3 |
CTIVP® – Westfield Mid Cap Growth Fund: Class 1 & Class 2 |
CTIVP® – Westfield Select Large Cap Growth Fund: Class 1 & Class 2 |
Variable Portfolio – Aggressive Portfolio: Class 1, Class 2 & Class 4 |
Variable Portfolio – Conservative Portfolio: Class 1, Class 2 & Class 4 |
Variable Portfolio – Managed Volatility Moderate Growth Fund: Class 1 & Class 2 |
Variable Portfolio – Moderate Portfolio: Class 1, Class 2 & Class 4 |
Variable Portfolio – Moderately Aggressive Portfolio: Class 1, Class 2 & Class 4 |
Variable Portfolio – Moderately Conservative Portfolio: Class 1, Class 2 & Class 4 |
Variable Portfolio – Partners Core Bond Fund: Class 1 & Class 2 |
Variable Portfolio – Partners Core Equity Fund: Class 1, Class 2 & Class 3 |
Variable Portfolio – Partners International Core Equity Fund: Class 1 & Class 2 |
Variable Portfolio – Partners International Growth Fund: Class 1 & Class 2 |
Variable Portfolio – Partners International Value Fund: Class 1 & Class 2 |
Variable Portfolio – Partners Small Cap Growth Fund: Class 1 & Class 2 |
Variable Portfolio – Partners Small Cap Value Fund: Class 1, Class 2 & Class 3 |
Trust, Fund Name and Fiscal Year End: |
Shareholder Report: |
December 31 |
|
Columbia Funds Variable Insurance Trust Columbia Variable Portfolio – Contrarian Core Fund Columbia Variable Portfolio – Long Government/Credit Bond Fund Columbia Variable Portfolio – Small Cap Value Fund Columbia Variable Portfolio – Small Company Growth Fund Columbia Variable Portfolio – Strategic Income Fund Variable Portfolio – Managed Risk Fund Variable Portfolio – Managed Risk U.S. Fund Variable Portfolio – Managed Volatility Conservative Fund Variable Portfolio – Managed Volatility Conservative Growth Fund Variable Portfolio – Managed Volatility Growth Fund Variable Portfolio – U.S. Flexible Conservative Growth Fund Variable Portfolio – U.S. Flexible Growth Fund Variable Portfolio – U.S. Flexible Moderate Growth Fund |
Trust, Fund Name and Fiscal Year End: |
Shareholder Report: |
Columbia Funds Variable Series Trust II Columbia Variable Portfolio – Balanced Fund Columbia Variable Portfolio – Commodity Strategy Fund Columbia Variable Portfolio – Core Equity Fund Columbia Variable Portfolio – Disciplined Core Fund Columbia Variable Portfolio – Dividend Opportunity Fund Columbia Variable Portfolio – Emerging Markets Bond Fund Columbia Variable Portfolio – Emerging Markets Fund Columbia Variable Portfolio – Global Strategic Income Fund Columbia Variable Portfolio – Government Money Market Fund Columbia Variable Portfolio – High Yield Bond Fund Columbia Variable Portfolio – Income Opportunities Fund Columbia Variable Portfolio – Intermediate Bond Fund Columbia Variable Portfolio – Large Cap Growth Fund Columbia Variable Portfolio – Large Cap Index Fund Columbia Variable Portfolio – Limited Duration Credit Fund Columbia Variable Portfolio – Overseas Core Fund Columbia Variable Portfolio – Select Large Cap Equity Fund Columbia Variable Portfolio – Select Large Cap Value Fund Columbia Variable Portfolio – Select Mid Cap Growth Fund Columbia Variable Portfolio – Select Mid Cap Value Fund Columbia Variable Portfolio – Select Small Cap Value Fund Columbia Variable Portfolio – Seligman Global Technology Fund Columbia Variable Portfolio – U.S. Government Mortgage Fund CTIVP® – American Century Diversified Bond Fund CTIVP® – BlackRock Global Inflation-Protected Securities Fund CTIVP® – CenterSquare Real Estate Fund CTIVP® – MFS® Value Fund CTIVP® – Principal Blue Chip Growth Fund CTIVP® – T. Rowe Price Large Cap Value Fund CTIVP® – TCW Core Plus Bond Fund CTIVP® – Victory Sycamore Established Value Fund CTIVP® – Westfield Mid Cap Growth Fund CTIVP® – Westfield Select Large Cap Growth Fund Variable Portfolio – Aggressive Portfolio Variable Portfolio – Conservative Portfolio Variable Portfolio – Managed Volatility Moderate Growth Fund Variable Portfolio – Moderate Portfolio Variable Portfolio – Moderately Aggressive Portfolio Variable Portfolio – Moderately Conservative Portfolio Variable Portfolio – Partners Core Bond Fund Variable Portfolio – Partners Core Equity Fund Variable Portfolio – Partners International Core Equity Fund Variable Portfolio – Partners International Growth Fund Variable Portfolio – Partners International Value Fund Variable Portfolio – Partners Small Cap Growth Fund Variable Portfolio – Partners Small Cap Value Fund |
2 | |
7 | |
10 | |
20 | |
20 | |
57 | |
92 | |
92 | |
93 | |
95 | |
95 | |
123 | |
140 | |
151 | |
151 | |
151 | |
153 | |
154 | |
156 | |
161 | |
161 | |
162 | |
165 | |
165 | |
179 | |
186 | |
186 | |
189 | |
193 | |
194 | |
198 | |
198 | |
198 | |
206 | |
207 | |
210 | |
210 | |
211 | |
213 | |
213 | |
214 | |
216 | |
226 | |
252 | |
A-1 | |
B-1 |
1933 Act |
Securities Act of 1933, as amended |
1934 Act |
Securities Exchange Act of 1934, as amended |
1940 Act |
Investment Company Act of 1940, as amended |
Allspring |
Allspring Global Investments, LLC |
American Century |
American Century Investment Management, Inc. |
Ameriprise Financial |
Ameriprise Financial, Inc. |
BlackRock |
BlackRock Financial Management, Inc. |
BIL |
BlackRock International Limited, an affiliate of BlackRock |
Board |
The Trust’s Board of Trustees |
Business Day |
Any day on which the NYSE is open for business. A business day typically ends at the close of regular trading on the NYSE, usually at 4:00 p.m. Eastern time. If the NYSE is scheduled to close early, the business day will be considered to end as of the time of the NYSE’s scheduled close. The Fund will not treat an intraday unscheduled disruption in NYSE trading or an intraday unscheduled closing as a close of regular trading on the NYSE for these purposes and will price its shares as of the regularly scheduled closing time for that day (typically, 4:00 p.m. Eastern time). Notwithstanding the foregoing, the NAV of Fund shares may be determined at such other time or times (in addition to or in lieu of the time set forth above) as the Fund’s Board may approve or ratify. On holidays and other days when the NYSE is closed, the Fund's NAV is not calculated and the Fund does not accept buy or sell orders. However, the value of the Fund's assets may still be affected on such days to the extent that the Fund holds foreign securities that trade on days that foreign securities markets are open. |
CEA |
Commodity Exchange Act |
CenterSquare |
CenterSquare Investment Management LLC |
CFTC |
The United States Commodity Futures Trading Commission |
CFVIT |
Columbia Funds Variable Insurance Trust |
CFVST II |
Columbia Funds Variable Series Trust II |
Code |
Internal Revenue Code of 1986, as amended |
Codes of Ethics |
The codes of ethics adopted by the Funds, Columbia Management Investment Advisers, LLC (the Investment Manager), Columbia Management Investment Distributors, Inc. and/or any sub-adviser, as applicable, pursuant to Rule 17j-1 under the 1940 Act |
Columbia Funds or Columbia Funds Complex |
The fund complex, including the Funds, that is comprised of the registered investment companies, including traditional mutual funds, closed-end funds, and ETFs, advised by the Investment Manager or its affiliates |
Columbia Management |
Columbia Management Investment Advisers, LLC |
Columbia Threadneedle Investments |
The global brand name of the Columbia and Threadneedle group of companies |
Custodian |
JPMorgan Chase Bank, N.A. |
DBRS |
Morningstar DBRS |
Distribution Agreement |
The Distribution Agreement between a Trust, on behalf of its Funds, and the Distributor |
Distribution Plan(s) |
One or more of the plans adopted by the Board pursuant to Rule 12b-1 under the 1940 Act for the distribution of the Funds’ shares |
Distributor |
Columbia Management Investment Distributors, Inc. |
FDIC |
Federal Deposit Insurance Corporation |
FHLMC |
The Federal Home Loan Mortgage Corporation |
Fitch |
Fitch Ratings, Inc. |
FNMA |
Federal National Mortgage Association |
The Fund(s) or a Fund |
One or more of the open-end management investment companies listed on the front cover of this SAI |
GICS |
The Global Industry Classification Standard (GICS®). GICS was developed by and/or is the exclusive property of MSCI, Inc. (MSCI®) and S&P Global Market Intelligence Inc. (S&P Global Market Intelligence). GICS is a service mark of MSCI and S&P Global Market Intelligence and has been licensed for use by the Investment Manager. Neither GICS, MSCI, nor S&P Global Market Intelligence are affiliated with the Funds, the Investment Manager or any Columbia entity. |
GNMA |
Government National Mortgage Association |
Independent Trustees |
The Trustees of the Board who are not “interested persons” (as defined in the 1940 Act) of the Funds |
Interested Trustee |
A Trustee of the Board who is currently deemed to be an “interested person” (as defined in the 1940 Act) of the Funds |
Investment Manager |
Columbia Management Investment Advisers, LLC |
IRS |
United States Internal Revenue Service |
JPMIM |
J.P. Morgan Investment Management Inc. |
JPMorgan |
JPMorgan Chase Bank, N.A., the Funds' custodian |
KBRA |
Kroll Bond Rating Agency |
LIBOR |
London Inter-bank Offered Rate* |
Loomis Sayles |
Loomis, Sayles & Company, L.P. |
MFS |
Massachusetts Financial Services Company |
Management Agreement |
The Management Agreements, as amended, if applicable, between a Trust, on behalf of the Funds, and the Investment Manager |
Moody’s |
Moody’s Investors Service, Inc. |
MSIM |
Morgan Stanley Investment Management Inc. |
NASDAQ |
National Association of Securities Dealers Automated Quotations system |
NAV |
Net asset value per share of a Fund |
NRSRO |
Nationally recognized statistical ratings organization (such as, for example, Moody’s, Fitch or S&P) |
NSCC |
National Securities Clearing Corporation |
NYSE |
New York Stock Exchange |
Participating Insurance Companies |
Life insurance companies that issue the variable annuity contracts or variable life insurance policies through separate accounts for which the Funds serve as underlying investment vehicles |
PwC |
PricewaterhouseCoopers LLP |
PGI |
Principal Global Investors, LLC |
Pzena |
Pzena Investment Management, LLC |
REIT |
Real estate investment trust |
REMIC |
Real estate mortgage investment conduit |
RIC |
A “regulated investment company,” as such term is used in the Code |
S&P |
S&P Global Ratings, a division of S&P Global Inc. (“Standard & Poor’s” and “S&P” are trademarks of S&P Global Inc. and have been licensed for use by the Investment Manager. The Columbia Funds are not sponsored, endorsed, sold or promoted by S&P Global Ratings, and S&P Global Ratings makes no representation regarding the advisability of investing in the Columbia Funds.) |
SAI |
This Statement of Additional Information, as amended and supplemented from time-to-time |
SBH |
Segall Bryant & Hamill, LLC |
Schroders |
Schroder Investment Management North America Inc. and Schroder Investment Management North America Limited, collectively |
Scout |
Scout Investments, Inc. |
SEC |
United States Securities and Exchange Commission |
Shareholder Services Agreement |
The Shareholder Services Agreement between a Trust, on behalf of its Funds, and the Transfer Agent |
Shares |
Shares of a Fund |
SIMNA Inc. |
Schroder Investment Management North America Inc. |
SIMNA Ltd. |
Schroder Investment Management North America Limited |
SOFR |
Secured Overnight Financing Rate |
Subadvisory Agreement |
The Subadvisory Agreement among a Trust on behalf of the Fund(s), the Investment Manager and a Fund’s investment subadviser(s), as the context may require |
Subsidiary |
One or more wholly-owned subsidiaries of a Fund |
T. Rowe Price |
T. Rowe Price Associates, Inc. |
TCW |
TCW Investment Management Company LLC |
Threadneedle |
Threadneedle International Limited |
Transfer Agent |
Columbia Management Investment Services Corp. |
Treasury Regulations |
Regulations promulgated under the Code by the United States Treasury Department |
Trustee(s) |
One or more members of the Board |
Trusts |
CFVIT and CFVST II, which are the registered investment companies in the Columbia Funds Complex to which this SAI relates |
TSW |
Thompson, Siegel & Walmsley LLC |
VA Contracts |
Variable annuity contracts |
Victory Capital |
Victory Capital Management Inc. |
VLI Policy(ies) |
Variable life insurance policy(ies) |
VP – Managed Volatility Funds |
Any variable portfolio fund that includes the words “Managed Risk,” “Managed Volatility,” or “U.S. Flexible” as part of the Fund’s name |
VP – Portfolio Navigator Funds |
VP – Aggressive Portfolio, VP – Conservative Portfolio, VP – Moderate Portfolio, VP – Moderately Aggressive Portfolio and VP – Moderately Conservative Portfolio |
Walter Scott |
Walter Scott & Partners Limited |
Westfield |
Westfield Capital Management Company, L.P. |
William Blair |
William Blair Investment Management, LLC |
Fund Name: |
Referred to as: |
Columbia Variable Portfolio – Balanced Fund |
VP – Balanced Fund |
Columbia Variable Portfolio – Commodity Strategy Fund |
VP – Commodity Strategy Fund |
Columbia Variable Portfolio – Contrarian Core Fund |
VP – Contrarian Core Fund |
Columbia Variable Portfolio – Core Equity Fund |
VP – Core Equity Fund |
Columbia Variable Portfolio – Disciplined Core Fund |
VP – Disciplined Core Fund |
Columbia Variable Portfolio – Dividend Opportunity Fund |
VP – Dividend Opportunity Fund |
Columbia Variable Portfolio – Emerging Markets Bond Fund |
VP – Emerging Markets Bond Fund |
Columbia Variable Portfolio – Emerging Markets Fund |
VP – Emerging Markets Fund |
Columbia Variable Portfolio – Global Strategic Income Fund |
VP – Global Strategic Income Fund |
Columbia Variable Portfolio – Government Money Market Fund |
VP – Government Money Market Fund |
Columbia Variable Portfolio – High Yield Bond Fund |
VP – High Yield Bond Fund |
Columbia Variable Portfolio – Income Opportunities Fund |
VP – Income Opportunities Fund |
Columbia Variable Portfolio – Intermediate Bond Fund |
VP – Intermediate Bond Fund |
Columbia Variable Portfolio – Large Cap Growth Fund |
VP – Large Cap Growth Fund |
Columbia Variable Portfolio – Large Cap Index Fund |
VP – Large Cap Index Fund |
Columbia Variable Portfolio – Limited Duration Credit Fund |
VP – Limited Duration Credit Fund |
Columbia Variable Portfolio – Long Government/Credit Bond Fund |
VP – Long Government/Credit Bond Fund |
Columbia Variable Portfolio – Overseas Core Fund |
VP – Overseas Core Fund |
Fund Name: |
Referred to as: |
Columbia Variable Portfolio – Select Large Cap Equity Fund |
VP – Select Large Cap Equity Fund |
Columbia Variable Portfolio – Select Large Cap Value Fund |
VP – Select Large Cap Value Fund |
Columbia Variable Portfolio – Select Mid Cap Growth Fund |
VP – Select Mid Cap Growth Fund |
Columbia Variable Portfolio – Select Mid Cap Value Fund |
VP – Select Mid Cap Value Fund |
Columbia Variable Portfolio – Select Small Cap Value Fund |
VP – Select Small Cap Value Fund |
Columbia Variable Portfolio – Seligman Global Technology Fund |
VP – Seligman Global Technology Fund |
Columbia Variable Portfolio – Small Cap Value Fund |
VP – Small Cap Value Fund |
Columbia Variable Portfolio – Small Company Growth Fund |
VP – Small Company Growth Fund |
Columbia Variable Portfolio – Strategic Income Fund |
VP – Strategic Income Fund |
Columbia Variable Portfolio – U.S. Government Mortgage Fund |
VP – U.S. Government Mortgage Fund |
CTIVP® – American Century Diversified Bond Fund |
VP – American Century Diversified Bond Fund |
CTIVP® – BlackRock Global Inflation-Protected Securities Fund |
VP – BlackRock Global Inflation-Protected Securities Fund |
CTIVP® – CenterSquare Real Estate Fund |
VP – CenterSquare Real Estate Fund |
CTIVP® – MFS® Value Fund |
VP – MFS Value Fund |
CTIVP® – Principal Blue Chip Growth Fund |
VP – Principal Blue Chip Growth Fund |
CTIVP® – T. Rowe Price Large Cap Value Fund |
VP – T. Rowe Price Large Cap Value Fund |
CTIVP® – TCW Core Plus Bond Fund |
VP – TCW Core Plus Bond Fund |
CTIVP® – Victory Sycamore Established Value Fund |
VP – Victory Sycamore Established Value Fund |
CTIVP® – Westfield Mid Cap Growth Fund |
VP – Westfield Mid Cap Growth Fund |
CTIVP® – Westfield Select Large Cap Growth Fund |
VP – Westfield Select Large Cap Growth Fund |
Variable Portfolio – Aggressive Portfolio |
VP – Aggressive Portfolio |
Variable Portfolio – Conservative Portfolio |
VP – Conservative Portfolio |
Variable Portfolio – Managed Risk Fund |
VP – Managed Risk Fund |
Variable Portfolio – Managed Risk U.S. Fund |
VP – Managed Risk U.S. Fund |
Variable Portfolio – Managed Volatility Conservative Fund |
VP – MV Conservative Fund |
Variable Portfolio – Managed Volatility Conservative Growth Fund |
VP – MV Conservative Growth Fund |
Variable Portfolio – Managed Volatility Growth Fund |
VP – MV Growth Fund |
Variable Portfolio – Managed Volatility Moderate Growth Fund |
VP – MV Moderate Growth Fund |
Variable Portfolio – Moderate Portfolio |
VP – Moderate Portfolio |
Variable Portfolio – Moderately Aggressive Portfolio |
VP – Moderately Aggressive Portfolio |
Variable Portfolio – Moderately Conservative Portfolio |
VP – Moderately Conservative Portfolio |
Variable Portfolio – Partners Core Bond Fund |
VP – Partners Core Bond Fund |
Variable Portfolio – Partners Core Equity Fund |
VP – Partners Core Equity Fund |
Variable Portfolio – Partners International Core Equity Fund |
VP – Partners International Core Equity Fund |
Variable Portfolio – Partners International Growth Fund |
VP – Partners International Growth Fund |
Variable Portfolio – Partners International Value Fund |
VP – Partners International Value Fund |
Variable Portfolio – Partners Small Cap Growth Fund |
VP – Partners Small Cap Growth Fund |
Variable Portfolio – Partners Small Cap Value Fund |
VP – Partners Small Cap Value Fund |
Variable Portfolio – U.S. Flexible Conservative Growth Fund |
VP – U.S. Flexible Conservative Growth Fund |
Variable Portfolio – U.S. Flexible Growth Fund |
VP – U.S. Flexible Growth Fund |
Variable Portfolio – U.S. Flexible Moderate Growth Fund |
VP – U.S. Flexible Moderate Growth Fund |
|
|
Fund |
Date Began Operations* |
Diversified** |
Fund Investment Category*** |
VP – Aggressive Portfolio |
May 7, 2010 |
Yes |
Fund-of-funds – equity |
VP – American Century Diversified Bond Fund |
May 7, 2010 |
Yes |
Fixed income |
VP – Balanced Fund |
April 30, 1986 |
Yes |
Flexible |
VP – BlackRock Global Inflation- Protected Securities Fund |
September 13, 2004 |
No |
Fixed income |
VP – CenterSquare Real Estate Fund |
May 7, 2010 |
Yes |
Equity |
VP – Commodity Strategy Fund |
April 30, 2013 |
Yes |
Equity |
VP – Conservative Portfolio |
May 7, 2010 |
Yes |
Fund-of-funds – fixed income |
VP – Contrarian Core Fund |
April 30, 2012 |
Yes |
Equity |
VP – Core Equity Fund |
September 10, 2004 |
Yes |
Equity |
VP – Disciplined Core Fund |
October 13, 1981 |
Yes |
Equity |
VP – Dividend Opportunity Fund |
September 15, 1999 |
Yes |
Equity |
VP – Emerging Markets Bond Fund |
April 30, 2012 |
No |
Fixed income |
VP – Emerging Markets Fund |
May 1, 2000 |
Yes |
Equity |
VP – Global Strategic Income Fund |
May 1, 1996 |
Yes |
Fixed income |
VP – Government Money Market Fund |
October 31, 1981 |
Yes |
Money market |
VP – High Yield Bond Fund |
May 1, 1996 |
Yes |
Fixed income |
VP – Income Opportunities Fund |
June 1, 2004 |
Yes |
Fixed income |
VP – Intermediate Bond Fund |
October 13, 1981 |
Yes |
Fixed income |
VP – Large Cap Growth Fund |
September 15, 1999 |
Yes |
Equity |
VP – Large Cap Index Fund |
May 1, 2000 |
Yes |
Equity |
VP – Limited Duration Credit Fund |
May 7, 2010 |
Yes |
Fixed income |
VP – Long Government/Credit Bond Fund |
April 30, 2013 |
Yes |
Fixed income |
VP – Managed Risk Fund |
September 12, 2017 |
Yes |
Fund-of-funds – equity |
VP – Managed Risk U.S. Fund |
September 12, 2017 |
Yes |
Fund-of-funds – equity |
VP – MV Conservative Fund |
April 12, 2013 |
Yes |
Fund-of-funds – fixed income |
VP – MV Conservative Growth Fund |
April 12, 2013 |
Yes |
Fund-of-funds – equity |
VP – MV Growth Fund |
April 12, 2013 |
Yes |
Fund-of-funds – equity |
VP – MV Moderate Growth Fund |
April 19, 2012 |
Yes |
Fund-of-funds – equity |
VP – MFS Value Fund |
May 7, 2010 |
Yes |
Equity |
VP – Moderate Portfolio |
May 7, 2010 |
Yes |
Fund-of-funds – equity |
VP – Moderately Aggressive Portfolio |
May 7, 2010 |
Yes |
Fund-of-funds – equity |
VP – Moderately Conservative Portfolio |
May 7, 2010 |
Yes |
Fund-of-funds – fixed income |
Fund |
Date Began Operations* |
Diversified** |
Fund Investment Category*** |
VP – Overseas Core Fund |
January 13, 1992 |
Yes |
Equity |
VP – Partners Core Bond Fund |
May 7, 2010 |
Yes |
Fixed income |
VP – Partners Core Equity Fund |
May 1, 2006 |
Yes |
Equity |
VP – Partners International Core Equity Fund |
May 7, 2010 |
Yes |
Equity |
VP – Partners International Growth Fund |
May 7, 2010 |
Yes |
Equity |
VP – Partners International Value Fund |
May 7, 2010 |
Yes |
Equity |
VP – Partners Small Cap Growth Fund |
May 7, 2010 |
Yes |
Equity |
VP – Partners Small Cap Value Fund |
August 14, 2001 |
Yes |
Equity |
VP – Principal Blue Chip Growth Fund |
May 7, 2010 |
Yes |
Equity |
VP – Select Large Cap Equity Fund |
January 4, 2018 |
Yes |
Equity |
VP – Select Large Cap Value Fund |
February 4, 2004 |
Yes |
Equity |
VP – Select Mid Cap Growth Fund |
May 1, 2001 |
Yes |
Equity |
VP – Select Mid Cap Value Fund |
May 2, 2005 |
Yes |
Equity |
VP – Select Small Cap Value Fund |
September 15, 1999 |
Yes |
Equity |
VP – Seligman Global Technology Fund |
May 1, 1996 |
No |
Equity |
VP – Small Cap Value Fund |
May 19, 1998 |
Yes |
Equity |
VP – Small Company Growth Fund |
January 1, 1989 |
Yes |
Equity |
VP – Strategic Income Fund |
July 5, 1994 |
Yes |
Fixed income |
VP – T. Rowe Price Large Cap Value Fund |
May 7, 2010 |
Yes |
Equity |
VP – TCW Core Plus Bond Fund |
May 7, 2010 |
Yes |
Fixed income |
VP – U.S. Flexible Conservative Growth Fund |
November 2, 2016 |
Yes |
Fund-of-funds – fixed income |
VP – U.S. Flexible Growth Fund |
November 2, 2016 |
Yes |
Fund-of-funds – equity |
VP – U.S. Flexible Moderate Growth Fund |
November 2, 2016 |
Yes |
Fund-of-funds – equity |
VP – U.S. Government Mortgage Fund |
September 15, 1999 |
Yes |
Fixed income |
VP – Victory Sycamore Established Value Fund |
February 4, 2004 |
Yes |
Equity |
VP – Westfield Mid Cap Growth Fund |
May 7, 2010 |
Yes |
Equity |
VP – Westfield Select Large Cap Growth Fund |
May 7, 2010 |
Yes |
Equity |
Fund |
Effective Date of Name Change |
Previous Fund Name |
VP – Partners Core Equity Fund |
May 20, 2019 |
CTIVP® – MFS® Blended Research® Core Equity Fund |
VP – Partners International Core Equity Fund |
May 1, 2020 |
CTIVP® – AQR International Core Equity Fund |
VP – Partners International Growth Fund |
May 1, 2020 May 20, 2019 |
CTIVP® – William Blair International Leaders Fund CTIVP® – Oppenheimer International Growth Fund |
VP – Partners International Value Fund |
May 1, 2020 |
CTIVP® – DFA International Value Fund |
VP – Principal Blue Chip Growth Fund |
May 1, 2022 |
CTIVP® – Loomis Sayles Growth Fund |
VP – Select Mid Cap Growth Fund |
May 1, 2022 |
Columbia Variable Portfolio – Mid Cap Growth Fund |
VP – Westfield Select Large Cap Growth Fund |
May 1, 2024 |
CTIVP® – Morgan Stanley Advantage Fund |
Fund |
A Buy or sell real estate |
B Buy or sell commodities |
C Issuer Diversification |
D Lending |
E Act as an underwriter |
F Borrow money |
G Issue Senior Securities |
H Concentration |
VP – Aggressive Portfolio |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – American Century Diversified Bond Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Balanced Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – BlackRock Global Inflation-Protected Securities Fund |
A1 |
B1 |
— |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – CenterSquare Real Estate Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H4 |
VP – Commodity Strategy Fund |
A1 |
B6 |
C2 |
D1 |
E1 |
F1 |
G1 |
H5 |
VP – Conservative Portfolio |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Contrarian Core Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – Core Equity Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Disciplined Core Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Dividend Opportunity Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Emerging Markets Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Emerging Markets Bond Fund |
A1 |
B5 |
— |
D1 |
E1 |
F1 |
G1 |
H3 |
VP – Global Strategic Income Fund |
A1 |
B1 |
C3 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Government Money Market Fund |
A2 |
A2 |
C1 |
D1 |
E1 |
F1 |
G1 |
— |
VP – High Yield Bond Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Income Opportunities Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Intermediate Bond Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Large Cap Growth Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Large Cap Index Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Limited Duration Credit Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
Fund |
A Buy or sell real estate |
B Buy or sell commodities |
C Issuer Diversification |
D Lending |
E Act as an underwriter |
F Borrow money |
G Issue Senior Securities |
H Concentration |
VP – Long Government/Credit Bond Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – Managed Risk Fund |
A4 |
B7 |
C2 |
D3 |
E3 |
F3 |
G1 |
H7 |
VP – Managed Risk U.S. Fund |
A4 |
B7 |
C2 |
D3 |
E3 |
F3 |
G1 |
H7 |
VP – MV Conservative Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – MV Conservative Growth Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – MV Growth Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – MV Moderate Growth Fund |
A1 |
B1 |
C2 |
D1 |
E1 |
F1 |
G1 |
H6 |
VP – MFS Value Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Moderate Portfolio |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Moderately Aggressive Portfolio |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Moderately Conservative Portfolio |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Overseas Core Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners Core Bond Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners Core Equity Fund |
A1 |
B2 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners International Core Equity Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners International Growth Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners International Value Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners Small Cap Growth Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Partners Small Cap Value Fund |
A1 |
B2 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Principal Blue Chip Growth Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Select Large Cap Equity Fund |
A4 |
B7 |
C2 |
D3 |
E3 |
F3 |
G1 |
H7 |
VP – Select Large Cap Value Fund |
A1 |
B2 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Select Mid Cap Growth Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Select Mid Cap Value Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Select Small Cap Value Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Seligman Global Technology Fund |
A3 |
B3 |
— |
D2 |
E2 |
F2 |
F2 |
H2 |
VP – Small Cap Value Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – Small Company Growth Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – Strategic Income Fund |
A5 |
B8 |
C4 |
D4 |
E4 |
F4 |
G2 |
H8 |
VP – T. Rowe Price Large Cap Value Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – TCW Core Plus Bond Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – U.S. Flexible Conservative Growth Fund |
A4 |
B7 |
C2 |
D3 |
E3 |
F3 |
G1 |
H7 |
VP – U.S. Flexible Growth Fund |
A4 |
B7 |
C2 |
D3 |
E3 |
F3 |
G1 |
H7 |
VP – U.S. Flexible Moderate Growth Fund |
A4 |
B7 |
C2 |
D3 |
E3 |
F3 |
G1 |
H7 |
VP – U.S. Government Mortgage Fund |
A1 |
B1 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Victory Sycamore Established Value Fund |
A1 |
B2 |
C1 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Westfield Mid Cap Growth Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
VP – Westfield Select Large Cap Growth Fund |
A1 |
B4 |
C2 |
D1 |
E1 |
F1 |
G1 |
H1 |
Type of Investment |
Equity and Flexible |
Funds-of-Funds – Equity and Fixed Income |
Taxable Fixed Income |
Money Market |
Asset-Backed Securities |
• |
• |
• |
• |
Bank Obligations (Domestic and Foreign) |
• |
• |
• |
• |
Collateralized Bond Obligations |
• |
• |
• |
• |
Commercial Paper |
• |
• |
• |
• |
Common Stock |
• |
• |
•A |
— |
Type of Investment |
Equity and Flexible |
Funds-of-Funds – Equity and Fixed Income |
Taxable Fixed Income |
Money Market |
Convertible Securities |
• |
• |
• |
— |
Corporate Debt Securities |
• |
• |
• |
•B |
Custody Receipts and Trust Certificates |
• |
• |
• |
• |
Debt Obligations |
•C |
• |
• |
• |
Depositary Receipts |
• |
• |
•D |
— |
Derivatives |
• |
• |
• |
— |
Dollar Rolls |
•E |
• |
• |
— |
Exchange-Traded Notes |
• |
• |
• |
— |
Foreign Currency Transactions |
• |
• |
• |
— |
Foreign Securities |
• |
• |
• |
• |
Guaranteed Investment Contracts (Funding Agreements) |
• |
• |
• |
• |
High-Yield Securities |
•F |
• |
• |
— |
Illiquid Investments |
• |
• |
• |
• |
Inflation-Protected Securities |
• |
• |
• |
— |
Initial Public Offerings |
• |
• |
•G |
• |
Inverse Floaters |
•H |
• |
• |
— |
Investments in Other Investment Companies (Including ETFs) |
• |
• |
• |
• |
Listed Private Equity Funds |
• |
• |
• |
— |
Money Market Instruments |
• |
• |
• |
• |
Mortgage-Backed Securities |
•I |
• |
• |
• |
Municipal Securities |
• |
• |
• |
• |
Participation Interests |
• |
• |
• |
— |
Partnership Securities |
• |
• |
• |
— |
Preferred Stock |
• |
• |
•J |
— |
Private Placement and Other Restricted Securities |
• |
• |
• |
• |
Real Estate Investment Trusts |
• |
• |
• |
— |
Repurchase Agreements |
• |
• |
• |
• |
Reverse Repurchase Agreements |
• |
• |
• |
• |
Short Sales |
• |
• |
• |
— |
Sovereign Debt |
• |
• |
• |
• |
Standby Commitments |
• |
• |
• |
• |
U.S. Government and Related Obligations |
• |
• |
• |
• |
Variable- and Floating-Rate Obligations |
•K |
• |
• |
•L |
Warrants and Rights |
• |
• |
• |
— |
Fund |
Assets (millions) |
Annual rate at each asset level |
VP – American Century Diversified Bond Fund |
$0-$500 |
0.500% |
|
˃$500-$1,000 |
0.495% |
|
˃$1,000-$2,000 |
0.480% |
|
˃$2,000-$3,000 |
0.460% |
|
˃$3,000-$6,000 |
0.445% |
|
˃$6,000-$7,500 |
0.430% |
|
˃$7,500-$9,000 |
0.415% |
|
˃$9,000-$12,000 |
0.410% |
|
˃$12,000-$20,000 |
0.390% |
|
˃$20,000-$24,000 |
0.380% |
|
˃$24,000-$50,000 |
0.360% |
|
˃$50,000 |
0.340% |
VP – Balanced Fund(b) |
$0-$500 |
0.7200% |
|
˃$500-$1,000 |
0.6700% |
|
˃$1,000-$1,500 |
0.6200% |
|
˃$1,500-$3,000 |
0.5700% |
|
˃$3,000-$6,000 |
0.5500% |
|
˃$6,000-$12,000 |
0.5300% |
|
˃$12,000-$15,600 |
0.5200% |
|
˃$15,600-$20,300 |
0.5175% |
|
˃$20,300-$26,400 |
0.5150% |
|
˃$26,400-$34,300 |
0.5125% |
|
˃$34,300-$44,600 |
0.5100% |
|
˃$44,600 |
0.5075% |
VP – BlackRock Global Inflation-Protected Securities Fund |
$0-$500 |
0.510% |
|
˃$500-$1,000 |
0.505% |
|
˃$1,000-$2,000 |
0.475% |
|
˃$2,000-$3,000 |
0.450% |
|
˃$3,000-$6,000 |
0.415% |
|
˃$6,000-$7,500 |
0.390% |
|
˃$7,500-$9,000 |
0.375% |
|
˃$9,000-$10,000 |
0.370% |
|
˃$10,000-$12,000 |
0.360% |
|
˃$12,000-$15,000 |
0.350% |
|
˃$15,000-$20,000 |
0.340% |
|
˃$20,000-$24,000 |
0.330% |
|
˃$24,000-$50,000 |
0.310% |
|
˃$50,000 |
0.290% |
VP – CenterSquare Real Estate Fund |
$0-$500 |
0.750% |
|
˃$500-$1,000 |
0.745% |
|
˃$1,000-$1,500 |
0.720% |
|
˃$1,500-$3,000 |
0.670% |
|
˃$3,000 |
0.660% |
VP – Commodity Strategy Fund(a) |
$0-$500 |
0.630% |
|
˃$500-$1,000 |
0.580% |
|
˃$1,000-$3,000 |
0.550% |
|
˃$3,000-$6,000 |
0.520% |
|
˃$6,000-$12,000 |
0.500% |
|
˃$12,000 |
0.490% |
Fund |
Assets (millions) |
Annual rate at each asset level |
VP – Contrarian Core Fund(b) |
$0-$500 |
0.7700% |
|
˃$500-$1,000 |
0.7200% |
|
˃$1,000-$1,500 |
0.6700% |
|
˃$1,500-$3,000 |
0.6200% |
|
˃$3,000-$6,000 |
0.6000% |
|
˃$6,000-$12,000 |
0.5800% |
|
˃$12,000-$15,600 |
0.5700% |
|
˃$15,600-$20,300 |
0.5675% |
|
˃$20,300-$26,400 |
0.5650% |
|
˃$26,400-$34,300 |
0.5625% |
|
˃$34,300-$44,600 |
0.5600% |
|
˃$44,600-$58,000 |
0.5575% |
|
˃$58,000 |
0.5550% |
VP – Core Equity Fund |
All |
0.400% |
VP – Disciplined Core Fund |
$0-$500 |
0.770% |
VP – Select Large Cap Value Fund |
˃$500-$1,000 |
0.715% |
|
˃$1,000-$3,000 |
0.615% |
|
˃$3,000-$6,000 |
0.600% |
|
˃$6,000-$12,000 |
0.580% |
|
˃$12,000 |
0.570% |
VP – Dividend Opportunity Fund |
$0-$500 |
0.720% |
|
˃$500-$1,000 |
0.670% |
|
˃$1,000-$1,500 |
0.620% |
|
˃$1,500-$3,000 |
0.570% |
|
˃$3,000-$6,000 |
0.550% |
|
˃$6,000-$12,000 |
0.530% |
|
˃$12,000 |
0.520% |
VP – Emerging Markets Bond Fund |
$0-$500 |
0.600% |
VP – Strategic Income Fund |
˃$500-$1,000 |
0.590% |
|
˃$1,000-$2,000 |
0.575% |
|
˃$2,000-$3,000 |
0.555% |
|
˃$3,000-$6,000 |
0.530% |
|
˃$6,000-$7,500 |
0.505% |
|
˃$7,500-$9,000 |
0.490% |
|
˃$9,000-$10,000 |
0.481% |
|
˃$10,000-$12,000 |
0.469% |
|
˃$12,000-$15,000 |
0.459% |
|
˃$15,000-$20,000 |
0.449% |
|
˃$20,000-$24,000 |
0.433% |
|
˃$24,000-$50,000 |
0.414% |
|
˃$50,000 |
0.393% |
VP – Emerging Markets Fund |
$0-$500 |
1.100% |
|
˃$500-$1,000 |
1.060% |
|
˃$1,000-$1,500 |
0.870% |
|
˃$1,500-$3,000 |
0.820% |
|
˃$3,000-$6,000 |
0.770% |
|
˃$6,000-$12,000 |
0.720% |
|
˃$12,000 |
0.700% |
VP – Global Strategic Income Fund |
$0-$500 |
0.650% |
|
˃$500-$1,000 |
0.645% |
|
˃$1,000-$2,000 |
0.595% |
|
˃$2,000-$3,000 |
0.590% |
|
˃$3,000-$6,000 |
0.575% |
|
˃$6,000-$7,500 |
0.570% |
|
˃$7,500-$12,000 |
0.560% |
|
˃$12,000-$20,000 |
0.540% |
|
˃$20,000-$50,000 |
0.530% |
|
˃$50,000 |
0.520% |
Fund |
Assets (millions) |
Annual rate at each asset level |
VP – Government Money Market Fund(c) |
$0-$500 |
0.330% |
|
˃$500-$1,000 |
0.325% |
|
˃$1,000-$1,500 |
0.303% |
|
˃$1,500-$2,000 |
0.285% |
|
˃$2,000-$2,500 |
0.268% |
|
˃$2,500-$3,000 |
0.250% |
|
˃$3,000-$5,000 |
0.240% |
|
˃$5,000-$6,000 |
0.220% |
|
˃$6,000-$7,500 |
0.200% |
|
˃$7,500-$9,000 |
0.195% |
|
˃$9,000-$10,000 |
0.170% |
|
˃$10,000-$12,000 |
0.160% |
|
˃$12,000-$15,000 |
0.150% |
|
˃$15,000-$20,000 |
0.140% |
|
˃$20,000-$24,000 |
0.130% |
|
˃$24,000 |
0.120% |
VP – High Yield Bond Fund |
$0-$250 |
0.660% |
VP – Income Opportunities Fund |
˃$250-$500 |
0.645% |
|
˃$500-$750 |
0.635% |
|
˃$750-$1,000 |
0.625% |
|
˃$1,000-$2,000 |
0.610% |
|
˃$2,000-$3,000 |
0.600% |
|
˃$3,000-$6,000 |
0.565% |
|
˃$6,000-$7,500 |
0.540% |
|
˃$7,500-$9,000 |
0.525% |
|
˃$9,000-$10,000 |
0.500% |
|
˃$10,000-$12,000 |
0.485% |
|
˃$12,000-$15,000 |
0.475% |
|
˃$15,000-$20,000 |
0.465% |
|
˃$20,000-$24,000 |
0.440% |
|
˃$24,000-$50,000 |
0.425% |
|
˃$50,000 |
0.400% |
VP – Intermediate Bond Fund |
$0-$500 |
0.500% |
VP – Long Government/Credit Bond Fund |
˃$500-$1,000 |
0.495% |
VP – TCW Core Plus Bond Fund |
˃$1,000-$2,000 |
0.480% |
|
˃$2,000-$3,000 |
0.460% |
|
˃$3,000-$6,000 |
0.450% |
|
˃$6,000-$7,500 |
0.430% |
|
˃$7,500-$9,000 |
0.415% |
|
˃$9,000-$12,000 |
0.410% |
|
˃$12,000-$20,000 |
0.390% |
|
˃$20,000-$24,000 |
0.380% |
|
˃$24,000-$50,000 |
0.360% |
|
˃$50,000 |
0.340% |
VP – Large Cap Index Fund |
All |
0.200% |
VP – Large Cap Growth Fund |
$0-$500 |
0.770% |
VP – Partners Core Equity Fund |
˃$500-$1,000 |
0.720% |
VP – Victory Sycamore Established Value Fund |
˃$1,000-$1,500 |
0.670% |
|
˃$1,500-$3,000 |
0.620% |
|
˃$3,000-$6,000 |
0.600% |
|
˃$6,000-$12,000 |
0.580% |
|
˃$12,000 |
0.570% |
Fund |
Assets (millions) |
Annual rate at each asset level |
VP – Limited Duration Credit Fund |
$0-$500 |
0.480% |
|
˃$500-$1,000 |
0.475% |
|
˃$1,000-$2,000 |
0.465% |
|
˃$2,000-$3,000 |
0.460% |
|
˃$3,000-$6,000 |
0.445% |
|
˃$6,000-$7,500 |
0.430% |
|
˃$7,500-$9,000 |
0.415% |
|
˃$9,000-$10,000 |
0.410% |
|
˃$10,000-$12,000 |
0.400% |
|
˃$12,000-$15,000 |
0.390% |
|
˃$15,000-$20,000 |
0.380% |
|
˃$20,000-$24,000 |
0.370% |
|
˃$24,000-$50,000 |
0.350% |
|
˃$50,000 |
0.330% |
VP – MFS Value Fund |
$0-$500 |
0.710% |
VP – Principal Blue Chip Growth Fund |
˃$500-$1,000 |
0.705% |
VP – T. Rowe Price Large Cap Value Fund |
˃$1,000-$2,000 |
0.650% |
|
˃$2,000-$3,000 |
0.550% |
|
˃$3,000-$12,000 |
0.540% |
|
˃$12,000 |
0.530% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
VP – Overseas Core Fund |
$0-$250 |
0.880% |
|
˃$250-$500 |
0.855% |
|
˃$500-$750 |
0.825% |
|
˃$750-$1,000 |
0.800% |
|
˃$1,000-$1,500 |
0.770% |
|
˃$1,500-$3,000 |
0.720% |
|
˃$3,000-$6,000 |
0.700% |
|
˃$6,000-$12,000 |
0.680% |
|
˃$12,000-$20,000 |
0.670% |
|
˃$20,000-$24,000 |
0.660% |
|
˃$24,000-$50,000 |
0.650% |
|
˃$50,000 |
0.620% |
VP – Partners Core Bond Fund |
$0-$500 |
0.500% |
|
˃$500-$1,000 |
0.495% |
|
˃$1,000-$2,000 |
0.480% |
|
˃$2,000-$3,000 |
0.460% |
|
˃$3,000-$6,000 |
0.445% |
|
˃$6,000-$7,500 |
0.430% |
|
˃$7,500-$9,000 |
0.415% |
|
˃$9,000-$12,000 |
0.410% |
|
˃$12,000-$20,000 |
0.390% |
|
˃$20,000-$24,000 |
0.380% |
|
˃$24,000-$50,000 |
0.360% |
|
˃$50,000 |
0.340% |
VP – Partners International Core Equity Fund |
$0-$500 |
0.870% |
VP – Partners International Value Fund |
˃$500-$1,000 |
0.820% |
|
˃$1,000-$1,500 |
0.770% |
|
˃$1,500-$3,000 |
0.720% |
|
˃$3,000-$6,000 |
0.700% |
|
˃$6,000-$12,000 |
0.680% |
|
˃$12,000 |
0.670% |
Fund |
Assets (millions) |
Annual rate at each asset level |
VP – Partners International Growth Fund |
$0-$500 |
0.920% |
|
˃$500-$1,000 |
0.870% |
|
˃$1,000-$1,500 |
0.820% |
|
˃$1,500-$3,000 |
0.770% |
|
˃$3,000-$12,000 |
0.760% |
|
˃$12,000 |
0.750% |
VP – Partners Small Cap Growth Fund |
$0-$500 |
0.870% |
VP – Partners Small Cap Value Fund |
˃$500-$1,000 |
0.820% |
VP – Select Small Cap Value Fund |
˃$1,000-$3,000 |
0.770% |
VP – Small Cap Value Fund |
˃$3,000-$12,000 |
0.760% |
VP – Small Company Growth Fund |
˃$12,000 |
0.750% |
VP – Select Large Cap Equity Fund |
$0-$500 |
0.770% |
|
˃$500-$1,000 |
0.720% |
|
˃$1,000-$1,500 |
0.670% |
|
˃$1,500-$3,000 |
0.620% |
|
˃$3,000-$6,000 |
0.600% |
|
˃$6,000-$12,000 |
0.580% |
|
˃$12,000 |
0.570% |
VP – Select Mid Cap Growth Fund |
$0-$500 |
0.820% |
VP – Select Mid Cap Value Fund |
˃$500-$1,000 |
0.770% |
|
˃$1,000-$1,500 |
0.720% |
|
˃$1,500-$3,000 |
0.670% |
|
˃$3,000-$12,000 |
0.660% |
|
˃$12,000 |
0.650% |
VP – Seligman Global Technology Fund(b) |
$0-$500 |
0.9150% |
|
˃$500-$1,000 |
0.9100% |
|
˃$1,000-$3,000 |
0.9050% |
|
˃$3,000-$4,000 |
0.8650% |
|
˃$4,000-$6,000 |
0.8150% |
|
˃$6,000-$12,000 |
0.7650% |
|
˃$12,000-$20,000 |
0.7550% |
|
˃$20,000-$24,000 |
0.7450% |
|
˃$24,000-$50,000 |
0.7350% |
|
˃$50,000 |
0.7050% |
VP – U.S. Government Mortgage Fund |
$0-$500 |
0.430% |
|
˃$500-$1,000 |
0.425% |
|
˃$1,000-$2,000 |
0.415% |
|
˃$2,000-$3,000 |
0.410% |
|
˃$3,000-$6,000 |
0.395% |
|
˃$6,000-$7,500 |
0.380% |
|
˃$7,500-$9,000 |
0.365% |
|
˃$9,000-$10,000 |
0.360% |
|
˃$10,000-$12,000 |
0.350% |
|
˃$12,000-$15,000 |
0.340% |
|
˃$15,000-$20,000 |
0.330% |
|
˃$20,000-$24,000 |
0.320% |
|
˃$24,000-$50,000 |
0.300% |
|
˃$50,000 |
0.280% |
VP – Westfield Mid Cap Growth Fund |
$0-$500 |
0.810% |
|
˃$500-$1,000 |
0.805% |
|
˃$1,000-$2,000 |
0.750% |
|
˃$2,000-$3,000 |
0.700% |
|
˃$3,000-$12,000 |
0.690% |
|
˃$12,000 |
0.680% |
VP – Westfield Select Large Cap Growth Fund |
$0-$500 |
0.710% |
|
˃$500-$1,000 |
0.705% |
|
˃$1,000-$1,500 |
0.650% |
|
˃$1,500-$2,000 |
0.600% |
|
˃$2,000-$3,000 |
0.550% |
|
˃$3,000-$12,000 |
0.540% |
|
˃$12,000 |
0.530% |
Fund |
Assets (millions) |
Annual rate at each asset level |
VP – Aggressive Portfolio VP – Conservative Portfolio VP – Managed Risk Fund VP – Managed Risk U.S. Fund VP – Moderate Portfolio VP – Moderately Aggressive Portfolio VP – Moderately Conservative Portfolio VP – MV Moderate Growth Fund VP – MV Conservative Fund VP – MV Conservative Growth Fund VP – MV Growth Fund VP – U.S. Flexible Conservative Growth Fund VP – U.S. Flexible Growth Fund VP – U.S. Flexible Moderate Growth Fund |
$0 - $500 |
0.720% |
˃$500 - $1,000 |
0.670% | |
˃$1,000 - $1,500 |
0.620% | |
˃$1,500 - $3,000 |
0.570% | |
˃$3,000 - $6,000 |
0.550% | |
˃$6,000 - $12,000 |
0.530% | |
˃$12,000 |
0.520% |
|
Management Services Fees | ||
|
2023 |
2022 |
2021 |
For Funds with fiscal period ending December 31 | |||
VP – Aggressive Portfolio |
$946,444 |
$1,011,037 |
$1,503,708 |
VP – American Century Diversified Bond Fund |
10,853,378 |
11,764,340 |
14,539,775 |
VP – Balanced Fund |
8,541,533 |
8,633,179 |
9,342,836 |
VP – BlackRock Global Inflation-Protected Securities Fund |
460,059 |
557,900 |
589,487 |
VP – CenterSquare Real Estate Fund |
1,398,270 |
1,585,700 |
1,960,756 |
VP – Commodity Strategy Fund |
743,158 |
918,392 |
833,930 |
VP – Conservative Portfolio |
673,826 |
713,669 |
647,316 |
VP – Contrarian Core Fund |
9,760,107 |
10,191,515 |
11,767,205 |
|
Management Services Fees | ||
|
2023 |
2022 |
2021 |
VP – Core Equity Fund |
$750,996 |
$787,605 |
$889,691 |
VP – Disciplined Core Fund |
23,693,561 |
25,331,160 |
29,245,732 |
VP – Dividend Opportunity Fund |
6,059,270 |
6,366,954 |
6,624,102 |
VP – Emerging Markets Bond Fund |
2,400,815 |
2,582,015 |
2,873,487 |
VP – Emerging Markets Fund |
2,665,250 |
2,952,724 |
4,756,143 |
VP – Global Strategic Income Fund |
521,939 |
571,943 |
690,982 |
VP – Government Money Market Fund |
1,585,451 |
1,622,416 |
1,642,056 |
VP – High Yield Bond Fund |
1,797,462 |
1,894,459 |
2,166,277 |
VP – Income Opportunities Fund |
958,713 |
1,035,307 |
1,266,951 |
VP – Intermediate Bond Fund |
16,058,889 |
17,309,074 |
21,408,957 |
VP – Large Cap Growth Fund |
14,941,465 |
14,965,578 |
18,126,572 |
VP – Large Cap Index Fund |
3,363,258 |
3,207,265 |
3,327,106 |
VP – Limited Duration Credit Fund |
3,968,702 |
5,184,551 |
4,231,451 |
VP – Long Government/Credit Bond Fund |
7,324,106 |
7,908,703 |
9,512,718 |
VP – Managed Risk Fund |
314,276 |
335,281 |
362,726 |
VP – Managed Risk U.S. Fund |
518,371 |
499,558 |
471,351 |
VP – MFS Value Fund |
9,696,414 |
11,337,365 |
12,978,877 |
VP – Moderate Portfolio |
8,574,706 |
10,315,853 |
10,007,543 |
VP – Moderately Aggressive Portfolio |
3,700,508 |
3,961,675 |
5,045,757 |
VP – Moderately Conservative Portfolio |
1,164,923 |
1,238,619 |
1,502,879 |
VP – MV Conservative Fund |
1,253,939 |
1,375,937 |
1,718,180 |
VP – MV Conservative Growth Fund |
2,532,621 |
2,848,485 |
3,438,029 |
VP – MV Growth Fund |
19,691,527 |
21,275,829 |
24,700,359 |
VP – MV Moderate Growth Fund |
21,768,331 |
24,800,876 |
28,974,290 |
VP – Overseas Core Fund |
26,644,714 |
27,569,804 |
30,323,683 |
VP – Partners Core Bond Fund |
22,448,578 |
24,534,331 |
26,070,925 |
VP – Partners Core Equity Fund |
18,189,920 |
18,857,025 |
20,144,257 |
VP – Partners International Core Equity Fund |
14,568,625 |
15,239,176 |
18,893,766 |
VP – Partners International Growth Fund |
11,155,862 |
10,825,891 |
13,029,898 |
VP – Partners International Value Fund |
11,353,013 |
11,195,455 |
11,312,652 |
VP – Partners Small Cap Growth Fund |
4,771,431 |
5,050,118 |
6,637,273 |
VP – Partners Small Cap Value Fund |
5,035,945 |
5,568,670 |
6,492,228 |
VP – Principal Blue Chip Growth Fund |
14,216,475 |
13,677,113 |
16,570,860 |
VP – Select Large Cap Equity Fund |
20,597,669 |
21,705,514 |
23,456,428 |
VP – Select Large Cap Value Fund |
13,356,770 |
15,059,584 |
16,876,386 |
VP – Select Mid Cap Growth Fund |
3,607,091 |
3,687,795 |
4,975,043 |
VP – Select Mid Cap Value Fund |
2,242,765 |
2,459,041 |
2,705,000 |
VP – Select Small Cap Value Fund |
856,748 |
872,657 |
898,356 |
VP – Seligman Global Technology Fund |
1,183,541 |
1,121,743 |
1,394,593 |
VP – Small Cap Value Fund |
4,402,734 |
4,786,986 |
6,521,065 |
VP – Small Company Growth Fund |
2,493,922 |
2,476,869 |
4,042,565 |
VP – Strategic Income Fund |
872,971 |
849,303 |
834,633 |
VP – T. Rowe Price Large Cap Value Fund |
11,578,178 |
13,441,793 |
14,600,753 |
|
Management Services Fees | ||
|
2023 |
2022 |
2021 |
VP – TCW Core Plus Bond Fund |
$14,613,693 |
$15,358,002 |
$17,437,606 |
VP – U.S. Flexible Conservative Growth Fund |
669,536 |
682,412 |
789,757 |
VP – U.S. Flexible Growth Fund |
7,538,928 |
7,776,917 |
8,167,471 |
VP – U.S. Flexible Moderate Growth Fund |
3,974,480 |
4,207,297 |
4,625,437 |
VP – U.S. Government Mortgage Fund |
3,744,151 |
4,137,210 |
4,793,567 |
VP – Victory Sycamore Established Value Fund |
3,594,566 |
3,863,125 |
4,566,784 |
VP – Westfield Mid Cap Growth Fund |
2,687,679 |
2,782,529 |
3,723,662 |
VP – Westfield Select Large Cap Growth Fund |
8,785,274 |
9,556,377 |
14,081,297 |
Fund |
Subadviser |
Parent Company/Other Information |
Fee Schedule or Aggregate Effective Fee Rates |
VP – American Century Diversified Bond Fund |
American Century (effective May 10, 2010) |
A |
0.090% on the first $3.5 billion, declining to 0.080% as assets increase |
VP – BlackRock Global Inflation- Protected Securities Fund(b) |
BlackRock (effective October 19, 2012) |
B |
0.150% on the first $250 million, declining to 0.050% as assets increase |
Sub-Subadviser: BIL (effective May 1, 2018) |
O |
50% of fee paid to BlackRock | |
VP – CenterSquare Real Estate Fund |
CenterSquare (effective June 1, 2016) |
N |
0.400% on the first $200 million, declining to 0.300% as assets increase |
VP – MFS Value Fund |
MFS (effective May 10, 2010) |
F |
0.300% on the first $500 million, declining to 0.175% as assets increase(e) |
VP – Partners Core Bond Fund |
JPMIM (effective May 10, 2010) Allspring (effective May 1, 2017) |
D H |
0.093%(b) |
VP – Partners Core Equity Fund |
JPMIM (effective on or about May 3, 2021) T. Rowe Price (effective May 20, 2019) |
D G |
0.210%(c) |
Fund |
Subadviser |
Parent Company/Other Information |
Fee Schedule or Aggregate Effective Fee Rates |
VP – Partners International Core Equity Fund(e) |
SIMNA Inc. (effective May 12, 2020) |
Q |
0.310% on the first $1 billion, declining to 0.290% as assets increase(e) |
Sub-Subadviser: SIMNA Ltd. (effective May 12, 2020) |
R |
63% of fee paid to SIMNA Inc. | |
VP – Partners International Growth Fund |
William Blair (effective May 20, 2019) Walter Scott (effective May 15, 2020) |
J S |
0.320%(h) |
VP – Partners International Value Fund |
Pzena (effective on or about May 3, 2021) TSW (effective May 18, 2020) |
C T |
0.338% |
VP – Partners Small Cap Growth Fund |
Scout (effective May 20, 2019) Allspring (effective May 10, 2010) |
P H |
0.410%(f) |
VP – Partners Small Cap Value Fund |
William Blair (effective on or about May 3, 2021) SBH (effective August 20, 2014) |
J K |
0.434%(g) |
VP – Principal Blue Chip Growth Fund |
PGI (effective May 1, 2022) |
I |
0.250% on the first $500 million, declining to 0.150% as assets increase |
VP – T. Rowe Price Large Cap Value Fund |
T. Rowe Price (effective November 14, 2016) |
G |
0.475% on the first $50 million, declining to 0.220% on all assets as asset levels increase(c)(i) |
VP – TCW Core Plus Bond Fund |
TCW (effective March 21, 2014) |
L |
0.180% on the first $500 million, declining to 0.050% as asset levels increase(h) |
VP – Victory Sycamore Established Value Fund |
Victory Capital (effective November 16, 2012) |
M |
0.320% on the first $400 million, declining to 0.300% as assets increase |
VP – Westfield Mid Cap Growth Fund |
Westfield (effective September 18, 2017) |
E |
0.400% on assets up to $250 million, declining to 0.300% as asset levels increase |
VP – Westfield Select Large Cap Growth Fund |
Westfield (effective May 1, 2024) |
E |
0.250% on assets up to $250 million, declining to 0.180% as asset levels increase |
|
|
Subadvisory Fees Paid | ||
Fund |
Subadviser |
2023 |
2022 |
2021 |
For Funds with fiscal period ending December 31 | ||||
VP – American Century Diversified Bond Fund |
American Century |
$2,017,191 |
$2,193,326 |
$2,733,377 |
VP – BlackRock Global Inflation- Protected Securities Fund |
BlackRock |
135,558 |
164,370 |
173,439 |
VP – CenterSquare Real Estate Fund |
CenterSquare |
747,915 |
830,106 |
984,439 |
VP – MFS Value Fund |
MFS |
3,663,702 |
4,544,985 |
5,117,580 |
VP – Partners Core Bond Fund |
Subadvisers |
4,496,751(c) |
5,219,134(c) |
5,291,504(c) |
VP – Partners Core Equity Fund |
Subadvisers |
5,678,338(d) |
5,769,867(d) |
6,104,392(d) |
VP – Partners International Core Equity Fund |
SIMNA Inc. |
5,484,117 |
5,984,326(h) |
7,436,587(h) |
VP – Partners International Growth Fund |
Subadvisers |
4,080,099(b) |
4,343,810(b) |
5,160,950(b) |
VP – Partners International Value Fund |
Subadvisers |
4,677,850(a) |
4,596,184(a) |
4,387,548(a) |
VP – Partners Small Cap Growth Fund |
Subadvisers |
2,270,171(e) |
2,402,229(e) |
3,103,595(e) |
VP – Partners Small Cap Value Fund |
Subadvisers |
2,541,507(f) |
2,813,807(f) |
3,346,768(f) |
VP – Principal Blue Chip Growth Fund |
Former Subadviser: Loomis Sayles (3/21/2014 – 5/1/2022) |
N/A |
1,951,140 |
6,742,972 |
PGI |
4,315,487 |
2,691,072(g) |
N/A | |
VP – T. Rowe Price Large Cap Value Fund |
T. Rowe Price |
4,048,164 |
4,739,838 |
5,204,938 |
VP – TCW Core Plus Bond Fund |
TCW |
2,249,730 |
2,367,194 |
2,627,855 |
VP – Victory Sycamore Established Value Fund |
Victory Capital |
1,491,874 |
1,602,713 |
1,898,414 |
VP – Westfield Mid Cap Growth Fund |
Westfield |
1,289,597 |
1,323,994 |
1,677,625 |
VP – Westfield Select Large Cap Growth Fund |
Former Subadviser: MSIM (5/2/2016 – 5/1/2024) |
2,805,382 |
3,609,963 |
5,439,033 |
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
Information is as of December 31, 2023, unless otherwise noted | ||||||
VP – Aggressive Portfolio |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$60.11 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$58.91 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$55.18 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$55.15 billion $81.00 million $590.02 million |
None |
|
|
VP – American Century Diversified Bond Fund |
American Century: Robert Gahagan |
13 RICs 2 other accounts |
$16.48 billion $556.13 million |
None |
American Century |
American Century |
|
Jason Greenblath |
11 RICs 1 PIV |
$10.48 billion $99.69 million |
None |
|
|
|
Jeffrey Houston |
11 RICs 5 other accounts |
$10.56 billion $1.30 billion |
None |
|
|
|
Paul Norris(d) |
11 RICs 1 other account |
$10.05 billion $104.14 million |
None |
|
|
|
Charles Tan |
12 RICs |
$10.58 billion |
None |
|
|
VP – Balanced Fund |
Jason Callan |
13 RICs 10 PIVs 16 other accounts |
$20.78 billion $25.31 billion $1.53 billion |
None |
Columbia Management |
Columbia Management |
|
Gregory Liechty |
6 RICs 8 PIVs 46 other accounts |
$5.24 billion $1.61 billion $3.71 billion |
None |
|
|
|
Guy Pope |
8 RICs 7 PIVs 77 other accounts |
$19.43 billion $1.40 billion $3.27 billion |
None |
|
|
|
Ronald Stahl |
6 RICs 9 PIVs 51 other accounts |
$5.24 billion $1.73 billion $4.61 billion |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – BlackRock Global Inflation- Protected Securities Fund |
BlackRock Sub-Subadviser: BIL: Dave Rogal |
22 RICs 11 PIVs 18 other accounts |
$79.19 billion $18.44 billion $8.80 billion |
None |
BlackRock |
BlackRock |
Harrison Segall(a) |
7 RICs 6 PIVs 83 other accounts |
$9.30 billion $3.25 billion $38.81 billion |
2 other accounts ($80.83 M) | |||
Johan Sjogren(a) |
5 RICs 15 PIVs 7 other accounts |
$5.65 billion $11.63 billion $5.13 billion |
None | |||
VP – CenterSquare Real Estate Fund |
CenterSquare: Dean Frankel |
4 RICs 6 PIVs 38 other accounts |
$566.00 million $457.00 million $5.50 billion |
4 other accounts ($565.00 M) |
CenterSquare |
CenterSquare |
Eric Rothman |
5 RICs 6 PIVs 4 other accounts |
$2.08 billion $279.00 million $54.00 million |
None | |||
VP – Commodity Strategy Fund |
John Dempsey |
1 RIC 17 other accounts |
$237.35 million $664.21 million |
None |
Columbia Management |
Columbia Management |
|
Matthew Ferrelli |
2 RICs 7 other accounts |
$824.52 million $315.05 million |
None |
|
|
|
Marc Khalamayzer |
2 RICs 10 other accounts |
$824.52 million $315.51 million |
None |
|
|
|
Gregory Liechty |
6 RICs 8 PIVs 46 other accounts |
$5.61 billion $1.61 billion $3.71 billion |
None |
|
|
|
Ronald Stahl |
6 RICs 9 PIVs 51 other accounts |
$5.61 billion $1.73 billion $4.61 billion |
None |
|
|
VP – Conservative Portfolio |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$61.50 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$6.30 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$56.56 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$56.54 billion $81.00 million $590.02 million |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – Contrarian Core Fund |
Guy Pope |
8 RICs 7 PIVs 77 other accounts |
$18.89 billion $1.40 billion $3.27 billion |
None |
Columbia Management |
Columbia Management |
VP – Core Equity Fund |
Oleg Nusinzon |
10 RICs 81 other accounts |
$11.14 billion $14.01 billion |
None |
Columbia Management |
Columbia Management |
Raghavendran Sivaraman |
10 RICs 76 other accounts |
$11.14 billion $14.01 billion |
None | |||
VP – Disciplined Core Fund |
Oleg Nusinzon |
10 RICs 81 other accounts |
$7.58 billion $14.01 billion |
None |
Columbia Management |
Columbia Management |
Raghavendran Sivaraman |
10 RICs 76 other accounts |
$7.58 billion $14.01 billion |
None | |||
VP – Dividend Opportunity Fund |
Yan Jin |
4 RICs 15 other accounts |
$6.57 billion $485.37 million |
None |
Columbia Management |
Columbia Management |
David King |
4 RICs 11 other accounts |
$6.57 billion $510.41 million |
None | |||
Grace Lee |
4 RICs 13 other accounts |
$6.57 billion $482.46 million |
None | |||
VP – Emerging Markets Bond Fund |
Christopher Cooke |
1 RIC 1 PIV 11 other accounts |
$276.81 million $2.24 billion $735.08 million |
None |
Columbia Management |
Threadneedle |
Adrian Hilton |
2 RICs 1 PIV 12 other accounts |
$358.45 million $2.24 billion $792.33 million |
None | |||
VP – Emerging Markets Fund |
Robert Cameron |
2 RICs 6 PIVs 21 other accounts |
$1.23 billion $1.92 billion $1.51 billion |
None |
Columbia Management |
Columbia Management |
|
Derek Lin |
3 RICs 7 PIVs 18 other accounts |
$1.30 billion $1.92 billion $1.50 billion |
None |
|
|
|
Darren Powell |
2 RICs 7 PIVs 11 other accounts |
$1.23 billion $1.92 billion $1.50 billion |
None |
|
|
|
Perry Vickery |
2 RICs 9 PIVs 18 other accounts |
$1.23 billion $2.28 billion $1.51 billion |
None |
|
|
|
Dara White |
3 RICs 8 PIVs 14 other accounts |
$1.30 billion $2.23 billion $2.27 billion |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – Global Strategic Income Fund |
Adrian Hilton |
2 RICs 1 PIV 12 other accounts |
$683.78 million $2.24 billion $792.33 million |
None |
Columbia Management |
Threadneedle |
David Janssen |
2 RICs 82 other accounts |
$457.27 million $22.71 million |
None |
Columbia Management | ||
Ryan Staszewski |
29 other accounts |
$11.44 billion |
None |
Threadneedle | ||
VP – High Yield Bond Fund |
Daniel DeYoung |
4 RICs 2 PIVs 7 other accounts |
$2.93 billion $16.43 billion $480.74 million |
None |
Columbia Management |
Columbia Management |
Brian Lavin |
5 RICs 17 other accounts |
$2.19 billion $2.77 billion |
None | |||
VP – Income Opportunities Fund |
Daniel DeYoung |
4 RICs 2 PIVs 7 other accounts |
$3.06 billion $16.43 billion $480.74 million |
None |
Columbia Management |
Columbia Management |
Brian Lavin |
5 RICs 17 other accounts |
$2.32 billion $2.77 billion |
None | |||
VP – Intermediate Bond Fund |
Jason Callan |
13 RICs 10 PIVs 16 other accounts |
$17.80 billion $25.31 billion $1.53 billion |
None |
Columbia Management |
Columbia Management |
Alex Christensen |
6 RICs 2 PIVs 85 other accounts |
$10.57 billion $240.52 million $1.19 billion |
None | |||
Gene Tannuzzo |
7 RICs 2 PIVs 13 other accounts |
$10.98 billion $240.52 million $1.57 billion |
None | |||
VP – Large Cap Growth Fund |
Michael Guttag(a) |
3 other accounts |
$0.39 million |
None |
Columbia Management |
Columbia Management |
Melda Mergen |
5 RICs 1 PIV 16 other accounts |
$10.28 billion $28.36 million $658.66 million |
None | |||
Tiffany Wade |
4 RICs 1 PIV 18 other accounts |
$9.47 billion $28.36 million $652.45 million |
None | |||
VP – Large Cap Index Fund |
Christopher Lo |
12 RICs 18 other accounts |
$10.37 billion $1.54 billion |
None |
Columbia Management |
Columbia Management |
Kaiyu Zhao |
4 RICs 7 other accounts |
$9.09 billion $0.67 million |
None | |||
VP – Limited Duration Credit Fund |
John Dawson |
7 RICs 1 PIV 20 other accounts |
$3.92 billion $30.97 million $2.83 billion |
None |
Columbia Management |
Columbia Management |
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
Tom Murphy |
8 RICs 17 PIVs 28 other accounts |
$3.93 billion $25.19 billion $2.85 billion |
None |
|
|
|
Shannon Rinehart |
3 RICs 1 PIV 23 other accounts |
$3.88 billion $30.97 million $2.83 billion |
None |
|
|
|
Royce Wilson |
7 RICs 1 PIV 19 other accounts |
$3.92 billion $30.97 million $2.83 billion |
None |
|
|
VP - Long Government/Credit Bond Fund |
John Dawson |
7 RICs 1 PIV 20 other accounts |
$3.17 billion $30.97 million $2.83 billion |
None |
Columbia Management |
Columbia Management |
|
Tom Murphy |
8 RICs 17 PIVs 28 other accounts |
$3.18 billion $25.19 billion $2.85 billion |
None |
|
|
|
Shannon Rinehart |
3 RICs 1 PIV 23 other accounts |
$3.12 billion $30.97 million $2.83 billion |
None |
|
|
|
Royce Wilson |
7 RICs 1 PIV 19 other accounts |
$3.17 billion $30.97 million $2.83 billion |
None |
|
|
VP – Managed Risk Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$62.13 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$60.93 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$57.19 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$57.17 billion $81.00 million $590.02 million |
None |
|
|
VP – Managed Risk U.S. Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$61.97 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$60.77 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$57.04 billion $4.67 million |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$57.01 billion $81.00 million $590.02 million |
None |
|
|
VP – MFS Value Fund |
MFS: Katherine Cannan |
10 RICs 3 PIVs 16 other accounts |
$67.83 billion $5.94 billion $6.99 billion |
None |
MFS |
MFS |
Nevin Chitkara |
10 RICs 3 PIVs 16 other accounts |
$67.83 billion $5.94 billion $6.99 billion |
None | |||
VP – Moderate Portfolio |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$48.33 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$47.13 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$43.39 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$43.37 billion $81.00 million $590.02 million |
None |
|
|
VP – Moderately Aggressive Portfolio |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$56.49 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$55.30 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$51.56 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$51.54 billion $81.00 million $590.02 million |
None |
|
|
VP – Moderately Conservative Portfolio |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$60.23 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$59.03 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$55.29 billion $4.67 million |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$55.27 billion $81.00 million $590.02 million |
None |
|
|
VP – MV Conservative Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$61.79 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$60.59 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$56.85 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$56.83 billion $81.00 million $590.02 million |
None |
|
|
VP – MV Conservative Growth Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$61.18 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$59.98 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$56.24 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$56.22 billion $81.00 million $590.02 million |
None |
|
|
VP – MV Growth Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$51.21 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$50.01 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$46.27 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$46.25 billion $81.00 million $590.02 million |
None |
|
|
VP – MV Moderate Growth Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$50.01 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$48.81 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$45.07 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$45.05 billion $81.00 million $590.02 million |
None |
|
|
VP – Overseas Core Fund |
Fred Copper |
7 RICs 1 PIV 37 other accounts |
$5.01 billion $133.93 million $809.04 million |
None |
Columbia Management |
Columbia Management |
Paul DiGiacomo(a) |
3 other accounts |
$3.20 million |
None | |||
Daisuke Nomoto |
5 RICs 4 PIVs 35 other accounts |
$4.15 billion $976.53 million $746.14 million |
None | |||
VP – Partners Core Bond Fund |
Allspring: Maulik Bhansali |
7 RICs 5 PIVs 25 other accounts |
$13.58 billion $2.42 billion $12.54 billion |
None |
Allspring |
Allspring |
|
Jarad Vasquez |
7 RICs 5 PIVs 25 other accounts |
$13.58 billion $2.42 billion $12.54 billion |
None |
|
|
|
JPMIM: Lisa Coleman |
9 RICs 23 PIVs 19 other accounts |
$27.82 billion $27.50 billion $18.86 billion |
1 other account ($276.10 M) |
JPMIM |
JPMIM |
|
Richard Figuly |
27 RICs 15 PIVs 16 other accounts |
$86.06 billion $23.35 billion $4.47 billion |
1 other account ($1.98 B) |
|
|
|
Thomas Hauser |
17 RICs 13 PIVs 42 other accounts |
$41.30 billion $24.68 billion $12.40 billion |
1 RIC ($23.20 M) |
|
|
|
Kay Herr |
6 RICs 2 PIVs 9 other accounts |
$25.92 billion $5.18 billion $2.42 billion |
None |
|
|
|
Priya Misra(b) |
2 RICs 31 other accounts |
$1.45 billion $11.41 billion |
None |
|
|
|
Andrew Norelli |
6 RICs 5 PIVs 9 other account |
$31.84 billion $15.52 billion $2.42 billion |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – Partners Core Equity Fund |
JPMIM: Scott Davis |
23 RICs 6 PIVs 31 other accounts |
$31.64 billion $14.77 billion $18.53 billion |
3 other accounts ($1.01 B) |
JPMIM |
JPMIM |
|
Shilpee Raina |
23 RICs 7 PIVs 30 other accounts |
$31.64 billion $19.03 billion $19.03 billion |
3 other accounts ($1.01 B) |
|
|
|
David Small |
12 RICs 4 PIVs 19 other accounts |
$12.37 billion $9.49 billion $4.87 billion |
4 other accounts ($1.32 B) |
|
|
|
T. Rowe Price: Shawn Driscoll |
2 RICs 7 PIVs 1 other account |
$15.53 billion $18.09 billion $3.86 million |
None |
T. Rowe Price |
T. Rowe Price |
VP – Partners International Core Equity Fund |
SIMNA Inc. Sub-Subadviser: SIMNA Ltd.: James Gautrey |
6 RICs 4 PIVs 12 other accounts |
$20.16 billion $1.54 billion $4.68 billion |
2 RICs ($13.97 B) 1 PIV ($48.40 M) |
Schroders |
Schroders |
Simon Webber |
7 RICs 5 PIVs 15 other accounts |
$20.23 billion $4.94 billion $6.87 billion |
2 RICs ($13.97 B) 1 PIV ($48.40 M) 1 other account ($1.67 B) |
|
| |
VP – Partners International Growth Fund |
Walter Scott: Fraser Fox |
4 RICs 46 PIVs 137 other accounts |
$7.15 billion $26.68 billion $48.24 billion |
2 PIVs ($201.00 M) 17 other accounts ($2.54 B) |
Walter Scott |
Walter Scott |
|
Jane Henderson |
4 RICs 46 PIVs 137 other accounts |
$7.15 billion $26.68 billion $48.24 billion |
2 PIVs ($201.00 M) 17 other accounts ($2.54 B) |
|
|
|
Roy Leckie |
4 RICs 46 PIVs 137 other accounts |
$7.15 billion $26.68 billion $48.24 billion |
2 PIVs ($201.00 M) 17 other accounts ($2.54 B) |
|
|
|
Charlie Macquaker |
4 RICs 46 PIVs 137 other accounts |
$7.15 billion $26.68 billion $48.24 billion |
2 PIVs ($201.00 M) 17 other accounts ($2.54 B) |
|
|
|
Maxim Skorniakov |
4 RICs 46 PIVs 137 other accounts |
$7.15 billion $26.68 billion $48.24 billion |
2 PIVs ($201.00 M) 17 other accounts ($2.54 B) |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
William Blair: Alaina Anderson |
3 RICs 12 PIVs 25 other accounts |
$2.08 billion $2.93 billion $3.47 billion |
1 other account ($814.30 M) |
William Blair |
William Blair |
|
Simon Fennell |
7 RICs 16 PIVs 47 other accounts |
$5.33 billion $4.70 billion $10.40 billion |
1 other account ($814.30 M) |
|
|
|
Kenneth McAtamney |
10 RICs 32 PIVs 51 other accounts |
$5.91 billion $7.72 billion $12.16 billion |
2 other accounts ($875.60 M) |
|
|
VP – Partners International Value Fund |
Pzena: Rakesh Bordia |
13 RICs 29 PIVs 39 other accounts |
$8.29 billion $2.58 billion $7.64 billion |
1 RIC ($192.00 M) |
Pzena |
Pzena |
|
Caroline Cai |
14 RICs 52 PIVs 59 other accounts |
$10.16 billion $19.77 billion $11.41 billion |
2 RICs ($2.07 B) 3 PIVs ($264.00 M) |
|
|
|
Allison Fisch |
13 RICs 29 PIVs 39 other accounts |
$8.29 billion $2.58 billion $7.64 billion |
1 RIC ($192.00 M) |
|
|
|
John Goetz |
10 RICs 48 PIVs 46 other accounts |
$8.28 billion $19.57 billion $8.40 billion |
1 RIC ($1.87 B) 3 PIVs ($264.00 M) 1 other account ($168.00 M) |
|
|
|
TSW: Brandon Harrell |
6 RICs 5 PIVs 12 other accounts |
$6.85 billion $1.87 billion $3.37 billion |
None |
TSW |
TSW |
VP – Partners Small Cap Growth Fund |
Allspring: Robert Gruendyke |
8 RICs 4 PIVs 30 other accounts |
$5.95 billion $624.13 million $711.55 million |
None |
Allspring |
Allspring |
|
David Nazaret |
8 RICs 4 PIVs 30 other accounts |
$5.95 billion $624.13 million $711.55 million |
None |
|
|
|
Thomas Ognar |
8 RICs 4 PIVs 30 other accounts |
$5.95 billion $624.13 million $711.55 million |
None |
|
|
|
Scout: James McBride |
1 RIC 1 PIV 4 other accounts |
$261.23 million $0.27 million $9.80 million |
None |
Scout |
Scout |
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
Timothy Miller |
1 RIC 1 PIV 4 other accounts |
$261.23 million $0.27 million $9.80 million |
None |
|
|
VP – Partners Small Cap Value Fund |
SBH: Mark Dickherber |
3 RICs 133 other accounts |
$771.94 million $2.09 billion |
None |
SBH |
SBH |
Shaun Nicholson |
2 RICs 91 other accounts |
$697.58 million $1.53 billion |
None | |||
William Blair: William Heaphy |
3 RICs 1 PIV 17 other accounts |
$1.31 billion $29.20 million $1.24 billion |
1 other account ($536.20 M) |
William Blair |
William Blair | |
VP – Principal Blue Chip Growth Fund |
PGI: K. William Nolin |
8 RICs 4 PIVs 70 other accounts |
$33.80 billion $3.13 billion $12.18 billion |
None |
PGI |
PGI |
Thomas Rozycki |
8 RICs 4 PIVs 70 other accounts |
$33.80 billion $3.13 billion $12.18 billion |
None | |||
VP – Select Large Cap Equity Fund |
Michael Guttag(a) |
3 other accounts |
$0.39 million |
None |
Columbia Management |
Columbia Management |
Melda Mergen |
5 RICs 1 PIV 16 other accounts |
$9.39 billion $28.36 million $658.66 million |
None | |||
Tiffany Wade |
4 RICs 1 PIV 18 other accounts |
$8.58 billion $28.36 million $652.45 million |
None | |||
VP – Select Large Cap Value Fund |
Richard Rosen(c) |
2 RICs 1 PIV 415 other accounts |
$2.67 billion $154.29 million $4.02 billion |
None |
Columbia Management |
Columbia Management |
Richard Taft |
2 RICs 1 PIV 418 other accounts |
$2.67 billion $154.29 million $4.02 billion |
None | |||
Jeffrey Wimmer(b) |
13 other accounts |
$1.20 million |
None | |||
VP – Select Mid Cap Growth Fund |
Daniel Cole |
3 RICs 1 PIV 141 other accounts |
$3.58 billion $132.63 million $49.15 million |
None |
Columbia Management |
Columbia Management |
Wayne Collette |
3 RICs 1 PIV 145 other accounts |
$3.58 billion $132.63 million $45.71 million |
None | |||
Dana Kelley |
3 RICs 1 PIV 139 other accounts |
$3.58 billion $132.63 million $39.55 million |
None |
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – Select Mid Cap Value Fund |
Kari Montanus |
3 RICs 1 PIV 12 other accounts |
$3.01 billion $20.07 million $734.51 million |
None |
Columbia Management |
Columbia Management |
Jonas Patrikson |
3 RICs 1 PIV 15 other accounts |
$3.01 billion $20.07 million $732.89 million |
None | |||
VP – Select Small Cap Value Fund |
Kari Montanus |
3 RICs 1 PIV 12 other accounts |
$3.19 billion $20.07 million $734.51 million |
None |
Columbia Management |
Columbia Management |
Jonas Patrikson |
3 RICs 1 PIV 15 other accounts |
$3.19 billion $20.07 million $732.89 million |
None | |||
VP – Seligman Global Technology Fund |
Christopher Boova |
2 RICs 6 other accounts |
$2.60 billion $7.64 million |
None |
Columbia Management |
Columbia Management – Tech Team |
|
Sanjay Devgan |
3 RICs 4 other accounts |
$13.66 billion $7.79 million |
None |
|
|
|
Vimal Patel |
3 RICs 8 other accounts |
$14.11 billion $6.36 million |
None |
|
|
|
Shekhar Pramanick |
4 RICs 6 other accounts |
$14.14 billion $14.05 million |
None |
|
|
|
Sanjiv Wadhwani |
1 RIC 6 other accounts |
$2.12 billion $3.38 million |
None |
|
|
|
Paul Wick |
4 RICs 3 PIVs 8 other accounts |
$14.14 billion $1.94 billion $1.73 million |
2 PIVs ($998.01 M) 1 other account ($182.78 M) |
|
|
VP – Small Cap Value Fund |
Jeremy Javidi |
3 RICs 2 PIVs 61 other accounts |
$2.84 billion $355.20 million $54.31 million |
None |
Columbia Management |
Columbia Management |
|
Bryan Lassiter |
3 RICs 2 PIVs 56 other accounts |
$2.84 billion $355.20 million $49.70 million |
None | ||
VP – Small Company Growth Fund |
Daniel Cole |
4 RICs 1 PIV 141 other accounts |
$3.72 billion $132.63 million $49.15 million |
None |
Columbia Management |
Columbia Management |
Wayne Collette |
3 RICs 1 PIV 145 other accounts |
$3.72 billion $132.63 million $45.71 million |
None | |||
Dana Kelley |
3 RICs 1 PIV 139 other accounts |
$3.72 billion $132.63 million $39.55 million |
None |
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – Strategic Income Fund |
Jason Callan |
13 RICs 10 PIVs 16 other accounts |
$21.09 billion $25.31 billion $1.53 billion |
None |
Columbia Management |
Columbia Management |
Alex Christensen |
6 RICs 2 PIVs 85 other accounts |
$13.87 billion $240.52 million $1.19 billion |
None | |||
Gene Tannuzzo |
7 RICs 2 PIVs 13 other accounts |
$14.27 billion $240.52 million $1.57 billion |
None | |||
VP – T. Rowe Price Large Cap Value Fund |
T. Rowe Price: John Linehan |
16 RICs 33 PIVs 11 other accounts |
$33.78 billion $22.58 billion $2.40 billion |
None |
T. Rowe Price |
T. Rowe Price |
Gabriel Solomon |
5 RICs 18 PIVs 7 other accounts |
$6.97 billion $5.64 billion $2.22 billion |
None | |||
VP – TCW Core Plus Bond Fund |
TCW: Jerry Cudzil |
29 RICs 29 PIVs 185 other accounts |
$86.62 billion $20.01 billion $50.05 billion |
9 PIVs ($3.27 B) 6 other accounts ($3.29 B) |
TCW |
TCW |
Ruben Hovhannisyan |
28 RICs 17 PIVs 170 other account |
$86.00 billion $15.17 billion $45.02 billion |
2 PIVs ($282.10 M) 6 other accounts ($3.29 B) | |||
Stephen Kane |
30 RICs 21 PIVs 174 other accounts |
$86.37 billion $16.34 billion $47.06 billion |
2 PIVs ($282.10 M) 9 other accounts ($4.33 B) | |||
Bryan Whalen |
29 RICs 30 PIVs 216 other accounts |
$88.37 billion $18.21 billion $62.06 billion |
5 PIVs ($472.20 M) 11 other accounts ($6.99 B) | |||
VP – U.S. Flexible Conservative Growth Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$62.04 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$60.85 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$57.11 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$57.09 billion $81.00 million $590.02 million |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
VP – U.S. Flexible Growth Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$58.43 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$57.23 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$53.49 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$53.47 billion $81.00 million $590.02 million |
None |
|
|
VP – U.S. Flexible Moderate Growth Fund |
Dan Boncarosky |
20 RICs 28 PIVs 62 other accounts |
$60.37 billion $4.88 billion $130.42 million |
None |
Columbia Management - FoF |
Columbia Management |
|
Joshua Kutin |
21 RICs 6 PIVs 52 other accounts |
$59.17 billion $0.18 million $4.70 million |
None |
|
|
|
Brian Virginia |
15 RICs 9 other accounts |
$55.43 billion $4.67 million |
None |
|
|
|
David Weiss |
20 RICs 1 PIV 28 other accounts |
$55.41 billion $81.00 million $590.02 million |
None |
|
|
VP – U.S. Government Mortgage Fund |
Jason Callan |
13 RICs 10 PIVs 16 other accounts |
$20.36 billion $25.31 billion $1.53 billion |
None |
Columbia Management |
Columbia Management |
Tom Heuer |
3 RICs 5 other accounts |
$4.01 billion $6.74 million |
None | |||
Ryan Osborn |
3 RICs 6 other accounts |
$4.01 billion $4.67 million |
None | |||
VP – Victory Sycamore Established Value Fund |
Victory Capital: James Albers |
10 RICs 7 PIVs 24 other accounts |
$29.91 billion $2.35 billion $2.38 billion |
None |
Victory Capital |
Victory Capital |
|
Gregory Conners |
10 RICs 7 PIVs 24 other accounts |
$29.91 billion $2.35 billion $2.38 billion |
None |
|
|
|
Jeffrey Graff |
10 RICs 7 PIVs 24 other accounts |
$29.91 billion $2.35 billion $2.38 billion |
None |
|
|
|
|
Other Accounts Managed (excluding the Fund) |
|
| ||
Fund |
Portfolio Manager |
Number and Type of Account* |
Approximate Total Net Assets |
Performance Based Accounts** |
Potential Conflicts of Interest |
Structure of Compensation |
|
Gary Miller |
10 RICs 7 PIVs 24 other accounts |
$29.91 billion $2.35 billion $2.38 billion |
None |
|
|
|
Michael Rodarte |
10 RICs 7 PIVs 24 other accounts |
$29.91 billion $2.35 billion $2.38 billion |
None |
|
|
VP – Westfield Mid Cap Growth Fund |
Westfield: Richard Lee |
8 RICs 7 PIVs 219 other accounts |
$3.45 billion $2.37 billion $9.95 billion |
22 other accounts ($2.08 B) |
Westfield |
Westfield |
Ethan Meyers |
8 RICs 7 PIVs 219 other accounts |
$3.45 billion $2.37 billion $9.95 billion |
22 other accounts ($2.08 B) | |||
William Muggia |
10 RICs 10 PIVs 263 other accounts |
$3.69 billion $2.43 billion $11.03 billion |
1 PIV ($32.00 M) 25 other accounts ($2.64 B) | |||
VP - Westfield Select Large Cap Growth Fund |
Westfield: William Muggia(e) |
13 RICs 10 PIVs 258 other accounts |
$4.74 billion $2.73 billion $11.93 billion |
1 PIV ($37.00 M) 25 other accounts ($2.94 B) |
Westfield |
Westfield |
Portfolio Managers |
Benchmarks |
Johan Sjogren |
Varied Euro-Based Benchmarks and global inflation benchmark. |
David Rogal |
A combination of market-based indices (e.g., Bloomberg U.S. Aggregate Bond Index), certain customized indices and certain fund industry peer groups. |
Harrison Segall |
Share Class |
Distribution Fee |
Service Fee |
Combined Total |
Class 1 |
None |
None |
None |
Class 2 |
Up to 0.25% |
0.00% |
Up to 0.25% |
Class 3 |
Up to 0.125% |
0.00% |
Up to 0.125% |
Class 4 |
Up to 0.25% |
0.00% |
Up to 0.25% |
Fund |
Class 1 |
Class 2 |
Class 3 |
Class 4 |
For Funds with fiscal period ending December 31 | ||||
VP – Aggressive Portfolio |
N/A |
$2,943,366 |
N/A |
$2,204,238 |
VP – American Century Diversified Bond Fund |
N/A |
50,830 |
N/A |
N/A |
VP – Balanced Fund |
N/A |
260,059 |
$1,415,164 |
N/A |
VP – BlackRock Global Inflation-Protected Securities Fund |
N/A |
63,748 |
79,422 |
N/A |
VP – CenterSquare Real Estate Fund |
N/A |
63,718 |
N/A |
N/A |
VP – Commodity Strategy Fund |
N/A |
95,286 |
N/A |
N/A |
VP – Conservative Portfolio |
N/A |
1,268,843 |
N/A |
949,677 |
VP – Contrarian Core Fund |
N/A |
372,615 |
N/A |
N/A |
VP – Core Equity Fund |
N/A |
N/A |
N/A |
N/A |
VP – Disciplined Core Fund |
N/A |
131,777 |
1,522,378 |
N/A |
VP – Dividend Opportunity Fund |
N/A |
304,800 |
873,213 |
N/A |
VP – Emerging Markets Bond Fund |
N/A |
487,109 |
N/A |
N/A |
VP – Emerging Markets Fund |
N/A |
144,790 |
151,181 |
N/A |
VP – Global Strategic Income Fund |
N/A |
24,974 |
87,875 |
N/A |
VP – Government Money Market Fund |
N/A |
425,618 |
274,410 |
N/A |
VP – High Yield Bond Fund |
N/A |
202,449 |
236,291 |
N/A |
VP – Income Opportunities Fund |
N/A |
82,170 |
120,618 |
N/A |
VP – Intermediate Bond Fund |
N/A |
194,209 |
495,402 |
N/A |
VP – Large Cap Growth Fund |
N/A |
417,479 |
289,831 |
N/A |
VP – Large Cap Index Fund |
N/A |
246,955 |
923,287 |
N/A |
VP – Limited Duration Credit Fund |
N/A |
255,033 |
N/A |
N/A |
VP – Long Government/Credit Bond Fund |
N/A |
37,034 |
N/A |
N/A |
Fund |
Class 1 |
Class 2 |
Class 3 |
Class 4 |
VP – Managed Risk Fund |
N/A |
$575,825 |
N/A |
N/A |
VP – Managed Risk U.S. Fund |
N/A |
943,201 |
N/A |
N/A |
VP – MFS Value Fund |
N/A |
208,516 |
N/A |
N/A |
VP – Moderate Portfolio |
N/A |
18,318,316 |
N/A |
$15,930,637 |
VP – Moderately Aggressive Portfolio |
N/A |
7,509,564 |
N/A |
6,376,618 |
VP – Moderately Conservative Portfolio |
N/A |
2,887,276 |
N/A |
2,500,832 |
VP – MV Conservative Fund |
N/A |
1,487,036 |
N/A |
N/A |
VP – MV Conservative Growth Fund |
N/A |
2,991,271 |
N/A |
N/A |
VP – MV Growth Fund |
N/A |
26,783,659 |
N/A |
N/A |
VP – MV Moderate Growth Fund |
N/A |
30,417,661 |
N/A |
N/A |
VP – Overseas Core Fund |
N/A |
199,056 |
$242,797 |
N/A |
VP – Partners Core Bond Fund |
N/A |
40,726 |
N/A |
N/A |
VP – Partners Core Equity Fund |
N/A |
29,162 |
33,084 |
N/A |
VP – Partners International Core Equity Fund |
N/A |
52,395 |
N/A |
N/A |
VP – Partners International Growth Fund |
N/A |
103,047 |
N/A |
N/A |
VP – Partners International Value Fund |
N/A |
71,386 |
N/A |
N/A |
VP – Partners Small Cap Growth Fund |
N/A |
42,338 |
N/A |
N/A |
VP – Partners Small Cap Value Fund |
N/A |
31,063 |
88,832 |
N/A |
VP – Principal Blue Chip Growth Fund |
N/A |
160,784 |
N/A |
N/A |
VP – Select Large Cap Equity Fund |
N/A |
3,266 |
N/A |
N/A |
VP – Select Large Cap Value Fund |
N/A |
226,216 |
103,252 |
N/A |
VP – Select Mid Cap Growth Fund |
N/A |
97,744 |
287,770 |
N/A |
VP – Select Mid Cap Value Fund |
N/A |
121,636 |
78,061 |
N/A |
VP – Select Small Cap Value Fund |
N/A |
96,371 |
65,262 |
N/A |
VP – Seligman Global Technology Fund |
N/A |
200,515 |
N/A |
N/A |
VP – Small Cap Value Fund |
N/A |
489,405 |
N/A |
N/A |
VP – Small Company Growth Fund |
N/A |
364 |
N/A |
N/A |
VP – Strategic Income Fund |
N/A |
314,533 |
N/A |
N/A |
VP – T. Rowe Price Large Cap Value Fund |
N/A |
116,668 |
N/A |
N/A |
VP – TCW Core Plus Bond Fund |
N/A |
50,532 |
N/A |
N/A |
VP – U.S. Flexible Conservative Growth Fund |
N/A |
791,148 |
N/A |
N/A |
VP – U.S. Flexible Growth Fund |
N/A |
9,164,195 |
N/A |
N/A |
VP – U.S. Flexible Moderate Growth Fund |
N/A |
4,761,165 |
N/A |
N/A |
VP – U.S. Government Mortgage Fund |
N/A |
57,154 |
80,267 |
N/A |
VP – Victory Sycamore Established Value Fund |
N/A |
187,901 |
103,740 |
N/A |
VP – Westfield Mid Cap Growth Fund |
N/A |
71,070 |
N/A |
N/A |
VP – Westfield Select Large Cap Growth Fund |
N/A |
66,786 |
N/A |
N/A |
|
Amounts Reimbursed | ||
|
2023 |
2022 |
2021 |
For Funds with fiscal period ending December 31 | |||
VP – Aggressive Portfolio |
$0 |
$0 |
$0 |
VP – American Century Diversified Bond Fund |
0 |
0 |
0 |
VP – Balanced Fund |
186,340 |
695 |
0 |
VP – BlackRock Global Inflation-Protected Securities Fund |
124,366 |
96,299 |
118,817 |
VP – CenterSquare Real Estate Fund |
0 |
0 |
0 |
VP – Commodity Strategy Fund |
34,311 |
15,773 |
0 |
VP – Conservative Portfolio |
142,439 |
0 |
0 |
VP – Contrarian Core Fund |
873,397 |
685,687 |
422,514 |
VP – Core Equity Fund |
96,668 |
84,963 |
101,345 |
VP – Disciplined Core Fund |
0 |
0 |
0 |
VP – Dividend Opportunity Fund |
987,614 |
994,564 |
895,959 |
VP – Emerging Markets Bond Fund |
0 |
0 |
0 |
VP – Emerging Markets Fund |
374,913 |
356,155 |
386,575 |
VP – Global Strategic Income Fund |
223,250 |
206,768 |
290,551 |
VP – Government Money Market Fund |
257,101 |
433,061 |
1,842,385 |
VP – High Yield Bond Fund |
367,374 |
310,308 |
318,280 |
VP – Income Opportunities Fund |
237,542 |
230,695 |
273,478 |
VP – Intermediate Bond Fund |
0 |
0 |
0 |
VP – Large Cap Growth Fund |
318,527 |
0 |
0 |
VP – Large Cap Index Fund |
76,157 |
0 |
0 |
VP – Limited Duration Credit Fund |
650,375 |
386,425 |
156,499 |
VP – Long Government/Credit Bond Fund |
138,508 |
0 |
0 |
VP – Managed Risk Fund |
26,773 |
49,321 |
0 |
VP – Managed Risk U.S. Fund |
0 |
0 |
0 |
VP – MFS Value Fund |
932,888 |
201,354 |
0 |
VP – Moderate Portfolio |
0 |
0 |
0 |
VP – Moderately Aggressive Portfolio |
0 |
0 |
0 |
VP – Moderately Conservative Portfolio |
0 |
0 |
0 |
VP – MV Conservative Fund |
0 |
0 |
0 |
VP – MV Conservative Growth Fund |
0 |
0 |
0 |
VP – MV Growth Fund |
0 |
0 |
0 |
VP – MV Moderate Growth Fund |
0 |
0 |
0 |
VP – Overseas Core Fund |
0 |
0 |
0 |
VP – Partners Core Bond Fund |
0 |
0 |
0 |
VP – Partners Core Equity Fund |
0 |
0 |
0 |
VP – Partners International Core Equity Fund |
0 |
0 |
0 |
VP – Partners International Growth Fund |
727,281 |
499,946 |
283,412 |
VP – Partners International Value Fund |
194,492 |
154,300 |
294,899 |
VP – Partners Small Cap Growth Fund |
219,018 |
159,575 |
12,443 |
|
Amounts Reimbursed | ||
|
2023 |
2022 |
2021 |
VP – Partners Small Cap Value Fund |
$397,387 |
$119,334 |
$24,890 |
VP – Principal Blue Chip Growth Fund |
0 |
0 |
0 |
VP – Select Large Cap Equity Fund |
0 |
4 |
0 |
VP – Select Large Cap Value Fund |
0 |
0 |
0 |
VP – Select Mid Cap Growth Fund |
279,480 |
199,846 |
356,331 |
VP – Select Mid Cap Value Fund |
189,138 |
153,314 |
198,281 |
VP – Select Small Cap Value Fund |
186,572 |
177,961 |
190,876 |
VP – Seligman Global Technology Fund |
262,588 |
228,091 |
268,756 |
VP – Small Cap Value Fund |
508,195 |
375,594 |
653,593 |
VP – Small Company Growth Fund |
174,026 |
114,124 |
50,412 |
VP – Strategic Income Fund |
210,171 |
205,369 |
184,382 |
VP – T. Rowe Price Large Cap Value Fund |
0 |
0 |
0 |
VP – TCW Core Plus Bond Fund |
0 |
0 |
0 |
VP – U.S. Flexible Conservative Growth Fund |
0 |
0 |
0 |
VP – U.S. Flexible Growth Fund |
0 |
0 |
0 |
VP – U.S. Flexible Moderate Growth Fund |
0 |
0 |
0 |
VP – U.S. Government Mortgage Fund |
0 |
0 |
0 |
VP – Victory Sycamore Established Value Fund |
0 |
0 |
0 |
VP – Westfield Mid Cap Growth Fund |
69,144 |
6,595 |
5,014 |
VP – Westfield Select Large Cap Growth Fund |
33,136 |
0 |
0 |
|
Fees Waived | ||
|
2023 |
2022 |
2021 |
For Funds with fiscal period ending December 31 | |||
VP – Government Money Market Fund |
$0 |
$345,352 |
$553,375 |
Name, address, year of birth |
Position held with Subsidiary and length of service |
Principal occupation during past five years |
Brian M. Engelking 807 Ameriprise Financial Center Minneapolis, MN 55474-2405 Born 1979 |
Director since March 2020 |
Global Lead Financial Officer – Columbia Threadneedle Investments at Ameriprise Financial, Inc. since June 2020. Previously, Vice President – Finance, Ameriprise Financial, Inc. and served in various finance leadership roles with Ameriprise Financial, Inc. since 2000. |
Christopher O. Petersen 5228 Ameriprise Financial Center Minneapolis, MN 55474-2405 Born 1970 |
Director since January 2015 |
See Fund Governance – The Officers – Fund Officers. |
Subsidiary |
Assets (millions) |
Annual rate at each asset level(a) |
CVPCSF Offshore Fund, Ltd. (Subsidiary of VP – Commodity Strategy Fund)(a) |
$0 - $500 |
0.630% |
˃$500 - $1,000 |
0.580% | |
˃$1,000 - $3,000 |
0.550% | |
˃$3,000 - $6,000 |
0.520% | |
˃$6,000 - $12,000 |
0.500% | |
˃$12,000 |
0.490% |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
George S. Batejan c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1954 |
Trustee since 2017 |
Executive Vice President, Global Head of Technology and Operations, Janus Capital Group, Inc., 2010-2016 |
161 |
Former Chairman of the Board, NICSA (National Investment Company Services Association) (Executive Committee, Nominating Committee and Governance Committee), 2014- 2016; former Director, Intech Investment Management, 2011- 2016; former Board Member, Metro Denver Chamber of Commerce, 2015-2016; former Advisory Board Member, University of Colorado Business School, 2015-2018; former Board Member, Chase Bank International, 1993- 1994 |
Compliance, Contracts, Investment Review Committee |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
Kathleen Blatz c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1954 |
Trustee since 2006 |
Attorney, specializing in arbitration and mediation; Trustee of Gerald Rauenhorst 1982 Trusts, since 2020; Chief Justice, Minnesota Supreme Court, 1998-2006; Associate Justice, Minnesota Supreme Court, 1996-1998; Fourth Judicial District Court Judge, Hennepin County, 1994- 1996; Attorney in private practice and public service, 1984-1993; State Representative, Minnesota House of Representatives, 1979-1993, which included service on the Tax and Financial Institutions and Insurance Committees; Member and Interim Chair, Minnesota Sports Facilities Authority, January-July 2017; Interim President and Chief Executive Officer, Blue Cross Blue Shield of Minnesota (health care insurance), February-July 2018, April- October 2021 |
161 |
Former Trustee, Blue Cross and Blue Shield of Minnesota, 2009- 2021 (Chair of the Business Development Committee, 2014- 2017; Chair of the Governance Committee, 2017-2019); former Member and Chair of the Board, Minnesota Sports Facilities Authority, January 2017- July 2017; former Director, Robina Foundation, 2009-2020 (Chair, 2014-2020); Director, Richard M. Schulze Family Foundation, since 2021 |
Compliance, Contracts, Investment Review Committee |
Pamela G. Carlton c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1954 |
Chair since 2023; Trustee since 2007 |
President, Springboard- Partners in Cross Cultural Leadership (consulting company), since 2003; Managing Director of US Equity Research, JP Morgan Chase, 1999-2003; Director of US Equity Research, Chase Asset Management, 1996- 1999; Co-Director Latin America Research, 1993-1996, COO Global Research, 1992-1996, Co-Director of US Research, 1991-1992, Investment Banker, 1982-1991, Morgan Stanley; Attorney, Cleary Gottlieb Steen & Hamilton LLP, 1980-1982 |
161 |
Trustee, New York Presbyterian Hospital Board, since 1996; Director, DR Bank (Audit Committee, since 2017 and Audit Committee Chair since November 2023); Director, Evercore Inc. (Audit Committee, Nominating and Governance Committee) (financial services company), since 2019; Director, Apollo Commercial Real Estate Finance, Inc. (Chair, Nominating and Governance Committee), since 2021; the Governing Council of the Independent Directors Council (IDC), since 2021 |
Contracts, Board Governance, Investment Review Committee |
Janet Langford Carrig c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1957 |
Trustee since 1996 |
Senior Vice President, General Counsel and Corporate Secretary, ConocoPhillips (independent energy company), September 2007-October 2018 |
161 |
Director, EQT Corporation (natural gas producer), since 2019; former Director, Whiting Petroleum Corporation (independent oil and gas company), 2020- 2022 |
Contracts, Board Governance, Investment Review Committee |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
J. Kevin Connaughton c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1964 |
Trustee since 2020 |
CEO and President, RhodeWay Financial (non-profit financial planning firm), since December 2022; Member, FINRA National Adjudicatory Council, January 2020-December 2023; Adjunct Professor of Finance, Bentley University, January 2018-April 2023; Consultant to Independent Trustees of CFVIT and CFST I from March 2016 to June 2020 with respect to CFVIT and to December 2020 with respect to CFST I; Managing Director and General Manager of Mutual Fund Products, Columbia Management Investment Advisers, LLC, May 2010- February 2015; President, Columbia Funds, 2008-2015; and senior officer of Columbia Funds and affiliated funds, 2003-2015 |
159 |
Former Director, The Autism Project, March 2015-December 2021; former Member of the Investment Committee, St. Michael’s College, November 2015- February 2020; former Trustee, St. Michael’s College, June 2017- September 2019; former Trustee, New Century Portfolios (former mutual fund complex), January 2015-December 2017 |
Audit, Contracts, Investment Review Committee |
Olive M. Darragh c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1962 |
Trustee since 2020 |
Managing Director of Darragh Inc. (strategy and talent management consulting firm), since 2010; Founder and CEO, Zolio, Inc. (investment management talent identification platform), since 2004; Consultant to Independent Trustees of CFVIT and CFST I from June 2019 to June 2020 with respect to CFVIT and to December 2020 with respect to CFST I; Partner, Tudor Investments, 2004- 2010; Senior Partner, McKinsey & Company (consulting), 1990-2004; Touche Ross CPA, 1985-1988 |
159 |
Treasurer, Edinburgh University US Trust Board, since January 2023; Member, HBS Community Action Partners Board, since September 2022; former Director, University of Edinburgh Business School (Member of US Board), 2004-2019; former Director, Boston Public Library Foundation, 2008-2017 |
Contracts, Investment Review Committee |
Patricia M. Flynn c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1950 |
Trustee since 2004 |
Professor Emeritus of Economics and Management, Bentley University, since 2023; Professor of Economics and Management, Bentley University, 1976-2023; Dean, McCallum Graduate School of Business, Bentley University, 1992-2002 |
161 |
Former Trustee, MA Taxpayers Foundation, 1997-2022; former Director, The MA Business Roundtable, 2003-2019; former Chairperson, Innovation Index Advisory Committee, MA Technology Collaborative, 1997- 2020 |
Audit, Contracts, Investment Review Committee |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
Brian J. Gallagher c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1954 |
Trustee since 2017 |
Retired; Partner with Deloitte & Touche LLP and its predecessors, 1977-2016 |
161 |
Trustee, Catholic Schools Foundation, since 2004 |
Audit, Contracts, Investment Review Committee |
Douglas A. Hacker c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1955 |
Trustee since 1996 |
Independent business executive, since May 2006; Executive Vice President – Strategy of United Airlines, December 2002-May 2006; President of UAL Loyalty Services (airline marketing company), September 2001- December 2002; Executive Vice President and Chief Financial Officer of United Airlines, July 1999-September 2001 |
161 |
Director, SpartanNash Company (food distributor), since November 2013 (Chair of the Board since May 2021); Director, Aircastle Limited (aircraft leasing), since August 2006 (Chair of Audit Committee); former Director, Nash Finch Company (food distributor), 2005-2013; former Director, SeaCube Container Leasing Ltd. (container leasing), 2010-2013; and former Director, Travelport Worldwide Limited (travel information technology), 2014-2019 |
Audit, Contracts, Board Governance, Investment Review Committee |
Nancy T. Lukitsh c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1956 |
Trustee since 2011 |
Senior Vice President, Partner and Director of Marketing, Wellington Management Company, LLP (investment adviser), 1997-2010; Chair, Wellington Management Portfolios (commingled non- U.S. investment pools), 2007 -2010; Director, Wellington Trust Company, NA and other Wellington affiliates, 1997- 2010 |
159 |
None |
Compliance, Contracts, Board Governance, Investment Review Committee |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
David M. Moffett c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1952 |
Trustee since 2011 |
Retired; former Chief Executive Officer of Freddie Mac and Chief Financial Officer of U.S. Bank |
161 |
Director, CSX Corporation (transportation suppliers); Director, PayPal Holdings Inc. (payment and data processing services); former Director, eBay Inc. (online trading community), 2007- 2015; and former Director, CIT Bank, CIT Group Inc. (commercial and consumer finance), 2010-2016; former Senior Adviser to The Carlyle Group (financial services), March 2008- September 2008; former Governance Consultant to Bridgewater Associates (investment company), January 2013- December 2015 |
Audit, Contracts, Investment Review Committee |
Catherine James Paglia c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1952 |
Trustee since 2004 |
Director, Enterprise Asset Management, Inc. (private real estate and asset management company), since September 1998; Managing Director and Partner, Interlaken Capital, Inc., 1989-1997; Vice President, 1982-1985, Principal, 1985-1987, Managing Director, 1987- 1989, Morgan Stanley; Vice President, Investment Banking, 1980-1982, Associate, Investment Banking, 1976- 1980, Dean Witter Reynolds, Inc. |
161 |
Director, Valmont Industries, Inc. (irrigation systems manufacturer), since 2012; Trustee, Carleton College (on the Investment Committee), since 1987; Trustee, Carnegie Endowment for International Peace (on the Investment Committee), since 2009 |
Compliance, Contracts, Board Governance, Investment Review Committee |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
Natalie A. Trunow c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1967 |
Trustee since 2020 |
Chief Executive Officer, Millennial Portfolio Solutions LLC (asset management and consulting services) January 2016-January 2021; Non- executive Member of the Investment Committee and Valuation Committee, Sarona Asset Management Inc. (private equity firm) since September 2019; Advisor, Horizon Investments (asset management and consulting services), August 2018- January 2022; Advisor, Paradigm Asset Management, November 2016-January 2022; Consultant to Independent Trustees of CFVIT and CFST I from September 2016 to June 2020 with respect to CFVIT and to December 2020 with respect to CFST I; Director of Investments/Consultant, Casey Family Programs, April 2016-November 2016; Senior Vice President and Chief Investment Officer, Calvert Investments, August 2008- January 2016; Section Head and Portfolio Manager, General Motors Asset Management, June 1997-August 2008 |
159 |
Independent Director, (Investment Committee), Health Services for Children with Special Needs, Inc., 2010-2021; Independent Director, (Executive Committee and Chair, Audit Committee), Consumer Credit Counseling Services (formerly Guidewell Financial Solutions), since 2016; Independent Director (Investment Committee), Sarona Asset Management, since 2019 |
Compliance, Contracts, Investment Review Committee |
Sandra L. Yeager c/o Columbia Management Investment Advisers, LLC, 290 Congress Street Boston, MA 02210 1964 |
Trustee since 2017 |
Retired; President and founder, Hanoverian Capital, LLC (SEC registered investment advisor firm), 2008-2016; Managing Director, DuPont Capital, 2006- 2008; Managing Director, Morgan Stanley Investment Management, 2004-2006; Senior Vice President, Alliance Bernstein, 1990-2004 |
161 |
Former Director, NAPE (National Alliance for Partnerships in Equity) Education Foundation, October 2016-October 2020; Advisory Board, Jennersville YMCA, June 2022-June 2023 |
Audit, Contracts, Investment Review Committee |
Name, Address, Year of Birth |
Position Held with the Columbia Funds and Length of Service |
Principal Occupation(s) During the Past Five Years and Other Relevant Professional Experience |
Number of Funds in the Columbia Funds Complex* Overseen |
Other Directorships Held by Trustee During the Past Five Years and Other Relevant Board Experience |
Committee Assignments |
Daniel J. Beckman c/o Columbia Management Investment Advisers, LLC 290 Congress Street Boston, MA 02210 1962 |
Trustee since November 2021 and President since June 2021 |
President and Principal Executive Officer of the Columbia Funds, since June 2021; Vice President, Columbia Management Investment Advisers, LLC, since April 2015; formerly, Vice President – Head of North America Product, Columbia Management Investment Advisers, LLC, April 2015 – December 2023; President and Principal Executive Officer, Columbia Acorn/Wanger Funds, since July 2021 |
161 |
Director, Ameriprise Trust Company, since October 2016; Director, Columbia Management Investment Distributors, Inc., since November 2018; Board of Governors, Columbia Wanger Asset Management, LLC, since January 2022 |
None |
Name, Address and Year of Birth |
Position and Year First Appointed to Position for any Fund in the Columbia Funds Complex or a Predecessor Thereof |
Principal Occupation(s) During Past Five Years |
Michael G. Clarke 290 Congress Street Boston, MA 02210 1969 |
Chief Financial Officer and Principal Financial Officer (2009); Senior Vice President (2019) and Treasurer and Chief Accounting Officer (Principal Accounting Officer) (2024) for CFST, CFST I, CFST II, CFVIT and CFVST II |
Senior Vice President and North America Head of Operations & Investor Services, Columbia Management Investment Advisers, LLC, since June 2023 (previously Senior Vice President and Head of Global Operations & Investor Services, March 2022 - June 2023, Vice President, Head of North America Operations, and Co- Head of Global Operations, June 2019 - February 2022 and Vice President – Accounting and Tax, May 2010 - May 2019); senior officer of Columbia Funds and affiliated funds, since 2002. Director, Ameriprise Trust Company, since June 2023. |
Marybeth Pilat 290 Congress Street Boston, MA 02210 1968 |
Treasurer and Chief Accounting Officer (Principal Accounting Officer) and Principal Financial Officer (2020) for CET I and CET II; Assistant Treasurer, CFST, CFST I, CFST II, CFVIT and CFVST II |
Vice President – Product Pricing and Administration, Columbia Management Investment Advisers, LLC, since May 2017. |
Name, Address and Year of Birth |
Position and Year First Appointed to Position for any Fund in the Columbia Funds Complex or a Predecessor Thereof |
Principal Occupation(s) During Past Five Years |
William F. Truscott 290 Congress Street Boston, MA 02210 1960 |
Senior Vice President (2001) |
Formerly, Trustee/Director of Columbia Funds Complex or legacy funds, November 2001 - January 1, 2021; Chief Executive Officer, Global Asset Management, Ameriprise Financial, Inc., since September 2012; Chairman of the Board and President, Columbia Management Investment Advisers, LLC, since July 2004 and February 2012, respectively; Chairman of the Board and Chief Executive Officer, Columbia Management Investment Distributors, Inc., since November 2008 and February 2012, respectively; Chairman of the Board and Director, TAM UK International Holdings Limited, since July 2021; formerly Chairman of the Board and Director, Threadneedle Asset Management Holdings, Sàrl, March 2013 – December 2022 and December 2008 – December 2022, respectively; senior executive of various entities affiliated with Columbia Threadneedle Investments. |
Christopher O. Petersen 5228 Ameriprise Financial Center Minneapolis, MN 55474 1970 |
Senior Vice President and Assistant Secretary (2021) |
Formerly, Trustee/Director of funds within the Columbia Funds Complex, July 1, 2020 - November 22, 2021; Senior Vice President and Assistant General Counsel, Ameriprise Financial, Inc., since September 2021 (previously Vice President and Lead Chief Counsel, January 2015 - September 2021); formerly, President and Principal Executive Officer of the Columbia Funds, 2015 - 2021; officer of Columbia Funds and affiliated funds, since 2007. |
Thomas P. McGuire 290 Congress Street Boston, MA 02210 1972 |
Senior Vice President and Chief Compliance Officer (2012) |
Vice President – Asset Management Compliance, Ameriprise Financial, Inc., since May 2010; Chief Compliance Officer, Columbia Acorn/Wanger Funds, since December 2015; formerly, Chief Compliance Officer, Ameriprise Certificate Company, September 2010 - September 2020. |
Ryan C. Larrenaga 290 Congress Street Boston, MA 02210 1970 |
Senior Vice President (2017), Chief Legal Officer (2017) and Secretary (2015) |
Vice President and Chief Counsel, Ameriprise Financial, Inc. since August 2018 (previously Vice President and Group Counsel, August 2011 - August 2018); Chief Legal Officer, Columbia Acorn/Wanger Funds, since September 2020; officer of Columbia Funds and affiliated funds since 2005. |
Michael E. DeFao 290 Congress Street Boston, MA 02210 1968 |
Vice President (2011) and Assistant Secretary (2010) |
Vice President and Chief Counsel, Ameriprise Financial, Inc., since May 2010; Vice President, Chief Legal Officer and Assistant Secretary, Columbia Management Investment Advisers, LLC, since October 2021 (previously Vice President and Assistant Secretary, May 2010 - September 2021). |
Lyn Kephart-Strong 5903 Ameriprise Financial Center Minneapolis, MN 55474 1960 |
Vice President (2015) |
Vice President, Global Investment Operations Services, Columbia Management Investment Advisers, LLC, since 2010; Director (since January 2007) and President (since October 2014), Columbia Management Investment Services Corp.; Director (since December 2017) and President (since January 2017), Ameriprise Trust Company. |
Fiscal Period |
Audit Committee |
Compliance Committee |
Contracts Committee |
Board Governance Committee |
Investment Review Committee |
For the fiscal year ended December 31, 2023 |
5 |
5 |
5 |
5 |
5 |
Board Member |
Aggregate Dollar Range of Equity Securities in all Funds in the Columbia Funds Complex Overseen by the Trustee |
George S. Batejan |
Over $100,000(a) |
Kathleen Blatz |
Over $100,000 |
Pamela G. Carlton |
Over $100,000(a) |
Janet Langford Carrig |
Over $100,000(a) |
J. Kevin Connaughton |
Over $100,000 |
Olive M. Darragh |
Over $100,000(a) |
Patricia M. Flynn |
Over $100,000(a) |
Brian J. Gallagher |
Over $100,000(a) |
Douglas A. Hacker |
Over $100,000 |
Nancy T. Lukitsh |
Over $100,000 |
David M. Moffett |
Over $100,000(a) |
Catherine James Paglia |
Over $100,000(a) |
Natalie A. Trunow |
Over $100,000(a) |
Sandra L. Yeager |
Over $100,000(a) |
Board Member |
Aggregate Dollar Range of Equity Securities in all Funds in the Columbia Funds Complex Overseen by the Trustee |
Daniel J. Beckman |
Over $100,000(a) |
Trustees |
Total Cash Compensation from the Columbia Funds Complex Paid to Trustee(a) |
Amount Deferred from Total Compensation(b) |
George S. Batejan |
$469,000 |
$23,450 |
Kathleen Blatz |
$481,000 |
$0 |
Pamela G. Carlton |
$560,000 |
$0 |
Janet Langford Carrig |
$484,000 |
$484,000 |
J. Kevin Connaughton |
$489,000 |
$0 |
Olive M. Darragh |
$474,000 |
$94,800 |
Patricia M. Flynn |
$451,000 |
$0 |
Brian J. Gallagher |
$499,000 |
$249,500 |
Douglas A. Hacker |
$466,000 |
$0 |
Nancy T. Lukitsh |
$471,000 |
$0 |
David M. Moffett |
$456,000 |
$0 |
Catherine James Paglia |
$466,000 |
$0 |
Natalie A. Trunow |
$456,000 |
$228,000 |
Sandra L. Yeager |
$484,000 |
$242,000 |
Fund |
Aggregate Compensation from Fund Independent Trustees | ||||||
Batejan(a) |
Blatz |
Carlton(b) |
Carrig(c) |
Connaughton |
Darragh(d) |
Flynn(e) | |
For Funds with fiscal period ending December 31 | |||||||
VP - Aggressive Portfolio |
$2,995 |
$3,074 |
$3,590 |
$3,093 |
$3,191 |
$3,093 |
$2,878 |
Amount Deferred |
$150 |
$0 |
$0 |
$3,093 |
$0 |
$619 |
$0 |
VP - American Century Diversified Bond Fund |
$3,099 |
$3,180 |
$3,717 |
$3,201 |
$3,302 |
$3,201 |
$2,977 |
Amount Deferred |
$155 |
$0 |
$0 |
$3,201 |
$0 |
$640 |
$0 |
VP - Balanced Fund |
$2,122 |
$2,178 |
$2,543 |
$2,192 |
$2,260 |
$2,191 |
$2,039 |
Amount Deferred |
$106 |
$0 |
$0 |
$2,192 |
$0 |
$438 |
$0 |
VP - BlackRock Global Inflation-Protected Securities Fund |
$984 |
$1,010 |
$1,180 |
$1,016 |
$1,048 |
$1,016 |
$945 |
Amount Deferred |
$49 |
$0 |
$0 |
$1,016 |
$0 |
$203 |
$0 |
VP - CenterSquare Real Estate Fund |
$1,077 |
$1,106 |
$1,292 |
$1,113 |
$1,148 |
$1,112 |
$1,035 |
Amount Deferred |
$54 |
$0 |
$0 |
$1,113 |
$0 |
$223 |
$0 |
VP - Commodity Strategy Fund |
$1,013 |
$1,039 |
$1,214 |
$1,046 |
$1,079 |
$1,046 |
$973 |
Amount Deferred |
$51 |
$0 |
$0 |
$1,046 |
$0 |
$209 |
$0 |
VP - Conservative Portfolio |
$1,775 |
$1,822 |
$2,130 |
$1,833 |
$1,891 |
$1,833 |
$1,705 |
Amount Deferred |
$89 |
$0 |
$0 |
$1,833 |
$0 |
$367 |
$0 |
VP - Contrarian Core Fund |
$2,214 |
$2,273 |
$2,655 |
$2,287 |
$2,359 |
$2,287 |
$2,128 |
Amount Deferred |
$111 |
$0 |
$0 |
$2,287 |
$0 |
$457 |
$0 |
VP - Core Equity Fund |
$1,078 |
$1,106 |
$1,292 |
$1,113 |
$1,148 |
$1,113 |
$1,036 |
Amount Deferred |
$54 |
$0 |
$0 |
$1,113 |
$0 |
$223 |
$0 |
VP - Disciplined Core Fund |
$4,503 |
$4,621 |
$5,399 |
$4,651 |
$4,798 |
$4,651 |
$4,327 |
Amount Deferred |
$225 |
$0 |
$0 |
$4,651 |
$0 |
$930 |
$0 |
VP - Dividend Opportunity Fund |
$1,754 |
$1,800 |
$2,104 |
$1,812 |
$1,869 |
$1,812 |
$1,685 |
Amount Deferred |
$88 |
$0 |
$0 |
$1,812 |
$0 |
$362 |
$0 |
VP - Emerging Markets Bond Fund |
$1,290 |
$1,323 |
$1,547 |
$1,332 |
$1,374 |
$1,332 |
$1,239 |
Amount Deferred |
$65 |
$0 |
$0 |
$1,332 |
$0 |
$266 |
$0 |
VP - Emerging Markets Fund |
$1,132 |
$1,162 |
$1,358 |
$1,169 |
$1,206 |
$1,169 |
$1,088 |
Amount Deferred |
$57 |
$0 |
$0 |
$1,169 |
$0 |
$234 |
$0 |
VP - Global Strategic Income Fund |
$973 |
$999 |
$1,167 |
$1,005 |
$1,036 |
$1,005 |
$935 |
Amount Deferred |
$49 |
$0 |
$0 |
$1,005 |
$0 |
$201 |
$0 |
VP - Government Money Market Fund |
$1,368 |
$1,404 |
$1,640 |
$1,413 |
$1,457 |
$1,413 |
$1,314 |
Amount Deferred |
$68 |
$0 |
$0 |
$1,413 |
$0 |
$283 |
$0 |
VP - High Yield Bond Fund |
$1,161 |
$1,192 |
$1,392 |
$1,199 |
$1,237 |
$1,199 |
$1,116 |
Amount Deferred |
$58 |
$0 |
$0 |
$1,199 |
$0 |
$240 |
$0 |
VP - Income Opportunities Fund |
$1,037 |
$1,064 |
$1,244 |
$1,071 |
$1,105 |
$1,071 |
$996 |
Amount Deferred |
$52 |
$0 |
$0 |
$1,071 |
$0 |
$214 |
$0 |
VP - Intermediate Bond Fund |
$4,224 |
$4,335 |
$5,066 |
$4,363 |
$4,500 |
$4,362 |
$4,058 |
Amount Deferred |
$211 |
$0 |
$0 |
$4,363 |
$0 |
$872 |
$0 |
VP - Large Cap Growth Fund |
$3,014 |
$3,094 |
$3,614 |
$3,113 |
$3,211 |
$3,112 |
$2,897 |
Amount Deferred |
$151 |
$0 |
$0 |
$3,113 |
$0 |
$622 |
$0 |
VP - Large Cap Index Fund |
$2,532 |
$2,599 |
$3,034 |
$2,615 |
$2,697 |
$2,615 |
$2,434 |
Amount Deferred |
$127 |
$0 |
$0 |
$2,615 |
$0 |
$523 |
$0 |
VP - Limited Duration Credit Fund |
$1,724 |
$1,769 |
$2,068 |
$1,781 |
$1,837 |
$1,780 |
$1,656 |
Amount Deferred |
$86 |
$0 |
$0 |
$1,781 |
$0 |
$356 |
$0 |
VP - Long Government/Credit Bond Fund |
$2,359 |
$2,422 |
$2,834 |
$2,437 |
$2,514 |
$2,437 |
$2,267 |
Amount Deferred |
$118 |
$0 |
$0 |
$2,437 |
$0 |
$487 |
$0 |
VP - Managed Risk Fund |
$1,120 |
$1,149 |
$1,343 |
$1,157 |
$1,193 |
$1,156 |
$1,076 |
Amount Deferred |
$56 |
$0 |
$0 |
$1,157 |
$0 |
$231 |
$0 |
VP - Managed Risk U.S. Fund |
$1,264 |
$1,298 |
$1,516 |
$1,306 |
$1,347 |
$1,306 |
$1,215 |
Amount Deferred |
$63 |
$0 |
$0 |
$1,306 |
$0 |
$261 |
$0 |
VP - MFS Value Fund |
$2,289 |
$2,348 |
$2,747 |
$2,364 |
$2,438 |
$2,364 |
$2,198 |
Amount Deferred |
$114 |
$0 |
$0 |
$2,364 |
$0 |
$473 |
$0 |
Fund |
Aggregate Compensation from Fund Independent Trustees | ||||||
Batejan(a) |
Blatz |
Carlton(b) |
Carrig(c) |
Connaughton |
Darragh(d) |
Flynn(e) | |
VP - Moderate Portfolio |
$14,465 |
$14,842 |
$17,347 |
$14,939 |
$15,412 |
$14,938 |
$13,896 |
Amount Deferred |
$723 |
$0 |
$0 |
$14,939 |
$0 |
$2,988 |
$0 |
VP - Moderately Aggressive Portfolio |
$6,533 |
$6,704 |
$7,833 |
$6,747 |
$6,961 |
$6,747 |
$6,276 |
Amount Deferred |
$327 |
$0 |
$0 |
$6,747 |
$0 |
$1,349 |
$0 |
VP - Moderately Conservative Portfolio |
$3,031 |
$3,110 |
$3,636 |
$3,130 |
$3,229 |
$3,130 |
$2,912 |
Amount Deferred |
$152 |
$0 |
$0 |
$3,130 |
$0 |
$626 |
$0 |
VP - MV Conservative Fund |
$1,483 |
$1,522 |
$1,780 |
$1,532 |
$1,580 |
$1,532 |
$1,425 |
Amount Deferred |
$74 |
$0 |
$0 |
$1,532 |
$0 |
$306 |
$0 |
VP - MV Conservative Growth Fund |
$2,078 |
$2,133 |
$2,493 |
$2,147 |
$2,214 |
$2,146 |
$1,997 |
Amount Deferred |
$104 |
$0 |
$0 |
$2,147 |
$0 |
$429 |
$0 |
VP - MV Growth Fund |
$11,468 |
$11,767 |
$13,749 |
$11,843 |
$12,218 |
$11,842 |
$11,017 |
Amount Deferred |
$573 |
$0 |
$0 |
$11,843 |
$0 |
$2,369 |
$0 |
VP - MV Moderate Growth Fund |
$12,933 |
$13,270 |
$15,512 |
$13,356 |
$13,779 |
$13,356 |
$12,424 |
Amount Deferred |
$647 |
$0 |
$0 |
$13,356 |
$0 |
$2,671 |
$0 |
VP - Overseas Core Fund |
$4,365 |
$4,479 |
$5,234 |
$4,508 |
$4,651 |
$4,508 |
$4,193 |
Amount Deferred |
$218 |
$0 |
$0 |
$4,508 |
$0 |
$902 |
$0 |
VP - Partners Core Bond Fund |
$5,652 |
$5,799 |
$6,778 |
$5,837 |
$6,021 |
$5,837 |
$5,429 |
Amount Deferred |
$283 |
$0 |
$0 |
$5,837 |
$0 |
$1,167 |
$0 |
VP - Partners Core Equity Fund |
$3,541 |
$3,635 |
$4,245 |
$3,658 |
$3,773 |
$3,657 |
$3,403 |
Amount Deferred |
$177 |
$0 |
$0 |
$3,658 |
$0 |
$731 |
$0 |
VP - Partners International Core Equity Fund |
$2,685 |
$2,756 |
$3,221 |
$2,774 |
$2,861 |
$2,773 |
$2,580 |
Amount Deferred |
$134 |
$0 |
$0 |
$2,774 |
$0 |
$555 |
$0 |
VP - Partners International Growth Fund |
$2,134 |
$2,190 |
$2,559 |
$2,204 |
$2,273 |
$2,204 |
$2,050 |
Amount Deferred |
$107 |
$0 |
$0 |
$2,204 |
$0 |
$441 |
$0 |
VP - Partners International Value Fund |
$2,255 |
$2,314 |
$2,703 |
$2,328 |
$2,403 |
$2,329 |
$2,167 |
Amount Deferred |
$113 |
$0 |
$0 |
$2,328 |
$0 |
$466 |
$0 |
VP - Partners Small Cap Growth Fund |
$1,440 |
$1,477 |
$1,727 |
$1,487 |
$1,534 |
$1,487 |
$1,383 |
Amount Deferred |
$72 |
$0 |
$0 |
$1,487 |
$0 |
$297 |
$0 |
VP - Partners Small Cap Value Fund |
$1,471 |
$1,509 |
$1,763 |
$1,519 |
$1,567 |
$1,519 |
$1,413 |
Amount Deferred |
$74 |
$0 |
$0 |
$1,519 |
$0 |
$304 |
$0 |
VP - Principal Blue Chip Growth Fund |
$2,961 |
$3,040 |
$3,547 |
$3,058 |
$3,155 |
$3,058 |
$2,847 |
Amount Deferred |
$148 |
$0 |
$0 |
$3,058 |
$0 |
$612 |
$0 |
VP - Select Large Cap Equity Fund |
$3,927 |
$4,031 |
$4,711 |
$4,057 |
$4,184 |
$4,056 |
$3,775 |
Amount Deferred |
$196 |
$0 |
$0 |
$4,057 |
$0 |
$811 |
$0 |
VP - Select Large Cap Value Fund |
$2,836 |
$2,910 |
$3,404 |
$2,929 |
$3,022 |
$2,929 |
$2,724 |
Amount Deferred |
$142 |
$0 |
$0 |
$2,929 |
$0 |
$586 |
$0 |
VP - Select Mid Cap Growth Fund |
$1,325 |
$1,360 |
$1,589 |
$1,368 |
$1,412 |
$1,368 |
$1,273 |
Amount Deferred |
$66 |
$0 |
$0 |
$1,368 |
$0 |
$274 |
$0 |
VP - Select Mid Cap Value Fund |
$1,164 |
$1,195 |
$1,396 |
$1,202 |
$1,240 |
$1,202 |
$1,118 |
Amount Deferred |
$58 |
$0 |
$0 |
$1,202 |
$0 |
$240 |
$0 |
VP - Select Small Cap Value Fund |
$991 |
$1,017 |
$1,188 |
$1,023 |
$1,056 |
$1,023 |
$952 |
Amount Deferred |
$50 |
$0 |
$0 |
$1,023 |
$0 |
$205 |
$0 |
VP - Seligman Global Technology Fund |
$1,018 |
$1,045 |
$1,221 |
$1,051 |
$1,084 |
$1,051 |
$978 |
Amount Deferred |
$51 |
$0 |
$0 |
$1,051 |
$0 |
$210 |
$0 |
VP - Small Cap Value Fund |
$1,394 |
$1,430 |
$1,671 |
$1,439 |
$1,485 |
$1,439 |
$1,339 |
Amount Deferred |
$70 |
$0 |
$0 |
$1,439 |
$0 |
$288 |
$0 |
VP - Small Company Growth Fund |
$1,174 |
$1,205 |
$1,407 |
$1,212 |
$1,251 |
$1,212 |
$1,128 |
Amount Deferred |
$59 |
$0 |
$0 |
$1,212 |
$0 |
$242 |
$0 |
VP - Strategic Income Fund |
$1,036 |
$1,063 |
$1,242 |
$1,070 |
$1,103 |
$1,070 |
$995 |
Amount Deferred |
$52 |
$0 |
$0 |
$1,070 |
$0 |
$214 |
$0 |
Fund |
Aggregate Compensation from Fund Independent Trustees | ||||||
Batejan(a) |
Blatz |
Carlton(b) |
Carrig(c) |
Connaughton |
Darragh(d) |
Flynn(e) | |
VP - TCW Core Plus Bond Fund |
$3,912 |
$4,013 |
$4,692 |
$4,040 |
$4,167 |
$4,040 |
$3,757 |
Amount Deferred |
$196 |
$0 |
$0 |
$4,040 |
$0 |
$808 |
$0 |
VP - T. Rowe Price Large Cap Value Fund |
$2,573 |
$2,639 |
$3,087 |
$2,657 |
$2,741 |
$2,657 |
$2,471 |
Amount Deferred |
$129 |
$0 |
$0 |
$2,657 |
$0 |
$531 |
$0 |
VP - U.S. Flexible Conservative Growth Fund |
$1,205 |
$1,237 |
$1,445 |
$1,245 |
$1,284 |
$1,244 |
$1,158 |
Amount Deferred |
$60 |
$0 |
$0 |
$1,245 |
$0 |
$249 |
$0 |
VP - U.S. Flexible Growth Fund |
$4,498 |
$4,616 |
$5,392 |
$4,646 |
$4,792 |
$4,645 |
$4,322 |
Amount Deferred |
$225 |
$0 |
$0 |
$4,646 |
$0 |
$929 |
$0 |
VP - U.S. Flexible Moderate Growth Fund |
$2,771 |
$2,844 |
$3,322 |
$2,862 |
$2,952 |
$2,861 |
$2,662 |
Amount Deferred |
$139 |
$0 |
$0 |
$2,862 |
$0 |
$572 |
$0 |
VP - U.S. Government Mortgage Fund |
$1,758 |
$1,804 |
$2,109 |
$1,816 |
$1,873 |
$1,816 |
$1,689 |
Amount Deferred |
$88 |
$0 |
$0 |
$1,816 |
$0 |
$363 |
$0 |
VP - Victory Sycamore Established Value Fund |
$1,356 |
$1,391 |
$1,625 |
$1,400 |
$1,444 |
$1,400 |
$1,302 |
Amount Deferred |
$68 |
$0 |
$0 |
$1,400 |
$0 |
$280 |
$0 |
VP - Westfield Mid Cap Growth Fund |
$1,220 |
$1,252 |
$1,463 |
$1,260 |
$1,300 |
$1,260 |
$1,172 |
Amount Deferred |
$61 |
$0 |
$0 |
$1,260 |
$0 |
$252 |
$0 |
VP - Westfield Select Large Cap Growth Fund |
$2,259 |
$2,316 |
$2,685 |
$2,330 |
$2,406 |
$2,332 |
$2,170 |
Amount Deferred |
$113 |
$0 |
$0 |
$2,330 |
$0 |
$466 |
$0 |
Fund |
Aggregate Compensation from Fund Independent Trustees | ||||||
Gallagher(a) |
Hacker |
Lukitsh |
Moffett(b) |
Paglia(c) |
Trunow(d) |
Yeager(e) | |
For Funds with fiscal period ending December 31 | |||||||
VP - Aggressive Portfolio |
$3,191 |
$2,976 |
$3,074 |
$2,976 |
$2,976 |
$2,976 |
$3,093 |
Amount Deferred |
$1,595 |
$0 |
$0 |
$0 |
$0 |
$1,488 |
$1,546 |
VP - American Century Diversified Bond Fund |
$3,302 |
$3,079 |
$3,180 |
$3,079 |
$3,079 |
$3,079 |
$3,200 |
Amount Deferred |
$1,651 |
$0 |
$0 |
$0 |
$0 |
$1,540 |
$1,600 |
VP - Balanced Fund |
$2,260 |
$2,108 |
$2,178 |
$2,108 |
$2,108 |
$2,109 |
$2,191 |
Amount Deferred |
$1,130 |
$0 |
$0 |
$0 |
$0 |
$1,054 |
$1,095 |
VP - BlackRock Global Inflation-Protected Securities Fund |
$1,048 |
$977 |
$1,010 |
$977 |
$977 |
$977 |
$1,016 |
Amount Deferred |
$524 |
$0 |
$0 |
$0 |
$0 |
$489 |
$508 |
VP - CenterSquare Real Estate Fund |
$1,148 |
$1,070 |
$1,106 |
$1,070 |
$1,070 |
$1,070 |
$1,113 |
Amount Deferred |
$574 |
$0 |
$0 |
$0 |
$0 |
$535 |
$556 |
VP - Commodity Strategy Fund |
$1,079 |
$1,006 |
$1,039 |
$1,006 |
$1,006 |
$1,006 |
$1,046 |
Amount Deferred |
$539 |
$0 |
$0 |
$0 |
$0 |
$503 |
$523 |
VP - Conservative Portfolio |
$1,891 |
$1,763 |
$1,822 |
$1,764 |
$1,763 |
$1,764 |
$1,833 |
Amount Deferred |
$946 |
$0 |
$0 |
$0 |
$0 |
$882 |
$917 |
VP - Contrarian Core Fund |
$2,359 |
$2,200 |
$2,273 |
$2,200 |
$2,200 |
$2,200 |
$2,287 |
Amount Deferred |
$1,180 |
$0 |
$0 |
$0 |
$0 |
$1,100 |
$1,143 |
VP - Core Equity Fund |
$1,148 |
$1,071 |
$1,106 |
$1,071 |
$1,071 |
$1,071 |
$1,113 |
Amount Deferred |
$574 |
$0 |
$0 |
$0 |
$0 |
$536 |
$556 |
VP - Disciplined Core Fund |
$4,798 |
$4,474 |
$4,621 |
$4,474 |
$4,474 |
$4,474 |
$4,651 |
Amount Deferred |
$2,399 |
$0 |
$0 |
$0 |
$0 |
$2,237 |
$2,325 |
VP - Dividend Opportunity Fund |
$1,869 |
$1,743 |
$1,800 |
$1,743 |
$1,743 |
$1,743 |
$1,812 |
Amount Deferred |
$935 |
$0 |
$0 |
$0 |
$0 |
$871 |
$906 |
VP - Emerging Markets Bond Fund |
$1,374 |
$1,281 |
$1,323 |
$1,281 |
$1,281 |
$1,281 |
$1,332 |
Amount Deferred |
$687 |
$0 |
$0 |
$0 |
$0 |
$641 |
$666 |
VP - Emerging Markets Fund |
$1,206 |
$1,125 |
$1,162 |
$1,125 |
$1,125 |
$1,125 |
$1,169 |
Amount Deferred |
$603 |
$0 |
$0 |
$0 |
$0 |
$562 |
$585 |
VP - Global Strategic Income Fund |
$1,036 |
$967 |
$999 |
$967 |
$967 |
$967 |
$1,005 |
Amount Deferred |
$518 |
$0 |
$0 |
$0 |
$0 |
$483 |
$502 |
VP - Government Money Market Fund |
$1,457 |
$1,359 |
$1,404 |
$1,359 |
$1,359 |
$1,359 |
$1,412 |
Amount Deferred |
$729 |
$0 |
$0 |
$0 |
$0 |
$680 |
$706 |
VP - High Yield Bond Fund |
$1,237 |
$1,153 |
$1,192 |
$1,154 |
$1,154 |
$1,154 |
$1,199 |
Amount Deferred |
$618 |
$0 |
$0 |
$0 |
$0 |
$577 |
$599 |
VP - Income Opportunities Fund |
$1,105 |
$1,030 |
$1,064 |
$1,030 |
$1,030 |
$1,031 |
$1,071 |
Amount Deferred |
$552 |
$0 |
$0 |
$0 |
$0 |
$515 |
$535 |
VP - Intermediate Bond Fund |
$4,500 |
$4,196 |
$4,335 |
$4,196 |
$4,197 |
$4,197 |
$4,362 |
Amount Deferred |
$2,250 |
$0 |
$0 |
$0 |
$0 |
$2,098 |
$2,181 |
VP - Large Cap Growth Fund |
$3,211 |
$2,995 |
$3,094 |
$2,996 |
$2,995 |
$2,996 |
$3,112 |
Amount Deferred |
$1,605 |
$0 |
$0 |
$0 |
$0 |
$1,498 |
$1,556 |
VP - Large Cap Index Fund |
$2,698 |
$2,516 |
$2,599 |
$2,517 |
$2,516 |
$2,517 |
$2,615 |
Amount Deferred |
$1,349 |
$0 |
$0 |
$0 |
$0 |
$1,258 |
$1,307 |
VP - Limited Duration Credit Fund |
$1,837 |
$1,712 |
$1,769 |
$1,712 |
$1,713 |
$1,713 |
$1,780 |
Amount Deferred |
$918 |
$0 |
$0 |
$0 |
$0 |
$856 |
$890 |
VP - Long Government/Credit Bond Fund |
$2,514 |
$2,344 |
$2,422 |
$2,344 |
$2,344 |
$2,344 |
$2,437 |
Amount Deferred |
$1,257 |
$0 |
$0 |
$0 |
$0 |
$1,172 |
$1,219 |
VP - Managed Risk Fund |
$1,193 |
$1,112 |
$1,149 |
$1,113 |
$1,113 |
$1,113 |
$1,156 |
Amount Deferred |
$596 |
$0 |
$0 |
$0 |
$0 |
$556 |
$578 |
VP - Managed Risk U.S. Fund |
$1,347 |
$1,256 |
$1,298 |
$1,256 |
$1,256 |
$1,257 |
$1,306 |
Amount Deferred |
$674 |
$0 |
$0 |
$0 |
$0 |
$628 |
$653 |
VP - MFS Value Fund |
$2,438 |
$2,273 |
$2,348 |
$2,273 |
$2,273 |
$2,273 |
$2,363 |
Amount Deferred |
$1,219 |
$0 |
$0 |
$0 |
$0 |
$1,137 |
$1,182 |
Fund |
Aggregate Compensation from Fund Independent Trustees | ||||||
Gallagher(a) |
Hacker |
Lukitsh |
Moffett(b) |
Paglia(c) |
Trunow(d) |
Yeager(e) | |
VP - Moderate Portfolio |
$15,411 |
$14,369 |
$14,842 |
$14,369 |
$14,369 |
$14,369 |
$14,938 |
Amount Deferred |
$7,706 |
$0 |
$0 |
$0 |
$0 |
$7,185 |
$7,469 |
VP - Moderately Aggressive Portfolio |
$6,960 |
$6,490 |
$6,704 |
$6,490 |
$6,490 |
$6,490 |
$6,747 |
Amount Deferred |
$3,480 |
$0 |
$0 |
$0 |
$0 |
$3,245 |
$3,373 |
VP - Moderately Conservative Portfolio |
$3,229 |
$3,011 |
$3,110 |
$3,011 |
$3,011 |
$3,011 |
$3,130 |
Amount Deferred |
$1,615 |
$0 |
$0 |
$0 |
$0 |
$1,505 |
$1,565 |
VP - MV Conservative Fund |
$1,581 |
$1,474 |
$1,522 |
$1,474 |
$1,474 |
$1,474 |
$1,532 |
Amount Deferred |
$790 |
$0 |
$0 |
$0 |
$0 |
$737 |
$766 |
VP - MV Conservative Growth Fund |
$2,214 |
$2,065 |
$2,133 |
$2,065 |
$2,065 |
$2,065 |
$2,146 |
Amount Deferred |
$1,107 |
$0 |
$0 |
$0 |
$0 |
$1,033 |
$1,073 |
VP - MV Growth Fund |
$12,218 |
$11,392 |
$11,767 |
$11,392 |
$11,392 |
$11,392 |
$11,843 |
Amount Deferred |
$6,109 |
$0 |
$0 |
$0 |
$0 |
$5,696 |
$5,921 |
VP - MV Moderate Growth Fund |
$13,779 |
$12,847 |
$13,270 |
$12,847 |
$12,847 |
$12,846 |
$13,356 |
Amount Deferred |
$6,889 |
$0 |
$0 |
$0 |
$0 |
$6,423 |
$6,678 |
VP - Overseas Core Fund |
$4,651 |
$4,336 |
$4,479 |
$4,336 |
$4,336 |
$4,336 |
$4,509 |
Amount Deferred |
$2,326 |
$0 |
$0 |
$0 |
$0 |
$2,168 |
$2,254 |
VP - Partners Core Bond Fund |
$6,021 |
$5,614 |
$5,799 |
$5,614 |
$5,615 |
$5,615 |
$5,836 |
Amount Deferred |
$3,011 |
$0 |
$0 |
$0 |
$0 |
$2,807 |
$2,918 |
VP - Partners Core Equity Fund |
$3,773 |
$3,519 |
$3,635 |
$3,519 |
$3,519 |
$3,519 |
$3,657 |
Amount Deferred |
$1,886 |
$0 |
$0 |
$0 |
$0 |
$1,760 |
$1,829 |
VP - Partners International Core Equity Fund |
$2,861 |
$2,668 |
$2,756 |
$2,668 |
$2,668 |
$2,668 |
$2,773 |
Amount Deferred |
$1,431 |
$0 |
$0 |
$0 |
$0 |
$1,334 |
$1,387 |
VP - Partners International Growth Fund |
$2,273 |
$2,120 |
$2,190 |
$2,120 |
$2,121 |
$2,121 |
$2,203 |
Amount Deferred |
$1,137 |
$0 |
$0 |
$0 |
$0 |
$1,060 |
$1,102 |
VP - Partners International Value Fund |
$2,403 |
$2,240 |
$2,314 |
$2,241 |
$2,239 |
$2,240 |
$2,329 |
Amount Deferred |
$1,201 |
$0 |
$0 |
$0 |
$0 |
$1,120 |
$1,165 |
VP - Partners Small Cap Growth Fund |
$1,534 |
$1,430 |
$1,477 |
$1,430 |
$1,430 |
$1,430 |
$1,487 |
Amount Deferred |
$767 |
$0 |
$0 |
$0 |
$0 |
$715 |
$743 |
VP - Partners Small Cap Value Fund |
$1,567 |
$1,461 |
$1,509 |
$1,461 |
$1,461 |
$1,461 |
$1,519 |
Amount Deferred |
$784 |
$0 |
$0 |
$0 |
$0 |
$731 |
$760 |
VP - Principal Blue Chip Growth Fund |
$3,155 |
$2,943 |
$3,040 |
$2,943 |
$2,942 |
$2,943 |
$3,058 |
Amount Deferred |
$1,577 |
$0 |
$0 |
$0 |
$0 |
$1,472 |
$1,529 |
VP - Select Large Cap Equity Fund |
$4,184 |
$3,902 |
$4,031 |
$3,903 |
$3,902 |
$3,903 |
$4,056 |
Amount Deferred |
$2,092 |
$0 |
$0 |
$0 |
$0 |
$1,951 |
$2,028 |
VP - Select Large Cap Value Fund |
$3,022 |
$2,817 |
$2,910 |
$2,817 |
$2,817 |
$2,817 |
$2,929 |
Amount Deferred |
$1,511 |
$0 |
$0 |
$0 |
$0 |
$1,409 |
$1,465 |
VP - Select Mid Cap Growth Fund |
$1,412 |
$1,316 |
$1,360 |
$1,317 |
$1,316 |
$1,317 |
$1,368 |
Amount Deferred |
$706 |
$0 |
$0 |
$0 |
$0 |
$658 |
$684 |
VP - Select Mid Cap Value Fund |
$1,240 |
$1,156 |
$1,195 |
$1,157 |
$1,156 |
$1,157 |
$1,202 |
Amount Deferred |
$620 |
$0 |
$0 |
$0 |
$0 |
$578 |
$601 |
VP - Select Small Cap Value Fund |
$1,056 |
$984 |
$1,017 |
$985 |
$984 |
$985 |
$1,023 |
Amount Deferred |
$528 |
$0 |
$0 |
$0 |
$0 |
$492 |
$512 |
VP - Seligman Global Technology Fund |
$1,084 |
$1,011 |
$1,045 |
$1,012 |
$1,011 |
$1,012 |
$1,051 |
Amount Deferred |
$542 |
$0 |
$0 |
$0 |
$0 |
$506 |
$526 |
VP - Small Cap Value Fund |
$1,485 |
$1,385 |
$1,430 |
$1,385 |
$1,384 |
$1,384 |
$1,439 |
Amount Deferred |
$742 |
$0 |
$0 |
$0 |
$0 |
$692 |
$720 |
VP - Small Company Growth Fund |
$1,251 |
$1,166 |
$1,205 |
$1,166 |
$1,166 |
$1,166 |
$1,212 |
Amount Deferred |
$625 |
$0 |
$0 |
$0 |
$0 |
$583 |
$606 |
VP - Strategic Income Fund |
$1,103 |
$1,029 |
$1,063 |
$1,029 |
$1,029 |
$1,029 |
$1,069 |
Amount Deferred |
$552 |
$0 |
$0 |
$0 |
$0 |
$515 |
$535 |
VP - TCW Core Plus Bond Fund |
$4,168 |
$3,885 |
$4,013 |
$3,885 |
$3,886 |
$3,885 |
$4,039 |
Fund |
Aggregate Compensation from Fund Independent Trustees | ||||||
Gallagher(a) |
Hacker |
Lukitsh |
Moffett(b) |
Paglia(c) |
Trunow(d) |
Yeager(e) | |
Amount Deferred |
$2,084 |
$0 |
$0 |
$0 |
$0 |
$1,943 |
$2,020 |
VP - T. Rowe Price Large Cap Value Fund |
$2,741 |
$2,555 |
$2,639 |
$2,555 |
$2,555 |
$2,555 |
$2,657 |
Amount Deferred |
$1,371 |
$0 |
$0 |
$0 |
$0 |
$1,277 |
$1,328 |
VP - U.S. Flexible Conservative Growth Fund |
$1,284 |
$1,197 |
$1,237 |
$1,197 |
$1,197 |
$1,198 |
$1,244 |
Amount Deferred |
$642 |
$0 |
$0 |
$0 |
$0 |
$599 |
$622 |
VP - U.S. Flexible Growth Fund |
$4,792 |
$4,469 |
$4,616 |
$4,469 |
$4,469 |
$4,469 |
$4,645 |
Amount Deferred |
$2,396 |
$0 |
$0 |
$0 |
$0 |
$2,235 |
$2,322 |
VP - U.S. Flexible Moderate Growth Fund |
$2,952 |
$2,753 |
$2,844 |
$2,753 |
$2,753 |
$2,753 |
$2,861 |
Amount Deferred |
$1,476 |
$0 |
$0 |
$0 |
$0 |
$1,377 |
$1,431 |
VP - U.S. Government Mortgage Fund |
$1,873 |
$1,747 |
$1,804 |
$1,747 |
$1,747 |
$1,747 |
$1,816 |
Amount Deferred |
$937 |
$0 |
$0 |
$0 |
$0 |
$873 |
$908 |
VP - Victory Sycamore Established Value Fund |
$1,444 |
$1,347 |
$1,391 |
$1,347 |
$1,347 |
$1,347 |
$1,400 |
Amount Deferred |
$722 |
$0 |
$0 |
$0 |
$0 |
$673 |
$700 |
VP - Westfield Mid Cap Growth Fund |
$1,300 |
$1,212 |
$1,252 |
$1,212 |
$1,212 |
$1,212 |
$1,260 |
Amount Deferred |
$650 |
$0 |
$0 |
$0 |
$0 |
$606 |
$630 |
VP - Westfield Select Large Cap Growth Fund |
$2,406 |
$2,245 |
$2,316 |
$2,243 |
$2,245 |
$2,243 |
$2,333 |
Amount Deferred |
$1,203 |
$0 |
$0 |
$0 |
$0 |
$1,121 |
$1,166 |
|
Total Brokerage Commissions | ||
Fund |
2023 |
2022 |
2021 |
For Funds with fiscal period ending December 31 | |||
VP – Aggressive Portfolio |
$19,811 |
$1,502 |
$60,249 |
VP – American Century Diversified Bond Fund |
369,525 |
378,260 |
317,868 |
VP – Balanced Fund |
228,786 |
267,449 |
238,066 |
VP – BlackRock Global Inflation-Protected Securities Fund |
12,402 |
11,088 |
6,069 |
VP – CenterSquare Real Estate Fund |
116,152 |
159,610 |
230,337 |
VP – Commodity Strategy Fund |
80,015 |
88,021 |
100,092 |
|
Total Brokerage Commissions | ||
Fund |
2023 |
2022 |
2021 |
VP – Conservative Portfolio |
$6,192 |
$4,538 |
$19,748 |
VP – Contrarian Core Fund |
352,228 |
429,685 |
398,905 |
VP – Core Equity Fund |
44,921 |
50,273 |
47,989 |
VP – Disciplined Core Fund |
914,377 |
1,008,936 |
1,107,405 |
VP – Dividend Opportunity Fund |
315,260 |
237,428 |
296,713 |
VP – Emerging Markets Bond Fund |
0 |
191 |
1,740 |
VP – Emerging Markets Fund |
224,268 |
287,995 |
235,474 |
VP – Global Strategic Income Fund |
3,267 |
2,168 |
2,600 |
VP – Government Money Market Fund |
0 |
0 |
0 |
VP – High Yield Bond Fund |
0 |
0 |
0 |
VP – Income Opportunities Fund |
0 |
0 |
0 |
VP – Intermediate Bond Fund |
395,412 |
478,957 |
281,104 |
VP – Large Cap Growth Fund |
344,891 |
367,355 |
349,242 |
VP – Large Cap Index Fund |
5,166 |
6,983 |
14,834 |
VP – Limited Duration Credit Fund |
61,462 |
79,072 |
41,864 |
VP – Long Government/Credit Bond Fund |
91,564 |
75,803 |
62,635 |
VP – Managed Risk Fund |
24,591 |
46,905 |
25,938 |
VP – Managed Risk U.S. Fund |
30,186 |
44,504 |
15,762 |
VP – MFS Value Fund |
77,313 |
64,770 |
78,647 |
VP – Moderate Portfolio |
49,845 |
118,885 |
320,095 |
VP – Moderately Aggressive Portfolio |
71,990 |
31,545 |
182,781 |
VP – Moderately Conservative Portfolio |
18,784 |
4,039 |
33,402 |
VP – MV Conservative Fund |
49,492 |
49,149 |
34,163 |
VP – MV Conservative Growth Fund |
134,503 |
110,290 |
115,122 |
VP – MV Growth Fund |
2,261,109 |
1,505,454 |
1,814,041 |
VP – MV Moderate Growth Fund |
1,954,167 |
1,415,557 |
1,434,807 |
VP – Overseas Core Fund |
2,681,806 |
3,130,928 |
2,915,464 |
VP – Partners Core Bond Fund |
84,723 |
57,685 |
8,186 |
VP – Partners Core Equity Fund |
500,479 |
502,444 |
717,294 |
VP – Partners International Core Equity Fund |
272,657 |
515,166 |
767,098 |
VP – Partners International Growth Fund |
480,837 |
467,694 |
404,120 |
VP – Partners International Value Fund |
490,096 |
464,417 |
1,233,505 |
VP – Partners Small Cap Growth Fund |
313,879 |
256,008 |
391,937 |
VP – Partners Small Cap Value Fund |
285,468 |
274,688 |
658,294 |
VP – Principal Blue Chip Growth Fund |
185,665 |
735,574 |
154,811 |
VP – Select Large Cap Equity Fund |
774,499 |
687,837 |
872,020 |
VP – Select Large Cap Value Fund |
281,027 |
400,550 |
568,827 |
VP – Select Mid Cap Growth Fund |
511,367 |
140,581 |
233,752 |
VP – Select Mid Cap Value Fund |
43,821 |
50,922 |
94,284 |
VP – Select Small Cap Value Fund |
33,367 |
10,157 |
18,918 |
VP – Seligman Global Technology Fund |
40,072 |
25,015 |
39,676 |
VP – Small Cap Value Fund |
1,016,288 |
883,595 |
1,004,437 |
VP – Small Company Growth Fund |
515,893 |
246,613 |
300,149 |
|
Total Brokerage Commissions | ||
Fund |
2023 |
2022 |
2021 |
VP – Strategic Income Fund |
$25,396 |
$21,020 |
$16,141 |
VP – T. Rowe Price Large Cap Value Fund |
233,059 |
272,561 |
246,213 |
VP – TCW Core Plus Bond Fund |
115,623 |
104,940 |
56,812 |
VP – U.S. Flexible Conservative Growth Fund |
35,148 |
32,369 |
19,011 |
VP – U.S. Flexible Growth Fund |
698,675 |
374,734 |
381,095 |
VP – U.S. Flexible Moderate Growth Fund |
268,365 |
175,786 |
146,269 |
VP – U.S. Government Mortgage Fund |
70,701 |
29,372 |
42,716 |
VP – Victory Sycamore Established Value Fund |
129,048 |
150,105 |
228,701 |
VP – Westfield Mid Cap Growth Fund |
123,963 |
133,645 |
217,688 |
VP – Westfield Select Large Cap Growth Fund |
219,159 |
264,936 |
312,370 |
|
Broker |
Nature of Affiliation |
Aggregate dollar amount of commissions paid to broker |
Percent of aggregate brokerage commissions |
Percent of aggregate dollar amount of transactions involving payment of commissions |
Aggregate amount of commissions paid to broker |
Aggregate amount of commissions paid to broker |
Fund |
2023 |
2022 |
2021 | ||||
For Funds with fiscal period ending December 31 | |||||||
VP - BlackRock Global Inflation- Protected Securities Fund |
BofA Securities, Inc |
(1) |
$0 |
0.00% |
0.00% |
$33 |
$0 |
VP - CenterSquare Real Estate Fund |
BofA Securities, Inc |
(1) |
$1,674 |
1.44% |
1.20% |
$4,430 |
$6,661 |
VP - Partners Core Equity Fund |
BofA Securities, Inc |
(1) |
$1,683 |
0.34% |
0.36% |
$184 |
$1,973 |
VP - Partners International Core Equity Fund |
BofA Securities, Inc |
(1) |
$0 |
0.00% |
0.00% |
$57 |
$0 |
VP - Partners Small Cap Growth Fund |
BofA Securities, Inc |
(1) |
$1,540 |
0.49% |
0.40% |
$0 |
$2,046 |
VP - Partners Small Cap Value Fund |
BofA Securities, Inc |
(1) |
$767 |
0.27% |
0.11% |
$0 |
$215 |
VP - Principal Blue Chip Growth Fund |
BofA Securities, Inc |
(1) |
$738 |
0.40% |
0.36% |
$117 |
$0 |
VP - T. Rowe Price Large Cap Value Fund |
BofA Securities, Inc |
(1) |
$2,835 |
1.22% |
0.41% |
$1,339 |
$16,957 |
VP - Westfield Mid Cap Growth Fund |
BofA Securities, Inc |
(1) |
$3,392 |
2.74% |
4.82% |
$0 |
$0 |
VP - Westfield Select Large Cap Growth Fund |
BofA Securities, Inc |
(1) |
$29,403 |
13.42% |
9.78% |
$8,052 |
$14,467 |
|
Brokerage directed for research | |
Fund |
Amount of Transactions |
Amount of Commissions Imputed or Paid |
For Funds with fiscal period ending December 31 | ||
VP – Aggressive Portfolio |
$0 |
$0 |
VP – American Century Diversified Bond Fund |
0 |
0 |
VP – Balanced Fund |
399,247,617 |
65,327 |
VP – BlackRock Global Inflation-Protected Securities Fund |
0 |
0 |
VP – CenterSquare Real Estate Fund |
83,344,204 |
22,811 |
VP – Commodity Strategy Fund |
0 |
0 |
VP – Conservative Portfolio |
0 |
0 |
VP – Contrarian Core Fund |
725,471,458 |
118,799 |
VP – Core Equity Fund |
80,251,264 |
10,769 |
VP – Disciplined Core Fund |
1,595,136,359 |
214,726 |
VP – Dividend Opportunity Fund |
466,292,339 |
73,829 |
VP – Emerging Markets Bond Fund |
0 |
0 |
VP – Emerging Markets Fund |
17,324,924 |
24,237 |
VP – Global Strategic Income Fund |
0 |
0 |
VP – Government Money Market Fund |
0 |
0 |
VP – High Yield Bond Fund |
0 |
0 |
VP – Income Opportunities Fund |
0 |
0 |
VP – Intermediate Bond Fund |
0 |
0 |
VP – Large Cap Growth Fund |
1,134,589,537 |
89,165 |
VP – Large Cap Index Fund |
0 |
0 |
VP – Limited Duration Credit Fund |
0 |
0 |
VP – Long Government/Credit Bond Fund |
0 |
0 |
VP – Managed Risk Fund |
1,338,162 |
75 |
VP – Managed Risk U.S. Fund |
0 |
0 |
VP – MFS Value Fund |
442,003,257 |
62,428 |
VP – Moderate Portfolio |
0 |
0 |
VP – Moderately Aggressive Portfolio |
0 |
0 |
VP – Moderately Conservative Portfolio |
0 |
0 |
VP – MV Conservative Fund |
6,540,052 |
810 |
VP – MV Conservative Growth Fund |
4,832,423 |
1,035 |
VP – MV Growth Fund |
89,172,527 |
16,020 |
|
Brokerage directed for research | |
Fund |
Amount of Transactions |
Amount of Commissions Imputed or Paid |
VP – MV Moderate Growth Fund |
$110,822,480 |
$21,000 |
VP – Overseas Core Fund |
1,421,199,415 |
857,449 |
VP – Partners Core Bond Fund |
0 |
0 |
VP – Partners Core Equity Fund |
0 |
0 |
VP – Partners International Core Equity Fund |
0 |
0 |
VP – Partners International Growth Fund |
17,638,368 |
13,386 |
VP – Partners International Value Fund |
330,343,138 |
264,683 |
VP – Partners Small Cap Growth Fund |
392,826,759 |
197,409 |
VP – Partners Small Cap Value Fund |
212,091,301 |
122,166 |
VP – Principal Blue Chip Growth Fund |
777,259,804 |
117,929 |
VP – Select Large Cap Equity Fund |
1,687,432,905 |
187,727 |
VP – Select Large Cap Value Fund |
302,238,587 |
75,944 |
VP – Select Mid Cap Growth Fund |
1,199,204,941 |
195,730 |
VP – Select Mid Cap Value Fund |
22,048,917 |
7,725 |
VP – Select Small Cap Value Fund |
20,707,637 |
8,807 |
VP – Seligman Global Technology Fund |
41,486,737 |
10,141 |
VP – Small Cap Value Fund |
234,378,119 |
170,117 |
VP – Small Company Growth Fund |
507,227,120 |
181,188 |
VP – Strategic Income Fund |
0 |
0 |
VP – T. Rowe Price Large Cap Value Fund |
0 |
0 |
VP – TCW Core Plus Bond Fund |
0 |
0 |
VP – U.S. Flexible Conservative Growth Fund |
0 |
0 |
VP – U.S. Flexible Growth Fund |
16,584,654 |
2,775 |
VP – U.S. Flexible Moderate Growth Fund |
8,883,571 |
1,500 |
VP – U.S. Government Mortgage Fund |
0 |
0 |
VP – Victory Sycamore Established Value Fund |
296,457,195 |
76,488 |
VP – Westfield Mid Cap Growth Fund |
287,541,918 |
39,020 |
VP – Westfield Select Large Cap Growth Fund |
264,155,579 |
29,096 |
Fund |
Issuer |
Value of securities owned at end of fiscal period |
For Funds with fiscal period ending December 31, 2023 | ||
VP – Aggressive Portfolio |
None |
N/A |
VP – American Century Diversified Bond Fund |
Bank of America Corp. |
$16,391,023 |
Bank of Montreal |
$1,758,885 | |
Barclays PLC |
$2,524,389 | |
Citigroup, Inc. |
$12,350,282 | |
Goldman Sachs Group, Inc. (The) |
$8,870,853 | |
JPMorgan Chase & Co. |
$13,725,941 | |
JPMorgan Chase Bank NA |
$2,751,729 | |
Morgan Stanley |
$12,772,587 | |
Wells Fargo & Co. |
$8,268,537 | |
Wells Fargo Bank NA |
$4,962,636 | |
VP – Balanced Fund |
Bank of America Corp. |
$16,817,596 |
Citigroup, Inc. |
$1,962,909 | |
Goldman Sachs Group, Inc. (The) |
$3,063,756 | |
JPMorgan Chase & Co. |
$20,650,398 | |
Morgan Stanley |
$5,104,490 | |
Wells Fargo & Co. |
$14,675,041 | |
VP – BlackRock Global Inflation-Protected Securities Fund |
Goldman Sachs Group, Inc. (The) |
$90,270 |
JPMorgan Chase & Co. |
$90,025 | |
Morgan Stanley |
$135,466 | |
Wells Fargo & Co. |
$135,233 | |
VP – CenterSquare Real Estate Fund |
None |
N/A |
VP – Commodity Strategy Fund |
Bank of America Corp. |
$776,085 |
Goldman Sachs Group, Inc. (The) |
$698,355 | |
JPMorgan Chase & Co. |
$833,383 | |
Morgan Stanley |
$770,284 | |
Royal Bank of Canada |
$400,104 | |
Toronto-Dominion Bank (The) |
$425,137 | |
Wells Fargo & Co. |
$808,785 | |
VP – Conservative Portfolio |
None |
N/A |
VP – Contrarian Core Fund |
JPMorgan Chase & Co. |
$23,259,644 |
Wells Fargo & Co. |
$14,043,106 | |
VP – Core Equity Fund |
Wells Fargo & Co. |
$3,073,543 |
VP – Disciplined Core Fund |
Wells Fargo & Co. |
$58,251,919 |
VP – Dividend Opportunity Fund |
Goldman Sachs Group, Inc. (The) |
$15,893,724 |
JPMorgan Chase & Co. |
$40,824,000 | |
VP – Emerging Markets Bond Fund |
None |
N/A |
VP – Emerging Markets Fund |
None |
N/A |
VP – Global Strategic Income Fund |
Bank of America Corp. |
$1,155,321 |
Citigroup, Inc. |
$241,663 | |
Goldman Sachs Group, Inc. (The) |
$184,740 | |
JPMorgan Chase & Co. |
$967,708 | |
Morgan Stanley |
$299,171 | |
Wells Fargo & Co. |
$383,711 | |
VP – Government Money Market Fund |
None |
N/A |
VP – High Yield Bond Fund |
None |
N/A |
VP – Income Opportunities Fund |
None |
N/A |
Fund |
Issuer |
Value of securities owned at end of fiscal period |
VP – Intermediate Bond Fund |
Bank of America Corp. |
$56,945,122 |
Citigroup, Inc. |
$14,834,847 | |
Goldman Sachs Group, Inc. (The) |
$20,855,557 | |
JPMorgan Chase & Co. |
$42,731,172 | |
Morgan Stanley |
$24,579,362 | |
Wells Fargo & Co. |
$48,177,071 | |
VP – Large Cap Growth Fund |
None |
N/A |
VP – Large Cap Index Fund |
Goldman Sachs Group, Inc. (The) |
$5,796,580 |
JPMorgan Chase & Co. |
$22,658,341 | |
Morgan Stanley |
$5,430,041 | |
VP – Limited Duration Credit Fund |
Bank of America Corp. |
$38,178,183 |
Goldman Sachs Group, Inc. (The) |
$10,400,169 | |
HSBC Holdings PLC |
$10,136,522 | |
JPMorgan Chase & Co. |
$28,084,042 | |
Morgan Stanley |
$28,308,822 | |
Wells Fargo & Co. |
$25,154,071 | |
VP – Long Government/Credit Bond Fund |
Bank of America Corp. |
$23,700,852 |
Citigroup, Inc. |
$12,792,122 | |
Goldman Sachs Group, Inc. (The) |
$18,043,817 | |
JPMorgan Chase & Co. |
$8,430,286 | |
Morgan Stanley |
$13,036,289 | |
Wells Fargo & Co. |
$16,753,273 | |
VP – Managed Risk Fund |
None |
N/A |
VP – Managed Risk U.S. Fund |
None |
N/A |
VP – MFS Value Fund |
Citigroup, Inc. |
$18,860,733 |
JPMorgan Chase & Co. |
$63,607,364 | |
Morgan Stanley |
$28,552,124 | |
VP – Moderate Portfolio |
None |
N/A |
VP – Moderately Aggressive Portfolio |
None |
N/A |
VP – Moderately Conservative Portfolio |
None |
N/A |
VP – MV Conservative Fund |
None |
N/A |
VP – MV Conservative Growth Fund |
None |
N/A |
VP – MV Growth Fund |
None |
N/A |
VP – MV Moderate Growth Fund |
Bank of America Corp. |
$1,367,447 |
Citigroup, Inc. |
$768,550 | |
Goldman Sachs Group, Inc. (The) |
$1,065,609 | |
JPMorgan Chase & Co. |
$557,006 | |
Morgan Stanley |
$731,160 | |
Wells Fargo & Co. |
$1,044,532 | |
VP – Overseas Core Fund |
UBS AG |
$27,403,338 |
VP – Partners Core Bond Fund |
Bank of America Corp. |
$50,457,112 |
Barclays PLC |
$8,667,991 | |
Citibank, NA |
$4,709,051 | |
Citigroup, Inc. |
$16,565,248 | |
Deutsche Bank AG |
$3,809,826 | |
Goldman Sachs Group, Inc. (The) |
$18,329,817 | |
HSBC Holdings PLC |
$20,548,084 | |
Mizuho Financial Group, Inc. |
$919,155 | |
Morgan Stanley |
$27,430,950 | |
Wells Fargo & Co. |
$28,451,006 |
Fund |
Issuer |
Value of securities owned at end of fiscal period |
VP – Partners Core Equity Fund |
Goldman Sachs Group, Inc. (The) |
$12,696,462 |
JPMorgan Chase & Co. |
$24,435,375 | |
Morgan Stanley |
$34,823,746 | |
VP – Partners International Core Equity Fund |
None |
N/A |
VP – Partners International Growth Fund |
None |
N/A |
VP – Partners International Value Fund |
None |
N/A |
VP – Partners Small Cap Growth Fund |
None |
N/A |
VP – Partners Small Cap Value Fund |
None |
N/A |
VP – Principal Blue Chip Growth Fund |
None |
N/A |
VP – Select Large Cap Equity Fund |
None |
N/A |
VP – Select Large Cap Value Fund |
Citigroup, Inc. |
$49,015,273 |
JPMorgan Chase & Co. |
$55,313,118 | |
Morgan Stanley |
$38,638,604 | |
VP – Select Mid Cap Growth Fund |
None |
N/A |
VP – Select Mid Cap Value Fund |
None |
N/A |
VP – Select Small Cap Value Fund |
None |
N/A |
VP – Seligman Global Technology Fund |
None |
N/A |
VP – Small Cap Value Fund |
None |
N/A |
VP – Small Company Growth Fund |
None |
N/A |
VP – Strategic Income Fund |
Bank of America Corp. |
$2,788,983 |
Citigroup, Inc. |
$444,642 | |
Goldman Sachs Group, Inc. (The) |
$975,197 | |
JPMorgan Chase & Co. |
$1,787,550 | |
Morgan Stanley |
$1,388,490 | |
Wells Fargo & Co. |
$2,431,191 | |
VP – T. Rowe Price Large Cap Value Fund |
Citigroup, Inc. |
$7,355,920 |
VP – TCW Core Plus Bond Fund |
Citigroup, Inc. |
$13,239,334 |
Goldman Sachs Group, Inc. (The) |
$20,056,863 | |
JPMorgan Chase & Co. |
$26,641,278 | |
Morgan Stanley |
$14,700,151 | |
Wells Fargo & Co. |
$26,658,778 | |
VP – U.S. Flexible Conservative Growth Fund |
None |
N/A |
VP – U.S. Flexible Growth Fund |
None |
N/A |
VP – U.S. Flexible Moderate Growth Fund |
None |
N/A |
VP – U.S. Government Mortgage Fund |
None |
N/A |
VP – Victory Sycamore Established Value Fund |
None |
N/A |
VP – Westfield Mid Cap Growth Fund |
None |
N/A |
VP – Westfield Select Large Cap Growth Fund |
None |
N/A |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
Recipients under arrangements with the Funds or Investment Manager: |
|
| ||
Abel Noser |
|
Used for evaluating and assessing trading activity, execution and practices. |
|
Quarterly |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
Allvue Systems Company |
|
Used for front office trading, bank loan analytics, and compliance. |
|
Daily |
Axioma Inc. |
|
Used as a hosted risk analytics platform designed for research, portfolio holdings, investment oversight and strategy development. |
|
Daily |
Bank of New York Mellon |
|
Used as the accounting system of record for ETFs. |
|
Daily |
BlackRock, Inc. |
|
Used for front office trading and analytics, back office settlements, portfolio accounting and reconciliations, collateral management, portfolio risk oversight, compliance mandate monitoring and portfolio performance calculations. |
|
Daily |
Bloomberg Finance L.P. |
|
Used for portfolio analytics, statistical analysis and independent research. Used for executing cleared swaps electronically. Used for executing fixed income trades. Used for evaluating and assessing trading activity, execution and practices in respect of market abuse regulatory requirements. |
|
Daily |
Bolger, Inc. |
|
Used for commercial printing. |
|
As Needed |
Bond Connect Company Limited |
|
Used for executing Chinese fixed income trades. |
|
Ad Hoc |
Boston Investors Communications Group, LLC |
|
Used for writing services that require disclosing portfolio holdings in advance of their dissemination to the general public. |
|
As Needed |
Capital Markets Services Group |
|
Used for intraday post-trade information when equity exposures (either via futures or options trades) are modified beyond certain limits for certain Funds. |
|
As Needed |
Castine LLC |
|
Used for facilitating the evaluation of commission rates and providing flexible commission reporting. |
|
Daily |
Catapult ME, Inc. |
|
Used for commercial printing. |
|
As Needed |
Citigroup, Inc. |
|
Used for mortgage decision support. |
|
Daily |
Compliance Solutions Strategies LLC |
|
Used for reporting returns and analytics to client facing materials. Used for data storage and as a transformation solution to support Enhanced Client Regulatory Reporting and Fund Detail reporting. Used as a form reporting solution to support the Alternative Investment Fund Managers Directive and Money Market Funds Regulation quarterly reporting obligations. Used as a data dissemination service to support the dissemination of industry standard templates to entities authorized by Columbia Threadneedle Investments. |
|
Monthly or Quarterly |
Deloitte Haskins & Sells, LLP |
|
Used for calculating foreign capital gains tax accruals irrespective of the tax lot relief method. |
|
Weekly |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
Donnelley Financial Solutions |
|
Used for providing EDGAR filing and typesetting services, and printing of prospectuses, factsheets, annual and semi-annual reports. |
|
As Needed |
DS Graphics, Inc. |
|
Used for printing of prospectuses, factsheets, annual and semi-annual reports. |
|
As Needed |
Depository Trust & Clearing Corporation |
|
Used for providing trade allocation and acceptance services. |
|
Daily |
Elevation Exhibits & Events |
|
Used for trade show exhibits. |
|
As Needed |
Equifax, Inc. |
|
Used for ensuring Columbia Management does not violate the Office of Foreign Assets Control sanction requirements. |
|
Daily |
Ernst & Young, LLP |
|
Used for analyzing passive foreign investment company investments. |
|
Monthly |
FactSet Research Systems, Inc. |
|
Used for calculating portfolio performance attribution, portfolio analytics, data for fundamental research, and general market news and analysis. Used for executing equity and convertible trades. |
|
Daily |
Fidelity National Information Services, Inc. |
|
Used as a portfolio accounting system. |
|
Daily |
FMR LLC |
|
Used for advertising review. |
|
Daily |
Harte-Hanks, Inc. |
|
Used for printing of prospectuses, factsheets, annual and semi-annual reports. |
|
As Needed |
ICE Data Indices, LLC |
|
Used for calculation and dissemination of ETF intraday indicative values. |
|
Daily |
Institutional Shareholder Services Inc. |
|
Used for proxy voting administration and research on proxy matters. |
|
Daily |
Intex Solutions Inc. |
|
Used for providing mortgage analytics. |
|
As Needed |
Investment Company Institute |
|
Disclosure of Form N-PORT data. |
|
As Needed |
Investortools, Inc. |
|
Used for municipal bond analytics, research, and decision support. |
|
As Needed |
JDP Marketing Services |
|
Used for writing Columbia Funds shareholder reports, quarterly fund commentaries and communications, including shareholder letters and management’s discussion of Columbia Funds’ performance. |
|
As Needed |
John Roberts, Inc. |
|
Used for commercial printing. |
|
As Needed |
Kessler Topaz Meltzer & Check, LLP |
|
Used for monitoring eligibility to participate in global litigation matters. |
|
Monthly |
Kynex, Inc. |
|
Used for providing portfolio attribution reports for Convertible Securities Fund. Used for portfolio analytics. |
|
Daily |
MarketAxess |
|
Used for executing fixed income trades. |
|
Daily |
Merrill Corporation |
|
Used for printing of prospectuses, factsheets, annual and semi-annual reports. |
|
As Needed |
Morningstar Investment Services, LLC |
|
Used for independent research and ranking of funds. Used for statistical analysis. |
|
As Needed |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
R. R. Donnelley & Sons Co. |
|
Used for printing of prospectuses, factsheets, annual and semi-annual reports. Used for commercial printing. |
|
As Needed |
Refinitiv |
|
Used for executing foreign currency exchange orders. Used for executing fixed income trades. |
|
Daily |
RegEd, Inc. |
|
Used for reviewing external and certain internal communications prior to dissemination. |
|
Daily |
SIX Group Services Ltd. |
|
Used as a trade repository authorized by the Swiss regulator to submit holdings supporting the SIX Financial Market Infrastructure Act derivative reporting requirement. |
|
Daily |
S.W.I.F.T. Scrl. |
|
Used for sending trade messages via SWIFT to custodian. |
|
Daily |
Taylor Impressions |
|
Used for commercial printing. |
|
As Needed |
TC ICAP |
|
Used for executing equity and fixed income trades. |
|
Daily |
Thomson Reuters Corp. |
|
Used for statistical analysis. |
|
As Needed |
Trepp, Inc. |
|
Used for insights about commercial mortgage-backed securities mortgage bonds. |
|
Daily |
Trumid Holdings, LLC |
|
Used for executing fixed income trades. |
|
Ad Hoc |
Virtu Financial |
|
Used for executing equity trades. |
|
Daily |
Visions, Inc. |
|
Used for commercial printing. |
|
As Needed |
Wilshire Associates, Inc. |
|
Used for providing performance attribution reporting. |
|
Daily |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
Recipients under arrangements with subadvisers: |
|
| ||
Abel Noser Corp. |
|
Used by certain subadvisers for transaction cost analysis and other analytics. |
|
Daily |
ACA Compliance Group |
|
Used by certain subadvisers for compliance and personal trade monitoring. Used by certain subadvisers for trade execution cost analysis. |
|
Daily |
Acadia |
|
Used by certain subadvisers for risk management services. |
|
Daily |
Alpha TBA Mortgage Master |
|
Used by certain subadvisers for confirming TBAs. |
|
Daily |
Axioma, Inc. |
|
Used by certain subadvisers for analytics and attribution analysis. |
|
Daily |
BestX Ltd |
|
Used by certain subadvisers for foreign exchange transaction cost analysis. |
|
Daily |
BizAnalytica |
|
Used by certain subadvisers for services and underlying infrastructure, for risk analytics functionality. |
|
Daily |
BlackRock, Inc. |
|
Used by certain subadvisers for analytical and statistical information. Used by certain subadvisers for order management and compliance. |
|
Daily |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
Bloomberg Finance L.P. |
|
Used by certain subadvisers for analytical, portfolio management, and statistical information. Used by certain subadvisers for compliance and personal trade monitoring. |
|
Daily |
BNY Mellon Corp. |
|
Used by certain subadvisers for middle- office functions. |
|
Daily |
Brown Brothers Harriman & Co. |
|
Used by certain subadvisers for electronic trade transmission and settlement. Used by certain subadvisers for corporate actions management. |
|
Daily |
Castine LLC |
|
Used by certain subadvisers for commission tracking. |
|
Daily |
Clearwater Analytics, LLC |
|
Used by certain subadvisers for client reporting. |
|
Daily |
CloudMargin Ltd. |
|
Used by certain subadvisers derivative operations team to process, reconcile and report daily collateral margin transactions with counterparties and custodian. |
|
Daily |
Commcise LLP |
|
Used by certain subadvisers for commission tracking. Used by certain subadvisers for data to increase operational efficiencies. |
|
Daily |
ComplySci |
|
Used by certain subadvisers for compliance and personal trade monitoring. |
|
Daily |
Eagle Investment Systems, LLC |
|
Used by certain subadvisers for portfolio accounting systems. |
|
Daily |
Electra Information Systems, Inc. |
|
Used by certain subadvisers for electronic reconciliations of portfolio holdings. |
|
Daily |
Equity Data Science |
|
Used by certain subadvisers for portfolio management |
|
Daily |
Eze Castle Software LLC |
|
Used by certain subadvisers for compliance and personal trade monitoring. |
|
Daily |
FactSet Research Systems, Inc. |
|
Used by certain subadvisers for analytical and statistical information. |
|
Daily |
FIS Brokerage Securities Services LLC |
|
Used by certain subadvisers for confirmation and settlement of bank loan trades. |
|
Daily |
FIS Financial Systems LLC |
|
Used by certain subadvisers for corporate actions management. Used by certain subadvisers for COE monitoring. |
|
Daily |
FundApps Ltd. |
|
Used by certain subadvisers for global regulatory shareholding disclosure. |
|
Daily |
FX Connect, LLC |
|
Used by certain subadvisers for foreign exchange derivatives reconciliation. |
|
Daily |
Global Trading Analytics, LLC |
|
Used by certain subadvisers for transaction cost analysis and other analytics. |
|
Daily |
Goldman Sachs & Co. |
|
Used by certain subadvisers for clearing treasury futures and swaps. |
|
Daily |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
Gresham Technologies plc |
|
Used by certain subadvisers for electronic reconciliations of portfolio holdings. |
|
Daily or Monthly |
GT Analytics |
|
Used by certain subadvisers for trade execution cost analysis. |
|
Daily |
ICE Data Services Inc. |
|
Used by certain subadvisers for liquidity reporting. |
|
Daily |
IHS Markit Ltd. |
|
Used by certain subadvisers for confirmation and settlement of bank loan trades. |
|
Daily |
Institutional Shareholder Services, Inc. |
|
Used by certain subadvisers for proxy voting administration and research services. |
|
Daily |
InvestCloud |
|
Used by certain subadvisers for client reporting. |
|
Daily |
J.P. Morgan |
|
Used by certain subadvisers for services and underlying infrastructure, for risk analytics functionality. |
|
Daily |
LightSpeed Data Solutions |
|
Used by certain subadvisers for compliance and personal trade monitoring. |
|
Daily |
LiquidNet, Inc. |
|
Used by certain subadvisers for commission tracking. |
|
Daily |
Microsoft Corporation |
|
Used by certain subadvisers for client reporting. |
|
Daily |
MSCI Barra Inc. |
|
Used by certain subadvisers for analytical and statistical information. Used by certain subadvisers for environmental, social and governance (ESG) and analytics information. |
|
Daily |
MyComplianceOffice Technologies, Inc. |
|
Used by certain subadvisers for compliance and personal trade monitoring. |
|
Daily |
Nex Group plc |
|
Used by certain subadvisers for daily reconciliations on collateral management. |
|
Daily |
Omgeo, LLC |
|
Used by certain subadvisers for trade monitoring, trade settlement, and for confirming TBAs. Used by certain subadvisers for trade execution and SWIFT transactions. Used by certain subadvisers for analytics. |
|
Daily |
Refinitiv |
|
Used by certain subadvisers for analytical and statistical information. |
|
Daily |
Salesforce |
|
Used by certain subadvisers for analytical and statistical information. Used by certain subadvisers for data to increase operational efficiencies. |
|
Daily |
SEI Investments Co. |
|
Used by certain subadvisers for portfolio accounting systems. |
|
Daily |
Seismic |
|
Used by certain subadvisers to create marketing material for use in client meetings |
|
Monthly |
SimCorp |
|
Used by certain subadvisers for portfolio accounting systems. |
|
Daily |
Identity of Recipient |
|
Conditions/restrictions on use of information |
|
Frequency of Disclosure |
SS&C Technologies, Inc. |
|
Used by certain subadvisers for portfolio accounting systems. Used by certain subadvisers for SWIFT messages from custodians to facilitate automated reconciliation. |
|
Daily |
StarCompliance LLC |
|
Used by certain subadvisers for compliance and personal trade monitoring. |
|
Daily |
State Street Bank and Trust Company |
|
Used by certain subadvisers for middle office functions. |
|
Daily |
State Street Corp. |
|
Used by certain subadvisers for order management and compliance. |
|
Daily |
STP Investment Services, LLC |
|
Used by certain subadvisers for custodian reconciliation. Used by certain subadvisers for portfolio accounting systems. |
|
Daily |
Tradeweb Markets LLC |
|
Used by certain subadvisers for confirming TBAs, treasuries and discount notes. |
|
Daily |
TriOptima AB |
|
Used by certain subadvisers for reconciliation services. |
|
Daily |
UnaVista Solutions |
|
Used by certain subadvisers for MiFID II transaction reporting. |
|
Daily |
VERMEG Co. |
|
Used by certain subadvisers for management of swap counterparty exposure. |
|
Daily |
Vermilion Software Ltd |
|
Used by certain subadvisers for analytical and statistical information. |
|
Monthly |
Virtu Financial, Inc. |
|
Used by certain subadvisers for transaction cost analysis and other analytics. |
|
Daily or Monthly |
Fund |
Total Capital Loss Carryovers |
Amount not Expiring | |
Short-term |
Long-term | ||
For Funds with fiscal period ending December 31 | |||
VP – American Century Diversified Bond Fund |
$411,342,718 |
$223,379,758 |
$187,962,960 |
VP – BlackRock Global Inflation-Protected Securities Fund |
$7,218,042 |
$4,326,977 |
$2,891,065 |
VP – CenterSquare Real Estate Fund |
$4,180,010 |
$65,774 |
$4,114,236 |
VP – Commodity Strategy Fund |
$564,762 |
$0 |
$564,762 |
VP – Emerging Markets Bond Fund |
$54,837,734 |
$15,917,180 |
$38,920,554 |
VP – Emerging Markets Fund |
$31,069,417 |
$19,872,234 |
$11,197,183 |
VP – Global Strategic Income Fund |
$10,630,415 |
$2,337,703 |
$8,292,712 |
VP – Government Money Market Fund |
$3,894 |
$3,894 |
$0 |
VP – High Yield Bond Fund |
$16,148,381 |
$4,003,991 |
$12,144,390 |
VP – Income Opportunities Fund |
$6,483,299 |
$1,344,501 |
$5,138,798 |
VP – Intermediate Bond Fund |
$498,754,642 |
$200,894,058 |
$297,860,584 |
VP – Limited Duration Credit Fund |
$62,983,835 |
$18,775,960 |
$44,207,875 |
VP – Long Government/Credit Bond Fund |
$259,730,963 |
$75,024,925 |
$184,706,038 |
VP – Overseas Core Fund |
$194,037,308 |
$24,695,994 |
$169,341,314 |
VP – Partners Core Bond Fund |
$526,882,765 |
$238,596,251 |
$288,286,514 |
VP – Partners International Core Equity Fund |
$150,577 |
$150,577 |
$0 |
VP – Partners International Growth Fund |
$72,063,052 |
$65,100,559 |
$6,962,493 |
VP – Partners International Value Fund |
$47,468,406 |
$0 |
$47,468,406 |
VP – Small Company Growth Fund |
$37,492,415 |
$16,654,310 |
$20,838,105 |
VP – Strategic Income Fund |
$10,219,969 |
$2,491,906 |
$7,728,063 |
VP – TCW Core Plus Bond Fund |
$470,477,985 |
$313,607,947 |
$156,870,038 |
VP – U.S. Government Mortgage Fund |
$68,812,797 |
$34,526,931 |
$34,285,866 |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
VP – Aggressive Portfolio |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
98.35% |
94.33% |
Class 2 |
94.78% | |||
Class 4 |
93.23% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.22% |
N/A |
Class 4 |
6.77% | |||
VP – American Century Diversified Bond Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
82.96% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
5.70% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
31.04% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
13.06% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
6.15% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
7.13% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
20.77% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
93.34% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.66% |
N/A |
VP – Balanced Fund |
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
10.55% |
N/A |
|
PROTECTIVE LIFE INSURANCE COMPANY PO BOX 2606 BIRMINGHAM AL 35202-2606 |
Class 2 |
8.38% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
94.84% |
90.59% |
Class 2 |
71.09% | |||
Class 3 |
92.79% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
5.14% |
N/A |
Class 2 |
9.70% | |||
Class 3 |
7.21% | |||
VP – BlackRock Global Inflation-Protected Securities Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
96.02% |
94.43% |
Class 2 |
93.61% | |||
Class 3 |
94.72% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.39% |
N/A |
Class 3 |
5.28% | |||
VP – CenterSquare Real Estate Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
84.26% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.00% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
50.92% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
27.31% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.16% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
94.94% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.06% |
N/A |
VP – Commodity Strategy Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
65.01% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.90% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
51.31% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
22.49% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
6.68% |
N/A |
|
LINCOLN LIFE INSURANCE COMPANY 1300 S CLINTON ST FORT WAYNE IN 46802-3518 |
Class 2 |
18.49% |
N/A |
|
NEW YORK LIFE INSURANCE & ANNUITY CORP ATTN CHRISTINE DEMPSEY 169 LACKAWANNA AVE PARSIPPANY NJ 07054-1087 |
Class 2 |
22.71% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
54.49% |
N/A |
VP – Conservative Portfolio |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
99.46% |
94.54% |
Class 2 |
94.81% | |||
Class 4 |
94.15% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.19% |
N/A |
Class 4 |
5.85% | |||
VP – Contrarian Core Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
80.37% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.05% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
31.52% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.86% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
22.97% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
16.56% |
N/A |
|
MIDLAND NATIONAL LIFE INS CO 8300 MILLS CIVIC PKWY WEST DES MOINES IA 50266-3833 |
Class 2 |
6.52% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
89.97% |
N/A |
VP – Core Equity Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
100.00% |
100.00% |
VP – Disciplined Core Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
53.39% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
9.97% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.36% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.43% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
27.03% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
25.79% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
92.71% |
34.63% |
Class 3 |
93.97% |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.00% |
N/A |
Class 3 |
6.03% | |||
VP – Dividend Opportunity Fund |
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 1 |
33.94% |
N/A |
|
INDEPENDENCE LIFE AND ANNUITY CO C/O SUNLIFE FINANCIAL PO BOX 9106 WELLESLEY HILLS MA 02481-9106 |
Class 1 |
6.06% |
N/A |
|
KEYPORT 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 1 |
11.50% |
N/A |
|
MIDLAND NATIONAL LIFE INS CO 8300 MILLS CIVIC PKWY WEST DES MOINES IA 50266-3833 |
Class 2 |
6.96% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
19.00% |
88.80% |
Class 2 |
83.90% | |||
Class 3 |
94.54% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 3 |
5.46% |
N/A |
|
TALCOTT RESOLUTION LIFE INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 |
Class 1 |
22.20% |
N/A |
VP – Emerging Markets Bond Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
34.14% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.57% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
40.82% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.42% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
6.11% |
N/A |
|
MAC & CO FBO MODERATELY CONSERV MODEL PORTF ATTN: MUTUAL FUND OPERATIONS 500 GRANT STREET ROOM 151-1010 PITTSBURGH PA 15219-2502 |
Class 1 |
26.48% |
N/A |
|
NEW YORK LIFE INSURANCE & ANNUITY CORP ATTN CHRISTINE DEMPSEY 169 LACKAWANNA AVE PARSIPPANY NJ 07054-1087 |
Class 2 |
90.69% |
44.43% |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.01% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
VP – Emerging Markets Fund |
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.96% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
45.01% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
18.84% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.23% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
12.99% |
71.56% |
Class 2 |
93.27% | |||
Class 3 |
94.74% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 3 |
5.26% |
N/A |
VP – Global Strategic Income Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
Class 1 |
9.35% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
89.21% |
93.55% |
Class 2 |
89.01% | |||
Class 3 |
94.24% | |||
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
10.99% |
N/A |
Class 3 |
5.76% | |||
VP – Government Money Market Fund |
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 1 |
34.69% |
N/A |
|
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY ATTN ALISON MITNICK 1 CORPORATE DRIVE 9TH FLOOR SHELTON CT 06484-6208 |
Class 1 |
5.32% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
29.82% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
20.19% |
78.79% |
Class 2 |
89.58% | |||
Class 3 |
94.89% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
10.42% |
N/A |
Class 3 |
5.11% | |||
VP – High Yield Bond Fund |
MIDLAND NATIONAL LIFE INS CO 8300 MILLS CIVIC PKWY WEST DES MOINES IA 50266-3833 |
Class 2 |
8.22% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
NATIONWIDE LIFE INSURANCE COMPANY C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 |
Class 2 |
25.05% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
95.18% |
84.68% |
Class 2 |
60.32% | |||
Class 3 |
95.40% | |||
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.97% |
N/A |
VP – Income Opportunities Fund |
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
6.99% |
N/A |
|
KEYPORT 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 1 |
6.82% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
10.29% |
81.90% |
Class 2 |
81.58% | |||
Class 3 |
94.46% | |||
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
10.86% |
N/A |
Class 3 |
5.54% | |||
|
TALCOTT RESOLUTION LIFE INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 |
Class 1 |
37.49% |
N/A |
|
TRANSAMERICA LIFE INSURANCE CO RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT 4333 EDGEWOOD RD NE CEDAR RAPIDS IA 52499-0001 |
Class 1 |
6.85% |
N/A |
|
VARIABLE SEPARATE ACCOUNT OF ANCHOR NATIONAL LIFE INSURANCE CO 2727-A ALLEN PARKWAY, 4-D1 ATTN: VARIABLE ANNUITY ACCOUNTING HOUSTON TX 77019-2107 |
Class 1 |
34.52% |
N/A |
VP – Intermediate Bond Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
69.66% (a) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
35.68% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
13.02% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
6.16% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
5.51% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
20.82% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
84.38% |
N/A |
Class 3 |
94.73% | |||
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.50% |
N/A |
Class 3 |
5.27% | |||
VP – Large Cap Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
68.55% (a) |
|
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
23.61% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.75% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
25.01% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.16% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
22.63% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
17.68% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
66.60% |
N/A |
Class 3 |
96.37% | |||
VP – Large Cap Index Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
42.71% (a) |
|
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
6.50% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
63.82% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
24.04% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
9.03% |
49.17% |
Class 2 |
77.00% | |||
Class 3 |
88.95% | |||
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
15.79% |
N/A |
Class 3 |
11.05% | |||
VP – Limited Duration Credit Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
72.54% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
5.99% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
25.43% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
8.21% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
6.02% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
11.32% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
26.31% |
N/A |
|
PRINCIPAL LIFE INSURANCE CO CUST. FBO PRINCIPAL PIVOT SERIES VARIABLE ANNUITY ATTN INDIVIDUAL LIFE ACCOUNTING 711 HIGH ST DES MOINES IA 50392-0001 |
Class 2 |
5.73% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
87.69% |
N/A |
VP – Long Government/Credit Bond Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
79.12% (a) |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
39.27% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.73% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
10.16% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
24.86% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
91.94% |
N/A |
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
8.01% |
N/A |
VP – Managed Risk Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
Class 1 |
100.00% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
96.19% |
96.19% |
VP – Managed Risk U.S. Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
Class 1 |
100.00% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
92.16% |
92.16% |
|
RIVERSOURCE LIFE EXTERNAL DISTRIBUTON (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
7.84% |
N/A |
VP – MFS Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
88.83% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.42% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
23.84% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
15.51% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
27.56% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
20.68% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
93.51% |
N/A |
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTION (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.49% |
N/A |
VP – Moderate Portfolio |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
94.19% |
94.28% |
Class 4 |
94.37% | |||
Class 1 |
94.56% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.81% |
N/A |
Class 4 |
5.63% | |||
Class 1 |
5.44% | |||
VP – Moderately Aggressive Portfolio |
RIVERSOURCE LIFE EXTERNAL DISTRIBUTION (AEL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
93.68% |
93.97% |
Class 4 |
94.17% | |||
Class 1 |
95.61% | |||
|
RIVERSOURCE LIFE NY FOR INSIDE DISTRIBUTON (LIFE OF NY) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.32% |
N/A |
Class 4 |
5.83% | |||
VP – Moderately Conservative Portfolio |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
93.12% |
94.12% |
Class 2 |
94.11% | |||
Class 4 |
94.13% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
6.82% |
N/A |
Class 2 |
5.89% | |||
Class 4 |
5.87% | |||
VP – MV Conservative Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
97.63% |
93.16% |
Class 2 |
93.15% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.85% |
N/A |
VP – MV Conservative Growth Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
96.80% |
93.73% |
Class 2 |
93.73% |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.27% |
N/A |
VP – MV Growth Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
96.68% |
94.68% |
Class 2 |
94.67% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.33% |
N/A |
VP – MV Moderate Growth Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
98.12% |
93.26% |
Class 2 |
93.25% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.75% |
N/A |
VP – Overseas Core Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
85.51% (a) |
|
GE LIFE & ANNUITY ASSURANCE CO ATTN VARIABLE ACCOUNTING 6610 W BROAD ST BLDG 3 5TH FL RICHMOND VA 23230-1702 |
Class 2 |
29.95% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.84% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
26.79% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
13.18% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
24.23% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
22.75% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
48.79% |
N/A |
Class 3 |
93.21% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 3 |
6.79% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
TALCOTT RESOLUTION LIFE INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 |
Class 2 |
8.19% |
N/A |
VP – Partners Core Bond Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
87.06% (a) |
|
JPMCB NA CUST FOR VP CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.18% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
39.71% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
9.11% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.44% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
7.47% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
14.48% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
92.16% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
7.84% |
N/A |
VP – Partners Core Equity Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
90.57% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
18.18% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
6.62% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.87% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
24.07% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
12.99% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
13.03% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
11.20% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
93.33% |
N/A |
Class 3 |
93.94% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.67% |
N/A |
Class 3 |
6.06% | |||
VP – Partners International Core Equity Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
92.92% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
8.02% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
20.85% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
12.63% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
31.12% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
21.53% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
94.04% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.96% |
N/A |
VP – Partners International Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
91.62% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
8.26% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
27.86% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
16.60% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
22.48% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
19.38% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
93.99% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.01% |
N/A |
VP – Partners International Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
92.70% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.96% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
28.36% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
16.44% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
22.66% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
19.32% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
94.09% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.91% |
N/A |
VP – Partners Small Cap Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
85.93% (a) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
13.37% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.20% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
37.24% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
31.42% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
91.05% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
8.95% |
N/A |
VP – Partners Small Cap Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
76.12% (a) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.57% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.73% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
38.94% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
32.95% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
93.08% |
N/A |
Class 3 |
95.00% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.92% |
N/A |
Class 3 |
5.00% | |||
VP – Principal Blue Chip Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
75.87% (a) |
|
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
17.86% |
N/A |
|
GE LIFE & ANNUITY ASSURANCE CO ATTN VARIABLE ACCOUNTING 6610 W BROAD ST BLDG 3 5TH FL RICHMOND VA 23230-1702 |
Class 1 |
5.02% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
11.58% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.90% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
19.24% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.79% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
17.32% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
12.81% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
RIVERSOURCE LIFE ACCOUNT FOR DISTRIBUTION 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
5.47% |
N/A |
Class 2 |
77.28% | |||
VP – Select Large Cap Equity Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
89.09% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
7.64% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.69% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
23.43% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.87% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
20.72% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
19.83% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
92.47% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
7.39% |
N/A |
VP – Select Large Cap Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
81.20% (a) |
|
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
6.94% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
12.85% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.37% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
20.71% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.25% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
21.53% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
17.26% |
N/A |
|
MIDLAND NATIONAL LIFE INS CO 8300 MILLS CIVIC PKWY WEST DES MOINES IA 50266-3833 |
Class 2 |
13.74% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
74.84% |
N/A |
Class 3 |
97.86% | |||
VP – Select Mid Cap Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
26.42% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
47.01% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
35.25% |
N/A |
|
KANSAS CITY 2001 UNI ATTN ACCOUNTING OPERATIONS-VARIABLE PO BOX 219139 KANSAS CITY MO 64121-9139 |
Class 2 |
8.39% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
85.99% |
62.88% |
Class 3 |
93.93% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.45% |
N/A |
Class 3 |
6.07% | |||
|
TALCOTT RESOLUTION LIFE INSURANCE COMPANY PO BOX 5051 HARTFORD CT 06102-5051 |
Class 1 |
7.04% |
N/A |
VP – Select Mid Cap Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
46.61% (a) |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
48.93% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
37.19% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
87.47% |
42.17% |
Class 3 |
95.77% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.09% |
N/A |
VP – Select Small Cap Value Fund |
AMERITAS LIFE INSURANCE CORP CARILLON LIFE ACCOUNT NY 5900 O ST LINCOLN NE 68510-2234 |
Class 2 |
17.92% |
N/A |
|
GREAT-WEST LIFE & ANNUITY FBO 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 |
Class 1 |
8.91% |
N/A |
|
JEFFERSON NATL LIFE PO BOX 182029 COLUMBUS OH 43218-2029 |
Class 1 |
44.72% |
N/A |
|
KANSAS CITY 2001 UNI ATTN ACCOUNTING OPERATIONS-VARIABLE PO BOX 219139 KANSAS CITY MO 64121-9139 |
Class 2 |
8.26% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
40.14% |
79.44% |
Class 2 |
68.01% | |||
Class 3 |
95.25% | |||
VP – Seligman Global Technology Fund |
GREAT-WEST LIFE & ANNUITY FBO 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 |
Class 1 |
83.88% |
39.95% |
Class 2 |
19.17% | |||
|
JEFFERSON NATL LIFE PO BOX 182029 COLUMBUS OH 43218-2029 |
Class 2 |
32.00% |
N/A |
|
KANSAS CITY 2001 UNI ATTN ACCOUNTING OPERATIONS-VARIABLE PO BOX 219139 KANSAS CITY MO 64121-9139 |
Class 2 |
7.20% |
N/A |
|
MIDLAND NATIONAL LIFE INS CO 8300 MILLS CIVIC PKWY WEST DES MOINES IA 50266-3833 |
Class 2 |
15.68% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
11.63% |
N/A |
Class 2 |
12.04% | |||
VP – Small Cap Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
54.23% (a) |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
6.99% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
25.16% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
14.67% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
25.73% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
20.25% |
N/A |
|
NEW YORK LIFE INSURANCE & ANNUITY CORP ATTN CHRISTINE DEMPSEY 169 LACKAWANNA AVE PARSIPPANY NJ 07054-1087 |
Class 2 |
71.71% |
29.81% |
|
VENERABLE INSURANCE & ANNUITY CO 1475 DUNWOODY DRIVE ATTN JOHN STANZIANI WESTCHESTER PA 19380-1478 |
Class 2 |
20.04% |
N/A |
VP – Small Company Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
87.46% (a) |
|
FARM BUREAU LIFE INSURANCE COMPANY 5400 UNIVERSITY AVE WEST DES MOINES IA 50266-5950 |
Class 2 |
100.00% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.89% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
23.85% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
13.93% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
24.51% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
19.33% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
VP – Strategic Income Fund |
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 1 |
26.77% |
N/A |
|
JEFFERSON NATL LIFE PO BOX 182029 COLUMBUS OH 43218-2029 |
Class 2 |
7.48% |
N/A |
|
KEYPORT 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 1 |
5.89% |
N/A |
|
LINCOLN LIFE INSURANCE COMPANY 1300 S CLINTON ST FORT WAYNE IN 46802-3518 |
Class 1 |
13.07% |
N/A |
Class 2 |
12.18% | |||
|
NEW YORK LIFE INSURANCE & ANNUITY CORP ATTN CHRISTINE DEMPSEY 169 LACKAWANNA AVE PARSIPPANY NJ 07054-1087 |
Class 1 |
16.04% |
N/A |
|
PROTECTIVE LIFE INSURANCE COMPANY PO BOX 2606 BIRMINGHAM AL 35202-2606 |
Class 2 |
13.04% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
28.73% |
52.99% |
Class 2 |
56.90% | |||
VP – T. Rowe Price Large Cap Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
91.31% (a) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
14.22% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO U S FLEXIBLE MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
5.40% |
N/A |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.86% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
18.35% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
12.22% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
21.74% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
16.28% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
91.21% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
8.79% |
N/A |
VP – TCW Core Plus Bond Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
82.55% (a) |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
41.15% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.70% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.68% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
6.59% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
20.03% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
89.43% |
N/A |
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
10.57% |
N/A |
VP – U.S. Flexible Conservative Growth Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
98.02% |
92.75% |
Class 2 |
92.74% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
7.26% |
N/A |
VP – U.S. Flexible Growth Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
98.45% |
93.82% |
Class 2 |
93.81% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.19% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
VP – U.S. Flexible Moderate Growth Fund |
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
99.73% |
93.22% |
Class 2 |
93.21% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
6.79% |
N/A |
VP – U.S. Government Mortgage Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
73.39% (a) |
|
DELAWARE LIFE INSURANCE COMPANY 1601 TRAPELO ROAD SUITE 30 WALTHAM MA 02451-7360 |
Class 2 |
19.44% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
30.71% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
11.09% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY CONSERVATIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
5.35% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
10.11% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
23.73% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
67.95% |
N/A |
Class 3 |
93.91% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
5.71% |
N/A |
Class 3 |
6.09% | |||
VP – Victory Sycamore Established Value Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
57.20% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.19% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
27.20% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
15.89% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
23.89% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
18.17% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
91.76% |
36.01% |
Class 3 |
97.47% | |||
|
RIVERSOURCE LIFE DIRECT & EXTERNAL DISTRIBUTOR NY (ACL) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
8.24% |
N/A |
VP – Westfield Mid Cap Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
84.27% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
7.51% |
N/A |
|
JPMCB NA CUST FOR VP MODERATE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
27.75% |
N/A |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
16.37% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
24.79% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
18.58% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 2 |
95.94% |
N/A |
VP – Westfield Select Large Cap Growth Fund |
COLUMBIA MGMT INVESTMENT ADVSR LLC ATTN KATRINA MACBAIN 50807 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0508 |
N/A |
N/A |
62.97% (a) |
|
JPMCB NA CUST FOR VP AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
16.55% |
N/A |
Fund |
Shareholder Name and Address |
Share Class |
Percentage of Class |
Percentage of Fund (if greater than 25%) |
|
JPMCB NA CUST FOR VP MODERATELY AGGRESSIVE 4 CHASE METROTECH CTR FL 3RD BROOKLYN NY 11245-0003 |
Class 1 |
24.83% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
23.19% |
N/A |
|
JPMCB NA CUST FOR VARIABLE PORTFOLIO MANAGED VOLATILITY MODERATE GROWTH 4 CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY 11245-0003 |
Class 1 |
26.49% |
N/A |
|
RIVERSOURCE LIFE ACCOUNT FOR INSIDE DISTRIBUTION (LIFE) 222 AMERIPRISE FINANCIAL CTR MINNEAPOLIS MN 55474-0002 |
Class 1 |
8.69% |
35.50% |
Class 2 |
95.62% |
Long-Term Rating |
Short-Term Rating |
AAA |
F1+ |
AA+ |
F1+ |
AA |
F1+ |
AA– |
F1+ |
A+ |
F1 or F1+ |
A |
F1 or F1+ |
A– |
F2 or F1 |
BBB+ |
F2 or F1 |
BBB |
F3 or F2 |
BBB– |
F3 |
BB+ |
B |
BB |
B |
BB– |
B |
B+ |
B |
B |
B |
B– |
B |
CCC+ / CCC / CCC– |
C |
CC |
C |
C |
C |
RD / D |
RD / D |
Long-Term Rating |
Short-Term Rating |
AAA AA+ AA AA– |
K1+ |
A+ |
K1+ or K1 |
A |
K1 |
A– |
K1 or K2 |
BBB+ |
K2 |
BBB |
K2 or K3 |
BBB– |
K3 |
BB+ BB BB– B+ B B– |
B |
CCC+ CCC CCC– CC C |
C |
D |
D |
1 Overview of key principles and approach |
B-1 |
2 Role, structure and operation of boards |
B-2 |
3 Board committees |
B-5 |
4 Compensation |
B-6 |
5 Audit, risk and control |
B-7 |
6 Shareholder rights |
B-8 |
7 Reporting |
B-9 |
8 Social and environmental factors |
B-11 |
9 Voting matters |
B-13 |
Exhibit Number |
Exhibit Description |
Filed Herewith or Incorporated by Reference |
Information About the Filing that Includes the Document Incorporated by Reference | ||||
Registrant that Made the Filing |
File No. of Such Registrant |
Type of Filing |
Exhibit of Document in that Filing |
Filing Date | |||
(a)(1) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #31 on Form N-1A |
(a)(1) |
2/29/2008 | |
(a)(1)(i) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #31 on Form N-1A |
(a)(2) |
2/29/2008 | |
(a)(1)(ii) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #41 on Form N-1A |
(a)(3) |
1/18/2012 | |
(a)(1)(iii) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #87 on Form N-1A |
(a)(1)(iii) |
4/28/2021 | |
(a)(1)(iv) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #79 on Form N-1A |
(a)(1)(i) |
10/5/2018 | |
(a)(1)(v) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #87 on Form N-1A |
(a)(1)(v) |
4/28/2021 | |
(a)(1)(vi) |
Filed Herewith |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #88 on Form N-1A |
(a)(1)(vi) |
4/28/2022 | |
(b) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #87 on Form N-1A |
(b) |
4/28/2021 | |
(c) |
Not Applicable. |
|
|
|
|
|
|
(d)(1) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #257 on Form N-1A |
(d)(1) |
4/27/2016 | |
(d)(1)(i) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #395 on Form N-1A |
(d)(1)(i) |
7/18/2022 | |
(d)(2) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #406 on Form N-1A |
(d)(2) |
7/26/2023 |
Exhibit Number |
Exhibit Description |
Filed Herewith or Incorporated by Reference |
Information About the Filing that Includes the Document Incorporated by Reference | ||||
Registrant that Made the Filing |
File No. of Such Registrant |
Type of Filing |
Exhibit of Document in that Filing |
Filing Date | |||
(d)(2)(i) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #406 on Form N-1A |
(d)(2)(i) |
7/26/2023 | |
(e)(1) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #80 on Form N-1A |
(e)(1) |
10/29/2021 | |
(e)(1)(i) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #85 on Form N-1A |
(e)(1)(i) |
10/31/2022 | |
(f) |
Incorporated by Reference |
Columbia Funds Series Trust II |
333-131683 |
Post-Effective Amendment #218 on Form N-1A |
(f) |
2/25/2021 | |
(g)(1) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #39 on Form N-1A |
(g)(3) |
4/29/2011 | |
(g)(1)(i) |
|
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #57 on Form N-1A |
(g)(1)(i) |
6/23/2014 |
(g)(1)(ii) |
|
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #68 on Form N-1A |
(g)(1)(ii) |
10/31/2016 |
(g)(2) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #297 on Form N-1A |
(g)(7) |
5/30/2017 |
Exhibit Number |
Exhibit Description |
Filed Herewith or Incorporated by Reference |
Information About the Filing that Includes the Document Incorporated by Reference | ||||
Registrant that Made the Filing |
File No. of Such Registrant |
Type of Filing |
Exhibit of Document in that Filing |
Filing Date | |||
(h)(1) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #80 on Form N-1A |
(h)(1) |
10/29/2021 | |
(h)(1)(i) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #85 on Form N-1A |
(h)(1)(i) |
10/31/2022 | |
(h)(2)(i) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #13 on Form N-1A |
(9)(c) |
4/28/1998 | |
(h)(2)(ii) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #14 on Form N-1A |
(9)(d) |
5/27/1998 | |
(h)(2)(iii) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #14 on Form N-1A |
(9)(e) |
5/27/1998 | |
(h)(2)(iv) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #14 on Form N-1A |
(9)(f) |
5/27/1998 | |
(h)(2)(v) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #39 on Form N-1A |
(h)(2)(vi) |
4/29/2011 | |
(h)(3) |
|
Incorporated by Reference |
Columbia Funds Series Trust |
333-89661 |
Post-Effective Amendment #198 on Form N-1A |
(h)(2) |
7/28/2021 |
Exhibit Number |
Exhibit Description |
Filed Herewith or Incorporated by Reference |
Information About the Filing that Includes the Document Incorporated by Reference | ||||
Registrant that Made the Filing |
File No. of Such Registrant |
Type of Filing |
Exhibit of Document in that Filing |
Filing Date | |||
(h)(3)(i) |
|
Incorporated by Reference |
Columbia Funds Series Trust II |
333-131683 |
Post-Effective Amendment #239 on Form N-1A |
(h)(2)(i) |
9/26/2023 |
(h)(3)(ii) |
|
Incorporated by Reference |
Columbia Funds Series Trust II |
333-131683 |
Post-Effective Amendment #241 on Form N-1A |
(h)(2)(ii) |
12/21/2023 |
(h)(4) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #90 on Form N-1A |
(h)(8) |
11/8/2023 | |
(h)(5) |
Incorporated by Reference |
Columbia Funds Series Trust II |
333-131683 |
Post-Effective Amendment #179 on Form N-1A |
(h)(11) |
5/25/2018 | |
(h)(5)(i) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #406 on Form N-1A |
(h)(10)(i) |
7/26/2023 | |
(h)(6) |
|
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #392 on Form N-1A |
(h)(11) |
2/17/2022 |
(h)(6)(i) |
|
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #90 on Form N-1A |
(h)(10)(i)(a) |
11/8/2023 |
Exhibit Number |
Exhibit Description |
Filed Herewith or Incorporated by Reference |
Information About the Filing that Includes the Document Incorporated by Reference | ||||
Registrant that Made the Filing |
File No. of Such Registrant |
Type of Filing |
Exhibit of Document in that Filing |
Filing Date | |||
(h)(7) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #392 on Form N-1A |
(h)(13) |
2/17/2022 | |
(h)(7)(i) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #90 on Form N-1A |
(h)(10)(ii)(a) |
11/8/2023 | |
(h)(8) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #81 on Form N-1A |
(h)(10)(iii) |
4/4/2022 | |
(h)(9) |
Incorporated by Reference |
Columbia Funds Variable Series Trust II |
333-146374 |
Post-Effective Amendment #81 on Form N-1A |
(h)(10)(iv) |
4/4/2022 | |
(i)(1) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #28 on Form N-1A |
(i) |
4/10/2006 | |
(i)(2) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #43 on Form N-1A |
(i)(3) |
4/17/2012 | |
(i)(3) |
|
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #49 on Form N-1A |
(i)(4) |
4/10/2013 |
(i)(4) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #68 on Form N-1A |
(i)(6) |
10/31/2016 | |
(i)(5) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #74 on Form N-1A |
(i)(5) |
9/11/2017 | |
(j) |
Filed Herewith |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #90 on Form N-1A |
(j) |
4/25/2024 |
Exhibit Number |
Exhibit Description |
Filed Herewith or Incorporated by Reference |
Information About the Filing that Includes the Document Incorporated by Reference | ||||
Registrant that Made the Filing |
File No. of Such Registrant |
Type of Filing |
Exhibit of Document in that Filing |
Filing Date | |||
(k) |
Omitted Financial Statements: Not Applicable. |
|
|
|
|
|
|
(l) |
Initial Capital Agreement: Not Applicable. |
|
|
|
|
|
|
(m)(1) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #19 on Form N-1A |
(m)(5) |
6/1/2000 | |
(m)(2) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #400 on Form N-1A |
(m)(1) |
11/22/2022 | |
(n) |
Incorporated by Reference |
Columbia Funds Variable Insurance Trust |
033-14954 |
Post-Effective Amendment #72 on Form N-1A |
(n) |
6/26/2017 | |
(o) |
Reserved |
|
|
|
|
|
|
(p)(1) |
Incorporated by Reference |
Columbia Funds Series Trust I |
2-99356 |
Post-Effective Amendment #349 on Form N-1A |
(p)(1) |
4/25/2019 | |
(p)(2) |
Incorporated by Reference |
Columbia Funds Series Trust II |
333-131683 |
Post-Effective Amendment #241 on Form N-1A |
(p)(2) |
12/21/2023 |
Name and Principal Business Address* |
Position and Offices with Principal Underwriter |
Positions and Offices with Registrant |
William F. Truscott |
President, Chief Executive Officer and Chairman of the Board |
Senior Vice President |
Francine Asselta |
Vice President and Head of North America Institutional |
None |
Jason S. Bartylla |
Chief Financial Officer and Director |
None |
Michael E. DeFao |
Vice President, Chief Legal Officer and Assistant Secretary |
Vice President and Assistant Secretary |
Stephen O. Buff |
Vice President, Chief Compliance Officer |
None |
James Bumpus |
Vice President and Head of Intermediary Markets and Director |
None |
Thomas A. Jones |
Vice President and Head of Strategic Relations |
None |
Gary Rawdon |
Vice President – Sales Governance and Administration |
None |
Leslie A. Walstrom |
Senior Vice President and Global Head of Marketing |
None |
Daniel J. Beckman |
Vice President |
Board Member, President and Principal Executive Officer |
Marc Zeitoun |
Vice President and Head of North America Product |
None |
Wendy B. Mahling |
Secretary |
None |
Amy L. Hackbarth |
Vice President and Assistant Secretary |
None |
Mark D. Kaplan |
Vice President and Assistant Secretary |
None |
Name and Principal Business Address* |
Position and Offices with Principal Underwriter |
Positions and Offices with Registrant |
Ryan C. Larrenaga |
Vice President and Assistant Secretary |
Senior Vice President, Chief Legal Officer and Secretary |
Joseph L. D’Alessandro |
Vice President and Assistant Secretary |
Assistant Secretary |
Megan Garcy |
Vice President and Assistant Secretary |
Assistant Secretary |
Christopher O. Petersen |
Vice President and Assistant Secretary |
Senior Vice President and Assistant Secretary |
Kayla Sylvia |
Vice President and Assistant Secretary |
None |
Shweta J. Jhanji |
Vice President and Treasurer |
None |
Michael Tempesta |
Anti-Money Laundering Officer and Identity Theft Prevention Officer |
None |
Kristin Weisser |
Conflicts Officer |
None |
COLUMBIA FUNDS VARIABLE INSURANCE TRUST | |
By: |
/s/ Daniel J. Beckman |
|
Daniel J. Beckman Trustee and President |
Signature |
Capacity |
Signature |
Capacity |
/s/ Daniel J. Beckman |
Trustee and President (Principal Executive Officer) |
/s/ Patricia M. Flynn* |
Trustee |
Daniel J. Beckman |
Patricia M. Flynn | ||
/s/ Michael G. Clarke* |
Chief Financial Officer, Principal Financial Officer, Senior Vice President, Treasurer and Chief Accounting Officer (Principal Accounting Officer) |
/s/ Brian J. Gallagher* |
Trustee |
Michael G. Clarke |
Brian J. Gallagher | ||
/s/ Pamela G. Carlton* |
Chair of the Board |
/s/ Douglas A. Hacker* |
Trustee |
Pamela G. Carlton |
Douglas A. Hacker | ||
/s/ George S. Batejan* |
Trustee |
/s/ Nancy T. Lukitsh* |
Trustee |
George S. Batejan |
Nancy T. Lukitsh | ||
/s/ Kathleen A. Blatz* |
Trustee |
/s/ David M. Moffett* |
Trustee |
Kathleen A. Blatz |
David M. Moffett | ||
/s/ Janet Langford Carrig* |
Trustee |
/s/ Catherine James Paglia* |
Trustee |
Janet Langford Carrig |
Catherine James Paglia | ||
/s/ J. Kevin Connaughton* |
Trustee |
/s/ Natalie A. Trunow* |
Trustee |
J. Kevin Connaughton |
Natalie A. Trunow | ||
/s/ Olive M. Darragh* |
Trustee |
/s/ Sandra L. Yeager* |
Trustee |
Olive M. Darragh |
Sandra L. Yeager |
* |
By: Name: |
/s/ Joseph D’Alessandro |
|
Joseph D’Alessandro** Attorney-in-fact |
| ||
** |
Executed by Joseph D’ Alessandro on behalf of Michael G. Clarke pursuant to a Power of Attorney, dated February 1, 2021, and on behalf of each of the Trustees pursuant to a Trustees’ Power of Attorney, dated January 1, 2023. |
/s/ George S. Batejan |
Trustee |
/s/ Brian J. Gallagher |
Trustee |
George S. Batejan |
Brian J. Gallagher | ||
/s/ Daniel J. Beckman |
Trustee |
/s/ Douglas Hacker |
Trustee |
Daniel J. Beckman |
Douglas Hacker | ||
/s/ Kathleen A. Blatz |
Trustee |
/s/ Nancy T. Lukitsh |
Trustee |
Kathleen A. Blatz |
Nancy T. Lukitsh | ||
/s/ Pamela G. Carlton |
Trustee |
/s/ David M. Moffett |
Trustee |
Pamela G. Carlton |
David M. Moffett | ||
/s/ Janet Langford Carrig |
Trustee |
/s/ Catherine James Paglia |
Trustee |
Janet Langford Carrig |
Catherine James Paglia | ||
/s/ J. Kevin Connaughton |
Trustee |
/s/ Natalie A. Trunow |
Trustee |
J. Kevin Connaughton |
Natalie A. Trunow | ||
/s/ Olive M. Darragh |
Trustee |
/s/ Sandra L. Yeager |
Trustee |
Olive M. Darragh |
Sandra L. Yeager | ||
/s/ Patricia M. Flynn |
Trustee |
|
|
Patricia M. Flynn |
|
|
(j) |
Consent of Independent Registered Public Accounting Firm, PricewaterhouseCoopers LLP |
Exhibit No. |
Description |
EX-101.INS |
XBRL Instance Document |
EX-101.SCH |
XBRL Taxonomy Extension Schema Document |
EX-101.CAL |
XBRL Taxonomy Extension Calculation Linkbase |
EX-101.DEF |
XBRL Taxonomy Extension Definition Linkbase |
EX-101.LAB |
XBRL Taxonomy Extension Labels Linkbase |
EX-101.PRE |
XBRL Taxonomy Extension Presentation Linkbase |